Burnout and personality in extreme nursing: an empirical study

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Burnout and personality in extreme nursing:
an empirical study
■   K.-E. Bühler, T. Land
Institute Psychotherapy and Medical Psychology, Julius-Maximilians-Universität, Würzburg (D)

                Summary                                                 confirmed: personality is significantly related to
                                                                        certain aspects of burnout. “Neuroticism”, “extra-
                Bühler K-E, Land T. Burnout and personality in          version”, “external locus of control”, “job-distance
                extreme nursing: an empirical study. Schweiz Arch       inability”, “existential frustration” and “ability of
                Neurol Psychiatr 2004;155:35–42.                        love” prove to be personality traits with an impact
                                                                        on the development or the presence of burnout.
                Previous research into the causes of burnout has           The evaluation of our data shows that the factor
                mainly been concerned with external triggers,           “Mental Health” or “Psychoprotection” is impor-
                such as onerous work criteria or organisational or      tant for all the burnout variables. It measures per-
                social influences. On the other hand, the question      sonality traits such as a high self-esteem, efficient
                repeatedly posed is why, under the same working         coping strategies and autonomy.
                conditions, one individual burns out, while another        The results of this study identifying mental
                shows no symptoms at all. It seems fair to assume       health as a consequence of a meaningful life as a
                that other causes such as personality may also play     protective factor, and an external locus of control,
                a role but such factors as individual reactions and     neuroticism and extraversion as factors promoting
                personality have largely been ignored as a possible     burnout, might in future both be used to predict
                aetiology of burnout development.                       and prevent a burnout syndrome. As a conse-
                    In preparation of a long-term study, this gen-      quence of our results individuals can use their
                eral cross-sectional study investigates the relation-   knowledge of their own personal disposition to
                ship between burnout and personality variables.         avoid the development of burnout; for example,
                The different personality variables having a possi-     by regulating their motivation and their engage-
                ble impact on burnout were determined in a num-         ment and enthusiasm for the job, and by seeking
                ber of prestudies. The scales of these prestudies       sensible leisure activities. On the other hand,
                were selected according to their relevance for de-      the empirically established association between
                scriptive theories reported in scientific literature.   personality and burnout can be used as a basis
                The data were gathered from 119 people working          for personality questionnaires to identify people
                in intensive care units. The Maslach Burnout            susceptible to burnout.
                Inventory (MBI) was used as well as certain sub-           Keywords: burnout; personality; intensive care;
                scales of the following personality questionnaires:     hospital
                Eysenck Personality Inventory (EPI), Inventory of
                Aggressivity (IA),Trier Personality Questionnaire
                (TPQ), Scales of Control (SC), Locus of control         Introduction
                (LC) and the Logo-test (LOGO).All these aspects
                were descriptively but not yet quantitatively re-       Mental and physical states of exhaustion have
                ported in scientific literature.                        been known for a long time, but it was Freuden-
                    Although multiple regression does not show          berger in 1974 who first coined the term “burnout”
                all the personality variables as predictors for the     for the mental and physical exhaustion of voluntary
                burnout dimensions, the research hypothesis is          workers in various social fields [1].The term “burn-
                                                                        out syndrome”, mainly applied to the caring pro-
                                                                        fessions, defines the breakdown of energy resour-
                Correspondence:                                         ces and adaptability as a reaction to chronic stress
                Prof. Dr. med. habil. Karl-Ernst Bühler                 [2–4]. It is generally conceptualised as a syndrome
                Institute Psychotherapy and Medical Psychology
                                                                        with three dimensions: emotional exhaustion,
                Julius-Maximilians-Universität
                Haafstrasse 12                                          depersonalisation and reduced feelings of personal
                D-97082 Würzburg                                        accomplishment [4]. We consider the burnout

          35       SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                           155 ■ 1/2004
Table 1   Previous studies.

          author                            title                                           burnout-relevant personality items

          Schulte, Silvia (1994) [12]       The connection of the burnout construct         –   internal locus of control
                                            with aspects of depression and locus            –   fatalistic external locus of control
                                            of control.                                     –   generalised assessment of own ability
                                                                                            –   social external locus of control
          Niestrat, Frieda (1993) [13]      Burnout, existential frustration and personal   – existential frustration
                                            life sense in educators.
          Glaser, Helmut (1994) [14]        The influence of biographic factors and         – neuroticism
                                            personality traits of extraversion and neuro-   – extraversion
                                            ticism on burnout.
          Mahmoudpour, Hamidreza (1993)     Burnout in teachers, an empirical study         – self-aggression
          [15]                              of personality traits considering the aspect
                                            of aggression.
          Schmieta, Maike (1992) [16]       Burnout and mental health.                      – ability to love
                                                                                            – self-esteem
                                                                                            – personal satisfaction
          Kiefl, Manuela (1992) [17]        Type-A behaviour, coronar y vessel disease      –   reactive aggression
                                            and burnout.                                    –   exactness
                                                                                            –   appreciation need
                                                                                            –   job-distance inability

          syndrome to be a subclass of affective disorders,             variables relevant for burnout (see table 1). The
          either as an abortive form of minor depression                scales of these prestudies were selected according
          or dysthymia depending upon duration. In severe               to their relevance for descriptive theories reported
          cases a burnout syndrome can become an exhaus-                in scientific literature. In detail these aspects were:
          tion depression, i.e. a major depression.                     locus of control, sense of life, neuroticism, extra-
              American burnout research, dominated by                   version, introversion, aggression, mental health
          social psychologists, for a long time favoured the            and type-A behaviour. All these aspects were
          organisational and institutional aetiology hypo-              descriptively but not yet quantitatively reported in
          thesis of burnout being, among other things, a                scientific literature. These prestudies empirically
          reaction to chronic stress, job dissatisfaction [5]           and quantitatively showed the questionnaires and
          and an increasing loss of idealism and energy as a            the scales in table 2 to be important for the assess-
          result of working conditions [6]. The environment             ment of personality traits influencing burnout. The
          was considered to be the principal trigger for the            aim of the present study is to confirm the impact
          burnout process [7–9].                                        of selected personality variables on burnout in a
              On the other hand, the question repeatedly                cross-sectional design.
          posed is why, under the same working conditions,
          one individual burns out, while another shows no
          symptoms at all. It seems fair to assume that other           Methods
          causes such as personality may also play a role.
          There is evidence, such as the long-term study of             Subjects
          teachers by Jackson, Schwab and Schuler that
          could not establish any connection between work-              The investigation was carried out using question-
          ing conditions and burnout [10], that working con-            naires and based on a random sample of nursing
          ditions are not the only reason.                              staff in intensive care units of 10 German hospitals.
              Perlman and Hartman criticise the lack of                 Other caring personnel were not included in
          studies dealing with the connection between                   the analysis of data. The usable response rate
          burnout and personality [11]. The lack of research            was 63% and thus comparable to other surveys
          studies in this field leaves the concept of burnout           with response rates of 57% [24] and 72% [25].
          as a descriptive term with little insight into the basic      The questionnaires were anonymously answered
          causes and effects. For this reason, we wanted to             by N = 117, i.e. N = 91 women (76.5% of the total)
          investigate the influence of personality dimensions           and N = 26 men (21.8% of the total) of the nursing
          on burnout. As an empirical approach, several                 staff. For further sociodemographic data see
          prestudies aimed at a reduction of personality                table 3.

    36        SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                                        155 ■ 1/2004
Table 2   Questionnaires and scales.

          questionnaire                                      scales

          Maslach Burnout Inventor y (MBI) [4]               emotional exhaustion (EE) (C-alpha = 0.89)
                                                             depersonalisation (D) (C-alpha = 0.64)
                                                             personal accomplishment (PA) (C-alpha = 0.89)
          Eysenck Personality Inventor y (EPI) [18]          extraversion (EXTRA) (Split-Half = 0.75)
                                                             neuroticism (NEURO) (Split-Half = 0.78)
          Inventor y of Aggressivity (IA) [19]               reactive aggressivity (RA) (C-alpha = 0.68)
                                                             self aggression (SA) (C-alpha = 0.72)
          Scales of Control [20]                             appreciation need (AN) (C-alpha = 0.74)
                                                             exactness (E) (C-alpha = 0.77)
                                                             job-distance inability (JDI) (C-alpha = 0.79)
          Trier Personality Questionnaire (TPQ) [21]         personal satisfaction (PS) (C-alpha = 0.86)
                                                             self-esteem (S) (C-alpha = 0.80)
                                                             ability to love (AL) (C-alpha = 0.73)
          Locus of Control (LC) [22]                         generalised assessment of own ability (AOA) (C-alpha = 0.76)
                                                             internal locus of control (I) (C-alpha = 0.70)
                                                             social external locus of control (SE) (C-alpha = 0.73)
                                                             fatalistic external locus of control (EF) (C-alpha = 0.75)
          Logo test [23]                                     existential frustration (EF) (C-alpha = 0.83)

          Instruments                                            superordinate factors were again correlated with
                                                                 the MBI variables (Spearman correlation).
          The instruments that were used are listed in               All statistical procedures were performed by
          table 2.                                               the Statistical Package for Social Science (SPSS)
                                                                 for Windows.

          Statistical Analysis
                                                                 Results
          First, stepwise multiple regression analyses were
          done to assess the predictivity of personality vari-   The following personality variables proved to be
          ables on burnout and partialise out intercorrela-      significant predictors of the criteria variable
          tions. The subscales of the personality scales were    “emotional exhaustion” (EE) (table 4): “fatalistic
          taken as predictors to determine whether they          external locus of control” (FE) p =
love” (AL) = 0.0004; “extraversion” (EXTRA)                        Table 5 shows the results of the factor analysis.
          p = 0.00018 and “neuroticism” (NEURO) p =                      On the basis of the screeplot a three-factor model
          0.0025 are significant predictor variables. With an            has been chosen with eigenvalues >1.
          adjusted R-square (0.24, p 0.5 were
          26–30 years                            36         30.1%        taken into account, the variables “reactive aggres-
          31–35 years                            23         19.3%        sion” (factor 2), “neuroticism” and “extraversion”
                                                                         (factor 3) do not appear in this factor model
          36–40 years                            13         10.8%
                                                                         because of their low loading on the respective
          41–45 years                            12         10.1%
                                                                         factors. Furthermore, the authors consider the
          46–50 years                             0          0.0%        variables “neuroticism” and “extraversion” as in-
          >50 years                               2          1.6%        dividual personality factors already confirmed
                                                                         by different personality factor models [26].As both
          family
                                                                         variables turn out to have an impact on at least
          single                                 59         49.6%        two of the three burnout variables in the multiple
          married                                46         38.7%        regression, their role in the burnout process will be
          divorced/separated                     10          8.4%        discussed.
                                                                             Table 6 shows the correlation results between
          household                                                      the three personality factors of the factor model
          single                                 28         23.5%        and the burnout variables of MBI. The factor
          more persons                           86         72.3%        “mental health” or “psychoprotection” shows a sig-
                                                                         nificant negative correlation to all three burnout
          duration of occupation                                         variables (inversed sign for “personal accomplish-
          1–2 years                              20         16.8%        ment”). The factor “external locus of control” cor-
          3–4 years                              17         14.3%        relates significantly positively with the burnout
          5–7 years                              19         16.0%        variable “emotional exhaustion” and positively
          8–11 years                             19         16.1%
                                                                         with the variable “depersonalisation”. The person-
                                                                         ality factor “type-A behaviour” shows no signifi-
          12–15 years                            16         13.4%
                                                                         cant correlation to the burnout factors.
          >15 years                              20         16.5%

Table 4   Multiple regression.

                                                  emotional exhaustion     personal accomplishment      depersonalisation

          multiple R                              0.66609                  0.37752                      0.51920

                                                  Beta        p            Beta        p                Beta        p

          fatalistic external locus of control    0.35        0.000
          job-distance inability                  0.27        0.000
          existential frustration                 0.25        0.000        –0.32       0.000
          neuroticism                             0.24        0.002                                      0.25       0.002
          extraversion                            0.20        0.006         0.22       0.014             0.27       0.001
          ability of love                                                                               –0.30       0.000

    38          SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                                 155 ■ 1/2004
Table 5   Factor analysis.

          factor                          variables                                              interpretation

          mental health or                –   generalised assessment of own ability (+)          items of self-confidence, life fulfilment,
          psychoprotective factor         –   self-esteem (+)                                    positive emotions towards oneself
                                          –   ability to love (+)                                and others
                                          –   personal satisfaction (+)
                                          –   internal locus of control (+)
                                          –   existential frustration (–)
          externality                     – fatalistic external locus of control                 the variable of external locus of control
                                          – social external locus of control                     in connection with self-aggression
                                          – self-aggression
          type-A behaviour                – appreciation need (+)                                the three scales of control
                                          – job-distance inability (+)
                                          – exactness (+)

          Discussion                                                         the direct influence of neuroticism on psycholo-
                                                                             gical indisposition [24–26, 30, 31]. In spite of nor-
          Although multiple regression does not show all                     mally conformist social behaviour, a basically
          the personality variables as predictors for the                    neurotic personality displays neurotic behaviour
          burnout dimensions, the research hypothesis is                     mainly in stress situations. Subjectively, these per-
          confirmed, personality is significantly related to                 sons experience more lack of success in what they
          certain aspects of burnout. “Neuroticism”, “extra-                 set out to do, and stress is experienced more nega-
          version”, “external locus of control”, “job-distance               tively, independent of type and time of the stress
          inability”, “existential frustration” and “ability of              situation. Because of misinterpretation of subjec-
          love” prove to be personality traits with an impact                tive and objective stress these individuals are
          on the development or the presence of burnout.                     significantly less able to deal adequately with
                                                                             stressors, as is particularly notable in fields of work
                                                                             where situational stress is unavoidable, e.g. in
          Neuroticism and burnout                                            intensive care units. As subjective or objective
                                                                             stress is often described as a basic prerequisite for
          Empirical connections between neuroticism and                      burnout [29], neuroticism accelerates the burnout
          burnout were found in 1978 [27]. Our investiga-                    process through a disproportionally pronounced
          tions confirm the results of Piedmont, who found                   feeling of stress.
          that people with high neurotic values also show
          higher values for the burnout variables “emo-
          tional exhaustion” and “depersonalisation” [28].                   Extroversion and burnout
          Neuroticism is sometimes described as a super-
          ordinate for characteristics of general personality,               In contrast to the general statements of personal-
          needs and motives that predispose burnout [29]. It                 ity literature, which evaluate extraversion as a
          is a factor of psychological vulnerability which is                psycho-protective factor and equate it with hap-
          probably made up of several subfactors. Anxiety,                   piness [26], our results show a positive connection
          diminished self-esteem, feelings of guilt and com-                 between “extraversion”, “emotional exhaustion”
          pulsive tendencies, as well as the tendency to                     and “depersonalisation”. This might be due to the
          worry, irritability and depression are all part of a               weighting of the subdimensions of the extraversion
          neurotic personality [29]. Various authors confirm                 scale. Piedmont was able to show that the sub-

Table 6   Spearman correlation of the 3 factors and the MBI-variables.

                                                   factor 1                        factor 2                       factor 3
                                                   mental health                   externality                    type-A behaviour

          emotional exhaustion                     –0.27**                         0.27**                          0.14
          personal accomplishment                   0.32***                        0.03                            0.02
          depersonalisation                        –0.20*                          0.18*                          –0.08
          * Signif. LE 0.05; ** Signif. LE 0.01; *** Signif. LE 0.001; 2-tailed

    39        SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                                          155 ■ 1/2004
variable “excitement seeking” of the extraversion        enced emotional stress and leads to emotional
     scale correlates positively with the burnout vari-       exhaustion. There are studies which substantiate
     able “emotional exhaustion” [28]. The search for         that emotionalism is in general more unstable in
     something new, adventurousness and impulsive-            individuals with high scores on “external locus of
     ness characterise the extrovert. Individuals seeking     control” than those with high “internal locus of
     excitement and deliberately taking risks have a          control” [37, 38].
     greater tendency to become emotionally exhaust-
     ed. Under the title “First inflamed then burnt out”,
     Schwanold, Anderson and Sachse describe the              Mental health and burnout
     process of emotional exhaustion [32] of caring
     people changing from highly motivated beginners          The evaluation of our data shows that the factor
     to resigned, unfeeling and callous professionals.        “mental health” or “psychoprotection” is impor-
     Freudenberger and Richelson write in the same            tant for all the burnout variables. It measures per-
     vein: “Burning out is confined mainly to dynamic         sonality traits such as high self-esteem, efficient
     and ambitious men and women, who, in all that            coping strategies and autonomy. A person is men-
     they do, give of their best and with heart and soul”     tally well to the extent to which he or she succeeds
     [33]. Emotional exhaustion and depersonalisation         in dealing with internal and external demands [39].
     are here to be seen as the end of a process that takes   Internal demands are for example daily needs,
     place in people who have battled on to the end of        while external demands, in the field of caring
     their emotional strength [25].                           professions, are for example dealing with patients.
                                                              Anticipated or actual failures are accompanied
                                                              by negative emotions which lead to physical and
     External locus of control and burnout                    psychological withdrawal from patients. The suc-
                                                              cessful mastering of work demands or personal
     In agreement with the general literature,our results     aims lead to positive emotions [40]. These emo-
     show a clear prognosis value of the personality          tions develop a certain regulating behavioural
     factor “external locus of control” for the burnout       character and in a feedback process influence the
     process [34–36]. Of great significance for the           personality.
     burnout process is whether the individual believes           “Ability to love” can be seen as a universal
     that his or her own behaviour determines what            indicator for mental health [41]. Low scores for
     he or she encounters [29]. People scoring high in        “ability to love” have an influence on the strength
     “external locus of control” generally expect that        of the burnout factor “depersonalisation”. It
     important events in their lives are determined by        describes people who are in general indiffe-
     forces beyond their control (i.e. powerful others,       rent towards other people, having difficulties in
     chance, luck).                                           empathising, being neither very helpful nor con-
         The factor “external locus of control” corre-        siderate. Since they generally show little interest
     lates positively with the burnout variables “emo-        in the lives of friends, they form fewer friend-
     tional exhaustion” and “depersonalisation”. This         ships and appear unsociable and introverted. An
     confirms an association between externality, help-       inability to perceive that other people have similar
     lessness and self-aggression as a consequence of         feelings, impulses and thoughts as oneself is caused
     frustration [23]. Longer periods of helplessness         by a basic inability to love. Although the variable
     and frustration diminish emotional resources and         “ability to love” is not explicitly mentioned in
     may therefore lead to emotional exhaustion.              association with burnout, the literature describes
     Depersonalising behaviour can be interpreted as          different personality types susceptible to burnout
     a protective reaction to the emotional overload.         whose common factor is the inability to express
         The variable “locus of control” appears to be        emotions [42]. The protective function of mental
     influenced by one’s coping strategies. Distress          health for the prevention of burnout is well known
     increases when emotion-focused coping strategies         [41]. Burnout may also be described as a state of
     are used with stressors perceived as controllable        “mental illness” as opposed to mental wellness.
     or when problem-focused strategies are used with             The results of this study, identifying mental
     uncontrollable stressors [36]. Individuals with high     health as a consequence of a meaningful life as a
     scores on “external locus of control” attempt to         protective factor, and an external locus of control,
     use emotion-focused coping strategies even with          neuroticism and extraversion as factors promoting
     stressors basically perceived as controllable, such      burnout, might in future both be used to predict
     as time pressure, staff management or schedule.          and to prevent a burnout syndrome. As a conse-
     This mismatch increases the subjectively experi-         quence of our results individuals can use their

40      SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                           155 ■ 1/2004
knowledge of their own personal disposition to                   15 Mahmoudpour H. Burnout bei Lehrern, eine empirische
     avoid the development of burnout; for example, by                   Untersuchung von Persönlichkeitsmerkmalen unter
     regulating their motivation and their engagement                    besonderer Berücksichtigung des Aggressionsaspekts
                                                                         [Diplomarbeit].
     and enthusiasm for the job, and by seeking sensi-                   Marburg: Philipps-Universität Marburg; 1993.
     ble leisure activities. On the other hand, the empiri-           16 Schmieta M. Burnout unter differentialpsychologischen
     cally established association between personality                   Gesichtspunkten mit besonderer Berücksichtigung des
     and burnout can be used as a basis for personality                  Konzeptes seelischer Gesundheit – eine Vergleichsstudie
                                                                         [Diplomarbeit].
     questionnaires to identify people susceptible to
                                                                         Marburg: Philipps-Universität Marburg; 1992.
     burnout.
                                                                      17 Kiefl M. Typ-A-Verhalten, Koronare Herzerkrankung
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41       SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                                         155 ■ 1/2004
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42       SCHWEIZER ARCHIV FÜR NEUROLOGIE UND PSYCHIATRIE                                                        155 ■ 1/2004
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