Design Characteristics of Worksite Environmental Interventions for Obesity Prevention

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Review

Design Characteristics of Worksite
Environmental Interventions for
Obesity Prevention
Charlotte A. Pratt,* Stephenie C. Lemon,† Isabel Diana Fernandez,‡ Ron Goetzel,§ Shirley A. Beresford,¶
Simone A. French,储 Victor J. Stevens,** Thomas M. Vogt,†† and Larry S. Webber‡‡

Abstract                                                                                     organizational and social contexts. The interventions, which
PRATT, CHARLOTTE A., STEPHENIE C. LEMON,                                                     are offered to all employees, include environmental- and
ISABEL DIANA FERNANDEZ, RON GOETZEL,                                                         individual-level approaches to improve physical activity
SHIRLEY A. BERESFORD, SIMONE A. FRENCH,                                                      and promote healthful eating practices. Environmental strat-
VICTOR J. STEVENS, THOMAS M. VOGT, AND                                                       egies include reducing portion sizes, modifying cafeteria
LARRY S. WEBBER. Design characteristics of worksite                                          recipes to lower their fat contents, and increasing the ac-
environmental interventions for obesity prevention. Obesity.                                 cessibility of fitness equipment at the workplace. Across all
2007;15:2171–2180.                                                                           seven studies about 48% (N ⫽ 23,000) of the population is
Objective: This paper describes the design characteristics of                                randomly selected for measurements. The primary outcome
the National Heart, Lung, and Blood Institute (NHLBI)-                                       measure is change in BMI or body weight after two years of
funded studies that are testing innovative environmental                                     intervention. Secondary measures include waist circumfer-
interventions for weight control and obesity prevention at                                   ence, objective, and self-report measures of physical activ-
worksites.                                                                                   ity, dietary intake, changes in vending machines and cafe-
                                                                                             teria food offerings, work productivity, healthcare use, and
Research Methods and Procedures: Seven separate studies
                                                                                             return on investment.
that have a total of 114 worksites (⬃48,000 employees)
                                                                                             Discussion: The results of these studies could have impor-
across studies are being conducted. The worksite settings
                                                                                             tant implications for the design and implementation of
include hotels, hospitals, manufacturing facilities, busi-
                                                                                             worksite overweight and obesity control programs.
nesses, schools, and bus garages located across the U.S.
Each study uses its own conceptual model drawn from the                                      Key words: environmental-level interventions, individu-
literature and includes the socio-ecological model for health                                al-level interventions, physical activity, dietary intake
promotion, the epidemiological triad, and those integrating

                                                                                                                   Introduction
Received for review March 28, 2006.                                                             Overweight and obesity in the U.S. population have
Accepted in final form February 6, 2007.
The costs of publication of this article were defrayed, in part, by the payment of page      reached epidemic proportions, with about 66% of U.S.
charges. This article must, therefore, be hereby marked “advertisement” in accordance with   adults being overweight or obese (1). The dramatic increase
18 U.S.C. Section 1734 solely to indicate this fact.
*National Heart, Lung, and Blood Institute, Division of Epidemiology and Clinical Appli-
                                                                                             in prevalence of obesity over the past two decades cannot be
cations, Bethesda, Maryland; †University of Massachusetts Medical School, Division of        explained by genetic changes, but by environmental factors
Preventive and Behavioral Medicine, Worcester, Massachusetts; ‡Department of Commu-          that encourage increased energy intake and decreased en-
nity and Preventive Medicine, University of Rochester School of Medicine, Rochester, New
York; §Institute for Health and Productivity Studies, Cornell University, Washington,        ergy expenditure (2). Environmental, community, and soci-
District of Columbia; ¶Fred Hutchinson Cancer Research Center, Seattle, Washington, and      etal factors influence dietary and physical activity behaviors
University of Washington, Cancer Prevention Program, Seattle, Washington; 储University of
Minnesota, School of Public Health, Minneapolis, Minnesota; **Kaiser Permanente Center
                                                                                             and may foster a positive energy balance (2,3), suggesting
for Health Research, Portland, Oregon; ††Kaiser Foundation Hospitals, Center for Health      that strategies for addressing the obesity epidemic must
Research, Honolulu, Hawaii; and ‡‡Tulane University School of Public Health, New             include environmental approaches.
Orleans, Louisiana.
Address correspondence to Charlotte A. Pratt, National Heart, Lung, and Blood Institute,        Environmental approaches use policies, programs, or or-
Division of Epidemiology and Clinical Applications, 6701 Rockledge Drive, MSC 7936,          ganizational practices to influence behaviors by, for exam-
Room 10118, Bethesda, MD 20892.
E-mail: prattc@nhlbi.nih.gov
                                                                                             ple, increasing the availability of, and providing access to,
Copyright © 2007 NAASO                                                                       healthful food choices and facilities for physical activity,

                                                                                                        OBESITY Vol. 15 No. 9 September 2007         2171
Worksite Environmental Interventions, Pratt et al.

and by creating a socially supportive environment. Such                           months or less). Some had modest but significant interven-
approaches do not require individuals to self-select to de-                       tion effects on weight after 6 months (7,8). Studies that
fined educational programs (4). Worksites are viable set-                         addressed environmental influences or psychosocial factors
tings for reaching large numbers of working adults of vary-                       as mediators or moderators of weight control were rare (8).
ing socioeconomic levels and ethnic backgrounds. A key                            Most of the studies were conducted in large worksites
hypothesis for research is that interventions to promote                          (⬎500 employees) with few racial and ethnic minorities,
behavior change in such settings could be generalizable,                          and a limited number had worksites as units of randomiza-
cost-effective, and sustainable. If proven effective and                          tion and analysis. The theoretical bases of the interventions
widely implemented, environmental interventions could                             and studies on cost-effectiveness or benefits were rarely
have a major impact on the health of employees and, thus,                         reported (8). These gaps suggest a need to determine the
on the health of the nation, as well as provide a positive                        effects of environmental interventions on weight and
return on corporate investments.                                                  weight-related outcomes. Toward this goal, the NHLBI
   In September 2004, the National Heart, Lung, and Blood                         supported seven independent studies for a two-phase, four-
Institute (NHLBI)1 funded seven institutions to collaborate                       year program. Phase I activities include formative assess-
with worksites across the country to test interventions em-                       ment using methods such as focus groups, interviews with
phasizing environmental approaches to behavior change for                         employees and administrators, surveys, assessments of the
overweight and obesity control. These institutions are Cor-                       worksite environment and pilot testing of intervention com-
nell University, Washington, DC; Kaiser Permanente, Ho-                           ponents. Phase II includes a two-year intervention study to
nolulu, HI; Tulane University, New Orleans, LA; the Uni-                          test innovative strategies that have strong theoretical under-
versity of Massachusetts Medical School, Worcester, MA;                           pinnings, seem to be practical, cost-effective, and sustain-
the University of Minnesota, Minneapolis, MN; the Univer-                         able without incurring undue costs, and are being refined
sity of Rochester, Rochester, NY; and the University of                           based on Phase 1 activities and results.
Washington, Seattle, WA. Each study is conducted inde-
pendently under the direction of a local principal investiga-
tor. Unlike multi-site clinical trials, these studies are being                          Research Methods and Procedures
conducted in different types of worksites (e.g., hotels, hos-                     Design Characteristics
pitals, and businesses) that have diverse employee popula-                           Table 1 presents the design characteristics of the seven
tions.                                                                            funded studies. Across the seven studies, there is a total of
   The purpose of this paper is to describe these NHLBI-                          114 worksites (range, 4 to 30 per study site) with about
supported studies, focusing on their design characteristics,                      48,000 employees (range 1200 to 10,600 per study site),
interventions, common measures, and study collaboration.                          mostly low- to middle-income and from diverse racial and
These are innovative studies that emphasize environmental                         ethnic groups. A total of about 23,000 employees are ran-
strategies to change or modify behaviors related to diet and                      domly selected for measurement. Worksites are units of
physical activity for weight control and obesity prevention                       randomization in all of the studies; they are randomly as-
at worksites as well as examine the economic benefits of                          signed to intervention or comparison groups, with prior pair
such strategies. Information on the design, implementation,                       matching used in three studies. In all of the studies, the
and evaluation of worksite obesity management programs                            inclusion criteria consist of stable worksites (i.e., low turn-
could be useful to researchers designing such programs.                           over rates) whose administrators agree to 1) have worksites
Also, if found effective, such studies could lead to policies                     randomly assigned to intervention or comparison groups, 2)
and practices that enhance employee health and contribute                         allow assessment of consenting employees at various time-
to the financial well being and reduced healthcare needs of                       points within the worksite, 3) provide space or support for
employees and employers.                                                          intervention targeting the employees, and 4) encourage em-
   Obesity prevention at various settings, including work-                        ployee participation. All assessments are being conducted
sites, emerged as a priority during NHLBI strategic plan-                         on work time or directly before or after shift changes and on
ning meetings held in 2000 and 2002. Documents support-                           site. Worksites provide time off for measurement. Each
ing worksite intervention studies include the Healthy People                      study was approved by a local Institutional Review Board
2010 Objectives (5) and the Surgeon General’s Call for                            and has a data and safety monitoring plan as well as Data
Action (6). A review of published worksite intervention                           and Safety Monitoring Board or other safety monitoring
studies for overweight and obesity control indicated that                         entity.
most interventions focused on individual-directed ap-
proaches of minimal intensity and short-term duration (6                          Intervention
                                                                                     All of the studies use conceptual frameworks for their
                                                                                  interventions (Table 1), including the socio-ecological
1
    Nonstandard abbreviation: NHLBI, National Heart, Lung, and Blood Institute.   framework that combined theoretical views of the environ-

2172         OBESITY Vol. 15 No. 9 September 2007
Table 1. Characteristics of the national worksite overweight and obesity control studies
                                                                                                                                  Program name, institution
                                                               Lighten Up, Cornell     Work, Weight and Step Ahead, University ACTION!, Tulane             Route H, University of Images of a Healthy        PACE Fred Hutchinson
                                                                 University, Institute   Wellness, Kaiser   of Massachusetts         University, Louisiana   Minnesota—Twin           Worksite, Univer-        Cancer Research
                                                                 for Health and          Permanente,        Medical School,                                  Cities                   sity of Rochester,       Center, and the
                                                                 Productivity            Hawaii             Massachusetts                                                             New York                 University of
                                                                 Studies,                                                                                                                                      Washington, Seattle,
                                                                 Washington DC                                                                                                                                 Washington
                                       Number of worksites,    12 Dow Chemical         30 hotels on the   Six hospitals in central 20–23 public elementary Four transit bus garages 12 sites in a large      30 worksites within 40
                                         type, and location      Company plants in       island of Oahu,    Massachusetts            schools in Jefferson    in the Minneapolis-      manufacturing            miles of the Seattle
                                                                 Texas, Louisiana,       Hawaii                                      Parish, Louisiana       St Paul metropolitan     facility in Rochester,   metro area
                                                                 New Jersey, and                                                                             area                     New York
                                                                 West Virginia
                                       Employee population     ⬃10,600: 94 to          ⬃10,000: 18 to     ⬃8400: 350 to 3500       ⬃1500: about 30         ⬃1200–1500: about        ⬃13,000: about 1000– ⬃6000: 100 to 350
                                                                 4202 employees          1800 employees     employees per            employees per school:   300 employees per        1500 employees per       employees per
                                                                 per worksite:           per hotel: 60%     hospital: 79%            93% female, 70%         garage: 20% female,      facility: 20% female,    worksite: 33%
                                                                 18% female,             female, 20%        female, 87% white,       white, 27% black,       64% white, 34%           82% white, 11%           female, 80% white,
                                                                 74% white,              white, 50%         6% black, 5%             2.6% Hispanics; age     black, 2% Hispanics;     black, 6% Hispanics,     3% black, 5%
                                                                 8% black,               Asian, and 30%     Hispanics; age           18–65 years             age 18–65 years          1% Asian, American       Hispanics, 10%
                                                                 7% Hispanics,           Native Pacific     18–65 years                                      (mean 47 years)          Indian or Alaskan        Asians; age 18 to
                                                                                                                                                                                                                                                Worksite Environmental Interventions, Pratt et al.

                                                                 11% Asian; age          Islanders; age                                                                               Native; age 18–65        70 years
                                                                 18–65 years (mean       18–65 years                                                                                  years
                                                                 44 years)
                                       Number of employees             6000                   6000                  540                       600                    1200                     4000                    3000
                                         randomly selected
                                         for measurement
                                       Study design; primary   Three arm design        14 matched pairs     3 matched pairs of    Worksites are random-   Worksites are random-        6 matched pairs of           15 matched pairs of
                                         outcome                 with worksites          of worksites         worksites randomly   ized to intervention    ized to intervention          worksites randomly           worksites randomly
                                         measurement; time       randomly assigned       with each            assigned to          (N ⫽ 10) or com-        (N ⫽ 2) or compari-           assigned to inter-           assigned to inter-
                                         points                  to moderate             member of a          intervention or      parison (N ⫽ 10) arm,   son (N ⫽ 2) arm;              vention or delayed           vention or
                                                                 (N ⫽ 4), intensive      pair randomly        comparison arm;      stratified by East or   change in BMI and             intervention; change         comparison arm;
                                                                 (N ⫽ 5), or             assigned to one      change in BMI;       West Bank of the        body weight; effect           in BMI; effect               change in BMI;
                                                                 comparison              of two levels of     effect size ⫽ 0.5    Mississippi River;      size, BMI ⫽ 0.25              size ⫽ 0.8 kg/m2;            effect size ⫽ 1.5
                                                                                                                   2
                                                                 (N ⫽ 3) arm;            intervention;        kg/m ; power ⫽       change in BMI; effect   kg/m2; power ⫽                power ⫽ 80%; type            kg/m2; power ⫽
                                                                                                                                                    2
                                                                 change in BMI,          change in BMI,       80%; type 1 error ⫽  size ⫽ 1.0 kg/m ;       80%; type 1 error ⫽           1 error ⫽ 0.05;              87%; type 1 error ⫽
                                                                 effect size ⫽ 2.2%      effect size ⫽        0.05; ICC ⫽ 0.015;   power ⫽ 80%; type 1     0.05; ICC ⫽ 0.005;            ICC ⫽ 0.0005;                0.05; ICC ⫽ 0.04;
                                                                 points; power ⫽         0.11 kg/m2;          baseline, 12 and     error ⫽ 0.05; ICC ⫽     baseline and 24               baseline and 24              baseline and 24
                                                                 80%; type 1 error       power ⫽ 80%;         24 months            0.04; baseline, 12 and  months                        months                       months
                                                                 ⫽ 0.05; ICC ⫽           type 1 error ⫽                            24 months
                                                                 0.001; baseline,        0.05; ICC ⫽
                                                                 12 and 24 months        0.005; baseline,
                                                                                         12 and 24
                                                                                         months
                                       Formative research      Focus groups and        Quantitative and     Key informant          Focus groups with         Interviews with bus       In-depth interviews          Interviews and focus
                                                                 individual interviews   qualitative          interviews with        school employees;          operators; employee       and focus groups             groups with
                                                                 with employees and      assessments of       administrative         school principal           advisory groups;          with employees;              employees at pilot
                                                                 managers; “Leading      worksite             leadership; focus      survey; environmental      pilot testing of          social mapping of            worksite to identify
                                                                 by Example”             environments         groups with            audit completed by         instruments,              facilities; qualitative      key barriers and
                                                                 organizational          and employee         employees;             study personnel            recruitment methods,      environmental                facilitators to weight
                                                                 climate survey;         weight loss          quantitative                                      and intervention          assessment                   loss
                                                                 analysis of baseline    intentions           environmental                                     components
                                                                 medical claims and                           assessments;
                                                                 absenteeism data;                            leadership and

OBESITY Vol. 15 No. 9 September 2007
                                                                 environmental                                employee advisory
                                                                 assessment                                   groups

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                                       Table 1. Continued
                                                                                                                                Program name, institution
                                       Intervention          An integrative organi- Social-ecological   Social-ecological        Social-ecological model Social-ecological model Epidemiologic triad         Conceptual framework
                                                               zational model         model of health     model of health          of health behavior;     of health behavior;     model; employee             focusing on the
                                                               including work         behavior;           behavior; a social       modification of the     increase in the         motivation and              worksite social and
                                                               environment, job       education on        marketing campaign,      physical activity       availability of         awareness                   environment con-
                                                               demands and worker     diet and physical   leadership support,      environment at          healthful vending       through social              texts, and individual
                                                               characteristics;       activity directed   changes in menu          schools, development    machine foods and       marketing, recipe           behavior change;
                                                               physical activity and  at individuals;     options and portion      of on-site physical     beverages, provision    modification,               intervention activities

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                                                                                                                                                                                                                                         Worksite Environmental Interventions, Pratt et al.

                                                               healthy eating         weekly group        sizes in cafeteria,      activity programs,      of snack packs for      changes in                  occur at three levels:
                                                               opportunities for      instructional       changes in vending       modifications to the    drivers to take along   vending machine             the worksite environ-
                                                               employees, access to   modules, and        options, a website,      cafeteria and vending   on their bus route;     offerings and               ment level, the
                                                               fitness equipment,     90-minute           weekly email             machines, and a social  enhancement of          subsidies, portion          intermediate level,
                                                               weight reduction       weekly              newsletters,             marketing campaign      fitness rooms at the    size reduction at           and the individual
                                                               classes, healthful     “Reinvent           organization of          promoting healthy diet  garages, and            reduced prices,             level, as is consistent
                                                               food choices in        Yourself,” a 6-     walking groups, pot      and increased physical  organized outdoor       take home                   with the conceptual
                                                               cafeteria and          month program       luck lunches, social     activity; intervention  physical activities for healthy meals,              framework and
                                                               vending machines,      for highly          activities, and group-   schools develop         drivers                 stair use, active           include portion size
                                                               and engagement of      motivated           level educational        Wellness Committees                             commute                     control at cafeteria,
                                                               site leadership in     employees with      programs                 for health promotion                            program, active             changes in vending
                                                               changing worksite      BMI ⬎30                                                                                      travel within               machine food
                                                               culture                                                                                                             company                     offerings and
                                                                                                                                                                                                               instituting employee
                                                                                                                                                                                                               advisory groups
                                       Comparison worksite   Health risk assessment, Level 1 interven-     Pair-matched com-       Intervention activities    Usual offerings by the    Delayed interven-    Delayed intervention at
                                                               environmental and       tion; strategies      parison worksites        will be disseminated      health and fitness        tion at conclusion   conclusion of the
                                                               organizational          include educa-        continue usual           to control schools at     provider in the           of the study         study
                                                               climate assessments;    tion on diet and      policies and             the conclusion of the     garages (none targets
                                                               administrative          physical activity     activities;              study                     nutrition or physical
                                                               medical claims and      directed at           intervention                                       activity)
                                                               absenteeism data        individuals after     activities will be
                                                                                       completion of         disseminated to
                                                                                       the study             control hospitals at
                                                                                                             the conclusion of the
                                                                                                             study
Worksite Environmental Interventions, Pratt et al.

mental, individual, social, cultural, and policy factors that
influence behaviors (9). One study uses an integrative           Table 2. Examples of promotional activities and
model of worksite health promotion that emphasizes orga-         strategies of environmental intervention for physical
nizational and work environmental factors (10). This model,      activity and diet
which is based on a systems perspective, argues that work-       Promotional activities
place health promotion efforts must address 1) organiza-
                                                                   Use pamphlets, fliers, posters and signage to “saturate”
tional factors (e.g., socio-cultural, economic), 2) the work
                                                                      the workplace with messages on physical activity
environment (e.g., physical and structural), and 3) job de-
mands and worker characteristics. Thus, the intervention              and healthful eating
targets job demands and worker characteristics, physical         Physical activity
work environment, and the socio-organizational environ-            Mark walking paths inside and outside buildings and
ment. For example, in some worksites, specific job require-           promote their usage
ments or conditions limit or facilitate opportunities for          Create more inviting stairwells in buildings with
physical movement. Thus, weight management strategies                 staircases
address these job demands in such worksites. Another study         Facilitate the development of exercise/fitness groups
uses a framework that posits that the obesity epidemic can         Offer a pedometer challenge program
best be controlled by targeting the epidemiological triad:         Provide fitness equipment at workstations and
hosts, vectors of agents, and environments (11). The study            encourage their usage
targets the employee (or host), energy intake and output (or
                                                                   Facilitate assess to and encourage use of exercise
vectors of the agent, positive energy balance, for example,
                                                                      equipment and bike racks
energy dense foods, large portion sizes and physical inac-
tivity), and the obesogenic environment (11).                      Provide discounts to local fitness facilities
   Formative research (Phase I) is being used to refine,           Provide equipment (e.g., LifeClinic Health Station) for
modify, enhance, or develop the intervention strategies. The          measuring body weight and other indicators of health
studies are using combinations of intervention strategies        Dietary
that have been shown to be successful in the literature (e.g.,     Label healthful food choices in vending machines and
vending machines) or were pilot-tested in Phase I. Further,           cafeteria
the studies employ employee advisory boards whose mem-             Provide preferential pricing for healthful foods
bers suggest additional interventions or modifications to          Provide “healthy cupboard” space and snack stations
planned interventions and serve as program champions/                 for healthful eating choices
advisors to help implement the intervention. Also, process         Coordinate a local Farmers’ Market on site
evaluation data (e.g., number of people who used pedome-
                                                                   Provide scales to weigh foods and control portion sizes
ters, weighed themselves daily, take the stairs, or read
                                                                   Require healthful food choices at company-sponsored
study-specific newsletters) are collected and are being used
to improve the intervention (12). Table 2 presents examples           meetings, events, and training programs
of environmental strategies addressing diet and physical           Encourage consumption of water by placing filtration
activity, and promotional activities used by the studies. The         systems near vending machines
environmental intervention strategies include portion size         Promote area restaurants that offer healthful food
reduction and recipe modifications of cafeteria foods, pref-          choices
erential pricing for healthful foods in vending machines,
and provision of fitness equipment. Individual-level inter-
ventions are also included, for example, group or individual
                                                                 activity, fast foods and fruit and vegetable consumption
weight loss management programs for highly motivated
                                                                 questionnaire, the Work Limitations Questionnaire, short
employees with BMI ⬎30 (Work, Weight and Wellness
                                                                 form, to measure worker productivity, and a healthcare use
Program, Kaiser Permanente, Hawaii) or group-level edu-
                                                                 and absenteeism survey. The primary outcome measure for
cational programs are being offered to all employees (Step
                                                                 all studies is change in BMI or body weight. Secondary
Ahead Program, Massachusetts; and the Lighten-Up Pro-
                                                                 measures include waist circumference, individual dietary
gram, Cornell). All interventions are about two years in
                                                                 intake, objective measures of physical activity (e.g., accel-
duration (Table 1).
                                                                 erometry), self-reported measures of physical activity (e.g.,
                                                                 questionnaires assessing free-time physical activity), work
Measurements                                                     productivity, healthcare use, and cost benefit (e.g., return on
  Table 3 presents a list of tools and instruments that are      investment and programmatic and medical costs). Study-
being used by the studies. These include weight scales for       specific measures include blood pressure, depressive symp-
body weight/BMI, the Godin survey for assessing physical         toms, social support, tobacco and alcohol use, and self-

                                                                            OBESITY Vol. 15 No. 9 September 2007          2175
Table 3. List of measures by worksite program

2176
                                                                                                                                                                         PACE
                                                                                       Work,                                                                        Fred Hutchinson
                                                                                     Weight and    Step Ahead,                   Route H,         Images of a       Cancer Research
                                                                       Lighten Up,    Wellness,    University of   ACTION!,     University of   Healthy Worksite,    Center and the
                                                                         Cornell       Kaiser     Massachusetts     Tulane      Minnesota—        University of       University of
                                                Measure                 University   Permanente   Medical School   University   Twin Cities        Rochester          Washington
                                       Weight outcomes
                                         Weight (kg)*                      X             X              X              X             X                 X                  X
                                         BMI (kg/m2)*                      X             X              X              X             X                 X                  X
                                         Waist circumference (cm)                        X              X              X                               X                  X
                                       Dietary outcomes
                                         24-hour dietary recall                                                        X             X                 X                  X

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                                                                                                                                                                                      Worksite Environmental Interventions, Pratt et al.

                                         Specific food choices
                                            (e.g., fast foods and
                                            fruits and vegetables)*        X             X              X              X             X                 X                  X
                                         Environmental measures
                                            of diet availability
                                            (e.g., low-fat cafeteria
                                            and vending machine
                                            foods)*                        X             X              X              X             X                 X                  X
                                       Physical activity outcomes
                                         Environmental measures
                                            of physical activity
                                            resources (e.g.,
                                            facilities for physical
                                            activity)*                     X             X              X              X             X                 X                  X
                                         Physical activity, using
                                            accelerometer                                                              X             X                 X                  X
                                         Selected questions from
                                            the International
                                            Physical Activity
                                            Questionnaire (24)             X                            X                            X                 X                  X
                                         Modified Godin Survey:
                                            Leisure-time Physical
                                            Activity (21)*                 X             X              X              X             X                 X                  X
Table 3. Continued
                                                                                                                                                                                               PACE
                                                                                               Work,                                                                                      Fred Hutchinson
                                                                                             Weight and          Step Ahead,                           Route H,         Images of a       Cancer Research
                                                                          Lighten Up,         Wellness,          University of        ACTION!,        University of   Healthy Worksite,    Center and the
                                                                            Cornell            Kaiser           Massachusetts          Tulane         Minnesota—        University of       University of
                                                 Measure                   University        Permanente         Medical School        University      Twin Cities        Rochester          Washington
                                                                                                                                                                                                            Worksite Environmental Interventions, Pratt et al.

                                       Work productivity, health
                                           utilization, and
                                           economic outcomes
                                         Work productivity (e.g.,
                                           number of days absent
                                           from work, attendance)
                                           (25)*                                X                  X                    X                  X                 X               X                  X
                                         Healthcare utilization
                                           (e.g., number of
                                           doctor’s visits,
                                           emergency room
                                           admissions) (26)*                    X                  X                    X                  X                 X               X                  X
                                       Economic outcomes (e.g.,
                                           return on investments,
                                           program and medical
                                           costs, cost benefits)
                                           (27)*                                X                  X                    X                  X                 X               X                  X

                                       X denotes those tools used by a site. “Other measures” (without asterisks) are those that are used by three or more sites.
                                       * Same instruments used by all sites.

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Worksite Environmental Interventions, Pratt et al.

report measures of sleep. Lack of sleep has been positively           Other study-specific assessments (two studies) include
correlated with obesity and could mediate intervention ef-         the effects of sleep duration on body weight. The Sleep
fects on body weight (13,14).                                      Symptoms Questionnaire has good internal consistency re-
   Dietary intake is being assessed by 24-hour recalls (2          liabilities, with Cronbach’s ␣ coefficients ranging from 0.91
weekdays and 1 weekend) conducted by three studies. Com-           to 0.98 (13).
mon questionnaires are being used to assess patterns of               In addition to the outcome measures, each study uses
intake of specific foods such as fast foods, soft drinks, and      process measures to examine intervention dose, fidelity, and
fruits and vegetables. Such foods correlate significantly          reach (12). Examples include number of promotional activ-
with body weight or healthful eating (15–19). Environmen-          ities (dose), intervention staff’s delivery of intervention
tal measures of diet and physical activity are assessed using      according to established protocol (fidelity), and participa-
a modified version of the Checklist of Health Promotion at         tion in worksite food and physical activity contests (e.g.,
Worksites (20), which has been found to have reliability           percent attending compared with that expected) (reach).
coefficients ranging from 0.8 to 1.0.                                 Although the investigators focus on different populations,
   Physical activities of participants are assessed by the         use diverse intervention strategies, and address their own
Godin leisure-time physical activity questionnaire, which          specific research questions, the studies have similar primary
typically has moderate-to-high reliabilities for assessing         and secondary outcome measures (Table 3) and similar
light, moderate, and strenuous physical activity. The Godin        designs, which encourage common statistical analytical ap-
questionnaire has Cronbach’s ␣ ranging between 0.62 and            proaches. Selected data from two or more studies would be
0.74 (21). For all of the studies, the Godin questionnaire was     pooled for secondary analyses to obtain greater statistical
modified for clarity by listing the intensity of physical          power or to examine age, gender, or racial differences. This
activity for days per week, and minutes of activity in 10- to      collaborative process has the potential to enhance compa-
15-minute increments, from 0 minutes to 60 minutes. Four           rability of results and create a synergy of creative expertise
studies use accelerometers to provide objective measures of        of investigators to address the obesity problem through
physical activity. Physical activity thresholds and imputa-        worksite environmental intervention strategies. Despite
tion methods are defined by the methods proposed by                these benefits, there are challenges in this procedure. For
Treuth et al. (22) and Catellier et al. (23).                      example, all sites must adhere to similar procedures in data
   Questions from the International Physical Activity Ques-        collection and must develop common analytical plans to
tionnaire (24) that focus on job-related physical activity are     establish comparability and generalization of the results.
being used by five of the studies. The International Physical      However, successful results from two or more worksites
Activity Questionnaire has been tested in 12 countries and         have the potential to be translated to other businesses.
found to have acceptable measurement properties for use in
many settings, including worksites. It has a moderate-to-          Study Collaboration and Monitoring
high test-retest reliability coefficient of ⬃0.8.                     The Center for Health Research of Kaiser Permanente,
   All of the studies use the Work Limitations Questionnaire       Northwest, serves as the coordinating center for the seven
to assess work productivity (25). The short, 8-item version        projects. It facilitates communication, cooperation and sci-
of the Work Limitations Questionnaire is used to measure           entific collaboration among the seven projects. To accom-
the degree to which health problems interfere with ability to      plish study objectives, the NHLBI established a steering
perform job roles. It assesses employees’ perceived health         committee for the overall research program to facilitate
problems, such as physical, mental, and interpersonal de-          communication among the scientists and staffs. The overall
mands, and how these problems interfere with specific              leadership of the research program is the responsibility of
aspects of job performance (on-the-job disability) (25).           the steering committee consisting of the principal investi-
Cronbach’s ␣ statistics are typically between 0.7 and 0.9.         gators of each study and the NHLBI Project Scientist. The
   Employees who have been randomly selected to be mea-            coordinating center maintains a program Web site, which
sured complete the healthcare use questionnaire, which as-         allows secure access to study protocols, procedures for data
sesses sick days and doctor’s visits and has been examined         collection, assessment tools, and secure transfer and sharing
for face validity (26). The studies assess cost benefit by         of data among investigators to facilitate across-site data
calculating the return on investment, which can be defined         analyses.
either as net present value (i.e., the ratio of inflation-ad-         In summary, the worksite intervention studies program is
justed discounted savings to program expenses), or as the          a unique collaborative program among seven studies with
benefit-to-cost ratio (27,28). All sites collect data on health-   the common aim of testing the effectiveness of worksite
care use, absenteeism, and presenteeism to estimate pro-           environmental strategies to control overweight and obesity
gram savings. Data are monetized and savings are compared          in adults.
with program expenses to calculate return on investment               The findings from the studies could be useful to research-
(27).                                                              ers and employers because they could provide guidance for

2178    OBESITY Vol. 15 No. 9 September 2007
Worksite Environmental Interventions, Pratt et al.

designing, implementing, and evaluating worksite obesity           7. Hennrikus D, Jeffery RW. Worksite interventions for weight
interventions, and for making such interventions an integral          control: randomized control trials published in 1968 –1994.
part of employee health promotion. Interventions found to             Am J Health Promot. 1996;10:471–98.
be cost-effective and implemented in the worksite setting          8. Katz DL, O’Connell M, Yeh MC, et al. Public health strat-
                                                                      egies for preventing and controlling overweight and obesity in
have the potential to improve health and reduce medical
                                                                      school and worksite settings. MMWR Recomm Rep. 2005;
care costs for employers, and could motivate others to
                                                                      54(RR-10):1–12.
implement such programs within their worksites. Data               9. McLeroy KR, Bibeau D, Steckler A, Glanz K. An ecolog-
pooled from these studies could enhance the translation to,           ical perspective on health promotion programs. Health Educ
and data sharing with, other worksites. Findings from this            Q. 1988;15:351–77.
program of studies have the potential to guide other work-        10. Dejoy DM, Southern DJ. An integrative perspective on
site obesity interventions and influence worksite policies for        worksite health promotion. J Occup Med. 1993;35:1221–30.
overweight and obesity control. The studies could also            11. Egger G, Swinburn B, Rossner S. Dusting off the epidemi-
provide qualitative data on how to secure management                  ological triad: could it work for obesity? Obes Rev. 2003;4:
support and organizational commitment to conduct scien-               115–9.
tific research in business settings, and methods to encourage     12. Baranowski T, Stables G. Process evaluations in 5-a day
                                                                      projects. Health Educ Behav. 2003;27:157– 66.
participation of employees.
                                                                  13. Kump K, Whalen C, Tishler PV, et al. Assessment of the
   The emphasis on environmental strategies (or a combi-
                                                                      validity and utility of a sleep-symptom questionnaire. Am J
nation of environmental and individual strategies) and the            Respir Crit Care Med. 1994;150:735– 41.
focus on large-scale changes in dietary and physical activity     14. De la Eva RC, Baur LA, Donaghue KC, Waters KA.
behaviors are promising approaches to improve dietary and             Metabolic correlates with obstructive sleep apnea in obese
physical activity behaviors, thereby curtailing the obesity           subjects. J Pediatr. 2002;140:654 –9.
epidemic (29,30).                                                 15. Liebman M, Pelican S, Moore SA, et al. Dietary intake,
                                                                      eating behavior and physical activity-related determinants of
                                                                      high body mass index in rural communities in Wyoming,
                   Acknowledgments                                    Montana and Idaho. Int J Obes. 2003;27:684 –92.
   The authors thank Ronald J. Ozminkowski, (Health and           16. Forslund HB, Lindroos AK, Sjöström L, Lissner L. Meal
                                                                      patterns and obesity in Swedish women: a simple instrument
Productivity Research, Thomson Medstat); Peter Kaufmann,
                                                                      describing usual meal types, frequency and temporal distribu-
Eva Obarzanek, and Denise Simons-Morton (NHLBI) for re-
                                                                      tion. Eur J Clin Nutr. 2002;56:740 –7.
viewing the manuscript; and Judy L. Donald (Kaiser Perma-         17. French SA, Harnack L, Jeffery RW. Fast food restaurant
nente, Northwest) for coordinating the study. This study was          use among women in the Pound of Prevention study: dietary,
supported by NHLBI Grants R01 HL79478, R01 HL79483,                   behavioral and demographic correlates. Int J Obes. 2000;24:
R01 HL79491, R01 HL79505, R01 HL79509, R01 HL79511,                   1353–9.
and R01 HL79546.                                                  18. Perreira MA, Kartashov AI, Ebbeling CB, et al. Fast-food
                                                                      habits, weight gain, and insulin resistance (the CARDIA
                                                                      study): 15-year prospective analysis. Lancet. 2005;365:36 –
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