GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International

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GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
GLOBAL
PRISON
TRENDS
2021

   Special Focus

   Prisons in crises
GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Global Prison Trends 2021
This document is co-published and produced with financial
assistance from the Thailand Institute of Justice. It is the
seventh edition of Penal Reform International’s Global Prison
Trends series.
Penal Reform International would like to thank the
following for their contribution to the report: Adrià Cots
Fernández (International Drug Policy Consortium), Antonia
Mayaningtyas (UNODC Indonesia), Ayako Sasaki (UN Asia
and Far East Institute for the Prevention of Crime and the
Treatment of Offenders), Dr Catherine Appleton (University
of Nottingham and PRI Board member), Cedric Foussard
(Terre des Hommes), Professor Dirk Van Zyl Smit (University
of Nottingham and Chair of PRI), Dr Katerina Hadjimatheou
(University of Essex), Jennifer Roberts (OSCE Office for
Democratic Institutions and Human Rights), Jerome
Mangelinckx (Research Centre on Drugs and Human Rights,
CIDDH), Johannes Heiler (OSCE Office for Democratic
Institutions and Human Rights), Kirsten Hawlitschek
(EuroPris), Louise Ehlers (Human Rights Initiative, Open
Society Foundation), Luciana Pol (Centro de Estudios
Legales y Sociales – CELS), Luisa Ravagnani (University
of Brescia), Marie Auter (University of Nottingham),
Marie Nougier (International Drug Policy Consortium),
Nick Hammond (EuroPris), Rabby Pramudatama (UNODC
Indonesia), Rachel Aicher (The International Legal
Foundation), Sharon Shalev (Independent Expert at
SolitaryConfinement.org), and PRI’s Advisory Council
members Avril Calder, Judge David Rennie, Kathryn
Waldegrave and Stephen Pitts.
Its contents are the sole responsibility of Penal
Reform International.
This publication may be freely reviewed, abstracted,
reproduced and translated, in part or in whole, but not for
sale or for use in conjunction with commercial purposes.
Any changes to the text of this publication must be approved
by Penal Reform International. Due credit must be given to
Penal Reform International, the Thailand Institute of Justice
and to this publication.
Enquiries should be addressed to
publications@penalreform.org

Penal Reform International
www.penalreform.org
Thailand Institute of Justice
www.tijthailand.org
Published in May 2021.
ISBN: 978-1-909521-78-0
Any facts or figures not referenced in this report are based
on primary sources or research conducted by Penal Reform
International, or through open sources including Prison
Insider (prison-insider.com/en) and World Prison Brief
(prisonstudies.org).
© Penal Reform International 2021

Cover photo: San Vittore prison, Italy.
Graphic design by Alex Valy.
GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Contents

Content
Introduction                                                                        3
Key facts and figures                                                               4
Key messages                                                                        6

1. Crime and imprisonment                                                           8
   1.1 Imprisonment and prison overcrowding                                         9
   1.2 Laws that discriminate against marginalised groups                          10

2. Trends in the use of imprisonment                                               12
		2.1 Releases in response to COVID-19                                             12
   2.2 Alternatives to imprisonment                                                15
   2.3 Pre-trial detention                                                         16
   2.4 Death penalty                                                               17
   2.5 Life imprisonment                                                           18

Special Focus 2021: Prisons in crises

3. Prison populations                                                             20
   3.1 Women                                                                      20
   3.2 Children                                                                   23
   3.3 Older persons                                                              24
   3.4 Ethnic minorities and indigenous peoples                                   25
   3.5 Foreign nationals                                                          25
   3.6 LGBTQ+ people in prison                                                    26

4. Prison management                                                              28
   4.1 Health in prison                                                           28
   4.2 Solitary confinement                                                       32
   4.3 Contact with the outside world                                             33
   4.4 Security and violence                                                      34
		4.5 Rehabilitation and reintegration                                            35
   4.6 Prison staff                                                               36
   4.7 Data collection and transparency                                           40
   4.8 Violent extremism and prevention of radicalisation                          41

5. Role and use of technologies                                                   43

Endnotes                                                                          46

    In boxes
   The impact of COVID-19 on crime rates                                           10
   Period poverty in prison                                                        22
   COVID-19 vaccinations in prisons                                                31
   Revision of the European Prison Rules                                           32
   Detention monitoring in a global pandemic                                       34
   Leaving prison without identification
   during the COVID-19 pandemic                                                    36
   Risk of discrimination and racial bias in algorithmic profiling                 43

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021              |1
GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Introduction

      As countries continue
     to navigate new waves
     of the pandemic, prisons
     remain hotbeds for virus
     transmission.

                                                                                       Personal protective
                                                                                       equipment is delivered
                                                                                       to a prison in Uganda
                                                                                       by PRI, supported by
                                                                                       the European Union.

2|                              Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Introduction

Introduction

Over a year on from the declaration                   from the experience of the past year,     In March of this year, the Kyoto
of the COVID-19 pandemic, this                        as detailed in Global Prison Trends       Declaration was adopted at the 14th
seventh edition of Global Prison                      2021, to ensure prison systems            UN Congress on Crime Prevention
Trends is published jointly by Penal                  protect the human rights of those         and Criminal Justice in Japan by
Reform International (PRI) and the                    they hold.                                all UN member states, setting out
Thailand Institute of Justice (TIJ).                                                            the crime prevention and criminal
                                                      Health crises and other emergencies
This report documents key trends                                                                justice agenda for the next five
                                                      are not unprecedented in prisons.
over the past year, especially the                                                              years. Building rehabilitative criminal
                                                      This year’s Special Focus examines
impact of the pandemic on prison                                                                justice systems remains a core
                                                      prisons in crises, and how authorities
populations and staff, and how                                                                  issue for many governments and
                                                      respond to health crises, natural
prisons worldwide have responded                                                                actors in this field as reflected in
                                                      hazards and extreme weather, or
to these challenges.                                                                            the Declaration – and this is much
                                                      in fragile and conflict-affected
                                                                                                needed and an area in which civil
The dangers posed by COVID-19 to                      settings. We look at how prisons and
                                                                                                society and institutions play a
people detained and staff working                     the people within them are affected,
                                                                                                key role.
in cramped, overcrowded conditions                    as well as the involvement of prison
in prison were acknowledged in the                    populations in times of such crises       The global pandemic has been a
earliest stages of the pandemic.                      and consider what measures                solemn reminder there is much
High-level United Nations (UN)                        authorities can put in place for better   more work to be done to protect
and government figures made                           preparedness and response.                the most vulnerable people in our
statements highlighting the risk                                                                societies. With less than nine years
                                     For human rights to be most
to life and health in prisons and, as                                                           remaining to achieve the Sustainable
                                     effectively protected – especially
Global Prison Trends 2021 describes,                                                            Development Agenda 2030, Global
                                     in emergencies – we need fewer
most countries implemented                                                                      Prison Trends 2021 addresses
                                     people in prison. Therefore,
some form of emergency releases                                                                 the specific challenges faced by
                                     addressing prison overcrowding and
to reduce the prison population.                                                                women, children, older people,
                                     promoting the use of alternatives
As countries continue to navigate                                                               and other marginalised groups in
                                     to imprisonment are key priorities
new waves of the pandemic,                                                                      the justice system. With limited
                                     for both PRI and the TIJ. In this
prisons remain hotbeds for virus                                                                or no disaggregated data publicly
                                     vein, 30 years after the adoption
transmission. Also, new offences                                                                available in many prison systems,
                                     of the UN Standard Minimum Rules
for breaching COVID-19 regulations                                                              our combined research, operations
                                     on Non-custodial Measures (the
and the resumption of court                                                                     and expertise allows us to continue
                                     Tokyo Rules), and 10 years since the
processes have led to increases                                                                 to identify and highlight key trends
                                     adoption of the UN Rules for the
in prison numbers.                                                                              affecting these populations to ensure
                                     Treatment of Women Prisoners and
                                                                                                ‘No one will be left behind’ as we build
The challenges faced by prisons over Non-custodial Measures for Women
                                                                                                back better from this global crisis.
the past year have been compounded Offenders (the Bangkok Rules), we
by decades of inadequate funding     must all work to increase the use
and criminal justice reform. The     of alternatives to imprisonment.
                                                                                                Olivia Rope          Phiset Sa-ardyen
pandemic has exposed the impact      Global Prison Trends 2021 documents
                                                                                                Executive Director   Executive Director
of overcrowding and under-           some good progress towards
                                                                                                Penal Reform         Thailand Institute
resourcing of prisons in the gravest implementation of these standards,                         International        of Justice
of terms – through the loss of life. as well as the new challenges
We mourn every death in prison,      faced by probation services during
both people detained and staff,      the pandemic.
and encourage all actors to learn

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021                                                   |3
GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Key facts & figures

     Key facts & figures
         The global prison population continues to rise

                                                                                                                                     3+
                    +
                                                    WOMEN IN PRISON                                      PEOPLE IN

                  11                                  740,000+
                                                                                                         PRE-TRIAL                           million
                                                                                                         DETENTION

                  million                                  17%                                                 30%
                                                    SINCE 2010                                           SINCE 2000

                                                                                                       70% of prison populations are
              PEOPLE IN PRISON

                                       8%                53%
                                                    OCEANIA
                                                                     24%
                                                                 AFRICA
                                                                                 17%
                                                                              SOUTH AMERICA            AWAITING TRIAL, PRESUMED INNOCENT
                                  SINCE 2010

         TH
              IS LEADS TO
                                                    ASIA
                                                         50%         29%
                                                                 EUROPE
                                                                                 8%
                                                                              NORTH AMERICA
                                                                                                       in   XX
                                                                                                             14     countries

                              Chronic overcrowding                                                   Staff shortages
              Prisons in many countries operate above their capacity                 Staff to prisoner ratios vary widely across countries

                                 >100%                 >250%                                                1:28
                                  CAPACITY               CAPACITY
                                      in                    in                                                 to
                                                                                   1:1
                                    118+                    11                     from
                                   countries             countries                                                             IS LEADS TO
                                                                                                                          TH

        Suffering in prisons during the pandemic
                                People in prison                                                                         Prison staff

                                                                     IMPACT ON MENTAL HEALTH

              3,931+                 532,100+                                                                         STAFF EXHAUSTION
          COVID-19 DEATHS              COVID-19 CASES                                                                   COVID-19 CASES
                reported in                reported in                                                                      reported in

                   47+                         122+                                                                             48+
                 countries                 countries                   PROTESTS & VIOLENCE                                     countries

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GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Key facts & figures

Key facts & figures
     COVID-19 impacted on the number of people in prison

      RED
            UC TI ON      Factors that helped reduce prison population

                          EMERGENCY RELEASES                                                      SUSPENSION OF COURT
                                                            BUT
GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Key messages

     Key messages
     These key messages do not cover all of the trends identified in Global Prison Trends 2021, but they represent
     some of the most pertinent and pressing issues facing criminal justice systems that require urgent attention.

                                                    There are 11 million people in prison globally – a rise of about 8 per
     01      COVID-19 release
             schemes have done                      cent over the last 10 years. Prisons are operating above capacity
                                                    in 119 countries, and measures to reduce prison populations have
             little to halt the rise                been inadequate. At least 109 countries adopted measures to release
             in prison populations                  people from prison in response to the pandemic, but many were
                                                    abandoned or ineffective. Arrests for COVID-19-related offences
                                                    and clearing court backlogs increased overcrowding in some places.

                                                    A reported 3,931 people in prison have died due to COVID-19 in
     02      People continue to
             face increased risk                    47 countries, and over 532,100 people in prison have tested positive
                                                    in 122 countries, but the true numbers are much higher. People in
             of COVID-19 in prison                  prison are especially vulnerable due to cramped living conditions,
                                                    lack of hygiene supplies and poorer health status.

                                                    Three million people are in pre-trial detention, a rise of 30 per cent
     03      The overuse of pre-trial
             detention continues                    since 2000. While some people on remand benefitted from release
                                                    schemes, COVID-19-related arrests led to an increase in the use
             despite the pandemic                   of pre-trial detention.

                                                    Many prison systems have failed to implement critical COVID-19
     04      The pandemic has
             exacerbated failures                   preventive measures. Low levels of medical staff and resources
                                                    for healthcare have been further stretched, which, coupled with
             in prison healthcare                   restrictive regimes, has affected healthcare provision in prisons
                                                    – both for COVID-19 and other health conditions.

                                                    Many rights have been violated under severe restrictions. Regimes
     05      The prevention of
             COVID-19 outbreaks in                  of solitary confinement, or at least measures where people were
                                                    isolated, quarantined or confined in groups, have been in place
             many prisons came at                   for months. Levels of violence and unrest have risen, and people
             a cost to human rights                 have been cut off from the outside world, including access to
                                                    essential supplies.

                                                    The pre-pandemic mental health crisis in many prisons globally
     06      COVID-19 measures
             in prisons have had                    has reached grave new levels due to COVID-19 restrictions, and
                                                    the suspension or downgrading of mental healthcare provisions.
             a devastating effect                   Data shows that self-harm and suicide rates have risen among some
             on mental health                       prison populations.

                                                    Reports of protests and violent incidents in prisons are linked to the
     07      People in prison have
             widely protested                       handling of COVID-19, including restrictive measures imposed, fear
                                                    of infection and the lack of action and provisions. Excessive use of
             against shortcomings                   force by authorities in responding to such protests has led to death
             in COVID-19 responses                  and injury of people detained.

                                                    Criminalisation of non-compliance with COVID-19 regulations has
     08      New offences under
             COVID-19 regulations                   effectively criminalised poverty and affected the most marginalised.
                                                    Enforcement of restrictions has been racially biased and
             have affected the most                 discriminatory. In some countries, such offences attracted pre-trial
             marginalised                           detention or prison sentences.

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GLOBAL PRISON TRENDS 2021 - Prisons in crises Special Focus - Penal Reform International
Key messages

                                                                 Long-standing shortcomings in data collection and transparency
09          There are major issues
            in data collection and                               in prisons have been highlighted during the pandemic. Rates
                                                                 of COVID-19 among staff and people detained remain unknown
            transparency in prisons                              in many countries, as do the implementation and the impact of
                                                                 release mechanisms.

                                                                 New analysis shows that 740,000 women are in prison globally,
10          More women are in
            prison than ever before                              an increase of over 100,000 in a decade. Women have suffered
                                                                 increased hardship in prison during the pandemic. COVID-19
                                                                 response strategies have left women behind, including in
                                                                 release schemes.

                                                                 At least 410,000 children are in prison every year. Despite the
11          Children were left
            behind in COVID-19                                   risks and impacts of COVID-19 restrictions on children, including
                                                                 solitary confinement, children were not explicitly included in many
            responses                                            release schemes; where they were, data is scarce as to whether
                                                                 they benefitted.

                                                                 Prison staff have endured changes in their workloads and conditions,
12          Prison staff have
            suffered during                                      even living or being locked down on site for weeks or months. They
                                                                 have faced an increased risk of contracting the virus, accounting
            the pandemic                                         for up to 88 per cent of COVID-19 cases in some prison systems. Staff
                                                                 shortages and low prisoner-to-staff ratios have worsened during
                                                                 the pandemic.

                                                                 There was an expansion and growth of alternatives to imprisonment
13          There has been an
            increase in alternatives                             in response to COVID-19, although the impact varied significantly.
                                                                 The implementation of non-custodial sentences has faced
            to imprisonment, but                                 practical issues due to government restrictions and overburdened
            with some challenges                                 probation agencies.

                                                                 Communication technologies have been installed or expanded
14          New technologies have
            offered a lifeline to                                to facilitate contact with families and provision of telemedicine,
                                                                 rehabilitation and other vital services in many places. However,
            many people detained,                                the digital divide has meant people in prisons without online access
            but not to all                                       have been left behind.

                                                                 The Black Lives Matter movement led to some immediate action
15          Racism in criminal
            justice systems                                      to address systemic racism, although the attention of protests and
                                                                 policymakers largely focused on police and law enforcement reform
            has been put in                                      rather than sentencing or prisons. Ethnic minorities continue to
            the spotlight                                        be over-represented in many prison populations.

                                                                 Almost half a million people are serving a formal life imprisonment
16          Life imprisonment
            sentences are on the                                 sentence, and an unknown number are under informal life sentences.
                                                                 A rise in life sentences is replacing death sentences, as punitive
            rise, causing human                                  approaches to crime persist.
            rights violations
                                                                 An estimated 2.5 million people in prison are convicted of
17          Punitive prohibition-
            based drug policies                                  drug-related offences, 22 per cent of them for drug possession
                                                                 for personal use. There have been some moves towards
            are driving up prison                                decriminalisation of certain drug-related offences.
            populations
                                                                 The movement towards the universal abolition of the death penalty
18          Universal abolition
            of the death penalty                                 continues to grow, and 2020 saw a record low number of executions
                                                                 worldwide. However, at least 483 people were executed in
            remains on track,                                    18 countries.
            with some setbacks

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021                                                 |7
Crime and imprisonment

      118 countries and territories have prison
      occupancy levels higher than 100%,
      including 11 with levels higher than 250%.

         Photo caption to go here, Syria.

     Quezon City Jail, Philippines.

8|                                          Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Crime and imprisonment

Part one

Crime and
imprisonment

1.1. Imprisonment and prison overcrowding
> Many countries have                                 THE PRISON POPULATION IS INCREASING:1                OVERCROWDING IS WIDESPREAD:2
criminalised the breaching

                                                                   +
                                                                                               8%
                                                                 11
of COVID-19-related rules,
and some have imposed
                                                                                           SINCE 2010
pre-trial detention or prison
sentences in such cases.

                                                                                                                118+ 100% capacity
                                                                                                                         countries above
There are significant variances                                  million
across regions and countries in the
                                                                                                                         countries above
use of imprisonment. Imprisonment
remains the default response to
                                                                                                                  11     250% capacity
criminal offending in some regions.
Asia and the Americas currently                       Drivers for high imprisonment and                 rise,6 showing that harsh policies
house 75 per cent of the 11 million                   overcrowding rates have been                      are not effective in meeting their
people making up the global prison                    stable over the years. They include               purported goal.
population. The number of people                      the overuse of pre‑trial detention,
                                                                                                        Responses to COVID‑19 have
in prison compared to the general                     including its automatic application
                                                                                                        contributed to prison overcrowding
population remains the highest in                     for certain offences. In Mexico,
                                                                                                        due to a backlog in court hearings
the US (639 per 100,000), El Salvador                 the Senate expanded the use of
                                                                                                        from a scaling back of judicial
(572 per 100,000) and Turkmenistan                    mandatory pre‑trial detention in July
                                                                                                        activity and increased caseloads due
(552 per 100,000).3                                   2020 for certain offences, including
                                                                                                        to the criminalisation of violations
                                                      the illegal possession of weapons,
Overcrowding levels remain high                                                                         of restrictions and other emergency
                                                      among others.4
and are growing to chronic levels                                                                       measures. The latter resulted in a
with occupancy levels as high                         Mandatory sentencing is also a                    variety of sanctions ranging from
as 450 to 600 per cent in Haiti,                      driver, as well as longer sentences,              fines to up to several months or even
the Philippines and Congo. In the                     including an increase in the use of               years in prison, as in France and
context of the global pandemic,                       life imprisonment. Drug policies                  Taiwan. In Uzbekistan, the Criminal
overcrowding has exacerbated the                      continue to result in rising prison               Code was amended in March 2020
overall poor detention conditions in                  populations especially in Asia and                to sanction the distribution of
many countries, especially access                     the Americas. In at least six Latin               ‘misinformation’ about the spread
to healthcare, proper hygiene and                     American countries, mandatory                     of the virus in the country by up to
appropriate nutrition, placing the                    prison sentences are given for                    three years’ imprisonment.7
lives of people in prison at particular               non‑violent drug offences even as
                                                                                                        UN human rights experts expressed
risk. Emergency measures to reduce                    prisons are already overwhelmed.5
                                                                                                        serious concern over new laws
prison populations have been taken                    Despite the high rates of
                                                                                                        adopted in Cambodia in March 2021
in many countries, but initial analysis               imprisonment, the World Drug
                                                                                                        which grant the Government power
shows that they have not sufficed                     Report 2020 of the UN Office on
                                                                                                        to ban or restrict any gathering or
in addressing overcrowding (see                       Drugs and Crime (UNODC) concluded
                                                                                                        demonstration, and allow 20-year
Releases in response to COVID‑19).                    that the illicit drug trade continues
                                                                                                        prison terms and fines of up to
                                                      to expand and drug use is on the
                                                                                                        20 million riels (USD 5,000) for those
                                                                                                        convicted of violations.

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021                                                         |9
Crime and imprisonment

       In several countries, people are being        Elsewhere, there were concerns that                 peoples. The use of fines can have
       sentenced to short prison terms for           existing legislation on the voluntary               a particular impact on economically
       the violation of quarantines, such as         transmission of contagious diseases                 vulnerable persons: in Barbados
       in Bahrain, Ireland, Singapore and the        could result in being charged with                  for instance, a man was sentenced
       Cayman Islands. In the Philippines,           serious offences.9 In many places                   in December 2020 to six months
       as of June 2020, nearly 190,000               arrest and detention were reported                  in prison for breaching COVID‑19
       persons had been apprehended                  to have been used as a first rather                 protocols, after he could not pay
       for violating quarantine orders,              than last resort in cases involving                 the BDD 6,000 (USD $3,000) fine
       adding a heavy burden to congested            noncompliance with public health                    upon his arrest.11 In Europe, a
       courts. In October there were still           measures, often increasing the risk                 network of NGOs expressed their
       1,700 persons detained in already             of contagion with little physical                   concerns at the overall movement
       overcrowded pre‑trial facilities for          distancing employed.10                              towards the use of criminalisation
       noncompliance with quarantine                                                                     in the COVID‑19 response, especially
                                                     Extending criminal law as part of
       regulations. In Morocco, the                                                                      regarding reports of unlawful arrests
                                                     governments’ responses to the global
       emergency law resulted in the arrest                                                              and charges and their impact on
                                                     pandemic has affected people in a
       of a significant number of people,                                                                people in a situation of economic
                                                     situation of vulnerability, including
       mostly young adults, leading to an                                                                vulnerability.12
                                                     LGBTQ+ people and indigenous
       increase in the prison population.8

       1.2. Laws that discriminate against
       marginalised groups
       > At least 42 countries        In 2020, new offences were                                         NUMBER OF PEOPLE IN PRISON
       in Africa have laws on petty   created for non‑compliance                                         FOR DRUG-RELATED OFFENCES:14
                                      with COVID‑19 related laws and
       offences such as loitering
                                      emergency measures in many
       and vagrancy which effectively countries, in some places resulting
       criminalise poverty.13

                                                                                                               2.5
                                      in detention (see Imprisonment and
                                      prison overcrowding). Criminalising
       > Reports suggest new
       offences for breaching
                                      non‑compliance with coronavirus
                                      regulations has in many instances                                                                     22%
       COVID‑19 regulations have                                                                                                            FOR DRUG USE
                                      criminalised poverty, affecting                                             million
       disproportionately affected    the most marginalised. In the
       the poorest members            Philippines for example, quarantine
       of society.                    protocols and prolonged restrictions

           The impact of COVID-19                                            criminal groups as in the rest of Latin America – the data
           on crime rates                                                    showed a short‑lived decrease of around 25‑30 per cent in
                                                                             intentional homicide victims a month after the lockdown began.
         New research, including from the US, Peru, India and Australia,     However, by June 2020, the levels returned to pre‑pandemic
         have found a correlation between ‘stay at home’ orders from         levels.16 In South Africa, the number of homicides reported by
         governments as part of COVID‑19 responses and short‑term            police had significantly dropped during the initial phase of the
         decreasing crime rates.15 While these preliminary results vary      pandemic to 94 victims, compared to 326 in the same period
         across countries and between different crimes, analysis by          the previous year.17
         the UNODC supports these findings. Their study assessed
                                                                             The Council of Europe’s SPACE Initiative noted that, in its
         trends before and after lockdown measures were introduced
                                                                             member states, restrictions in many places could plausibly
         with regard to intentional homicide and property crimes and
                                                                             have limited criminal opportunities and led to a decline in
         found that reported robbery, theft and burglary declined by
                                                                             crime—and by extension imprisonment. This phenomenon,
         more than 50 per cent in most countries, with more significant
                                                                             coupled with emergency release measures implemented in a
         decreases where there were stricter restrictions. These
                                                                             number of countries to alleviate prison overcrowding, may have
         numbers were caveated with indications that the decline is
                                                                             contributed to the overall decrease in prison populations across
         not only due to a decrease in crime but also in their reporting.
                                                                             Europe in 2020.18
         In regard to intentional homicide rates, the data collected
         from 21 countries showed that in some countries there was a         However, it is suggested that the longer‑term impact of the
         short‑term decrease of 25 per cent, but in others no change         pandemic could see crime rates rise for offences closely
         was recorded. In Colombia and Guatemala – where intentional         connected to poverty and economic downturn.19
         homicide is generally perpetrated by gangs or organised

10 |                                                                 Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Crime and imprisonment

on movement disproportionately                        drug‑related offences, including         Leone and Uganda to challenge petty
affected poorer communities with                      education, rehabilitation, treatment     offences. Most recently, a case was
higher numbers of arrests as people                   and aftercare.26                         filed in South Africa in March 2021
had to leave their homes for food,                                                             challenging the criminalisation of
                                                      Positively, a number of countries
water and work out of economic                                                                 homelessness using the African
                                                      have made progress towards
necessity.20 In Malaysia, two men                                                              Court Advisory Opinion.
                                                      decriminalisation of drug use
were imprisoned for three months
                                                      and possession for personal use.         In January 2021, the European Court
when they violated a stay‑at‑home
                                                      Ghana became the first African           of Human Rights found that a blanket
order as they went fishing for food.21
                                                      country to decriminalise drug use        ban on begging in Switzerland,
The Malawi High Court in late April
                                                      and possession of small amounts          punishable by a fine or a five‑day
upheld a stay on the lockdown, after
                                                      for personal use. Oregon became          custodial sentence in the event of
a human rights coalition highlighted
                                                      the first US state to decriminalise      non‑payment, breached the right
the impracticalities of a lockdown
                                                      personal possession of all drugs         to private and family life.30 In their
where the majority of the population
                                                      in November 2020; Vancouver in           decision the Court took account
live below the global poverty line,
                                                      Canada has voted to do the same,         of the fact that begging constituted
and 90 per cent of households rely
                                                      and Norway is considering a              a means of survival for the woman
on water from outside their homes.22
                                                      decriminalisation proposal.27 A bill     in the case.
The imprisonment of people                            was also tabled in Guyana in February
                                                                                               The criminalisation of certain
involved in illegal drug markets,                     2021 which would remove prison
                                                                                               actions, beliefs, behaviours or other
and particularly people who use                       sentences for possession of up to
                                                                                               socio‑economic factors continue to
drugs, continues to be a major                        15 grams of cannabis, although this
                                                                                               have a particular impact on women.
contributing factor to prison                         would be replaced by mandatory
                                                                                               A 2020 study in Sierra Leone found
overcrowding globally (see Crime                      counselling ‘for a period to be
                                                                                               that 34 per cent of women had either
and imprisonment). Punitive drug                      determined by the counsellor’.28
                                                                                               been convicted of or charged with
laws have imposed disproportionate
                                                      Efforts to address vague, arbitrary,     crimes related to poverty and drug
criminal sanctions over the past
                                                      colonial‑era petty offences were         use.31 Larceny was the most common
decades and have led to an estimated
                                                      stepped up over the past year. In        non‑violent offence and, according
2.5 million people worldwide in prison
                                                      Africa, at least 42 countries have       to testimony from these women,
sentenced for drug offences. Of
                                                      laws against vagrancy, being idle or     they had usually stolen small sums of
these, 22 per cent (470,000 people)
                                                      disorderly, or a “rogue and vagabond”,   money, mostly from family members,
are sentenced for drug possession
                                                      which are actively enforced,             to provide for their children. Laws
for personal use. Among the further
                                                      criminalising minor infractions and      prohibiting witchcraft or sorcery also
1.6 million people estimated to be
                                                      behaviour that is otherwise not          tend to be applied predominantly to
convicted of drug offences, 54 per
                                                      criminal. In November 2020, the          women. This is the case in Central
cent (860,000) are convicted for
                                                      African Commission on Human and          African Republic, where most of the
possession for personal use.23
                                                      People’s Rights adopted a simplified     approximately 24 women in prison
International bodies have                             version of the 2017 Principles on the    have been accused of witchcraft,
criticised the use of detention for                   Decriminalisation of Petty Offences      which attracts a prison sentence
drug‑related offences, in line with                   in Africa. This soft law instrument      of five to ten years and a fine.
the UN System Common Position                         provides a continental legal standard
                                                                                               Women continue to be imprisoned
on drug‑related matters, which                        on the type of petty offences that
                                                                                               under laws restricting their
calls for alternatives to conviction                  African states should review and
                                                                                               reproductive rights, such as in
and punishment for drug offences,                     provides a roadmap for civil society
                                                                                               Malawi, where some women in
including the decriminalisation                       advocacy, and for all African States
                                                                                               prison have been charged with
of drug use and possession for                        to repeal these laws.
                                                                                               infanticide for having miscarriages
personal use.24 In 2020, the UN
                                                      Furthermore, in a landmark ruling,       and stillbirths.32 In El Salvador, as
Committee on Economic, Social
                                                      the African Court on Human and           of September 2020, 19 women who
and Cultural Rights reiterated that
                                                      Peoples’ Rights issued an Advisory       said they had suffered obstetric
the criminalisation of drug use
                                                      Opinion in December 2020 that            emergencies remained imprisoned
could act as an impediment to the
                                                      holds that vagrancy laws, which          on charges of abortion, homicide,
realisation of the right to health.25
                                                      criminalise poverty and status or        or aggravated homicide. At least
On International Human Rights Day
                                                      identity, violate human rights and       16 of them had been convicted of
in December 2020, the International
                                                      discriminate against marginalised        aggravated homicide.33
Narcotics Control Board also
                                                      populations, and that states have
highlighted that the UN drug control
                                                      a positive obligation to repeal or
conventions require governments to
                                                      amend these laws.29 Litigation is
give special attention to alternatives
                                                      now underway in approximately 15
to conviction and imprisonment for
                                                      new cases in Malawi, Nigeria, Sierra

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021                                                | 11
Trends in the use of imprisonment

       Part two

       Trends in the use
       of imprisonment

       2.1. Releases in response to COVID-19
       > At least 109 states                    PROPORTION OF THE GLOBAL PRISON                  PRISON RELEASES IN RESPONSE
       adopted measures to release              POPULATION WHO BENEFITTED FROM                   TO COVID-19:
       people from prison in                    COVID-19 RELEASE MEASURES:37
       response to the pandemic.34                                                               Country           Proportion of          Number
                                                                                                               prison population         of people
       > At least 475,000 people                                                                                    released (%)          released
       were released from prison
       across 53 jurisdictions from                                                              Turkey                      40%         114,460
       March to July 2020.35

                                                       At least 27 European
       countries reduced their prison                                                            Cyprus                      23%               172
       population in the first months
       of the pandemic in 2020; some                                                             Portugal                     17%           2,155
       are now increasing.36                                                                     Norway                       15%             447
       In recognition of the risks to prison    As much as 40 per cent of the                    India                       14%          68,000
       populations from COVID‑19, many          prison population was released in
       governments made commitments             Turkey (114,460 people), 30 per cent
       when the pandemic was first              in Jordan (around 6,000 people)
       announced in March 2020 to               and over 15 per cent in Catalonia                Despite obvious benefits of release
       reduce their prison populations to       (Spain), Cyprus, Norway, Portugal,               measures, many targets for
       ease overcrowding and disperse           France and Slovenia.39 Over 40,000               decreasing prison populations were
       people held in custody. Measures         people were released in Ethiopia40               missed, and far fewer people than
       mainly involved exceptional release      and over 68,000 temporarily in                   needed to prevent transmission in
       mechanisms, including amnesties,         India, about 14 per cent of the total            prisons were released. A regional
       pardons, commutations, and early         prison population.41 Some of the                 survey in Latin America found that
       and temporary release schemes,           largest reported releases were                   between March and June 2020, five
       including compassionate release.         in jurisdictions with no official,               out of 26 prison systems released
       Many release schemes targeted            supporting data, including 104,000               less than 1 per cent of their prison
       high‑risk groups including older         people serving sentences in Iran,                population, and nine released
       people, those with specific health       and 62,000 people in Iraq, including             between 1 and 5 per cent.44 In South
       conditions or disabilities, pregnant     both sentenced and pre‑trial                     Africa by July 2020, less than 6,800
       women and mothers with young             detainees.42 In Indonesia, the prison            of the estimated 19,000 people that
       children, in line with guidance from     population decreased by 12 per cent              would be eligible had been released
       the World Health Organization.38         between January and April 2020,                  on parole. Others were said to have
       Many also included people in pre‑trial   notably because of COVID‑19‑related              been hindered by bureaucratic
       detention and those serving short        emergency releases. By the end of                or practical issues, such as
       sentences or nearing the end of          October 2020, 82,000 people had                  difficulties achieving sign‑off from
       their sentence.                          been released in the Philippines,43              relevant bodies during lockdown
                                                mostly from remand.

12 |                                                         Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Trends in the use of imprisonment

or insufficient supply of electronic                  decisions to release people on bail       drugs’.58 Women were also directly or
monitoring devices to facilitate                      due to the pandemic. This meant           indirectly excluded in many countries
house arrest.45                                       that in Sindh province, for example,      (see Women).
                                                      90 per cent of the 500 people
Barriers to the success of these                                                                Although decongestion measures
                                                      released in March were returned
schemes varied across countries                                                                 initially decreased occupancy in
                                                      to jail,52 and the prison population
and regions. Where there is chronic                                                             many prisons, the sense of urgency
                                                      increased by 21 per cent from
overcrowding, the measures did                                                                  to reduce prison populations
                                                      April to December 2020.53 In the
not reach far enough. In Malawi, it is                                                          seemed to fade away by mid‑2020.
                                                      US, however, successful litigation
estimated that the number of people                                                             Reductions in some countries, like
                                                      efforts, including by the American
imprisoned was reduced by just                                                                  the UK, have also been attributed
                                                      Civil Liberties Union, resulted
over 12 per cent through emergency                                                              at least in part to reduced inflow
                                                      in a number of court orders and
releases, but with prisons operating                                                            to prisons while court processes
                                                      settlements including in the state
at 260 per cent capacity, this was not                                                          were disrupted. As court processes
                                                      of North Carolina where 3,500 people
enough to effectively reduce the risk                                                           resumed and prison systems got to
                                                      will be released early as a result of a
of outbreaks. The second wave of                                                                grips with new intake procedures,
                                                      lawsuit challenging prison conditions
COVID‑19 has resulted in more than                                                              people have been sent to prison at
                                                      during the pandemic.54
300 people in prison contracting                                                                pre‑pandemic levels, or in some
the virus, but the true numbers are    The outcomes of reducing prison                          cases at higher levels. When prisons
expected to be much higher.46          populations during the pandemic                          reopened in Nigeria in August 2020,
                                       for disease control and healthcare                       9,900 people were newly admitted.59
Any benefit of release schemes was
                                       provision have been the subject                          By September 2020, the downward
cancelled out in some countries
                                       of various studies, although                             trend in the prison population was
where COVID‑19 offences led
                                       further analysis would be required                       reversed in 12 countries in Europe
to detention pre‑trial or at the
                                       to understand the longer‑term                            which had higher rates than in
sentencing stage. In Morocco, arrests
                                       impacts. One study in the US state of                    June; the rate had stabilised in
for breaching COVID‑19 regulations,
                                       Texas found a correlation between                        22 countries, and only two – Bulgaria
mostly of young males, led to a new
                                       crowdedness and viral spread;                            and Montenegro – had fewer
increase in the number of people
                                       prisons operating at 94 – 102 per                        people in prison in September than
in prison, despite releases by high
                                       cent capacity had higher COVID‑19                        June.60 In France between July
pardon including children, women,
                                       infection rates and more deaths than                     2020 and January 2021, the prison
and the elderly.47 In Uganda, 833
                                       those at 85 per cent.55 Another US                       population increased by 6.7 per
people were released by Presidential
                                       study found efforts to depopulate a                      cent (approximately 4,000 people),
pardon, but the continued detention
                                       large urban jail reduced transmission                    as did overcrowding in short‑term
of suspects and the suspension
                                       by 56 per cent, with a subsequent                        and pre‑trial facilities from 110 to
of most court hearings meant the
                                       51 per cent decrease in transmission                     120 per cent.61
prison population more or less
                                       when single‑cell occupancy was
remained the same. There has                                                                    Issues around access to justice,
                                       increased.56
also been no discernible change in                                                              legal representation and due process
Cambodia’s prison population, with     A key concern that emerged                               have affected detainees’ abilities
the release of people keeping pace     regarding mass releases was related                      to be released at the end of their
with the numbers of new arrivals       to support for those released (see                       sentence or under regular early
in detention.48                        Rehabilitation and reintegration).                       release schemes. In Hungary, for
                                       Many of the schemes also imposed                         example, new legislation adopted
Changes in political sentiment
                                       multiple overly burdensome                               at the beginning of the pandemic
saw U‑turns on emergency release
                                       conditions to be eligible for release,                   restricted in‑person attendance
schemes in several countries,
                                       even where release was temporary                         at court hearings, including those
including England after six people
                                       or limited to those nearing the end                      where decisions would be made on
were mistakenly released.49 Media
                                       of their sentence. This excluded                         non‑custodial sentences, release
reports of negative public opinion
                                       many people who faced high risk of                       from prison and probation measures.
also led to changes like in Argentina
                                       infection and harm in prison, despite
where protests against prison
                                       the fact they may pose little or no risk
releases were held in the capital in
                                       to society, or who would be released
April 202050 and within weeks court
                                       in a matter of months in any case.
decisions to release high‑risk groups
                                       People in prison for drug‑related
were reverted and no more releases
                                       offences were automatically
were offered to at‑risk individuals.51
                                       excluded from release schemes in 28
Courts in some countries ruled on      countries,57 regardless of the nature
the emergency release of detainees. or circumstances of the offence or
In Pakistan, the Supreme Court in      the risk of reoffending – Sri Lanka
April 2020 overturned lower courts’    even excluded people ‘addicted to

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021                                                | 13
Trends in the use of imprisonment

                                                                                              Embraced by family
                                                                                              members following release
                                                                                              from La Esperanza Prison,
                                                                                              Honduras.

        Despite obvious benefits of COVID-19
        release measures, many targets for
        decreasing prison populations were missed,
        and far fewer people than needed to prevent
        transmission in prisons were released.

14 |                                       Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Trends in the use of imprisonment

2.2 Alternatives to imprisonment
> Global data on the use                              Bangladesh and the Philippines;                have expressed concern at ‘probation
of non‑custodial measures                             in the latter the Supreme Court                overcrowding’.71 In Kenya, the
                                                      reduced the conditions for bail and            caseload for the Probation and
and sanctions remains
                                                      recognisance to avoid imprisonment             After‑care Service varied during
scarce in this area although                          of people in poverty.67 Prison leaders         2020 with correlation to the
there are efforts underway                            in some cases applied pressure, for            lockdowns and court activity. At peak
to address the issue.62 The                           example in Russia, the director of             times, the service had high caseloads
gap hinders critical analysis                         the prison administration asked the            due to an increase in non‑custodial
and the ability to expand                             Supreme Court to encourage the use             sentences handed down by courts,
                                                      of alternatives for minor offences.68          the referral of some of the 11,000
and improve non‑custodial
                                                                                                     people released as a response
measures and sanctions.                One concern in the current context
                                                                                                     to COVID‑19 and a backlog from
                                       continues to be the widening of
                                                                                                     courts going virtual. For instance, in
> At the end of 2018, there offences that can attract a sanction,                                    August 2020 when there was a strict
were about 2 million people            albeit a non‑custodial one – often
                                                                                                     lockdown and limited court activity,
in Europe and about 4.4                described as ‘net widening’. This
                                                                                                     only 1,705 people were referred to
million people in the US               is of concern as evidence shows
                                                                                                     the probation agency, whereas in
                                       that an increase in non‑custodial
on probation or parole.       63
                                                                                                     November there were 6,412 cases
                                       sanctions does not correlate to
                                                                                                     referred.72 In Singapore, a record
                                       fewer prison sentences.69 On the one
Non‑custodial sanctions have been                                                                    number of 3,246 people were placed
                                       hand, non‑custodial sanctions like
commonly used as part of bringing                                                                    on community corrections in 2020,
                                       simple warnings, fines or suspended
prison numbers down during the                                                                       a 42 percent increase from 2019.73
                                       prison sentences are necessary
pandemic, taking different forms.                                                                    In the Philippines, in 2020 the
                                       to keep people out of prison and
New legislation or regulations were                                                                  probation service handled 55 percent
                                       facilitate their rehabilitation in
adopted in many states to expand                                                                     more probation supervision cases
                                       the community. In Thailand, for
the legal basis of non‑custodial                                                                     than the previous year.74
                                       instance, as of May 2020, 2,276
sanctions or to give guidance on their
                                       persons sentenced to prison terms                             On the other hand, in England and
use. For example, a new law in Turkey
                                       for breaches of COVID‑19 regulations                          Wales and in Northern Ireland,
allows for early release when half a
                                       were reallocated to a non‑custodial                           probation agencies’ caseloads
sentence is completed, albeit with
                                       sanction under Department of                                  decreased somewhat in 2020
an extension of probation periods
                                       Probation.70 On the other hand, the                           compared to the previous year by
from two to three years. In Peru,
                          64
                                       results in Thailand demonstrate that                          12 and 9 per cent, respectively.75
the government enacted legislation
                                       new criminal offences relating to                             One explanation for this could be
to promote the use of electronic
                                       COVID‑19 risk drawing a large number                          the scaling back of court activities
monitoring. 65
                                       of people at low risk of reoffending                          and decisions and the resulting
In some countries, governments         into the criminal justice system.                             increasing backlog, the impact of
encouraged judicial and law                                                                          which needs to be further examined
                                       Where countries saw an increase in
enforcement arms to avoid                                                                            as it eases. In England and Wales, the
                                       the use of alternatives, there was
imprisonment, as seen in Indonesia66                                                                 prison population did not decrease
                                       a sudden growth of caseload for
and Thailand, in the case of                                                                         at the same rate as probation
                                       agencies tasked with supervising
COVID‑19‑related offences. Courts                                                                    caseloads, showing just over a
                                       the implementation of non‑custodial
took the lead in increasing the                                                                      5 per cent drop.
                                       measures. Many probation agencies
use of non‑custodial options in
                                                                                                     In some states electronic monitoring
                                                                                                     was looked to as the solution to
                                                                                                     keeping prison populations lower
IN EUROPE AND THE US, THE PROBATION RATE IS ABOUT DOUBLE
                                                                                                     during the past year. In Spain, the
THE RATE OF PEOPLE IN PRISON:63
                                                                                                     number of people under electronic
                                                                                                     monitoring jumped by more than
                       Proportion of people          Proportion of people        Ratio of            130 per cent between March and
                       on probation compared         in prison compared          probation rate to   May 2020.76 Electronic monitoring
Averages               to overall pulation           to overall population       imprisonment rate
                                                                                                     was also more extensively used in
across states          (per 100,00)                  (per 100,00)                (times higher)
                                                                                                     Italy and the Netherlands. In Senegal
                                                                                                     and Tunisia legislation was adopted
Europe                                      211                        126                 > x1.7    authorising the implementation of
                                                                                                     electronic surveillance.
US                                       1,730                        830                  > x2.1

Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021                                                      | 15
Trends in the use of imprisonment

       Agencies charged with supervising        of a non‑custodial sanction have                 service placements have involved
       non‑custodial alternatives have          become complex. At a minimum,                    contributing to COVID‑19 response
       adapted working methods and              community sentences have been                    efforts. Other countries sought to
       approaches due to the COVID‑19           impacted by the suspension or                    avoid an extended sentence, like
       pandemic in the majority of              postponement of programmes,                      in Finland, which required people
       jurisdictions. Many ended in‑person      community service requirements                   on probation to submit written or
       supervision and home visits to           or reporting requirements. At                    online assignments provided by
       people on probation and moved them       least 31 probation agencies across               substance abuse and mental health
       to phone or video calls. This was        Europe had to suspend or adapt the               services, etc.
       often combined with restrictions         implementation of sanctions they
                                                                                      COVID‑19 restrictions are affecting
       when entering prisons, limiting          were supervising, many adapting
                                                                                      the ability to provide rehabilitation
       the opportunities for pre‑release        to remote contact with clients. In
                                                                                      and post‑release support, including
       support. In Kyrgyzstan, during the       Georgia, a hotline was set up and
                                                                                      drug, alcohol and behaviour change
       lockdown in early 2020, visits by        high‑risk clients were visited at home
                                                                                      support groups, as well as the closure
       probation officers to both adult and     by probation officers after a protocol
                                                                                      of subsidiary social support such as
       child clients were suspended and         was drawn up for the visit.78
                                                                                      shelters. These types of programmes
       instead conducted over the phone.
                                                By its nature, community service –    and support mechanisms are often
       In Kenya, probation officers’ capacity
                                                a common non‑custodial sanction       an essential part of a non‑custodial
       was limited by the lockdown.
                                                – involves social contact, in‑person  sanction. An analysis in the US
       Probation officers in several
                                                supervision and often contact with    showed that during the pandemic,
       countries, such as in Croatia and
                                                private‑sector entities. It therefore services for mental health and
       Austria, have reported increased
                                                remains hugely impacted by            substance use (part of a community
       stress brought by the implementation
                                                COVID‑19. Many systems suspended      sentence) are provided through
       of these emergency measures and
                                                or postponed community service        remote ‘telehealth’ means, often as a
       the blurred lines between home and
                                                measures, replacing them with an      new initiative and probation officials
       work life.77
                                                alternative sanction (like a fine) or reported significant concern about
       Due to lockdowns and other               extending the period of the sentence, clients’ relapse because of lack of
       movement restrictions, supervision       as seen in Portugal and in Scotland.  supervision and support, among
       and the fulfilment of conditions         In Kyrgyzstan, some community         other factors.79

       2.3 Pre‑trial detention

                                                70% of prison                           Pre‑trial detention places a heavy

                              3+
       NUMBER OF PEOPLE
       IN PRE-TRIAL                                                                     burden on penitentiary systems,
       DETENTION:                million        populations are                         and increasingly contributes to
                                                AWAITING TRIAL,                         overcrowding. Of the 47 countries
                                                PRESUMED INNOCENT                       where more than half of the
           30%                                  inXX
                                                   14      countries
                                                                                        prison population are untried, 32
                                                                                        are operating above their official
       SINCE 2000
                                                                                        capacity. In the Philippines and Haiti,
                                                                                        where 75 per cent of the prison
                                                                                        population has not been sentenced,
       Rates of pre‑trial detention have        has more than quadrupled over the       prison capacities are overcrowded
       been rising steadily in recent           last 20 years. In the same timeframe, by over 450 per cent. In Venezuela,
       decades. Analysis published in           there has been a 56 per cent increase police stations have been
       April 2020 by the World Prison Brief     in the number of people in pre‑trial    transformed into de facto pre‑trial
       (Institute for Crime and Justice         detention across Asia: the number       detention centres, as prisons do not
       Policy Research) shows significant       has doubled in Malaysia and the         have enough capacity.81 In Ukraine,
       variance in pre‑trial detention rates    Philippines, although it fell by 68 per the European Court of Human Rights
       across and within regions.80 Since       cent in Kazakhstan. Countries with      (ECHR) recently ruled in a pilot
       2000, the number of people in            the highest proportion of pre‑trial     judgement that pre‑trial detention
       pre‑trial detention has decreased in     detainees include Libya with 90 per     conditions were overall inadequate,
       Europe by 28 per cent but increased      cent of the prison population on        which – with high overcrowding
       dramatically in the Americas (71 per     remand, and in Bangladesh, Gabon,       levels – demonstrated a structural
       cent rise) and Oceania (225 per cent     Paraguay and Benin the proportion is problem that needed to be addressed
       rise). In New Zealand, for example,      around 80 per cent.                     urgently, giving the country 18
       the number of people held pre‑trial                                              months to remedy it and suggesting

16 |                                                         Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
Trends in the use of imprisonment

increased use of non‑custodial                        The proportion of unsentenced         Court activities being scaled back
measures and renovations to allow                     people imprisoned in Indonesia        or suspended in many countries due
for raising minimum space allocated,                  went from 24 to under 20 per cent     to coronavirus‑related restrictions,
among other things.                                   between March and December            resulted in people awaiting trial
                                                      2020.84                               spending more time in prison, as was
During the pandemic, some countries
                                                                                            the case in Sri Lanka85 and Mexico.86
have targeted pre‑trial populations                   However, COVID‑19 related arrests
                                                                                            In Scotland, the pre‑trial prison
in COVID‑19 release mechanisms,                       also contributed to pre‑trial
                                                                                            population reached a record number
with varying success. In Colombia,                    detention rates remaining stable or
                                                                                            due to court delays.87 In Germany,
the pre‑trial prison population                       increasing. This was seen in Uganda
                                                                                            decisions by judicial and political
dropped by 43 per cent between                        where, by June 2020, the number
                                                                                            authorities were made to extend
January and December 2020.82 In                       of people held in remand increased
                                                                                            pre‑trial detention in case of delayed
Peru it decreased by 17 percent                       to 55 per cent from 47 per cent in
                                                                                            or postponed procedures.88
between January and November.83                       December 2019.

2.4 Death penalty
> At least 483 people were                            state – to do so. Two‑thirds of US    and systematically arbitrary.97
executed in 2020 (including                           states have now either abolished      Journalists and protestors have
                                                      capital punishment or have not        been executed in several retentionist
16 women), 26% less than
                                                      carried out any executions in the     countries, including Yemen and Iran.
in 2019.89                                            last decade.91                        In Malaysia, as of 1 December 2019,
                                                                                            70 per cent of people on death row
> 144 countries have                    In 2020 there was a record low
                                                                                            had been sentenced to death for
abolished the death penalty             number of executions worldwide.
                                                                                            drug‑related crimes, a category that
in law or practice.90                   At least 483 executions were carried
                                                                                            does not meet the threshold of the
                                        out in 18 countries in 2020,92 while
                                                                                            ‘most serious crimes’ for which the
>    In  December     2020,  a  record  in 2019 at least 649 executions
                                                                                            death penalty can only be imposed
123 governments supported               were recorded in 20 countries.93
                                                                                            per international law.98
the biennial UN resolution              The statistics continue to exclude
which calls for a universal             China, where capital punishment                     In the US, the federal government
                                        is classified as a state secret, but                in the Trump administration’s last
moratorium on executions.
                                        thousands of people are believed                    six months resumed executions after
                                        to be executed every year.                          a 17‑year‑long moratorium. Between
The movement towards the universal
                                                                                            July and December 2020, 10 people
abolition of the death penalty          Some progress, albeit limited, has
                                                                                            were executed, more than all
continues to grow, with a vast          also been observed in retentionist
                                                                                            executions in the states combined.
majority of states having abolished it countries. Sudan repealed its
                                                                                            The Death Penalty Information Center
in law and in practice. However, there laws that provide for the death
                                                                                            reported that the vast majority of
has still been regression in a few      penalty and flogging for consensual
                                                                                            them suffered from mental illnesses
hard‑line countries.                    same‑sex relationships and for
                                                                                            and disabilities at varying degrees.
                                        apostasy. Attitudes are changing in
Chad, Kazakhstan and Armenia                                                                In January 2021, Lisa Montgomery
                                        Iran, where a recent study showed
recently joined the two‑thirds of                                                           became the first woman executed
                                        that 44 per cent of people surveyed
the countries in the world that have                                                        by the federal government in 70
                                        stated that they were against the
abolished capital punishment for                                                            years, despite evidence of mental
                                        death penalty for all crimes, and
all crimes. Chad removed the last                                                           impairments from a lifetime of abuse.
                                        85 per cent agreed that it should not
remaining dispositions providing for
                                        be used on people who were children                 Elsewhere, there were talks of
the death penalty in its anti‑terrorism
                                        at the time of the crime.94 In Saudi                broadening the use of the death
legislation, and Kazakhstan and
                                        Arabia, a royal decree was issued in                penalty. Amid public protests, the
Armenia ratified the Second Optional
                                        April 2020 ending capital punishment                President of Bangladesh signed
Protocol to the International
                                        for offences committed as a child.95                an ordinance making rape a
Covenant on Civil and Political
                                        Pakistan’s Supreme Court ruled in                   capital offence. In the Philippines,
Rights in early 2021, which is the only
                                        February 2021 that people who have                  there have been renewed calls
binding international instrument
                                        serious mental health issues should                 for reinstating the death penalty
prohibiting the use of the death
                                        not be executed.96                                  as a tool in the country’s violent
penalty. In the US, Colorado
                                                                                            ‘war on drugs’.
abolished the death penalty in March Where the death penalty remains
2020, as did Virginia in March 2021,    in place there is evidence that
the 23rd state – and first southern     shows its use is often inherent

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Trends in the use of imprisonment

       The impact of the coronavirus              countries, observers reported that               executions likely resulted in ‘super
       pandemic on the use of the death           the significant drop in executions               spreader’ events not least due to the
       penalty is difficult to measure.           in 2020 could be partly explained by             high number of people present.101
       It may be contributing to the              the lockdown restrictions between                Conversely, there have been at least
       lower number of executions and             February and April.99 In the US,                 two occurrences of death sentencing
       executing countries during 2020,           several executions and capital trials            in virtual judgements, in May 2020
       with delayed court processes and           were halted by the closure of courts             in Nigeria and Singapore, during the
       other restrictions resulting in fewer      and the spread of COVID‑19 among                 nationwide lockdowns in force at
       death sentences being handed               people in prison on death row.100                the time.
       down and carried out. In Saudi             An analysis by the Associated Press
       Arabia, one of the top executing           showed that recent federal prison

       2.5 Life imprisonment
       > An estimated 479,000                     offences for which a death sentence              are reviewing cases or granting
       people in prison globally are              would not have been considered.                  new sentences, and 24 states
                                                  Legislative proposals in Colombia                have now outlawed life sentences
       serving a formal life sentence
                                                  seek to introduce life imprisonment              without parole where the crime was
       as of 2014.                                in cases of sex offences against                 committed by a child.106
                                                  minors, and proposals in England
       > Around 65 countries                      and Wales also foresee whole
                                                                                          Reforms to reduce the use of life
       impose sentences of life                                                           imprisonment have been seen in
                                                  life sentences as the ‘default’ for
       without parole.                                                                    several states over the past year.
                                                  premeditated murder involving
                                                                                          In Mozambique, an accumulation
                                                  child victims. Life sentences are
       > 183 out of 216 countries                 increasingly imposed for non‑violent
                                                                                          of sentences was reduced from
       and territories have formal                                                        50 years to 30 in 2020. Furthermore,
                                                  offences. In New Zealand, supplying
       life imprisonment.                                                                 a number of reforms are bolstering
                                                  or dealing a Class A drug (such as
                                                                                          opportunities and improving
                                                  methamphetamine) is punishable
       The number of people serving life                                                  procedures for release, such as
                                                  by up to life imprisonment, and in
       sentences continues to rise as a                                                   in Ireland where the decision on
                                                  several Asian countries, including
       result of a shift away from the death                                              release of a life‑sentenced person
                                                  Hong Kong and the Philippines,
       penalty, with many sentencing codes                                                will shift from a political body to a
                                                  trafficking and/or manufacturing
       replacing capital punishment with                                                  statutory parole board. In Lithuania,
                                                  drugs can attract a life sentence.104
       life imprisonment. Courts are also                                                 a 2019 law requires routine release
       commuting sentences as seen in             All states of the US, with the          consideration for those serving
       Kazakhstan, Benin and Burkina Faso         exception of Alaska, can impose a life life sentences, paving the way for
       in recent years.102                        sentence for non‑violent offences,      release after 20 years are served –
                                                  and in 22 states these sentences can a move approved by the European
       Formal life sentences are increasing
                                                  be without the possibility of parole.   Court of Human Rights. In Belize,
       also due to punitive responses
                                                  Prisons in the US hold the largest      where life without parole was
       to crime. In Poland and Serbia,
                                                  proportion of people serving life       declared unconstitutional in 2016,
       legislation has recently established
                                                  sentences internationally. According amendments to the Criminal Code
       life sentences without parole. Poland
                                                  to new analysis by the Sentencing       have introduced the requirement
       also lengthened the minimum period
                                                  Project from February 2021, one         for a parole board to consider the
       before those serving a life sentence
                                                  in seven people in US prisons are       release of life‑sentenced persons.
       can be considered for release
                                                  serving life, totalling 203,865 people.
       from 25 to 35 years, and extended                                                  Despite the vulnerability to
                                                  Women serving life without parole
       supervision of those released to                                                   COVID‑19 for many people serving
                                                  increased by 43 per cent between
       cover the rest of their lives. In                                                  life sentences (due to age or
                                                  2008 and 2020, compared to a
       Nicaragua, congress approved life                                                  health status), life sentences were
                                                  29 per cent increase among men.105
       imprisonment in January 2021,                                                      one category of people explicitly
                                                  The US also remains an outlier by
       moving the country’s maximum                                                       excluded from release schemes
                                                  allowing life without parole for crimes
       sentence from 30 years to life                                                     in a number of countries, such as
                                                  committed by children (under 18
       in prison.103                                                                      England and Wales, Indonesia and
                                                  years of age). However, that trend is
                                                                                          South Africa. There were, however,
       This trend is also reflected in the fact   reversing following a Supreme Court
                                                                                          some instances where reductions
       that life imprisonment is consistently     ruling on the matter in 2017. The
                                                                                          in sentences favourably impacted
       being imposed for a wider range of         federal government and 29 states
                                                                                          people with a life sentence.

18 |                                                           Penal Reform International and Thailand Institute of Justice | Global Prison Trends 2021
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