In-Home Services to Strengthen Children and Families

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In-Home Services to Strengthen Children and Families
ISSUE BRIEFS | APRIL 2021

In-Home Services to Strengthen
Children and Families
Most children involved with the child welfare              WHAT'S INSIDE
system are not separated from their families
but instead receive services while living at                  What are in-home services?
home. These child welfare "in-home services"
are designed to strengthen and stabilize
families that come to the attention of child                  In-home services delivery
protective services (CPS).

This issue brief explores effective in-home                   In-home services funding
services that are being used to promote safety
and help keep children and families together,
                                                              In-home services practice elements
as well as practical considerations for their
implementation. It then presents promising
practices used by States and jurisdictions that               Evidence-based programs
are working to improve their delivery of in-
home services.
                                                              Promising practices

                                                              Conclusion

                                                              References

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   1
WHAT ARE IN-HOME SERVICES?                                routines, and manage stressful everyday
                                                          situations. The location where services are
Child welfare in-home services are a                      delivered will depend on the protocols of the
continuum of prevention-related supports                  local service providers and the availability of
and programs designed to enhance the                      services.
protective capacity of caregivers and improve
the conditions that may contribute to safety              In defining in-home services, there
and risk concerns for children (e.g., mental              is a common misconception between
health concerns, substance use, parenting                 those described above and home visiting
practices). They can be primary prevention                programs, which match at-risk families
services geared toward the general population;            with professionals or paraprofessionals
secondary prevention services for families                who provide support, education, training,
with one or more risk factors for child                   and resources during visits to the home.
maltreatment; or tertiary prevention services             Home visiting programs are often used
aimed at preventing out-of-home placement                 as a preventive approach with high-risk
for families in which maltreatment has already            populations, such as teen parents and
occurred, provided children can remain in                 families with infants and young children.
their homes safely. Tertiary in-home services             However, some home visiting programs
allow children to stay connected with their               address the needs of families receiving in-
siblings, extended family, friends, school                home services and can be used or adapted
connections, and other support systems and                for a child welfare population, often through
provide resources that can help parents                   their inclusion as part of an in-home services
focus on addressing the issues that led to                case or treatment plan (see Child Welfare
abuse or neglect or that could lead to                    Information Gateway's Home Visiting web
future maltreatment.                                      section for more information.)

In-home services may be voluntary or                      HOW ARE IN-HOME SERVICES INITIATED?
court ordered and can encompass an array
                                                          When a report of child maltreatment is filed
of supports, interventions, and programs,
                                                          with CPS, intake workers screen the report to
ranging from transportation and housing
                                                          assess the allegations and determine whether
assistance to intensive family preservation
                                                          there are any immediate or impending safety
services. The term "in-home" refers to the
                                                          concerns. If safety concerns are identified
location where the child and family are
                                                          and thresholds are met, CPS will recommend
residing and not necessarily to the place
                                                          that the family receive either an investigation
where services are delivered. The services
                                                          or a family assessment, the latter of which
may be provided in the community or other
                                                          is typically an option in jurisdictions using
places, such as at a counseling center or child
                                                          differential response systems. In either case,
welfare agency. However, services offered
                                                          child welfare caseworkers will conduct a
in the home have several added benefits.
                                                          safety and risk assessment to determine
They give providers opportunities to identify
                                                          how safe children are in their homes and the
family strengths, offer support around family
                                                          level of risk for future harm. These safety

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   2
and risk assessments, accompanied by a more               WHAT TYPES OF SERVICES ARE INCLUDED?
comprehensive family assessment, are used to
                                                          There is no standard set of required in-home
inform the feasibility of maintaining the child
                                                          services; the goal is to find the right combination
safely in the home through the use of safety
                                                          of services and supports tomeet the specific
plans. Safety plans are written agreements
                                                          needs of each family. In-home services are
designed to help parents focus on addressing the
                                                          geared toward meeting the following goals:
issues that led to unsafe conditions or threats
to child safety, strengthen parental protective           ƒ Ensuring children's safety
capacity, and enhance community connections
                                                          ƒ Strengthening parental protective capacity
so families can safely and sustainably care for
children without further agency intervention.             ƒ Improving overall adult, child, and
Safety stabilization creates conditions for                 family functioning
working collaboratively with families to cocreate         ƒ Building caregiving and coping skills
case plans with individualized in-home services.          ƒ Supporting healthy and nurturing relationships

WHO RECEIVES IN-HOME SERVICES?                            ƒ Fostering physical, emotional, behavioral, and
                                                            educational well-being and mental health
In-home services are typically provided to
                                                          ƒ Enhancing the potential for permanency
families who have open cases with a child
welfare agency and whose children remain at               Services to address family challenges could
home or have returned home from foster care. In           include general prevention-related or
some cases, the allegations of child maltreatment         knowledge-building information or referrals for
have been substantiated, but the child is not in          tangible and intangible support, such as—but not
immediate or impending danger. In other cases,            limited to—the following:
allegations have not been substantiated, but a
                                                          ƒ Age-specific parenting support, including
comprehensive assessment of family functioning
                                                            teen or adult parent training, coaching, or
prompts the provision of targeted services to
                                                            skill building to help with complex parent-
help strengthen parental protective capacities
                                                            child interactions
and address any general concerns. In-home
                                                          ƒ Individual and/or family therapy
services can also be provided to families whose
children have returned home after a stay in               ƒ Referral for substance use treatment and skill
foster care; in these cases, the child welfare              building to enhance coping and encourage
agency strives to ensure that parents have the              behaviors that replace substance use
necessary strengths, protective capacities, and           ƒ Referral for mental or behavioral health
community and relational supports to safely care            treatment followed by support in applying
for their children and prevent their reentry into           what was learned in treatment to improve
care. During fiscal year 2018, approximately 2              family management and child safety
million children nationwide received prevention
                                                          ƒ Information and referrals for resume-building
services and about 1.3 million received
                                                            services as well as interview and job training to
postresponse services from a child welfare
                                                            help with economic and financial stability and
agency (Children's Bureau, 2020b).
                                                            self-sufficiency

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov     3
ƒ Assistance with child care and                                   IN-HOME SERVICES DELIVERY
  transportation
                                                                   Child welfare agencies must deliver effective
ƒ Concrete assistance, such as food,
                                                                   in-home services that can stabilize and
  clothing, furniture, or housing to
                                                                   strengthen families and prevent the need for
  contribute to positive health and
                                                                   out-of-home care whenever possible. In some
  well-being outcomes
                                                                   instances, caseworkers can provide in-home
VOLUNTARY VS. COURT-ORDERED IN-                                    services directly to families, and in other
HOME SERVICES                                                      instances they may facilitate contact between
                                                                   families and community-based service
In-home services can be delivered either
                                                                   providers, such as family resource centers
on a voluntary basis (meaning that family
                                                                   (FRCs). Having the capacity to provide an
members have agreed to participate of their
                                                                   array of evidence-based or evidence-informed
own accord) or as the result of a court order
                                                                   family support, family preservation, and
(meaning a judge has mandated a family's
                                                                   postreunification services enables agencies
participation). Policies regarding whether
                                                                   to provide individualized treatment so that
these services can be delivered on a voluntary
                                                                   children can remain safely in their homes.
or court-ordered basis vary by State.
                                                                   A diverse service array includes programs
Caseworkers may encounter difficulties when
                                                                   that can address the physical, emotional,
attempting to engage families in voluntary
                                                                   social, mental, developmental, and
services because some potential participants
                                                                   educational needs of children and families,
may view the services as either intrusive or
                                                                   while also considering key systemic
unlikely to provide useful benefits. (Daro
                                                                   factors, such as individual, family, and
et al., 2005). In addition, parents may fear
                                                                   community circumstances that may impact
that more frequent contact with the child
                                                                   service delivery.
welfare system and its service providers could
put them at risk for having their children                         SERVICE ARRAY
removed from the home, a circumstance that
                                                                   A child welfare agency's service array includes
underscores the importance of caseworkers
                                                                   services funded by the agency and those
building rapport with the families on their
                                                                   provided by other agencies and community
caseloads to foster trust and engagement
                                                                   organizations. Families need accessible,
in services. When treatment services are
                                                                   quality services to strengthen parental
mandated by a court order and conditions
                                                                   protective capacity and support child safety at
in the home environment that threaten the
                                                                   all points along the child welfare continuum.
safety of a child cannot be controlled despite
                                                                   However, Child and Family Services Reviews
the agency's reasonable efforts, a child could
                                                                   Aggregate Report: Round 3: Fiscal Years 2015–
be removed from the home and subsequently
                                                                   20181 showed that State child welfare agencies
placed into out-of-home care.
                                                                   did a better job of assessing the needs of

1
 The Child and Family Services Reviews (CFSRs) are periodic Federal reviews of State child welfare systems to (1) ensure conformity
with Federal child welfare requirements, (2) determine what is actually happening to children and families engaged in child welfare
services, and (3) assist States in helping children and families achieve positive outcomes.

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov                           4
children and families than providing services             answering the following questions about an
to meet the identified needs, suggesting that             area's service needs (Capacity Building Center
States should examine the systemic issues                 for States, 2019a):
that create difficulties in meeting family
                                                          ƒ What are the current needs of the children
needs identified in assessments. In fact, only
                                                            and families being served?
the District of Columbia earned a strength
rating in this area (Systemic Factor #29: Array           ƒ What services are currently available and
of Services). Systemic factor concerns that                 being provided to children and families?
were cited in the CFSRs include the following             ƒ What child and family needs are currently
(Children's Bureau, 2020a):                                 not being met by the existing service array?

ƒ Gaps in the availability of services or long            Building a service array that meets
  waiting lists for services                              community needs allows child welfare
ƒ Difficulty accessing services due to                    agencies to facilitate collaboration with
  payment-related or transportation-related               service providers for presently underserved
  issues                                                  or more vulnerable subpopulations of
                                                          children and families. In cases where agencies
ƒ Delays in referrals and arranging services
                                                          need to increase the types of services
  due to caseworker workloads
                                                          available to families, they can approach
ƒ Lack of quality providers                               community- and faith-based organizations
ƒ Lack of services—especially specialty                   and discuss the potential expansion of their
  services—in rural areas                                 services to meet client needs. For more
                                                          information on partnering with community-
The report also noted the types of services
                                                          and faith-based groups to increase service
that were most often needed but were
                                                          provision, visit Information Gateway's
insufficiently available, including substance
                                                          Engaging Communities to Support Families
use treatment, behavioral and mental health
                                                          web section. For more information on using
treatment, domestic violence services,
                                                          data to inform service array development,
trauma-informed services, housing, child
                                                          see A Data-Driven Approach to Service
care, employee assistance, transportation,
                                                          Array Guide by the Capacity Building Center
visitation, and services to support youth
                                                          for States.
transitioning into adulthood.

Agencies may need to adjust their service                 THE ROLE OF COMMUNITY
                                                          COLLABORATION
arrays to provide the necessary mix of
supports and programs that foster the                     Enhanced collaboration with community
safety, permanency, and well-being of                     providers can help build a service array
families in the communities they serve.                   that is sensitive to local needs, increase the
Decisions made around service array                       availability of evidence-based and evidence-
adjustments and expansions should be                      informed services, and strengthen community
informed by data collection geared toward                 collaboration with family support and

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   5
preservation programs and other State and                 in their communities—not just vulnerable
local entities. When agencies support multiple            families or those referred from the child
community providers working together to                   welfare system—which minimizes stigma that
deliver needed in-home services through                   may be associated with service reception. For
systems of care, families benefit. These                  more information on FRCs, see the National
providers may include the following (Capacity             Family Support Network's Family Resource
Building Center for States, 2017):                        Centers web section.

ƒ Providers contracted for other State                    IN-HOME SERVICES FUNDING
  interagency programs (e.g., mental health,
                                                          The primary source of funding for child
  public health, workforce development)
                                                          welfare in-home services is provided through
ƒ Specialized program providers (e.g.,                    provisions of title IV-B of the Federal Social
  substance use treatment, therapeutic                    Security Act. Historically, that funding has
  services, at-risk youth interventions, life             been invested in out-of-home care services
  skills services, sports and recreational                (e.g., foster care). However, the 2018 Title IV-E
  activities)                                             Prevention Services Program has prompted a
ƒ Advocacy centers and volunteer resources                new emphasis on prevention services,
ƒ Local churches or charitable organizations              and States are increasingly investing in
                                                          evidence-based in-home services that meet
Child welfare agencies may also refer children            the program's requirements. Funding for
and families to collaborative community                   in-home services also comes from a variety
support groups, such as FRCs, for services.               of other sources, including Federal funds
FRCS are community- or school-based hubs                  and grants made available through legislative
that provide and connect families with a                  programs. Most States use more than one
variety of in-home services for every stage               of the following sources to fund their
of the prevention continuum (i.e., primary,               in-home services.
secondary, tertiary). They offer both formal
and informal supports and services—as well                Title IV-E Prevention Services Program.
as referrals for supports and services—that               In 2018, the Family First Prevention Services
are targeted to a community's specific needs              Act amended the Social Security Act to allow
and interests (Russo, 2019). FRCs provide                 States and Tribes to use Federal title IV-E
access to a range of programs and supports                funds that were previously set aside for
in a single location, thereby making in-home              foster care expenses for services designed
services more accessible for families. FRCs               to prevent children from entering foster
take a strengths-based, culturally informed,              care. The amendment of the Act established
and family-centered approach to service                   the Title IV-E Prevention Services Program,
provision, allowing families to determine their           which provides optional funding for certain
own goals and level of involvement. They                  time-limited prevention services, including
build communities that foster peer support                in-home parent skill-based programs (i.e.,
for families and reduce feelings of stress and            parenting skills training, parent education,
isolation. Importantly, they serve all families           and individual and family counseling).

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   6
States and Tribes with an approved title                  Promoting Safe and Stable Families (PSSF)
IV-E prevention plan may claim title IV-E                 title IV-B program. PSSF is a Federal program
reimbursement for a portion of trauma-informed            under title IV-B of the Social Security Act
mental health services, substance use treatment,          that provides funding to States and Tribes to
and in-home parent skill-based programs for               implement a coordinated program of community
up to 1 year. To qualify for reimbursement,               services that includes family support, family
programs must be rated promising, supported,              preservation, time-limited reunification, and
or well-supported by the Title IV-E Prevention            adoption support (Capacity Building Center
Services Clearinghouse or have an approved                for States, 2016). For more information on
designation through an independent systematic             the program, including its funding mechanisms
review process. At least 50 percent of the                and requirements, see Promoting Safe and
amount paid to the State in any fiscal year               Stable Families by the Capacity Building Center
must be for prevention services that meet the             for States.
"well-supported" practice criteria. For more
                                                          Temporary Assistance for Needy Families
information, see "A Complete Guide to the Family
                                                          (TANF). The Office of Family Assistance
First Prevention Services Act" in The Imprint.
                                                          administers TANF block grants to States. These
Medicaid. Medicaid, as authorized by title XIX            grants have a high degree of flexibility when it
of the Social Security Act, is a program funded           comes to the use of these funds. When families
jointly by Federal and State governments to               receiving TANF assistance through public welfare
provide health-care coverage to low-income                programs are also involved in child welfare, the
people who meet certain additional criteria.              two systems can coordinate on case planning.
Most children and youth involved with the child           Specifically, they can allow activities in a child
welfare system are eligible for Medicaid, and             welfare case plan—including in-home services—
States can facilitate collaboration across child          to count toward TANF work requirements.
protection, Medicaid, and behavioral health               For more information, see the Center for
systems to fund a broad range of in-home                  the Study of Social Policy's 20 Years of TANF:
services that fulfill these children's needs (Center      Opportunities to Better Support Families Facing
for Health Care Strategies, 2019). States can             Multiple Barriers.
provide in-home services through a combination
                                                          Child Abuse Prevention and Treatment Act
of Medicaid benefits, home- and community-
                                                          (CAPTA) Community-Based Child Abuse
based waivers, and general State funds. In
                                                          Prevention (CBCAP) grant program. CBCAP
addition, select evidence-based practices
                                                          grants are provided through CAPTA to fund
included in the Title IV-E Prevention Services
                                                          child abuse prevention programs at the
Clearinghouse can be funded through Medicaid.
                                                          community level. To learn more, visit the
For more information, see How Can Medicaid-
                                                          FRIENDS National Center for Community-Based
Funded Services Support Children, Youth, and
                                                          Child Abuse Prevention website, which provides
Families Involved With Child Protection? by the
                                                          resources and capacity-building services to
Casey Family Programs' Center for Health Care
                                                          CBCAP grantees.
Strategies and Information Gateway's Health
Insurance: Medicaid, CHIP, and the Affordable
Care Act web section.

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov    7
It is also important to note that some in-home            One strategy that caseworkers can employ to
services may be reimbursable under a family's             encourage family engagement with in-home
personal health insurance plan. This generally            services is family group decision-making (FGDM).
applies to services related to reunification and          FGDM uses a trained facilitator to guide parents,
crisis stabilization (before or after residential         children, and other family members through a
placement) but may also be used for intensive             structured case-planning process. This approach
in-home therapeutic services aimed at                     gives each member of the family a voice and a
preventing out-of-home placements.                        greater sense of ownership over the decision-
                                                          making process, which can result in more
IN-HOME SERVICES PRACTICE
                                                          engagement with their service plan and ultimately
ELEMENTS
                                                          better outcomes. While FGDM is typically used
There is no one-size-fits-all approach for in-            as an engagement strategy following a child's
home services delivery; however, researchers in           placement in out-of-home care, some agencies
the field have identified a set of core elements          employ the practice earlier on in CPS cases
for effective practice (D'Aunno et al., 2014). The        (NRCinhome, n.d.). Specifically, caseworkers
National Resource Center for In-Home Services             can involve families in developing safety plans,
(NRCinhome), which was funded by the Children's           identifying family strengths and anticipating
Bureau from 2009 to 2014, conducted a nationwide          needs, preventing imminent placements, and
assessment of in-home service delivery practices          making placement decisions. To learn more, see
in 2014. The analysis found that the following            the NRCinhome research brief Family Group
in-home services elements are among those that            Decision Making and In-Home Services and visit
are supported by research and consistent with             the Family Group Decision-Making section of the
evidence-based practices and programs.                    Information Gateway website.

Family-centered practice and family                       Safety assessment and management. Child
engagement. Family-centered practice focuses              welfare agencies have the responsibility to
on children's safety and needs within the context         ensure the safety of children who remain in
of their families and communities and builds on           their homes. Careful decision-making and safety
family strengths to achieve optimal outcomes.             planning at the front end of a case can prevent
Rather than treating individuals within a family,         future abuse and the unnecessary placement of
family-centered practice uses the power of family         children in out-of-home care. However, results
relationships, interactions, and supports to help         from round 3 of the CFSRs indicated that most
the entire family system. An important element            States struggled when it came to providing
of family-centered practice—and in-home                   services to families to prevent children's entry or
services delivery—is engaging families in the             reentry into foster care. Caseworkers typically
casework process. Effective family engagement             use safety assessment models and tools (e.g.,
occurs when caseworkers recognize families as             the Safety Assessment Family Evaluation model,
the experts in their respective situations and            the structured decision-making model, the
empower them throughout the casework process.             Signs of Safety approach, the Safety Organized
(To learn more, see Information Gateway's                 Practice approach) to help them assess and
Family Engagement: Partnering With Families to            determine a child's level of safety in the home.
Improve Child Welfare Outcomes.)                          Risk assessments are used to assess a family's

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov     8
risk and protective factors and to assign a value         ƒ Problem-specific interventions.
regarding the degree to which these factors                 Interventions should be individualized
indicate a likelihood for future maltreatment.              to meet the unique needs of families.
While it is critical that caseworkers receive               Caseworkers should understand that for
proper training on using safety assessment                  certain services to be effective, they must
tools, the tools are most effective when                    align with the needs of the families they
they are directly connected to assessment                   are working with. For example, family
practices, engagement with families, safety                 preservation services may not be appropriate
and service planning, service identification,               for families struggling with unmanaged
and monitoring the ongoing progress of the                  mental health or substance use disorders.
family. Furthermore, caseworkers must develop               Providing services for the purpose of fulfilling
the ability to understand and assess family                 practice requirements or expectations is
dynamics, caregiver protective capacities,                  not an effective approach to stabilizing
and family strengths and needs so they can                  and strengthening families. Common
critically analyze the information in its totality          specialized interventions include substance
and accurately apply the tools used to guide                use treatment, mental health services,
decision-making. For more information, see                  age-specific parenting skills training, and
the Safety and Risk Assessment and the Safety               interventions for certain child behaviors.
Planning in Child Protection sections of the              ƒ Culturally specific services. When referring a
Information Gateway website.                                family for services, child welfare caseworkers
Individualized services. Caseworkers should                 should seek out programs that are specifically
connect their clients with available and                    designed for people with that family's racial,
accessible services that target the family's                ethnic, and cultural backgrounds. Having
needs. Having an array of services that are                 access to in-home services that employ
accessible and available allows an agency to                cultural awareness and sensitivity is critical
respond in a timely manner to family needs                  for serving the diversity of families involved
in order to keep children at home safely.                   with the child welfare system. For more
Caseworkers should assess needs around the                  information on providing culturally specific
following factors when matching families with               services to families, see the Information
appropriate in-home services:                               Gateway's Child Welfare Practice to Address
                                                            Racial Disproportionality and Disparity.
ƒ Concrete supports. Families in crisis often
  have concrete needs that are not being                  Strengthening protective factors. Although
  met. Caseworkers should determine if there              protective factors were not evaluated as
  are family needs around income, housing,                part of the NRCinhome assessment, they
  transportation, utilities, health care, child           are increasingly being emphasized by child
  care, and other basic or essentials needs.              welfare in-home services providers (e.g.,
                                                          FRCs), programs (e.g., home visiting programs),

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov    9
and agencies (Child Welfare Information                   ƒ Incredible Years
Gateway, 2020). A protective factors approach             ƒ Interpersonal Psychotherapy
to child maltreatment prevention focuses
                                                          ƒ Motivational Interviewing
on positive ways to engage families, such
as by emphasizing their strengths and                     ƒ Multidimensional Family Therapy
identifying areas where they have room to                 ƒ Multisystemic Therapy
grow with support. Examples of protective                 ƒ Nurse-Family Partnership
factors include parental resilience, social
                                                          ƒ Parents as Teachers
connectedness, and social-emotional
competence in children. To learn more,                    ƒ Parent-Child Interaction Therapy
see Information Gateway's Protective Factors              ƒ SafeCare
Approaches in Child Welfare.                              ƒ Trauma-Focused Cognitive-Behavioral
                                                            Therapy
EVIDENCE-BASED PROGRAMS
                                                          ƒ Triple P (Positive Parenting Practice)
Evidence-based programs are those that
have been evaluated for effectiveness and                 Other programs that have not yet met the
shown to produce positive outcomes. Since                 clearinghouse criteria but are highly regarded
the enactment of the Title IV-E Prevention                in the field include the following:
Services Program, there has been an
                                                          ƒ Family Connections
increased emphasis on scaling up programs
that are rated as promising, supported, or                ƒ Project Connect
well-supported by the Title IV-E Prevention               ƒ Signs of Safety
Services Clearinghouse. As of March 2021,                 ƒ Solution Based Casework
the in-home services programs listed below
                                                          Additional evidence-based programs can
have met the rigorous evaluation standards
                                                          be found on the California Evidence-Based
prescribed in the ratings criteria and are
                                                          Clearinghouse for Child Welfare website. It is
therefore eligible for reimbursement under
                                                          important to note that Tribal IV-E agencies
the Title IV-E Prevention Services Program.
                                                          are not required to implement programs
Please note that the clearinghouse is regularly
                                                          that meet the Title IV-E Prevention Services
updated. You can find the most up-to-date list
                                                          Program's rating requirements and may
of eligible programs in the Find a Program or
                                                          instead determine their own practice criteria
Service section of the clearinghouse website.
                                                          for services that are adapted to the culture
ƒ Brief Strategic Family Therapy                          and context of the Tribal communities
ƒ Child-Parent Psychotherapy                              that they serve. For additional Federal
                                                          guidance, see the Program Instruction
ƒ Families Facing the Future
                                                          ACYF-CB-PI-18-10, Tribal Title IV-E Agency
ƒ Functional Family Therapy                               Requirements for Electing Title IV-E
ƒ Healthy Families America                                Prevention and Family Services and Programs.
ƒ Homebuilders

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   10
PROMISING PRACTICES                                       CFSA staff are seen as true members of their
                                                          collaboratives, which is critical for families'
Several States and jurisdictions are making
                                                          engagement, since they tend to feel more
efforts to improve their practice and delivery
                                                          comfortable working with caseworkers in
of in-home services to better serve children
                                                          these community-based organizations than
and families. The following are examples from
                                                          at the agency's downtown government
the field.
                                                          office building (Capacity Building Center for
DISTRICT OF COLUMBIA                                      States, 2020).

In round 3 of the CFSRs, the District of                  Following the enactment of the Title IV-E
Columbia was the only jurisdiction to receive             Prevention Services Program, CFSA tapped
a strength rating on Systemic Factor #29:                 into HFTCC's knowledge to assess the
Array of Services (Children's Bureau, 2020a).             benefits and challenges of the evidence-
The robustness of their service array is due in           based practices that were already being
large part to the nearly 30-year partnership              offered through the system. The District of
between the Child and Family Services Agency              Columbia was the first jurisdiction to have
(CFSA) and its Healthy Families/Thriving                  an approved plan for the Title IV-E Family
Communities Collaboratives (HFTCC)—a                      First Prevention Plan, and CFSA continues
network of five neighborhood collaboratives,              to partner with HFTCC on implementation
each offering services targeted to the specific           (Casey Family Programs, 2020). In 2020, CFSA
needs of its immediate community (Capacity                also launched Families First DC, an initiative
Building Center for States, 2019b; Casey                  to establish 10 neighborhood-based family
Family Programs, 2020). Over a 20-year period             success centers in wards 7 and 8, which are
that spans the CFSA-HFTCC partnership                     home to approximately 75 percent of the
(1998 to 2018), the number of children in                 children and families served by the agency (N.
out-of-home care in the District of Columbia              Craver, personal communication, February 4,
decreased from 3,188 to just 707 children (78             2021). The family success centers will expand
percent) (Children's Bureau, 1998; Children's             on the District of Columbia's long-standing
Bureau, 2018).                                            prevention and early intervention work by
                                                          providing neighborhood-driven services
While there are innumerable community-                    and supports to strengthen families in
based agencies working in neighborhoods                   their communities.
across the country, HFTCC in the District
of Columbia is exemplary for the nature                   For more information on how the District of
and closeness of its partnerships with                    Columbia partners with HFTCC, listen to the
the local child protection agency (Casey                  How We Partner With the Community to
Family Programs, 2020). HFTCC provides                    Improve Service Options Podcast Series by the
community-based case management support,                  Capacity Building Center for States and read
and CFSA colocates its in-home services                   Transforming Child Welfare Systems: How Do
staff in each collaborative within HFTCC,                 Washington, D.C.’s Community Collaboratives
enabling caseworkers to be based in the                   Provide Neighborhood-Based Supports to
communities they are serving. As a result,                Families? by Casey Family Programs.

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   11
ALASKA                                                    speak to providers and is offering technical
                                                          assistance for capacity building. OCS is
Alaska's Office of Child Services (OCS) partnered
                                                          specifically focused on developing programs
with the State's Division of Behavioral Health
                                                          that can be easily adapted for rural communities
in 2019, and together they worked with the
                                                          and have a strong cultural component that
Capacity Building Center for States to conduct
                                                          can meet the needs of Tribes throughout the
a statewide service provider gap analysis.
                                                          State. The agency is concurrently working on
This comprehensive needs assessment aimed to
                                                          changing its culture to ensure that staff and
identify where evidence-based practices were
                                                          partners focus on prevention over removal and
operating across the State and where critical
                                                          develop trusting relationships with families.
service gaps existed so that the State could
effectively implement its 1115 Behavioral Health          MONTANA
Medicaid Waiver program in coordination with
the Title IV-E Prevention Services Program                Montana worked with the Capacity Building
requirements. The effort included in-person               Center for States in 2018 to improve its in-home
visits to 73 Medicaid providers across Alaska,            services delivery. At that time, the State was
including 20 Tribal organizations providing               also revisiting how it structured its child welfare
behavioral health services. The cross-                    contracts, which tended to be concentrated
organizational team also administered surveys             within a few providers (A. Beattie, personal
to Medicaid providers and OCS frontline staff             communication, November 24, 2020). For
working across 13 field offices.                          example, the 18 counties in region I were all
                                                          served by a single provider, making adequate
Results from the assessment are helping to                service provision a challenge. The State took
inform how OCS will invest and partner with               a two-pronged approach to addressing the
Tribes and community-based organizations to               service delivery issue: expanding access to
develop its serve array and build capacity for            services and creating family support teams.
Medicaid-reimbursable and evidenced-based
services. The analysis revealed key takeaways             Expanding access to services. As part of its
regarding service gaps in rural areas as well             service delivery evaluation efforts, Montana
as with the alignment of current services with            found there were many small agencies across
community needs. OCS is in the process of                 the State that were trained in evidence-based
building a strategy to increase its provision             practice models but would not apply for State-
of in-home prevention services, with a focus              issued contracts, as the contracts typically
on programs approved by the Title IV-E                    allocated between $100,000 and $200,000
Prevention Services Program that can be funded            and these small agencies could not provide
through Medicaid (S. Abramczyk, personal                  services at that level. To expand services and
communication, December 17, 2020).                        take advantage of these providers, Montana
                                                          worked with its procurement office to move
In order to encourage existing providers to               from using bigger, single-provider contracts to
develop prevention services, OCS has brought              using smaller contracts with fees for service.
in representatives from national programs to              The State developed a rate matrix as part of

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov     12
this process—not only to increase service                 SOUTH CAROLINA
delivery but also to increase access to
                                                          The South Carolina Department of Social
evidence-based services with the Title IV-E
                                                          Services (SCDSS) is currently working on
Prevention Services Program in mind. The
                                                          multiple system reform efforts—including
rate matrix was set up so that evidence-
                                                          a new funding model for evidence-based
based service providers would earn a
                                                          services and a new casework practice
higher rate for services. The State also
                                                          model—that are designed, in part, to impact
began offering increased rates for providers
                                                          the State's provision of in-home services
willing to travel more than 50 miles or those
                                                          (S. Ferrufino, personal communication,
providing services in the evenings or on
                                                          January 5, 2021). These initiatives are part
the weekends.
                                                          of a statewide culture shift aimed at moving
Family support teams. Montana identified                  away from punitive child welfare practices
a need to be more efficient in offering                   and toward a focus on family safety, well-
services to families at the outset of a case.             being, and prevention. Historically, South
Montana providers often felt they lacked                  Carolina's child welfare system has primarily
the information necessary for quickly                     utilized private providers that serve children
connecting a family to services, and there                in out-of-home care (e.g., group homes).
was a general concern that available                      In addition, although the State had an
services were going untapped despite                      existing network of primary prevention
community need. In response to these                      providers, there were gaps in its secondary
concerns, region 2 implemented family                     and tertiary provider networks. With grant
support teams—a successful effort that is                 funding from the Family First Preventions
expanding to other regions. Family support                Services Act Transition Grants and program
teams are assembled as part of a family's                 support from the Thriving Families, Safer
protection plan (ideally within 72 hours of               Children: A National Commitment to Well-
the plan's establishment), with the primary               Being initiative, South Carolina is expanding
goal of maintaining children in their homes               its array of prevention programs, with the
when possible or quickly reunifying families              ultimate goal of shifting service delivery to
in cases of removal. In region 2, there                   the front end of their system.
were roughly 18 community providers that
                                                          To kick off the process, SCDSS convened a
committed to being available on an as-
                                                          prevention services workgroup comprising
needed basis to support families in crisis.
                                                          a diverse range of State agencies and
Preliminary data from the first year of
                                                          stakeholders to assess the statewide
this initiative show a 48-percent decrease
                                                          evidence-based practice landscape and
in out-of-home placements and a
                                                          identify existing programs now eligible
76-percent increase in family receipt of
                                                           for title IV-E funding through the
in-home services.

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   13
Title IV-E Prevention Services Program.                   CONCLUSION
They also created guidelines for providers
                                                          The delivery of high-quality in-home
that were willing to shift their program
                                                          services that help keep children safely at
offerings to provide more evidence-
                                                          home with their families and prevent entry
based practices. South Carolina ultimately
                                                          into foster care is becoming increasingly
invested its Federal grant funds directly into
                                                          critical as States begin to shift their focus to
select provider pilot sites to help enhance
                                                          prevention in alignment with the Title IV-E
their capacity to deliver evidence-based in-
                                                          Prevention Services Program. It is often in
home services. As of January 2021, the State
                                                          a child's best interests to remain at home
was in the process of training the pilot sites,
                                                          when safety can be controlled and services
with the goal of launching service provision
                                                          are provided, and it is important to avoid
during the spring of 2021.
                                                          unnecessarily placing children in out-of-
In the years prior to these initiatives                   home care. Therefore, agencies must have
around in-home services, SCDSS designed                   a robust array of services and supports
a practice model that emphasized a                        and collaborative systems of care to target
prevention-focused approach to service                    the various family-specific challenges
provision, with core principles that were                 that are present in the communities they
subsequently reinforced by the enactment                  serve. In developing their optional title
of the Title IV-E Prevention Services                     IV-E prevention plans, States must select
Program. The model was built                              and implement evidence-based prevention
upon a set of core values—specifically that               programs that, based on data for their
practice should be trauma informed, family                agency's population and characteristics,
centered, individualized, and strengths                   are feasible for their systems and work with
based. Agencies across the State are                      the families living in their jurisdictions.
increasingly making a concerted effort to                 Historically, there has been limited data
listen to the perspectives of their families              on in-home services implementation and
by engaging them in case planning and by                  related continuous quality improvement;
tapping into the experiences of families                  however, there are established measures
currently and formerly involved in their                  that States can take to evaluate the extent
system. They are also working to remove                   to which their current service provision is
the stigma that parents experience when                   meeting the needs of their families.
seeking assistance by shifting agency
mindset to one that normalizes help-
seeking behaviors.

Children’s Bureau/ACYF/ACF/HHS | 800.394.3366 | Email: info@childwelfare.gov | https://www.childwelfare.gov   14
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                      U.S. Department of Health and Human Services
                      Administration for Children and Families
                      Administration on Children, Youth and Families
                      Children’s Bureau

This material may be freely reproduced and distributed. However, when doing so, please credit Child Welfare Information
Gateway. This publication is available online at https://www.childwelfare.gov/pubs/issue-briefs/inhome-services/.

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