Credit for Prior Learning - Charting Institutional Practice for Sustainability
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RESEARCH REPORT Credit for Prior Learning Charting Institutional Practice for Sustainability Mary Beth Lakin Christopher J. Nellum Deborah Seymour Jennifer R. Crandall with foreword by Martha J. Kanter Credit for Prior Learning Charting Institutional Practice for Sustainability 1
ACE and the American Council on Education are registered marks of the American Council on Education and may not be used or reproduced without the express written permission of ACE. American Council on Education One Dupont Circle NW Washington, DC 20036 © 2015. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means electronic or mechanical, including photocopying, recording, or by any information storage and retrieval system, with- out permission in writing from the publisher.
Table of Contents Foreword....................................................................................................................................................................................................... i Credit for Prior Learning Timeline.............................................................................................................................................ii Introduction................................................................................................................................................................................................1 Background ............................................................................................................................................................................................... 3 What the Research Tells Us............................................................................................................................................................. 5 About This Study................................................................................................................................................................................... 7 Participating Institutions ........................................................................................................................................................... 7 Interview Participants..................................................................................................................................................................10 Organization of Research Report................................................................................................................................................11 What We Learned................................................................................................................................................................................ 12 Organizational Culture............................................................................................................................................................... 12 Infrastructure.................................................................................................................................................................................... 12 Student Outreach........................................................................................................................................................................... 15 Student Support.............................................................................................................................................................................. 17 Faculty Engagement.....................................................................................................................................................................19 Implications ...........................................................................................................................................................................................24 References.................................................................................................................................................................................................28 Appendix ..................................................................................................................................................................................................29
Foreword Although U.S. colleges and universities have entered same time, they could reduce the total cost of higher the second decade of the twenty-first century, too education without compromising academic qual- many outmoded twentieth-century practices still ity. Frankly, America’s social, economic, and civic abound in our institutions, especially when it comes prosperity is at stake, and we don’t have the luxury to what students know and are able to do when they of time to hold students back or waste their time or first enroll. A research university president has said ours. that at his institution, first-time freshmen can only To advance students beyond the courses for which receive credit for two courses for which they have they already have met the requirements challenges previously earned top Advanced Placement scores the longstanding academic and business models of or comparable documentation. When asked why higher education. Most of us would like to think it’s this was so, he gave a plausible answer: “We firmly not about the money, but we also know that main- believe that students need the entire four years of taining the status quo may be more powerful than coursework and the residential experience we offer rethinking and implementing the infrastructure to to engage, learn, mature, and deepen their relation- advance students’ academic standing through credit ships with others before they are ready to graduate.” for prior learning. Could this be the case? Maybe so. He makes a good argument, but even so, why should But hopefully not! students repeat courses in which they have already Credit for Prior Learning: Charting Institutional succeeded? If traditional and post-traditional stu- Practice for Sustainability introduces higher edu- dents can demonstrate that they have acquired the cation leaders to the exciting opportunity to deploy knowledge and skills readily expected of them in “credit for prior learning” as part of redesigning our the freshmen or sophomore year, why not offer them colleges and universities for the twenty-first cen- the opportunity for greater challenge? The chance tury. The co-authors—Lakin, Nellum, Seymour, and to accelerate? The prospect of entering their major? Crandall—give us the theory, strategy, and process Why hold them back? for faculty and administrators to undertake some Today, these questions are harder to answer because bold, new initiatives for envisioning and creating we are at a turning point in our history, a time when new pathways for students to progress more quickly we need more students to complete their under- through their undergraduate arts, sciences, and graduate and graduate programs of study in greater occupational programs that take advantage of what numbers than ever before. Numerous studies have they have already learned. As a result, campuses told us that our nation needs more highly educated have the opportunity to increase persistence to graduates who are far better prepared than they are degree and improve college affordability. right now for their first job or for advancement in Today, our students are bringing the most diverse their current or next career. set of histories, experiences, and cultures to our These questions also point to the heart of whether classrooms than ever before. We have the opportu- or not higher education leaders will have the nity before us to harness their assets and capabil- interest and flexibility to rethink their revenue ities so they can perform to their highest levels of streams and take greater advantage of upper- academic success in the years ahead. A collaborative division and graduate offerings in the years ahead. academic culture is an essential ingredient for real- They could leverage more robust partnerships with izing the potential of credit for prior learning on our high schools and community colleges, enabling campuses—what better time than now to take up this students to move forward academically, and at the challenge? Martha J. Kanter is a distinguished visiting professor of higher education and senior fellow of the Steinhardt School of Culture, Education, and Human Development at New York University. She served as the U.S. under secretary of education from 2009 to 2013. Credit for Prior Learning Charting Institutional Practice for Sustainability i
Credit for Prior Learning Timeline 2014: Completion initiatives, state mandates to 2013: CREDIT® evaluates Massive Open recognize military training, and the re-emergence Online Courses (MOOCs) for college credit of competency-based education in U.S. higher recommendations, one of several PLA options to education provide new opportunities for the provide academic credit for MOOCS. advancement of CPL. 2014 2013 2011: CAEL develops Learning Counts, a national 2010: A CAEL study of 48 higher education 2011 online web portal, offering advising services, institutions and 62,000 students reports that 2010 portfolio courses, and faculty evaluations of learners with prior learning assessment (PLA) 2009 student portfolios. credit had better academic outcomes, including better graduation rates. 2009: ACE reviews go virtual, offering eligible military and corporate programs a streamlined 1997: The evaluation program changes its name process for program evaluation. to the College Credit Recommendation Service 1997 (CREDIT®). 1979: The American Association of Collegiate Registrars (AACRAO), the American Council on Education (ACE), and the Council for Higher Education Accreditation (CHEA) developed the 1976: ACE rolls out the first edition of the 1979 Joint Statement of Transfer and Award of Credit, National Guide to College Credit for Training which was re-affirmed in 2001. Programs, a directory of organizations providing 1976 training with ACE credit recommendations, 1975 which was published online in 2000. 1974 1975: ACE launches the Credit by Examination program to review and provide recommendations 1971 for national examinations. 1974: Ten task force institutions and ETS launch the Council for Adult and Experiential Learning (CAEL) Project with Carnegie funding, holding 1974: ACE’s Office of Educational Credit begins the first national CAEL conference to discuss 1965 the evaluation of non-military courses, first known assessment of non-traditional learning. as the Program on Non-Collegiate Sponsored Instruction. 1971: ETS and the College Entrance Examination 1965: Educational Testing Service (ETS) Board sponsor the Commission on Non- introduces the Comprehensive College Tests to 1942 replace the college-level GED tests developed Traditional Study to create greater access for adult learners. in 1942 by ACE. These tests later become part of the College Board’s College-Level Examination Program (CLEP). 1942: ACE convenes a committee to develop policies and procedures for the evaluation of military training, publishing Sound Educational 1918: The Emergency Council on Education, Credit for Military Experience: A Recommended later changed to American Council on Education Program the following year and, in 1944, the 1918 (ACE), is formally organized to help military, first Guide to the Evaluation of Educational government, and higher education sectors Experiences in the Armed Services. The Military collaborate in meeting the educational needs of Guide is transferred online in 2007. World War I veterans. Credit for Prior Learning Charting Institutional Practice for Sustainability ii
Introduction Credit for prior learning, also known as prior learn- to postsecondary education if more institutions ing assessment, has become a closely reviewed granted credit for what individuals already know. topic, more salient in current conversations on While there is an uptick in public support and postsecondary attainment than ever before. With funded initiatives, there is also a continued lack the national and state focus on postsecondary of CPL awareness and application across a major- access, affordability, and acceleration to attain- ity of higher education institutions, underscored ment, it is the attention to the field as one strategy in ACE’s 2013 brief, Credit for Prior Learning: for drawing in adult students, rather than the field From the Student, Campus, and Industry Perspec- itself, that is newfound. tives. Similarly, in a 2012 survey (NCES), only 27 At least some form of credit for prior learning, or percent of institutions reported that they grant CPL, has been in place in United States higher academic credit to students for what they have education since World War I, when the higher edu- learned through prior learning assessment, such cation community was focused on finding options as credit by exam, evaluation of military training for returning veterans to demonstrate skills and and industry licenses, and portfolio demonstration. knowledge in order to transition into the civilian Reports from state initiatives highlight the barriers workforce. Those early efforts led to the develop- that often hinder widespread implementation, with ment of the GED® test, College-Level Examination more work to be done on the policy side to alleviate Program (CLEP), and other methods for verifying financial barriers for both students and institutions. college-level equivalencies. The American Council This research report, Credit for Prior Learning: on Education (ACE) College Credit Recommenda- Charting Institutional Practice for Sustainabil- tion Service, with a faculty-driven review, provided ity, identifies and addresses some of the cultural veterans after World War II with recognized third- barriers and successful strategies to viewing CPL party validation of their formal training. as central to institutional mission and an essential By the mid-1970s, many institutions put into place component in the continuum of teaching, learning, individualized assessments, specifically the port- and assessment. Interviews with leaders and prac- folio, applying the Council for Adult and Experien- titioners from a diverse group of seven institutions tial Learning (CAEL) standards for prior learning located across the United States offer insights into assessment. At the same time, colleges and common challenges, successful strategies, and universities began to standardize the acceptance innovative CPL practices. The study was guided by of CLEP exams to meet general education require- three primary questions: ments, while ACE broadened CPL options through 1. What types of infrastructure contribute to and the expansion of its 30-year practice to encompass sustain innovative1 institutional practices? the evaluation of military occupations as well as 2. How do institutions share information with corporate training. and support students? Fast forward to the current decade and we see 3. In what ways do institutions encourage faculty numerous state, regional, and national initiatives engagement? to bring adults back into education to complete a postsecondary credential. Promising research We welcome the opportunity to share this report shows some evidence of prior learning assessment to spark more discussion on advancing greater boosting enrollment, persistence, and attainment. awareness, acceptance, and application of credit for A recent Lumina Gallup Poll (2012) reflects grow- prior learning options. ing interest among the general public in returning 1 Innovation includes both the creation and implementation of ideas that are novel and useful. Credit for Prior Learning Charting Institutional Practice for Sustainability 1
Acknowledgments The co-authors of this research report would like to thank our colleagues at the American Council on Education (ACE) Center for Policy Research and Strategy (CPRS) and the Center for Education Attainment and Innovation (CEAI) for supporting this very important work. We are especially grateful for the time, effort, and insights provided by the campus liaisons, administrators, and faculty members at each of the participating institutions. This research report serves as a reflection of their commitment to helping all learners reach their educational goals. We also thank CPRS Graduate Research Associates Lucia Brajkovic, Christine Nelson, Dani Molina, and Yang Hu for their contributions during the design and data analysis phases of the study. Finally, we appreciate the sage reflections of Martha J. Kanter, who graciously wrote the foreword for this research report. Credit for Prior Learning Charting Institutional Practice for Sustainability 2
Background Post-traditional students, or those who delay entry and also result in saving students time and money into postsecondary education past the completion (Day 2013; Ryu 2013). of high school or high school equivalency, can CPL Language and Definitions benefit from attending institutions that offer a wide ACE defines CPL as academic credit granted for range of CPL options. Participating in postsec- demonstrated college-level equivalencies gained ondary education at higher rates than ever before through learning experiences outside of the col- (Soares 2013), these students “encompass many life lege classroom, using one of the well-established stages and identities” (p. 2) and often bring learn- methods for assessing extra-institutional learning, ing experiences from other settings (see Figure 1). including third-party validation of formal training Their presence on college and university campuses or individualized assessment, such as portfolios. is likely to continue to grow, given our changing Although this is a commonly accepted definition, demographics and shift to a knowledge-based institutions use different terminology to refer to economy (Carnevale, Smith, and Strohl 2013). As the practice of validating learning that has taken the educational demands of the labor market shift, place outside of a postsecondary institution. Prior colleges and universities need to be prepared to learning and prior learning assessment are often accommodate a more diverse student population. used interchangeably with credit for prior learning Credits earned through college-level knowledge and will be the terms used throughout this research and skills gained through previously completed report as equivalents to CPL. coursework, exams, or work experience can facil- itate student persistence and degree completion Prior learning assessment methods fall under four generally accepted approaches: standardized Figure 1: Percentage of Post-traditional Undergraduates from 2004 to 2012 100 90 80 70 60 2004 50 2008 40 2012 30 20 10 0 Student Veterans Single Parents Racial Minorities Source: U.S. Department of Education, National Center for Education Statistics, 2003–04, 2007–08, 2011–12 National Postsecondary Student Aid Studies (NPSAS: 05, NPSAS: 08, and NPSAS: 12) Credit for Prior Learning Charting Institutional Practice for Sustainability 3
exams, third-party evaluations, individualized of credit for prior learning. Credits awarded for assessments, and institution-led exams or assess- prior learning are most often applied toward pre- ments. See Figure 2 for a representation of meth- requisites, general education, electives, and major ods used by the institutions participating in this requirements. Seldom, if ever, can credit for prior research study. learning fulfill residency requirements. Institutions State legislatures and higher education accreditors limit the number of prior learning credits that can and boards often leave colleges and universities be applied to a certificate or degree. For accredited the task of establishing their own specific CPL colleges and universities, this percentage is typi- policies (Sherman, Klein-Collins, and Palmer 2012). cally predetermined by a regional accrediting body This can contribute to differences across institu- or state system. tions in methods they accept and their application Figure 2: Prior Learning Assessment Methods METHODS FOR EARNING CREDIT FOR PRIOR LEARNING Standardized exams are established subject area proficiency tests. Examples include Advanced Placement (AP) exams, College Level Examination Program (CLEP), DANTES Subject Standardized Test (DSST), Excelsior College Exams, International Baccalaureate (IB) Diploma Programme, New York University School of Professional Studies Foreign Language Proficiency Exams, and the Thomas Edison State College (NJ) Examination Program (TECEP). Third-party evaluation providers are widely recognized for evaluations of employer- and mili- tary-based training sessions and industry certifications. Evaluations result in credit recommen- dations for individuals who successfully complete the training or certification. Institutions decide whether or not to award such credit. Examples include ACE College Credit Recommendation Service (CREDIT®) and the National Col- lege Credit Recommendation Service (NCCRS). Some institutions and consortia provide their own third-party or “locally based” evaluations of employers and other organizations. Individualized assessments are demonstrations of college-level learning obtained from work or other experiential learning such as volunteer service. Examples include portfolios, demonstrations, oral interviews, or a combination of methods. Institution-led exams or assessments, also called Challenge Exams, are typically created by fac- ulty and allow students to earn course credit for which they are able to demonstrate knowledge. Credit for Prior Learning Charting Institutional Practice for Sustainability 4
What the Research Tells Us Due in part to the large number of post-traditional their current credit for prior learning practices students in higher education and the propensity found two-year, lower-division-only institutions of these students to bring learning experiences more likely to award CPL credit than other institu- from various sources, many colleges and universi- tional types, with CLEP the top type of CPL credit ties offer alternative approaches to validating and awarded by all types of institutions. According to credentialing college-level knowledge. Research one study, adult students with PLA credit at two- results are promising, showing that adult students year institutions were “four times more likely to who earn credit for prior learning have better aca- complete degrees than non-PLA students,” while demic outcomes compared with their peers who do their counterparts at “4-year institutions were twice not earn such credit (Hayward and Williams as likely to earn degrees” (p. 38) compared with 2014; Klein- their non-PLA peers (Klein-Collins 2010). Collins 2010). In light of the potential for Hayward and Williams (2014) extend CAEL’s 2010 exam- institutional-level research on prior ination of over 62,000 CPL to improve academic learning by examining graduation adult student records outcomes for students, rates for adults across four two-year across 48 colleges and institutions disaggregated by we must better understand universities found that 56 prior learning assessment type. percent of students 25 and how different stakeholders Of the three assessments older who earned prior learning experience CPL policies under investigation—ACE assessment (PLA) credit gradu- credit recommendations, ated from a degree program com- and practices. CLEP, and portfolios— pared with 21 percent of their peers graduation rates were without PLA credit. Not surprisingly, students with higher for students who earned credit through PLA credit shortened the time required to complete CLEP or a combination of CPL methods. Other a four-year or two-year degree, depending on the research studies on successful CLEP test-takers number of PLA credits earned. Findings cut across find those students maintaining significantly ethnicity, gender, age, and socio-economic status higher GPA than non-CLEP test-taking students (Klein-Collins 2010). Similarly, early research found (Berry 2013). Although Hayward and Williams’ that higher retention and completion rates for study of four community colleges suggests adults in Central Michigan University’s Individu- standardized tests facilitate degree completion alized Degree Program could be attributed to the more than other forms of CPL, collectively emerg- number of credit hours transferred in or awarded ing research suggests the benefits of diverse through experiential learning (Billingham and CPL options for diverse groups of students—and Travaglini 1981). the need for further study on outcomes by CPL CPL may be particularly relevant for two-year methods. colleges whose student bodies tend to enter with In light of the potential for CPL to improve aca- college-level competencies acquired through work demic outcomes for students, we must better experience (Brigham and Klein-Collins 2010). A understand how different stakeholders experience 2014 50 Second Survey from the American Asso- CPL policies and practices. In a recent survey of ciation of Collegiate Registrars and Admissions campus administrators, students,2 and employ- Officers (AACRAO) asking institutions to identify ers, Ryu (2013) found that over 90 percent of the 2 Student respondents in Ryu (2013) were ACE transcript users for (corporate) CREDIT and responded only on the use of ACE transcripts, not on other options or in general. Credit for Prior Learning Charting Institutional Practice for Sustainability 5
414 participating institutions award some form of often expressed frustration with the lack of clear credit for prior learning and 82 percent of student information on process, one area that institutions respondents were successful in their attempt to must address in order for CPL to not only gain earn such credit. Saving money and decreasing momentum, but also to make it a well-understood time to degree were the primary motivations and deeply ingrained practice on campuses and behind seeking credit for prior learning for almost within industry (Ryu 2013). AACRAO’s 2014 study half of the 1,348 student respondents. Despite the underscores this need with its findings regarding apparent success of many students in applying the wide range and complexity of CPL practices, CPL, prior learning acceptance rates, campus coupled with the lack of financial support and insti- policies and practices, and types of earned credits tutional tracking. varied greatly across campuses and assessment methods (p.2). Along with that success, students Credit for Prior Learning Charting Institutional Practice for Sustainability 6
About This Study The purpose of this study was to understand and field experiences with a variety of colleges institutional perspectives on comprehensive credit and universities to develop a CPL implementation for prior learning policy and practice. Through matrix (see Table 1). We used those experiences to interviews with staff, administrators, and faculty help us identify, create, and describe stages along a on seven campuses, we wanted to broaden the spectrum of CPL implementation areas, including field’s knowledge base on how institutions assess student outreach and support, faculty engagement, and award academic credit, and to fill in some of and campus infrastructure. Using the matrix helped the gaps in areas with little previous research. The us to identify institutions at different points along interviews would illuminate the paths institutions the spectrum.3 take toward establishing and sustaining compre- We invited 10 colleges and universities to partici- hensive policy and implementation. To fill in the pate and held screening calls to determine where gaps, we identified and answered the following on the implementation spectrum each of the key questions about CPL implementation: activities the institutions were situated. Each 1. What types of infrastructure contribute to and institution was asked to identify a liaison who sustain innovative institutional practices? could serve as a conduit for information and invite 2. How do institutions share information with other administrators and faculty with knowledge and support students? of CPL practices and policies to participate in the 3. In what ways do institutions encourage faculty screening process. We ultimately selected seven engagement? institutions that met the criteria for the study and developed institutional profiles for each (Table Participating Institutions 2). The seven participating institutions included To carry out these goals, we sought to identify the American Public University System, Bellevue colleges and universities that offer a variety of University (NE), Fayetteville Technical Community views of the CPL landscape. The research team College (NC), Graceland University (IA), Ivy Tech conducted an environmental scan and reflected Community College (IN), State University of New on ACE’s long-standing experience with credit for York (SUNY) Empire State College, and the Univer- prior learning, including two years of focus groups sity of Memphis (TN). 3 We used the matrix as an analytic tool, but refrain from identifying where on the spectrum we placed the participating institutions. Credit for Prior Learning Charting Institutional Practice for Sustainability 7
ACE AND CREDIT FOR PRIOR LEARNING Since its founding in 1918, ACE has had a commitment to helping institutions serve nontraditional learners. ACE is a national leader in the evaluation of education and training obtained outside the classroom. With thousands of training courses, reviewed over more than six decades, ACE has been recognized for its focus on student learning outcomes as a cornerstone of its review process. Currently ACE’s Center for Education Attainment and Innovation provides the following programs in the service of higher education institutions and the students they serve: •• Since 1945, Military Programs has provided evaluations of military training, and since the 1970s, of occupations, to help students with military backgrounds receive equivalent college credit. In collaboration with the Department of Defense and the service branches, it pro- vides formal verification of learning experiences that warrant academic credit, increasing access to postsecondary education and offering avenues to civilian careers and professional credentials. •• Beginning in 1974, ACE CREDIT® has helped adults gain academic credit for formal courses and examinations taken outside of traditional degree programs, including Fortune 500 companies, professional and volunteer associations, schools, training suppliers, labor unions, and government agencies. Through the ACE review process, employers and training provid- ers can validate the quality of their programs and support employees and other learners by helping them translate their learning experiences into academic credit. •• College and University Partnerships (CUP) collaborates with higher education institutions, employers, and other organizations and stakeholders to boost adult learners’ postsecondary attainment by creating pathways to completion. Through webinars, technical services, and special initiatives, CUP advances greater awareness, acceptance, and application of effective credit for prior learning policy and practice. •• Veterans’ Programs works with institutions to build effective programs for student veterans. In partnerships with other organizations, Veterans’ Programs leads initiatives to help student veterans succeed in educational pursuits and transition to meaningful careers that take advantage of their skills and knowledge. With its current research and other initiatives on credit for prior learning, alternative credentialing, and competency-based learning, ACE is committed to helping institutions and other organizations chart a course to expand opportunities for postsecondary attainment. Credit for Prior Learning Charting Institutional Practice for Sustainability 8
Table 1: CPL Implementation Matrix INSTITUTIONAL New/Emerging Stage Developing Stage Effective Practice Stage CPL STAGES Has general under- Acknowledges the Has broad and deep standing and informa- role of prior learning in understanding of credit tion on prior learning, postsecondary path- for prior learning policies with demonstrated ways. Begins to develop and uses that knowledge institutional interest. standard policies and to integrate, and sustain procedures. systematic and accessi- ble CPL practices. Faculty Forms advisory group to Creates venues for information Provides professional prepara- engagement and study and craft policy and sharing across institutional tion for faculty and staff, includ- development practice; goes to conferences constituencies and commit- ing participation in conferences, to learn more; invites experts tees; involves faculty groups research, and writing; encour- to provide overviews. in developing and vetting ages faculty to include CPL policies/practices, such as activities in annual reviews, and crosswalks, mapping, and promotion/tenure evaluations; articulations. implements incentives and areas of recognition. Student outreach Academic advisors and Shares some information on Informs students of CPL options and support program coordinators help website and uses other venues prior to admission as well as DE F INI T IO N S A ND ACT IVIT IE S direct students to current to communicate with students, when they are admitted; pro- CPL options. such as orientation and advis- vides expert advising about ing. prior learning assessment; and uses all types of communication tools to share information with students (social media, website, orientation, and more), from outreach with potential students to graduation. Infrastructure, Scans the landscape for Expands current policy and Selects appropriate CPL tools policies, and current and informal institu- practice; puts people and that match institutional context processes tional CPL practices; seeks structures into place to man- and curriculum and recognize policy and practice models age programs; begins to coor- diversity of learners and their among peer institutions. dinate CPL-related programs experiences; promotes active and services across adminis- use of CPL in all degree areas, trative, student service, and including major requirements academic spheres. and general education; well- established policies and prac- tices promote effective CPL program and administrative management. Embeds CPL within other programs, such as competency-based learning. Credit for Prior Learning Charting Institutional Practice for Sustainability 9
Table 2. Characteristics of Participating Institutions Program Institution Control For-profit? Online? Region Focus American Public University System Comprehensive Private Yes Yes HLC Bellevue University (NE) Four-year Private No No HLC Fayetteville Technical Community Two-year Public No No SACS College (NC) Graceland University (IA) Master’s Private No No NCA Ivy Tech Community College (IN) Two-year Public No No NCA SUNY Empire State Master’s Public No No MSACS University of Memphis (TN) Four-year Public No No SACS Source: U.S. Department of Education, National Center for Education Statistics, Integrated Postsecondary Education Data System (IPEDS), 2012-2013 Interview Participants With the assistance of campus liaisons, the the nature of CPL initiatives at the institution research team conducted phone interviews with and the ways in which students can apply credits three to seven staff, administrators, and faculty earned for prior learning. We also asked specific members at each of the seven institutions for a questions about whether and how the institution total of 37 interviews, each lasting an average of 60 makes students aware of CPL opportunities, minutes (see Appendix for the study’s interview supports students who might benefit from earning questions). The role of administrators interviewed credit for prior learning, and encourages faculty ranged in position from senior leadership (e.g., vice to engage in the process of assessing students’ president of enrollment management) to depart- prior learning. Finally, participants discussed the ment chairs, and registrars to program directors status of infrastructure to sustain long-term CPL and managers. Interviewees shared insights about implementation. Credit for Prior Learning Charting Institutional Practice for Sustainability 10
Organization of Research Report The remaining sections of this research report are institutions as they grapple with similar challenges organized primarily around the research questions in their journey to advance along the CPL imple- that guided the study: mentation matrix. 1. What types of infrastructure contribute to and A fourth set of findings about organizational sustain innovative institutional practices? culture emerged as the staff, administrators, and 2. How do institutions share information with faculty we interviewed highlighted the unique and support students? importance of institutional culture and context 3. In what ways do institutions encourage faculty for understanding their ability to implement and engagement? sustain CPL practice and policy. We share these In each section we share what we learned about findings briefly before unpacking what we found institutional infrastructure, student outreach and regarding the research questions. support, and faculty engagement; we first describe Lastly, we discuss the implications of our find- challenges institutions faced and then strategies ings for institutions at various stages of the CPL used across the institutions to address these process and make specific recommendations for a challenges. At the end of each section a spotlight shared CPL lexicon, organizational culture, ele- of an innovative practice is used to showcase the ments of campus infrastructure, student outreach efforts of one of the participating institutions. We and support, and faculty engagement. believe these “policies in practice” can aid other Credit for Prior Learning Charting Institutional Practice for Sustainability 11
What We Learned Organizational Culture required for the development, implementation, and sustainable operation of credit for prior learning For many institutions, credit for prior learning efforts. These interconnected elements provide a initiatives represent a significant departure in framework that supports the effective and efficient terms of how institutions have historically awarded functioning of CPL initiatives. An institution is credit. Embracing CPL means first acknowledg- more likely to build a strong infrastructure if, as ing that college-level learning can occur outside previously mentioned, it views credit for prior the traditional classroom setting. Such a cultural learning as integral to an institution’s mission; shift can challenge, and ultimately alter, the way identifies it in its strategic goals; and sup- in which colleges and ports it through transparent policies and universities engage in Embracing CPL means procedures, organizational structures, assessing and awarding students credit for their first acknowledging that robust leadership, and continued data analysis on enrollment, persistence, learning. Organizational cul- college-level learning and completion. CPL programs ture, defined as shared values, can occur outside are vulnerable when processes assumptions, expectations, atti- tudes, and norms, plays an import- the traditional are segmented, services are fragmented, and leadership ant role in the provision of credit for classroom setting. is lacking. Our findings prior learning activities, a reality borne also indicate that dedicated out in our study. resources such as staffing and financial support Across the seven institutions, we found that the contribute to fostering and sustaining credit for presence of institutional practice and policy that prior learning from outreach to graduation. guide credit for prior learning activities are neces- sary, though not alone sufficient, conditions that Challenges Institutions Faced enable administrators and faculty to implement To varying degrees, all institutions faced a dis- and sustain such initiatives. Participants consis- connect between institutional policy and practice, tently highlighted the relevance of cultural influ- along with challenges in collecting data and pro- ences that shaped the context in which credit for viding sufficient financial and human capital. prior learning initiatives exist at their institutions. Ill-defined institutional mission, policies, and Efforts to provide credit for prior learning are more procedures. Separate processes or lack of clear likely to be successful if such practices and policies and recognized policies and procedures can create are congruent with institutional mission and the ambiguity about an institution’s commitment to strategic goals of those in leadership positions, CPL. When asked about the sustainability of CPL two basic components of organizational culture. at an institution, one CPL coordinator was unsure Specifically, participants often tied mission and of the institution’s commitment: “I think the institu- leadership to their ability to establish and build tion recognizes the value and importance [of CPL] necessary infrastructure, outreach, and support for . . . I hope we can move forward with these discus- students who might benefit by earning credit for sions and have a better plan (emphasis added).” prior learning, and engage faculty members in the Another staff member reinforced this uncertainty process of assessing prior learning. by simply expressing, “I’m not sure how we’re going to [sustain CPL over time].” Infrastructure In this study, we define infrastructure as organiza- Inadequate data collection. Five of the institutions tional structures, dedicated resources, and services recognized that they should increase tracking and Credit for Prior Learning Charting Institutional Practice for Sustainability 12
dissemination of outcomes for persistence by CPL While the resources needed to develop and sustain method. This was evident in the divergent range of CPL will vary across institutions, finding capital for responses received from the majority of the institu- additional investments could be a challenge. tions on their capacity to collect and analyze data. Successful Strategies Across When asked about evidence, responses ranged Institutions from “I don’t know” or “I don’t think so,” to “not Establish clear institutional policies and greatly” or “not in a formal way,” to “I’m positive it procedures exists” or “we keep our data very well here.” Only Two institutions that highlighted strategies for one institution indicated that it does track data developing an infrastructure for CPL used cross- on persistence related to the use of CPL. Another walks and/or consensus-building as transparent, institution suggested that although it has the accessible, and consistent tools to facilitate the capability to do so, it does not track students’ use alignment of policy and practice. of CPL primarily because “nobody thought that is important enough” or “[CPL] is just not something •• Develop crosswalks. Two institutions explic- we award a lot of credit for.” itly mentioned crosswalks—charts that map prior coursework or training to their college- Weak leadership. Another concern in sustaining level equivalent—as a means of communicat- CPL is having leadership in place capable of driv- ing approved course equivalents across the ing change. One senior administrator, whose insti- institution and/or system. One senior admin- tution is in the process of strategizing how best istrator expressed that the institution relies to implement CPL, touched on the importance of heavily on crosswalks for two reasons. First, having leaders who are advocates of credit for prior to ensure that “faculty are not spending their learning. After recommendations are made, “what’s time looking at things they’ve already agreed going to be required here is better and consistent to in curriculum committees that a certain cer- designation of . . . leadership around this issue if it tification, for instance, matches a certain class. is to be sustained. We have [dedicated staff] . . . but And second, so the student has a consistent given where they fall within the structure and the experience. We don’t [want] a student coming other responsibilities they may have, they proba- in with a certain kind of experience that is well bly are not going to be super effective in driving documented [on one campus] and getting a improvement and change.” Participants recognized different answer than a student with the same that in addition to having dedicated personnel who experience [at another campus].” engage with CPL procedures and processes, insti- tutions need to do more in terms of identifying who •• Invest in a high level of collaboration. Atten- the institutional or regional leaders are if CPL is to tion to a collaborative process was one institu- take on a greater role for students. Leaders, several tion’s strategy for aligning policy and practice. participants noted, need vision and the ability to “We put some effort into the codifying pro- procure the resources to advance and sustain CPL. cess,” one PLA coordinator stressed, “so that everybody should have a vote in the process Insufficient financial support. Although few par- of awarding credits. After a credit evaluation’s ticipants spoke explicitly of the need for financial initial pass, it continues through a series of capital to invest in CPL, almost all referred to the stages that involve review by requisite fac- lack of financial incentives for faculty reviewing ulty and administrators before landing in the portfolios, and several mentioned the need for registrar’s office and getting posted online.” additional resources. One coordinator shared that Collaboration at this institution goes beyond in order to build and sustain CPL, the institution the realm of academics and includes market- needs “increased resources, digital technology, ing departments that “help market [approved and staffing,” all of which require financial support. Credit for Prior Learning Charting Institutional Practice for Sustainability 13
credits] to the local and military newspaper.” •• Dedicated personnel. All institutions have “We want everyone to understand the process,” faculty and staff responsible for handling cer- the PLA coordinator said. tain components of CPL, but only three of the institutions seem to have individuals—prior Commit resources and services learning specialists, academic advisors or Organizational structures in place that streamline mentors, or veterans coordinators—who inter- and develop the credit for prior learning process act directly with students to provide them are inextricably tied to policies and procedures. assistance throughout the CPL process. Two Such structures include student service enrollment institutions described a mentoring process models, programs for tracking student data, dedi- for students working on portfolios. One of cated personnel, and financial support. these institutions advocates a model whereby •• Consider a one-stop model. One promising a faculty member “mentor[s] students in [his strategy is the one-stop enrollment model or her] classes, guiding them along the way, whereby students are provided services at one and advises a select group of students on . . . location. One institution structures its infor- organizing their prior learning assessments.” mation sessions as a “one-stop environment Several interviewees serve in positions dedi- . . . where there are different key departments cated to advancing CPL for service members in the same room, bursar’s office, financial aid, and veterans and assisting them as they nav- testing center, admissions, experiential learn- igate unchartered territory. “We are available ing credit, [and] advisors” to facilitate stu- to students on a daily basis,” one coordinator dent access to information and enrollment. explained. “We provide continual assistance Another institution is transitioning to a sim- all the way through, until they finish. We keep ilar one-stop enrollment process that will a pretty good database, [and] track them if provide trained “student professionals and they don’t take classes for some time because resources; there will be no need to go to multi- of their other obligations.” ple offices. Trained staff will have access to the •• Secure external funding. Findings indicate student information system.” This institution that when financial constraints limited or pro- is exploring how to integrate CPL into its cur- hibited the development or expansion of CPL rent model. programs, institutions procured additional •• Invest in an interactive database. Although funding to advance CPL work through exter- the majority of the institutions mentioned nal grants. Three of the seven institutions the use of a database generally or for advis- received multi-year grants either to expand ing or tracking student progress, one noted their CPL program across campus; map mil- its use of CollegeSource’s Transfer Evaluation itary training to curriculum credit; or design, System (TES) as a means of tracking course implement, and disseminate a framework for and degree articulation agreements. A course student self-assessment and demonstration description database of course titles, descrip- of college-level learning acquired outside the tions, and number of credits, TES is designed college classroom. The grants were through a to automate and streamline analysis of trans- state board of regents, the Department of Edu- fer courses and transcripts, the administration cation’s Funds for the Improvement of Post- and maintenance of course equivalencies, and secondary Education, and Lumina Foundation, communication of course data among staff, respectively. faculty, and other users. Credit for Prior Learning Charting Institutional Practice for Sustainability 14
INNOVATIVE PRACTICE SPOTLIGHT University of Memphis (TN) Center for Innovative Teaching and Learning The Center for Innovative Teaching and Learning at the University of Memphis is home to the experiential learning program (ELP), a university-wide initiative intended to consolidate and centralize CPL opportunities on campus. Designed to be a one-stop resource for students, faculty, and units, the ELP staff promote credit for prior learning options across campus and answer general questions about converting experiential learning into college credit. Since its founding in 2014, the ELP has improved the visibility of CPL on campus and added a full-time portfolio coach in response to increased interest in portfolio preparation. Prior to establishing the Center for Innovative Teaching and Learning, nontraditional credit oppor- tunities were available only in the University College, which offers individuals interdisciplinary degrees not offered by other colleges at the University of Memphis. The initial request to create the Center for Innovative Teaching and Learning came from the former provost (now president), who wanted to encourage other colleges on campus to make credit for prior learning options available to all students. Student Outreach Lack of student awareness. Without a doubt, administrators and faculty at all of the institutions Student outreach consists of institutions’ strat- expressed frustration regarding potential and egies to identify and reach students who might current students’ lack of awareness of both the benefit from earning prior learning credits and existence of CPL and options for earning credit for providing them with the necessary information prior learning. They explained that if students ever about such opportunities. The broad goal of these even learn about CPL options, information shared efforts should be to connect students with consis- “through formal channels” is done inconsistently tent, accurate, and timely information. Common only after a student enrolls at the institution. One outreach challenges included forms of outreach faculty member shared that “when students do not initiated by the institution and general lack of learn of it [CPL], it is by accident or they have to awareness about CPL among students. Our find- get in front of someone like an advisor or testing ings suggest that a robust CPL outreach strategy center person who happens to know something utilizes technology, initiates community-based about it.” efforts, and touches students early and often with information. Word of mouth as primary outreach. Outside of formal outreach initiatives, administrators believed Challenges Institutions Faced that the typical marketing for CPL was shared All of the institutions had some difficulty identify- through students’ personal email accounts. Like- ing and reaching students with relevant informal wise, several faculty members indicated that “word learning experiences or training who might benefit of mouth” is crucial for student awareness about from earning credit for prior learning. The chal- opportunities to earn credit for prior learning. One lenge is twofold: 1) identifying fruitful avenues faculty member explained that his institution relied for potential students and 2) developing touch on students’ personal accounts as a method for points for enrolled students to continue sharing outreach because they “never had a big advertising information. budget.” He and others emphasized that lack of Credit for Prior Learning Charting Institutional Practice for Sustainability 15
budget, or working at an institution where prior of “identify[ing] people that do [qualify]” early learning experience is not central to the mission, enough. results in dependence on passive forms of student Pursue community-based outreach outreach (i.e., word of mouth) to inform potential Four institutions pursued community-based and current students about CPL opportunities. outreach as a strategy, stressing the importance Successful Strategies Across of forming partnerships to improve recruitment of Institutions CPL-eligible candidates. Use technology as a tool •• Nurture strategic partnerships with local Technology can be used as a tool for information businesses. Outreach teams of university staff dissemination, communication, and to process the or professional recruiters at three of the insti- awarding and credentialing of academic credits. All tutions are tasked with working with local seven of the institutions relied heavily on tech- establishments and agencies to identify and nology to make information about CPL options share information with employees who might available to students. The prominence, robustness, have significant experience and could bene- and effectiveness of efforts to integrate technolog- fit from CPL opportunities. A senior campus ical tools (e.g., websites and targeted emails) for administrator explained that her institution outreach varied across the campuses, but many of “[recruits] from prisons, the youth opportu- the study participants believed the attempt was nity center, and the day-care center. Some of worthwhile given the potential long-term time the employees there have a lot of experience savings for advising staff. and maybe some college credit, so we can help •• Improve web presence. Several institutions recruit them.” pride themselves on having “open and trans- •• Collaborate with local military personnel. A parent” websites that have contributed to much more common technique for colleges student outreach. Institutions with the most and universities in the vicinity of a military developed websites maintained comprehen- base is to target service members and veterans sive and dynamic pages, some with multi- who often qualify for college-level credit. With media, which included information about all either approach, administrators discussed the of the prior learning opportunities (i.e., port- need to tailor outreach efforts to adult learners folio assessment and exams) at the institu- who they believe are acutely focused on reduc- tion. Institutions with a less developed web ing time-to-degree, a benefit that earning cred- presence for CPL had multiple websites, typ- its for prior learning can provide. ically maintained by offices or centers based on a specific function (e.g., career or testing Initiate early student engagement centers) with varying levels of content and Five of the campuses found success structuring consistency. and facilitating early opportunities for students to interact with staff and faculty advisors to learn •• Target email campaigns. Another approach how leveraging previous experiences might min- used by two of the institutions was to imple- imize the time spent pursuing a postsecondary ment targeted email campaigns intended to credential. inform eligible current students about the available options for earning credit for prior •• Structure academic planning and advising. learning. Institutions and administrators else- Several administrators suggested that the key where echoed sentiments of “desperately to identifying students to earn credit for prior [needing] a diagnostic” to aid in the process learning is to “infuse” one-on-one conversa- tions between front-line institutional agents Credit for Prior Learning Charting Institutional Practice for Sustainability 16
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