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Perspectives on Race and Medicine in
                             the NICU
                             Shannon Y. Adams, BA,a Tanika White Davis,c Beatrice E. Lechner, MDa,b

Current data regarding racial and ethnic disparities in health outcomes of                            abstract
newborns requiring care in an NICU reveal significant differences in quality
and access to care that disproportionally affects infants of color, particularly
African American infants. These inequalities result in an increased infant
mortality rate for Black children and higher preterm birth rates, as well as an
increase in deaths due to low birth weight and decreased gestational age.
Concurrently, there is emerging research exploring the role of diversity and
adequate representation among medical providers in patient outcomes in
Black communities. In this editorial, we present commentaries from a medical
student, a neonatologist, and a parent of former NICU patients to further
explore race in the NICU from different perspectives and understand what can
be learned from their experiences about these systemic issues and why                                 a
                                                                                                       Warren Alpert Medical School, Brown University,
representation is a critical component of successful change.                                          Providence, Rhode Island; bWomen & Infants Hospital of
                                                                                                      Rhode Island, Providence, Rhode Island; and cNICU Parent

                                                                                                      Ms Adams helped to conceptualize and develop this
                                                                                                      project and was responsible for communicating and
According to data from the Centers for            New research indicates that                         coordinating with coauthors as well as drafting,
Disease Control and Prevention, in                representation, here defined as                      reviewing, and revising the manuscript; Ms Davis
2018, the infant mortality rate for Black         congruency between the racial                       helped to draft, review, and revise her individual
                                                                                                      comments; Dr Lechner conceptualized this project
children was 10.8 per 1000 live births            diversity of providers and their
                                                                                                      and helped to draft, review, and revise the
compared with a rate of 4.6 for non-              patients, may be one of these areas of              manuscript; and all authors approved the final
Hispanic white children.1 Similarly,              focus. In a recent study looking at                 manuscript as submitted and agree to be
there is a nearly 50% higher preterm              data on hospital births in Florida from             accountable for all aspects of the work.
birth rate for Black children, as well as         1992 to 2015, researchers found                     DOI: https://doi.org/10.1542/peds.2020-029025
a fourfold increase in deaths due to low          that the mortality penalty suffered                 Accepted for publication Dec 2, 2020
birth weight and decreased                        by Black newborns cared for by Black
                                                                                                      Address correspondence to Shannon Y. Adams,
gestational age.2                                 physicians was reduced by                           Warren Alpert Medical School, Brown University, Box
                                                  a factor of 2 when compared                         G-9999, Providence, RI 02912.E-
Unfortunately, race-based inequality              with those cared for by white                       mail: shannon_adams@brown.edu
in medicine is all too familiar to                physicians. These findings were                      PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online,
clinicians today. Over time, the field of          consistent when controlling for                     1098-4275).
pediatrics has taken strides toward               training, meaning that a similar                    Copyright © 2021 by the American Academy of
addressing these inequities. However,             reduction was found along racial lines              Pediatrics
it is the systemic nature of racism               among both general pediatricians and                FINANCIAL DISCLOSURE: The authors have indicated
within health care that is the primary            neonatologists.4 Similarly, using data              they have no financial relationships relevant to this
barrier to change.3 Therefore, when               collected from a randomized control                 article to disclose.
facing an issue of this magnitude,                trial conducted with an adult                       FUNDING: No external funding.
namely, the disparity in outcomes for             population, researchers found that                  POTENTIAL CONFLICT OF INTEREST: The authors have
Black infants in America, it is                   Black men assigned to a racially                    indicated they have no potential conflicts of interest
important to analyze it from different                                                                to disclose.
                                                  concordant doctor sought more
perspectives to allow for the                     preventive care, resulting
identification of areas of improvement             in a projected 19% reduction in                         To cite: Adams SY, Davis TW, Lechner BE.
                                                                                                          Perspectives on Race and Medicine in the
that are both tangible and feasible to            the Black–white male gap in
                                                                                                          NICU. Pediatrics. 2021;147(3):e2020029025
address.                                          cardiovascular mortality.5

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PEDIATRICS Volume 147, number 3, March 2021:e2020029025                                                                            SPECIAL ARTICLE
We contend that emerging data make          best,” I said. “I’d trust these doctors         them, their patients can see their
the strong case that representation         with my family too.” She nodded and             neighbors, their families, and
among medical providers matters             rubbed her husband’s shoulder. As I             themselves. By creating a system that
when assessing patient outcomes.            stepped back again, the brother                 encourages diversity at the highest
Therefore, in this submission, we           spoke. “Keep representin’, doc. Make            level, with physicians, allied health
present comments from a medical             us proud.”                                      professionals, and administrators
student, a neonatologist, and a parent                                                      from every walk of life, we can move
of former patients in the NICU to           In the NICU, one of my patients was             toward promoting equitable care for
further explore race and the                the child of a young Black mother,              all patients, increasing patient
importance of adequate                      with a history of psychiatric                   satisfaction, and improving health
representation in the NICU from             diagnoses and a medical file that                care outcomes for those who need it
different perspectives.                     labeled her as “argumentative.” While           most.7
                                            her son was feeding and growing, she
                                            stayed by his side diligently, always
                                            thankful and never questioned the               BEATRICE LECHNER, MD:
SHANNON ADAMS: MEDICAL STUDENT                                                              NEONATOLOGIST
                                            team. On one of my night call shifts, I
As a student-doctor buried within the       saw the light on in his room and came           Many years ago, I cared for an infant
hierarchy of medicine, one can often        to sit with them while she fed him.             in the NICU whose mother I
feel small, with everything you do          “How are you doing, Mom?” I asked               immediately bonded with. We shared
filtered through the countless levels        her. She held him closer. “As long as           key life experiences, both juggling the
above you so that your role is not          he’s good, I’m good. Are you studying           roles of wife, mother, and professional
always clear or meaningful. I               to be one of those doctors?” I nodded.          at the beginning of our respective
experienced this many times in my           “Hopefully one day.” She pulled down            careers. I saw myself in the way she
4 years; however, as a Black woman,         her mask to look at me, fully. “Good            approached having a sick infant in the
there are some interactions in which I      for you, girl. Good for you. There              NICU by being at the bedside around
saw genuine value in my presence.           needs to be more of Us in here                  the clock, asking detailed questions
The first was in the PICU with an 8-         anyway.”                                        about the science behind our
year-old girl recovering from a severe                                                      treatment plan, gathering her
asthma exacerbation. On my final trip        As a medical student, I have seen that          extended family around her for
to her room, her grandmother looked         the connection between doctors and              support, and remaining optimistic.
down and nudged her. “Tell her,” she        some of their patients is warped;               Thus, I experienced our relationship
said, “Don’t be shy.” The girl giggled      irrevocably fractured by the actions of         as a collaborative, trusting physician-
and ducked behind her                       a broken system that has operated as            parent partnership: that is, until the
grandmother’s shoulder shaking her          both a stopgap between life and death           day her infant unexpectedly became
head. “What?” I asked, “You can tell        and a facilitator of morbidity and              gravely ill. Overnight our dynamic
me.” She peeked between her braids          trauma. Black Americans have not                changed. There was less warmth in
to look at me. “When I grow up, I           forgotten the atrocities committed              the room and more questions that felt
want to be a doctor like you.” I            against those who came before them:             like questioning. Suddenly, I was
laughed and bent down on one knee.          the untreated victims of Tuskegee, the          struggling not only with my attempts
“Girls like you and me can grow up to       generations lost to forced sterilization        to save the infant’s life but also with
be whatever we want to be.”                 and eugenics, the family of Henrietta           an unexpected and confusing fracture
                                            Lacks, and the experimental subjects            in our relationship.
Another moment came in the                  of Dr James Marion Sims.6 Their
emergency department. I stood               suffering reverberates through the              At the time, I attributed this shift to
behind the attending and resident as        hearts and minds of an entire racial            the family’s stress of having a very
they told the family what to expect.        identity, a group of people who have            sick infant. Although I will never
When they were through, we turned           been given many reasons to doubt                know what this particular family was
to file out of the room, but as I            our oath to do them no harm. But                thinking or feeling, looking back, I can
reached to close the curtain, the           when I knelt beside that girl, spoke to         say this: something had broken their
patient’s wife spoke. “Tell me              that family, and sat across from that           trust in us. In hindsight, after many
something. How are these doctors            mother in the NICU, I could feel the            years of reading and learning, I have
over here? Are they any good? Do you        gap closing between us and them.                tried to place their experience within
trust them?” I looked up at the ring of                                                     the broader social context. They were
brown faces standing proudly around         For me, “representation” means                  an African American family, I was
the hospital bed, like soldiers sworn       a cohort of physicians who mirror the           a white neonatologist; in fact, no one
to defend and protect. “They’re the         communities they serve, so that in              on the care team was Black. As I

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2                                                                                                                         ADAMS et al
would later appreciate, our                     Over the course of the ensuing years,            to be likable. I needed the nearly all-
relationship as doctor and patient              caring for and learning from families            white staff to know I was smart and
came to be as a part of a long, sordid          of marginalized communities, I began             friendly and gracious and involved. I
history between African Americans               to more deeply understand the need               needed them to know I was educated.
and medicine. Within the power                  for culturally sensitive care from all           I was employed. I was married. So
structure that exists between                   providers. But I also realized that              badly did I crave their help, I
providers and patients, as well as the          although the ability to be sympathetic           consciously played the role of
record of wrongdoings perpetrated               as a physician is critical, the ability to       “respectable Black woman.” And I
by others in white coats, our                   be empathetic is priceless. In the               played to win. I remember feeling
relationship was understandably                 America of today, one of the pillars of          that I had to be strong, so that they
complex before I had even entered               good medicine has become the                     would know I was capable, but not so
the room. And when their infant                 development of a health care                     strong as to come off as angry. I didn’t
suffered a complication, with no one            workforce that reflects the                       want to seem overly emotional, for
else around who looked like them,               community it serves. Our attending               fear that that kind of expression
they were given yet another reason to           physicians, interns, residents, medical          would loom too large and
second-guess the system.                        students, nurses, department chairs,             overshadow, in their eyes, my
                                                and all of the people in between need            intelligence and capability of
There is substantial research                   to be as diverse as the landscape of             processing information about my
exploring medical mistrust in                   our nation. To best treat our patients,          children’s health and well-being. So, I
minority communities and the impact             we need to build teams of people who             saved my tears for my husband at
it has on usage of health care                  have walked in a family’s shoes,                 home and sobbed in the car in the
resources, adherence to treatment               grown up in their neighborhoods, and             hospital parking lot.
regimens and screening protocols,               shared in their challenges. Increasing
                                                                                                 I later learned that I was not alone in
belief in expert recommendations,               the diversity of the medical field will
provider interactions, and ultimately                                                            my worries. My aunt shared with me
                                                not only help to decrease the African
                                                                                                 that when her son was born with
patient outcomes.8–12 These data                American neonatal mortality rate but
                                                                                                 a genetic disorder, a NICU nurse who
reveal that the historical treatment of         will also facilitate the development of
                                                                                                 was a woman of color pulled her
Black Americans by our civic systems            a workforce that can provide
                                                                                                 aside and gave her two pieces of
has had a lasting effect on the                 exceptional care to all vulnerable
                                                                                                 advice. The first bit was crucial: “Your
relationship between some members               populations.
                                                                                                 baby will need all your strength,” she
of these groups and their sources of
                                                                                                 told her. “Whatever you have in you,
medical care and wellness. This is an
alarming reality we must confront as            TANIKA DAVIS: NICU PARENT                        you bring it!” The second bit of
                                                                                                 advice, however, was this: “Don’t let
providers. As the daughter of                   The infants were born too small.
                                                                                                 them see you cry. You can cry with
immigrants, I have always drawn on              Their tininess cobirthed a kind of love
                                                                                                 me, but don’t let them see you cry.”
my experiences growing up in                    and fierce protectiveness I never
                                                                                                 The “them” in that sentence was clear
multiple cultures around the world              knew existed. It also frightened me to
                                                                                                 to my aunt and to me when she
and prided myself on my ability to              my core.
                                                                                                 recounted the story: the white
slip into various parental
                                                How then can I express my profound               doctors and nurses.
perspectives in an effort to achieve
                                                gratitude for the NICU staff who
therapeutic human connections.                                                                   Anthropological analysis reveals
                                                warmly and assuredly cared for my
Although I was humble enough to                                                                  that the importance of projecting an
                                                boys? I cannot say enough good
realize that my technique had                                                                    image of strength is deeply
                                                things, except that I could not have
significant limits, I was nonetheless                                                             engrained in the Black female
                                                survived without those angels in
proud of my perceived wide horizon.                                                              psyche.13 Like my aunt, many of us
                                                colorful scrubs. I think of them so
And yet in this case, I didn’t think                                                             are taught from a young age to
                                                fondly that I sometimes forget how
about the parts of this family’s                                                                 appear resilient and self-sufficient,
                                                much internal stress I was under. I so
personal narrative and identity that                                                             often to the detriment of our own
                                                desperately wanted my infants to be
may have played a role in how they                                                               needs and psychological well-being.
                                                safe and healthy that I trusted nearly
experienced the NICU. I didn’t think                                                             As psychologist Regina Romero
                                                anyone who said they knew best how
about how their trust in me, despite                                                             wrote in the book Psychotherapy
                                                to guarantee such an outcome.
all of my hard work, long hours,                                                                 with African American women:
attention to detail, and dedication to          But I knew that it is human nature to            Innovations in Psychodynamic
the practice of evidenced-based                 help people who you like, so every               Perspective and Practice, “‘Strong
medicine, was not guaranteed.                   day I entered the ward, I did my best            Black Woman’…is a mantra for so

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PEDIATRICS Volume 147, number 3, March 2021                                                                                             3
much a part of US culture that it is       time in the NICU, I will pray that she          Given the data presented here, we
seldom realized how great a toll it        is part of a health care system with an         contend that the medical field must
has taken on the emotional well-           arc that is bent toward equality. I will        work toward achieving a minimum
being of the African American              tell her, “Your baby will need all your         Black physician workforce of 10%
woman.”14 And yet, at the same time,       strength. Whatever you have in you,             within the next 5 to 7 years. There are
we are faced with stereotypes that         you bring it!” And I will also tell her         3 identifiable points along the
depict us as “too strong.” We are          this: “Cry. Cry all you want, whenever          education time line at which we can
“angry,” “domineering,” “loud,”            you want. Let them see your                     begin to tackle this issue.
“disagreeable,” or overly assertive        fierceness, baby girl. Let them see
                                                                                           The first is in early education,
in situations in which it is deemed        your tears.”
                                                                                           specifically the elementary, middle,
unwarranted.15,16 So, although to
                                                                                           and high school levels. This is the
some the fear of being judged as
                                                                                           time when a career in medicine
a parent in the NICU may seem like         DISCUSSION
                                                                                           initially becomes a viable possibility
a universal experience (and in many        Year after year, hundreds of                    for children. Medical schools and
ways they would be right), as a Black      thousands of Americans continue to              hospitals, particularly those in areas
parent and specifically a Black             show the world that they want Black             that serve a large minority
mother, I am keenly aware that there       lives to matter, and with each                  community, must either put forth
are stereotypes unique to my               iteration of the movement, our nation           initiatives that directly engage young
identity that hold historically            feels the discomfort that comes with            people of color or partner with local
negative connotations and have             monumental but necessary change.                organizations that are working in this
a well-documented impact on our            Discussions about race and racism               space. Some examples include
medical care.17 Research reveals that      are made difficult by the enormity of            STEMcx (Science, Technology,
my background and upward                   it, coupled with its immateriality and          Engineering and Mathematics
socioeconomic mobility alone are not       the subtle complexities of human                Conference and Expo), an
enough to protect me or my children        interaction. However, as these essays           organization based in Baltimore
from the adverse birth outcomes            reveal, the road to progress is lined           “committed to putting non-traditional
experienced by Black women for             by a diversity of thought, experience,          students into the STEM jobs of the
generations.18 So although no one          and identity among those in power. In           future through exposure, mentoring
explicitly advised me to repress my        short, increasing the presence of               and giving these students a chance to
natural emotions, somehow it felt          traditionally underrepresented                  see someone who looks like them
that the doctors and nurses would be       minority groups in the physician                achieving.”23 Similarly, Black Men in
incapable of handling my tears,            workforce can help to address the               White Coats brings students together
incapable of seeing me, a Black            issues of structural racism in                  for youth summit events hosted at
woman, fully. And if they could not        medicine and, maybe, help to                    medical centers around the country.
see me fully, then they would not see      decrease Black newborn mortality                As one parent said when interviewed
my infants fully, which was an             as well.                                        at their 2019 event, “I think it’s good
outcome I could not allow. So, I made
                                                                                           to see the representation, to see
sure to form my Rs clearly at the end      Currently, Black or African American
                                                                                           someone that looks like them who
of words. I smiled when I was              people make up 13.4% of the US
                                                                                           has gone through the career pathway,
exhausted. I was the “right” kind          population.19 According to data from
                                                                                           so that way, they know that it’s very
of Black NICU mother, and my boys          the US Census Bureau, the size of
                                                                                           feasible. That it’s very possible for
came home with me safe and                 racial minority groups is only
                                                                                           them.”24
sound.                                     increasing. Between 2010 and 2019,
                                           racial and ethnic minorities                    The second point is at the medical
Today, 10 years later, my feeders and      accounted for all of the nation’s               school admissions level. In the
growers are long-limbed and                population growth, with an 8.5%                 2020–2021 academic year, 7.5% of
ravenous. They make me laugh until         increase in the Black community                 the total US medical school
my sides hurt. I remain immensely          alone.20 However, according to the              enrollment was Black or African
grateful for their care team’s             Association of American Medical                 American, compared with 7.2%, 7.0%,
expertise and the combination of           Colleges, among active physicians,              and 6.8% in the preceding academic
professionalism and ministry that          only 5% identify as African American,           years.25 This must continue to trend
made them so good at tending to the        with ,3% identifying as Black                   in a positive direction. Residency
tiniest and neediest of humans. But if     men.21,22 This is problematic.                  admissions data should also mirror
my daughter, born 2 years after the        Nevertheless, it allows us to isolate an        this trajectory, indicating that Black
twins, ever has an infant who needs        area of critical need.                          medical students are supported

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4                                                                                                                       ADAMS et al
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PEDIATRICS Volume 147, number 3, March 2021                                                                                                      5
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6                                                                                                                                 ADAMS et al
Perspectives on Race and Medicine in the NICU
           Shannon Y. Adams, Tanika White Davis and Beatrice E. Lechner
              Pediatrics originally published online February 16, 2021;

Updated Information &          including high resolution figures, can be found at:
Services                       http://pediatrics.aappublications.org/content/early/2021/02/12/peds.2
                               020-029025
References                     This article cites 15 articles, 1 of which you can access for free at:
                               http://pediatrics.aappublications.org/content/early/2021/02/12/peds.2
                               020-029025#BIBL
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Perspectives on Race and Medicine in the NICU
          Shannon Y. Adams, Tanika White Davis and Beatrice E. Lechner
             Pediatrics originally published online February 16, 2021;

The online version of this article, along with updated information and services, is
                       located on the World Wide Web at:
http://pediatrics.aappublications.org/content/early/2021/02/12/peds.2020-029025

Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it
has been published continuously since 1948. Pediatrics is owned, published, and trademarked by
the American Academy of Pediatrics, 345 Park Avenue, Itasca, Illinois, 60143. Copyright © 2021
by the American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397.

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