REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP

 
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REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
Vol. 83, No. 4                         Philadelphia Bar Association Quarterly Magazine   Winter 2021

Reinventing Oneself After Loss

                                    94th Chancellor
       COVID-19 Internship
       By Brittany StokeS          Lauren P. McKenna
                             By   Hon. Wendy G. rotHStein
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
THE PHILADELPHIA

                                   LAWYER
Vol. 83, No. 4
                                   CONTENTS
                                     Philadelphia Bar Association Quarterly Magazine                                        Winter 2021

FEATURES                                                               DEPARTMENTS
12   When Two Public Health Crises Collide                             4    From the Editor
     The fatal shooting of Walter Wallace, Jr., who had a history of        by   Shelli Fedullo
     mental illness, raises several questions including: Why did it
     have to go straight to violence?                                  6    Briefs
     by Karen Wheeler
                                                                       7    In Memoriam
13   COVID-19 Internship
     How an unconventional summer internship forced the writer         8    From the Chancellor
     out of her comfort zone.                                               by   hon. a. MiChael Snyder (ret.)
     by brittany StoKeS
                                                                       9    Ethics
14   Honoring RBG                                                           by daniel J. SieGel
     The two winners of the 2020 Justice Ruth Bader Ginsburg                How to maintain an IOLTA account and keep the Disciplinary
     writing competition are carrying on her legacy of scholarship,         Counsel from knocking on your door.
     provoking discussion of critical legal issues.
                                                                       30   Technology
20   Trailblazer, Role Model and Advocate:                                  by daniel J. SieGel
     Introducing 94th Chancellor                                            Just like their edible counterparts, using expired software could
     Lauren P. McKenna                                                      make your computer sick.
     Through continuous pursuit of work-life balance, 2021
     Chancellor Lauren P. McKenna, Esq., has succeeded in              35   Extras
     establishing harmony among family, career, communit,y and              by robert J. Stern
     self.                                                                  A new “Philly Courts” crossword puzzle by Bob Stern
     by hon. Wendy G. rothStein
                                                                       36 That Was Then - The Philadelphia Lawyer
24   Chestnut Hill East                                                     as The Shingle
     How the divide exemplified on the train line has become                The magazine undergoes a name change.
     starker during the COVID-19 pandemic.
     by albert S. dandridGe iii

26   Annals of Justice: The “Why” and Some
     of the “How”
     On being a legal “chameleon”
     bySteve laCheen

29   When Can Contract Duties Be
     Suspended or Terminated Because of
     the COVID-19 Pandemic?
     Taking a closer look at when a party may have a legal defense
     if it elects to not perform contract obligations.
     by W. MarK Mullineaux

                                                                                                                                       20

2 the philadelphia lawyer Winter 2021
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
FROM THE EDITOR

                                                                                     Amber
                                                                 BY SHELLI FEDULLO

 I
              met Amber Racine for the                                                                                      absolutely no difference. Over the
              first time about eight years                                                                                  years, we worked together around
              ago at either a Philadelphia                                                                                  important, serious, sometimes difficult
              Bar Association or a                                                                                          issues, especially last year when she
 Barristers’ Association event. We                                                                                          was chair of the Board of Governors
 were introduced by a mutual friend. I                                                                                      and I was Chancellor. Amber was my
 am not quite sure which one made the                                                                                       touchstone, my trusted advisor. We also
 introduction, but it was Regina Foley                                                                                      laughed together over silly things .As
 or Kevin Mincey or Bernie Smalley.                                                                                         good friends do, we could look at each
 Although I do not remember a lot of                                                                                        other and read the other’s mind. And
 details, I very clearly remember that                                                                                      of course, there were the texts (many
 I liked Amber immediately. She was                                                                                         of you know what I mean). I knew
 friendly, high-energy, and radiant. She                                                                                    that Amber would always be a part of
 struck me as being lit from within, but                                                                                    my life. She promised that when she
 not in a “look at me” way.                                                                                                 came to visit in my old age, she would
     Our shared involvement in                                                                                              make sure I was wearing lipstick. As
 professional activities often brought                                                                                      I told her, many times, I had claimed
 Amber and me to the same events,                                                                                           her as my adopted “Bar Association
 and because we shared many mutual                                                                                          daughter” who I loved and cherished.
 friends, we would always have a “stop                                                                                          It was “please wake-me-up from
 and chat” with a few of them. It didn’t                                                                                    this terrible dream” and unfathomable
 take very long for our greetings to                                                                                        to have become part of a bereaved
 include a hug, or very long for my                                                                                         community, joined together in
 fondness of Amber to grow. I already                                                                                       heartbreak, bereft over Amber’s
 knew from reputation that Amber was                                                                                        sudden passing on November 11. Our
 a leader, but it was in 2014 when she                                                                                      Amber, this brilliant, vibrant, generous,
 served as president of the Barristers’                                                                                     compassionate, honest, funny, talented,
 that I learned the depth of her talent. I                                                                                  luminous, loving woman. This person
 learned how her commitment to the professional community was                                      of grace, kindness, integrity, strength, and wisdom. This
 matched by her service to the Philadelphia community. I learned                                   accomplished lawyer, this “let’s make this happen” leader, this
 that she knew how to get things done. I learned that she was                                      respected role-model, this unselfish mentor. Amber, a woman lit
 unafraid of speaking the truth. I learned how she inspired and                                    from within and a source of light for all of us. Our beautiful,
 motivated others.                                                                                 beloved, precious, once-in- a lifetime, Amber, always a blessing,
     As our friendship grew, our 29-year age difference made                                       and now of blessed memory.

 The Philadelphia Lawyer (USPS #025-241), printed with soy inks on recycled paper, is published quarterly in March, June, September and December by the Philadelphia Bar
 Association, 1101 Market St., 11th floor, Philadelphia, Pa. 19107-2955. Telephone: (215) 238-6300. E-mail: tplmag@philabar.org. The opinions stated herein are not necessarily those
 of the Philadelphia Bar Association. All manuscripts submitted will be carefully reviewed for possible publication. The editors reserve the right to edit all material for style and length.
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4 the philadelphia lawyer Winter 2021
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
Grief and loss. Yes, we begin to move on
                                                                                                      The
    as well as we can. Time helps, but grief                                                      Philadelphia
   is not linear. Sometimes we feel the loss                                                        Lawyer
  as if it was new. But what we learn is that                                                         EDITOR-IN-CHIEF

    love is forever, immutable, and that our
                                                                                                Rochelle M. Fedullo

             memories are blessings.                                                                   Editorial Board
                                                                                                Albert S. Dandridge III
                                                                                                     Steven R. Sher
                                                                                               Jennifer Platzkere Snyder
                                                                                                   Brian J. McGinnis
    Over the last few years I find myself     being asked. Still, having lived in                    Daniella Price
thinking about how we handle loss and         Amber’s light, we each know what to do.                Niki T. Ingram
grief. Our religious and cultural rituals         Amber meant so many things to so                   John Gregory
and customs bring solace. Good and            many, but above all, she was an adoring             Jonathan Aronchick
                                                                                               Matthew Faranda-Diedrich
caring people envelope us with kindness       and adored daughter. To dearest Juliana,             Angela Giampolo
and sympathy, they offer charity to honor     thank you for the precious gift of your               Harold K. Cohen
our loved one. They comfort us and            Amber. My sorrow for your loss is as deep       Emmanuel O. Iheukwumere
share our tears. And then, within a few       as my love for Amber. I hope knowing                  Daniel J. Siegel
weeks, even those whose loss is the most      what she meant to all of us brings some
profound -- close family and dearest of       comfort to you and to your family.                      Editors Emeritus

friends -- are expected at least to try to        Grief and loss. Yes, we begin to move            David I. Grunfeld
                                                                                                Stephen Robert LaCheen
start to do whatever it is we normally        on as well as we can. Time helps, but               Richard G. Freeman
do, to begin to “move on.” And in our         grief is not linear. Sometimes we feel               Michael J. Carroll
different ways and at different paces, we     the loss as if it was new. But what we                Justine Gudenas
each do -- what else can we do?               learn is that love is forever, immutable,
    And the rest of us, those in the wider    and that our memories are blessings. We     Director of Communications and Marketing

circle of loss, we grieve too. In the weeks   learn that although relationships may no                 Rachel Kipp
since Amber’s passing, friends who            longer live in the “now” they live in the
loved her -- those who, like me, are in       “always.”                                                 Cover Design
                                                                                                       Wesley Terry
this wider circle of loss -- have ourselves       So Amber, my sweet friend Amber,
felt lost. We talk to each other. We cry.     while you won’t be able to make sure I
We ask each other how can we manage           am wearing lipstick when I am old, I will
                                                                                                     Editing and Design
                                                                                                Brittany Anne Robertson
without Amber, what do we do? We all          know you for always.
want to call Amber to ask her.
    The truth is that we already know. We
know exactly what Amber would want us         Rochelle M. Fedullo (rochelle.fedullo@
                                                                                                Philadelphia
to do, expect us to do. In being blessed
by her memory, we owe it to Amber to
                                              wilsonselser.com) is Editor-in-Chief of
                                              The Philadelphia Lawyer, Immediate-
                                                                                               Bar Association
keep her light alive, each in our own way.    Past Chancellor of the Philadelphia                      CHANCELLOR

To be generous of time and spirit. To be      Bar Association, and a senior counsel             Lauren P. McKenna
a mentor. To help without being asked.        at Wilson Elser Moskowitz Edelman &                     Chancellor-Elect
To bravely speak the truth. Yes, maybe        Dicker LLP. Opinions are the Editor’s                Wesley R. Payne, IV
no one aside from Amber would don             own and are not intended to express views               Vice Chancellor
a turkey headband and turkey glasses          of the Philadelphia Bar Association,                    Marc J. Zucker
while at the podium at a meeting of the       the Editorial Board, or those of her                       Secretary
Board of Governors to ask for donations       professional affiliation.                            Michael J. Stackow
to the Barristers’ Turkey Drive. Maybe                                                               Assistant Secretary
only a few people aside from Amber                                                               Michael T. van der Veen
would happily ride around in a truck to                                                                   Treasurer
hand out turkeys and food to families in                                                            Matthew S. Olesh
need. Maybe only Amber would ask the                                                                 Assistant Treasurer
women she mentors to stand next to her                                                           Jennifer S. Coatsworth
when she accepted a mentoring award.                                                                 Executive Director
Maybe Amber is one of the few people                                                              Harvey L. Hurdle, Jr.
who always intuitively knew when her
help was needed and helped without

                                                                                          the philadelphia lawyer Winter 2021 5
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
pa c t -19
       ■ i mcovid
                          Brief
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                     o n vaccine
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                                      s animals
                                        ■ o f f i c e on
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                                                                     s webinar
                                                                       ■ h a m i lto
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                                                                                     n ba l
                                                                                          ■lin■ memoriam
                                                                                                necrology ■

  COVID-19 Vaccine Rollout
                                               temperatures, needing the aid of frozen
                                               ice to keep it viable. Two shots are need-
                                               ed, three weeks apart, to complete the         *Sourced from the AP News article
                                               vaccination.                                   “‘Relieved’: US health workers start
                                                   The U.S. vaccination campaign—the          getting COVID-19 vaccine” By LAU-
                                               largest in the country’s history—comes         RAN NEERGAARD — https://apnews.
                                               on the heels of the vaccine already be-        com/article/us-health-workers-coro-
                                               ing authorized for administration in           n a v i r u s - v a c c i n e - 5 6 d f 7 4 5 3 8 8 a 9 f-
                                               other countries such as Britain and            c12ae93c6f9a0d0e81f.
                                               Canada, and during a fall/winter surge
                                               in cases that are testing the limits of
                                               medical professionals who have been
                                               on the frontlines of treating COVID-19                    Get Published in
                                               patients since the spring. Incidentally,
                                               these medical professionals are also on

  I
        t has been almost a year after the     the frontlines of the vaccinations and are
        COVID-19 novel coronavirus was         being watched by a somewhat skeptical
        first detected in the United States,   U.S. population, with half of Americans
  and in December 2020, the first vac-         wanting the vaccination, a quarter not               The Editorial Board of this
  cines for the virus were administered to     wanting it, and a quarter unsure, accord-            magazine welcomes submissions
  health care workers across the country.      ing to an AP News poll.                              from attorneys and other
  According to AP News, the vaccine that           This is the light at the end of the tun-         professionals who wish to share
  is being administered was developed by       nel. But it’s a long tunnel,” New York               their expertise on law-related
  Pfizer Inc. and German partner BioN-         Gov. Andrew Cuomo said, according to                 topics.
  Tech. It must be kept at extremely cold      AP News.                                             As policy, we do not compensate
                                                                                                    our writers.

Animals on Flights
                                                                                                    Articles must be original and
                                                                                                    previously unpublished.
                                                                                                    Manuscripts should adhere to the

Regulated
                                                                                                    following word counts:

                                                                                                    * Major Law-Related
                                                                                                          Articles: 2,000 words
                                                                                                    * Other Law-Related

  I
        n December 2020, the U.S. Trans-       claiming them to be emotional support                     Features: 1,500 words
                                                                                                    * General Interest: 1,500 words
        portation Department issued final      animals. Airlines are permitted to deter-            * Fiction: 1,000 words
        rules allowing only trained dogs       mine what other species they can allow               * Practice Areas: 750 words
  to be categorized as service animals         on their flights.                                    * Essays or Humor: 750 words
  on U.S. airlines. These regulations rule         The distinction between the new                  * Book Reviews: 750 words
  out other animals such as monkeys,           regulations and the old lies in that, un-
  cats, and birds, whom in the past had        der the old rules, airlines were required                  For more information,
  been brought on flights by passengers        to treat emotional support as service                   e-mail: tplmag@philabar.org.

6 the philadelphia lawyer Winter 2021
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
DQLPDOV7KHQHZUXOHVFODULI\WKDWRQO\GRJVDUHFODVVLÀHGDV            There was also a need to protect the rest of an airplane’s pas-
VHUYLFHDQLPDOV7KHUHDUHDGGLWLRQDOUXOHVDERXWWKHVSHFLÀF             sengers and crew from untrained animals in the cabin, accord-
WUDLQLQJ WKDW D VHUYLFH DQLPDO KDV WR KDYH WR EH TXDOLÀHG DV   ing to the industry trade group Airlines for America.
such: A service animal is a dog that is trained to assist visually
impaired persons or those with psychiatric or other disabilities.
    Airlines have been losing fees over the years as passengers            *Sourced from the Reuters article “Trained dogs, yes. But
have claimed pets as emotional support animals. According to               other pets on board is U.S. airlines' call: regulator” By Da-
Reuters, “Spirit Airlines Inc told regulators it had lost ‘millions        vid Shepardson — https://www.reuters.com/article/us-usa-air-
of dollars in pet carriage fees from passengers fraudulently               lines-animals/trained-dogs-yes-but-other-pets-on-board-is-u-
claiming their “house pets are service or support animals.”’               s-airlines-call-regulator-idUSKBN28C346.

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7 Market Movers | A
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A
          s 2020 draws to a close, we’ve seen markets behave
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                                                                                                       the philadelphia lawyer Winter 2021 7
REINVENTING ONESELF AFTER LOSS - 94TH CHANCELLOR LAUREN P. MCKENNA COVID-19 INTERNSHIP - FOX ROTHSCHILD LLP
FROM THE CHANCELLOR

                                                            Omelets
           9 3 R D C H A N C E L L O R H O N . A . M I C H A E L S N Y D E R ( R E T. )

                                                 re-examining methods and philosophies           also hampered in their ability to function
                                                 of policing and oversight of the police.        without direct access to physical files.
                                                 As an Association, we’ve called out this        With the creative input from the litigation
                                                 destructive type of behavior in society.        community, programs were created in
                                                     We’ve seen that there was a need to         which volunteer attorneys could serve
                                                 address issues involving the safety of the      as judge pro tem discovery officers to
                                                 Bar Exam and spoke out on the need to           help handle the backlog of motions that
                                                 have the Board of Law Examiners make            had developed, thereby giving the courts
                                                 modifications to their procedures to            time to put new processes in place so that
                                                 allow for a safe, remotely administered         judges could resume effectively handling
                                                 examination. At the same time, we               these motions.
                                                 realized that there was a need to address           On a national basis, we have shown, as
                                                 some of the requirements of the way             Americans, that it is possible to conduct
                                                 in which lawyers could get their CLE            fair elections making expanded use of
                                                 credits, and so we successfully advocated       mail-in ballots. When the White House
                                                 to allow all CLE credits to be delivered        tried to argue that massive fraud was going
                                                 online during the pandemic, including           to take place, especially in Philadelphia,
                                                 the Bridge the Gap program. We also             we were clear in speaking out on the need
                                                 advocated for changes in the CLE rules          to have every one of us feel that a mail-in
                                                 that would allow live, but online programs      ballot was safe and fair, and we were clear
                                                 to be considered as in-person learning,         in our statement that every vote needed to

 I
                                                 providing more flexibility as we each           be counted.
           love omelets. They can be hearty      move forward, recognizing that new rules            This year has presented us with
           or light, simple or complex, but      of safe, social distancing might make           challenges every step of the way. Every
           completely satisfying. However,       people less comfortable attending large,        aspect of our lives has had to be reimagined
           this column isn’t about food or       in-person programs.                             to make sure that we can stay safe and
 cooking. No, this column really got me              The closures of businesses and layoffs      healthy, but still be functional. If there is
 thinking about the changes that have            of employees have affected everyone, but        one thing that I am especially proud of,
 occurred for all of us this year, both          those of limited economic means have            it’s that all of us have worked together
 locally and nationally, both personally         been affected disproportionately. As a          to create an Association that is stronger,
 and professionally. I was reminded about        result, a national eviction crisis developed.   nimbler, and more relevant. This isn’t my
 the old adage that sometimes you have to        We saw this need and advocated with the         accomplishment; it’s all of you that have
 break a few eggs if you want to make an         courts and state and local governments to       come together to work as a community.
 omelet. Well, this year certainly had all of    enact moratoriums on evictions during           I’ve been amazingly fortunate to be able
 us breaking more than a few eggs to create      the periods of lockdowns and massive            to be your Chancellor this year; you’ve
 an omelet that represented a world and a        shutdowns of the economy. We also               helped me to be part of a year in which
 way of living that was safe and protective,     successfully advocated for the creation         we’ve succeeded in so many ways.
 but still functional.                           of an eviction diversion program, similar           I will forever be grateful to have had
     Sometimes, we’ve succeeded in our           to the widely successful mortgage               this year at the helm of the Philadelphia Bar
 efforts to find new ways of working,            foreclosure diversion program. Based            Association. I know that the Association
 living, and relating to one another. But        on our input, and the creativity of each        will be in good hands under the leadership
 the stresses of crafting these solutions,       of you, we’ve succeeded in getting the          of Lauren McKenna, the 94th Chancellor
 and a national leadership that encouraged       First Judicial District to modify some of       of this Association. Thank you each for
 uncontrolled violent dissent, have brought      its processes so that landlord-tenant court     helping me to make a few good omelets.
 into the light levels of bigotry, racism, and   proceedings could be conducted safely
 hatred on a scale that is truly frightening.    and fairly.
 We’ve seen police brutality directed            As we’ve had to transition to working           Hon. A. Michael Snyder (Ret.) (msnyder@
 against our citizenry, especially against       from home on a massive scale, it                adrdri.com) is the 93rd Chancellor of the
 people of color, that has forced us to begin    became obvious that the courts were             Philadelphia Bar Association.

8 the philadelphia lawyer Winter 2021
ETHICS                By DANIEL J. SIEGEL

As Long as We Comply with All of the Rules

L
            et’s take a short quiz. Think    an IOLTA account with which a lawyer            only at the “eligible institution.”
            back to law school and           must comply. And all too often, it is those   • The funds must be held separately
            your       ethics/professional   violations, which do not involve stealing       from the lawyer’s own funds.
            responsibility class. How        and are often technical in nature, that can   • A lawyer must maintain complete
many of you learned that one of the most     lead to Disciplinary Counsel knocking on        records of the receipt, maintenance,
important functions a lawyer performs is     your door.                                      and disposition of all funds for five
preserving client funds in what is known         In my experience, representing              years after termination of the client-
as either an IOLTA or a trust account?       attorneys who are recipients of that            lawyer or Fiduciary relationship or
I imagine nearly everyone raised their       undesirable knock on the door, the majority     after distribution or disposition of the
hands.                                       of mistakes they make are minor, do not         property, whichever is later.
    Let’s move on to the second question.    involve stealing, and are commonly the        • A lawyer must also maintain the
How many of you learned how to               result of not knowing the Rules. But once       writing required by Rule 1.5(b)
maintain an IOLTA account? And I’ll          Disciplinary Counsel knocks, you have to        (relating to the requirement of a writing
broaden the question. How many of you        open the door, and often hire counsel.          communicating the basis or rate of the
have ever learned how to maintain an             Despite the frequency of these Rules        fee) and the records identified in Rule
IOLTA account, whether in law school or      violations, lawyers are not required to         1.5(c) (relating to the requirement of a
after you graduated? In other words, how     take any courses, CLE or otherwise,             written fee agreement and distribution
many of you were taught which funds go       about how to handle their trust accounts.       statement in a contingent fee matter).
into the account, how to prepare ledgers     I believe, however, that requiring lawyers    • A lawyer must also maintain the
showing all the transactions, and how to     who have signing responsibility for an          following books and records for
balance the IOLTA account? Oh my. I          IOLTA to take a course or demonstrate           each Trust Account and for any other
suspect almost every hand went down.         other knowledge and competence about            account in which Fiduciary Funds are
    But now the most important question.     their accounts not only makes good sense,       held:
How many of you are responsible for your     but also will reduce the many accounting        Ȣ All transaction records provided
firm’s IOLTA account? In other words,        errors that arise from ignorance, and lead          to the lawyer by the Financial
how many of you are authorized to sign       to disciplinary hot water.                          Institution or other investment
checks on the account, and are doing so          Consider,      Pennsylvania’s      Rule         entity, such as periodic statements,
without any training? No need to raise       of Professional Conduct 1.15, which                 cancelled checks in whatever form,
your hands. The answer is very few.          outlines in detail the requirements a               deposited items, and records of
    We all learned that you cannot steal     lawyer responsible for handling a trust             electronic transactions;
from a trust account; that is a criminal     account must follow. I know the following       Ȣ A check register or separately
act that could land you in prison, and       is lengthy, but it highlights SOME of the           maintained ledger, which shall
certainly could lead to losing your          requirements with which lawyers must                include the payee, date, purpose,
license to practice law. But there is also   comply under R.P.C. 1.15:                           and amount of each check,
a slew of other aspects to maintaining       • “Qualified funds” must be deposited               withdrawal and transfer, the payor,

                                                                                             the philadelphia lawyer Winter 2021 9
When an account is used to hold funds of more than one client, a lawyer shall also
                                          maintain an individual ledger for each trust client

      date, and amount of each deposit,                              be produced.                                                             account. The reconciliation is not
      and the matter involved for each                             • The required records must be backed                                      complete if the reconciled total cash
      transaction; and                                               up in a secure manner, and must                                          balance does not agree with the total
   о When an account is used to hold                                 always be available.                                                     of the client balance listing.
      funds of more than one client,                               • When a lawyer only maintains                                        •    A lawyer must keep copies of all
      a lawyer shall also maintain an                                electronic records, they must be                                         records and computations sufficient
      individual ledger for each trust                               backed up on a separate electronic                                       to prove compliance with the Rule for
      client, showing the source, amount,                            storage device at least at the end of                                    five years.
      and nature of all funds received                               any day on which entries have been                                  •    Upon receiving Rule 1.15 Funds or
      from or on behalf of the client,                               entered into the records.                                                property which are not Fiduciary Funds
      the description and amounts of                               • A lawyer must maintain a regular                                         or property, a lawyer shall promptly
      charges or withdrawals, the names                              trial balance of all individual client                                   notify the client or third person,
      of all persons or entities to whom                             trust ledgers, where the total of the                                    consistent with the requirements of
      such funds were disbursed, and                                 trial balance must agree with the                                        applicable law.
      the dates of all deposits, transfers,                          control figure computed by taking the                               •    Except for limited circumstances, a
      withdrawals, and disbursements.                                beginning balance, adding the total of                                   lawyer shall promptly deliver to the
 • IOLTA records be maintained in                                    monies received in trust for the client,                                 client or third person any property,
   hard copy form or by electronic,                                  and deducting the total of all moneys                                    including but not limited to Rule 1.15
   photographic, or other media provided                             disbursed.                                                               Funds, that the client or third person is
   that the records otherwise comply with                          • A lawyer must perform a monthly                                          entitled to receive.
   Rule 1.15 and that printed copies can                             reconciliation for each fiduciary                                   •    Upon request by the client or third

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10 the philadelphia lawyer Winter 2021
The need for lawyers to learn how to handle their trust accounts not only makes sense,
                                   but it also is consistent with various Rules.

     person, a lawyer shall promptly         Pennsylvania continue their education        adopted this CLE requirement. In 2016,
     render a full accounting regarding the  to have and maintain the requisite           North Carolina amended its Rule 1.15-
     property.                               knowledge and skill necessary to fulfill     2 to add a requirement that attorneys
•    The responsibility for identifying an   their professional responsibilities.” What   attend a one-hour CLE program on trust
     account as a Trust Account shall be     greater professional responsibility is there account management at least once for
     that of the lawyer in whose name the    for maintaining the trust and integrity      every law firm at which the lawyer is
     account is held.                        of the legal profession than properly        given signature or transfer authority.
•    Only a lawyer admitted to practice law  handling qualified funds in an IOLTA         Similarly, effective December 31, 2016,
     in Pennsylvania or a person under the   account?                                     New Mexico amended its Rule 17-204 to
     direct supervision of the lawyer shall      And finally, best practices mandate      require attorneys to take a trust accounting
     be an authorized signatory or authorize that those handling IOLTA funds receive      CLE class once every three years, or
     transfers from a Trust Account or any   training and understand how they must        within the first year of being licensed in
     other account in which Fiduciary        account for all such funds. Considering the  New Mexico.
     Funds are held.                         lack of training provided in law schools         It is time for Pennsylvania to adopt
•    A lawyer shall deposit into a Trust     and in most CLE courses, mandating           a Rule requiring, at a minimum, every
     Account legal fees and expenses that    a minimum level of competence is             attorney with signatory or supervisory
     have been paid in advance, to be        necessary, and it should prevent lawyers     responsibility on a trust or IOLTA to
     withdrawn by the lawyer only as fees    from pleading ignorance when they            complete one hour of CLE to assure that
     are earned or expenses incurred, unless discover that the Disciplinary Board is      they understand their obligations to their
     the client gives informed consent,      investigating them.                          clients and to anyone else whose funds
     confirmed in writing, to the handling       North Carolina and New Mexico have       they are maintaining.
     of fees and expenses in a
     different manner.
•    At all times while a lawyer        ATTORNEY DISCIPLINARY / ETHICS MATTERS                        Daniel J. Siegel (dan@
     holds Rule 1.15 Funds, the                                                                       danieljsiegel.com), a member
     lawyer shall also maintain                 STATEWIDE PENNSYLVANIA MATTERS                        of the Editorial Board of The
     another account that is not               NO CHARGE FOR INITIAL CONSULTATION                     Philadelphia Lawyer, is the
     used to hold such funds.                                                                         principal of the Law Offices of
                                                                                                                   Daniel J. Siegel.
                                          Representation, consultation and expert testimony in
    Whew! That’s a lot
of requirements. Yet the                 disciplinary matters and matters involving ethical issues,
requirement that is missing               bar admissions and the Rules of Professional Conduct
is that a lawyer overseeing
a trust account have any                           James C. Schwartzman, Esq.
knowledge or competence
about best practices and how         •    Judge, Court of Judicial Discipline
to handle an IOLTA account.          •    Former Chairman, Judicial Conduct Board of Pennsylvania
    The need for lawyers to
                                     •    Former Chairman, Disciplinary Board of the Supreme Court of
learn how to handle their                 Pennsylvania
trust accounts not only makes        •    Former Chairman, Continuing Legal Education Board of the
sense, but it also is consistent          Supreme Court of Pennsylvania
with various Rules. First,           •    Former Chairman, Supreme Court of Pennsylvania Interest on
Rule of Professional Conduct              Lawyers Trust Account Board
1.1. requires lawyers to be          •    Former Federal Prosecutor
competent. If lawyers do not         •    Selected by his peers as one of the top 100 Super Lawyers in
know the applicable ethics                Pennsylvania and the top 100 Super Lawyers in Philadelphia
rules, then how can they be          •    Named by his peers as Best Lawyers in America 2015 Philadelphia
competent to handle them?                 Ethics and Professional Responsibility Law “Lawyer of the Year,”
    Second,         Pa.R.C.L.E.           and in Plaintiffs and Defendants Legal Malpractice Law
102 explains that the “rules
[were] adopted to assure that         1818 Market Street, 29th Floor • Philadelphia, PA 19103 • (215) 751-2863
lawyers admitted to practice
in the Commonwealth of

                                                                                                           the philadelphia lawyer Winter 2021 11
and is having a disproportionate effect on the same groups who
                                                                             were impacted by the first wave of the virus: Black and Hispanic
                                                                             communities, older adults, lower socioeconomic groups, and
                                                                             health care workers. As Chuck Ingogla, president of the National
                                                                             Council for Behavioral Health told The Washington Post, “We
                                                                             are facing the loss of mental health centers and programs at a
                                                                             time when we are going to need them more than ever.”
                                                                                Some of my legal aid clients during the pandemic are
                                                                             struggling to maintain their mental health treatment. Many
                                                                             of my clients lost access to treatment when their providers
                                                                             closed. I have been able to provide some clients with a list of
                                                                             names of mental health providers offering therapy sessions
                                                                             via teleservices, but not all facilities offer this much-needed
                                                                             service, leaving some to wait months to get an appointment with
                                                                             providers whose facility is short staffed. So how do we help
                                                                             WKRVHLQQHHGRIKHOS"8OWLPDWHO\FDOOLQJWKHSROLFHPD\EHWKH
                                                                             only option for families trying to care for their loved ones, but,
                                                                             as we saw with the fatal shooting of Walter Wallace Jr., that can
 By Karen E. Wheeler                                                         have tragic consequences.
                                                                                People on social media have commented about Walter

 A
                                                                             Wallace Jr. having been in jail several times. It is not uncommon
      s a paralegal in the SSI Unit at Community                             for people living with mental illness to encounter the criminal
      Legal Services, I have clients, like                                   justice system and to be arrested. While state and federal prisons
      Walter Wallace Jr., with mental illness.                               have resources to provide mental health care to inmates who
 In 2020, two public health crises collided:                                 were not receiving treatment before incarceration, the same
                                                                             cannot be said for local jails that are unable to meet the health
 the COVID-19 pandemic and a mental health                                   care needs of people with mental illness. As mental health crises
 pandemic.                                                                   worsen, we see the holes in the services provided by our criminal
                                                                             legal system.
    Good mental health is fundamental to overall health and well-               In most cases, when police encounter a person whose behavior
 being. COVID-19 has disrupted or halted critical mental health              LV IUDQWLF DQG XQSUHGLFWDEOH WKDW EHKDYLRU LV QRW FULPLQDO³
 services while the demand is increasing. Those already prone to             EXW DQ H[SUHVVLRQ RI PHQWDO LOOQHVV³HYHQ LI WKDW SHUVRQ LV
 mental illness are at the greatest risk during the pandemic, and            holding a gun or knife. Walter Wallace Jr. was in the middle of
 loss of social support can have an impact on people with mental             an episode making it impossible for him to coherently follow
 illness. As members of the legal community, it is important that            police commands to “put the knife down.” The shooting of a
 we recognize how these struggles can converge.                              person with a history of mental illness raises several questions.
    People who suffer from mental illness often suffer in silence.           Why did it have to go straight to violence? Why not taser him?
 The number of mental health care providers in Pennsylvania                  Neither police officer had a taser gun. Why not fire a warning
 is not sufficient to serve the population with mental health                shot or shoot him in the leg? Or wait for backup from PERT, the
 needs. According to SAMHSA (Substance Abuse and Mental                      Psychiatric Emergency Response Team in Philadelphia?
 Health Services Administration), close to 4.06% of adults in                   Seeing the video of Walter Wallace Jr.’s shooting makes me
 Pennsylvania live with serious mental health conditions, such               frightened for my clients who are unable to access consistent
 as schizophrenia, bipolar disorder, and major depression.                   mental health treatment during the pandemic. As the stress and
 Philadelphia has the dubious distinction of being the poorest               psychological impact continues to wear on all of us, especially
 ODUJH FLW\ LQ WKH 86 +HUH RQO\  RI DGXOWV ZLWK PHQWDO   those who already have mental health challenges, I worry that
 illness receive services from the system or private providers.              the next police encounter in the middle of a mental health crisis
 The remaining 53.3% receive no mental health treatment.                     could be one of my clients. How would it end?
    We are hearing from medical experts already that the current
 wave of COVID-19 is, once again, overwhelming both medical
 and mental health systems. The second wave is bringing more                 Karen E. Wheeler is a paralegal at Community Legal Services of
 challenges like increased deaths from suicide and drug overdoses            Philadelphia and a freelance writer.

12 the philadelphia lawyer Winter 2021
COVID-19 INTERNSHIP
   This article is dedicated to the late Amber Racine.                                      B y B r it t a n y S t o ke s
 Thank you for being a selfless mentor and for pushing
                     everyone to new heights.

L
      ike many first-year law students, I spent my
      winter break extensively searching for a sum-
      mer internship. Two months into my search, I
came across a judicial internship at the Philadel-
phia Court of Common Pleas. I knew this would
be an excellent opportunity to experience criminal
law from a judicial perspective, observe trials, and                                           edited legal documents to ensure case
become a better writer. Although I was nervous                                                 law was applicable and citations were
and uncertain about what I signed up for, I was                                                accurate. I also participated in an
                                                                                               eight-week Virtual Summer Law Clerk
excited that my interviewers were impressed with                                               Guest Speaker Program. Every week,
my qualifications and challenged me to distinguish                                             an intern was selected to interview
                                                                                               a prominent Philadelphia judge
myself.                                                                                        or attorney about their law school
                                                                                               experience, career paths, the effects of
A few weeks after accepting my internship position, COVID-19          COVID-19 on their specific practice, and most importantly, to
plagued the United States. Law schools and criminal justice           ask for advice for law students in the beginning stages of their
centers alike shut down, and internships were left in limbo.          legal careers. Through this program, I met legal professionals
As I transferred to remote learning, I held out hope that my          that looked like me and explored different career paths in
internship was not canceled. As finals concluded, I came across       various offices around the city, including the Philadelphia
a CBS Philly article stating that the Philadelphia Courts were        District Attorney’s Office, Philadelphia Defenders Association,
closed until September. Upon reading this information, I knew         Kline and Specter PC, Comcast, and Akin Gump Strauss Hauer
my internship was canceled and immediately began to panic.            & Feld LLP.
From the first day of law school, I learned the importance of            Although my summer internship circumstances were
the first-year internship in advancing my legal career. At this       unconventional, it forced me out of my comfort zone and
moment, I felt like I was losing one of only two opportunities        challenged me to become a better version of myself. Within
I had to find my career path. Within minutes, I reached out           eight weeks, I became a more confident writer, a new member
to the judicial secretary to reconsider my internship. In a           of the Widener Law Review, and drafted a judicial opinion as a
detailed email, I explained that I was flexible and more than         first-year law student. Further, I learned that attorneys and law
willing to draft opinions from home to gain the experience.           students must always be adaptable and resilient so that justice
Shortly afterward, the judge’s law clerk responded to my email        can prevail, even in a pandemic. After completing my judicial
with a new virtual start date and explained what my summer            internship, I am no longer unsure of my calling. My place is in
internship would look like due to COVID-19.                           litigation. I am thankful for my virtual internship and learned
  My internship was everything that I imagined. I expected            a lot from crafting judicial arguments on paper. But now, I am
to observe criminal trials and motions in various courtrooms,         ready to advocate for others.
assist the judge in legal research and writing, connect with
criminal law attorneys, and potentially find my career path.
During my virtual internship, I conducted extensive legal
research, analyzed trial transcripts, and drafted judicial opinions   Brittany Stokes is a 2022 J.D. Candidate at Widener University
on complex legal issues from my living room. Each week, I             Delaware Law School, staff editor for the Widener Law Review,
was given a new legal issue and a submission date. Throughout         and a BARBRI Bar Prep student representative.
the summer, I worked on issues such as judicial discretion,
viable defenses, insufficient evidence, and ineffective trial
counsel. Upon completing my assignments, I reviewed and

                                                                                               the philadelphia lawyer Winter 2021 13
Furthering the
   ‘Pursuit of Justice’:
   The 2020 Ruth Bader
   Ginsburg Writing
   Competition Winners

                                                           age 87, many praised her sharp communication

                                                           skills as part of what made her such an effective

                                                           advocate for justice. The two winners of the 2020

 W
                       hen    the    Philadelphia    Bar   Ginsburg competition are carrying on that legacy

                       Association       presented   the   of scholarship, provoking discussion of critical legal

                       inaugural Justice Ruth Bader        issues. Below are excerpts from their winning entries:

 Ginsburg “Pursuit of Justice” Writing Competition         “When They Come Home: Federal Responsibility

 award in 2003, both RBG and her colleague, Justice        for Offender Reentry,” by Sara Fishel, who will

 Sandra Day O’Connor, were on hand to congratulate         graduate in 2021 from Drexel University’s Thomas

 the winner. O’Connor called the decision to name          R. Kline School of Law, and “Out of the Looking

 the award after Ginsburg “exceedingly appropriate.”       Glass: Reassessing the Foreign Agents Registration

      “Justice Ginsburg writes with a very deft and        Act to Counter 21st-century Foreign Information

 careful hand,” O’Connor told the audience that day.       Warfare,” by Alexander Rojavin, a 2020 graduate of

 “No one among us does it better.”                         Temple University’s James E. Beasley School of Law.

      Indeed, when Ginsburg died in September at

14 the philadelphia lawyer Winter 2021
When They Come Home:                     acknowledgement and encouragement.           the man and starts walking with him
                                            After everyone in the group has spoken,      down the hallway. He reassures the man
   Federal Responsibility for               and their needs are all met, he steps        that he came to the right place, he's going
                                            forward. “I’ m not okay.” He tears up as     to get the help he needs, to hold on just a
        Offender Reentry                    he describes feeling overwhelmed and         little bit longer, that the court will help.
                                            stressed - he had lost his job and did not
            By Sarah Fishel                 have the money to feed his family, “I’ m         In 2020, the federal legal system
                                            afraid I'm going to do something dumb.”      held approximately 226,000 people
    On a hot summer day, a group of         The leader quickly makes his way to this     in 110 prisons or jails. Since 2015, the
people gather in Philadelphia. One by       man, offering his condolences, a hand        Federal Bureau of Prisons has released
one, each person steps up and tells the     on the shoulder, and immediate aid. The      an average of 43,600 individuals back
group about their past two weeks. Some      leader reminds him, “Once you’re in          into their communities each year;
of the check-ins are short, “nothing new    the family, you're always a part of the      between January and May 2020, the
to report,” “I'm doing okay,” while         family.”                                     number of released individuals had
others take longer. Those gathered here          As the meeting ends and participants    already surpassed 17,000. But for many,
share successes and failures with the       filter out of the room, a quick triage       walking out of prison is only the first
group, and their laughter can be heard      of the situation follows: a job will be      step in their reentry process: the federal
outside the room.                           helpful but won't solve the immediate        system maintains oversight of almost
    Coordinators     constantly     move    problem, but a small grant will help         115,000 individuals on supervised
around the outskirts of the meeting: if     with food tonight. The office is closed,     release. This large number is likely due
someone speaking indicates that they        so he will have to wait a day or two for     to the widespread imposition of post-
need help with food, work, clothing,        a gift card in the mail. “That's going       incarceration supervision: approximately
housing, mental health services, school,    to take too long,” the leader says. “If I    80% of federal offenders are sentenced
or even services for their children or to   walk over there right now, do you think      to supervision, and the average term of
dispute a parking ticket, a coordinator     the office will give me the gift card for    supervised release is four years.
steps forward to make that connection in    him so we can skip the mail?” Almost             Traditionally, the responsibility of
real time.                                  everyone except for the man, the leader,     the federal government to these citizens
    Sitting quietly, watching this          and the support staff have left the room –   has been relegated to United States
gathering, is a former member of the        it’ s hot outside and late in the day. The   Probation Officers. The vast majority
group. When he entered, coordinators        coordinator pauses for a moment before       of resources are spent on the “front
and group members patted him on             replying, “Of course, Judge. ”               end” of the judicial process and by the
the back and offered him smiles of               The leader puts his robed arm around    time the system releases an individual

                                                                                          the philadelphia lawyer Winter 2021 15
“In considering the pursuit of justice, this Note will blend science and the law to argue that, in
   committing to its responsibility to the people of the United States, the federal legal system has a
                                responsibility to all those it serves, including offenders.”
                                                        – Sarah Fishel, “When They Come Home: Federal Responsibility for Offender Reentry”

 from custody, most of the legal actors -          Out of the Looking Glass:                   purpose is to negate the effectiveness
 the prosecution team, defense lawyers,                                                        of      foreign-abetted    disinformation
 investigators, judges, etc. – have moved           Reassessing the Foreign                    and maintain content neutrality while
 on to the next case. At this point, many                                                      doing so, thereby staying abreast of the
 would say that justice has been served –         Agents Registration Act to                   First Amendment.6 Indeed, the federal
 an individual was wronged, the offender                                                       government successfully brought FARA
 was punished, and the responsibility of         Counter 21st century Foreign                  to bear against several entities complicit
 the legal system to preserve order and                                                        in disseminating the post-MH17
 justice has been fulfilled.                          Information Warfare                      disinformation miasma and forced them
     A new wave of thinking about                                                              to register as foreign agents, which
 jurisprudence has challenged this                       By Alexander Rojavin                  necessitates their conspicuously marking
 traditional notion of justice with a                                                          all disseminated communications as
 simple question, “What comes next for                       I. Introduction                   representations made by an agent on
 the offender?” Or, more specifically,                                                         behalf of a foreign principal.7 This main
 “What happens to the man after he's left           On July 17, 2014, Malaysia Airlines        obligation that comes with registration
 the group?” In considering the pursuit         Flight 17 (MH17) was shot out of the           is woefully insufficient in 2020 and lays
 of justice, this Note will blend science       sky over Eastern Ukraine, resulting in         bare FARA’s fecklessness.
 and the law to argue that, in committing       the immediate death of all 298 people              FARA needs to be reassessed and
 to its responsibility to the people of the     onboard.1 Mere hours later, broad              updated to better enable the U.S.
 United States, the federal legal system        consensus among reputable news                 government to counter 21st-century
 has a responsibility to all those it serves,   sources indicated that a BUK missile           foreign disinformation efforts. As
 including offenders. Part I of this Note       shot by Russian-backed forces from a           arguments rage on front pages about
 broadly discusses the responsibility of        Russian-made missile system destroyed          how to reform Section 230 of the
 the Federal legal system to its citizens       the plane.2 Then, the cacophony                Communications Decency Act,8 FARA
 and the impact of citizen's perceptions        began. A sprawling, Kremlin-backed             has slid out of attention, even though it
 on the legitimacy of the institution. Part     disinformation effort swept across             has become the federal government’s
 II discusses responsibility in the context     the international information space,           primary counter-disinformation tool.9
 of the impact of the federal system            spawning myriad narratives, each more          Despite its primacy, however, its
 on offenders, including the collateral         phantasmagorical than the last. Logic and      effectivity is in question.10 Part II of
 consequences that involvement with             reason receded as news consumers were          this paper briefly surveys FARA’s
 the federal system creates for offenders       informed that the Ukrainian military had       history, purpose, and disappearance
 post conviction. Finally, Part III briefly     mistaken the plane for a military target       into virtual irrelevance. Part III then
 explains the concept of therapeutic            and shot it down in error; no, it was a        explores FARA’s return to prominence,
 jurisprudence and argues that it is the        botched assassination attempt on Putin;        notes how it is enforced today, and
 responsibility of the federal legal system     no, the plane had been stuffed with            explains the probable inefficiencies of
 to pursue applications of the legal            corpses before takeoff and was destroyed       its anachronistic deterrent mechanisms.
 framework to the reentry process through       in a cynical provocation designed to turn      Part IV provides recommendations
 programs such as Reentry Courts in order       the world against Russia.3 We had fallen       for ascertaining FARA’s utility and
 to preserve and pursue justice for all.        through a looking glass haunted by such        updating its prescriptions for the 21st
                                                nightmares that Alice could not even           century. FARA can be an effective
                                                imagine.                                       anti- disinformation tool if it is first
Sarah Fishel is a Drexel University                 In the years since, though                 unshackled from remedies that were
Thomas R. Kline School of Law student.          Congressmembers have introduced                appropriate in the 20th century, but fail
For the complete essay, go to https://www.      multiple bills addressing foreign              to contend with the strategic and political
philadelphiabar.org/WebObjects/PBA.             disinformation offensives,4 the federal        realities of the 21st.
woa/Contents/WebServerResources/                government’s primary — and flawed
CMSResources/ginsburgessay2020_                 — counter- disinformation instrument                    II. A Brief History of FARA
WhenTheyComeHome.pdf.                           has remained the Foreign Agents
                                                Registration Act (FARA).5 FARA’s                   In 1938, President Roosevelt signed

16 the philadelphia lawyer Winter 2021
“Congress had greatly strengthened America’s information space against foreign subversion
    and ensured that the fourth estate—a most critical facet of a democracy’s immune system—
                     could function with significantly less disinformation inhibiting its work.”
  – Alexander Rojavin, “Out of the Looking Glass: Reassessing the Foreign Agents Registration Act to Counter 21st-century Foreign Information Warfare”

FARA into law. This law — enacted as                upset any legislative drafter,16 but it was               Perhaps Congress’s most inspired
the Nazi regime steadily unfurled its               an unfortunately logical consequence                 decision was its choice of countermeasure
war machine and as the Terror swept                 of the environment in which Congress                 for neutering propaganda-disseminating
across the Soviet Union — was intended              was legislating: considering the many                entities’ effectiveness: public shaming
to protect U.S. information space from              channels through which disinformation                and ostracizing. FARA demands that all
subversive entities abetting either the             was disseminated,17 the many different               communications issued by registered
Nazi or Soviet information war efforts.11           forms a foreign, disinformation-peddling             foreign agents be accompanied by
With television still a technology of the           entity could take,18 and the often murky             “a conspicuous statement that the
future and newspapers and radio serving             relationship between such an entity and              information is disseminated by…agents
as the primary sources of information               the authoritarian regime controlling                 on behalf of [a] foreign principal.”22
for most American families, the duties              it,19 the breadth of FARA’s definitions              Furthermore, foreign agents must make
imposed by FARA on entities that would              reasonably equipped the federal                      periodic public disclosures of their
soon be classified as foreign agents                government to take on a shapeshifting                “identities, agency, activities, receipts[,]
were designed to neuter any influence               and ill-defined series of actors.                    and disbursements.”23 Considering that
such entities could have on the national                                                                 1938 was a period of U.S. history when
discourse.12                                        B. State Department Oversight                        both sides of the aisle acknowledged who
                                                                                                         the nation’s enemies were, being labeled
           1. FARA Ascendant                            Congress made another important                  an agent of Goebbels or Beria would have
                                                    decision by initially housing FARA                   made one a pariah; such an entity—be it
    FARA was simple yet effective for               oversight and implementation within                  a person or an organization—would find
the time. Its strength stemmed from three           the State Department until transferring              few if any willing American listeners.24
things: broad definitions of key terms,             responsibilities to the Department of                In a single act of lawmaking, Congress
State Department oversight, and public              Justice (DOJ) in 1942.20 There is a                  had greatly strengthened America’s
shaming as the primary countermeasure               lamentable lack of scholarly analysis                information space against foreign
to disinformation.                                  or legislative history explaining either             subversion and ensured that the
                                                    the original decision or the subsequent              fourth estate—a most critical facet
A. Broad Definitions                                transfer of mandate, but it is safe to               of a democracy’s immune system—
                                                    assume that the original decision served             could function with significantly less
    The law featured purposefully                   as an implicit acknowledgment of the                 disinformation inhibiting its work.
vague definitions of key terms, which               importance of having the law be overseen             Importantly, Congress had accomplished
allowed considerable flexibility in                 by foreign affairs specialists. After all,           this while keeping FARA content-neutral
enforcement. Though this ambiguity is               FARA was a statute borne of foreign                  and thereby staying abreast of the First
widely viewed as deleterious today,13               policy considerations—it was meant                   Amendment—public disclosures and
having broad definitions of terms                   as a tool to counter foreign propaganda              conspicuous statements do not force
like “foreign principal” and “political             efforts. 21 Who better to identify foreign           foreign agents to alter the content of
activities” accorded the government “a              propaganda strategies and actors than                their disseminated communications,
wide net to capture the propaganda of               the State Department’s expert analysts               and their status as foreign agents was
adversaries.”14 For example, an “agent              and diplomats, who presumably had a                  determined without consideration of
of a foreign principal” is defined as any           comprehensive understanding of German                the communications’ content.25 FARA
“person”—in turn sweepingly defined as              and Soviet propaganda campaigns? By                  was completely blind to content—and
“an individual, partnership, association,           granting the original mandate to the                 therefore constitutional.26
corporation, organization, or any other             State Department, Congress implicitly
combination of individuals”—operating               highlighted     the    most     important
per the order, request, direction, or               competencies and areas of expertise                 Alexander Rojavin is a graduate of Temple
control (none defined) of a foreign                 that were necessary to implement FARA               University’s James E. Beasley School of Law.
principal or any person under the direct or         effectively and appropriately; counter-             For the complete essay, go to https://www.
indirect (neither defined) “supervis[ion],          propaganda efforts should be a concern              philadelphiabar.org/WebObjects/PBA.
direct[ion],    [control],    financ[ing],          primarily for foreign affairs experts.              woa/Contents/WebServerResources/
or subsidiz[ation]” of a foreign                                                                        CMSResources/ginsburgessay2020_
principal.15 The lack of specificity in             C. Public Shaming as Countermeasure                 OutoftheLookingGlass.pdf.
this “definition” alone is enough to

                                                                                                          the philadelphia lawyer Winter 2021 17
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