Stalking Protection Orders - Statutory guidance for the police January 2021 - Gov.uk

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Stalking Protection Orders
Statutory guidance for the police

January 2021

                1
Contents
Section
Section 1 – Status and purpose of this document ............................................. 3

Section 2 – Applying for an order or interim order ............................................. 5

Section 3 – Service of Stalking Protection Orders ........................................... 18

Section 4 – Managing the subject of an order or interim order ........................ 19

Section 5 – Variation, renewal and discharge of an order or interim order ...... 23

Section 6 – Appeals ........................................................................................ 24

Section 7 – Legal Aid ...................................................................................... 25

Annex A – Understanding stalking .................................................................. 26

Annex B – Stalking Protection Act 2019 .......................................................... 37

Annex C – Stalking offences ........................................................................... 47

Annex D – Stalking support services ............................................................... 50

Annex E – Further guidance on stalking.......................................................... 51

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Section 1 – Status and purpose of this document

  Introduction

  1. The Stalking Protection Act 2019 received Royal Assent on 15 March
     2019. The Act introduces a new civil Stalking Protection Order. The new
     order closes a gap in the existing protective order regime. The threshold to
     commence criminal proceedings for the commission of an offence does not
     need to be met for an order to be made - this allows for early police
     intervention in stalking cases.

   Where that threshold has already been met, a Stalking Protection Order
   is not an alternative to prosecution for stalking offences under the
   Protection from Harassment Act 1997 (set out at Annex C – Stalking
   offences). A Stalking Protection Order can be used to complement a
   prosecution of a stalking offence.

  2. This guidance is issued as statutory guidance under section 12 of the
     Stalking Protection Act 2019 which came into force on 20 January 2020.

  3. The use of Stalking Protection Orders should be considered as part of local
     adult and/or child safeguarding and public protection procedures.

  Audience

  4. This guidance is for the police in the exercise of their functions in relation to
     Stalking Protection Orders. It is designed to assist police officers to make
     appropriate and proportionate assessments when considering whether or
     not to apply for or to seek to vary an order.

  5. The information within this guidance may also be relevant to assist the work
     of other criminal justice agencies and statutory bodies, as well as non-
     governmental and voluntary organisations which may be associated with
     victims or others affected by stalking behaviour.

  6. This guidance applies to England and Wales only.

  Aims and purpose

  7. This guidance has three key functions:
     • to provide strategic guidance to the police on the effective use of, and
         application process for, Stalking Protection Orders, including when to

                                           3
consider applying for an order and how to manage the subject of an
    order effectively;
•   to provide high-level information on what stalking is and how to identify
    it, including the motivations behind stalking behaviour and links to other
    forms of abuse (Annex A); and
•   to signpost police to other sources of guidance on stalking (set out at
    Annex E – Further guidance on stalking), in particular regarding
    investigating cases of stalking; assessing and managing the risk posed
    by perpetrators; and safeguarding and supporting victims.

                                    4
Section 2 – Applying for an order or interim order

  8. This section should be read alongside the specific provisions in the Stalking
     Protection Act 2019 in relation to applications for an order or interim order.

  9. This Act has been created to enable early police intervention pre-conviction
     to address stalking behaviours before they become entrenched or escalate
     in severity and to protect victims from more serious harm. However, there
     is no restriction as to the stage of the criminal justice process at which an
     order may be made, and depending on the circumstances an order could
     be made following conviction or acquittal. Applications are freestanding
     and the Court has the power to consider an application and make a
     Stalking Protection Order at any stage, provided it is satisfied that the three
     criteria set out in section 2(1) of the Act are met.

  10. A Stalking Protection Order is a civil order which can be sought by the
      police.

  No prior conviction for stalking offences is required to apply for an order.

  When to apply for a Stalking Protection Order

  11. The criteria for applying for an order are set out in section 1(1) of the Act.
      The police should consider applying for an order where it appears to them
      that:
            • The respondent has carried out acts associated with stalking;
            • The respondent poses a risk of stalking to a person; and
            • There is reasonable cause to believe the proposed order is
               necessary to protect the other person from that risk. (The person
               to be protected does not have to have been the victim of the acts
               mentioned above.)
  A magistrates’ court may make an order only when the similar criteria in
  section 2(1) of the Act are met.

  12. The circumstances when the police may apply for a Stalking Protection
      Order are where:
       • a victim has reported stalking behaviour, or it has come to the attention
          of police during a separate investigation or by other means (such as a
          third-party referral through the MARAC / MAPPA processes or from
          another member of the public);

                                           5
•   at any point during the course of an investigation, up to and including
         the point of conviction (or acquittal), or where an investigation has not
         yet commenced; and
     •   there is a belief the victim is at risk of harm from the respondent and
         an order is necessary to protect them from such risk.

13. It is important to note that stalking can affect people of all
    characteristics, and that although victims are disproportionately
    female, they come from all walks of life. Officers should also be aware
    that, according to Crime Survey for England and Wales data1, people
    with a longstanding illness or disability are disproportionately likely to
    be victims of stalking.

14. The investigating officer should consider whether to apply for an order at
    the start of every stalking investigation, whether in a domestic abuse
    context (such as stalking by a former intimate partner) or a case of so
    called ‘stranger stalking’. This allows for protection to be in place even if the
    case results in an acquittal.

15. The police can apply for an order against children and young people aged
    from 10 years old up to their 18th birthday. These cases will be dealt with
    by the youth courts.

16. The police should consider applying for an order not just to protect the
    victim but also, where necessary, anyone connected to the victim who may
    also be at risk of being stalked by the respondent.

17. Stalking Protection Orders can be applied for even if prosecution is not
    pursued.

18. The police will need to conduct an assessment of the risk posed by the
    respondent in order to decide whether to apply for a Stalking Protection
    Order. Investigators should consult with the victim at an early stage in this
    process as their views around the risks to them are important to consider.
    The police should ensure that an appropriate specialist stalking risk
    assessment or screening tool is used, in consultation with other relevant
    agencies or via an independent risk assessor where appropriate. This is to

1Stalking: findings from the Crime Survey for England and Wales, year ending March 2019 -
https://www.ons.gov.uk/peoplepopulationandcommunity/crimeandjustice/datasets/stalkingfindin
gsfromthecrimesurveyforenglandandwales (Table 6b)

                                            6
ensure that they have a detailed picture, where possible, that informs
   decisions throughout the Stalking Protection Order process.

19. Stalking Protection Orders are not exclusive to cases of so called ‘stranger
    stalking’ and may also be used in a domestic abuse context where
    appropriate. They may be particularly relevant in cases of economic abuse
    which commonly occurs or continues after an intimate partner relationship
    has ended. See Annex A for further information on the overlap with other
    forms of abuse.

20. The police should consider reasonableness when considering whether to
    apply for an order, taking into account the circumstances of the matter and
    the background to the behaviour. The police should ensure that the victim
    reasonably finds the behaviour unwelcome, that the respondent ought
    reasonably to have known that and that the behaviour can reasonably be
    regarded as posing a risk to the victim.

    Note that victims may not be fully aware that all of the behaviour to
    which they have been subjected may amount to stalking.

21. The risk of stalking posed by the respondent may be in respect of physical
    or psychological harm to the other person and/or physical damage to their
    property. Risk may arise from acts which the respondent knows or ought
    reasonably to know are unwelcome to the other person, even if in other
    circumstances or individually the acts may appear in themselves
    harmless. For example, sending someone unwanted gifts or flowers in
    conjunction with other behaviour may constitute stalking behaviour. For
    more examples of acts or omissions which may amount to stalking
    behaviour, see section 2A of the Protection from Harassment Act 1997 (set
    out at Annex C – Stalking offences) or Annex A – Understanding stalking.

22. The behaviour which forms the basis for an application can have taken
    place:
         • in any part of the United Kingdom, or abroad;
         • before or after the commencement of section 2(5) of the
           Stalking Protection Act 2019.

23. The victim may still be able to apply for other similar protective orders, such
    as Injunctions or Non-Molestation Orders in relation to anti-social
    behaviour, however this will depend on the circumstances of each case.

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24. The police may, however, consider applying for a Stalking Protection Order
    before or during an investigation for a stalking offence for which a
    prosecution may be brought at a later stage. The purpose of applying for
    the Stalking Protection Order in those circumstances is to protect the victim
    from any stalking risk identified prior to or during the course of any
    investigation and criminal proceedings.

Interim orders

25. An interim Stalking Protection Order is a temporary order imposing
    prohibitions and/or positive requirements as the Court considers
    appropriate.

26. The purpose of an interim order is to protect the victim during any period
    between the application for a full order and its determination. Breach of any
    of the conditions of an interim order is a criminal offence carrying the same
    maximum penalty as breach of a full order.

27. Interim orders are intended to provide a speedier process to obtain an order
    when there is an immediate risk of harm, for example in cases where there
    are factors that include suicidal or homicidal ideation, but where further
    information or investigation is required to meet the criteria to obtain a full
    Stalking Protection Order or when the court is unable to provide the full
    order in time.

28. It is a matter for the courts to interpret whether or not it is just to make an
    interim order. If an application is properly made and supported, an interim
    order may be granted. The court may make an interim order if it considers it
    appropriate to do so.

29. It is expected that any interim order granted will be for a limited period of
    time to enable this additional information to be obtained/investigation to be
    undertaken and that once complete an application for a full order will be
    determined.

30. The process for making an application for an interim order is the same as
    that for a full Stalking Protection Order. The police may be required to
    provide a written statement for court or provide evidence in person when
    applying for a Stalking Protection Order.

31. The court may, if it considers it appropriate to do so, make an interim
    Stalking Protection Order—

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a. prohibiting the respondent from doing anything described in the
              order, or
           b. requiring the respondent to do anything described in the order.

32. An interim Stalking Protection Order has effect only for a fixed period
    specified in the order, and ceases to have effect on the determination of the
    main Stalking Protection Order application.

What is the difference between a ‘full’ Stalking Protection Order and an
interim order?

33. When considering whether to make an interim order, the court can make
    one ‘if it considers it appropriate to do so’ [emphasis added] as per section
    5(3) of the Stalking Protection Act 2019. This is a lower threshold than
    that required to make a ‘full’ order, where the court can make one only if it
    is ‘satisfied’ that an order is ‘necessary to protect another person’
    [emphasis added] from stalking as per section 2(1) of the Stalking
    Protection Act 2019. So an interim order could potentially be made more
    quickly on an immediate assessment of risk, before a full examination of the
    evidence to determine the application for the ‘full’ order.

34. Additionally, it is likely that the courts will apply the criminal standard of
    proof (beyond reasonable doubt) to the fact-finding elements of a ‘full’ SPO
    application (whether the defendant has carried out acts associated with
    stalking, and whether the defendant poses a risk associated with stalking to
    another person), whereas it is likely that the courts will not apply the
    criminal standard to the fact-finding elements of an interim SPO
    application, but rather apply a lower test, namely treating it as an exercise
    of judgement or evaluation.

35. (It is likely that the courts will not apply the criminal standard to the non-
    fact-finding element of both the ‘full’ SPO application (whether an order is
    necessary to protect another person) and the interim SPO application
    (whether it is appropriate to make an interim order), but will rather take the
    position that they represent an exercise of judgement or evaluation.)

How to apply for a Stalking Protection Order and interim order

36. An application for an order or an interim order can be made by a chief
    officer of police (as delegated) – including the chief officers of the British
    Transport Police and Ministry of Defence Police – in respect of a person

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(respondent) who resides in the chief officer’s police area, or who the chief
   officer believes is in that area or is intending to come to it.

37. It is not necessary for the respondent to have a prior conviction for a
    stalking offence for the police to apply for a Stalking Protection Order. The
    court can make a Stalking Protection Order if it is satisfied that the
    conditions in section 2(1) of the Act are met. The court may make an
    interim order if satisfied that it is “appropriate to do so”, pending
    determination of the main application.

38. Where the respondent and the victim reside in different force areas, either
    at the time of the Order being granted or following a move of either party
    whilst the Order is in place, the respondent’s local force should liaise with
    the victim’s local force to develop a thorough understanding of the
    circumstances of the individual case and to ensure that the most
    appropriate prohibitions and requirements in the circumstances are
    requested or remain appropriate. Such co-ordination and sharing of
    information between forces is subject to existing police frameworks for
    doing so.

39. It is also important that, if an Order is granted, the force which made
    the application passes full information (details of the Order including
    any risk assessments completed and any risk management plans)
    about the Order and conditions to the force in whose area the victim
    lives (if different). This is, to ensure that the victim is fully protected
    and that police in that area are aware of and can address any
    breaches of the Order that may occur in their area. Ideally, forces
    should identify a local point of contact to facilitate an agreed transfer
    process and ongoing case management (subject to existing police
    frameworks for doing so).

40. To note that a victim may experience stalking behaviour in more than one
    police force area, for example if they live in one force area, work in another
    and experience stalking in both. In those cases, where the respondent lives
    in a third force area, the respondent’s local force is advised to liaise with,
    and provide details of any Stalking Protection Order to, all relevant forces.

41. An application for an order must be authorised by an officer not below
    the rank of superintendent.

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Commencing Proceedings in the Magistrates’ Court

42. An application for a ‘full’ Stalking Protection Order is made by way of
    complaint by the police – including the British Transport Police and Ministry
    of Defence Police - to a magistrates’ court. This means that the court will
    act in its civil capacity and so the civil rules of evidence apply and hearsay
    is admissible. It is likely that the courts will apply the criminal standard of
    proof (beyond reasonable doubt) to the fact-finding elements of an SPO
    application (whether the defendant has carried out acts associated with
    stalking, and whether the defendant poses a risk associated with stalking to
    another person). If and when the court finds that the person has carried out
    the acts and poses a risk, it is likely that the courts will then not apply the
    criminal standard to the third element of an SPO application (whether an
    order is necessary to protect another person), but rather treat it as being
    an exercise of judgement or evaluation.

43. This assessment is based on the judgment in the House of Lords in R
    (McCann) v Crown Court at Manchester [2003] 1 AC 787. This related to
    Anti-Social Behaviour Orders, which were similar to SPOs. This case does
    not undermine the position that the SPO is a civil order and therefore the
    procedural rights under Article 6 of the ECHR apply. Every person is
    entitled to a fair and public hearing, within a reasonable time, by an
    independent and impartial tribunal. Assessment of whether these
    safeguards have been met will be determined on the facts of each case in
    the context of relevant caselaw.

44. If the respondent is under 18, the complaint is made to a youth court. The
    general provisions governing applications for civil orders in the magistrates’
    courts are as set out in Part 2 of the Magistrates’ Courts Act 1980. In order
    to expedite the process, it is recommended that the police consider alerting
    the court prior to making an application, to help in its scheduling.

45. An application for an interim order is also made by way of complaint. This
    application may either be commenced at the same time as the main
    application or where the main application has been made but not yet
    determined. It is likely that the courts will not apply the criminal standard of
    proof for any of the elements of an interim SPO application, but rather apply
    a lower test than that used in ‘full’ SPO applications, and thus treat it as an
    exercise of judgement or evaluation.

                                        11
46. A court may, and usually will, issue a summons to secure the respondent’s
    attendance at the hearing. There is no legal requirement for the Police to
    issue an additional notice of hearing to the respondent.

47. Where the complaints for both the main order and an interim order are
    commenced at the same time, the Police should request that the court
    issues a summons for both the main application and the interim order,
    albeit to the same hearing date. Applications for both the main order and
    the interim order must be made by the same police force.

48. Where an interim order application is made at court whilst the respondent is
    present, there is no need for the court to issue a summons to consider the
    interim order application.

49. There is a financial cost to the police associated with applying to the court
    for an order. The fee should be paid at the same time as the application is
    made. Police forces may have arrangements in place locally for the
    payment of Court fees.

50. There is an additional fee if the application leads to a hearing and if the
    application is contested. Fees are prescribed in the Magistrates’ Courts
    Fees Order 2008 (Amended)2.

Service of the summons

51. The court will issue the summons to the police and then the responsibility
    for service of the summons to the respondent lies with the Police.
    Generally, a summons will be served by posting it to the respondent at an
    address where it is reasonably believed that they will receive it, leaving it at
    such an address for the respondent or handing it in person to the
    respondent. Rule 99, Magistrates’ Courts Rules 1981 as amended by the
    Magistrates’ Courts (Amendment) Rules 2019 clarifies other permissible
    methods of service.

The Hearing – Proceeding in the respondent’s absence

52. If the respondent fails to attend the hearing, the court may either:
• hear the application for the Stalking Protection Order in the respondent’s
    absence. If the Stalking Protection Order is granted there will be no need
    for the court to consider the interim order;

2 The Magistrates’ Courts Fees Order 2008 (Amended) -
https://www.legislation.gov.uk/uksi/2014/875/made?view=plain

                                            12
•   issue a warrant for the respondent’s arrest and consider an interim order if
    laid;
•   adjourn the main application and consider an interim order if laid; or
•   adjourn the main application, and an interim order if laid, to another date.

53. The court may issue a warrant or hear an application for the main order or
    any interim order in the respondent’s absence only if the legal requirements
    in section 55 of the Magistrates’ Courts’ Act 1980 are met. The court needs
    to be satisfied either that the respondent was present at an earlier hearing
    or that the respondent has been served with the summons by one of the
    prescribed methods within what the court decides is a reasonable time
    before the hearing. Before the court can make an interim order in the
    respondent’s absence, the respondent must have been summoned to
    answer the interim order complaint, alongside the summons for the main
    application.

Evidential Requirements
54. The court may consider hearsay evidence in addition to live testimony from
    witnesses to determine the application for a Stalking Protection Order or
    interim order. Witnesses for the Police therefore need to be warned, if
    required, only after the respondent has confirmed at the first hearing that
    the evidential basis for the order is contested and the court has adjourned
    for a contested hearing.

55. Where the Police wish to rely upon hearsay evidence, a notice of the
    evidence must be served on the respondent at least 21 days before the
    hearing (Rule 3 Magistrates’ Courts (Hearsay Evidence in Civil
    Proceedings) Rules and section 2 of the Civil Evidence Act 1995). The
    court or justice’s clerk can apply discretion to vary the time limit on
    application or of its/their own initiative. Failure to comply with this
    requirement does not prevent the evidence being admissible but is a factor
    the court may consider in deciding how to proceed and on the issue of
    costs.

56. Whilst the Act provides for the Police to apply for Stalking Protection Orders
    to reduce the potential impact on vulnerable victims, there may be
    circumstances where it is appropriate for the victim or other witness to
    attend the application hearing to provide evidence in support of the
    application. Whilst there is no legislation underpinning the process by
    which the Court may grant special measures, it is able to rely on common
    law powers to do so where appropriate (R v X (1989) 91 Cr App Rep 36,

                                       13
[1990] Crim LR 515). When completing the application for an SPO, if the
   Police decide that witness attendance is necessary and special measures
   are required, they should complete the relevant ‘Special Measures’ section
   of the SPO application confirming the witness’s name, the reason special
   measures are sought, and the type of measure sought. The Court will
   consider the request on receipt of the application and prior to listing the
   hearing. The Police can then inform the witness in advance of the hearing
   about whether the request has been successful.

Terms for inclusion in the order

57. Within an application for a Stalking Protection Order, or an interim order,
    police can request both prohibitions and/or requirements within an order
    to protect the victim from the risk of stalking. However, the final decision as
    to which conditions to include within an Order is for the magistrates’ court to
    take.

58. A person who, without reasonable excuse, breaches a Stalking Protection
    Order or an interim Stalking Protection Order commits a criminal offence.

59. The Courts, in line with their responsibilities under the Human Rights Act as
    a public body, will as far as possible have to interpret the Stalking
    Protection Act 2019 in a way that is compatible with the European
    Convention on Human Rights (ECHR), including the Article 2 right to life for
    the victim and the Article 8 right to privacy for the respondent. Any
    interference with the rights to life and privacy of a person would have to be
    justified for one of the reasons set out in Article 2 and Article 8 and be
    proportionate.

60. It is best practice for the police to engage with the victim to obtain their
    views on the most appropriate conditions to request within an application
    for an order. The application must effectively demonstrate the necessity for
    the order, the conditions requested and the risk of harm (which may be
    psychological and/or physical) posed, as well as that the conditions
    suggested are proportionate to the harm posed as per the criteria in section
    1(1) of the Act.

61. An order has effect for a fixed period specified in the order or until a further
    order is made. Where a fixed period is specified in the order, it must be for
    a period of at least two years. Different periods may be specified in relation
    to different prohibitions or requirements in the terms of the order, depending
    on the circumstances.

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62. A prohibition or requirement has effect in all parts of the United Kingdom
    unless expressly limited to a particular locality.

63. The conditions of an order could include prohibiting the respondent from:
       • entering certain locations or defined areas where the victim resides
          or frequently visits;
       • contacting the victim by any means, including via telephone, post,
          email, SMS text message or social media;
       • contacting or interacting with the victim via third parties, for example
          friends or family;
       • making reference to the victim on social media either directly or
          indirectly;
       • making vexatious applications to the civil court (including the Family
          Court) which reference the victim;
       • recording images of the victim;
       • using any device capable of accessing the internet unless it has the
          capacity to retain and display the history of internet use;
       • physically approaching the victim (at all, to within a specified area or
          as outlined on a map); and/or
       • engaging in any form of surveillance of the victim by any means.

64. The conditions of the order could include positive requirements to:
       • attend an assessment of suitability for treatment;
       • attend an appropriate perpetrator intervention programme;
       • attend a mental health assessment;
       • attend a drugs and alcohol programme;
       • surrender devices;
       • provide the police with access to social media accounts, mobile
          phones, computers, tablets and passwords/codes; and/or
       • sign on at a police station.

Each application should be considered on its own circumstances when
deciding the most appropriate conditions and the above lists are not
exhaustive.

65. When drafting an SPO application police are advised to ensure that any
    conditions sought in applications are clear, specific and proportionate to the
    circumstances to assist the court which is considering the application to
    impose the most appropriate conditions.

                                       15
66. The police should not request that electronic monitoring be imposed to
    ensure compliance with the conditions of a Stalking Protection Order, as
    the infrastructure is not in place for that to happen.

67. The CPS will be involved if an order is breached and the breach
    prosecuted. It may therefore also be sensible to seek CPS advice on the
    wording of unusual or complex conditions to ensure that any breaches will
    be capable of being proved to the criminal standard of proof.

68. The police should consider seeking specialist advice regarding the terms
    which they request be included in the order. They may also wish to
    consider investigating the availability of relevant local services and
    programmes. For example, they may wish to consult with the Local
    Authority, their Police and Crime Commissioner, the local Clinical
    Commissioning Group, specialist healthcare practitioners or non-
    Governmental organisations.

69. Police making an SPO application should ensure that any positive
    requirements included within an application, such as perpetrator
    intervention programmes, are appropriate to the respondent’s stalking
    behaviour and the circumstances identified.

70. The police should also interrogate relevant police records to establish
    whether the respondent is already subject to another order or injunction. If
    so, they must ensure that the proposed conditions within the application do
    not contradict the terms of any existing order.

71. The police should ensure as far as is practicable that any prohibitions and
    requirements requested within an application do not conflict with the
    respondent’s religious beliefs or times when they would normally attend
    work or education as prescribed in section 2(3) of the Stalking Protection
    Act 2019. The police should take into consideration whether the respondent
    works with the victim or attends the same religious institution.

72. A Stalking Protection Order and an interim Stalking Protection Order must
    specify—
           • the date on which the order is made;
           • the period for which it has effect. This may be fixed for a Stalking
              Protection Order but must be fixed for an interim order. An
              interim order will expire upon the determination of the main
              application;
           • each prohibition or requirement which applies to the subject;

                                       16
•   whether any prohibition or requirement is expressly limited to a
               particular locality and, if it is, what the locality is;
           •   whether any prohibition or requirement is subject to a fixed time
               period which differs from the period for which the order has effect
               and, if it is, what that period is.

Safeguarding a child or young person under the age of 18

73. Persons under the age of 18 can be protected by a Stalking Protection
    Order.

74. The police have a duty to have regard to the need to safeguard and
    promote the welfare of a child or a young person when exercising their
    functions; in all investigations the principle that the welfare of the child is
    paramount should be observed.

75. See Working Together to Safeguard Children 20183 for statutory guidance
    on safeguarding children.

Applying for an order against a child or young person under the age of 18

76. Persons under the age of 18 can be a respondent to an order.

77. Children and young people aged from 10 years old up to their 18th birthday,
    who are respondents to an order, will be subject to the same procedure as
    adults, but their applications will be dealt with similarly by the youth courts.
    Part 3 of the Children and Young Persons Act 1933 applies to children and
    young persons in such summary proceedings in youth courts and
    magistrates’ courts.

78. Under section 34A of the 1933 Act, the court must in relation to a child
    under 16 (or may otherwise in any other case) require the attendance of a
    parent or guardian (which may include the local authority social services
    department), except in limited circumstances.

79. Every effort should be made in advance of a hearing to ensure a parent or
    guardian attends, so that the court does not need to require their
    attendance.

3

https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/
file/779401/Working_Together_to_Safeguard-Children.pdf

                                            17
80. When applying for a Stalking Protection Order when a young person is the
    respondent, the following principles should apply:

         •   That there is early consultation with and participation of the Youth
             Offending Service (YOS) in the application process where
             relevant. The application should be supported by a record of the
             contact with the YOS, identifying that their views about the order
             have been sought.

         •   That the nature and extent of any support required is based on a
             structured assessment that takes into account the needs of the
             young person and the imminent risk, for example of psychosocial
             damage.

         •   That the welfare of the child or young person is the paramount
             consideration, in line with local safeguarding procedures.

         •   That the requirements of all other orders and sentences that may
             already be in existence are taken into account to ensure that any
             requirements made by these orders do not restrict a young
             person’s ability to complete other current orders or sentences, and
             the combined burden of requirements is taken into account to
             ensure the young person has the capacity to comply.

81. Section 11 of the Children Act 2004 requires the police to ensure they
    promote the welfare of and safeguard children when carrying out their
    duties, and the ‘no order’ principle (that alternatives to an order should be
    considered first) should apply in all cases.

Section 3 – Service of Stalking Protection Orders

82. The designated officer for the court must serve a copy of a Stalking
    Protection Order or interim Stalking Protection Order as soon as reasonably
    practicable after such an order has been made. The order must be served
    by one of the methods set out in Rule 115 of the Magistrates’ Court Rules
    1981 as amended by the Magistrates’ Courts (Amendment) Rules 2019.

83. If a respondent attends the hearing of the application, they should be
    provided with a copy of the order at court, where practicable. Where the

                                        18
respondent is a child or young person, a copy should also be given to their
      parent or guardian if present.

  84. If the respondent does not attend the hearing the order must be served by
      one of the other prescribed methods.

  85. The order should be accompanied with a written notice informing the
      respondent:
      • Of the appeal process
      • Of the notification requirements
      • That a breach of any of the prohibitions or requirements contained in the
         order without reasonable excuse, and/or the failure to comply with the
         notification requirements without reasonable excuse, and/or to
         knowingly provide false name and address details, is a criminal offence.

Section 4 – Managing the subject of an order or interim order

  Registering an order

  86. Once a Stalking Protection Order has been made it will need to be recorded
      on the Police National Computer (PNC) by including the order on the
      Operational Information page of a PNC record. This will include the dates
      the order was issued and the expiry date, individual force owners and
      reference numbers. Any conditions that are imposed as part of the order
      can also be added to the PNC entry. This will enable all users of PNC who
      need to view the associated record to see the information in respect of the
      order being issued and those conditions attached.

  87. Throughout the process of applying for an SPO and during the course of an
      SPO being in place Police should consider whether a respondent also
      meets the criteria for being a Potentially Dangerous Person and therefore
      should be included on the Dangerous Persons Database (ViSOR)4.

  88. There are additional risk factors which should be taken into consideration
      when managing the subject of an order, for example, the respondent’s
      access to legal firearms, competency with firearms/weaponry, mental
      health difficulties, substance misuse etc. Investigators should conduct such

  4https://www.app.college.police.uk/app-content/major-investigation-and-public-
  protection/managing-sexual-offenders-and-violent-offenders/potentially-dangerous-persons/

                                              19
enquiries as are necessary to identify any additional risk factors and should
    include a plan of actions to mitigate the risks.

89. Please refer to the College of Policing’s guidance on information
    management for more information.

Notification requirements

90. A person subject to a Stalking Protection Order/interim Stalking Protection
    Order must notify the police of their name(s) and their home address, within
    a period of 3 days from the date when the order is served.

91. If the name used by or the address of the person changes during the
    duration of the order, they must notify the police within a 3-day period of
    that change.

92. The notification requirements in section 9 of the Stalking Protection Act
    2019 do not apply to a person who is already subject to notification
    requirements under Part 2 of the Sexual Offences Act 2003, although if the
    latter were to cease before the expiry of the Stalking Protection Order,
    section 9 would then apply, with the deadline for notification being 3 days
    after they cease to be subject to the 2003 Act.

93. A person whose home address is in England or Wales gives a notification
    by:
• attending at a police station in their local police area, and
• giving an oral notification to a police officer, or to any person authorised for
    the purpose by the officer in charge of the station.

94. The Stalking Protection Act states that “home address” in relation to a
    person means:

•   the address of the person’s sole or main residence in the UK; or
•   if the person has no such residence, the address or location of a place in
    the UK where the person can regularly be found and, if there is more than
    one such place, such of those places as the person may select.

95. A person who does not have a home address in England or Wales gives a
    notification by—
• attending at a police station in the local police area in which the
    magistrates’ court which last made a Stalking Protection Order or an interim
    Stalking Protection Order in respect of the person is situated, and

                                        20
•   giving an oral notification to a police officer, or to any person authorised for
     the purpose by the officer in charge of the station.

 96. Any notification provided to police must be acknowledged in writing and
     recorded, and in such form as the Secretary of State may direct.

 97. To verify the identity of a person giving the notification the police can
     request to take the person’s fingerprints and/or their photograph. The
     person giving the notification must allow the officer to do so.

 98. The person subject to the order commits a criminal offence if they either fail
     (with no reasonable excuse) to comply with these notification requirements
     or provide information in accordance with those requirements that they
     know to be false. This is an either way offence punishable on summary
     conviction with imprisonment for a term not exceeding 12 months (or 6
     months for offences committed before section 154(1) of the Criminal Justice
     Act 2003 comes into force) or a fine or both, or on conviction on indictment,
     with imprisonment for a term not exceeding 5 years or a fine or both.
     However, the person may not be prosecuted more than once for the same
     failure to notify.

 99. A person commits an offence on the day on which the person first fails
     without reasonable excuse to comply with the notification requirements
     under section 9 of the Stalking Protection Act 2019. An example of a
     reasonable excuse would be if the respondent is in prison, another form of
     custody or hospital. Where the PNC shows that the respondent was in
     custody throughout the notification period and therefore unable to attend a
     police station, the respondent shall not be arrested for breach of the
     notification requirements. When a person who is subject to a Stalking
     Protection Order while in prison is released from prison, the Prison Service
     should notify the police of the anticipated release date so that monitoring of
     the notification requirements for the respondent can be appropriately
     managed.

100. Proceedings for this offence may be commenced in any court having
     jurisdiction in any place where the person charged with the offence resides
     or is found.

                                          21
Breach

101. A person who, without reasonable excuse, breaches a Stalking Protection
     Order or an interim Stalking Protection Order commits a criminal offence.

102. The police should act swiftly when a breach has occurred and need to fully
     investigate the offence, as the victim may not be aware of the full extent of
     the breach and/or the stalking. They should also consider whether any
     further stalking offences have occurred.

103. An arrest should be made at the first opportunity. It is important to be
     proactive, as any delay may (a) lead to a loss of the victim’s confidence in
     the efficacy of the order; and (b) defeat the purpose of the order of
     preventing the stalker from causing further harm to the victim.

104. A delay in arresting respondents who breach Stalking Protection Orders
     may signal to the respondent that they will be permitted by the police to
     continue breaching the order and stalking their victim without action by
     police. This could increase the risk to the victim, particularly as the Stalking
     Protection Order itself may have been perceived by the stalker as a
     challenge to their control over the victim.

105. An application for a Stalking Protection Order may itself therefore also be a
     trigger for escalation by the stalker. It is crucial that the police understand
     these risks and take urgent action in cases where orders are breached. The
     onus should not be on the victim to ask the police to arrest the respondent
     when a Stalking Protection Order is breached; making an urgent arrest
     should be the standard response to breaches of Stalking Protection Orders.

106. A breach of an order will be a criminal offence punishable either way on
     summary conviction with imprisonment for a term not exceeding 12 months
     (or 6 months for offences committed before section 154(1) of the Criminal
     Justice Act 2003 comes into force) or a fine or both, or on indictment, with
     imprisonment for a term not exceeding 5 years or a fine or both.

107. In breach proceedings a copy of the original Stalking Protection Order or
     interim Stalking Protection Order, certified by the designated officer of the
     court at which it was made, is admissible as evidence of its having been
     made. The weight attached to it will be the same as if it were presented
     orally at the breach proceedings.

                                          22
108. A single incident would be a breach of the order. A pattern of behaviour is
      not required to breach a Stalking Protection Order. A breach of the order
      may be used as bad character evidence in subsequent court proceedings
      for the original substantive offence.

 109. A case file should be prepared in a timely manner.

 110. Prosecutions for breaches will be conducted by the CPS. Cases will be
      reviewed in the normal way in accordance with the Code for Crown
      Prosecutors, and sufficient evidence will need to be gathered before breach
      proceedings are commenced.

 111. Cases are triable either summarily in a magistrates’ court or on indictment
      in the Crown Court. Any cases against children and young people will
      normally be heard in the youth court.

 112. The standard of proof for breach of an order will be the criminal standard
      i.e. ‘beyond reasonable doubt’.

 113. The Stalking Protection Act 2019 extends to England and Wales only and
      the criminal offences of breach of an order under section 8, or failure to
      comply with notification requirements under section 11, do not have
      extraterritorial effect. In order for behaviour to constitute an offence in
      England and Wales the offending must contain a substantial connection to
      the jurisdiction. An example might be where a respondent is undertaking
      stalking behaviour in Scotland in breach of an Order where a victim is
      located in England or Wales. If the police require further assistance
      regarding those criminal offences, they may wish to seek internal advice or
      speak to the CPS.

Section 5 – Variation, renewal and discharge of an order or interim
  order
 114. The police or the respondent can apply to a magistrates’ court for an order
      varying, renewing or discharging a Stalking Protection Order or interim
      Stalking Protection Order. The application is made by way of complaint to
      the magistrates’ court.

 115. It is expected that the police will engage with the victim when making an
      application for the order to be varied, renewed or discharged.

                                         23
116. The court must hear from the respondent and any chief officer of police who
       wishes to be heard before making a decision they consider appropriate on
       an application to vary, renew or discharge an order.

  117. The court cannot impose additional prohibitions and requirements on an
       order unless it is necessary to protect a person at risk. Nor can the court
       discharge an order before the end of the 2-year period without the consent
       of the respondent and the chief officer of police who applied for the order
       or, if different, the chief officer of police in the police area in which the
       respondent resides.

  118. Copies of the order dismissing the application, the variation order, the order
       for renewal or the order for discharge should be given or sent by first class
       post to the respondent. If the order requires the respondent to comply with
       the notification requirements, copies should be sent to all persons who
       were given notice of the respondent’s obligation to comply with the
       notification requirements.

Section 6 – Appeals

  119. An appeal against an Order is made in the Crown Court.

  120. A respondent can appeal to the Crown Court against –
             • the making of an interim or substantive Stalking Protection Order;
             • the making of an order to vary, renew or discharge an order,
                following an application by the police; or
             • the refusal of the respondent’s application to vary or discharge an
                order.

  121. The chief officer of police who applied for the Stalking Protection Order,
       interim order or order to vary, renew or discharge can appeal to the Crown
       Court against –
              • the refusal to make an interim or substantive Stalking Protection
                  Order;
              • the refusal of the police’s application to vary, renew or discharge
                  an order; or
              • the making of an order to vary, renew, or discharge an order,
                  following an application made by the respondent.

                                           24
122. At the hearing of an appeal, the Crown Court may make such further orders
       as give effect to its determination of the appeal, including incidental or
       consequential orders.

  123. Any order made by the Crown Court on appeal shall be treated for the
       purpose of any later application for variation or discharge as if it were the
       original magistrates’ court order, unless it is an order directing that the
       application be reheard by the magistrates’ court.

Section 7 – Legal Aid

  124. Legal aid may be available to subjects of a Stalking Protection Order or
       interim Stalking Protection Order for the making, varying, discharging,
       renewing and appealing of the order, as well as in relation to proceedings
       for breach of an order or failure to comply with notification requirements.
       Criminal legal aid providers should submit an application for a
       representation order in the normal way. The application will be subject to
       the standard means testing and ‘Interests of Justice’ test. Where an
       application is refused, the applicant will be given written reasons for the
       refusal and details of the relevant appeal and review processes. Further
       details of the process for applying for legal aid can be found at
       https://www.gov.uk/guidance/apply-for-legal-aid.

                                            25
Annex A – Understanding stalking

   What is stalking?

   1. There is no specific legal definition of stalking. However, the police and
      CPS have adopted the following description5: “a pattern of unwanted,
      fixated and obsessive behaviour which is intrusive. It can include
      harassment that amounts to stalking or stalking that causes fear of
      violence or serious alarm or distress in the victim.”

   2. There is no such thing as a ‘typical’ stalking perpetrator or a ‘typical’
      stalking victim. This crime disproportionately affects women and girls;
      however, it is important to recognise that men and boys may be victims too.
      Stalking affects people of all ages, and victims come from a wide range of
      backgrounds - stalking is not restricted to public figures and celebrities.

   3. Perpetrators will vary in the motivations driving their behaviour, the types of
      behaviour they engage in, and what they hope to achieve from their pursuit
      of the victim. The relationship between the perpetrator and the victim, as
      well as the context in which the stalking behaviour takes place, can also
      vary significantly.

   4. The perpetrator’s behaviours may appear ‘harmless’ and may in
      themselves seem lawful, particularly if considered in isolation rather than as
      part of a pattern of behaviour.

        However, these behaviours may amount to stalking depending on:
          • the context of the behaviour;
          • the motivations driving the behaviour; and
          • the impact on the victim.
   6

   Examples of stalking behaviour

   5. The Protection from Harassment Act 1997 (see Annex B) includes the
      following non-exhaustive list of examples of ‘acts or omissions
      associated with stalking’:
           a. following a person,
           b. contacting, or attempting to contact, a person by any means,

   5 This is based on a description developed by Paladin, the National Stalking Advocacy Service, to
   increase understanding of stalking.

                                                     26
c. publishing any statement or other material—
           i. relating or purporting to relate to a person, or
          ii. purporting to originate from a person,
       d. monitoring the use by a person of the internet, email or any other
           form of electronic communication,
       e. loitering in any place (whether public or private),
       f. interfering with any property in the possession of a person,
       g. watching or spying on a person.

6. Other examples of behaviours which may amount to stalking depending
   on the context of the behaviour, the motivations driving the
   behaviour, and the impact on the victim include but are not limited to:

•   Contacting the victim’s children, partner, other family members, friends, co-
    workers or other third parties.
•   Stalking by proxy (stalking people connected to the ‘primary’ victim).
•   Sending unsolicited gifts or other items to the victim.
•   Hacking the victim’s social media accounts, email, phone or computer.
•   Using multiple social media accounts, email addresses or phone numbers
    to contact the victim, which may include the use of aliases.
•   Information gathering on the victim, such as by contacting third parties,
    searching public records, stealing private documents belonging to the victim
    or viewing them without the victim’s knowledge.
•   Impersonating the victim in order to gather information about them.
•   Bringing vexatious litigation or making vexatious counter-allegations against
    the victim, or otherwise using official processes to perpetuate contact with
    the victim, cause them distress or drain their resources.
•   Cancelling or procuring goods or services to the victim.
•   Joining the same gym, church, medical practice, educational course,
    workplace, sports club or other group as the victim.
•   Criminal damage or breaking in to the victim’s home, garden or vehicle.
•   Creating or exploiting disputes between the victim and their friends, family
    or wider support network, to isolate the victim and make them dependent
    on the perpetrator.
•   Creating social media posts or websites containing malicious or personal
    content relating to the victim, or referencing things which would have
    meaning only to the victim.
•   Threatening violence against the victim, or actually attacking them.

                                       27
•   Monitoring the victim by planting tracking or bugging devices, or by
    installing or activating a programme or application on the victim’s personal
    devices.
•   Publishing or threatening to publish personal information or images relating
    to the victim (so called ‘revenge porn’, or ‘doxing’).
•   Threatening suicide or self-harm, or otherwise manipulating the victim to
    respond to contact.
•   In the case of former intimate partners, carrying out a campaign of
    economic abuse (for example, seeking to control their access to money,
    employment, food or other essential resources).

7. The perpetrator can exhibit a combination of any of the above
   behaviours which the victim may or may not be aware of. These
   behaviours may be carried out online, or using specific technology, or
   may be otherwise ‘digitally-enabled’. There may be a combination of
   online and offline behaviours.

Motivations and behaviours driving stalking

8. Motivation is a defining factor in the identification of stalking, and what
   sets stalking apart from other harmful behaviours and crime types.

9. To understand the level of risk the perpetrator’s motivations have on a
   victim, the police could consider the five stalker types:

        •   Rejected
        •   Intimacy-seeking
        •   Incompetent
        •   Resentful
        •   Predatory7

More detail can be found at these links:
https://www.stalkingriskprofile.com/what-is-stalking/types-of-stalking /
https://safeguardinghub.co.uk/stalking-the-five-motivation-types/. This is not
the only recognised source of information about types of stalking.

10. The motivation(s) driving the perpetrator’s behaviour may change
    over the period of victimisation.

7Mullen PE, Pathé M, Purcell R., “Stalkers and their victims”, Cambridge University Press,
2000.

                                             28
11. Even though the actual behaviours exhibited may vary between
    perpetrators, these behaviours will often share a consistent set of
    characteristics. Consider the stalking acronym FOUR. Are the behaviours
    Fixated, Obsessive, Unwanted and Repeated8?

12. Stalking perpetrators can be particularly adept at exploiting professionals,
    agencies and systems and may use a range of tactics in order to
    perpetuate contact with and control over the victim, including:

    •   Deliberately targeting people who might be vulnerable.
    •   Manipulating a person’s mental health (for example, making them think
        that they are ‘going mad’).
    •   Causing or creating vexation, or using the system against the victim by
        making false or vexatious allegations.
    •   Making counter-allegations against the victim e.g. calling in false reports
        or claiming to be a victim of the stalking behaviour of the actual victim.
    •   Attempting to frustrate or interfere with the police investigation.
    •   Using threats in order to manipulate the victim. For example, by telling
        the victim that they will make a counter-allegation against them; that the
        victim will not be believed by the police or other agencies; that they will
        inform social services; or that they will inform immigration officials where
        the victim does not have permission to be in the UK.

13. Police should examine whether any of the behaviours described above
    have been a feature in previous relationships where the perpetrator is a
    former intimate partner.

14. In light of the overlap between stalking and domestic abuse, police may
    refer to the College of Policing Authorised Professional Practice on
    investigating domestic abuse, which states that “A manipulative perpetrator
    may be trying to draw the police into colluding with their coercive control of
    the victim. Police officers must avoid playing into the primary perpetrator’s
    hands and take account of all available evidence.” Stalking perpetrators
    may also use these tactics to manipulate the courts and other criminal
    justice agencies.

8College of Policing (2019) Stalking and Harassment Guidance -
http://library.college.police.uk/docs/appref/Stalking-or-harassment-guidance.pdf

                                              29
15. For further guidance on assessing credibility and understanding perpetrator
    tactics, see table 1 of the CPS Toolkit for Prosecutors on Violence Against
    Women and Girls Cases Involving a Vulnerable Victim.

Impact of stalking behaviour

16. Being stalked can adversely affect all aspects of the victim’s daily life, as
    well as their physical and mental health. The impacts of stalking can vary in
    each circumstance and can be severe and long lasting. They can continue
    to affect the victim after the period of direct victimisation has ended due to
    the cumulative effect of the ongoing unwanted behaviour.

17. Victims of stalking may experience:

          •   Feelings of helplessness, isolation, anger and distrust
          •   Sleep disturbance/ insomnia
          •   Stress-related symptoms
          •   Symptoms of anxiety
          •   Symptoms of depression
          •   Symptoms of Post-Traumatic Stress Disorder (PTSD)
          •   The exacerbation of existing health conditions
          •   Adverse health impacts as a result of increased use of drugs, alcohol
              or cigarettes to cope with their situation.9

18. Being stalked may force the victim and their family and friends to make
    significant changes to their daily activities, including but not limited to:

          •   Deleting or stopping using social media accounts.
          •   Changing their phone number.
          •   Buying new personal devices.
          •   Carrying a personal attack alarm.
          •   Changing their usual travel times or routes.
          •   Changing their mode of transport or buying a new vehicle.
          •   Changing their working pattern.
          •   Stopping regular activities such as socialising, exercising, walking
              pets or shopping, or doing these at different times or locations.
          •   Not leaving their home, or not leaving their home without being
              accompanied.

9   MacKenzie, McEwan, Pathé, James, Ogloff, & Mullen, 2011.

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