The Use and Promise of Conversational Agents in Digital Health

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The Use and Promise of Conversational Agents in Digital Health
Published online: 2021-09-03

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                                                                                                                                                © 2021               IMIA and Georg Thieme Verlag KG

    The Use and Promise of Conversational
    Agents in Digital Health
    Tilman Dingler1, Dominika Kwasnicka2, Jing Wei1, Enying Gong2, Brian Oldenburg2
    1
       NHMRC CRE in Digital Technology to Transform Chronic Disease Outcomes, School of Computing
       and Information Systems, University of Melbourne, Parkville, Australia
    2
       NHMRC CRE in Digital Technology to Transform Chronic Disease Outcomes, Melbourne School of
       Population and Global Health, University of Melbourne, Melbourne, Australia

                                                                                                                                                tants, such as Google Home and Amazon’s
     Summary                                                               Conclusion: In this article, we describe the state-of-the-art of
                                                                           these and other enabling technologies for speech and conver-         Alexa, have been widely adopted. In 2020,
     Objectives: To describe the use and promise of conversational
                                                                           sation and discuss ongoing research efforts to develop conver-       more than 83 million people in the U.S. use
     agents in digital health—including health promotion and-
                                                                           sational agents that “live” with patients and customize their        such ‘smart’ speakers, a 13.7% increased
     prevention—and how they can be combined with other new
                                                                           service offerings around their needs. These agents can function as   uptake compared to 2019. Conversational
     technologies to provide healthcare at home.
                                                                           ‘digital companions’ who will send reminders about medications       agents interact with their users using a
     Method: A narrative review of recent advances in technologies
                                                                           and appointments, proactively check in to gather self-assess-        text-based interface (i.e., chatbots) or a
     underpinning conversational agents and their use and potential
                                                                           ments, and follow up with patients on their treatment plans.         speech-based one (i.e., voice assistants).
     for healthcare and improving health outcomes.
                                                                           Together with an unobtrusive and continuous collection of other      Commanded by users’ language, they present
     Results: By responding to written and spoken language,
                                                                           health data, conversational agents can provide novel and deeply      a natural user interface and thus, can make
     conversational agents present a versatile, natural user interface
                                                                           personalized access to digital health care, and they will continue   their services and applications accessible to
     and have the potential to make their services and applications
                                                                           to become an increasingly important part of the ecosystem for        a wide range of the population [10].
     more widely accessible. Historically, conversational interfaces for
                                                                           future healthcare delivery.                                              The functionality of conversational
     health applications have focused mainly on mental health, but
                                                                                                                                                agents ranges from triggering notifications
     with an increase in affordable devices and the modernization of
                                                                           Keywords                                                             to responding to simple commands and
     health services, conversational agents are becoming more widely
                                                                           Conversational agents, digital healthcare, telehealth, healthcare    questions [11]. More sophisticated versions
     deployed across the health system. We present our work on con-
                                                                           ecosystem                                                            retain the progression and context of a con-
     text-aware voice assistants capable of proactively engaging users
                                                                                                                                                versation across multiple sessions, which
     and delivering health information and services. The proactive
                                                                           Yearb Med Inform 2021:191-9                                          allows them to provide highly customized
     voice agents we deploy, allow us to conduct experience sampling
                                                                           http://dx.doi.org/10.1055/s-0041-1726510                             interactions. As more and more sensors and
     in people’s homes and to collect information about the contexts
                                                                                                                                                smart devices are being used in consumers’
     in which users are interacting with them.
                                                                                                                                                homes as part of the context of the Internet
                                                                                                                                                of Things, this is creating a new ecosystem
                                                                                                                                                of technology-enabled devices and services
                                                                                                                                                [12]. Conversational agents offer an intuitive
    1 Introduction                                                         the COVID-19 pandemic accelerated the
                                                                           introduction of virtual healthcare delivery
                                                                                                                                                interface in this ecosystem between the user,
                                                                                                                                                the user’s data, and their other home appli-
    In 2020, telehealth experienced an unprec-                             in many countries, it also prompted the                              ances and devices.
    edented uptake around the globe, with the                              rapid development of many other diverse                                  In this article, we discuss the potential of
    COVID-19 pandemic acting as a catalyst [1].                            technology-enabled systems and processes                             these trends being enabled by conversational
    Telehealth effectively reduces face-to-face                            for delivering virtual healthcare to patients                        agents to seamlessly integrate user needs,
    consultations and, with it, the risk of viral                          [6]. For patients with mental health and/or                          data, and health services. Further, by tapping
    exposure [1–3]. At the same time, Telehealth                           chronic conditions requiring ongoing care                            into personal health data that are available
    can maintain the delivery of many important                            and follow-up, COVID-19 has presented                                from wearable devices, such as Fitbit and
    health services and can increase the number                            many challenges [7, 8].                                              Apple Health, these smart agents can also
    of interactions that patients have with their                             One new technology development is the                             trigger tailored conversations about people’s
    health providers; thus, making the services                            widespread uptake of conversational agents                           health states and can also triage support to
    more accessible and more cost-efficient                                in people’s lives, and these now also have                           be delivered by other health services. We
    to the patient and provider [1–5]. While                               many health applications [9]. Voice assis-                           describe how such exchanges of information

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Dingler et al.

about a person’s health and related issues       that involved slightly rephrasing and repeat-     desktop computers and web applications
can become a continuous, seamless “con-          ing what patients had just said. And while        and have been developed for a range of
versation” between patients, their data, and     Weizenbaum ended up being surprised by            different conditions [18]. Voice assistants
their health providers. The delivery of health   users’ tendency to attribute human-like           communicate specifically through spoken
services in this way can be personalized to      feelings to the chatbot, today’s systems and      language and can but do not have to come
a person’s specific needs and preferences.       devices are often seen as companions and          with a visual representation. Amazon
Furthermore, the semi-automated nature           human-like entities with social elements          Alexa, Google Home, Apple’s Siri, and
of the conversation can relieve some of the      and personalities [14]. Personality traits are    Microsoft’s Cortana are the most promi-
pressures from the healthcare system. This       increasingly being added to conversational        nent and widely used voice agents [19],
approach can be scalable, and people can         interfaces to build trust with users [10] by      and they do not have associated visual
access health services 24 hours/7 days a         adapting to users’ personal preferences [15].     representations. In the case of Siri and Cor-
week and from any location. We also present      Subsequently, in 1995, Richard Wallace            tana, they are shipped out with the phone’s
some of our own work on context-aware            created the Artificial Linguistic Internet        operating system. Alexa and Google Home
voice assistants that are capable of proac-      Computer Entity (ALICE), an award-win-            can be controlled through the phone as well
tively engaging users and delivering health      ning chatbot capable of processing natural        but also reside in special hardware devices
information and services.                        language and engaging in conversations            at users’ homes.
   We begin with a brief history of the          with humans using pattern-matching [16].
origins of conversational agents to explain      Nowadays, conversational agents are widely
common shortcomings that lead us to en-          deployed in the form of chatbots supporting
hance commercially available voice agents        customers with bookings, helping with             2.1 Towards Proactive
with proactive features. We then present         banking tasks, and answering frequently           Conversational Agents
common usages of conversational agents in        asked questions.                                  Voice assistants constantly listen for user
healthcare, as evidenced by related work.            Early chatbots followed static scripts        commands and thus currently, play a rela-
From here, we draw a picture of the future       and based on the user response, would             tively passive role. To initiate a conversation,
applications of interconnected health ser-       choose the most fitting continuation of the       Alexa can light up an LED ring to signal a
vices to which conversational agents can         conversation. This pattern reflects current       notification, which then needs to be actively
provide the user interface in the form of        online question-answer assistants where           received and answered by the user. Howev-
ongoing, highly personalized conversations       users ask questions, and the agent triggers a     er, other more proactive features are still
about the user’s health and well-being.          response based on simple pattern matching.        missing. Activation at inconvenient times
                                                 Such chatbots are most widely deployed as         can quickly be perceived as intrusive and
                                                 their implementation does not require spe-        annoying [20]. Proactive agents are currently
                                                 cific programming knowledge and is rather         being researched and developed in two ways:
                                                 based on tools, such as Google’s Dialogflow       as 1) a context-aware proactive voice assis-
2 Conversational Agents:                         [17]. More sophisticated agents store and         tant; and 2) as autonomous agents acting on
Evolution in Personalization                     retrieve user information in databases and
                                                 personalise the conversation around the us-
                                                                                                   behalf of their user.
The idea to converse with computers us-          er’s profile. A profile can consist of personal
ing natural language goes back to Alan           data, such as name and age, of interaction
Turing’s seminal Imitation Game [13]. He         history, i.e., information gathered in previous   2.2 Context-aware Voice Assistants
devised what is today known as the Turing        conversations, and context, such as time of       Google Home and Amazon Echo are
Test, which challenges people to deter-          day, the medium through which the user            currently limited to sending simple no-
mine whether they are talking to another         converses, location, or device proximity.         tifications or setting off alarms. Such
human or, in fact, a machine. A machine          The more user data is available, the more the     interactions merely transfer smartphone‘s
passes the test when the distinction is no       agent can adjust the conversation around the      notifications to speakers and usually, do not
longer clear. In 1966, Joseph Weizenbaum         user’s goals and needs.                           employ a back-and-forth multi-turn-taking
developed ELIZA, a chatbot, which he orig-           Types of conversational agents range          interaction with the user. To enable more
inally created to demonstrate how limited        from dialogue systems (e.g., a common             fluent human-like conversations, however,
the communication between humans and             system used by hospitals to triage incom-         conversations agents need to be able to
machines were at the time. Using simple          ing phone calls regarding severity, urgency,      initiate conversations and engage users in
pattern matching and substitutions, the          and pathology) to previously mentioned            longer turn-taking conversations [21, 22].
chatbot conveyed the mere illusion of un-        online chatbots and voice assistant.              Compared with notifications on smart-
derstanding its users. The chatbot took the      Sometimes, agents come with human-like            phones, which can be silenced or limited
form of a Rogerian psychotherapist named         avatars to signal trust and connectedness.        to vibrations, voice notifications from con-
after Carl Rogers, using his famous method       These embodied agents are often used on           versational agents are more interruptive as

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                                                                                                                     The Use and Promise of Conversational Agents in Digital Health

voice or audio are more difficult to ignore.
Users may only engage in conversations with
the conversational agent if the agent initiates
the conversation at an opportune moment.
Conversational agents, which can conduct
bi-directional conversations, need, therefore,
to become aware of the user’s current context
so that they can detect appropriate times for
initiating conversations.
    In our research, we investigate under
which circumstances smart speakers can
trigger interactions with their users based
on contextual factors [23]. These factors
include device location, time of day, user
proximity, ambient light levels and current
noise levels. Figure 1 shows our current
prototype, which consists of a Google
Home assistant we modified. Two ear-
phones attached to the speaker can deliver
pre-recorded voice commands inaudible to
the user. Those pre-recorded voice com-
mands invoke our custom Google Action
(voice applications). This setup allows
us to run experience sampling surveys,
which provide subjective user assessments         Fig. 1 A proactive Google Home assistant. We attached earphones to the speaker, which deliver inaudible sound bites for activating the device
throughout the day [24]. Our current cus-         and invoking custom applications, such as triggering a health survey or invoking a medication reminder.
tom Google Action implements a 4-item
mini-survey. To gauge the users’ current
context, the speaker asks about people’s
availability, boredom level, mood, and
current activities. Invoking the survey is
done in regular intervals but, with the help
of sensor data, surveys can be triggered by       2.3 Autonomous Agents                                                     3 Application and Evidence
certain events as well, such as the presence
of a person, when the user wakes up in the
                                                  The second type of active agents is a fully
                                                  autonomous system acting on behalf of its
                                                                                                                            of Conversational Agents in
morning or before leaving their home. For         users. In 2018, Google CEO Sundar Pichai                                  Healthcare
patients living with chronic health condi-        introduced a new Google assistant, which
tions, specific types of mini-surveys and         booked an appointment at a hair salon via                                 Conversational agents are being increas-
reminders can be implemented in voice             phone for its user [26]. Using speech syn-                                ingly applied in the healthcare field as a
applications and be deployed on our system        thesis with natural language elements, the                                promising tool to improve delivery and
to collect data about patients’ medical or        system was close to indistinguishable to a                                quality, stimulated in part by the advent of
mental conditions and support medication          human voice over the phone. The system                                    COVID-19. Many observations have been
adherence. As this system is deployed in          called Google Duplex is the first example of                              made regarding the potential of conversa-
people’s home, we can, therefore, study           a conversational agent that is, indeed, a per-                            tional agents in addressing the temporal,
how proactive conversational agents can           sonal assistant to its user [27]. For people                              geographical and organizational barriers
adapt to the needs of patients with different     living with chronic conditions, or indeed,                                [28,29]. Patients and healthcare profes-
chronic conditions in their daily life. The       people experiencing a more acute illness,                                 sionals have also demonstrated a general
system can learn when patients are more           the ability of an agent to book a doctor’s                                acceptance of conversational agents and
available and receptive to voice-based            appointment or call an ambulance could                                    high perceived usefulness, convenience
interactions with conversational agents           be lifesaving. We expect to see more of                                   and engagement in overcoming logistical
under different contexts. Thus, just-in-time      such autonomous systems being commonly                                    and service barriers. However, studies
data collection or interventions [25] can be      used in the future as more health services                                have also raised concerns regarding the
delivered through context-aware conversa-         expand their online offerings and provide                                 quality of information, responsiveness,
tional agents.                                    online bookings.                                                          and potential ethical risks have also been

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raised [28–30]. Errors may occur when the         of building a relationship with the users in     • Treatment assistant, disease manage-
conversational agents misrecognize users’         order to provide personalized education,           ment and consultations: Conversational
input; the users express an intent that the       coaching and monitoring. One recent review         agents could provide consultations to
system cannot handle, or the system pro-          developed a taxonomy for conversational            empower patients to engage more fully
vides incomplete or inaccurate information        agents in health. It classified the health         before and during the clinical appoint-
to users. Many of these errors are quite          purpose of conversational agents into six          ment. The conversational agents were de-
common for non-health domains, but they           groups: training, education, assistance,           veloped by mimicking human interaction
may bring significant harm to patients if         prevention, diagnosis, and elderly assistance      between healthcare providers and patients
the conversations are about medicine use          [34]. Car and colleagues also described a          using natural language processing and
or emergencies. A multi-layered escalation        shifting trend in health goals of conversa-        machine learning. By exchanging infor-
from a conversational agent to connecting to      tional agents from monitoring and tracking,        mation and providing live responses, con-
a health professional is, therefore, required.    to connecting patients to health care services     versational agents may collect patients’
In addition to the program errors, conver-        and supporting users in achieving long-term        information before their appointment to
sational agents may also introduce biases         behaviour change goals and chronic disease         provide tailored counselling and improve
and ethical challenges if the sampling of         management [32].                                   the quality of visits [42]. Conversational
the data sets used to train the algorithms        • Screening, diagnosis and triage:                 agents are increasingly applied in the field
were biased to particular racial or ethnic            Several conversational agents, mainly          of mental health. Provoost and colleagues
groups or the prediction models are not               health chatbots, have been developed for       reviewed studies that used embodied con-
disproportionately accurate for certain               screening patients with cancers, mental        versational agents in clinical psychology
subgroups of consumers.                               health disorders and risk of chronic           and found that conversational agents were
    Several recent review articles have de-           diseases [35–38]. Some chatbots were           used for social skills training, cognitive
scribed the scope of conversational agents in         developed following the finite-state           behaviour therapy, and counselling for
healthcare. Laranjo and colleagues identified         dialogue management system. The                depression and anxiety, though more than
17 conversational agents with unconstrained           agents controlled the conversation flow        half of identified studies were focused on
natural language input capabilities in health-        and contained structured questions             autism treatment [43].
care. They found that conversational agents           and scripts with symptom checklists          • Assisting self-management and be-
in healthcare are still in the early stage com-       or scales to assess the risk of diseases.      haviour change: Pereira and colleagues
pared to other fields [31]. Carr et al. updated       During the COVID-19 pandemic, an               reviewed studies that used health chatbots
the review and yielded 47 studies covering all        increasing number of health chatbots           for behaviour change [44,45]. They em-
types of conversational agents in healthcare,         were released based on mobile commu-           phasized the role of chatbots in monitor-
indicating a rising trend of studies in this          nication apps such as WhatsApp, LINE,          ing bio-signals, coaching and advising
field since 2016 [32]. This recent scoping            WeChat to assist self-triage and personal      users by improving their self-efficacy and
review also found that about half of the iden-        risk assessment [39]. Besides, empow-          cognition, providing encouragement and
tified agents were delivered via smartphone           ered by AI, the screening and triage           reinforcement through mood analysis and
apps or smartphone-embedded software as               system could fulfil more complex re-           influencing patients’ behaviour through
the major delivery channels, followed by              quirements to achieve automated triage.        distraction and encouragement. These
web-based chatbots. Conversational agents             For example, the Babylon AI-powered            approaches and behaviour change tech-
are also increasingly designed to increase the        Triage and Diagnostic system allows            niques were applied to promote patients’
program’s engagement and personalization,             people to be automatically triaged as          self-management in chronic conditions,
either as an authority and knowledgeable              their first contact point with the health-     mental and neurological disorders and
identity as a virtual health professional or          care system before linking with GPs or         addictions
coach or as an informal human-like friend             specialists. The Babylon chatbots offer      • Training and education: The purpose of
and peer [32, 33].                                    AI-empowered triage based on users’            training and education is achieved mainly
    Other reviews have undertaken a con-              self-reported symptoms, personal med-          by providing information to users via con-
tent analysis of conversational agents in             ical history and a medical knowledge           versations and coaching users to acquire
healthcare. Conversational agents have                database reviewed by clinical experts.         skills. An increasing number of studies
been developed to support patients and                The chatbots triage users and provide          have applied virtual coaches or virtual
healthcare professionals in specific tasks;           them with an action plan to link fur-          nurses via an Avatar, embodied conver-
thus, a large proportion of conversational            ther appointment-making with GPs or            sational agents to provide personalised
agents in healthcare have been considered as          specialists [40]. Studies have shown its       coaching for people with chronic diseases
goal-oriented agents [32]. The health goals           general safety and accuracy compared           and healthy elderly [46]. In addition,
of conversational agents can be as short as           with human doctors, which indicated a          virtual patients have also been developed
answering immediate health-related queries            great potential in saving health work-         to simulate real clinical scenarios to train
or they can be much more long-term as part            force and resources [41].                      medical students in performing physical

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                                                                                                     The Use and Promise of Conversational Agents in Digital Health

   exams and clinical judgment to build               In another project, we designed and                     As little real human intervention is
   medical students’ capacity before they         implemented agents that are part of a smart             needed for triaging health services, booking
   perform clinical practice [46].                home environment of people living with                  appointments, sending medication remind-
                                                  chronic heart failure [51]. Up to two-thirds of         ers, or following up on the development of
Despite the increasing use of conversational      heart failure hospitalizations are preventable          symptoms, conversational agents are highly
agents in healthcare, the evidence on the         as indicated by hospital data [52]. Supporting          scalable as their ability to converse with an
efficacy and effectiveness of conversational      self-management of this condition is the fo-            entire patient population is virtually unlim-
agents in improving health and well-being is      cus of the strand of conversational agents we           ited. Communication can happen asynchro-
still mostly lacking and piecemeal. Milne-        are currently developing. They help patients            nously, meaning patients can request health
Ives and colleagues conducted a review on         monitor their symptoms, adhere to medica-               service information and support at any time
the general effectiveness of AI-empowered         tion plans, stick to diet and exercise regimens         with a conversational agent, without the
conversational agents in healthcare through       and manage symptoms by recognizing                      need to wait for a dedicated connection or
synthesizing findings from experiments and        symptom changes and initiating measures,                appointment with a health provider unless
trials. They found that only three-quarters out   such as behaviour change or reaching out to             there is a need to do so. Agents’ support,
of 31 identified studies reported positive or     attain appropriate assistance.                          therefore, is immediate as they issue prompt
mixed evidence of effectiveness in clinical or        Over the last five years, chatbots have en-         responses. Triaging services is objective,
behavioural outcomes, and only five studies       tered mainstream messaging services, such as            and assessments are generally unbiased
evaluated the cost-effectiveness of the pro-      Facebook Messenger and WhatsApp. These                  during the interaction. However, biases can
gram. Studies with robust design and com-         bots autonomously chat with their users inside          be introduced in other ways, for example,
prehensive evaluation are desperately needed      the messaging app itself without the need to            during the training of the language model or
to provide evidence before scaling up the         install another application. They “live” right          of the recommendation algorithms. Special
innovations into the real-world setting (47).     next to private conversations users have with           care needs to be applied to make sure that
                                                  friends and family providing easy access and            training data is as unbiased as possible, an
                                                  lowering the threshold to interact. As most             active field for research around the ethics of
                                                  users interact with messaging apps several              artificial intelligence.
3.1 Continuous Access to Health                   times a day [53], chatbot conversations are of              While the goal of personalization is to
Services                                          high visibility. For older phone versions that          create a more personal and customized re-
In our current work at the NHMRC Centre           do not support a modern app marketplace,                lationship between patient and health care
for Research Excellence in Digital Technolo-      conversational agents can communicate                   services, conversational agents can also
gy to Transform Chronic Disease Outcomes,         through conventional SMS as well. Depend-               offer the safety of anonymity [11]. Users will
we are researching and developing proactive       ing on the available infrastructure, agents are,        sometimes feel more comfortable interacting
conversational agents with the goal to make       therefore, available in rural regions providing         with an “anonymous” conversation agent
healthcare services more personalized and         access to health service to people across the           compared to a healthcare professional [54].
easier to navigate. For instance, our recent      geographical and economic spectrum.                     Stigma and barriers to healthcare advice
trial tested and showed that conversational           Easy access to and the ability to keep              access can be significantly reduced, and
agent ‘Laura’ could support people liv-           track of patients’ conversations and data               that can then allow exploration of several
ing with type II diabetes [48]. The agent         allows these agents to personalize the                  challenging healthcare topics [55]. This is
provides brief interactions to support the        information and information delivery to                 particularly relevant for patients seeking
person with diabetes in goal setting, action      an unprecedented degree. If the agent has               mental health support and explains why the
planning and then, following up and asking        access to the patient’s clinical and health             uptake has been so impressive in this regard.
relevant questions about progress with the        services history and, once authorized, the                  As evident by the examples given, con-
self-management of diabetes. Conversational       system does not need to repeatedly request              versational agents can also handle a range
agents, such as ‘Laura’ can have multiple         patients’ credentials as is the case with               of highly sensitive data. Hence, they need
uses in supporting people who are living          current consultations over the phone. This              to be designed in a way that supports and
with chronic conditions. They can even            can save considerable time and conveys                  guarantees patients’ privacy and data securi-
provide emotional and social support, use         the idea to the patient of having a personal            ty. We recommend following tried and tested
effective behaviour change techniques to          health coach literally “in their pocket”.               protection strategies as they are employed in
improve current health behaviours, such as        Often anthropomorphic elements, such as                 other web and mobile technologies, includ-
physical activity, healthy eating, medication     a human-like avatar or natural language                 ing the use of login credentials, two-factor
adherence [49]. In addition to supporting         use, make interactions more humane and                  authentication (i.e., patients need to verify
individuals, conversational agents may also       personal. By incorporating personality into             their identity through two separate channels),
save the healthcare system costs by reducing      conversational agents and emotional aspects             biometric authentication (e.g., fingerprint,
unnecessary hospital attendance and emer-         into dialogues, the agents are also capable             facial recognition), and data encryption
gency department visits [50].                     of building trust and rapport with patients.            techniques. While the exchange of some

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patient data is indispensable to integrate       interface to actively inform patients of          frameworks, such as RASA [56], which
data sources and communicate patient states      useful health data collected from wearable        build a starting point to create custom agents.
to health care professionals, other data can     and IoT devices such as steps, calories           This variant provides a higher degree of
be collected, processed, and stored on the       burned, and heart rate or provide them with       customization and flexibility but requires a
patients’ local devices.                         necessary and evidence-based advice and           certain expertise and development resources.
   Such privacy-by-design architecture           interventions based on in-situ or long-term       And while the market and its technologies
can enable appropriate compromises being         monitoring of patients’ health states.            are still relatively young, there is much in-
made between data integration, privacy, and         To create such an ecosystem to fully sup-      novation, product development, and research
ownership. Another compromise is usually         port and enable patients to manage complex        around bringing smart conversational agents
struck at the interface level, where usability   chronic conditions at home will benefit from      to people with the goal to support health and
and security requirements collide. A secure      an interconnected environment, a network of       well-being.
system is safe from password guessing or         smart devices. The Internet of Things (IoT)           As speech recognition becomes more
impersonation attempts. Usable security          describes the vision of such a network of         sophisticated and human-like, commercial
research looks at how to make systems both       connected devices that includes sensors,          voice assistants increasingly enter people’s
safe and user-friendly. To make conversation-    software, services, and output modalities.        homes, and the ecosystem of tools to build
al agents accessible to a broad population,      Access to sensor and device information           conversational agents grows, we anticipate a
they need to be easy to set up yet safe to       in patients’ homes will allow the connected       steep proliferation of health applications and
use. Home assistants can employ voice            agent to make inferences about the user state     services in the next years, opening the way
recognition technology to authenticate users     and context, including the person’s health        for more digital innovations in healthcare.
based on their voice and speech patterns, for    condition and circumstances. Third-party          In the last Section, we will outline some
example, even in a household with several        data streams from devices, such as Fitbit         scenarios in which conversational agents
people. We, thereby, need to consider the        or the Apple Watch, can also be accessed          could become the primary interface between
delicate interplay between household resi-       and integrated to provide a more holistic         patients and health services.
dents, conversational agents, and the home       picture. The agent provides the interface
and wearable devices.                            for continuous engagement: an ongoing
                                                 conversation between the user, user data,
                                                 and health services.                              3.4 Triaging Health Issues
                                                                                                   There is already a range of dedicated health
3.2 The Interconnected Interface                                                                   apps, such as MyDiabetesCoach [57] or the
Effective patient monitoring includes                                                              Woebot [58] which is a digital mental health
continuous, unobtrusive data collection
                                                 3.3 Enabling Technologies for                     therapist that provides self-management
with explicit check-ins. Creating a technol-     Healthcare in the Home                            support. Yet, we see the biggest potential of
ogy-enabled healthcare ecosystem can be          Software disciplines, such as natural lan-        conversational agents in their ability to help
understood as a multilateral conversation        guage processing (NLP), have made signif-         patients effectively navigate health services,
between users, their data, and healthcare        icant leaps in recent decades. Throughout         connect to health resources, and engage
services. To ensure continuous information       most of the late 20th century, NLP software       in ongoing conversations about health
exchange, conversational agents need to          was mainly rule-based when in the 1990’s,         and well-being. The aim of conversational
be able to initiate and actively undertake       machine-learning techniques were used             agents is, therefore, not to replace health
such conversations. Chatbots can trigger         to statistically process natural language.        professionals but rather, to help patients to
conversations using notifications and            With advances in machine learning and the         more effectively navigate the health system
sending reminders in chat based on time          eventual switch to neural networks, NLP           and to empower them to better manage
intervals. Event-triggered reminders, on         started becoming on par with transcriptions       their own health. This should save time and
the other hand, can be based on contextual       by humans. These advances paved the way           money on both sides: patients and health
information, such as the number of steps         for commercial voice assistants, such as          professionals. Additionally, conversational
taken. Current smart speakers, such as           Amazon Alexa (introduced in 2012) and             agents may support healthcare professionals
Google Home or Amazon’s Alexa, usually           Google Nest (released in 2014).                   in healthcare provision, e.g., by providing
behave in a passive way; however, they              Conversational agents with their natural       patients with relevant reminders, booking
respond to activation commands (e.g.,            user interface have the potential to become       their clinical appointments, allowing them to
“Hey Google”) explicitly initiated by the        the primary user interface for text- and voice-   contact healthcare professional via telehealth
user. Users, therefore, need to actively         based interactions with apps and services.        consultations, supporting efficient informa-
invoke current smart speakers to request         New tools and development frameworks              tion exchange with hospital information
data (e.g., steps) or to report events (e.g.,    make it possible to create agents without         system (such as HIS, PACS and CIS), and
have taken medications). Proactive smart         much domain expertise in machine learn-           providing regular checking and monitoring
speakers, in contrast, can provide a voice       ing. Further, there is a range of open-source     at large scale.

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                                                                                                                                                 The Use and Promise of Conversational Agents in Digital Health

    For example, let us consider the example                                ‘live’ in people’s messaging services, such                                 the collection of frequent data points and
of symptom tracking of active COVID-19                                      as WhatsApp, Facebook Messenger, or Ap-                                     retain the connectedness between health
cases, which requires monitoring by having                                  ple’s iMessage. They are easily subscribed                                  institutions and patients. Figure 2 shows how
medical professionals regularly checking                                    to by sending a simple welcome message                                      our conversational agent ‘lives’ on patients’
in for symptoms development. The sheer                                      and remind their users to frequently answer                                 devices and acts as starting point for checking
number of active cases may already be over-                                 questions about their possible symptoms and                                 their health state or requesting health services.
whelming for a regional hospital but moni-                                  report if any new symptoms develop over                                     The agent provides highly customized recom-
toring active cases only may not be sufficient.                             time. Figure 2 depicts the information flow                                 mendations, stores and integrates the patient’s
For effective COVID tracing, the broader                                    between patients and health care services                                   various data points from other sources, such
circle of people who have been in contact                                   with the conversational agents triaging most                                as wearable technologies, and proactively
with active cases need to be monitored as                                   of the traffic. In case symptoms continue                                   checks on patients’ symptoms and health. It
well. Therefore, the number of people who                                   to deteriorate over time, the chatbot either                                shares data where necessary with the patient’s
require regular check-ins increases expo-                                   recommends contacting local healthcare                                      GP and autonomously books appointments
nentially as the circle of contacts increases                               services or proactively forwards the user’s                                 when needed. Once the patient explicitly
and this makes manual tracking by medical                                   contact to be reached out to. Dialogue sys-                                 grants the GP data access, the patient’s state
professionals (or other service providers)                                  tems have long been in use, triaging patients’                              can be inspected at any point in time using a
almost impossible.                                                          calling hospitals, but the sheer number of                                  data dashboard. In the case of deteriorating
    Automated systems can send out surveys                                  triage services makes the system slow and                                   or ambiguous health conditions, the GP can
and reminders to ask people to report symp-                                 often causes patient frustration [59].                                      take over the conversation and initiate a
toms, but other than email, solid technology                                    In our work, we design and develop                                      personal chat or phone call. Health will be a
infrastructure is missing to coordinate these,                              conversational agents that support health                                   continuous conversation between patients,
store the data, and follow-up with missed                                   care services, scale their accessibility, and                               caretakers, and their data, facilitated by
reports. Chatbots can help here as they can                                 install a rigorous check-in regime to ensure                                conversational agents.

                                                                               general information
       Conversational
       Agent
                                                                               active check-ins

                                                                               report symptoms

                                                                                                                                                                                  General Public
                                         user data
                                                                              manual check-ins &
                                                                              consultations

                                                                                                        register condition

                                                 Case Dashboard

Fig. 2 Conversational agents effectively triage patient requests while customizing their support around the patient’s personal information and interaction history.

                                                                                                                                                                      IMIA Yearbook of Medical Informatics 2021
198
Dingler et al.

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                                                                                                                                         IMIA Yearbook of Medical Informatics 2021
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