Choice t My - People's Experiences of Self-directed Support and Social Care in Scottish Borders

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Choice t My - People's Experiences of Self-directed Support and Social Care in Scottish Borders
My o r t
                s u p py
                    m
               choice

My Support My Choice:

People’s Experiences of
Self-directed Support
and Social Care in
Scottish Borders
August 2021
Choice t My - People's Experiences of Self-directed Support and Social Care in Scottish Borders
Table of Contents
Acknowledgements and Dedication...............................................................................4
About this Report............................................................................................................4
COVID-19.........................................................................................................................4
Executive Summary.......................................................................................................5
Recommendations.........................................................................................................8
National and Local Context for SDS/ Social Care..........................................................12
Research Participants...................................................................................................14
Overall Experiences of SDS/ Social Care.......................................................................20
Information About SDS.................................................................................................21
Informed Choice and Control.......................................................................................29
Communication and Relationships with Social Work...................................................37
Care Staff Recruitment, Training and Quality...............................................................43
Independent Advocacy and Support............................................................................45
Response from Scottish Borders Council...................................................................47
Endnotes.......................................................................................................................49
Glossary.........................................................................................................................53
About the Project Partners...........................................................................................56

My Support My Choice: Scottish Borders - August 2021                                                                             2
List of Charts
Chart 1: Respondents’ gender......................................................................................14
Chart 2: Respondents’ age............................................................................................15
Chart 3: Client Group/Disability/Long Term Condition (Survey)..................................16
Chart 4: Survey respondents’ religion..........................................................................17
Chart 5: Survey respondents’ sexual orientation.........................................................17
Chart 6: Survey respondents’ housing arrangements.................................................18
Chart 7: Survey respondents’ annual household income............................................19
Chart 8: “SDS has improved my social care experience” (Survey)...............................20
Chart 9: How did survey respondents first hear about SDS?.......................................22
Chart 10: Information received before discussing support (Survey)...........................24
Chart 11: “I felt prepared for my needs assessment” (Survey)...................................24
Chart 12: Discussing SDS options with professionals (Survey)....................................25
Chart 13: “The person I met explained things clearly to me” (Survey).......................26
Chart 14: “All my questions were answered” (Survey)................................................26
Chart 15: “Have you been told the amount of money you can spend on your
support?” (Survey)........................................................................................................28
Chart 16: Enough time to choose SDS option (Survey)................................................29
Chart 17: “Waiting times, or waiting for responses, makes SDS more difficult for me”
(Survey).........................................................................................................................30
Chart 18: “I am fully involved in all decisions about my care and support” (Survey).31
Chart 19: “I had a say in how my help, care or support was arranged” (Survey)........32
Chart 20: Who chose support arrangements? (Survey)..............................................32
Chart 21: Did you choose who manages your personal budget? (Survey)..................33
Chart 22: “Enough budget to meet my outcomes makes SDS easier for me”
(Survey).........................................................................................................................34
Chart 23: “Lack of flexibility in how I can use my personal budget makes SDS more
difficult” (Survey)..........................................................................................................36
Chart 24: “How happy are you with the conversations you have had about your
support with professionals?” (Survey).........................................................................38
Chart 25: “Lack of a regular personal assistant (PA) makes SDS difficult for me”
(Survey).........................................................................................................................43
Chart 26: “Access to independent advocacy makes SDS easier for me” (Survey).......45
Chart 27: “Access to independent information and support makes SDS easier for
me” (Survey).................................................................................................................46

My Support My Choice: Scottish Borders - August 2021                                                                             3
Acknowledgements                          COVID-19
and Dedication                            Data collection ran from 1 November
                                          2018 to 14 February 2020. As
This report is published with             such, all responses reflect people’s
thanks to the people who shared           experiences of SDS/ social care
their experiences and facilitated         before the appearance of COVID-19
the research in Scottish Borders.         in Scotland and people’s experiences
It is dedicated to members of the         during the pandemic are not
research team and those who shared        covered by the MSMC project.
their experiences as participants
who have since passed away.               Nevertheless, this research represents
                                          the most recent and comprehensive
                                          reflection of people’s experiences
About this Report                         of SDS/ social care in Scotland
                                          prior to COVID-19. As such, MSMC
This report uses data[1] from “My
                                          provides vital evidence, analysis of
Support, My Choice: User Experiences
                                          good practice and recommendations
of Self-directed Support and Social
                                          for improvement in the review
Care in Scotland” (MSMC), a research
                                          and reform of SDS/ social care
project run by the Health and Social
                                          in the aftermath of COVID-19,
Care Alliance Scotland (the ALLIANCE)
                                          based on people’s experiences.
and Self Directed Support Scotland
(SDSS), funded by the Scottish
Government. Focused on people’s
experiences in Scottish Borders,
the report starts by broadly setting
out the national and local context
for Self-directed Support (SDS) and
social care, followed by information
about the participants.[2] Subsequent
chapters explore people’s experiences
of SDS/ social care across Scottish
Borders. Key findings are highlighted
throughout, with a separate chapter
on recommendations. The report
concludes with a response to the
research from Scottish Borders Council
and Health and Social Care Partnership.
The document is part of a suite of
MSMC reports that also contains a
national report, other local authority
area reports, and thematic reports,
which are published separately.[3]

My Support My Choice: Scottish Borders - August 2021                             4
Executive Summary
This report uses data from “My               build on existing good practice,
Support, My Choice: User Experiences         and increase the effectiveness and
of Self-directed Support and Social Care     reach of positive SDS/ social care
in Scotland” (MSMC), a mixed-methods         experiences. The views expressed by
research project run by the Health           research participants and analysis of
and Social Care Alliance Scotland            the findings have led to a number of
and Self Directed Support Scotland,          recommendations, many of which echo
funded by the Scottish Government.           other independent reviews of SDS.[4]
The aim of this research is to gain
a better understanding of people’s           Poverty and SDS
experiences in Scottish Borders, filling a   An estimated 24% of Scottish
data gap and complementing the work          households with a disabled person live
of other independent evaluations. By         in relative poverty after housing costs.
highlighting evidence of good practice       MSMC found that 57% of research
and where improvements can be                respondents in Scottish Borders who
made, we can assist strategic planning       provided income data lived below the
and delivery of future SDS/ social care.     poverty threshold. National and local
Between November 2018 and February           public bodies should take action to
2020, MSMC heard from 71 people in           ensure that reductions in SDS budgets
Scottish Borders who received SDS (or        and tightened eligibility criteria do
had been assessed in the previous 12         not negatively impact people on low
months) via a survey and interviews.         incomes who access or are trying to
Research took place prior to the             access social care, given that they
appearance COVID-19 in Scotland.             can lead to people having to manage
Overall, MSMC heard from 637                 without support, deteriorating
people across Scotland via a survey,         physical and mental health, and
interviews and focus groups. As the          demands on family and friends to
largest direct national consultation of      assume roles as unpaid carers.
its kind to date, the national report
provides vital evidence, analysis and        Data Gathering and Analysis
recommendations for improvement              There are concerning gaps in national
to SDS/ social care in the aftermath         and regional SDS data gathering
of the pandemic, based on people’s           and analysis. Disaggregated data
experiences. This report provides            and intersectional analysis by
analysis of the results from Scottish        local and national public bodies
Borders within that larger context.          is essential to develop policy and
Research participants in Scottish            practice that prioritises equal
Borders acknowledged SDS as                  access to social care for everyone,
important to achieving a higher quality      following human rights principles
of life and independent living, and          of equality, non-discrimination,
reported positive experiences across         participation and inclusion.
several aspects. However, there
are some key improvements that
would respond to people’s concerns,

My Support My Choice: Scottish Borders - August 2021                                 5
Overall Experiences of SDS                quality information about SDS/
Most participants in Scottish Borders     social care, in a range of accessible
reported that SDS had improved            and tailored formats at different
their social care experience and          points in their journey through the
shared a range of positive and            system. In general, work is needed to
negative feedback when asked to           ensure everyone is informed about
summarise their experiences.              all four SDS options, and supported
                                          to consider the advantages and
                                          disadvantages of each SDS option
Information About SDS                     before making decisions – rather
Participants in Scottish Borders          than being given information about a
found out about SDS from a range          more limited list of options. Measures
of sources, and most reported             should also be taken to ensure that
positive experiences. Most people         people are given full and accessible
highlighted the value of face-to-face     information about their budgets and
communication with social work, and       other relevant financial information.
recommended that those wanting to
know more about SDS should get in         Informed Choice and Control
touch with social work, independent
advocacy and independent advice           Overall, most participants in Scottish
services as soon as possible.             Borders felt they had enough
                                          time to choose their SDS option.
Many participants indicated               People reported variable wait times
they required more high-quality           for assessments and those who
information at an earlier stage (before   waited the longest also generally
needs assessments) to support             reported the highest levels of stress
their decision making about how           and difficulty in accessing SDS.
support would be arranged. Many
people had not been told about all        A large majority of respondents in
four options when they started the        Scottish Borders indicated that they are
process of accessing SDS. Some had        on their preferred SDS option and felt
not been provided with accessible         involved in decisions and arrangements
information or documentation, even        about their care and support. While
after requesting it from social work.     this is very encouraging, the finding
                                          that more than a third had their SDS
This pattern of variable information      option chosen for them by a health
about the four options continued          or social work professional – rather
into people’s needs assessments. A        than choosing themselves – is more
minority of people reported that they     problematic. Professionals play an
had “all four options” discussed with     important role in supporting access
them during their assessments.            to appropriate services; however,
                                          this should not extend to making
Half of the respondents in Scottish       decisions on people’s behalf while
Borders indicated that they had           the principles of choice and control
received information about how            are clearly embedded in SDS policy.
much money they could spend on
their care and support. However, the      Similarly, while it is positive that most
remaining half had either not received    respondents in Scottish Borders were
that information or were unsure.          offered the choice of who would
                                          manage their personal budget, it is
Recommendations include ensuring          concerning that just under a fifth
people have good access to high           of people reported being offered

My Support My Choice: Scottish Borders - August 2021                                  6
no choice, and a further fifth were         in their SDS budgets (particularly
unsure; this also demonstrates that,        when it came to having choice of care
amongst other things, they were not         providers). Some would also welcome
fully offered all four SDS options.         assistance from social workers and
                                            third sector organisations in navigating
Most people indicated that having           the bureaucratic processes to obtain
sufficient budget to meet their             mobility vehicles and travel passes.
outcomes made SDS easier for them
– and highlighted the importance of         Recommendations include providing
providing support for social activities     social work professionals with training
as well as personal care to ensure a        in supported decision making, and
good quality of life. People who used       targeted efforts to ensure that all
SDS budgets to access short breaks          people enjoy equal decision making
described them as benefiting both           about their SDS option and support.
individuals and their families – an
important chance for people to relax.       Communication and Relationships
Budgets and waiting times were              with Social Work
prevailing themes when respondents          Participants in Scottish Borders
discussed ongoing concerns with their       highlighted that good, consistent,
needs assessments. Reductions to            trusting relationships with
budgets and support has significant         social workers and clear lines of
negative impacts on people’s mental         communication are all essential for
and physical health. Any proposed           positive and effective experiences
reductions in SDS budgets or support        of SDS. A substantial majority of
should be communicated clearly              participants reported positive and
and discussed with people well              favourable experiences of assessments
in advance of any changes being             and reviews with professionals,
introduced. Health and social care          providing a range of good practice
staff should consider the possibility       examples. However, some people
of isolation or mental health crisis        outlined concerns about not
when changing packages and                  receiving full answers to questions
eligibility criteria and be able to         raised during assessments and a
arrange reassessments and signpost          small number of participants shared
support services where needed.              troubling stories of being treated
Several people in Scottish Borders          with disrespect by professionals.
highlighted the positive impact             Several people raised the need for
of flexible support and SDS. This           greater transparency about how care
flexibility could be in how people are      decisions are made and by whom,
empowered and supported to use their        alongside inclusive communication
SDS, but also related to people’s ability   and easy access to information. Some
to have ongoing conversations with          people reported difficulty obtaining
social work professionals and adjust        paperwork and documentation
systems accordingly on a regular basis.     concerning their care arrangements,
Participants – particularly those           even after repeated requests
living in more rural areas of Scottish      to social work departments.
Borders and those who are blind             Recommendations include ensuring
or partially sighted – indicated that       that social workers have the time
they need more acknowledgement              and skills to build relationships and
and accommodation of travel costs           trust with the people accessing SDS

My Support My Choice: Scottish Borders - August 2021                                  7
and unpaid carers that they are            with staff recruitment and training.
working with, building on existing         Scottish Borders Council should work
good practice in Scottish Borders.         with people who access SDS and
People should be informed promptly         unpaid carers to improve systems
if their social worker changes and         and processes related to care staff
have a right to request a new social       recruitment, training and quality.
worker if trust breaks down. More
work is needed to improve the              Independent Advocacy and Support
transparency of process – including
around how decisions are made              Respondents in Scottish Borders value
about budgets and accessing SDS.           and benefit from the provision of
                                           independent advocacy, independent
                                           advice and support services, which
Care Staff Recruitment,                    need sustainable resourcing to
Training and Quality                       continue their important role.
People generally reported good             Focused efforts are required to
experiences of support worker              ensure all people are aware of, and
recruitment, training and quality.         can access, independent advocacy
Several respondents indicated              and support services. Local peer
difficulties finding and retaining         networks should also be encouraged
personal assistants (PAs) and care         and supported. Encompass and the
workers that were suitable for their       SDS Borders Forum were mentioned
requirements, and some people              several times as helpful in supporting
would welcome more assistance              people to navigate and access SDS.

Recommendations
People in Scottish Borders generally       Poverty and SDS
reported that SDS had improved
their social care experience and           1.   Action is required by national
have shared examples of good               and local public bodies to ensure
practice from across the region,           that SDS budget cuts and tightened
particularly about good conversations      eligibility criteria do not negatively
and relationships with social work         affect the physical and mental health
professionals, and involvement in care     of people on low incomes who access
decisions. However, as this research       or are applying for SDS/ social care.
highlights, there are key areas where
improvements could be made to              Data Gathering and Analysis
respond to people’s concerns, build on
existing good practice, and increase the   2.   There is a pressing need for local
effectiveness and reach of positive SDS    and national public bodies to improve
experiences. The recommendations           systematic and robust disaggregated
in the MSMC national and thematic          data gathering and intersectional
reports would also usefully inform         analysis about people who access
practice in Scottish Borders.[5]           and apply for SDS/ social care.

My Support My Choice: Scottish Borders - August 2021                                8
Information About SDS                      than being given information about
3.    People (service users and            a more limited list of options, and
unpaid carers) need good access            supported to consider the advantages
to publicly available, high quality        and disadvantages of each SDS
information about SDS/ social care,        option before making decisions.
in a range of accessible and tailored      10.   Professionals should proactively
formats (e.g. hard copy and digital;       check back in with people after
face-to-face; large print; Braille; Easy   assessments to ensure any outstanding
Read; BSL). Information is required at     concerns are addressed and resolved,
different points in a person’s journey     and their care is working well.
through the social care system,
e.g. finding out/ first enquiry about      11.    People should be offered a
SDS, pre-needs assessment, during          variety of ways to contact social
needs assessment, after needs              work, as best fits their access
assessment, once support is in place.      needs and preferences. Social work
                                           departments should consider different
4.    A wider pool of professionals        opportunities, including online chat
(health, education) should be taught       functions, a freephone support line,
about SDS and how to signpost              and direct email addresses so that
people to social work, independent         people can communicate effectively
support, and appropriate resources.        with social work professionals.
5.     More information should be          12.   People should always have
publicly available for people about        access to independent advocacy
what to expect from interactions with      and support for assessments and
social work, and about their rights.       review meetings if they desire.
6.     People should be provided           13.    People should be provided
with timelines for each stage of           with paper or digital (as preferred)
the process for accessing SDS, and         copies of all documentation pertaining
transparency about where and when          to their SDS, including personal
decisions about support are made.          outcome plans, budget agreements,
Transparency would be improved             and decisions about their support
by sharing more publicly available         package. These documents should
information in accessible formats.         be provided promptly and all
7.     Sufficient time must be             materials should be available in a
allocated for needs assessments            variety of accessible formats.
and review meetings, to allow for          14.   Everyone must have access to
detailed questions and consideration       information about the budget available
of the four SDS options.                   to them for their care and support.
8.     Further information and             15.    People may want to take part
training for professionals may be          in several conversations to support
required about the SDS options             informed decision making about care
and supported decision making.             charges, budgets and how they interact
9.    Everyone should be informed          with other income like social security.
about all four SDS options, rather

My Support My Choice: Scottish Borders - August 2021                              9
16.    Any proposed changes                rights. Flexibility is required in a range
(particularly increases) in care charges   of ways: to change SDS option; to
should be communicated clearly             be able to choose how, where and
to—and discussed with—people who           when to spend personal budgets;
access SDS/ social care well in advance    with different amounts of spend and
of the changes being introduced.           support at different times of the year.
                                           22.    Flexible, regular access to short
Informed Choice and Control                breaks should be strongly encouraged
17. Systems could be improved              because they are an essential element
to guarantee short waiting                 of SDS that result in good personal
times – for a needs assessment,            outcomes for people who access social
review, or for support to be put           care, families and unpaid carers.
in place – to help people avoid
unnecessary stress and anxiety, and        23.     People – particularly those
deteriorations in their physical and       living in more rural areas and those
mental health and wellbeing.               who are blind or partially sighted
                                           – require more acknowledgement
18.   Targeted efforts are required        and accommodation of travel
to ensure that people living in rural      costs in their SDS budgets.
areas of Scottish Borders have a
meaningful choice between—                 24.    Many people could benefit from
and can access—all four SDS                assistance from social workers and
options and appropriate person             third sector organisations in navigating
centred, rights based care, without        the bureaucratic processes to obtain
having to incur disproportionate           mobility vehicles and travel passes.
expenditure or move house.                 25.     Professionals should
19.    People must be treated              fully incorporate equality
with dignity and respect in all            assessments into their processes
interactions with health and               for service users and families.
social care professionals.
                                           Communication and Relationships
20.    Any proposed reductions in          with Social Work
SDS budgets/support should be
communicated clearly and discussed         26. Existing good work should
with people well in advance of any         continue to ensure positive
changes being introduced. Health           conversations and meaningful,
and social care staff should consider      consistent relationships, with ongoing
the possibility of isolation or mental     planning to guarantee high quality
health crisis when changing packages       practice for all people using SDS.
and eligibility criteria and be able to    27.    Social workers need to
arrange reassessments and signpost         have the time and skills to build
support services where needed.             relationships and trust with the
21.     People need flexible budgets and   people accessing SDS and unpaid
a focus on outcomes to enable them         carers that they are working with.
to live as independently as possible       28.    People’s opinions (spoken
and enjoy the full range of their human    or written) should be recorded

My Support My Choice: Scottish Borders - August 2021                                10
and acknowledged during needs             should be promptly supported by
assessments and review meetings to        professionals, with appropriate
demonstrate the level of choice and       future planning for contingencies.
control exercised over their support.
                                          35.    Health and social work
29.   Social work professionals           professionals should respect service
should be given training on how to        users’ preferences if they do not wish
support disabled LGBT+ people with        to be reliant on family members and
targeted support and information if       friends for their care and support.
required, and local support groups
                                          36.    We encourage Scottish Border’s
should be appropriately funded.
                                          Council to indicate document
30.    Social work professionals should   publication dates and webpage
proactively gather regular feedback       timestamps. The Council’s website
– good and bad – from service users,      could also provide further information
families and unpaid carers as a way to    on their Equality Impact Assessments
support continuous improvement.           and the role these play in SDS/ social
                                          care decision making. To strengthen
31.    Social work professionals should
                                          participatory decision making,
pro-actively inform service users,
                                          Scottish Borders Council could set
families and unpaid carers on a regular
                                          out the steps taken to involve people
basis about how they can challenge
                                          who use support, unpaid carers,
decisions, access independent
                                          and partner organisations in the
advocacy and support, local authority
                                          development of eligibility criteria
complaints procedures and the
                                          and the delivery of support. Further
independent oversight of the Scottish
                                          details of other engagement with
Public Services Ombudsman (SPSO).
                                          people with lived experience would
32.    Work is needed to ensure           support greater transparency.
systematic good practice and
consistent transparency across            Care Staff, Recruitment,
several elements of SDS/ social care,     Training and Quality
including eligibility criteria, needs
                                          37. Some people need more help
assessments, budgets and support
                                          to recruit and train care staff. Local
packages, changes to support,
                                          authorities and health and social care
participation in decision making
                                          partnerships should work with people
and how to challenge decisions.
                                          who access SDS and unpaid carers
33.    Professionals should ensure        to improve systems and processes
that all unpaid carers are offered        related to care staff recruitment,
carer’s assessments/Adult Carer           training and quality, including
Support Plans and have their              diversification of the workforce.
rights explained to them.
                                          38.   Care staff training costs (e.g.
34.    Professionals should not assume    specialist first aid or medical training
that family members and friends are       required for them to carry out their
able or suitable to provide unpaid        job appropriately) should be included
care. People who wish to reduce the       in people’s SDS budgets. This would
amount of unpaid care they provide

My Support My Choice: Scottish Borders - August 2021                             11
help ensure a quality care workforce         local independent advocacy, advice
(including PAs) in each local area.          and support organisations, so they
                                             can refer people to these resources.
Independent Advocacy and Support             41.    Social work professionals
39. Independent advocacy,                    should proactively provide people
independent advice and support               with information about independent
services need sustainable resources          advocacy, advice and support
to continue their important                  organisations in accessible formats.
role in Scottish Borders.
                                             42.   Local peer networks, including
40.    Local authority and health and        the Scottish Borders SDS Forum, should
social care partnership staff should be      be encouraged and supported.
given information and training about

National and Local Context
for SDS/ Social Care
National Context                             Scottish Borders Council publishes
                                             a range of information for people
Self-directed Support (SDS) is               who access or wish to access SDS
Scotland’s approach to social care. It is    on their website (searchable via the
defined as “the support individuals and      search bar on the council website).[9]
families have after making an informed       This provides a definition of SDS,
choice on how their Individual Budget        outlines eligibility criteria, introduces
is used to meet the outcomes they            the assessment process and how
have agreed.”[6] For more information        people can manage support and
about the national context of SDS/           budgets, and shares information on
social care in Scotland, please refer        how direct payments are managed.
to the MSMC national report.[7]              Scottish Borders Health and Social
                                             Care Partnership also published a
Local Context                                publicly accessible and relatively recent
Scottish Borders is a council area           strategic social care plan (spanning
with an approximate population               2019-2021),[10] and a comprehensive
of 115,000 people, across 54,000             document, “Introduction to Social
households.[8] Scottish Borders is a         Care”[11] explaining the assessment
largely rural area, covering a significant   process, eligibility criteria, risk
geographical area to the south of            categories, and further information
Scotland, and people live in both            about support services. They provide
rural areas and towns. It is situated        a similar document on “Preparing
south of Edinburgh and Lothian, with         for Assessment”.[12] These are all
Dumfries and Galloway to the west            welcome examples of good practice
and Northumberland to the south.             in terms of transparency of process
                                             and clear information provision.

My Support My Choice: Scottish Borders - August 2021                                12
The website also signposts people             be some need for alternative
to Encompass[13] (an independent              support or advice and appropriate
organisation that supports people             arrangements for review over the
who use direct payments), and                 foreseeable future or longer term.
other resources and links to local
independent support organisations           The eligibility criteria outlined by
– particularly for people who are           Scottish Borders Council states that
not deemed eligible for SDS. Prior          support is available to “those people
to COVID-19, the website also               who are at the greatest risk”.[15]
signposted the “What Matters Hub”,          Support is not provided via SDS to
a drop in community assistance              people who are assessed as being
forum that offered a range of               at a “moderate” or “low” risk level,
sessions around social care.                only those who are at “critical” or
The eligibility criteria outlined on the    “substantial” risk. Scottish Borders
Scottish Borders Council website reflect    Council defines these terms as follows:
the National Eligibility Framework,
which categorises risk as being critical,   • “Critical - major risks to your
substantial, moderate, or low:[14]            independent living or health and
                                              well being which are likely to
• Critical risk: indicates that there         require immediate or imminent
  are major risks to an individual’s          provision of services.
  independent living or health              • Substantial - significant risks
  and well-being and likely to call           to your independent living or
  for the immediate or imminent               health and well being which are
  provision of social care services.          likely to require immediate or
• Substantial risk: indicates that            imminent provision of services.
  there are significant risks to an         • Moderate - risks to your independent
  individual’s independence or health         living or health and well being.*
  and wellbeing and likely to call
  for the immediate or imminent             • Low - issues around your quality
  provision of social care services.          of life but low risks to your
                                              independence and well being.*
• Moderate risk: indicates that there
  are some risks to an individual’s         * Resources are not available to meet
  independence or health and                these needs. However, we will provide
  wellbeing. These may call for the         you with information and advice
  provision of some social care services    about alternative sources of support
  managed and prioritised on an on-         with appropriate arrangements
  going basis or they may simply be         for review, if required.”[16]
  manageable over the foreseeable
  future without service provision, with    We encourage Scottish Border’s
  appropriate arrangements for review.      Council to indicate document
                                            publication dates and webpage
• Low risk: indicates that there may        timestamps. The Council’s website
  be some quality of life issues,           could also provide further information
  but low risks to an individual’s          on their Equality Impact Assessments
  independence or health and                and the role these play in SDS/ social
  wellbeing with very limited, if any,      care decision making. Finally, to
  requirement for the provision of          strengthen participatory decision
  social care services. There may           making, Scottish Borders Council could

My Support My Choice: Scottish Borders - August 2021                               13
set out the steps taken to involve           interviewees that Scottish Borders
people who use support, unpaid               Council were in regular conversation
carers, and partner organisations in         with the Scottish Borders SDS Forum.
the development of eligibility criteria      Further details of other engagement
and the delivery of support. For             with people with lived experience
example, we know from speaking to            would support greater transparency.

Research Participants
MSMC heard about the experiences             alarms and telecare services (with or
of 71 people who use or were being           without SDS) in that wider definition.
assessed for SDS in Scottish Borders.
We interviewed 11 people who spoke           Chart 1: Respondents’ gender
about their own experiences and the
experiences of other members of their
household who use SDS (spanning                                      Prefer not
the experience of a total of 13 people                                 to say
who use SDS or who were being
                                                                         9
assessed for SDS). A further 58 people
from Scottish Borders completed the
survey. Throughout this report some
participant details (e.g. age) have been
changed slightly to preserve anonymity,
while maintaining the most important                                     Women
information. Where changes have been              Men
made to quotations those alterations              22                      40
are indicated via square brackets (e.g.
“My advocate, [Name], was great”).
Where possible, we have compared
our participant data to local data and
figures from Public Health Scotland’s        Gender
(PHS, formerly Information Services          Overall, 40 women (56% of
Division) 2017-2018 experimental             respondents) and 22 men (30%
statistics on social care in Scotland.[17]   of respondents) participated
While not comprehensive, PHS have            in MSMC in Scottish Borders. A
demographic statistics on people             further nine people (13%) preferred
using SDS, and accessing social care         not to disclose their gender.
support services more generally,
that is provided by local authorities,       While PHS figures are not available
including Scottish Borders Council. PHS      for the division of men and women
include people who use SDS within            accessing SDS (nationally or in Scottish
their wider discussions of people            Borders), they do publish statistics
receiving “social care support”, but         on the number of men and women
also include care home residents             receiving social care support services
and people who use community                 more generally (of whom an estimated

My Support My Choice: Scottish Borders - August 2021                               14
39% access SDS). PHS reported that in      over 65 years old, 22% were aged 18-
2017-2018 61% of people accessing          64, and 9% were under 18 years old.[21]
social care support in Scottish Borders
were women and 39% were men.[18]           Ethnicity
                                           50 MSMC survey respondents
Age                                        in Scottish Borders identified as
We asked all participants to share their   white, and one survey respondent
age. Of the 61 people who chose to         identified as “Asian, Asian Scottish,
answer the question, one (2%) was          or Asian British”. A further seven
under 18 years old, six (10%) were         people chose not to describe their
between 18 and 40 years old, 13 (21%)      ethnicity. Most interviewees did
were between 41 and 64 years old, and      not disclose their ethnicity when
41 (67%) were 65 years or older.[19]       self-describing themselves, and
                                           the majority of those that did
Chart 2: Respondents’ age                  described themselves as “white”.
                                           The 2011 Scottish Census indicated
                                41         that 95.2% of the population of
                                           Scottish Borders identified as “White:
                                           Scottish” (78.8%) or “White: Other
                                           British” (16.4%), with a further 3.5%
                                           selecting “White: Irish” (0.7%), “White:
                                           Polish” (1.1%), or “White: Other”
                       13                  (1.7%). The remaining people identified
                                           as being part of minority ethnic groups:
              6                            0.6% of the population identified as
      1                                    “Asian”, “Scottish Asian”, or “British
                                           Asian”, and 0.6% as belonging to “other
   Under    18-40    41-64    65 or        ethnic groups”. The overall spread
                                           of MSMC respondents is slightly less
    18                        older
                                           ethnically diverse than 2011 Scottish
                                           Census data for Scottish Borders.[22]
In mid-2018, 55% of the population
of Scottish Borders was over 45            PHS do not provide a disaggregated
years old (higher than the Scottish        breakdown of the ethnicity of people
average of 47%), with the average          accessing SDS. They have some
age expected to increase, especially       disaggregated data on the ethnicity of
in the 75 and over age group.[20]          people receiving social care support
                                           services more generally (of whom an
PHS do not provide an overall              estimated 39% access SDS), using the
breakdown of age groups accessing          limited categories of “White”, “Other”,
SDS, although age group data is            and “Not provided/Not known”. PHS
provided by SDS Option Chosen and          reported that in 2017/2018 in Scottish
Client Group Profile. PHS provide          Borders, 91% of people accessing social
age disaggregated data on people           care support were “White”, 8% were
receiving social care support services     listed as ethnicity “not provided/not
more generally within Scottish Borders     known”, and 1% categorised as “Other”
(of whom an estimated 39% access           (including “Caribbean or Black, African,
SDS). PHS reported that in 2017-2018       Asian and Other Ethnic Groups”).[23]
in Scottish Borders, 77% of people
accessing social care support were

My Support My Choice: Scottish Borders - August 2021                               15
Client Group/Disability/                        multiple conditions. 22 people
Long Term Condition                             (30%) said they live with a long term
                                                condition, 21 people (30%) selected
MSMC survey respondents in Scottish             physical disability, and 17 people
Borders self-identified as living with a        (24%) stated that they experienced
range of conditions, with the majority          “problems connected with ageing”.[24]
reporting that they were living with

Chart 3: Client Group/Disability/Long Term Condition (Survey)

              Long term condition                                                22
                  Physical disability                                           21
  Problems connected with ageing                                         17
        Blind or visual impairment                              11
                          Dementia                             10
                     Mental health                             10
       Deaf or hearing impairment                          9
                 Learning disability                6
                   Prefer not to say                6
              Asperger's or autism              3
    Learning and physical disability        1
                              Other                             11

Interviewees also discussed their               feature in more than one client group
conditions, and – if they were unpaid           simultaneously. Overall, PHS estimate
carers – those of the people for                that 68% of people accessing SDS
whom they care. Their reasons for               did so because they were “elderly/
accessing SDS were broadly in keeping           frail”, 35% due to a physical or sensory
with survey respondents’. Of the 13             disability, 12% because of a learning
people whose experiences of SDS we              disability, 13% due to dementia, 9%
heard about during interviews, 12               as a result of their mental health,
accessed SDS because of their own               and 6% for “other” reasons. A
conditions, and one was awaiting                further 0.4% did not have their
the result of their first assessment.           reason for accessing SDS recorded.
PHS listed the following client
groups for people in Scottish Borders           Religion
accessing SDS in 2017-2018: frail/              When asked about their religion
elderly, physical and sensory disability,       (if any), 19 survey respondents
learning disability, dementia, mental           (33%) stated “none”, 22 were part
health, other, and not recorded.[25]            of the Church of Scotland (38%),
These broad categories do not                   five described themselves as “other
directly align with those tracked in            Christian” (9%), and two were
MSMC. As with MSMC, people could

My Support My Choice: Scottish Borders - August 2021                                  16
Roman Catholic (3%). Ten people           MSMC respondents is slightly less
(17%) preferred not to answer.            religiously diverse than 2011 Scottish
                                          Census data for Scottish Borders.[26]
Most of the interviewees did not          Data about people’s religion is not
choose to explicitly disclose their       available on the PHS dashboard.
religion when self-describing
themselves. The overall spread of

Chart 4: Survey respondents’ religion

               None                                               19

 Church of Scotland                                                      22

   Prefer Not to Say                        10

     Other Christian                  5

    Roman Catholic           2

Sexual Orientation                        Chart 5: Survey respondents’
44 survey respondents described their     sexual orientation
sexual orientation as heterosexual or
straight and one person was bisexual.
                                              Bisexual, 1           Prefer not
A further six people stated that they
preferred not to disclose their sexual                              to say, 13
orientation, and seven people did not
answer the question. The 2011 Scottish
Census did not record data on sexual
orientation at local authority level
(although the 2022 Scottish Census
is expected to do so); as such, we           Heterosexual/
do not have local statistics on sexual        Straight, 44
orientation available as a comparison.
Data on people’s sexual orientation is
not available on the PHS dashboard.

                                          Housing
                                          40 survey respondents (69%) either
                                          rented or owned their own home,
                                          six people (10%) reported that
                                          they lived in the home of a family
                                          member, five (10%) lived in supported
                                          accommodation, and one (2%) lived

My Support My Choice: Scottish Borders - August 2021                             17
in a “retirement flat for the elderly”.        current situations, spanning a
Six people selected “prefer not to             similar range of options to survey
say” (10%). Data on people’s housing           respondents. Of those who discussed
situations (other than residential care)       their housing arrangements, most
is not available on the PHS dashboard.         people lived independently in their
                                               own home, followed by those who
When discussing housing, several               lived with a family member.
interviewees spoke about their

Chart 6: Survey respondents’ housing arrangements

             Owns/Rents Property                                         40

                  Prefer not to say        6

 Lives in Supported Accomodation           5

                              Other            7

Household Income
We asked survey respondents about
their household income. 28 survey
respondents chose to disclose their
annual household income. We
were interested in this information
because in Scotland an estimated
24% of households with a disabled
person live in relative poverty after
housing costs, compared to 17% of
the population with nobody with
a disability in the household.[27]
None of the interviewees disclosed
their household income when
self-describing themselves,
although many commented on
the negative impact that limited or
reduced SDS/ social care budgets
and social security entitlements
had on their quality of life.

My Support My Choice: Scottish Borders - August 2021                             18
Chart 7: Survey respondents’ annual household income

  £52,000 or above               3
 £36,400 - £51,999       1
 £31,200 - £36,399           2
 £26,000 - £31,199       1
 £20,800 - £25,999           2
 £15,600 - £20,799               3
 £10,400 - £15,599                       8
  £5,200 - £10,399                   7
      Up to £5,199       1
  Prefer not to say                                                        30

According to Scottish Government
data, the median housing income              SDS Option
in Scotland in 2015-2018, before             Of the 46 participants in Scottish
housing costs, was £499 per week             Borders who shared which SDS option
(£25,948 per annum).[28] The relative        they used, 19 people (41%) indicated
poverty threshold was defined as             they used Option 1, one person used
household income below 60% of                Option 2, 13 people (28%) used Option
the median, which for the same               3, and seven people (15%) used Option
period was defined as £302 per week          4. Six people (13%) stated that they
(£15,704 per annum).[29] Based on this       did not know what option they used.
definition, 16 (57%) of the respondents
in Scottish Borders who chose to             Figures from PHS indicate that in
provide details of their household           2017-18 there were 448 people in
income are living below the poverty          Scottish Borders using SDS Option 1,
threshold. Data on the household             ten using Option 2, 2,979 using Option
incomes of people accessing SDS is           3, and 174 using Option 4.[30] In some
not available on the PHS dashboard.          instances, people are logged as being
                                             on two options simultaneously (e.g.
                                             Options 1 and 3) rather than Option
 Poverty and SDS: Reductions                 4, which distorts these figures.
 in SDS budgets and tightened
 eligibility criteria can pose serious       Data Gathering and Analysis
 risks to people on low incomes
 who access or are trying to access          As the chapter on research participants
 social care. It can result in people        demonstrates, there are concerning
 having to manage without support,           gaps in SDS data gathering, analysis
 risks deterioration in physical and         and reporting across Scotland. PHS
 mental health, and unacceptable             have reflected on difficulties gathering
 demands on family and friends to            disaggregated data on people’s use of
 assume roles as unpaid carers.              and experiences of SDS/ social care in
                                             their experimental statistics publication

My Support My Choice: Scottish Borders - August 2021                               19
Insights into Social Care in Scotland.[31]
They highlight differences in reporting       Data Gathering and Analysis:
periods for social care data across           Disaggregated data gathering
local authorities, and that some local        and intersectional analysis
authorities and social care partnerships      is essential to develop fully
were either not tracking or not able to       realised policies and practices
share disaggregated data about SDS            that prioritise equal access to
and the people using it.[32] Data gaps        SDS/ social care for everyone,
are also in part due to existing patterns     following human rights principles
of data collation – leading, for example,     of equality, non-discrimination,
to the PHS Social Care Information            participation and inclusion. To
Dashboard tracking ethnicity                  avoid gaps and improve analysis,
via the limited and problematic               we recommend systematic and
categories of “White”, “Other”, and           robust data gathering by local and
“Not provided/ Not known”.[33]                national public bodies on people
                                              who access SDS, disaggregated
                                              by all protected characteristics,
                                              including age, gender, sexual
                                              orientation, ethnicity, and
                                              religion, as well as socio-economic
                                              information like household
                                              income and the Scottish Index of
                                              Multiple Deprivation (SIMD).

Overall Experiences of SDS/ Social Care
We asked survey respondents whether          Chart 8: “SDS has improved my
they felt that SDS had improved their        social care experience” (Survey)
social care experience. Of the 32
people who answered this question
in Scottish Borders, 27 (84%) stated                                   Unsure
that they “strongly agree” or “agree”                                    3
with the statement “SDS would/has
improve/d my social care experience”.
Two people (6%) strongly disagreed
and three (10%) were unsure. This
was a higher satisfaction rate than
across Scotland more broadly (74%).            Strongly
                                               disagree/             Strongly
                                               disagree            agree/ agree
                                                   2                    27

My Support My Choice: Scottish Borders - August 2021                                20
Survey respondents and interviewees         However, some people were more
were asked to share an overall              cautious or explicitly negative about
summary of their experiences and            SDS, particularly relating to difficulties
any advice they might have to offer         with paperwork and assessment
other people considering using              processes, and insufficient budgets:
SDS. Several of the participants’
statements were positive, such as:             “I would recommend it as it gives
                                              you as much self advocacy as
   “I have been delighted with                possible in your care options, but
  the removal of stress.”                     also be aware that it is not a blank
                                              slate, there are still restrictions.
   “It allows you to be flexible and          But it was the best option by
  in control of your own support.”            miles for our circumstances.”
   “I would say do this. It’s fantastic        “Read up on SDS. Be prepared
  and means I choose who works                for a fight with social work.
  for me and what time they come;             Be prepared to be fobbed off
  it totally meets my needs.”                 and told there is no money. Be
  “It is good, I am pleased I have            prepared to be only given one
  done it, but it was very hard.”             option. Stand up for yourself
                                              and your family. Be really clear
   “SDS kept my independence, […]             what it is you want from SDS.”
  giving me that kind of control
  and flexibility that ensures that I         “If what we experienced was
  live my life the way I want to live         SDS I would suggest that [other
  it, rather than being dictated by           people] don’t waste their time.”
  agencies or other people’s ideas            “Stay clear […] not very
  of how I live my life. That, for            professional or competent and
  me, is the biggest part of it.”             will get nowhere, probably
                                              a money saving tactic.”

Information About SDS
Finding Out About SDS                       people (5%) first head about SDS from
                                            an independent support organisation,
We asked participants in Scottish Borders   two from an information leaflet/poster,
how they first found out about SDS.         one from an independent advocate,
21 survey respondents (38%) first           one from their own research, and one
heard from a social work professional       from an unspecified “other” source.
(e.g. a social worker/social work
assistant or an occupational therapist),
13 (23%) heard from friends or family
members, and nine (16%) from NHS
health staff, including nurses working
in the community. A further three

My Support My Choice: Scottish Borders - August 2021                                21
Chart 9: How did survey respondents first hear about SDS?

                      Social worker                                               21
                  Family or friends                                13
           Healthcare professional                          9
    No information / MSMC survey                     5
 Independent support organisation                3
         Information leaflet/poster          2
            Independent advocate         1
                     Own research        1
                             Other       1

Five survey respondents reported that
they had never received information                  and was alarmed by the state I
about SDS, of whom three stated that                 had allowed to get it into. ‘You
they first heard about SDS via this                  need help to get this sorted out’,
research project. Some interviewees                  [they] said. […] So that was how
also said that they did not understand               Self-directed Support came in.”
or had not had SDS fully explained
to them, even though they used                   Other interviewees indicated
SDS, and had done for some time.                 that friends provided them with
                                                 information and advice about SDS. One
Among the interviewees, social work              participant changed their SDS option
was the most common method                       after they discussed their support
through which people first heard                 with a friend, having previously been
about SDS – usually mentioned                    unaware of the different options:
alongside Encompass, as twin sources
of information. This was followed                     “I actually heard about [Option
by people hearing from friends                       1] from a friend. I was using the
or family members, information                       council service at that time, but
leaflets, and one person’s GP.                       […] I was getting totally frustrated
The interviewees who first heard                     with it, because I worked more
about SDS through their social                       hours then, I was working more
workers praised the assistance they                  towards full time at that point.
provided. One interviewee highlighted                […] They had their times, they
their social worker’s role in helping                had their slots, and you were to
them to realise that they needed                     fit into that. […] So, I was talking
more support and telling them                        to a friend who was on direct
about SDS. They explained that:                      payments […] so I shifted over,
                                                     and it was the best thing I ever
   “It was my social worker. […]                     did, to become the employer.”
  I was having bother keeping
  my house in order and [they]
  actually came around one day

My Support My Choice: Scottish Borders - August 2021                                      22
A different interviewee reported that     Information and Preparedness
they were advised to access SDS by        Before Assessments
their GP, and to do so promptly:
                                          We asked survey respondents how
                                          much information they received on
   “The local doctor said, ‘You           each of the SDS options before meeting
  better apply for care because it’s      with a professional to discuss their
  going to be more difficult, they        support, and whether it was enough
  are going to close the doors in a       information for their requirements.
  little bit. You better apply now.’”
                                          As the chart indicates, across the
One interviewee recounted that            SDS options most respondents
realising that they needed support        in Scottish Borders received “all
was not easy and involved some self-      the information [they] wanted”
denial. An advocate (employed for         (respectively, 60% (Option 1), 41%
another purpose) then suggested that      (Option 2), 50% (Option 3) and 63%
they would benefit from accessing         (Option 4)). However, it is concerning
SDS, which proved helpful. Another        that most people for Option 2, and
interviewee described how a family        a large minority of people across
member read about SDS at a public         the other three options, either had
information event in another local        no information or were left wanting
authority. This led to the family         more in advance of their assessment.
requesting a needs assessment from        The detail of those who wanted
their local social work department,       more information is as follows:
and a SDS package was instated.           Option 1: 28% of respondents said
                                          that they received “some, but not
 Finding Out About SDS: The               enough” or no information, and 12%
 research indicates that people in        received “enough but wanted more”.
 Scottish Borders generally had good      Option 2: 47% of respondents
 experiences finding out about SDS        reported that they had “some, but not
 from social work professionals and       enough” or no information, and 12%
 local independent support and            received “enough but wanted more”.
 advice organisations (specifically
 Encompass, in several cases). There      Option 3: 38% of respondents said
 are some people in Scottish Borders      that they had “some, but not enough”
 who require improved access to           or no information, and 13% received
 information about SDS, and it            “enough but wanted more”.
 would be helpful to widen the pool       Option 4: 32% of respondents said
 of professionals who are informed        they had received “some, but not
 about SDS and can encourage              enough” or no information, and 5%
 people to access it. Making more         received “enough but wanted more”.
 use of educational professionals,
 hospital staff, GPs and other
 community health practitioners
 would be valuable in increasing the
 range of sources of information for
 people, as well as building on the
 existing expertise and resourcing
 of social workers and independent
 advice and support organisations.

My Support My Choice: Scottish Borders - August 2021                           23
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