GUARDIANSHIP Consultation Paper 10 - Victorian Law Reform Commission
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GUARDIANSHIP
Consultation Paper 10
Victorian Law Reform Commission
GPO Box 4637
Melbourne Victoria 3001 Australia
DX 144, Melbourne
Level 3, 333 Queen Street
Melbourne Victoria 3000 Australia
Telephone: + 61 3 8608 7800
Freecall: 1300 666 555 (within Victoria)
Facsimile: + 61 3 8608 7888
Email: law.reform@lawreform.vic.gov.au
Web: www.lawreform.vic.gov.auContents
Preface 11 The Victorian Parliament Law
Reform Committee’s Inquiry into Powers
Call for Submissions 12 of Attorney 44
Terms of Reference 14 Victorian Department of Health Review
of the Mental Health Act 1986 (Vic) 44
Glossary 16
The Queensland Law Reform
Executive Summary 21 Commission’s Review of the Guardianship
Chapter 1: Introduction 29 and Administration Act 2000 (Qld) and
the Powers of Attorney Act 1998 (Qld) 44
Introduction 30
The New South Wales Legislative Council
Review of guardianship laws 30
Standing Committee on Social Issues’
Terms of reference 30 Inquiry into Substitute Decision Making
Our process 31 for People Lacking Capacity 45
Information paper 31 New laws for the 21 century
st
45
Community consultations 31 Chapter 3: A Changing Environment 47
Consultative committees 32 Introduction 48
Purpose of this consultation paper 32 A changing society 48
Structure of this paper 32 An ageing population 48
Other publication formats 34 A changing incidence of disability 49
Part 1: History, Current Law and Change 35 Changing profile of people using
guardianship 50
Chapter 2: History and Current Law
Other factors influencing the profile
and Practice 37 of people using guardianship 51
History and current law and practice 38
A different policy environment 52
Before 1986 38
People with disabilities, services and the
The Cocks Committee and the 1986 community 52
legislation 38
People with disabilities, guardianship
Changes since 1986 39 and rights 53
The establishment of VCAT 40 A different approach to the way disability
Personal appointments 40 services are delivered 53
Medical treatment 40 Deinstitutionalisation 53
Interstate registration 40 Service reorientation 54
Missing persons 40 The role of informal arrangements 54
Current law and practice in Victoria 40 A changing legal climate 54
A summary 40 United Nations’ Convention 54
Policy overview 40 Victorian Charter 56
Legislative overview 41 The implications for guardianship 57
Key agencies 43 Capacity 57
Informal arrangements 43 The role of guardians and administrators 58
Community responses to the current scheme 43 A new focus for guardianship 58
Other relevant reviews 44 Challenges for the new system—summary 59
2 Victorian Law Reform Commission – Guardianship: Consultation Paper 10Part 2: The Direction of New Laws 61 Possible options for reform 92
Statement of purpose 92
Chapter 4: Structure of New Laws 63
New general principles 93
A new legal framework 64
Community responses 64 Chapter 6: Clear and Accessible Laws 97
Commission’s view 65 Introduction 98
Elements of a new system 65 Current law 98
Participation 65 Structure and language of current laws 98
Integration 66 Community education and resources 99
Modern principles to guide the system 66 Community responses 100
Finding new balances 67 Understanding of guardianship laws 100
User-friendly laws 69 Proposals of the Victorian Parliament Law
Reform Committee Inquiry into Powers
A broader range of decision-making
of Attorney 102
arrangements—supported
decision making 70 Other jurisdictions 103
A preference for personal appointments 71 Other Australian jurisdictions 103
A need to retain tribunal appointments 72 Alberta, Canada—Education 103
The distinction between lifestyle decisions England and Wales—Mental Capacity
and financial decisions 72 Act 2005 (UK) 104
Expanding provisions for statutory Western Australia—cultural accessibility
automatic appointments 73 for Indigenous Australians 104
Improved safeguards and accountability 74 Possible options for reform 105
Structure of laws 105
Chapter 5: Principles of Laws 77
Terms used for substitute decision makers 106
Introduction 78
Community education 108
Current law 78
Principles of the Guardianship and Part 3: Supported Decision Making 113
Administration Act 1986 (Vic) 78
Chapter 7: Supported Decision Making 115
Appointment of substitute decision makers 79
Introduction 116
Exercising powers 80
Background 116
Community responses to current principles 81
What is supported decision making? 116
Appointment of substitute decision makers 81
How does supported decision making
Exercise of powers 82 differ from substitute decision making? 117
Towards new general principles 84 Current law 117
Convention on the Rights of Persons Lack of formal recognition of supported
with Disabilities 84 decision making 117
Yokohama Declaration of World Congress Best practice by the Public Advocate
on Adult Guardianship Law 85 and State Trustees 117
Charter of Human Rights and Proposed reforms of the Draft Mental
Responsibilities 86 Health Bill 117
Developments in other Victorian laws 86 United Nations’ Convention on the Rights
Laws in other Australian states 88 of Persons with Disabilities 118
Comparable approaches overseas 91
3Contents
Other jurisdictions 120 Other jurisdictions 153
International supported decision-making Registration and notification 153
mechanisms 120 Possible options for reform 155
Supported decision-making mechanisms Other relevant reforms 155
in other parts of Australia 123
Streamlining existing personal
Law reform in Victoria? 124 appointments 156
Community responses 125 Registration 157
The Commission’s proposals 127 Notification to interested parties when
Possible benefits of new formalised power of attorney is activated 158
support arrangements 127
Chapter 9: Documenting Wishes about
Potential disadvantages of new support
arrangements 128
Your Future 161
Introduction 162
Possible options for reform 129
Current law 162
New supported decision-making
mechanisms 129 Hybrid directives in enduring powers 163
Refusal of treatment certificates under
Part 4: Personal Appointments 135
the Medical Treatment Act 163
Chapter 8: Personal Appointments 137 Common law medical treatment
Introduction 138 advance directives 164
Current law 139 Interaction between the Medical
Personal appointment of substitute Treatment Act and common law 166
decision makers 139 Refusal of treatment certificates and
Financial appointments 139 substitute decision makers 166
General power of attorney 139 Common law advance directives refusing
life-sustaining treatment
Enduring power of attorney (financial) 140 and substitute decision makers 166
Enduring power of guardianship 143 Exposure Draft Mental Health Bill 167
Enduring power of attorney (medical Community responses 168
treatment) 144
Enforceability of advance directives 168
Community responses 145
Flexible approach 171
Difficulties establishing validity and
extent of powers 145 Respecting Patient Choices Program 171
Community understanding of Expanding the scope of advance
enduring powers 146 directives beyond medical decisions 173
Harmonisation of personal appointments 148 Registration 174
Activation of enduring powers 149 Problems with current law and practice 174
Succession planning for parents of Possible options for reform 175
adult children with impaired Instructional medical directives 175
decision-making capacity 151 Lifestyle instructional directives 176
Abuse of powers 152 Hybrid directives 176
Problems with current law and practice 153 Registration of advance directives 178
4 Victorian Law Reform Commission – Guardianship: Consultation Paper 10Part 5: VCAT Appointments 179 Possible options for reform 214
The law’s presumption of legal capacity
Chapter 10: VCAT Appointments and
when a person turns 18 years of age 214
Who They are For 181
Closing the gap between the child
Introduction 182 protection and the adult guardianship
Introducing new supported decision-making systems 214
orders 182
Chapter 12: The Distinction between
Retaining guardians and administrators 182
Guardianship and Administration 217
Community responses 182
Introduction 218
The Commission’s view 185
Current law 218
Criteria for the appointment of a guardian or
Dual appointments 218
administrator 185
Overlap between roles of administrators
The Guardianship and Administration
and guardians 219
Act 1986 (Vic) 185
Community responses 220
Community responses 188
Retain separation of roles 220
Problems with law and practice 192
Different skills required 220
Other jurisdictions and views 196
Safeguards 222
Possible options for reform 199
Dealing with overlapping decision-
Criteria for appointment 199
making roles 223
Understanding and assessing capacity 200
Problems with current law and practice 224
Assessing the need for a guardian or
The overlap between the roles and
administrator 202
powers of guardians and administrators 224
Chapter 11: Age 205 Guardians having insufficient power to
Introduction 206 effectively make and implement decisions 224
Current law 206 Reassessment periods 224
Substitute decision makers under Other jurisdictions and views 225
the Guardianship and Dealing with overlapping decision-
Administration Act 1986 (Vic) 206 making roles 225
Parenting orders under the Family Law Range of powers in single order 225
Act 1975 (Cth) 207
Possible options for reform 226
Guardianship of children in the child
Distinction between guardianship and
protection system 208
administration 226
Current gap in the system for 17 year olds208
Managing overlap between guardians
Eligibility requirements for DHS services 209 and administrators 229
Community responses 209 Who can be a guardian and administrator 230
Closing the age ‘gap’ between the adult Current law 230
guardianship and child protection systems 209
Community responses 230
Other age-related issues 212
Commission’s observations 231
Other Australian jurisdictions 212
New South Wales 213
5Contents
Chapter 13: Powers of Guardians and Possible options for reform 263
Administrators 233 Rigour of appointments 263
Introduction 234 Use of automatic appointments 264
Current law 234 Chapter 15: Informal Assistance—
Guardian’s powers 234 Admission into Care 267
Community responses 236 Introduction 268
Plenary guardianship and administration 237 Current law 268
Recognition of a guardian’s powers 238 Problems with current law and practice 269
Provide new powers 239 A lack of recognition of the impact of
Legal proceedings on behalf of the ‘de facto’ guardians 269
represented person 243 The Bournewood case 270
Problems with current law and practice 246 Deprivation of liberty under the Mental
Possible options for reform 247 Capacity Act 2005 (UK) 272
Plenary orders 247 Deprivation of Liberty Safeguards 272
Clarifying the powers of guardians Potential application in Victoria 279
and administrators 252 Community responses 279
Litigation guardian 253 The breadth of the powers of the
Enforcement powers against a person responsible 279
represented person 254 Other jurisdictions 280
Part 6: Statutory Appointments 255 Possible options for reform 281
Consent for residential care arrangements 281
Chapter 14: Automatic Appointments—
the Person Responsible 257 Chapter 16: Medical Treatment 285
Introduction 258 Introduction 286
Current law 258 Current law 286
The person responsible 258 The history of Victorian medical
Community responses 259 treatment laws 286
Understanding the person responsible A summary of the current law 287
system 260 Legislation 288
The way the person responsible is The Medical Treatment Act 1988 (Vic) 289
identified in the legislation 260
The Guardianship and Administration
Problems with law and practice 260 Act 1986 (Vic) 290
Lack of understanding and recognition Community responses 294
of automatic appointments 260
Defining medical treatment 295
Lack of clarity about implications of
Distinguishing between refusal of
confidentiality and privacy matters for
treatment and withholding consent 296
automatic appointments 261
Understanding best interests 296
Choosing and scrutinising automatic
appointments 261 Procedural consent to medical treatment 296
Other jurisdictions 261 Administration of medication 297
Other Australian jurisdictions 261 Medical research 298
6 Victorian Law Reform Commission – Guardianship: Consultation Paper 10Problems with the law and practice 299 Freedom from conflict of interest and
The distinction between withholding undue influence 320
consent and refusing treatment 299 Proportionate and tailored to the person’s
The relationship between medical agents circumstances 320
and enduring guardians 300 Apply for the shortest time possible 320
Human rights implications for medical Subject to regular review by a competent,
treatment and research 300 independent and impartial authority 320
Other jurisdictions 301 Article 12(5) 320
Possible options for reform 302 Other jurisdictions 321
Promoting awareness of the law 302 South Australia—substituted judgment
Harmonising the substitute medical as the paramount consideration 321
decision-making legislation 302 Queensland 322
Definitions of medical treatment 302 Mental Capacity Act 2005 (UK)—best
Enabling more minor medical procedures interests with clearer guidance 323
to be undertaken without consent 303 Problems with current law and practice 323
Medical research 305 Best interests 323
Part 7: Responsibility and Accountability Wishes 324
under the Law 307 ‘Risky’ and ‘bad’ decision making 324
Chapter 17: Responsibilities 309 An alternatve approach—substituted
judgment 325
Introduction 310
Change in terminology—‘promotion of
The function of substitute decision makers 310 personal and social wellbeing’ 326
Decision-making responsibilities of substitute Possible options for reform 327
decision makers 310
Reform of decision-making principles 327
Introduction 310
Other relevant considerations 330
Current law and practice 310
Financial decision making 331
Guardians 310
Additional duties 332
Enduring guardians 312
Medical decision making 333
Administrators 312
Attorneys appointed under the Chapter 18: Confidentiality 335
Instruments Act 1958 (Vic) 314 Introduction 336
Person responsible 315 Current law 336
Agent appointed by an enduring Confidentiality and privacy 336
power of attorney (medical) 315 The rights of guardians and
Community responses 315 administrators to access information
Guardianship 316 about the person they are representing 337
Administration 317 The responsibilities of guardians and
administrators to keep information
Convention on the Rights of Persons confidential 337
with Disabilities 319
Privacy legislation 337
Article 12(4) 319
Confidentiality for automatic
Respect for the rights, will and appointments 338
preferences of the person 319
Obligations of confidentiality 338
7Contents
Community responses 338 Merits review of decisions of guardians
The authority of guardians and and administrators 355
administrators to access private Further issues for consideration 357
information about the person they are Training requirements for guardians
representing 338 and administrators 360
The responsibilities of guardians and
administrators to keep information Part 8: Implementing and Regulating
confidential 339 New Laws 363
Problems with current law and practice 339 Chapter 20: The Public Advocate 365
Other jurisdictions 340 Introduction 366
Substitute decision makers’ access to Current law 366
information about a represented person340
Functions, powers and duties 366
The responsibilities of substitute decision
Community responses and other views 367
makers to maintain confidentiality 341
Independence 367
Possible options for reform 341
Advocacy 368
Access to confidential information by
guardians, administrators, persons Guardian 368
responsible and personal appointees 341 Investigations 368
Disclosure of confidential information 342 Community Visitors Program 369
Chapter 19: Accountability and Review of Advocate/guardian 369
Substitute Decision Making 345 Community education 370
Introduction 346 Other functions 370
Current law and practice 346 Problems with current law and practice 370
Guardians and administrators 346 Investigation 370
Person responsible 346 Advocacy 371
Enduring guardians, attorneys and agents 347 Guardianship 372
Education and support for substitute Regional issues 372
decision makers 347 Protection against abuse 373
Community responses 347 Community education 373
Oversight and accountability of guardians 347 New functions for the public advocate 374
Particular concerns around private Other jurisdictions and views 374
administrators 347
Possible options for reform 375
Review of decisions of guardians and
administrators 348 Investigation 375
Misuse and abuse of powers 349 Advocacy 377
Other jurisdictions 349 Public guardianship 377
Queensland—larger and more specific Private guardianship 377
penalties 349 Personal appointments 378
New South Wales—review of decisions 350 Automatic appointments 379
Possible options for reform 351 Supported decision-making arrangements 379
New accountability mechanisms for Reporting to Parliament 380
substitute decision makers 351
8 Victorian Law Reform Commission – Guardianship: Consultation Paper 10Chapter 21: VCAT 381 Other important considerations 412
Introduction 382 Hearings 412
Current law 382 Accessibility for the Indigenous
community 413
Role and powers of VCAT 382
Accessibility for culturally and linguistic
Reasons 386 diverse groups 413
Rehearings and appeals 386 Accessibility of VCAT for regional
Confidentiality issues at VCAT 387 Victorians 414
Community responses 388 Part 9: Interaction with Other Laws 415
VCAT process prior to hearings 388
Chapter 22: Disability Act 2006 (Vic) 417
VCAT hearings 390
Introduction 418
Skills and training of Guardianship
Current law 418
List members 392
Consent to supports and services 418
Duration of orders 393
Admission to residential institutions 419
Rehearings of orders 393
Use of restrictive interventions 419
Reassessment of orders 394
Compulsory treatment 420
Enforcement of decisions against
third parties 394 Community responses 421
Confidentiality issues at VCAT 394 Problems with current law and practice 423
Problems with current law and practice 396 Legislative issues 423
Other jurisdictions and views 398 Practice issues 423
Convention on the Rights of Persons Other jurisdictions 423
with Disabilities 398 Possible options for reform 424
The Charter of Human Rights and Expanding the compulsory treatment
Responsibilities Act 2006 (Vic) 399 provisions in the Disability Act 424
Other states and territories 400
Chapter 23: Mental Health Act 1986 (Vic) 425
New Zealand—compulsory legal
representation 401 Introduction 426
Confidentiality matters 402 Current law 426
Possible options for reform 403 Background 426
Pre-hearing processes 403 Current operations 427
Requirement to consider alternatives Guardianship and mental health laws 428
to guardianship and administration 405 The Mental Health Bill 429
Duration of orders 406 The fusion debate 429
Confidentiality issues 407 Some cautionary notes 431
Rehearings 409 Human rights issues 432
Reassessments 409 Community responses 433
Enforcement of decisions against Guardians and consent to psychiatric
third parties 410 treatment 434
Skills and training of Guardianship Possible options for reform 435
List members 411 The relationship between guardianship
and mental health laws 436
9VICTORIAN LAW REFORM COMMISSION Chapter 24: Crimes (Mental Impairment
Chairperson and Unfitness to be Tried) Act 1997 (Vic) 439
Professor Neil Rees* Introduction 440
Commissioners Current law 440
Magistrate Mandy Chambers*
Unfitness to stand trial 440
Justice Karin Emerton*
Judge Felicity Hampel Special hearing 440
Lynne Haultain* Mental impairment 441
Hugh de Kretser*
Effect of finding that a person
Reference Team committed the offence or is not guilty
Emma Cashen (Team Leader) because of mental impairment 441
Tess McCarthy Supervision order 441
Dr Kirsten McKillop
Ian Parsons
Review and appeal of supervision orders 442
Martin Wimpole Community responses 442
Chief Executive Officer Possible options for reform 444
Merrin Mason
Appendices 447
Operations Manager A: Information Paper Consultations 448
Kathy Karlevski
B: Information Paper Submissions 450
Communications Manager
Nicola Edwards Consultation Paper Questions to
Team Leaders Guide Submissions 452
Emma Cashen
Lindy Smith
Community Law Reform Manager
Myra White
Policy and Research Officers
Dr Kirsten McKillop
Ian Parsons
Martin Wimpole
Research Assistant
Tess McCarthy
Publications Officer
Carlie Jennings
Research and Executive Assistant
Mia Hollick
Project Officer and Executive Assistant
Jessica Saunders
Librarian
Julie Bransden
Assistant Operations Manager
Vicki Christou
Administrative Officer
Sara Yekenkurul
* Commissioners involved in this reference.
10 Victorian Law Reform Commission – Guardianship: Consultation Paper 10Preface
Guardianship laws will probably affect most Victorians at some time in their lives. They might be
appointed by VCAT as the guardian or administrator for a relative or friend, or they might decide,
as they grow older, to appoint a partner or adult child as their enduring guardian or attorney to
make decisions for them if they become unable to do so in the future.
Victoria has been an Australian and world leader in the field of guardianship. Legislation passed by
the Victorian Parliament 25 years ago has been the model for guardianship laws in other states and
territories, as well as other countries.
It is time to reconsider these laws because much has changed over the past quarter of a century.
Views about people with a disability that affects their capacity to make decisions are now very
different. The use of informal substitute decision making is declining as people and institutions
pay greater attention to risk management. Victorians are also likely to make much greater use of
guardianship laws than ever before as we age as a community.
New guardianship laws should reflect contemporary thinking about people with impaired decision-
making capacity. They should also be designed to cater for increased usage and modern conditions.
The Victorian Attorney-General has asked the Commission to review guardianship laws and to
report on what changes are needed. This consultation paper contains proposals for change.
This is the second paper released in this review. The Commission published an information paper
in February 2010. That paper sought responses from the community about those areas of the law
requiring reform. Those responses have greatly influenced the options presented in this paper.
The paper contains the Commission’s preliminary ideas about the content of new guardianship
laws. We ask a series of questions about our proposals and reform options, some of which
might involve significant change. The responses to the questions in this paper will inform the
recommendations in the Commission’s final report to the Attorney-General, due later in the year.
The Victorian Parliament Law Reform Committee released the final report of its Inquiry into Powers
of Attorney in August 2010. The recommendations of that Committee have been integrated with
the Commission’s proposals for reform.
The team working on this project—Emma Cashen (team leader), Tess McCarthy, Dr Kirsten McKillop,
Ian Parsons and Martin Wimpole—have worked hard to understand how Victorian guardianship
laws operate and how they could be improved. They have consistently produced high quality
work. Amanda Kite provided valuable assistance with consultations and research. I thank the
guardianship team for their commitment to this project and for producing a document that
contains exciting proposals for change.
Carlie Jennings has done an excellent job in the production of this consultation paper. The
Commission’s chief executive officer, Merrin Mason, and communications manager, Nicola
Edwards, have provided invaluable assistance.
The Division of the Commission that has worked with me on this reference—Magistrate Mandy
Chambers, Justice Karin Emerton, Lynne Haultain, and Hugh de Kretser—have provided wise guidance.
I also wish to thank the many people who have contributed to this review so far by serving on
committees, providing information, attending consultations and writing submissions. I encourage
everyone with an interest in guardianship laws to consider the proposals for change in this paper
and make a submission to the Commission by 20 May 2011.
Professor Neil Rees
Chairperson
14 February 2011
11Call for Submissions
The Victorian Law Reform Commission invites your comments on this consultation paper.
What is a submission?
Submissions are your ideas or opinions about the law being reviewed. Submissions can be anything
from a personal story about how the law has affected you, to a research paper complete with
footnotes and bibliography. The Commission wants to hear from anyone who has experience with
the law under review. It does not matter if you only have one or two points to make—we still want
to hear from you.
What is my submission used for?
Submissions help the Commission understand different views and experiences about the law it is
researching. We use information in submissions, and from consultations, along with other research
to write our reports and develop recommendations.
How do I make a submission?
Submissions can be made in writing or in the case of those requiring assistance, verbally to one of
the Commission staff. There is no particular format you need to follow, however, it would help us
if you addressed the questions listed at the end of the paper. You are invited to respond to as
many or as few of the questions as you like.
Submissions can be made by:
• Online form: www.lawreform.vic.gov.au
• Email: law.reform@lawreform.vic.gov.au
• Mail: PO Box 4637, GPO Melbourne Vic 3001
• Fax: (03) 8608 7888
• Phone: (03) 8608 7800, 1300 666 557 (TTY) or 1300 666 555 (cost of a local call)
Assistance
If you require an interpreter, need assistance to have your views heard or would like a copy of this
paper in an accessible format please contact the Commission.
Publication of submissions
The Commission is committed to open access to information and we publish submissions on our
website to encourage discussion and to keep the community informed about our projects.
We will not place on our website, or make available to the public, submissions that contain
offensive or defamatory comments or which are outside the scope of the reference. Before
publication, we may remove personally identifying information from submissions that discuss
specific cases or the personal circumstances and experiences of people other than the author.
Personal addresses and contact details are removed from all submissions before they are published.
The views expressed in the submissions are those of the individuals or organisations who submit
them and their publication does not imply any acceptance of, or agreement with, these views by
the Commission.
We keep submissions on the website for 12 months following the completion of a reference.
A reference is complete on the date the final report is tabled in Parliament. Hardcopies of
submissions will be archived and sent to the Public Records Office Victoria.
12 Victorian Law Reform Commission – Guardianship: Consultation Paper 10The Commission also accepts submissions made in confidence. These submissions will not be
published on the website or elsewhere. Submissions may be confidential because they include
personal experiences or other sensitive information. Any request for access to a confidential
submission will be determined in accordance with the Freedom of Information Act 1982 (Vic),
which has provisions designed to protect personal information and information given in
confidence. Further information can be found at www.foi.vic.gov.au.
Please note that submissions that do not have an author or organisation’s name attached
will not be published on the Commission’s website or made publicly available and will be
treated as confidential submissions.
Confidentiality
When you make a submission you must decide how you want your submission to be treated.
Submissions are either public or confidential.
• Public submissions can be referred to in our reports, uploaded to our website and made
available to the public to read in our offices. The names of submitters will be listed in the
final report. Private addresses and contact details will be removed from submissions before
they are made public.
• Confidential submissions are not made available to the public. Confidential submissions are
considered by the Commission but they are not referred to in our final reports as a source of
information or opinion other than in exceptional circumstances.
Please let us know your preference when you make your submission. If you do not tell us you want
your submission treated as confidential we will treat it as public.
Anonymous submissions
If you do not put your name or an organisation’s name on your submission, it will be difficult for
us to make use of the information you have provided. If you have concerns about your identity
being made public, please consider making your submission confidential rather than submitting
it anonymously.
More information about the submission process and this reference is available on our website:
www.lawreform.vic.gov.au.
Submission deadline: 20 May 2011
13Terms of Reference
1. The Victorian Law Reform Commission is to review and report on the desirability of changes
to the Guardianship and Administration Act 1986 (the Act), having regard to:
a) the principle of respect for the inherent dignity, individual autonomy including the
freedom to make one’s own choices, and independence of persons, and the other
General Principles and provisions of the United Nations Convention on the Rights of
Persons with Disabilities (the United Nations Conventions);
b) the introduction of the Victorian Charter of Human Rights and Responsibilities;
c) developments in policy and practice in respect of persons with impaired decision
making capacity since the Act commenced;
d) the increase in Victoria’s ageing population and the changing demographic nature of
the clients of the Office of the Public Advocate.
2. The purpose of the review is to ensure that guardianship and administration law in Victoria is
responsive to the needs of people with an impaired decision making capacity, and advances,
promotes and protects the rights of people with an impaired decision making capacity.
3. In particular, the Commission is to have regard to:
a) the role of guardians and administrators in advancing the represented person’s rights
and interests and in assisting them to make decisions;
b) the need to balance the protection of the interests of an adult with impaired capacity
by a guardian or an administrator with the person’s exercise and enjoyment of the
human rights, such as the right to freedom of choice, association and movement,
including consideration of whether the Act strikes the right balance between
facilitating action in the best interests of an adult with impaired capacity and the
person’s rights as expressed in the United Nations Convention;
c) the alignment of guardianship and administration law with other relevant statutory
regimes, including consideration of the appropriateness and feasibility of extending
guardianship and administration law to individuals who are 17 years of age and have
impaired decision making capacity;
d) the validity and efficacy of informal decision-making for an adult with impaired
capacity;
e) the need to ensure that the powers and duties of guardians and administrators
established by the legislation are effective, appropriate and consistent with Australia’s
human rights obligations and the Victorian Charter;
f) the functions, powers and duties of the Public Advocate;
g) the role and powers of the Victorian Civil and Administrative Tribunal in relation to
guardians and administrator and the efficacy of its processes for the appointment
of guardians and administrators in the Act and the Victorian Civil and Administrative
Tribunal Act 1998 and Rules;
h) the feasibility of introducing additional mechanisms for review of decisions made
by guardians and administrators under the Act, including the scope of these review
powers and the meaning of ‘decision’ for this purpose and whether there should be a
mechanism to address unconscionable conduct of a guardian or administrator;
i) the appropriateness of the current requirements for and criteria pertaining to, the
treatment of a represented person under the Act, including a consideration of the
existing provisions dealing with medical research, non-medical research, medical and
other treatment, the appropriateness of the existing ‘person responsible’ model in the
Part 4 of the Act and a consideration of any area of overlap between the operation of
the Act and the Medical Treatment Act 1988;
14 Victorian Law Reform Commission – Guardianship: Consultation Paper 10j) whether the language of ‘disability’ is the appropriate conceptual language for the
guardianship and administration regime and to what extent concepts such as capacity
and vulnerability would be appropriate;
k) whether confidentiality requirements under the Act are sufficient to adequately
balance the protection of the privacy of persons providing information or who are
affected by or involved in a decision made pursuant to the Act, and the promotion of
the principle of transparency.
In making its report, the Commission should consider the relationship and the appropriate
boundaries between the Act and any other relevant Victorian or Commonwealth legislation,
including the Instruments Act 1958, the Mental Health Act 1986, the Disability Act 2006, the
Children, Youth and Families Act 2005, and the Crimes (Mental Impairment and Unfitness to be
Tried) Act 1997 and take into account the results of any other relevant, contemporaneous reviews
or policies in these fields. Issues associated with end of life decisions, beyond those currently dealt
with by the Medical Treatment Act 1988, are not within the scope of the review.
The Commission is to report by 30 June 2011.*
* The Attorney-General has extended the date for reporting to 23 December 2011:
letter from the Attorney-General to the Commission, 9 February 2011.
15Glossary
This glossary is a list of terms used throughout this paper. It does not contain technical definitions
of these terms, but simply describes how we use them in this consultation paper.
ademption When a person gives an item to someone in their will, but they no
longer own the item when they die, the item is adeemed and the gift
fails. For example, when a painting left to someone in a will is sold
before the will is executed, the person would receive nothing.
administrator A person appointed under the Guardianship and Administration Act
1986 (Vic) to make financial and some legal decisions for a person
who has a disability. VCAT determines the extent of the administrator’s
decision-making authority when making an appointment.
advance directive A statement (usually written) in which a person sets out what they
want to happen to them in particular circumstances in the future if
they are unable to make a decision themselves. Advance directives are
most commonly associated with medical decision making, but can be
used in other contexts.
advocate A person who speaks or acts on behalf of someone else. There are
many different types of advocates, including people working in formal
advocacy organisations, lawyers, family members and friends.
agent A person who has been given medical power of attorney under the
Medical Treatment Act 1988 (Vic).
appointor A person who appoints an enduring guardian under the Guardianship
and Administration Act 1986 (Vic).
attorney A person appointed to make decisions for or on behalf of someone
else. There are different types of attorneys, but all are appointed using
a document called ‘Power of Attorney’. The different types of attorneys
are explained throughout the information paper.
best interests A term often used to guide substitute decision making in guardianship
laws. There is no simple definition of ‘best interests’; it is a term used
differently by different people in different contexts. It is usually linked
to the idea of promoting a person’s health, welfare and safety, but
sometimes also includes respecting the person’s wishes.
capacity A person’s ability to make their own decisions. It is used as a broad
measure of cognitive ability. The term ‘competence’ is sometimes used
with a similar meaning.
Charter The Victorian Charter of Human Rights and Responsibilities Act 2006
(Vic). It aims to ensure that all Victorian public authorities act in ways
that are consistent with human rights, and that all new laws are
consistent with those rights.
Convention The United Nations’ Convention on the Rights of Persons with
Disabilities. Australia is a signatory to this Convention, which seeks to
promote and protect the rights and dignity of people with disabilities
and to ensure their equality under the law.
16 Victorian Law Reform Commission – Guardianship: Consultation Paper 10CALD Culturally and linguistically diverse.
common law Law that derives its authority from the decisions of the courts, rather
than from Acts of Parliament.
co-decision making A proposed new legal arrangement for authorising decisions. It
involves appointing a person, known as a ‘co-decision maker’, to make
decisions jointly with a person with impaired capacity.
disability Used in the same sense as it is in the Guardianship and Administration
Act 1986 (Vic), where it is defined to mean that a person has an
‘intellectual impairment, mental disorder, brain injury, physical disability
or dementia’.
donor A person who gives a power of attorney to someone else (an attorney)
to make decisions on their behalf.
enduring power A power of attorney made by a person with capacity, which continues
of attorney to operate, or endures, when that person loses capacity.
estate A generic term to describe a person’s assets (property and money) and
liabilities (debts and regular financial commitments). An administrator
or attorney can be authorised to manage all or some of a person’s
estate.
fiduciary A relationship of trust and confidence between two people, such as
that of trustee and beneficiary, in which one person has a duty to act
in good faith for the benefit of the other.
guardian A person appointed under the Guardianship and Administration Act
1986 (Vic) to make lifestyle or personal decisions for a person who has
impaired decision-making capacity due to a disability. This can include
things such as where the person will live, their medical treatment, the
services they receive, and the people with whom they associate.
We refer to different types of guardians. These include:
• Private guardian Usually used to describe a guardian who is
appointed by VCAT but who is not the Public Advocate.
• Public guardian The Public Advocate and her staff, who are
employed to perform this role.
• Community guardian A volunteer who is part of the Public
Advocate’s Community Guardian Program and who acts as a
guardian for someone as a delegate of the Public Advocate.
• Enduring guardian A guardian (often a family member or friend)
appointed by a person to be their guardian if they lose capacity to
make their own decisions.
• Plenary guardian A guardian who has full guardianship powers.
17Glossary
guardianship laws The Guardianship and Administration Act 1986 (Vic) and other laws
that enable a substitute decision maker to be appointed when a
person is unable to make their own decisions. The term includes laws
concerning guardianship, administration and personal appointment of
a substitute decision maker under the Guardianship and Administration
Act 1986 (Vic), the Instruments Act 1958 (Vic) and the Medical
Treatment Act 1988 (Vic).
Guardianship List A part of VCAT, which hears and decides upon applications made
under the Guardianship and Administration Act 1986 (Vic) and other
related Acts.
informal decision Describes arrangements where someone makes decisions with or for
making another person without any formal legal authority to do so.
impaired decision- Refers to situations where a person has difficulty making a decision
making capacity due to a disability.
lifestyle decision Describes decisions about a person that do not directly relate to
financial matters. These are the kinds of decisions that guardians and
enduring guardians currently make, and include decisions such as
where a person should live, who they should spend time with, what
type of work they should do (if any), what type of services they should
access and what type of health care or medical treatment they should
receive. The term ‘personal decision’ is used with the same meaning.
medical treatment Used differently in different contexts. For example, the Guardianship
and Administration Act 1986 (Vic) has a narrower definition of medical
treatment than that in the Medical Treatment Act 1988 (Vic). Both Acts
refer to treatment administered by a medical practitioner, but each
refers to different procedures that are included in, or excluded from,
their respective definitions.
merits review Refers to reviewing a decision of a person (usually a public official) on
the ground that it was wrong.
order A direction by a court or tribunal that is final and binding unless
overturned on appeal.
person responsible A person who has authority under the Guardianship and Administration
Act 1986 (Vic) to consent to most medical treatment on behalf of
an adult.
personal Refers to when a person with capacity nominates another person to
appointment make decisions for them when they are unable to do so. Victorian law
provides for the personal appointment of an enduring guardian, an
attorney with enduring powers and a medical agent.
personal decision Used with the same meaning as ‘lifestyle decision’.
power of attorney A legal device by which a person with capacity appoints another
person to make nominated decisions for them.
18 Victorian Law Reform Commission – Guardianship: Consultation Paper 10proposed A person for whom an application for a guardianship or administration
represented person order has been made under the Guardianship and Administration Act
1986 (Vic).
Public Advocate A statutory officer with a range of roles and functions under the
Guardianship and Administration Act 1986 (Vic). These roles and
functions include acting as guardian of ‘last resort’ and promoting the
rights of people with disabilities.
reassessment The process by which VCAT decides whether a guardianship or
administration order should continue and, if so, in what form.
rehearing The process by which VCAT reviews whether a guardianship and
administration order should have been made.
represented person A person who has a substitute decision maker.
State Trustees State Trustees Limited is a state-owned company with a number of
functions that is often appointed as the administrator for people who
are unable to manage their own financial affairs due to a disability.
substitute decision A person who has legal authority to make decisions on behalf of
maker someone else. Usually the law treats the decisions of a substitute
decision maker as if they were made by the represented person if they
had capacity to do so. Guardians, administrators and attorneys are
substitute decision makers.
substituted The principle of substituted judgment guides a substitute decision
judgment maker to make the decision they believe the person they represent
would have made themselves if they were able to. It asks the decision
maker to ‘stand in the shoes’ of the represented person, and seek to
make that person’s decision. It involves considering the represented
person’s expressed wishes, history, views, beliefs and values in the
context of the decision that needs to be made.
supported decision An approach to decision making that involves providing a person with
making impaired capacity the support they need to make their own decision. It
is often contrasted with substitute decision making, where a decision is
made on behalf of a person who is unable to make that decision.
supporter A person appointed to assist a person with impaired capacity to make
their own decisions. The supporter has no decision-making authority,
but may have authority to do things necessary to assist the person to
make the decision, and ensure it is carried out.
tribunal Appointments of substitute decision makers—guardians and
appointments administrators—by VCAT.
VCAT The Victorian Civil and Administrative Tribunal. It is a legal decision-
making body, which is similar to a court but less formal. There are
a number of different sections of VCAT, called ‘lists’, including the
Guardianship List, which hears and decides upon applications made
under the Guardianship and Administration Act 1986 (Vic) and other
related Acts.
19Glossary
Abbreviations
G&A Act Guardianship and Administration Act 1986 (Vic)
CALD culturally and linguistically diverse
Convention United Nations’ Convention on the Rights of Persons with Disabilities
Charter Charter of Human Rights and Responsibilities Act 2006 (Vic)
CMIUT Act Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 (Vic)
CYF Act Children, Youth and Families Act 2005 (Vic)
DHS Deparment of Human Services
IDPS Act Intellectually Disabled Persons’ Services Act 1986 (Vic)
OPA Office of the Public Advocate
PPPR Act Protection of Personal and Property Rights Act 1988 (NZ)
VCAT Victorian Civil and Administrative Tribunal
20 Victorian Law Reform Commission – Guardianship: Consultation Paper 10Executive Summary
Overview
This consultation paper contains suggestions for reforming Victoria’s guardianship laws. These
laws—found in the Guardianship and Administration Act 1986 (Vic) (G&A Act) and a number of
other statutes—deal with the formal arrangements that are available when a person is unable to
make their own decisions about important matters because of a disability.
The Commission’s review includes consideration of appointments of substitute decision makers by
a tribunal, as well as personal appointments of substitute decision makers, such as when a person
uses an enduring power of attorney.
This is the second of three planned papers in the Commission’s review of guardianship laws. The
information paper, released in February 2010, sought community responses about those areas of
guardianship law that require reform. This consultation paper is a response to the many suggestions
made by a broad range of people with experience of guardianship laws. It contains proposals for
new guardianship laws. The third and final paper—a report to the Attorney-General—is due on 23
December 2011. The final report will become a public document when tabled in Parliament.
The Commission seeks responses to the reform options and questions in this paper.
Scope of the review
The primary purpose of the Commission’s review is to ensure that Victorian guardianship laws respond
to the current and future needs of people with impaired decision-making capacity and promote their
rights. The terms of reference direct the Commission to consider changes to the law that:
• promote respect for human dignity, individual autonomy and other important human
rights principles
• reflect developments in policies and practices for people with impaired decision-making
capacity since the current G&A Act was passed in 1986
• respond to the needs of an ageing population.
The terms of reference also ask the Commission to give particular attention to some parts of the
G&A Act, including:
• the role of guardians and administrators in advancing the rights of the people they represent
and in assisting them to make decisions
• whether the right balance is struck between the best interests of a represented person and
their rights set out in the United Nations’ Convention on the Rights of People with Disabilities
(the Convention)1
• whether the powers and duties of guardians are effective, appropriate and consistent
with Australia’s obligations under the Convention and the Charter of Human Rights and
Responsibilities Act 2006 (Vic) (the Charter)2
• the validity and feasibility of informal decision making
• whether the G&A Act should be extended to apply to people who are 17 years of age
• the functions, powers and duties of the Public Advocate
• the role and powers of the Victorian Civil and Administrative Tribunal (VCAT) and whether the
tribunal process for appointing guardians and administrators works well
• whether there should be additional ways to review decisions made by guardians and
administrators and whether there should be new ways of dealing with inappropriate conduct
by guardians and administrators
• whether existing laws concerning substitute consent for medical treatment and participation
in research trials, including the ‘person responsible’ model, are appropriate, and whether the
G&A Act interacts effectively with the Medical Treatment Act 1988 (Vic).
1 Convention on the Rights of Persons with Disabilities, opened for signature 30 March 2007, 999 UNTS 3 (entered into force 3 May 2008).
2 Charter of Human Rights and Responsibilities Act 2006 (Vic).
21Executive Summary
• whether ‘disability’ should continue to be a threshold requirement for the appointment of
a guardian or administrator, or whether it should be replaced by other concepts such as
‘capacity’ or ‘vulnerability’
• whether the confidentiality provisions in the G&A Act adequately balance protection of private
information and the need for transparency of decisions.
The Commission must also consider how the G&A Act interacts with other relevant laws that deal
with substitute decision making, or responds to circumstances in which substitute decision making
might be needed. Other relevant laws include:
• Instruments Act 1958 (Vic)
• Mental Health Act 1986 (Vic)
• Disability Act 2006 (Vic)
• Children, Youth and Families Act 2005 (Vic)
• Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 (Vic)
• Medical Treatment Act 1988 (Vic).
The Commission has also been asked to consider other relevant reviews of guardianship laws.
Recent important reviews include the Inquiry into Powers of Attorney by the Victorian Parliament
Law Reform Committee, the Queensland Law Reform Commission’s Review of Queensland’s
Guardianship Laws and the report on Substitute Decision-making for People Lacking Capacity by
the New South Wales Legislative Council Standing Committee on Social Issues.
The terms of reference specifically exclude consideration of end-of-life decisions beyond those
currently dealt with by the Medical Treatment Act 1988 (Vic).
Current law
Victorian law allows an adult with capacity to appoint one or more substitute decision makers.
It also provides for appointments by a tribunal and by the operation of an automatic legislative
appointment scheme when a person has not appointed their own substitute decision maker. These
schemes do not always operate well together because they evolved separately.
State appointments
The central focus of the G&A Act is appointment of guardians and administrators by VCAT. The
scheme was designed in the 1980s for people with intellectual disabilities who were moving from
institutions into the community. Since then, the scheme has been adapted to the needs of other
user groups, such as people with age-related impairments, people with an acquired brain injury
and people with mental illness.
The current law draws a sharp line between capacity and incapacity to make decisions. It provides
only one mechanism—substitute decision making—to assist people with impaired decision-making
capacity. The law was not designed to respond to the needs of those people whose capacity
fluctuates over time, or who can make their own decisions with some assistance.
The G&A Act allows VCAT to appoint a guardian or an administrator for a person who is unable to
make reasonable judgments about important aspects of their personal life or financial affairs due
to a disability and who needs another person to make decisions for them.
The G&A Act also automatically appoints people to undertake many medical decision-making
responsibilities for others if they wish to do so. The Act identifies a ‘person responsible’ for making most
medical treatment decisions for a person who is unable to consent to their own medical treatment,
without the need for a tribunal appointment. In many instances, the person responsible for making
these decisions is a close family member of the person who is unable to make their own decisions.
22 Victorian Law Reform Commission – Guardianship: Consultation Paper 10The G&A Act establishes the position of Public Advocate. The Public Advocate’s functions include
investigating matters related to guardianship hearings, acting as guardian of last resort and
advocating for people with disabilities.
Personal appointments
Victorian law provides for three separate personal appointments of substitute decision makers in
three separate Acts.
The three personal appointments are:
• enduring power of attorney for financial decisions, appointed under the Instruments Act 1958 (Vic)
• enduring medical treatment agent for medical treatment decisions, appointed under the
Medical Treatment Act 1988 (Vic)
• enduring guardian for personal decisions, appointed under the G&A Act.
Other statutes
Other statutes that allow for substitute decision making are:
• the Mental Health Act 1986 (Vic), in relation to the involuntary detention and treatment of
people with mental illness
• the Disability Act 2006, in relation to compulsory treatment of people with intellectual
disabilities who are a serious and dangerous risk to others.
Reasons to modernise the law
There are many reasons for modernising Victorian guardianship laws.
Maximising participation in decision making
Community attitudes and government policies about people with disabilities have changed
dramatically over the 25 years since the policy for the G&A Act was developed. While protecting
vulnerable people remains an important part of public policy, there is now much greater emphasis
on promoting the autonomy of and participation by people with disabilities. This change is
exemplified by the United Nations’ Convention, which focuses upon the equal participation of
people with disabilities in all aspects of life.
A more realistic view of capacity
The law has traditionally drawn a sharp line between capacity and incapacity, largely for reasons of
convenience. In view of increased awareness of how the capacity of many people often fluctuates
over time and circumstance, it is important to consider whether that strict distinction should be
maintained in guardianship laws. The Commission proposes a continuum of responses—a range of
legal mechanisms—for use when a person’s decision-making capacity is impaired.
These mechanisms must meet the needs of very different user groups. Some people will have a
long history of independent decision making before their capacity declines, while others will only
experience episodic incapacity. Some people may regain capacity over time, while others may never
experience independent decision-making capacity.
Changing attitudes to informal arrangements
The G&A Act has strongly encouraged the use of informal decision-making arrangements. In practice,
a guardian or administrator is usually appointed only when there is evidence of a demonstrated need
for a formal substitute decision maker. It has been widely accepted that many day-to-day decisions
are best left to informal arrangements—often involving family members and carers—because this
practice gives the person concerned greater freedom to participate in those decisions.
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