Policy Statement-Physician Refusal to Provide Information or Treatment on the Basis of Claims of Conscience

Page created by Patrick Wood
 
CONTINUE READING
FROM THE AMERICAN ACADEMY OF PEDIATRICS
                                                                                           Organizational Principles to Guide and Define the Child
                                                                                     Health Care System and/or Improve the Health of all Children

Policy Statement—Physician Refusal to Provide
Information or Treatment on the Basis of Claims
of Conscience
COMMITTEE ON BIOETHICS
KEY WORDS
                                                                   abstract
conscience, conscientious objection, cooperation                   Health care professionals may have moral objections to particular
This document is copyrighted and is property of the American       medical interventions. They may refuse to provide or cooperate in the
Academy of Pediatrics and its Board of Directors. All authors
have filed conflict of interest statements with the American         provision of these interventions. Such objections are referred to as
Academy of Pediatrics. Any conflicts have been resolved through     conscientious objections. Although it may be difficult to characterize or
a process approved by the Board of Directors. The American         validate claims of conscience, respecting the individual physician’s
Academy of Pediatrics has neither solicited nor accepted any
commercial involvement in the development of the content of
                                                                   moral integrity is important. Conflicts arise when claims of conscience
this publication.                                                  impede a patient’s access to medical information or care. A physician’s
                                                                   conscientious objection to certain interventions or treatments may be
                                                                   constrained in some situations. Physicians have a duty to disclose to
                                                                   prospective patients treatments they refuse to perform. As part of
                                                                   informed consent, physicians also have a duty to inform their patients
                                                                   of all relevant and legally available treatment options, including op-
                                                                   tions to which they object. They have a moral obligation to refer pa-
                                                                   tients to other health care professionals who are willing to provide
                                                                   those services when failing to do so would cause harm to the patient, and
                                                                   they have a duty to treat patients in emergencies when referral would
www.pediatrics.org/cgi/doi/10.1542/peds.2009-2222                  significantly increase the probability of mortality or serious morbidity.
doi:10.1542/peds.2009-2222                                         Conversely, the health care system should make reasonable accommoda-
All policy statements from the American Academy of Pediatrics      tions for physicians with conscientious objections. Pediatrics 2009;124:
automatically expire 5 years after publication unless reaffirmed,   1689–1693
revised, or retired at or before that time.
PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
                                                                   INTRODUCTION
Copyright © 2009 by the American Academy of Pediatrics
                                                                   Health care professionals may morally object to particular treatments
                                                                   and refuse to provide them. This practice is referred to as “conscien-
                                                                   tious objection.”1–3 This statement will not address claims of con-
                                                                   science on behalf of institutions. Possible examples of conscientious
                                                                   objection in pediatric practice include refusals to prescribe contracep-
                                                                   tion, specifically emergency contraception4; perform routine neonatal
                                                                   male circumcision5; or administer vaccines developed with virus
                                                                   strains or cell lines derived from voluntarily aborted human fetuses.6
                                                                   Such objections may limit patients’ access to information or treatment.
                                                                   Given this ethical dilemma, the legitimacy of such objections has be-
                                                                   come an important issue. Legislation has been proposed both to pro-
                                                                   tect health care providers’ ability to conscientiously object and to en-
                                                                   sure patients’ access to health care.7
                                                                   Conscience
                                                                   There are morally important reasons to protect the individual’s exer-
                                                                   cise of conscience even if one disagrees with the content of the consci-

PEDIATRICS Volume 124, Number 6, December 2009                                                                                               1689
                                 Downloaded from www.aappublications.org/news by guest on February 28, 2021
entious belief. Conscience is closely re-      controversy. Objectors have an obliga-          action themselves but also to assist-
lated to integrity. Performing an action       tion to explain and defend their posi-          ing someone else to perform the ac-
that violates one’s conscience under-          tion and may be required to demon-              tion. Physicians who object to emer-
mines one’s sense of integrity and self-       strate the sincerity and importance of          gency contraception do not use it
respect and produces guilt, remorse,           their belief.11                                 themselves and also refuse to pre-
or shame.8,9 Integrity is valuable, and        There are, however, a number of dif-            scribe it to others. They argue that
harms associated with the loss of self-        ficulties in characterizing and vali-            assisting others to do something they
respect should be avoided. This view of        dating claims of conscience. The                themselves consider immoral makes
conscience provides a justification for         boundary between legitimate consci-             them morally culpable. For example, a
respecting conscience independent of           entious objection and unjust dis-               physician whose patient makes a credi-
particular religious beliefs about con-        crimination is particularly problem-            ble threat against a third party would be
science or morality. Claims of con-            atic. For example, the medical                  morally culpable if he or she refused to
science are generally negative (the            profession would not tolerate a phy-            warn the third party or to notify the po-
right to not perform an action) rather         sician’s refusal to treat patients of a         lice and the patient harmed the other in-
than positive (the right to perform an         particular racial group because the             dividual.
action).10                                     physician considered members of                 Whether assisting someone else to
There are potential social benefits to          this group inferior. Discrimination is          perform an act that you consider im-
protecting individuals’ ability to act ac-     an affront to the dignity of the indi-          moral is wrong depends on a number
cording to their consciences. These            vidual discriminated against and                of factors including intention. It would
benefits include empowering individu-           may impose significant practical                 be wrong if you intend for the wrong to
als to think and act morally, encourag-        burdens on the individual. Alterna-             be committed and share the intention
ing the use of reason rather than              tively, clinicians might claim that an          of the person you are helping. In other
force, exemplifying and encouraging            action is not intrinsically immoral             cases you might cooperate in the act
tolerance, and encouraging moral ac-           but only immoral when performed by              but not share the other person’s inten-
tion. For example, people are more             certain categories of persons. For              tion, and your assistance might be ap-
likely to act morally if they are permit-      example, a clinician might object to            propriate. Using a bank robbery as a
ted to act on their own decisions.11           prescribing contraception to unmar-             nonmedical example, the getaway
What constitutes a violation of con-           ried people because the clinician be-           driver shares the robber’s intention,
science may be difficult to identify or         lieves it facilitates immoral sexual            but the bank manager who is forced to
validate. In some situations, claims of        activity. In such situations, clinicians        open the vault does not. The getaway
conscientious objection may hide self-         should be careful not to violate pa-            driver’s actions are wrong, whereas
serving motives.12 For example, a po-          tients’ privacy by asking personal              those of the manager may be excus-
tential military recruit may illegiti-         questions only to satisfy their own             able. The moral evaluation of assisting
mately assert conscientious objection          interests.13 Legally, when claims of            another without sharing his or her in-
not because of moral objections to kill-       conscience conflict with claims of non-          tention depends on a variety of practi-
ing but because of a concern for his or        discrimination in public accommoda-             cal considerations including the seri-
her personal safety. Personal affilia-          tions, such as hotels and restaurants,          ousness of the wrong, the causal
tion with an organization that publicly        nondiscrimination claims take prece-            relationship between the assistance
proscribes certain actions makes it            dence. Whether private physician prac-          and the act, the necessity of the assis-
easier to identify true claims of con-         tices should be considered public ac-           tance for completing the act, and the
science. Confirmation may also be dif-          commodations, and which groups of               reason for providing the assistance.
ficult regarding actions that are not in-       individuals should be protected against         There is also the concern that cooper-
trinsically immoral but only immoral           discrimination, are subjects of continu-        ation may be misinterpreted as ap-
under certain conditions. Whereas              ing societal debate.14 The American Acad-       proval and might cause another to act
some traditions view war as intrinsi-          emy of Pediatrics opposes discrimina-           wrongly.16 Often, these relative deter-
cally immoral, others view the use of          tion in the care of any patient or against      minations do not permit clear lines to
lethal force as morally appropriate if         any physician.15                                be drawn between morally acceptable
certain criteria are fulfilled. Whether         Evaluating claims of conscience is              and immoral assistance. Questions re-
the criteria are fulfilled may depend on        also difficult, because some individu-           garding cooperation can become is-
empirical claims about which there is          als object not only to performing an            sues of conscience.

1690    FROM THE AMERICAN ACADEMY OF PEDIATRICS
                                  Downloaded from www.aappublications.org/news by guest on February 28, 2021
FROM THE AMERICAN ACADEMY OF PEDIATRICS

Conscientious Objection in Health                late the respect that objectors them-             knowingly enter a specialty with core
Care                                             selves are seeking and are clearly                activities that they are unwilling to per-
Claims regarding conscientious objec-            morally wrong. It is not clear, however,          form, changes in medical practice over
tion in medicine should be evaluated             that refusing to cooperate is morally             time should also be acknowledged.
on the health care system rather than            equivalent to imposing one’s views.               Some have argued that the exercise of
the individual level, because neither            Physicians, except in emergencies,                conscience is integral to being a pro-
the clinicians’ nor the patients’ claims         have significant latitude in selecting             fessional, but this claim confuses pro-
clearly trump the others’ in all situa-          patients, and pharmacies may not                  fessional and nonprofessional com-
tions. Conflicts are often framed in              stock dedicated emergency contra-                 mitments. Physicians generally can
terms of an individual provider and a            ceptives for reasons unrelated to con-            refuse to perform actions that they
single patient. Both of these individu-          science. Those who refuse on the basis            consider medically inappropriate. A
als have morally significant interests.17         of conscience should not be held to               pediatrician may, for example, refuse
Consider a pediatrician who refuses to           higher standards than those who                   to prescribe antibiotics for a viral re-
prescribe emergency contraception                refuse treatment on the basis of other            spiratory infection or perform a sur-
for a patient whose partner’s condom             accepted grounds.                                 gery that has an unacceptable mortal-
broke during intercourse. A health               Constraints on claims of conscience               ity rate. In contrast, conscientious
care professional might choose to                can, nonetheless, be justified on the              objections are typically based not on
leave medicine rather than violate his           basis of health care professionals’ role          medical knowledge but on moral, reli-
or her conscience. This decision could           responsibilities and the power differ-            gious, or political beliefs.9,11 The ability
have secondary effects not only for the          ential created by licensure. Health               to refuse to provide a service or treat-
professional and his or her family but           care professionals fulfill a particular            ment on these other bases is not part
also for patients. It might limit their          societal role with associated expecta-            of being a physician.
access to other services. Alternatively,         tions and responsibilities. For example,          One responsibility of the physician’s
the health care professional might vio-          physicians’ primary focus should be on            role is providing medical information,
late his or her conscience and experi-           their patients’ rather than their own ben-        including risks, benefits, and alterna-
ence significant guilt and shame and              efit. These role expectations are based in         tives, during the informed-consent
their secondary effects. Constrained             part on the power differential between            process. This role responsibility is sup-
access to health care may also have              physicians and patients, which is the re-         ported by the value of autonomy and
significant effects for patients, such as         sult of physicians’ knowledge and pa-             patients’ need for information to make
an unintended but possibly prevent-              tients’ conditions.                               autonomous decisions.12 Permitting
able pregnancy. Benefits and harms to             Role obligations are generally volun-             physicians, on the basis of a claim of
patients should be evaluated from the            tarily accepted; therefore, health care           conscience, not to disclose a legally
patients’ points of view. The frequency          professionals’ claims of conscientious            available treatment option of which
of particular outcomes is difficult to            objection may justifiably be limited. It           the patient is unaware but might oth-
predict, and the type and magnitude of           is unreasonable for an individual to en-          erwise choose would significantly un-
these outcomes do not lend them-                 ter a profession or specialty with pri-           dermine the practice of medicine. For
selves to weighing and balancing.                mary activities that conflict with his or          example, it would be unfair for a victim
Therefore, it is not possible to state in        her central values.18 Individuals, how-           of sexual assault who was unfamiliar
the abstract that either the health care         ever, may change their moral points of            with emergency contraception not to be
professional’s claim to conscientious            view after having accepted a role, or             informed of its existence. Acknowledging
objection or the patient’s claim to ac-          the role may be redefined during the               that language is not value neutral, the
cess should always prevail.                      course of their professional practice.            information disclosed should be accu-
Some refusals constitute an imposi-              The debate over physician-assisted                rate, complete, easily understood, and
tion of the physician’s moral beliefs on         suicide, for example, has evolved dur-            focused on the patients’ decision-
the patient. Refusing to transfer a pa-          ing many practicing physicians’ ca-               making needs. Physicians should docu-
tient’s medical records, for example,            reers.8 The boundaries of medical                 ment the informed-consent process in
unfairly constrains a patient’s subse-           practice, both in terms of what consti-           the patient’s medical record.
quent action and is morally unaccept-            tutes disease and the scope of avail-             As previously mentioned, clinical infor-
able.9 More egregious actions, such as           able treatments, may also evolve over             mation should be provided in a re-
berating or humiliating patients, vio-           time. Although individuals should not             spectful manner.19 Physicians can ex-

PEDIATRICS Volume 124, Number 6, December 2009                                                                                            1691
                                 Downloaded from www.aappublications.org/news by guest on February 28, 2021
plain the reasons why they do not              from the system of licensure.17,20 Licen-       constrain patients’ access to legal
provide certain treatments or services         sure requirements constrain others              treatments. For example, a physician
while respecting patients’ autonomy.           from providing similar services and             with a conscientious objection to a
The power differential between physi-          limit patients’ access. Physicians’ rela-       particular procedure should avoid in-
cians and patients may, however, cre-          tive monopoly on health care services           tentionally displacing the only willing
ate unintended coercion. Patients              and their fiduciary obligations to pa-           provider of that procedure for a large
should be able to refuse to listen to          tients create an obligation to treat, ir-       geographic area.
physicians’ reasons.                           respective of conscientious objection,
                                               in emergencies. Health care providers           RECOMMENDATIONS
Similar considerations require clini-
                                               have a duty to perform procedures               1. The American Academy of Pediat-
cians to provide prospective disclo-
                                               within the scope of their training when            rics supports a balance between
sure and referral. Physicians who, on
                                               the patient’s health is at significant              the individual physician’s moral in-
the basis of conscience, refuse to pro-
                                               risk and an alternative health care                tegrity and his or her fiduciary obli-
vide particular treatments or services
                                               professional is unavailable.11,13                  gations to patients. A physician’s
within the usual scope of practice for
their specialty have an obligation to          Protection of physicians’ conscience               duty to perform a procedure within
disclose this to potential patients. This      and provision of legal health care ser-            the scope of his or her training in-
knowledge may be important to pa-              vices are both goods that the health               creases as the availability of alter-
tients in selecting physicians. In some        care system should protect. A variety              native providers decreases and the
situations, it may be feasible to trans-       of accommodations are feasible. For                risk to the patient increases.
fer care. Although some clinicians ob-         example, alternative modes of provid-           2. Physicians should work to ensure
                                               ing emergency contraception include                that health care– delivery systems
ject that referring makes them morally
                                               advance prescription, pharmacist pro-              enable physicians to act according
complicit,8 patients may be harmed by
                                               vision, and over-the-counter sales.21              to their consciences and patients to
the lack of referral. Patients, particu-
                                               Employers have important legal obli-               obtain desired health care.
larly adolescents, may not know how
                                               gations and can provide an essential
to identify a willing health care profes-                                                      3. Physicians have a duty to prospec-
                                               coordinating function within the
sional. Patients may also face a signif-                                                          tive patients to disclose standard
                                               health care system. They should pro-
icant delay in obtaining a new-patient                                                            treatments and procedures that
                                               vide reasonable accommodations,
appointment. The power differential in                                                            they refuse to provide but are nor-
                                               such as job restructuring or modified
the physician-patient relationship is                                                             mally provided by other health care
                                               work schedules.18 Referral services
based not only on physicians’ greater          may also be created to provide re-                 professionals.
medical knowledge but also on their            sources for patients seeking care.21 Ac-        4. Physicians have a moral obligation
greater knowledge about the health             commodation efforts should recognize a             to inform their patients of rele-
care system. In situations of potential        wide variety of potential barriers for pa-         vant alternatives as part of the
harm to patients, physicians have a            tients, including education level, income,         informed-consent process. Physi-
duty to refer in a timely manner. This         and geography. Local variation in cir-             cians should convey information
duty may be fulfilled by informing pa-          cumstance makes broad policy recom-                relevant to the patient’s decision-
tients about referral services such as         mendations difficult.17                             making in a timely manner, using
those provided by hospitals or insur-                                                             widely accepted and easily under-
                                               Conversely, physicians have obliga-
ance companies. Physicians should                                                                 stood medical terminology, and
                                               tions to their patients. These obliga-
provide other, ongoing care while                                                                 should document this process in
                                               tions include disclosure, provision of
transferring patient care responsibili-        informed consent, referral, and emer-              the patient’s medical record.
ties. For example, a physician who de-         gency treatment.22 Physicians have a            5. Physicians who consider certain
cides not to see unimmunized patients          moral obligation to disclose their be-             treatments immoral have a duty to
should continue to treat an estab-             liefs to employers and to accept rea-              refer patients who desire these
lished, unimmunized patient’s asthma           sonable accommodations from them.18                treatments in a timely manner
until a new primary care provider can          Physicians should avoid placing undue              when failing to do so would harm
be established.                                burdens on their colleagues. Self-                 the patients. Such physicians must
Special obligations on the part of             employed physicians should avoid                   also provide appropriate ongoing
health care professionals also result          creating situations that inordinately              care in the interim.

1692    FROM THE AMERICAN ACADEMY OF PEDIATRICS
                                  Downloaded from www.aappublications.org/news by guest on February 28, 2021
FROM THE AMERICAN ACADEMY OF PEDIATRICS

6. Physicians should work to ensure                  COMMITTEE ON BIOETHICS,                           Marcia Levetown, MD – American Board of
   that employers make reasonable                    2008 –2009                                           Pediatrics
                                                     Douglas S. Diekema, MD, MPH, Chairperson          Anne D. Lyerly, MD, MA – American College of
   accommodations for employees’                                                                          Obstetricians and Gynecologists
                                                     Mary Fallat, MD, Chairperson-Appoint
   conscientiously held views and that               *Armand H. Matheny Antommaria, MD, PhD            Ellen Tsai, MD, MHSc – Canadian Paediatric
   responsibilities are equitably dis-               Ian R. Holzman, MD                                   Society
   tributed among colleagues.                        Aviva L. Katz, MD
                                                     Steven R. Leuthner, MD, MA                        CONSULTANTS
7. In emergencies, when referral                     Lainie F. Ross, MD, PhD                           Jessica Wilen Berg, MPH, JD
   would significantly increase the                   Sally A. Webb, MD
   probability of mortality or serious               LIAISONS                                          STAFF
   morbidity, physicians have a moral                Philip L. Baese, MD – American Academy of         Alison Baker, MS
   obligation to provide treatment.                    Child and Adolescent Psychiatry                 *Lead author

REFERENCES
 1. American College of Obstetricians and Gy-            rived from aborted human fetuses. Natl        15. American Academy of Pediatrics, Commit-
    necologists. ACOG committee opinion No.              Cathol Bioeth Q. 2006;6(3):541–537                tee on Pediatric Workforce. Nondiscrimina-
    385: the limits of conscientious refusal in       7. National Conference of State Legislatures.        tion in pediatric health care. Pediatrics.
    reproductive medicine. Obstet Gynecol.               Pharmacist Conscience Clauses: Laws and           2001;108(5):1215
    2007;110(5):1203–1208                                Legislation. Denver, CO: National Confer-     16. Griese ON. Catholic Identity in Health Care:
 2. American Medical Association, Council on             ence of State Legislatures; 2007                  Principles and Practice. Braintree, MA: The
    Ethical and Judicial Affairs. CEJA Report 6-A-    8. Wicclair MR. Conscientious objection in           Pope John Center; 1987
    07: Physician Objection to Treatment and             medicine. Bioethics. 2000;14(3):205–227       17. Fenton E, Lomasky L. Dispensing with
    Individual Patient Discrimination. Chicago,                                                            liberty: conscientious refusal and the
                                                      9. Wicclair MR. Pharmacies, pharmacists, and
    IL: American Medical Association; 2007.                                                                “morning-after pill.” J Med Philos. 2005;
                                                         conscientious objection. Kennedy Inst Eth-
    Available at: www.ama-assn.org/ama1/                                                                   30(6):579 –592
                                                         ics J. 2006;16(3):225–250
    pub/upload/mm/369/ceja㛭6a07.pdf. Ac-                                                               18. White M. Conscience clauses for pharma-
    cessed December 2, 2008                          10. Allen WL, Brushwood DB. Pharmaceutically
                                                                                                           cists: the struggle to balance conscience
                                                         assisted death and the pharmacist’s right
 3. General Medical Council. Personal Beliefs                                                              rights with the rights of patients and institu-
                                                         of conscience. J Pharm Law. 1996;5(1):1–18        tions. Wis L Rev. 2005;(6):1611–1648
    and Medical Practice. London, England:
    General Medical Council; 2008. Available at:     11. LaFollette E, LaFollette H. Private con-      19. Chervenak FA, McCullough LB. Clinical
    www.gmc-uk.org/guidance/ethical㛭guidance/            science, public acts. J Med Ethics. 2007;         guides to preventing ethical conflicts be-
    personal㛭beliefs/personal㛭beliefs.asp. Ac-           33(5):249 –254                                    tween pregnant women and their physi-
    cessed December 2, 2008                          12. Dresser R. Professionals, conformity, and         cians. Am J Obstet Gynecol. 1990;162(2):
 4. Stein R. Pharmacists’ rights at front of new         conscience. Hastings Cent Rep. 2005;35(6):        303–307
    debate; because of beliefs, some refuse to           9 –10                                         20. Charo RA. The celestial fire of conscience:
    fill birth control prescriptions. Washington      13. Cantor J, Baum K. The limits of conscien-         refusing to deliver medical care. N Engl
    Post. 2005:A1, A10                                   tious objection: may pharmacists refuse to        J Med. 2005;352(24):2471–2473
 5. British Medical Association. The law and             fill prescriptions for emergency contracep-    21. American Academy of Pediatrics, Commit-
    ethics of male circumcision: guidance for            tion? N Engl J Med. 2004;351(19):2008 –2012       tee on Adolescence. Emergency contracep-
    doctors. J Med Ethics. 2004;30(3):259 –263       14. Appel JM. May doctors refuse infertility          tion. Pediatrics. 2005;116(4):1026 –1035
 6. Pontifical Academy for Life. Moral reflec-             treatments to gay patients? Hastings Cent     22. Asch A. Two cheers for conscience excep-
    tions on vaccines prepared from cells de-            Rep. 2006;36(4):20 –21                            tions. Hastings Cent Rep. 2006;36(6):11–12

PEDIATRICS Volume 124, Number 6, December 2009                                                                                                      1693
                                 Downloaded from www.aappublications.org/news by guest on February 28, 2021
Physician Refusal to Provide Information or Treatment on the Basis of Claims of
                                  Conscience
                             Committee on Bioethics
                            Pediatrics 2009;124;1689
                          DOI: 10.1542/peds.2009-2222

Updated Information &          including high resolution figures, can be found at:
Services                       http://pediatrics.aappublications.org/content/124/6/1689
References                     This article cites 15 articles, 4 of which you can access for free at:
                               http://pediatrics.aappublications.org/content/124/6/1689#BIBL
Subspecialty Collections       This article, along with others on similar topics, appears in the
                               following collection(s):
                               Current Policy
                               http://www.aappublications.org/cgi/collection/current_policy
                               Committee on Bioethics
                               http://www.aappublications.org/cgi/collection/committee_on_bioethi
                               cs
                               Ethics/Bioethics
                               http://www.aappublications.org/cgi/collection/ethics:bioethics_sub
Permissions & Licensing        Information about reproducing this article in parts (figures, tables) or
                               in its entirety can be found online at:
                               http://www.aappublications.org/site/misc/Permissions.xhtml
Reprints                       Information about ordering reprints can be found online:
                               http://www.aappublications.org/site/misc/reprints.xhtml

                Downloaded from www.aappublications.org/news by guest on February 28, 2021
Physician Refusal to Provide Information or Treatment on the Basis of Claims of
                                  Conscience
                             Committee on Bioethics
                            Pediatrics 2009;124;1689
                          DOI: 10.1542/peds.2009-2222

  The online version of this article, along with updated information and services, is
                         located on the World Wide Web at:
              http://pediatrics.aappublications.org/content/124/6/1689

 Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it
 has been published continuously since 1948. Pediatrics is owned, published, and trademarked by
 the American Academy of Pediatrics, 345 Park Avenue, Itasca, Illinois, 60143. Copyright © 2009
 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397.

                  Downloaded from www.aappublications.org/news by guest on February 28, 2021
You can also read