1 'A NEW WAY FORWARD' - SOCIAL ENTERPRISE STRATEGY 2017-2019

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‘A NEW WAY
 FORWARD’
SOCIAL
ENTERPRISE
STRATEGY
2017-2019
1 'A NEW WAY FORWARD' - SOCIAL ENTERPRISE STRATEGY 2017-2019
‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

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1 'A NEW WAY FORWARD' - SOCIAL ENTERPRISE STRATEGY 2017-2019
‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

1 CONTENTS

1
    CONTENTS
    1   INTRODUCTION......................................................................................................................... 2
        1.1      Our Vision............................................................................................................................ 3
        1.2      Mission.................................................................................................................................. 3
        1.3      Definition of Social Enterprise................................................................................. 4

    2   CONTEXT........................................................................................................................................ 6
        2.1      Our Operating Environment..................................................................................... 7
        2.2      The structures supporting SE.................................................................................... 7

    3   THE STRATEGY............................................................................................................................ 8
        3.1      Principles which underpin the strategy.............................................................. 9
        3.2      The Four Pillars of the Strategy.............................................................................. 9
        3.3      Pillar 1 – Creating Enabling Environments for SE......................................... 10
        3.4      Pillar 2 – Leadership and Capacity........................................................................ 11
        3.5      Pillar 3 – Increasing access to market lead workplace training.......... 13
        3.6      Pillar 4 – Measuring Impact...................................................................................... 13

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1 'A NEW WAY FORWARD' - SOCIAL ENTERPRISE STRATEGY 2017-2019
‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

1 INTRODUCTION

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‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

People with education and training, who are in work, are less likely to offend.
That is the principal theme of this strategy document.
It was in recognition of the positive impact that securing employment plays in
reducing re-offending rates and creating safer communities that the Probation
Service and Irish Prison Service (IPS) established a Social Enterprise Steering
Committee in March 2016, supported by the Department of Justice and
Equality.
Its purpose was to oversee and drive the development of ‘social enterprise’
initiatives as a way of increasing employment rates of people with criminal
convictions. This would represent an alternative and complementary approach
to existing employment models in the sector.

    1.1 OUR VISION
         The development of a vibrant social enterprise sector,
         supported by the Department of Justice and Equality, resulting
         in people with convictions securing sustainable employment
         leading to active citizenship, safer communities and fewer
         victims. We see this activity being carried on in the so-called
         ‘Third Sector’ by which we mean that sector of the economy
         consisting of non-governmental organisations.

    1.2 MISSION
         This initiative will engage multiple stakeholders and support
         them to work together to develop social enterprises in Ireland
         to support the employment of people with convictions. We
         are committed to trialling new ways of working, changing
         systems to work in line with good practice and encouraging
         entrepreneurship and innovation.

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‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

         1.3 DEFINITION OF SOCIAL ENTERPRISE
                While awaiting the forthcoming National Social Enterprise Strategy and its agreed definition, we have adopted
                the Fórfas Report definition of social enterprise as a working description for this Departmental strategy, viz:

                            ‘A social enterprise is an enterprise: i) that trades for a social/
                            societal purpose; ii) where at least part of its income is earned
                            from its trading activity; iii) is separate from government; and iv)
                            where the surplus is primarily re-invested in the social objective.’1

                This Social Enterprise Strategy is co-owned by the Department of Justice and Equality and its executive agen-
                cies, the Irish Prison Service and the Probation Service. It is designed to operate within and support a wider
                employment focused approach by both agencies than is currently in existence. Social enterprise is a new and
                alternative approach to reducing recidivism rates by providing supported employment for those with criminal
                convictions. It is not designed to replace current approaches along the continuum of care but rather comple-
                ment them by providing another option for progression.

                                Research2 exploring the risks and rewards of social enterprises within the Irish criminal justice
                                sector found that there were policy implications and other structural barriers that needed to
                                be addressed to support the development of social enterprises.

                                Despite a recognition of the potential benefits of SE in the criminal justice sector, some key
                                barriers identified included:

                            ·      An acknowledgment by decision makers that there are limitations in knowledge and
                                   awareness of SE within Ireland

                            ·      SEs need to be responsive to individual client and customer need, which requires flexibility
                                   in funding structures

                            ·      The need for clear interagency and interdisciplinary structures to support decision-making
                                   in relation to SE

                            ·      The need for leadership and specific entrepreneurial skills at all levels

                            ·      Management of public relations to harness support for SEs operating within the criminal
                                   justice sector

                                The four pillars of this strategy aim to address the barriers identified in this research.

                1 Fórfas Report (2013), ‘Social enterprise in Ireland: Sectoral opportunities and policy issues’, Dublin: Fórfas, available at: http://www.environ.ie/community/other/
                  social-enterprise
44              2 Cafferty, S., McCarthy, O., & Power. C., 2016, ‘Risk & tard: The development of social enterprise within the criminal justice sector in Ireland – some policy implica-
                  tions’. Irish Probation Journal, volume 13, October 2016.
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      2 CONTEXT

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2.1 OUR OPERATING                                                               2.2 THE STRUCTURES
    ENVIRONMENT                                                                     SUPPORTING SE
    The Irish Prison Service (IPS) and the Probation                                       Following an initial discussion workshop
    Service both manage orders of the Criminal                                             in February 2016, hosted by the Probation
    Courts handed down in respect of convicted                                             Service, it was agreed that a Steering
    offenders. It is the work of the Irish Prison                                          Committee should be established to oversee
    Service to manage those sent to prison,                                                the development of social enterprises in the
    in the first instance, and the Probation to                                            criminal justice sector. This workshop was
    manage such offenders in the community.                                                attended by key stakeholders from the Irish
    Both organisations have as their primary goal                                          Prison Service and Probation Service as well
    the maintenance of public safety through the                                           as representatives from the Departments of
    reduction in offending of those in their care.                                         Justice and Social Protection, the ‘Third Sector’,
                                                                                           researchers, academics and entrepreneurs.
    Increasingly, offenders sentenced to periods in
    custody have periods under supervision in the                                          The first meeting of the newly established
    community after release. For the majority of                                           Social Enterprise (SE) Steering Committee
    those incarcerated, and for those sentenced to                                          took place in May 2016 where the future
    sanctions in the community, the factors which                                          direction of the committee was discussed and
    lead to the risk of re-offending are the same.                                         agreed. Terms of reference were developed
    Lack of employment, abuse of alcohol and                                               with the action of recruiting a SE Project
    drugs, anti-social attitudes and companions,                                           Manager to drive the development of the
    emotional and personal difficulties, poor                                              strategy as a priority. The committee had two
    educational achievement, family problems,                                              subsequent meetings in 2016.
    and lack of housing or accommodation are
    prominent among them. Such multiple needs                                              A SE Project Manager was identified, appointed
    are often interrelated and mutually reinforcing.                                       and commenced work in the role at the end of
                                                                                           November 2016. The Project Manager is jointly
    The Irish Prison Service and the Probation                                             supported by the Irish Prison and Probation
    Service need to bring together partners to                                             Service and reports directly to the committee.
    develop and deliver responses that work to                                             She is accommodated by the Probation Service
    address the cycles of sustained offending                                              and supported by a Principal Officer in IPS.
    behaviour. Criminal justice agencies need to
    have strong links with community resources so                                          In consultation with the SE Steering
    that work can start early in a persons’ time in                                        Committee3, the Project Manager developed
    custody or on supervision in the community,                                            a 12-month action plan in order to support the
    building motivation and planning for release.                                          development of a SE Strategy and other key
                                                                                           activities for the sector. This action plan focuses
                                                                                           on five key objectives with seven practical
                                                                                           actions. This plan formed the foundation for
                                                                                           this four pillar strategy which supports the
                                                                                           development of social enterprise within the
    FOR THE MAJORITY                                                                       criminal justice sector. The Irish Prison Service
    OF THOSE                                                                               and Probation Service developed this strategy
    INCARCERATED,                                                                          with full recognition that the very nature
    AND FOR THOSE                                                                          of commercial businesses is that a certain
    SENTENCED TO                                                                           percentage will not succeed.
    SANCTIONS IN THE                                                                       The Department of Arts, Heritage, Regional,
    COMMUNITY, THE                                                                         Rural and Gaeltacht Affairs has the
    FACTORS WHICH                                                                          responsibility of developing the National Social
    LEAD TO THE RISK OF                                                                    Enterprise Strategy which is expected to be
    RE-OFFENDING ARE                                                                       published in late 2017. The Social Enterprise
                                                                                           Steering Committee are committed to carry
    THE SAME.                                                                              out a mid-term review of the four pillars and
                                                                                           actions to ensure greater alignment with the
                                                                                           National Strategy once published.

   3 Committee members include: Vivian Geiran (Director of the Probation Service), Michael Donnellan (Director of the Irish Prison Service), Domini Kemp (entrepre-
     neur, chef and author), Kieran Moylan (Principal Officer, Care & Rehabilitation Directorate, Irish Prison Service), Brendan Whelan (Social Finance Foundation),
                                                                                                                                                                       7
     Noel Dowling (Principal, Prisons & Probation Unit, Dept. of Justice and Equality), John Gallagher (Social Enterprise Task Force).
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 3 THE STRATEGY

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‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

3.1 PRINCIPLES WHICH UNDERPIN THE STRATEGY
  ·   The strategy will support development of SE within prisons and through community based
      organisations partially or fully funded by the Probation Service. It will also support devel-
      opment of SE with new and existing social businesses not currently operating within the
      criminal justice sector

  ·   We will work in partnership with all stakeholders. We understand that expertise from multiple
      sectors is required to create successful social businesses

  ·   When we do it, we do it properly. We will learn from business and research and commit to
      high quality planning, management and evaluation of all new initiatives

  ·   We will measure what counts. To ensure that we are making a difference, we will use good
      practice impact measurement

3.2 THE FOUR PILLARS OF THE STRATEGY

                                Department of Justice and Equality
                                   Social Enterprise Strategy

                              Social Enterprise Steering Committee

          PILLAR ONE              PILLAR TWO             PILLAR THREE              PILLAR FOUR

             Creating               Developing              Increasing                Measuring
             Enabling               Leadership               Access to                 Impact
           Environments             & Capacity              Markets &
              for SE                                       Developing
                                                           SE Business
                                                           Partnerships

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‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

        3.3 PILLAR 1 – CREATING ENABLING ENVIRONMENTS FOR SE
        3.3.1   Address insurance restrictions for businesses,         3.3.7   Structures & supports are developed and
                including social enterprise, who are open to                   implemented to facilitate the assessment of
                recruit people with convictions                                SE applications to the Irish Prison Service and
                                                                               Probation Service
                KPI – 1) Multi-departmental approach to
                overcome insurance restrictions for businesses,                KPI – 1) SE business model assessment process
                including social enterprises, open to recruiting               is developed, implemented and administered by
                people with convictions                                        both justice agencies and supported by external
                                                                               business partners, 2) SEs operating within the
        3.3.2   Prisoner Pay for engagement in external                        criminal justice sector are supported to increase
                employment including social enterprises                        employment and work experience/training
                                                                               opportunities for people with convictions
                KPI – 1) Clear procedures in place for managing
                the employment and payment of prisoners’               3.3.8 Ensure procurement processes are accessible
                remuneration, on Temporary Release (T.R), by                 to SEs through the implementation of social
                approved businesses, including social enterprises            clauses and social enterprise preferred clauses
                external to prison estates                                   in accordance with the Office of Government
                                                                             Procurement guidelines (forthcoming)
        3.3.3   Establish a gaps and blocks reporting process
                that facilitates the capturing of any unforeseen               KPI – 1) The Department of Justice and Equality,
                barriers to the development of SEs within the                  and its agencies, include social clauses and
                sector and subsequent solutions, as a mechanism                social enterprise preferred clauses in appropriate
                of supporting social entrepreneurs and start-up                procurement processes, in accordance with the
                SEs                                                            Office of Government Procurement guidelines
                                                                               to support external contractors to provide
                KPIs - 1) Number and type of gaps and blocks
                                                                               employment to people with convictions ; 2)
                hindering the development of social businesses
                                                                               SEs apply for specific tenders following the
                and entrepreneurship are reported along with
                                                                               introduction of SE preferred clauses
                solutions identified and implemented, 2) Number
                of gaps and blocks reported and resolved               3.3.9   Liaise with IASIO in order to link people with
                                                                               convictions into SEs, as well as other referral
        3.3.4 Explore the feasibility and implementation of
                                                                               routes, as an alternative progression route
              Certificates of Employability in Ireland to increase
              employment opportunities and to address                          KPI – 1) IASIO personnel nationwide are familiar
              licensing issues for SEs and for employers in                    and aware of local SEs, as well as other referral
              general                                                          options, that are in a position to receive referrals
                                                                               for people with convictions, 2) No. of people
                KPI – 1) Report on potential for the
                                                                               referred to SEs by IASIO recorded along with the
                implementation of Certificates of Employability
                                                                               outcomes of these referrals
                with recommendations agreed by key agencies, 2)
                recommendations implemented                            3.3.10 Develop a positive media strategy highlighting
                                                                              the multi-faceted benefits of social enterprise
        3.3.5   Ensuring progression from SEs into the
                                                                              activities within the criminal justice sector
                mainstream workplace
                                                                               KPI – 1) Clear media strategy developed and
                KPI – 1) Support start-up and existing SEs
                                                                               implemented to ensure consistent, positive
                employing people with convictions to ensure
                                                                               messages resulting from social enterprises
                progression for their employees into the
                                                                               regularly filter out to the general public promoting
                mainstream labour market; 2) progression
                                                                               improved perceptions and community support
                outcomes recorded

        3.3.6   Explore the introduction of a ring fenced seed
                funding stream specifically to support SE activity
                within the criminal justice sector and one that
                facilitates access to existing SE financial supports

                KPI – 1) Multi-departmental meetings held
                to explore the feasibility and administrative
                implications of a specific SE seed funding stream
                that complements existing financial support
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‘A NEW WAY FORWARD’ Social Enterprise Strategy 2017-2019

3.4 PILLAR 2 – LEADERSHIP AND CAPACITY
3.4.1   Develop a range of training supports and         3.4.3 In collaboration with social enterprises, as
        resources on SE (including guides, mentoring           well as community organisations with relevant
        programmes and consultancy) for people                 expertise, organise awareness raising events
        working within statutory management roles,             on all aspects of SE targeting criminal justice
        procurement, CBOs and prison environments              personnel and agencies

        KPIs - 1) Training and support needs analysis          KPIs -1) SE information events organised
        undertaken, 2) Range of training, supports and         targeting key stakeholders at decision making
        resources developed, 3) Training, supports and         and operational levels, supported by various SE
        resources evaluated                                    network organisations; 2) Events delivered and
                                                               evaluated
3.4.2 Accessing resources to support the
      implementation of the strategy                     3.4.4 Develop learning communities to support
                                                               knowledge sharing in new and existing SEs
        KPIs – 1) Resourcing plan developed featuring
        a range of funding options from statutory              KPIs – 1) Online learning community developed
        and philanthropic sources supporting the               to share expertise and knowledge amongst SEs
        implementation of this statutory, 2) required          operating within the criminal justice sector
        resources, financial and others, are accessed
        from a range of sources which facilitate the
        implementat and progression of this strategy

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3.5 PILLAR 3 – INCREASING                                  3.5.6 Explore promotion and sale of products on a
    ACCESS TO MARKETS &                                          purely commercial basis with retail partners, to
    DEVELOPING SE BUSINESS                                       enable stand-alone testing and marketability
    PARTNERSHIPS                                                 of products produced. Seek a relevant main
                                                                 street partner for selected product(s), which
3.5.1   Maximise links between prison & CBO-based                would be marketed on a commercial basis as
        training to ensure it is labour market led &             well as through a designated pilot outlet
        meets the needs of employers, including social
        enterprises                                                KPIs – 1) Report completed on the testing
                                                                   and marketability of products as well as
        KPIs – 1) Definition / quality indicators for              partnerships explored with main street retailers
        labour market led training established, 2) Audit           open to selling these products
        of existing programmes undertaken against
        quality indicators, 2) number of new / revised     3.5.7   Pilot the effectiveness of an urban outlet
        training programmes that meet the quality                  market facility in assisting with the commercial
        indicators                                                 sale of goods produced within criminal justice
                                                                   agencies
3.5.2   Liaise with specific employer organisations,
        including social businesses, in conjunction                KPIs – 1) Appropriate commercial site secured
        with IASIO, to conduct an employer needs                   & stocked with marketable goods produced
        assessment for labour market areas with                    within criminal justice agencies; 2) Goods
        employment gaps                                            sold by consignment; 3) Evaluation of pilot
                                                                   completed
        KPIs – 1) Employer needs assessments
        conducted; 2) Report compiled on results; 3)       3.6 PILLAR 4 –MEASURING IMPACT
        Report disseminated to key stakeholders
                                                           3.6.1   Establish an input & outcomes framework for
3.5.3   Explore the feasibility and promotion of                   measurement of all new schemes and SEs with
        new and existing incentivised employment                   guidance and measurement tools to include
        schemes for businesses open to recruiting                  measurement of commercial activity as well as
        people with convictions, in conjunction with               social impact
        IASIO
                                                                   KPIs – 1) Framework developed, 2) high quality
        KPIs – 1) Report compiled on the feasibility               data attained in relation to all interventions
        of new incentivised employment schemes
                                                           3.6.2 Develop national information gathering
        in operation in other jurisdictions as well as
                                                                 system to support analysis of impact of
        recommendations for the promotion of existing
                                                                 national programme
        schemes in Ireland specifically for employers
        open to recruiting people with convictions                 KPIs – 1) Key data agreed, 2) system
                                                                   established to gather data, 3) data collected to
3.5.4 Support prison and community based work
                                                                   a high standard
      place training schemes to sell products
                                                           3.6.3   Undertake cost benefit analysis / Social Return
        KPIs – 1) Feasibility study to explore potential
                                                                   On Investment (SROI) on any significant new
        markets which can be developed, based on
                                                                   programmes to measure social value impact
        potential products which can be produced in
                                                                   across a number of variables
        prison setting, 2) business plan developed for 1
        or more business opportunities, 3) turnover of             KPIs – 1) Understanding of the cost benefits of
        new business                                               various social enterprise models 2) Mechanisms
                                                                   in place to clearly demonstrate the return on
3.5.5   Develop a universal brand and marketing plan
                                                                   investment using evidence based social value
        for bringing goods and services made within
                                                                   measurement tools
        criminal justice agencies to the marketplace

        KPIs – 1) Universal brand developed alongside
        a comprehensive marketing plan; 2) Products
        sold in the marketplace

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Department of Justice and Equality
51 St. Stephen’s Green
Dublin 2
D02 HK52
Lo-call: 1890 221 227
Web: www.justice.ie
Twitter: @DeptJusticeIRL
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