A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP

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A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
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Implementing Food Security Screening and Referral
for Older Patients in Primary Care

A Resource Guide and Toolkit
November 2016

                      A collaboration between
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
AUTHORS
                       Jennifer Pooler
                       Madeleine Levin
                      Vanessa Hoffman
                         Fata Karva
                  Alexandra Lewin-Zwerdling

A collaboration between

 AARP Foundation serves vulnerable people 50+ by creating and
advancing effective solutions that help them secure the essentials.

  IMPAQ International evaluates and enhances public programs
                         and policies.
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
TABLE OF CONTENTS
INTRODUCTION ........................................................................................... 1
SECTION 1: Making the Case for Food Security Screening .................... 2
   1.1 What is Food Insecurity? ................................................................... 3
   1.2 How Does Food Insecurity Impact Older Adults? .............................. 5
   1.3 Why Should Health Systems Play a Role? ........................................ 7

SECTION 2: Food Security Screening and Referral in Primary Care ........ 9
   2.1 How Food Security Screening and Referral Systems Work............. 10
   2.2 Getting Started ................................................................................ 14
   2.3 Characteristics of Successful Systems ............................................ 20

SECTION 3: Community Partners and Food Assistance Resources ...... 25
   3.1 The Role of Community Partners .................................................... 26
   3.2 Referral Models and Community Partners ....................................... 30
   3.3 Making the Connection with Community Partners ........................... 32
   3.4 Federal Nutrition Resources for Older Adults .................................. 33

SECTION 4: Resources Available to Support Food Security
           Screening and Referrals ...................................................... 41
   4.1 Food Security Screening Tools ........................................................ 42
   4.2 Health System / Clinic Resources ................................................... 46
   4.3 Food Assistance Resources and Community Partnerships ............. 51

REFERENCES ............................................................................................ 55
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
INTRODUCTION
Food security is critical for low-income older adults as poor
nutrition can contribute to and exacerbate chronic illness. Health
care providers must be particularly sensitive to the lack
of access to food for low-income older adults, since many
have to choose between paying for utilities, food, and medication
– each of which is vital to their health and well-being.

Implementation of food security screening and referral in primary care
practices in low-income communities is gaining momentum. However
health professionals experience significant challenges to
implementing these practices, including time constraints and the lack
of easily accessible and current resources to address food insecurity.

This resource guide seeks to address some of the challenges
of incorporating food security screening and referrals in
primary care settings serving older adult patients.

Throughout the guide, the term “older adults” is used to refer to
individuals aged 50 and older and the information provided is
specific to that population wherever possible; when research is cited
that only applies to specific age groups that is noted in the text.

Intended for use by health care systems, clinics, and
accountable care organizations, the content of the guide
synthesizes findings from case studies conducted with health
systems that have incorporated food security screening and
referral (see Addressing Food Insecurity in Primary Care) and an
environment scan identifying implementation strategies and
methods for screening and referral.

The guide provides a rationale for the importance of food security
screening older adults, offers suggestions on how to implement
screening and referrals, and describes community partnerships
that can help ensure that patients’ needs are addressed. The
resource guide concludes with an extensive list of resources and
tools developed by primary care practices and community
partners across the country.
                                                                         1
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
SECTION 1
Making the Case for
Food Security
Screening
In 2014, over 10 million adults aged 60 and older faced the
threat of hunger in the United States, that is, they were food
insecure or on the cusp of being food insecure.1 Older adults
are more likely to experience food insecurity if they:2

   Have lower incomes

   Are African-American or Hispanic

   Reside in southern states

   Have been separated, divorced, or are living alone

   Have a disability

Despite increasing rates of food insecurity over the past
decade, participation in federal nutrition assistance programs,
such as the Supplemental Nutrition Assistance Program
(SNAP), has been well below average for older adults. In
2014, only 42 percent of eligible adults aged 60 and older
participated in SNAP, compared to 85 percent of eligible adults
under age 60.3

This section provides a working definition of food insecurity
and describes how food insecurity can be particularly harmful
for the well-being and health of older adults. The section
closes by providing a rationale for health systems to step in
and aid older adult patients who are facing the challenges of
food insecurity.

                                                                  2
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
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1.1 WHAT IS FOOD INSECURITY?

   Food security is having access to enough foods at all times
   to lead an active, healthy lifestyle, and includes being able to
   acquire nutritionally adequate and safe foods in socially
   acceptable ways.

   Food insecurity occurs when individuals or households
   are unable to adequately meet basic food and nutritional
   needs in socially acceptable ways. Food insecure
   households can be further classified as experiencing “low
   food security” or “very low food security” depending on the
   extent to which individuals reduce their food intake as a
   result of the lack of resources to acquire adequate amounts
   of food.4 Marginal food security refers to households that
   meet the standard for food security, but show some
   indications of food insecurity. These households are “at risk”
   for food insecurity.

   According to the U.S. Department of Agriculture, food insecurity is a
   household-level economic and social condition of limited access to food, while
   hunger is an individual level physiological condition that may result from
   food insecurity.

   While hunger is sometimes used interchangeably with food
   insecurity, hunger refers to the discomfort, illness, weakness
   or pain that occurs as a result of an individual’s prolonged,
   involuntary lack of food.5 An individual can experience food
   insecurity without experiencing hunger.

                                                                                                  3
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
The U.S. Department of Agriculture (USDA) created a
validated scale for identifying food insecure households. The
Household Food Security Survey (HFSS) asks adults about
specific conditions in their homes in the previous 12 months.
Households that respond positively to 3 or more of the 10
questions are considered food insecure. Shorter screening
modules have been developed based on this survey, including
a 2-item screening tool validated for use in primary care setting
(see Section 2).

The HFSS addresses the following characteristics that may
indicate food insecurity:

   Worrying that food would run out, or running out of food
    before there is money to buy more

   Being able to afford to eat balanced meals

   Cutting the size of meals, skipping meals, or not eating for
    a whole day because of insufficient money for food

   Eating less than one felt one should, being hungry and not
    eating, or losing weight because of insufficient money for
    food

Food insecurity is typically periodic, not chronic, but even
periodic disruptions in nutrition can pose challenges for those
individuals who are at risk for or managing chronic conditions.

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A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
1.2 HOW DOES FOOD INSECURITY IMPACT OLDER ADULTS?

          A growing body of research has explored the relationship
          between health and food insecurity among older adults. Food
          insecurity among older adults is an independent risk factor for
          depression and asthma, poor self-reported health status, and
          activity limitations, even after accounting for other individual
          characteristics and income levels.2 Older adults that are food
          insecure are more likely to suffer from heart conditions, such
          as heart attacks, chest pain, and coronary heart disease than
          food secure older adults.6

          While food insecurity is associated with reduced nutrient and
          caloric intake,7 food insecurity has also been associated with
          obesity8 and obesity-related conditions, including
          hypertension and hyperlipidemia.9

          Food insecure older adults are 60% more likely to experience

          depression than food secure older adults.

                                                                             5
A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
Food insecurity is a social and economic condition and many
older adults must choose between spending their limited
resources on utilities, food and medicine. Cost-related
medication non-adherence, which includes skipping
medications or delaying purchasing medications, are reported
by more than 40 percent of food insecure older adults.10,11 As
such, food insecurity can contribute to poor disease
management practices among patients.

An older adult experiencing very low food security is nine         times more
likely to skip medications to save money than one who is fully food
secure.

While malnutrition and nonadherence to medical treatments
are associated with higher rates of hospitalization and hospital
readmissions, researchers have also independently associated
food insecurity as a factor that contributes to risk of
hospitalization.12

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A Resource Guide and Toolkit - Implementing Food Security Screening and Referral for Older Patients in Primary Care - AARP
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1.3 WHY SHOULD HEALTH SYSTEMS PLAY A ROLE?
       Federally funded programs are available to support the
       nutrition and food needs of low-income older adults, but often
       they are underutilized. Meanwhile, older adults use health
       care at high rates and rely on their health providers to connect
       help them understand how to maintain a healthy lifestyle.
       Access to adequate and healthy food can play a large role in
       adherence to medical treatment plans and can reduce the
       need for inpatient services or more expensive treatment
       options. For these key reasons, both older adult patients and
       their health providers have much to gain by including food
       security screening and referral in routine visits:

          Food assistance programs are available. Federal
           nutrition programs mitigate the effects of poverty by
           increasing the amount of food available to food insecure
           households. Participation in SNAP is one of the most
           direct mechanisms to ensure individuals are able to afford
           healthy foods. Studies show that adults aged 60 and older
           enroll at disproportionately lower rates than other SNAP-
           eligible groups, with 3 out of 5 eligible seniors failing to
           receive SNAP benefits.3

          Screening tools are easy to administer. Screening
           consists of asking patients two brief questions that
           providers can include in routine intake and screening
           procedures. Once in place, the administration of food
           security screening adds only a few minutes to patients’
           routine visits and enables providers to improve patients’
           health outcomes by making referrals that will help meet
           their basic needs.13

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   Community organizations need help locating eligible
    older adults in need. Social service agencies and anti-
    hunger organizations conduct outreach and support
    enrollment in government-funded and other programs for
    low-income older adults. They continuously seek ways to
    connect with older adults who may be eligible for nutrition
    assistance. Once connected, staff work directly with older
    adults to help them apply for food assistance, locate
    nearby resources, learn how to maintain a healthy diet,
    and answer questions about nutrition and food resources.

   The Affordable Care Act (ACA) has shifted toward
    value-based reimbursement. Identifying patients who
    are food insecure and connecting them with resources can
    support adherence to treatment plans and better
    outcomes, by helping ensure that patients don’t have to
    choose between eating a healthy meal and taking their
    medications. In particular, food insecurity has been
    associated with increased risk of hospital admissions
    which can have significant financial consequences under
    ACA.12,14

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SECTION 2
Food Security
Screening and Referral
in Primary Care
This section provides health systems, medical providers and
staff with an overview of how professionals can administer
food security screening and referrals in a clinical setting, the
resources needed and considerations to set up a screening
and referral process, and the features that contribute to
successful screening and intervention practices. This
information has been gathered through case studies
conducted with three health systems in 2016 and an
environmental scan of literature and web sites describing
food security screening and referrals in practice.

The examples in this section provide practitioners with the
information necessary to conduct meaningful discussions
surrounding the development and implementation of food
security screening and referral processes for older adult
patients. The examples do not include every possible
approach to screening and referrals, rather, it is our hope that
health systems and clinicians can adapt or modify the
examples to fit their own objectives and clinic structure.

                                    iStock.com/Ocskaymark/IMPAQ International

                                                                                9
2.1 HOW FOOD SECURITY SCREENING AND
    REFERRAL SYSTEMS WORK

   The typical food security screening and referral process involves
   systematic screening of patients at regular intervals using a
   validated tool, followed by review of the results and a referral
   generated for patients identified as food insecure in an electronic
   medical record (EMR). Internal or external staff may then
   conduct the follow-up from the referral, depending on how the
   process is designed in the clinic. Figure 1 demonstrates the
   typical process.

                             FIGURE 1:
            Food Security Screening and Referral Systems

                       SCREENING PROCESS
                       • Patient completes 2-item food security
                         screener
                       • Medical staff review and enter results
                         into EMR
                       • Referral is generated in EMR

                                                                  REFERRAL PROCESS
                                                                  • Referral is generated in the EMR
         EMR                                                      • Referral is sent via secure fax or
                                                                    encrypted mail
                                                                  • Outreach team receives referral
                                                                    and contacts patients
     FOLLOW-UP PROCESS
     • Patients are provided with assistance by
       phone or in person
     • Patients receive follow-up by mail
     • Outreach team documents client interactions

   SYSTEMATIC FOOD SECURITY SCREENING

   Health professionals who do not regularly screen for food
   insecurity may still talk to older adult patients about access to
   food in certain situations. Health professionals discuss
   availability of food in the home when they prescribe
   medication in order to ensure that the patient takes the
   medication appropriately. Health professionals may also
   discuss food when they notice that a patient is underweight,
   or in the context of chronic disease self-management, such
   as regulating diets for patients with diabetes.15 While these
   are important for health professionals to discuss with

                                                                                                         10
patients, they may not identify all food insecure patients who
are at increased risk for poor health outcomes due to the lack
of access to safe and affordable foods.

“Systematic” food security screening means that all patients
are screened, regardless of health insurance, personal
appearance, or health conditions, using a validated screening
tool that is implemented by all providers in the health system
or clinic. By incorporating the food security screening
questions into his or her routine practice, a health care
professional achieves the following benefits:

   Screening is not contingent on nutrition being a factor in
    the diagnosis or outcome of the visit

   Asking the same questions of all patients destigmatizes
    food insecurity

   Tracking patients’ food insecurity in the electronic health
    record provides information important to the patients’
    health care in the long-term

   Systematically referring patients to food and nutrition
    resources in the community can have a positive impact on
    their health

While underweight patients may appear food insecure, food insecurity is just as
likely to occur among normal and overweight patients, as well as those who
appear ‘put-together.’ Systematic screening is the only way to identify

everyone at risk.

Hager et al (2010) validated the use of a two-item food security
screening tool with high levels of sensitivity (97%) and
specificity (83%) when compared to the longer USDA HFSS.16
The American Academy of Pediatrics recommends this tool for
use at all well-child visits; health systems have implemented
these questions for older adult populations as well. Medical
staff, such as medical assistants and patient navigators can
administer the questions as shown in Figure 2.

                                                                              11
FIGURE 2:
      Validated 2-Item Food Security Screening Tool
   Recommended for Routine Screening in Primary Care

       I’m going to read you two statements that people
       have made about their food situation. For each
       statement, please tell me whether the statement
       was often true, sometimes true, or never true for
       your household in the last 12 months:

       1. “We worried whether our food would run
          out before we got money to buy more.”
          Was that often true, sometimes true, or never
          true for your household in the last 12 months?

       2. “The food that we bought just didn’t last,
          and we didn’t have money to get more.”
          Was that often true, sometimes true, or never
          true for your household in the last 12 months?

       A response of “often true” or “sometimes true” to
       either question is an indication of food insecurity.

Health systems and individual clinics have demonstrated ample
flexibility with respect to how, when, and by whom the food
security screening is administered. A typical process is described
in more detail on the following page.

                                                                     12
FIGURE 3:
                           Overview of Food Security Screening & Referral Process

CONDUCTING THE SCREEN
                                                                   When administering the screen, explain that all patients
   Food security screening questions can be administered          are asked to complete the form. The information that the
    to patients verbally or in a written format, depending on      patient provides will help the clinic connect the patients
                                                                   with resources available to them in the community.
    the preference of the health system, how it fits into the
    patient intake process, and the literacy and language
    preferences of patients.

   Typically, a medical assistant or patient coordinator administers the screening tool, alone or in conjunction with
    other screenings, during the intake or rooming process. Some clinics have opted to screen at every visit or only
    annual wellness visits—the frequency of screening should encourage consistent use and fit with the patient flow.

   To reduce stigma or embarrassment, some medical assistants explain to patients that they ask the food security
    questions of all patients and that there are resources in the community to which the clinic can refer patients based
    on their needs.

REVIEWING THE RESULTS AND MAKING THE REFERRAL

   The medical assistant reviews the results of the screen and logs the result in the electronic medical record.

   After a patient is identified as food insecure, health providers may ask more about his or her current situation,
    whether the patient’s need for food is chronic or periodic, and how it may impact his or her current diagnosis.

   Before generating a referral in the EMR, medical staff describe the referral process and ask permission to refer
    the patient for additional food assistance.

   When a patient accepts the referral, the medical assistant generates the referral in the electronic medical record.
    Depending on the sophistication of the system, the referral may be sent automatically to the outreach team or
    faxed by the medical assistant or other staff.

   Medical staff review food security status and referral follow-up at subsequent visits.

REFERRAL OUTREACH AND FOLLOW-UP
                                                                    The development of the outreach team depends largely
   The outreach team receives the referral by email or fax         on resources available within the health system, as well
    and may conduct in-person or telephone follow-up with           as the capacity of community partners to engage
    patients.                                                       patients and connect them with available resources.

   The outreach team may include caseworkers or patient navigators who operate within the health system or work
    externally for community partners, such as nonprofit social service agencies or anti-hunger organizations.

   The outreach teams track follow-up activities and ensure that patients are able to access the resources available
    to them.

                                                                                                                                13
2.2 GETTING STARTED

                 Health systems or primary care practices that are beginning to
                 implement systematic food security screening and referrals for
                 older adult patients have many current examples to inform the
                 development and implementation process.

                 This section describes some of the resources that health
                 systems or primary care practices need to implement a food
                 security screening and referral process successfully.
                 Strategies to use or acquire those resources, and challenges
                 and solutions that systems or practices will encounter in
                 securing those resources are also discussed.

                 Specifically, we have identified the five key factors that a health
                 system or primary care practice should consider closely when
                 planning for food security screening and referral: champions
                 and advocates, organizational commitment, community
                 partners, modifications to the EMR, and HIPAA compliance.
                 Figure 4 provides tips for planning a food security screening
                 and referral process.

                                       FIGURE 4:
            Tips for Planning a Food Security Screening and Referral Process

                     - Create an internal working group that includes staff at all levels in the process
    Champions
1   and
    Advocates
                     - Set timelines for milestones, hold regular meetings, and assign tasks to all members
                     - Generate buzz and keep the energy and enthusiasm building

                     - Engage leadership and staff early
2
    Organizational
    Commitment       - Educate colleagues on the importance of food security screening and referrals for older
                      adult patients

                     - Work with community partners and anti-hunger advocates to identify community
3
    Community          resources and referral solutions
    Partners
                     - Assess potential partners’ abilities to contribute to the planning and referral process

                     - Engage IT to discuss potential EMR solutions
4
    Modifications
    to the EMR       - Keep in mind that changes to the EMR will take time to achieve; low-tech screening
                       and referral can still be implemented while EMR changes are under development

5
    HIPAA            - Engage your legal department to identify the best way to set up community-based
    Compliance         referrals while remaining compliant with HIPAA

                                                                                                                 14
1      CHAMPIONS AND ADVOCATES

Champions and advocates are an integral part of the development and implementation of food security
screening and referral processes. Building and maintaining support and momentum throughout each step in
the process is a key factor in ensuring the success of such an initiative.

STRATEGIES                                               CHALLENGES & SOLUTIONS
The process of developing and implementing a             Championing an initiative within the health care
food security screening and referral process takes       system can be a formidable task and it is easy to
time and patience. Champions can serve many              experience burnout when championing a cause
important roles:                                         on top of your regular job duties. Champions
 Organize a working group that includes clinic          and leaders should keep the following in mind:
  staff and other stakeholders to develop a plan          Celebrate small achievements with your team
  for food security screening and referral.                or working group. You may develop a
 Maintain forward momentum by holding                     relationship with community partners before
                                                           you finalize the details of the screening and
  regular meetings and keeping all parties
                                                           referral process. Every achievement on the
  engaged in the process.
                                                           path to full implementation is a success.
 Work with medical staff to design and
                                                          Planning and facilitating a screening and
  implement a system for food security
                                                           referral system is a large task: seek out help,
  screening at routine visits.
                                                           divvy up tasks, and set reasonable expectations
 Facilitate collaborations between the health             for follow-up.
  system or clinic and community organizations
                                                          Setbacks are normal occurrences: your
  that can provide referrals.
                                                           willingness to adapt and maintain focus can
 Engage and educate health system staff to                help you achieve your goals.
  emphasize the importance of food insecurity
  to the health of older adults.
 Train clinic staff on the food security screening
  and referral process.

                 Champions or advocates of food security screening and referral
                 can be medical assistants, clinic directors, physicians, or

                 patient navigators—anyone who has the energy and
                 determination to ensure that all older adults be screened for food
                 security.

                                                                                                           15
2     ORGANIZATIONAL COMMITMENT

Health systems’ staff and leadership must recognize the need for food security screening and the positive
impact it can have on patients’ health. Commitment from the health system is important to effectively
integrate a screening and referral process, especially in updating the EMR to record the results of the
screening and automate referrals.

 STRATEGIES                                                CHALLENGES & SOLUTIONS
The organization’s leadership should commit to
                                                          Securing the support and commitment of health
developing, implementing and maintaining the
                                                          systems’ staff and leadership can be challenging
food security screening and referrals to ensure
                                                          in the face of funding concerns and competing
the following:
                                                          initiatives. Champions and advocates of food
 Alleviating food insecurity for older adult             security screening and referral may take the
  patients remains a priority in the long-term.           following steps to win over key stakeholders:
 Resources are dedicated to training staff on               Make the business case for why addressing
  food security screening topics, and all staff               food insecurity among older adult patients
  participate in trainings.                                   should be a key priority.
 Changes are made to the EMR to document                    Work with community partners to understand
  the results of screening and automating                     and communicate the challenges that older
  referrals.                                                  adults face in your area related to food
 Funding is secured to support changes to the                insecurity and utilization rate of food
  EMR and referrals.                                          assistance programs, such as SNAP.
                                                             Clearly and concisely communicate your
                                                              solution to address this critical issue; present
                                                              examples of similar settings in which
                                                              screening and referrals have been
                                                              successfully implemented.

            Demonstrating the need for food security screening in your practice is key to
            eliciting support. Consider administering the two food security screening questions
            with older adult patients over several clinic days using a pen-and-paper
            questionnaire. Explain that all patients are being asked to respond to these
            questions and that responses are anonymous. At the end of the test period, tally
            responses to calculate the proportion of patients reporting food insecurity.

                                                                                                                 16
3     COMMUNITY PARTNERS

Community partners can create critical links to ensure the continuum of care for food insecure patients.
Primary care practices can develop mutually beneficial relationships with community partners, such as anti-
hunger organizations or social services agencies (i.e., Area Agencies on Aging), to provide assistance to
food insecure patients.

STRATEGIES                                                CHALLENGES & SOLUTIONS
Community partners can be well-positioned to              Organizations within the community committed
support health systems in addressing food                 to ending hunger and food insecurity can play a
insecurity for older adult patients. For example,         key role in championing the health system’s
health systems have partnered with community              efforts, but may also face challenges in handling
agencies in the following ways:                           patient referrals.
 Maryland Hunger Solutions conducts on-site               Community partners often have limited
  SNAP application screening and enrollment for              resources or limited capacity to engage in
  food insecure patients at Chase Brexton Health             new work. Work with partners to figure out
  Care in Baltimore.                                         what resources are available and how a
 Second Harvest Heartland Food Bank                         referral process can fit into their existing
  conducts referrals for Hennepin County                     infrastructure. For instance, community
  Medical Center. Trained outreach team                      partners may be able to provide trainings or
  workers call older adults who have been                    informational materials on food insecurity
  identified as food insecure and connect them               among older adults at little or no cost.
  with food assistance programs and other                  Consider seeking funding in collaboration with
  community resources.                                       community partners through foundations,
 Impact NW, a nonprofit social services agency,             donations, or grants to support referrals to
  supports patient referrals at Providence                   outreach teams.
  Medical Group – Milwaukie, Oregon. Impact                Identify resources or activities in collaboration
  NW’s patient navigators set up in person                   with community partners that are mutually
  meetings with food insecure patients to assist             beneficial. For instance, if an organization’s
  them with completing applications for food                 goal is to increase access to SNAP, focus
  assistance and address other concerns such                 efforts on increasing SNAP participation
  as housing or utilities.                                   among food insecure older adult patients.

           A number of funding sources can be accessed to contribute to the
           successful implementation of the food security screening and referral process.
           These include hospital foundations, community partners,

           donations, and grants. Funding can support changes in electronic medical
           record systems, training staff, and referral staff compensation.

                                                                                                              17
4      MODIFICATIONS TO THE ELECTRONIC MEDICAL RECORD

Incorporating food security screening questions and automating referrals in the electronic medical record
(EMR) is not a requirement for a screening and referral process, but the benefits of doing so likely outweigh
the costs.

STRATEGIES                                                 CHALLENGES & SOLUTIONS
Documenting food insecurity and automating
                                                           Modifying the EMR may be one of the more
referrals can be a quick and seamless process
                                                           challenging, and potentially costly, aspects of
when the EMR is designed to efficiently handle             setting up a food security screening and referral
these functions. Incorporating screening and               process. Individuals championing the
referral into the EMR can benefit patients,
                                                           implementation of a screening process should
medical staff, and the health system as a whole:           prepare to overcome the following potential
 Documenting food insecurity in the patient’s             challenges:
  EMR enables medical staff to incorporate                  EMRs are typically designed to record
  food security status into care plans.
                                                              medical diagnoses and referrals with a focus
 Conducting the screening, logging the                       on billing for services rendered. Incorporating
  results, and making a referral in an                        food security screening questions and
  automated system can take as little as a few                community-based referral into the EMR may
  minutes for well-trained clinic staff.                      not be easy, but workarounds can be
                                                              developed through collaborations between
 Food insecurity among patients can be
                                                              health professionals and IT professionals.
  quantified and reported in community health
  needs assessments, used to secure funding                 Modifying the EMR within a large health
  for new initiatives, and to strategize on how to            system may pose additional challenges, as
  effectively improve health outcomes for older               decisions to change the EMR are made
  adults.                                                     outside of the clinical environment. Planners
                                                              may need to identify potential food security
 Including the food security screening in the
                                                              advocates who are in positions to make these
  EMR makes screening a standard operating
                                                              decisions within the organization.
  procedure and increases the number of
  patients who are screened.

               Food security screening and referrals may become more

               common in EMR software. Children’s Health Watch has been
               working closely with Epic software developers to incorporate the
               screening tool in future versions of the software. As this practice
               becomes more commonplace, other EMR companies may follow suit.

                                                                                                                18
5     HIPAA COMPLIANT REFERRALS

When sharing patient information with community partners as part of the food assistance referral process,
health systems must comply with the Health Insurance Portability and Accountability Act (HIPAA). HIPAA
regulates the use and disclosure of health records and limits the use of personally identifiable health
information to reduce the chance that a health care provider will disclose a patient’s information
inappropriately.

STRATEGIES                                               CHALLENGES & SOLUTIONS
When a health system develops and                         Numerous health systems have shown that it is
implements a food security screening and                  possible to successfully protect patients’
referral process, it must take special care to            personal information while referring food
ensure patients’ privacy, especially when it              insecure patients for assistance. Screening and
works with community partners. Health systems             referral teams can ensure a successful process
have successfully implemented referral                    by taking the following actions:
processes by taking the following actions:
                                                           Working closely with health systems’ legal
 Asking patients’ permission to send their                  departments when developing and
  contact information to a community partner                 implementing the referral process.
  for food assistance.
                                                           Talking with other health systems that have
 Limiting the amount of information sent to                 successfully implemented referrals.
  community partners, by sending, for instance,
                                                           Ensuring that community partners understand
  only the patient’s name, address, phone
                                                             HIPAA and how it applies to the referral
  number, and preferred language.
                                                             process.
 Sending referrals via a secure method, such
  as fax or encrypted email.

               Everyone has a role to play in protecting patient
               privacy. Working with a legal department, asking patients’
               permission for referrals, and sending referrals through secure
               methods will help ensure HIPAA compliance.

                                                                                                            19
2.3 CHARACTERISTICS OF
    SUCCESSFUL SYSTEMS

   There is no one way to develop and implement a food
   security screening and referral process in a primary care
   practice. After reviewing information available on health
   systems and clinics that have implemented food security
   screening and referrals, we identified the following
   characteristics that appear to have contributed to the
   success of those efforts:
      Clear communication
      Reducing burden on primary care physicians
      Long and short term solutions to alleviate food insecurity
      Planning for sustained implementation

   In this section we discuss the ways in which these
   characteristics play a role in enhancing different aspects of
   the screening and referral process and provide examples of
   how health systems have successfully demonstrated these
   qualities.

                                iStock.com/monkeybusinessimages/IMPAQ International

                                                                                      20
CLEAR COMMUNICATION

Clear and consistent communication with staff, partners, and
stakeholders both within and outside the health system are
key factors that contribute to a program’s success. The
following examples illustrate how health systems maintain
consistent communication for screening programs:

   Ongoing communication between Chase Brexton Health
    Center staff and Maryland Hunger Solutions outreach
    staff helped identify and address issues as they occurred.
    Because food insecure patients initially were not following
    up on in-person appointments, the case management
    team began to schedule outreach team visits to coincide
    with medical appointments and provided transportation
    vouchers to patients.13

   The food security screening implementation team at the
    Peach Tree Health in Yuba County, California developed
    a communication matrix to organize sharing information
    with staff members with dates and times.17

   A project team from Hunger Free Colorado and Kaiser
    Permanente Colorado holds quarterly telephone
    meetings where primary care providers share best
    practices and areas for improvement. Additionally,
    Hunger Free Colorado provides a monthly report to the
    staff at Kaiser Permanente identifying the number of
    people enrolled in federal food assistance programs and
    accessing other resources.18

                                    iStock.com/shironosov/IMPAQ International

                                                                                21
REDUCING THE BURDEN ON PRIMARY CARE
PROVIDERS

Our interviews with primary care providers and lessons
learned from previous research indicate that primary care
providers are enthusiastic about addressing food insecurity
but often are pressed for time and face competing demands
that may prevent them from fully engaging patients with
regard to food insecurity.15,19,20 In many cases, primary care
providers have contributed to the development and
implementation of food security screening and referral
programs, but are not heavily involved in the actual practice
of screening or referring patients.

   Medical assistants at the Senior Care Clinics at
    Hennepin County Medical Center conduct the food
    security screening and initiate referrals for those
    identified as food insecure. Notes in the EMR inform
    primary care providers of the issue.13

   Kaiser Permanente Colorado and Hunger Free Colorado
    deliberately integrated food security screening into the
    existing clinical workflow tailored to each department to
    reduce burden for primary care providers.18

   A report from California Food Policy Advocates
    recommends embedding screening questions into
    existing workflows and having members of the health
    care team such as nurses and medical assistants initiate
    the screening and referral.21

                             iStock.com/monkeybusinessimages/IMPAQ International

                                                                                   22
LONG AND SHORT TERM SOLUTIONS FOR
ADDRESSING HUNGER

Food insecurity among older adults can be chronic or cyclical.
Patients who respond affirmatively to the food security
screening tool may have immediate and/or long-term needs,
which can negatively impact patients’ adherence to treatment
plans, such as when physicians prescribe special diets or
medication that must be taken with meals.22 While not all food
assistance referrals are immediate, health systems have
demonstrated ways in which they can help address patients’
immediate and long-term needs.

   Working with community partners, Chase Brexton Health
    Center case managers are able to provide a local grocery
    store gift card to patients who have an immediate need for
    food. Patients are also scheduled to meet with a Maryland
    Hunger Solutions outreach worker to enroll patients in
    SNAP or other food assistance programs.13

   At the Boston Medical Center, primary care providers
    screen patients and provide referrals to the onsite
    preventative food pantry, which supplies patients with
    enough food to last three to four days to meet that patient’s
    immediate food needs.23

   At Hennepin County Medical Center Parkside Clinic,
    patients are offered a bag of healthy food to meet their
    immediate needs and referred to Second Harvest
    Heartland Food Bank for long-term solutions. Second
    Harvest Heartland helps eligible patients enroll in food
    assistance programs and connects patients with other
    community programs, such as “Fare for All”—mobile
    markets providing discounted nutritious foods.13

                                       iStock.com/fstop123/IMPAQ International

                                                                                 23
PLAN FOR SUSTAINABILITY

Many of the characteristics described in this section will help
to ensure the long-term sustainability of food security
screening for older adults in primary care practices. Clinics
may take a few additional steps to solidify or prioritize food
security screening and referral processes:

   Participate in anti-hunger partnerships and coalitions.
    Participating in local partnerships or coalitions aimed at
    addressing hunger, especially for older adults, will help the
    food security screening and referral project team stay up-to-
    date on existing and new funding opportunities, relevant
    policy changes, and other opportunities to promote access
    to food resources for older patients.

   Explore non-conventional sources of funding.
    Existing programs have found a variety of funding
    sources to promote and implement screening and referral
    processes. Other opportunities have been used less
    frequently, such as Section 1115 Medicaid waivers that
    allow states to test new approaches including
    experimental, pilot, or demonstration projects.21

   Data collection and evaluation. Food security
    screening and referral processes are new to most health
    care systems. Researchers have not documented or
    quantified the long-term effects on food insecure older adult
    patients’ health outcomes, nutrition, and chronic disease
    management. Health systems and partners that implement
    food security screening and referrals should collect data
    and evaluate those services to ensure the needs of patients
    are being met and that their programs have the intended
    result of improving patients’ health and nutrition.

                                       iStock.com/from2015/IMPAQ International

                                                                                 24
SECTION 3
Community Partners
and Food Assistance
Resources
Health system staff who seek to implement a food security
screening and referral process should take time to
understand the measures that their local communities are
taking to address hunger.

In this section we describe the different types of community
partners and the roles that they play to support a robust
referral and follow-up system. We also describe how health
care systems can develop partnerships with senior services
and anti-hunger organizations, and the types of food and
nutrition assistance they provide to older adults.

                                     iStock.com/fstop123 /IMPAQ International

                                                                                25
iStock.com/Kikovic/IMPAQ International

3.1 THE ROLE OF COMMUNITY PARTNERS

    Community partners play important roles in the food security
    referral and follow up process. They are experts in food
    assistance resources in the community and have outreach
    staff who are trained to screen people for federal nutrition
    programs, such as SNAP, and help them apply to those
    programs. This is especially important for older adult patients
    who are unfamiliar with the programs, who might have tried
    to access them when they were younger (when criteria were
    more stringent), or who are uncomfortable using technology,
    to submit application materials.

    WHO ARE COMMUNITY PARTNERS?

    There is no prescription for a health care system to form a
    successful partnership with an agency that conducts
    eligibility screening and referral services for older patients.
    Each community has unique attributes and a variety of
    organizations that are concerned with food insecurity,
    nutrition, and older adult health.

                                                                                                         26
iStock.com/Steve Debenport/IMPAQ International

The following types of organizations are often interested in
partnering with health systems and clinics to ensure that low-
income older adults are connected to nutrition resources:

   Social services agencies are valuable partners to
    community based primary care providers, assisting patients
    with housing needs, social security issues, etc. These
    organizations also can connect patients to nutrition support
    programs.

   Food banks are non-profit organizations that warehouse
    and distribute large quantities of donated and government-
    funded commodity foods throughout the community through
    food pantries, shelters, and other community partners.

   Anti-hunger advocacy groups, sometimes working within
    or in collaboration with food banks, promote the effective
    use of government funded food security programs for
    eligible individuals.

   Area Agencies on Aging provide a wide array of services
    to people 60 or older to help them age in place, including
    hot or cold home-delivered meals (often called “Meals on
    Wheels”).

   Other organizations, including senior centers offering
    meals, farmer’s markets, nutrition education programs,
    cooperative extension programs, public health departments
    and other healthy communities initiatives may also be
    potential partners in your community.

                                                                                                     27
WHAT COMMUNITY PARTNERS BRING TO THE
TABLE

Community partners receive funding from various sources to
provide services to low-income adults and households.
Funding to support food assistance for older adults is
provided by various federal government agencies (e.g.,
USDA nutrition assistance programs, the Older Americans
Act), state governments (e.g., state SNAP Outreach Plan,
State Unit on Aging), national or community foundations, and
other charitable organizations.

Community partners can play a critical role in the screening
and referral process by not only aiding older adults in
acquiring food, but also assisting the health system and
contributing to the success of a screening and referral
program.

Community partners may support patients in the following
ways:

   Screen referred patients for eligibility to receive federal
    nutrition benefits – SNAP, Community Supplemental
    Food Program, Senior Farmer’s Market Nutrition
    Program – and assist older adults with the application
    process.

   Connect referred patients to community food resources,
    such as food banks, senior feeding programs, and
    community-based healthy food initiatives.

   Provide access to dietitians, nutritionists, chefs, and
    other experts who can support patients’ unique needs.

   Develop and provide nutrition education that is tailored to
    older adults, different cultural groups, and in various
    languages that inform patients about healthy eating and
    how to best use available food resources.

                                                                  28
iStock.com/Rawpixel Ltd/IMPAQ International

Community partners may support health systems in the
following ways:

   Provide expertise in food insecurity, its prevalence, and
    its impact on older adults, as well as extensive
    knowledge on food assistance resources and barriers
    that impede patients’ participation in federal assistance
    programs for older adults.

   Conduct training for health system staff on the screening
    and referral process, community food resources, and
    federal nutrition programs.

   Contribute to grant writing and fundraising efforts for joint
    initiatives that help sustain and grow food security
    screening and referral.

   Assist with tracking referrals and evaluate the overall
    referral effort to help build the case for further funding
    and increase support from the medical community.

                                                                                                        29
3.2 REFERRAL MODELS AND
                      COMMUNITY PARTNERS
                              The assistance provided as follow-up to each food insecurity
                              referral can vary widely, depending on the financial and
                              human resources available to address the need. Figure 5
                              provides a brief description of the different types of models
                              that are being tested across the country and their respective
                              levels of intensity. Medical staff can refer patients to on-site
                              staff for immediate assistance or to off-site community
                              partner staff who will contact the patient after the visit. The
                              latter has the advantage of higher levels of completion but
                              requires more staff time and effort. Referrals that require the
                              patient to initiate follow up with community partners are less
                              effective, but take less staff time and effort.

                                                        FIGURE 5:
                                      Types of Referral Models and Level of Intensity

     Model                         Description                                                                      Level of Intensity

                                   Patients are referred to full-time, onsite case managers, patient navigators,
     On-demand onsite
                                   or resource coordinators who can assist them in accessing food resources
     assistance
                                   and applying for food assistance programs

     Intermittent onsite           Patients are referred to an onsite partner organization to assist the patient
     assistance                    with accessing food resources and applying for food assistance programs

                                   Patients consent to external referral and receive a follow-up call from a
     Partner-initiated, in-        partner organization to schedule an in-person visit. An outreach worker
     person referrals              meets with the patient to help him or her access food resources and apply
                                   for food assistance.

                                   Patients consent to external referral and receive a follow-up call from a
     Partner-initiated.
                                   partner organization, which assists patients to access food resources or
     phone-based referral
                                   apply for food assistance programs over the phone.
                                   Patients are provided with a phone number to call a community partner for
     Patient-initiated,
                                   assistance. The community partner organization assists patients to access
     phone-based referral
                                   food resources or apply for food assistance programs over the phone.
     Referral to local             Patients are typically provided with contact information for local community-
     community-based               based organizations for assistance; sometimes these referrals are paired
     organizations                 with food prescriptions or coupons for healthy food.

           Significant intensity                              Moderate intensity                                    Minimal intensity

Source: Adapted from San Diego Hunger Coalition Report: Launching Rx for CalFresh in San Diego: Integrating Food Security into Healthcare
Settings (2016).24

                                                                                                                                            30
The following examples illustrate the different types of
referrals in use by health systems throughout the U.S.:

   Using SNAP outreach funding from the state, Maryland
    Hunger Solutions is able to provide intermittent on-site,
    in-person SNAP application assistance to food insecure
    patients.

   Second Harvest Heartland Food Bank, also a recipient of
    SNAP outreach funding, provides partner-initiated phone
    based follow-up to enroll older adults in SNAP and other
    services for which they qualify, and connects them with
    resources near their homes, such as “Fare for All” sites
    (mobile markets throughout the city providing discounted
    nutritious foods).

   An enhanced referral to local community-based
    organizations can include screening for food security and
    provision of a prescription to a farm stand, farmer’s market,
    or retailer. Examples include Fresh Prescription: Recipe for
    a Healthy Detroit; Wholesome Wave’s Fruit and Vegetable
    Prescription Program (FVRx); Community Harvest
    Project’s Farm to Health Initiative; Food Rx Initiative
    developed by the University of Chicago Medicine and
    Walgreens; Veggie Rx through Gorge Grown Food
    Network; and Waste Not OC Coalition.

As noted previously, champions of food security screening
within the health system should identify and talk with local
community partners early in the planning process. Health
system staff and community partners should have honest
discussions regarding ways in which referrals can be
conducted given existing resource constraints, whether
additional resources are required to support referrals, and, if
so, what are the potential ways to acquire those resources.

                                                                    31
3.3 MAKING THE CONNECTION WITH
    COMMUNITY PARTNERS

   As health systems and communities work to improve patients’
   health and health outcomes, partnerships between primary care
   practices and groups addressing hunger and food insecurity
   have evolved:

      Maryland Hunger Solutions’ efforts to increase SNAP
       enrollment among vulnerable and hard-to-reach populations
       led to a partnership with Chase Brexton Health Center,
       whose patients were largely underserved by SNAP. With
       the partnership in place, patients’ needs are being met
       without increasing the burden on medical or case
       management staff.

      The Providence Medical Group – Milwaukie, Oregon has
       implemented “Screen & Intervene,” a food security
       screening and referral system, which began in partnership
       with the Oregon Food Bank. As a result, first year residents
       in the Providence Oregon Family Medicine Residency
       program are required to complete a Childhood Food
       Insecurity online course, and staff at the clinic are looking to
       expand screening to all populations, including older adults.

   Developing partnerships with community organization are key to
   successfully planning a food security screening and referral
   program in primary care practices. Health systems can
   successfully develop partnerships by participating in or
   contacting community food security councils, nutrition
   researchers on staff within the health system, and community
   organization board memberships.

   If health system staff do not have existing connections with anti-
   hunger organizations, a good first step is contacting a local food
   bank. Other local or state organizations focused on improving
   health and nutrition for older adults can also play a role. For
   instance, the local AARP chapter can help direct medical
   providers to possible community partners. The state SNAP
   Education (SNAP-Ed) provider is also a good resource.
                                                                          32
3.4 FEDERAL NUTRITION RESOURCES
    FOR OLDER ADULTS

   Two federal agencies operate nutrition programs for older
   adults: the U.S. Department of Agriculture and the U.S.
   Department of Health and Human Services, Administration
   for Community Living (ACL).

   USDA operates six nutrition assistance programs that
   support food access for food insecure older adults. Two of
   USDA’s nutrition assistance programs are exclusively for
   older adults: the Commodity Supplemental Food Program
   (CSFP) and the Senior Farmers Market Nutrition Program
   (SFMNP). The rest of the programs serve older adults as
   part of the general population; these programs often have
   special eligibility rules to facilitate access for this
   underserved population.

    Federal entitlement programs such as SNAP, CSFP and SFMNP, serve
    all eligible individuals and are not subject to caps or waiting lists.

   ACL’s Office on Aging operates the Elderly Nutrition Program
   through the Older Americans Act via Title III Grants for State
   and Community Programs an Aging and the Title VI Grants for
   Native Americans. The Nutrition Services Incentive Program is
   a joint effort between USDA and ACL to provide food to older
   adults in need.

                                                                             33
iStock.com/shironosov/IMPAQ International

Child and Adult Care Feeding Program (CACFP)

What the Program Does: The CACFP provides funding to
adult day care facilities that serve nutritious meals to older
adults. CACFP provides reimbursements to centers that
provide adult day care services that meet the needs of
functionally impaired adults, which lower the centers’ costs of
serving meals.

Whom the Program Serves: To participate in CACFP, adult
day care centers must provide supervised care in a
community-based setting, outside of the homes, on a less
than 24-hour basis. The Program serves adults who are age
60 or older, or adults of any age who are functionally
impaired and whose independence and ability to carry out
activities of daily living are limited. Centers must be licensed
or approved by a state or local agency, and may be public,
private nonprofit, or private for-profit; however, for-profit
centers must serve higher numbers of low-income adults or
adults who receive Medicaid or Supplemental Security
Income in order to be eligible to participate.

To Learn More: http://www.fns.usda.gov/cacfp/adult-day-
care-centers

                                                                                  34
iStock.com/Highwaystarz-Photography/IMPAQ International

Commodity Supplemental Food Program (CSFP)

What the Program Does: The CSFP supplements the diets
of low-income older Americans who are at least 60 years old
with a monthly food package. Food packages include a
variety of foods, such as shelf-stable milk, juice, farina, oats,
ready-to-eat cereal, rice, pasta, peanut butter, dry beans,
canned meat, poultry, or fish, and canned fruits and
vegetables.

Whom the Program Serves: CSFP operates in 47 States,
the District of Columbia, and 2 Indian Tribal Organizations
(ITOs). Older persons at least 60 years old can apply. States
establish income limits at or below 130 percent of the Federal
Poverty Income Guidelines.

To Learn More: http://www.fns.usda.gov/csfp/commodity
-supplemental-food-program-csfp

                                                                                      35
iStock.com/FredFroese/IMPAQ International

Elderly Nutrition Program

What the Program Does: Authorized by the Older
Americans Act (OAA), the Elderly Nutrition Program provides
grants to states and tribal organizations to provide
congregate and home-delivered meals (commonly referred
to as “Meals on Wheels”) to older adults. Meals provided
through the Elderly Nutrition Program must adhere to the
Dietary Guidelines for Americans and provide at least one-
third of older adults’ dietary reference intakes.

Whom the Program Serves: The Elderly Nutrition
Program serves adults aged 60 and older. There is no means
-based test to participate in the Elderly Nutrition Programs, but
services may be targeted to vulnerable populations, including
older adults with low incomes, living alone or socially isolated,
living in rural areas, or at nutritional risk.

To Learn More: http://www.aoa.acl.gov/AoA_Programs/
HPW/Nutrition_Services/index.aspx

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