Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council

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Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland
COVID-19 Control Plan

Version 1 June 2020
Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland COVID-19 Control Plan

CONTENTS
1.   BACKGROUND                                                                    3
2.   INTRODUCTION                                                                  5
3.   DEFINITIONS                                                                   7
4.   ROLES, RESPONSIBILITIES AND GOVERNANCE                                      11
5.   SURVEILLANCE                                                                17
6.   PREVENTIVE STRATEGIES                                                       19
7.   TESTING                                                                     23
8.   CONTACT TRACING                                                             25
9.   INCIDENT OR OUTBREAK MANAGEMENT AND COMUNICATION                            29
10. CONTROL MEASURES                                                             33
11. ENFORCEMENT                                                                  37
12. COMMUNICATION STRATEGY                                                       39
13. ACCESS TO RESOURCES                                                          41

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Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland COVID-19 Control Plan

1. BACKGROUND
On 31 December 2019, the World Health Organization (WHO) was informed of a cluster of cases of
pneumonia of unknown cause detected in Wuhan City, Hubei Province, China.
On 12 January 2020, it was announced that a novel coronavirus had been identified in samples obtained
from cases. This virus is referred to as SARS-CoV-2, and the associated disease as COVID-19.
On 30 January 2020, WHO declared the outbreak of COVID-19 a Public Health Emergency of International
Concern.
On 11 March 2020, WHO characterised the outbreak as a pandemic.
The first confirmed case of COVID-19 in the UK was identified and tested on 30 January 2020 and the first
death related to COVID-19 in the UK was reported on 5 March 2020.
The UK Government published its Coronavirus Action Plan on 3 March 2020 which set out measures to
control the virus in three phases: contain, delay and mitigate.
The Coronavirus Act 2020 was passed to provide Government with the legal measures to be able to
implement the phased response. On 12 March 2020, the UK Government announced the shift from
contain to delay and started to put in place measures to slow the spread of the virus.
On 23 March 2020, the UK commenced its ‘lockdown’ with people required to stay at home as much
as possible, work from home where they could and only leave their home for a small number of
essential purposes.
On 11 May 2020, the Government published its COVID-19 Recovery Strategy. This set out the plans for
moving to the next phase of response to the virus including a ‘cautious roadmap’ to safely easing measures,
subject to successfully controlling the virus and being able to monitor and react to its spread.
The Recovery Strategy recognises that, in all likelihood, COVID-19 will continue to circulate in the
population for a considerable period of time, possibly causing periodic epidemics.
Managing the spread of the virus will be challenging, given that it can be spread both asymptomatically and
pre-symptomatically and that, at the present time, there is no effective drug treatment or vaccine. It is likely
that robust hygiene measures and some form of social distancing will be with us for the foreseeable future.
As restrictions are eased and the number of contacts between people increase, there is a need to make
social contact less infectious. This will be done by:
•   Making contact safer – e.g., by redesigning public and work spaces to be ‘COVID-19 secure’ and
    ensuring those with symptoms self-isolate
•   Reducing infected people's social contact – e.g., by using testing and contact tracing to monitor levels
    of infection and to better focus restrictions according to risk
•   Stopping hotspots developing – e.g., by detecting infection outbreaks at a local level and rapidly
    intervening with targeted measures.
As we move into this phase of adjusting the lockdown measures, we continue to monitor the surveillance
information and to plan for more locally targeted and tailored interventions to local outbreaks and hotspots.

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Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland COVID-19 Control Plan - Version 1 June 2020 - Sunderland City Council
Sunderland COVID-19 Control Plan

2. INTRODUCTION
COVID-19 Control Plans (CCPs)
As we move into the next phase of the response to the virus, local authorities have been asked to develop
COVID-19 Control Plans as a means of preventing, rapidly identifying and swiftly responding to complex
cases in high-risk places, locations and communities. This allows the response to be targeted and tailored to
local circumstances and supports the move towards recovery from the pandemic. The aim is once again to
contain the virus.
The Plan must address the following key themes:
•   Managing local outbreaks in care homes and schools
•   Managing high risk places, locations and communities of interest
•   Prioritising and managing deployment of testing capacity
•   Ensuring capacity for contact tracing in complex settings
•   Integrating national and local data to support decision making and action
•   Supporting vulnerable people
•   Establishing governance arrangements.
The responsibility to develop this Plan sits with Sunderland City Council due to their statutory
responsibilities for public health. The Director of Public Health is responsible for the development of
this Plan.
The local public health response set out in this Plan builds on existing health protection good practice and
involves working in partnership with a range of partners, such as PHE, NHS, educational establishments,
private businesses and the voluntary sector.

Purpose
The purpose of the COVID-19 Control Plan is to ensure a safe, effective, co-ordinated, targeted and tailored
approach to the control of COVID-19 (including the management of outbreaks) in Sunderland to support
the move towards recovery from the pandemic.
Implementation of the Plan should help to contain the virus and reduce the spread of the infection.

Aims
The aims of the COVID-19 Control Plan are to:
•   Reduce transmission of COVID-19 in Sunderland
•   Protect the vulnerable
•   Prevent increased demand on healthcare services
•   Ensure provision of an effective and timely response in the event of COVID-19 related incidents and
    outbreaks.

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Sunderland COVID-19 Control Plan

Objectives
Additionally, the COVID-19 Control Plan:
•    Sets out how the local public health system works with the NHS Test and Trace service to contain the
     virus by ensuring that contacts of new cases are identified, traced and isolated
•    Seeks to minimise the number of outbreaks of COVID-19 in Sunderland, using a preventive approach
•    Seeks to minimise the number of new and secondary cases in the event of outbreak
•    Ensures support is in place for all those who need it when they are affected by an outbreak
•    Sets out how vulnerable people are being supported to self-isolate.

Review
The COVID-19 Control Plan will be regularly reviewed and updated in response to developing knowledge
about the virus, new guidance, local learning from closed incidents or outbreaks, and the emergence of
treatments or vaccine. This should therefore be considered to be a ‘live’ document.

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3. DEFINITIONS
SARS-CoV-2 (the virus)
Coronaviruses are a large family of viruses that cause illness ranging from the common cold to more severe
diseases such as Severe Acute Respiratory Syndrome (SARS-CoV) or Middle East Respiratory Syndrome
(MERS-CoV).
The virus ‘severe acute respiratory syndrome coronavirus 2’ (SARS-CoV-2), is a novel beta-coronavirus
which was first identified in Wuhan City, Hubei Province, China in December 2019.

COVID-19 (the disease)
COVID-19 is the disease associated with SARS-CoV-2. Like other coronaviruses, SARS-CoV-2 produces a
respiratory illness in humans.
For most people who are infected with COVID-19, their illness will be relatively mild and self-limiting.
For some groups, the virus can cause more severe symptoms; these include people with weakened
immune systems, older people and people with long term conditions such as diabetes, hypertension,
cancer and chronic lung disease.

Incident
In the context of this Plan, an incident may be defined as a set of circumstances involving COVID-19 that
requires co-ordinated action to prevent or respond to a case or cases.

Outbreak
An outbreak can be defined in a number of ways, however in the context of COVID-19 and given that
SARS-CoV-2 is a novel coronavirus, it is likely that we will mainly use this definition of an outbreak in the
short to medium term.
•    An incident in which two or more people experiencing a similar illness are linked in time or place.
We may also use this definition to target wider prevention and control actions.
•    A greater than expected rate of infection compared with the usual background rate for the place and
     time where the outbreak has occurred.
We have also agreed definitions for outbreaks in a range of healthcare settings with key partners.

Control Team (CT)
A Control Team may be a formal meeting of all partners to address the control, investigation and
management of an outbreak, or a discussion between two or more stakeholders following the identification
of a case or exposure of concern. All such discussions should be appropriately recorded.

Case definitions
In the context of an outbreak of COVID-19:
a.   A possible case is any person with symptoms suggestive of COVID-19

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Sunderland COVID-19 Control Plan

b.   A probable case is any person with symptoms suggestive of COVID-19 who has a link to the outbreak
     setting in terms of place and time
c.   A confirmed case is any person with a positive test result for COVID-19.

Contact
A contact is a person who has been close to someone who has tested positive for COVID-19 anytime from
2 days before the person was symptomatic up to 7 days from onset of symptoms (this is when they are
infectious to others).

Close contact
For the purposes of managing outbreaks of COVID-19, a close contact is defined as any person not wearing
appropriate PPE or who has not been behind a Perspex or equivalent screen who has:
•    Had direct face-to-face contact with someone who has tested positive for COVID-19
•    Been within 1 metre of someone who has tested positive for COVID-19 for 1 minute or more
•    Been within 2 metres of someone who has tested positive for COVID-19 for 15 minutes or more.

Clinically vulnerable
Some groups in our population are at higher risk of developing severe illness or even dying from COVID-19
and have been identified as being clinically vulnerable to COVID-19:
•    Anyone aged 70 or over
•    Anyone with diabetes, a neurological condition or long-term respiratory disease
•    Anyone with a long-term problem that seriously affects their heart, kidneys, liver or spleen
•    Anyone who is seriously overweight (a Body Mass Index of 40 or more)
•    Anyone with a condition (such as HIV and AIDS) or taking medication (such as steroid tablets) that
     weakens the immune system
•    Anyone with a learning disability
•    Anyone who is pregnant.

Clinically extremely vulnerable
Some groups in our population are at higher risk of developing severe illness or even dying from
COVID-19 and have been identified as being clinically extremely vulnerable to COVID-19 due to complex
health problems:
•    Anyone who has received an organ transplant and remains on immunosuppression medication
•    Anyone with cancer who is undergoing active chemotherapy or radiotherapy
•    Anyone with cancer of the blood or bone marrow
•    Anyone with severe chest conditions such as cystic fibrosis or severe asthma
•    Anyone with a rare disease that significantly increase the risk of infections (such as severe combined
     immunodeficiency or homozygous sickle cell anaemia)
•    Anyone with severe diseases of body systems, such as those who require dialysis for severe
     kidney disease

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•   Anyone who is pregnant and has significant heart disease
•   Anyone else identified as clinically extremely vulnerable by their GP or hospital clinician.

Complex cases requiring escalation to tier 1 of NHS Test and Trace
•   Cases that are in settings which are identified as complex or high risk
•   Cases where there are issues of confidentiality or other complex issues
•   Where there is a need for consequence management
•   Where there is an increase in disease frequency or severity that may require further investigation locally
•   Cases where liaison with an educational/childcare setting or employer may be required.

Bubbles and cohorts
A bubble or cohort is a group of people who may have close physical contact with each other.
In a healthcare setting, a cohort is a group of patients who are infected with COVID-19 who are looked after
together. This cohort is kept separate from patients who are not infected.

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Sunderland COVID-19 Control Plan

4. ROLES, RESPONSIBILITIES
   AND GOVERNANCE
Roles and responsibilities
Under the Health and Social Care Act 2012, the Secretary of State has a duty to protect the health of the
population including the prevention of the spread of infectious disease and the protection of the
community against infectious disease. In practice these functions are carried out on behalf of the Secretary
of State by Public Health England (PHE).
Public Health England (PHE) delivers a specialist health protection service, including the response to
incidents and outbreaks through regional Health Protection Teams (HPTs). HPTs investigate and manage
outbreaks of communicable disease, provide surveillance of communicable diseases and infections and
support local authorities and port health authorities in their public health responsibilities. In the North East,
the HPT has a specific role in the identification and management of outbreaks and is responsible for Tier 1
of the Test and Trace system within the newly emerging regional and national structures.
The Joint Biosecurity Centre (JBC), once established, will provide an early warning analytical capability
that collects and analyses data to identify local flare-ups of COVID-19.
Local authorities and port health authorities have a key role in investigating and managing outbreaks of
communicable disease. Local Authorities are responsible for developing COVID-19 Control Plans under the
newly emerging regional and national arrangements being established by the JBC.
Directors of Public Health are responsible to their local authority and the communities they serve for
protecting and promoting the health of the population. This includes being assured that the arrangements
to protect the health of the communities that they serve are robust and are implemented. They have
specific roles in relation to preventing and managing COVID-19 outbreaks in their Local Authority area. They
do this by advising on and implementing measures at geographic and sectoral level. This role is being
further developed as part of the work led by the JBC and will inform further development of the COVID-19
Control Plan.
Local Authorities also have responsibilities for the services for which they have statutorily accountability, are
the commissioners or that they directly provide and/or manage. Expertise from the Environmental
Health and Health and Safety Teams will help the local authority to ensure that outbreaks are
investigated and managed, that settings are supported with appropriate advice and guidance, that
measures to make settings ‘COVID secure’ are safe and effective and implement enforcement actions
should that become necessary.
The Local Authority is the enforcing authority for retail, wholesale distribution and warehousing, hotels,
catering premises, offices and the consumer and leisure industries. In some cases, contact with national
bodies such as the Health and Safety Executive or the Food Standards Agency will be necessary.
The Health and Safety Executive is the enforcing authority at premises including factories, farms, hospitals
and schools. The Food Standards Agency protects the public from risks which may arise in connection with
the consumption of food, including risks caused by the way in which it is produced or supplied.
NHS England and Clinical Commissioning Groups (CCGs) have a duty to co-operate with local
authorities on health and wellbeing under the NHS Act 2006; this includes co-operation on health
protection matters. NHS England is responsible for ensuring an effective local response including the
mobilisation of local resources through the appropriate commissioner. The Director of Public Health will
hold NHS England to account for delivering that response. CCGs are the local commissioners of NHS

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funded community and secondary care services and co-commission primary care services. They must
ensure that commissioned healthcare services include the necessary surge capacity that may be needed
to manage incidents or outbreaks. Historically, Sunderland CCG has commissioned a community infection
control team, which is providing wrap around support in response to the COVID-19 pandemic. Work will be
taken forward jointly by the CCG, Council and other partners to ensure this provision is available where and
when it is needed whether that be in care homes, schools, workplaces, children’s residential homes, houses
in multiple occupation or other settings.
Healthcare providers have a responsibility to undertake risk assessment of any positive COVID-19 cases
in their patients and/or staff to reduce the risk of transmission of infection. This includes assessing the
contacts and exposures in healthcare settings and providing advice about isolation and exclusion from
work.
The Local Resilience Forum (LRF) is a multi-agency partnership which brings together senior
representatives from emergency services, local authorities, NHS bodies and other responders to prepare for
and support the ability to respond to emergencies as part of national co-ordination arrangements. In the
context of the COVID-19 pandemic, the LRF has a critical role is supporting mutual aid and the distribution
of resources across larger geographic footprints.

Governance arrangements
Over the period from March to June 2020, Sunderland City Council was using a governance structure for
the ‘response’ phase with Operational, Tactical and Strategic level groups to respond to and mitigate the
immediate effects of the pandemic.
As the numbers of new cases has fallen to very low levels during June 2020, the council has determined
that this is an appropriate time to move into the ‘recovery’ phase and governance arrangements have been
reviewed and adjusted to take account of this.
New governance groups will be established as follows to support delivery of the COVID-19 Control Plan:
•    Sunderland Health Protection Board (COVID-19) – to prevent, identify and contain outbreaks to
     protect the health of the public in Sunderland against COVID-19
•    Local Outbreak Control Board – to provide challenge, support and leadership and to facilitate
     political ownership and support public facing engagement and communication for the local response
     to COVID-19
•    Sunderland Strategic Co-ordinating Group – to support delivery of the COVID-19 Control Plan
     through resource deployment and by co-ordinating and working with partners across Sunderland.

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Sunderland COVID-19 Control Plan

                                   Local Outbreak Control Board
                                   Sub-group of Health & Wellbeing Board
                                    (Chaired by the Leader of Sunderland City Council)

                                  • Challenges, monitors and supports the
                                    Health Protection Board
                                  • Provides political ownership and
                                    public-facing engagement and
                                    communication for outbreak response

         Multi-Agency Strategic                                             Health Protection Board
          Co-ordinating Group                                                     (COVID-19)
     Sunderland City Council Chief Officer                             • Outbreak management and
             Group and partners                                          epidemiological trends
                                                                       • Develops prevention plans
    • Deliver resource deployment                                      • Develops standard operating procedures
    • Co-ordinates and works with partners to                            and tools to support outbreak
      support delivery of COVID-19 Control Plan                          management
                                                                       • Co-ordinates messages and advice
                                                                       • Co-ordinates outbreak support

Health Protection Board
The Sunderland Health Protection Board (COVID-19) will build on existing health protection arrangements
and will put in place measures to prevent, identify and contain outbreaks to protect the health of the public
in Sunderland against COVID-19.
The key objectives of the Health Protection Board will be to:
•    Lead and co-ordinate work to prevent the spread of COVID-19 in Sunderland
•    Develop the draft Sunderland COVID-19 Control Plan and associated Standard Operating Procedures,
     building on local and national knowledge and ensuring that health inequalities are addressed
•    Identify local high-risk places, locations and communities, including Care Homes and Schools, and plan
     how to prevent and manage outbreaks in each
•    Review data on outbreaks and cases to monitor epidemiological trends in Sunderland
•    Manage local testing capacity with partners to ensure swift testing of those who have had contacts in
     local outbreaks
•    Use local knowledge to support Public Health England in contact tracing
•    Support vulnerable local people to get help to self-isolate and ensure services meet the needs of
     diverse communities
•    Use available enforcement powers in response to outbreaks if required
•    Provide advice to the Local Outbreak Control Board and Local Strategic Co-ordinating Group

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•    Escalate issues beyond the remit of members of this Board to the Local Outbreak Control Board or the
     Strategic Control Board.
The Board will initially meet on a weekly basis through Microsoft Teams. The frequency and dates for
meetings will be scheduled as required and agreed by Board members with additional meetings arranged
at the discretion of the Chair as and when required or during the management of an outbreak.
The group will be chaired by the Director of Public supported by a vice-chair who will be nominated by
group members.
The Sunderland Health Protection Board (COVID-19) is an officer group with input from:
•    Sunderland City Council
•    Together for Children
•    Sunderland Clinical Commissioning Group
•    All Together Better
•    South Tyneside and Sunderland NHS Foundation Trust
•    Harrogate and District NHS Foundation Trust
•    Cumbria, Northumberland, Tyne & Wear NHS Foundation Trust.
The Sunderland Health Protection Board (COVID-19) is accountable to the Local Outbreak Control Board
and the Strategic Co-ordinating Group, and through the Strategic Co-ordinating Group is accountable to
the Council’s Chief Officer Group (COG).

Local Outbreak Control Board
The Local Outbreak Control Board will facilitate political ownership and support public facing engagement
and communication for the local outbreak response. It will also act as liaison to Ministers as needed. This
will build on existing place-based relationships.
The key objectives of the Local Outbreak Control Board will be to:
•    Have oversight of all aspects of managing the COVID-19 epidemic including, subject to national
     government rules and guidance:
     –     local decisions on opening and closing venues and settings
     –     recovery and restoration of services
     –     working with our local communities to ensure that together we continue to behave in a way that
           keeps ourselves and others safe.
•    Agree any additional control measures required for which there are currently no local powers and
     therefore need the agreement of Ministers
•    Make recommendations, where appropriate, for action to be taken by persons or organisations with
     appropriate decision-making functions.
The frequency and dates for Board will be scheduled as required and agreed by Board members. It is
important that the Board is flexible in its approach and responsive to rapidly moving events. As a result, it
may be that the Board will need to meet urgently. For this reason, the Board is being established as a sub-
group of the Sunderland Health and Wellbeing Board.
The Board will be chaired by the Leader of the Council, or in their absence by the Deputy Leader, in line
with national guidance.

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The Local Outbreak Control Board is a group comprising elected members, officers and partners as follows:
•   Sunderland City Council Members
•   Sunderland City Council Officers
•   Sunderland Clinical Commissioning Group
•    South Tyneside and Sunderland NHS Foundation Trust.
•   Cumbria, Northumberland, Tyne & Wear NHS Foundation Trust
•   Healthwatch Sunderland
•   NHS England and NHS Improvement North East and Yorkshire
•   University of Sunderland
•   Sunderland Workplace Health Alliance.
The Local Outbreak Control Board will provide information reports on its activities to the Sunderland Health
and Wellbeing Board but has the authority to regulate its own procedures.
The Local Outbreak Control Board will formulate terms of reference, for approval by the Chief Executive of
the Council, in consultation with the Leader of the Council and Chair of the Health and Wellbeing Board.
Any proposed changes to the governance arrangements for the Board will be referred to the Health and
Wellbeing Board.

Strategic Co-ordinating Group
The Strategic Co-ordinating Group will provide strategic direction and decision making with regard to the
development of the COVID-19 Control Plans and support the Health Protection Board to put in place
measures to prevent, identify and contain incidents and outbreaks to protect the health of the public in
Sunderland against COVID-19.
The key objectives of the Strategic Co-ordinating Group are to:
•   Oversee the work of the Sunderland Health Protection Board (COVID-19), in line with the priorities of
    the Outbreak Control Board
•   Establish overarching principles and strategic objectives for the Sunderland Health Protection Board
    (COVID-19)
•   Ensure that appropriate arrangements and structures are in place for multi-agency co-ordination
•   Ensure that the Test and Trace programme is delivered through the Health Protection Board and
    COVID-19 Control Plan
•   Receive regular updates from the Health Protection Board
•   Ensure adequate resources are available to support the Test and Trace programme
•   Co-ordinate and resolve strategic issues
•   Maintain an overview of all outbreaks in the Sunderland area, and ensure that any outbreaks are
    effectively dealt with.
The Board will initially meet on a monthly basis through Microsoft Teams. The frequency and dates for the
Board will be scheduled as required and agreed by Board members with additional meetings arranged at
the discretion of the Chair as and when required or during the management of an outbreak.
The Board will be chaired by the Chief Executive of the Council, or in their absence by a vice-chair who will
be nominated by Board members.

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The Sunderland Strategic Co-ordinating Group is a senior officer group.
The Board has the authority to regulate its own procedures and may use links with Local Resilience Forum
arrangements for issues requiring mutual aid or issues requiring resource deployment over a larger
geographic footprint.
The Strategic Co-ordinating Group will formulate terms of reference, for approval by the Chief Executive of
the Council; these will be kept under regular review.

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5. SURVEILLANCE
The importance of surveillance data
If we are to be able to rapidly identify and swiftly respond to complex cases in high-risk places, locations and
communities, then rapid access to sufficiently detailed data will be critically important in developing
effective prevention and control arrangements.
We will need access to the following:
•   Data to prevent and manage local outbreaks;
•   Data to effectively deploy local testing capacity;
•   Data to deliver effective contact tracing;
•   Data to support vulnerable people;
•   Data to monitor local confidence;
•   Data to make movement restriction decisions;
•   Data protection protocols and appropriate data sharing agreements;
•   Understanding of data needs.
Whilst the elements of incident and outbreak management are in place (see section 10), the basic flows of
clinical and testing data are not yet available.
We will continue to map out the relevant data flows and seek access to these as they become available. We
await further details about the work of the Joint Biosecurity Centre (JBC) which is intended to provide an
early warning analytical capability that collects and analyses data to identify local flare-ups of COVID-19.

Test results data
Positive and negative test results, undertaken through the NHS laboratories, are automatically notified to
GP systems as part of patient records. These data are also available to the North East HPT.
Test results, undertaken by national laboratories are beginning to arrive in GP systems and are being made
available to the North East HPT. Local authorities across the region are working with colleagues in the North
of England Commissioning Support Unit (NECSU) to explore how these can be linked and used in an
appropriately protected manner for population health management.
Aggregate summarised data from local NHS and national laboratories is currently accessible by the Director
of Public Health, though it is not sufficiently detailed as to allow surveillance, epidemiology or specific
service management. It does, however, give a useful indication of testing uptake and test positivity. PHE
also provides a daily breakdown of regional testing data, again at an aggregate level.
In the near future, all positive test data will become available to the Director of Public Health at postcode
level (but without patient names) under strict data protection arrangements. This will allow development of
better measures of local spread of virus, though more detail will still be needed to support effective control.

NHS Test and Trace data
Detailed data from Tier 2 and Tier 3 of the NHS Test and Trace service (see section 9) are not transferred
routinely to either the North East HPT or to local Directors of Public Health. Although the HPT is able to
access data via the NHS Test and Trace system, this is not currently capable of identifying links between

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cases or contacts unless those are gleaned through a Tier 2 case interview.
Escalated, ‘complex’ case data, passed from Tier 2 and Tier 3 of NHS Test and Trace to the HPT acting as
Tier 1, is received in summarised form. At present, there is no system that allows integrated case
management and contact tracing across all three levels of the NHS Test and Trace system.
Data about complex cases is not yet routinely shared by the North East HPT with the Director of Public
Health. It is likely that many individual ‘complex’ test and trace cases will be dealt with by the North East
HPT if the cases do not require declaration or escalation of an incident or outbreak. Within the North
East it has been agreed that in cases involving the police, details of the index case will be passed by the
HPT to Northumbria Police and they will conduct contact tracing. This is considered appropriate if there
are complicating legal issues with identification of contacts and no indication that an outbreak needs to
be declared.
Directors of Public Health have access to a secure COVID-19 dashboard where they can view daily
aggregate track and trace numbers and view key data relating to the number of tests taken and number
of positive test results.
Public Health England also produces a RAG rated ‘exceedance’ report based upon variation from the
previous trend in Pillar 1 test results. At present, the numbers of tests upon which these analyses are based
are so low that they are of limited value; they may be of more use if numbers of tests increase.

Deaths data
PHE provides regular, useful analyses of ONS data on deaths (including deaths involving COVID-19), with a
breakdown by place of death which is useful for monitoring progress in protection of care home residents.
The public health team has existing arrangements in place to access detailed anonymised death data,
though this is too slow to support incident or outbreak response. Locally we supplement this through a
collection of a subset of data from the local Registrars.

Other data types and sources
Soft intelligence is defined as non-clinical information which may help to provide a broader overview of the
impact or perceived impact of COVID-19 within our communities. We are committed to working with our
Elected Members to capture soft intelligence about how COVID-19 is affecting the communities they serve.
We will encourage other professionals and agencies to provide details of concerns or information about
possible cases of COVID-19. We will be developing an online webform to support this reporting.
We will explore other data sources that may be useful in supporting the prevention and response to
COVID-19.

Information governance
We will comply with all data protection legislation and guidance and we are committed to high standards of
information governance.
Access to personally identifiable clinical and non-clinical data will be restricted to Public Health and other
professionals identified by the Director of Public Health as requiring it to implement COVID-19 control
arrangements; the data will be used solely for this purpose.
Identifiable information will be shared in line with data sharing agreements to ensure the protection of
individual data and appropriate legal use for purposes of infection control.

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6. PREVENTIVE STRATEGIES
Structured prevention plans
The local authority, through the Director of Public Health, will lead the development of setting specific or
sector specific COVID-19 prevention plans. These plans will be developed through multi-agency Outbreak
Prevention and Support Groups which report to the COVID-19 Health Protection Board.
Prevention plans are being developed for high risk places, locations and communities as identified by the
COVID-19 Health Protection Board.
In developing these prevention plans, consideration will be given to mitigating the impact of health
inequalities within the City; they will also consider communities that have been adversely impacted by
COVID-19 as identified in our draft Health Inequalities Strategy.
The prevention plans will be reviewed at the end of individual outbreaks to ensure that they are continually
updated to reflect lessons learned.
The Health Protection Board will continue to identify further settings or sectors for which COVID-19
prevention plans should be developed. Further standard operating procedures will also be developed to
manage cases, incidents and outbreaks in these settings.
Prevention Plans will draw up the range of preventive interventions set out below.

Hand hygiene
This is essential to reduce the transmission of infection and regular handwashing has been advised for
everyone throughout the COVID-19 pandemic.
People are advised to wash their hands more often than usual, for 20 seconds using soap and water or, in
some circumstances, by using hand sanitiser. Hands must be thoroughly dried after washing. Hand washing
is particularly advised:
•   When you get to work or arrive home
•   After coughing, sneezing and blowing your nose
•   Before you eat or handle food
•   After using the toilet
•   Before and after contact with people from outside your household
•   When caring for someone who is sick
•   After handling animals or animal waste
•   When your hands are visibly dirty.

Respiratory hygiene
Good respiratory hygiene is essential to reduce the spread of the virus. The ‘Catch It, Bin It, Kill It’ message
has been used to encourage everyone to practise good respiratory hygiene measures by:
•   Covering your mouth and nose with disposable tissues when you cough or sneeze
•   Coughing or sneezing into the crook of your elbow, not into your hand, if you do not have a tissue

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Sunderland COVID-19 Control Plan

•    Throwing used tissues away straight after use
•    Immediately washing your hands with soap and water for 20 seconds or using a hand sanitiser.

Environmental cleaning
Surfaces that are touched frequently in work or community spaces, should be cleaned regularly to prevent
the indirect spread of the virus from person to person. This should include regular cleaning of frequently-
touched surfaces, such as:
•    Door handles
•    Handrails
•    Tabletops
•    Play equipment
•    Electronic devices (such as phones).
Standard cleaning products, like detergents or bleach are very effective at getting rid of the virus on
surfaces. Public Health England’s guidance on cleaning for non-healthcare settings should be followed.

Face coverings
Face coverings are not the same as surgical masks or respirators, which should be reserved for healthcare
workers who are giving care to patients and those exposed to dust hazards in their work setting. Rather,
they are a cloth material - such as a scarf or bandana - that covers your mouth and nose while allowing you
to breathe comfortably.
Wearing a face covering on public transport is mandatory and the Government has advised that people
should wear a face covering in enclosed crowded areas, such as on public transport or in some shops
Some people will not be able to tolerate face coverings and should not wear them. They are not
recommended for children aged under 2 years, anyone who is unable to manage the covering without
assistance or people with respiratory conditions. They are not needed when outdoors.
The evidence suggests that wearing a face covering will not stop you from catching the virus though, if you
are infected and have not yet developed symptoms, it may help to reduce the chance of you passing the
virus to others. Face coverings do not remove the need to take other precautions to reduce the spread of
the virus. It is important to use face coverings properly. Wash your hands before putting them on and taking
them off, and wash the face coverings regularly.

Vaccination and immunisation for COVID-19
At the present time there is no vaccine for COVID-19. Finding and deploying a vaccine in response to the
COVID-19 pandemic will be a critical factor in protecting lives in this country and across the world.

Antivirals for prevention
At the present time, there are no antivirals with approval for prevention within a COVID-19 outbreak.

Flu immunisation
Influenza (flu) is an acute viral infection of the respiratory tract. It is highly infectious and spreads rapidly in
closed communities; even people with mild or no symptoms can infect others.

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Sunderland COVID-19 Control Plan

Whilst the seasonal flu vaccine will not protect against COVID-19 infection, it is an effective way to protect
those at risk from flu, prevent ill-health and minimise further impact on the NHS and social care.
Sunderland City Council is currently working with partners across the healthcare system to plan for the
2020/21 winter flu season. We anticipate that concerns about COVID-19 may increase demand for flu
vaccination in all eligible groups this year. In addition, the need for social distancing may make
administration of the vaccine more difficult. The Integrated Care System has identified an aspiration to
vaccinate 100% of health and social care workers and 90% of other eligible groups.

Shielding
Shielding is a preventive strategy which can be used to keep people who are clinically extremely vulnerable
away from other people as much as possible to prevent them from being exposed to COVID-19.

Quarantine
Quarantine is a preventive strategy which is used to keep people who may have been exposed to COVID-
19 away from other people in order to prevent transmission of the virus. Within the pandemic response,
three forms of quarantine are being used as follows:
•   British nationals visiting other countries may be required to quarantine themselves for 14 days on
    return
•   Where a person develops symptoms of COVID-19, everyone else in their household must quarantine at
    home for a period of 14 days from the day that the first person started to show symptoms. The
    guidance descries this as ‘household isolation’. They are asked to stay at home and not leave the
    house even for essential purposes. This will greatly reduce the overall amount of infection the
    household could pass on to others in the community
•   Where a person is alerted by NHS Test and Trace that they have been in close contact with someone
    who has tested positive for COVID-19, they must quarantine for a period of 14 days from the date of
    their last contact with the persons who has tested positive. The guidance descries this as ‘self-isolation’.
    They are asked to stay at home and not leave the house even for essential purposes. Others in the
    household do not need to quarantine but they must take extra care to follow the guidance on social
    distancing and handwashing.

Isolation
Isolation is a preventive strategy which is used to keep people who are infected with COVID-19 away from
other people in order to prevent transmission of the virus.
Within the pandemic response, anyone with symptoms of COVID-19 or who has received a positive
COVID-19 test result must immediately isolate at home for a period of at least 7 days from the date
when symptoms started or the date the test was taken. Isolation must continue until all symptoms
(with the exception of cough and/or loss of taste or smell) have resolved. The guidance describes this as
‘self-isolation’.

Bubbles and cohorts
Creating and maintaining bubbles and cohorts serves to prevent spread of the virus by minimising
unnecessary contacts. They work by having consistent groups of people in a particular setting. Within the
group, members may have close physical contact with each other. Contact between groups is minimised.

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Sunderland COVID-19 Control Plan

Social distancing
As COVID-19 is a new virus, no one has immunity to it and therefore everyone is at risk of being infected.
Social distancing is therefore a key strategy for reducing the spread of infection by dramatically reducing
the number and frequency of contacts between people.
Licensed premises are at particular risk in terms of social distancing and so the council will work with
license holders to ensure there that they minimise risk and adhere to latest guidance.

Community support
Recognising that shielding, quarantine and isolation requirements can be extremely challenging for some
individuals, families and communities, Sunderland City Council has established support arrangements to
help our residents and communities stay safe and well throughout the COVID-19 outbreak.
Five ‘Virtual Community Hubs’ are in place to respond to requests for support from vulnerable members of
the community including help with food shopping, delivery of food parcels, collecting prescriptions, and
emotional support.
People can request help and support or volunteer to help through the COVID-19 campaign phone line on:
0800 2346084 or via the ‘request form’ on the Council’s website at:
https://www.sunderland.gov.uk/article/17092/Need-support-or-want-to-help-

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Sunderland COVID-19 Control Plan

7. TESTING
Testing is at the heart of the new arrangements to enable people to return to as normal a life as possible
while COVID-19 is still circulating in the Community. Our local approach to testing will build on the national
and regional structures that are in place but will also ensure that high risk settings and communities can
access testing when necessary and that we do not widen health inequalities in the City.
Our developing Communication and Engagement Strategy will ensure that local people understand the
need to access testing when they have the following symptoms:
•   a high temperature;
•   a new continuous cough;
•   loss or change of sense of taste or smell.
People will be directed to use the NHS website www.nhs.uk/coronavirus to arrange access to a test; for
anyone cannot access the internet, they can arrange a test by calling 119.
For Sunderland residents, the nearest fixed site for testing is at the Park and Ride site at Great Park in
Newcastle upon Tyne and so a Mobile Testing Unit (MTU) will be sited in Sunderland at the following
address:
Azure Court, Doxford International Business Park, Sunderland SR3 3BE
This is a central site for those residents who have access to a car. For those who do not have access to a
car, there is currently the option to request a home test kit through the NHS website
www.nhs.uk/coronavirus or by calling 119.
The COVID-19 Health Protection Board will work with Elected Members and Community Organisations to
ensure that those who are disadvantaged, particularly in relation to COVID-19, are able to access testing
and get timely results. In order to ensure fair access to testing, the Health Protection Board will oversee a
COVID-19 Needs Assessment, ensuring that those groups identified through our draft COVID-19 Health
Inequalities Strategy and other vulnerable groups are not disadvantaged further.
In the event of an outbreak, where there is a need to test asymptomatic people in a specific setting or
neighbourhood, we will work collaboratively with other North East Local Authorities to access MTUs that will
be held in reserve for this purpose.
There has been an enhanced local response to support testing of care home residents who are
symptomatic through the Community Health Team at South Tyneside and Sunderland NHS Foundation
Trust. The Team supports with the provision and collection of swab kits, and when needed are able to help
with swabbing of residents. This has helped to ensure that care homes have been able to access testing
quickly for residents who display symptoms of COVID-19. When further developing local testing capacity
the provision available through the Community Health Team should be included as part of the approach.
A regional needs assessment has been undertaken for health and social care workers to enable bespoke
solutions where necessary. Other key workers are directed to local health provision or to the essential
workers website https://www.gov.uk/apply-coronavirus-test-essential-workers

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Sunderland COVID-19 Control Plan

8. CONTACT TRACING
The establishment of the NHS Test and Trace service on 28 May 2020 signalled a new approach to
responding to the pandemic. The aim is to continue to contain the virus but to do this in a way that allows
as many people as possible to have as normal a life as possible.
The approach to contact tracing that is currently operating involves national, regional and local
components. It requires activity at a significantly greater scale than in the early stages of the pandemic,
because we are seeing local community transmission of the virus. It reflects and builds on the learning from
the initial contain phase of the pandemic between 30 January and 12 March 2020 and includes national,
regional and local components.
A summary of the process for giving advice to confirmed cases and identifying contacts is detailed below:

                                                   Laboratory:
                                         Report of COVID-19 positive test result

                                            NHS Test and Trace:
                                                    Result uploaded

            NHS Test and Trace:                                              NHS Test and Trace:
                Phone based invitation                                             Automatic invitation

                                                        Case:
                                    Contact tracing undertaken, advice provided

                                                        Case:
                                                   Declares contacts

            NHS Test and Trace:                                              NHS Test and Trace:
                Phone based invitation                                             Automatic invitation

                                                     Contact:
                                                    Advice provided

                                            NHS Test and Trace:
                                                  Follow up complete

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Sunderland COVID-19 Control Plan

There are three tiers to the contact tracing process. Tier 3 and Tier 2 are national and are undertaken by
the NHS Test and Trace service, whilst Tier 1 is largely regional. For Sunderland Tier 1 activities are
undertaken by the North East Health Protection Team (HPT) which is part of Public Health England.
Initial case handling by the NHS Test and Trace service is as follows:
•    Confirmed cases are reported to the NHS Test and Trace service via electronic laboratory reporting
•    Isolation advice and identification of contacts is carried out with the confirmed case (or their parent or
     guardian, if appropriate) either online or by telephone (Tier 2)
•    Details are gathered about any workplace and/or occupational setting exposure where disclosed by
     the case (Tier 2). If exposure to a nationally specified high-risk setting or occupation is declared, then an
     electronic notification is passed to the North East HPT for follow up (Tier 1). Circumstances in which
     cases are to be escalated to Tier 1 are set out in section 3
•    The NHS Test and Trace (Tier 2) service will advise the case to self-isolate until the latest of:
     –     7 days after the onset of their symptoms (or 7 days after the test date if they are asymptomatic)
     –     48 hours following resolution of fever or the time at which all of the following symptoms are no
           longer present: running nose; sneezing; nausea; and/or loss of appetite.
•    Details of household and social contacts of the confirmed case are then passed to Tier 3 of the NHS
     Test and Trace service which provides advice on isolation to the contacts
•    The NHS Test and Trace (Tier 3) service will advise the contacts to:
     –     Quarantine (self-isolate) for 14 days after the last contact with the person who tested positive,
           even if they are well
     –     If they develop symptoms, arrange for a test through the NHS website www.nhs.uk/coronavirus or
           by calling 119 and ensure household members also quarantine (self-isolate) for 14 days
     –     If a positive test result is received, complete 7 days of isolation from the date of onset of their
           symptoms and household members complete 14 days of quarantine
     –     If a negative test result is received, complete 14 days of quarantine as originally advised and
           household members can stop their quarantine immediately.
•    The national system will match cases by postcode (either residence or workplace) and send a report to
     the North East HPT (Tier 1) when more than one case reports the same postcode.
Actions undertaken by the North East Health Protection Team (HPT) following escalation to Tier 1 are as
follows:
•    The HPT receives electronic reports from NHS Test and Trace twice daily
•    Confirmed cases may also be reported directly to the HPT (sometimes in advance of electronic
     reporting through the NHS Test and Trace service). Where this arises, the HPT will contact the
     confirmed case, carry out contacting tracing and provide isolation advice to the case and any
     associated setting as required
•    The HPT will contact the confirmed case within the time frame for public health actions (21 days from
     date on onset/test) and confirm a range of details
•    Where cases have not provided contact information to Tier 2, details will be gathered. Initial isolation
     advice will be provided to the case for dissemination to contacts and details passed back to Tier 2
     and/or Tier 3 for follow-up
•    Where the case has arisen in a healthcare setting (e.g., the case is a hospital inpatient or a member of
     healthcare staff) details will be passed to the relevant NHS Trust or primary care single point of contact

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Sunderland COVID-19 Control Plan

    (SPOC) for completion of contact tracing in accordance with the relevant local standard operating
    procedure
•   Where the case is associated with any other setting, the setting will be contacted in accordance with
    the relevant local setting-specific standard operating procedure. A risk assessment will then be
    conducted to determine further actions required
•   In some settings, the HPT will also make an assessment of the likely source of infection; for instance,
    if the case is a pupil or staff member at a school or workplace setting, it will be important to try to
    establish whether there is a plausible source of infection other than the school or workplace
•   If there is no other plausible source of infection, the HPT will look in more detail at the workplace,
    school or other setting
•   Contact tracing outcomes for the setting are recorded prior to closure of any escalated case.
North East Health Protection Team (HPT) reporting to the Local Authority:
•   The HPT will inform the DPH via the agreed single point of contact in the Local Authority in accordance
    with the setting specific standard operating procedure if:
    –   The setting is a school or local authority-managed premises or function
    –   The risk assessment identifies likely transmission in the workplace setting
    –   There are existing concerns or
    –   There is likely to be significant political or media interest.
•   Further detail will be provided to the DPH via the agreed single point of contact in the Local Authority if
    there is any change
•   If criteria for an outbreak are met, the HPT will declare an outbreak and will further escalate as
    necessary (see section 9).

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Sunderland COVID-19 Control Plan

9. INCIDENT OR OUTBREAK
   MANAGEMENT AND
   COMUNICATION
Incident or outbreak management overview
Incident or outbreak control activities in relation to COVID-19 will be public health led and will represent a
streamlined version of the usual outbreak management processes. It is difficult to predict the number and
frequency of complex cases and outbreaks involving sensitive settings locally that will need a local outbreak
response, although it is expected to be relatively rare. The local response will be initially led by PHE’s NE
Health Protection Team alongside the Director of Public Health who will then oversee any additional
support required to be put in place by the council and its partners.
A summary of the incident or outbreak management process is as follows:
                                                      Identify
                                                     incident

                                                Check and validate
                                                   information

                                                  Undertake Risk
                                                   Assessment

                                                  Initial response
                                                    and advice

                                                 Initial Outbreak
                                                  Control Team
                                                      meeting

                            Setting              Local Authority          Hospital Trust
                         self-manages             management in           management in
                        outbreak in line        line with COVID-19         line with local
                          with advice               Control Plan           IPC/outbreak
                                                                             procedures

                           Ongoing                Support using
                       monitoring by PHE          5E’s approach:
                        with referral to             Engage
                        Local Authority
                         management                   Explain
                          if required              Encourage
                                                     Escalate
                                                     Enforce

                                                 Incident ends

Adapted from Communicable Disease Outbreak Management Operational Guidance.

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Sunderland COVID-19 Control Plan

Identify incident
For COVID-19, it is likely that outbreaks and incidents may come to light through:
•    Referral from the NHS Test and Trace service
•    Direct contact with the North East Health Protection Team from a setting with possible or confirmed
     cases
•    Direct contact with another partner (Local Authority or NHS) from a setting with possible or confirmed
     cases
•    Other surveillance, reporting or local intelligence.
Where a possible incident or outbreak was not initially identified by the North East Health Protection Team,
they must be alerted.

Check and validate information
The North East Health Protection Team will contact relevant individuals and/or the setting to clarify the
nature of the incident or outbreak.

Undertake risk assessment
The North East Health Protection Team will undertake a risk assessment to determine the likelihood of
continuing risk to public health. The form of the risk assessment will vary depending on the circumstances
and the setting.

Provide initial response and advice
The North East Health Protection Team will provide an initial response to the incident or outbreak, giving
advice and implementing any immediate prevention and/or control measures in line with relevant COVID-
19 guidance.

Initial Outbreak Control Team meeting
If an initial OCT meeting is convened it will be led by the North East Health Protection Team and chaired by
the Consultant in Health Protection. The Local Authority will be part of the initial OCT and this will include
the DPH or their nominee. Additional local representation will be setting dependant.
Outbreak Control Team members will collectively agree the control actions to be delivered by the relevant
setting/organisation/agency/body and agree criteria for further meetings.
Through the OCT, the North East Health Protection Team will manage initial communication issues
regarding the incident or outbreak, for example by providing the setting with template text for inclusion in a
letter to affected individuals who may need to be excluded or take specific action. The North East Health
Protection Team will be responsible for any required national reporting.
If appropriate, the OCT will de-escalate the outbreak in line with local guidance; where this is not
appropriate, the OCT will recommend how the outbreak should be managed.
Complex incidents or outbreaks that require a multi-agency response and may cross local authority
boundaries will continue to be managed by the North East Health Protection Team using existing protocols.
These may include situations where:
•    There has been a death in the setting
•    There is a large number of vulnerable people

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Sunderland COVID-19 Control Plan

•   There is a high number of cases
•   The outbreak has been ongoing despite usual control and infection control measures
•   There are concerns on the safe running of the setting or institution
•   There are other factors that require multi-agency coordination and decision making.

Determine management approach
Based on the particular circumstances, the outcome of the risk assessment, and the initial OCT, the North
East Health Protection Team will recommend that the incident or outbreak is managed through one of the
following routes:
•   The setting should be able to self-mange the situation based on the advice and the recommended
    prevention and/or control measures
•   The incident or outbreak should be referred to the Local Authority for management in line with
    this Plan
•   The incident or outbreak involves hospital staff or a hospital setting and should be referred to the local
    Hospital Trust for management in line with local Infection Prevention and Control (IPC) or local
    outbreak procedures
•   The incident or outbreak involves primary care staff or a primary care setting and will be managed by
    the Health Protection Team.
All incidents and outbreaks will be notified to Sunderland City Council’s single point of contact (SPOC) for
local COVID-19 incidents or outbreaks.
For incidents or outbreaks that require follow up by the local authority, the North East Health Protection
Team will provide information about the initial risk assessment and the advice given in a report sent to
the SPOC.
For incidents or outbreaks that require follow up by the Hospital Trust, the North East Health Protection
Team will provide information about confirmed cases and exposures to the agreed single point of contact.
This will usually be by telephone and email will be used for any follow-up communication.
The North East Health Protection Team will manage incidents or outbreaks in primary care settings
including general practices, dentists, community pharmacies and optometrists.
Irrespective of the management route, the North East Health Protection Team will monitor the incident or
outbreak and inform the Director of Public Health where further action is required in response to further
possible and/or confirmed cases, if the setting appears unwilling or unable to comply with advice, or where
there is the potential for the incident or outbreak to impact on the wider community or economy. This is
particularly important where the setting is initially determined to be able to self-manage.

Local Authority management
Where the incident or outbreak requires follow up locally an Incident Management Team will be identified
to provide support. This will adopt a 5Es approach as follows:
•   Engage – make contact with the setting, agree preferred communication channel and contact details,
    and agree frequency of contact
•   Explain – provide advice and guidance to help interpret prevention and/or control measures and
    ensure advice stays up to date with changing national guidance

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