Appreciating Animal Farm in the New Millennium

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CONTINUE READING
Appreciating Animal Farm
             in the New Millennium
                                      John Rodden

WITHTHE APPROACH of the centennial of                 The Wonders of Animatronics
George Orwell’sbirth in June 2003, much            In October 1999, Turner Network Televi-
attention is already turning to reassess-          sion broadcast its $24 million adaptation
ments of his life and to the ongoing rel-          of Orwell’s Animal Farm, which was co-
evance in the new millennium of his mas-           produced by Robert Halmi, Sr., and Hall-
terwork, Nineteen Eighty-Four(1 949) Eas-.‘        mark Entertainment. The film is partly
ily neglected amid the hoopla is the mag-          animated,with great BritishShakespearean
nificent little beast fable of totalitarian-       voice actors such as Patrick Stewart (Na-
ism which launched Orwell’s fame and               poleon) and Peter Ustinov (Old Major)
which he often called his “favorite” book,         providing the animal voices.2
Animal Farm (1945). This essay looks at                A refugee from Soviet-occupied Hun-
how changing historical conditions have            gary during the early postwar era-and a
altered the reception of Animal Farm in            man who also spent World War I1 in
the last decade-since the collapse of the          Budapest under Nazi ruleHalmi said that
U.S.S.R. in December 1991. My focus is on          he intended to do Animal Farm for de-
how differently Orwell’s allegory is being         cades, but that the technology was not
encountered by new generations in the              available for a sophisticated animated
twenty-first century-who are not even              version. Jim Henson’s Creature Shop, a
old enough to remember the existence of            cutting-edge voice-tech firm, helped pro-
the Soviet Union. Extended consideration           vide the combination live-action and ani-
is devoted to a representative example of          mated effectsthat the movie incorporates?
these changes and their implications: the              The new adaptation of Animal Farm-
remarkable film adaptation of Animal               the first since the 1955 British version by
Farm and how its technological marvels             the husband-wife team of John Halas and
are transforming young viewers’ experi-            Joy Batcheler-occurred as the news
ence of Orwell’s allegory.                         media were commemorating the fiftieth
                                                   anniversary of Orwell’s Nineteen Eighty-
                                                   Four,originally published in June 1949.As
                                                   a result, Orwell’s Aesopian fable was lost
JOHN RODDEN  is the author most recently o f Re-
paintingthe Little Red Schoolhouse:AHistory        in the long shadow of Nineteen Eighfy-
of Eastern German Education,1945-1995(Ox-          Four.
fordUniversityhess,2002) andthe forthcoming            It may take longer to watch Halmi’s
George Orwell: Scenes from an Afterlife (IS1       two-hour adaptation ofAnimalFarmthan
Books, 2003).                                      t o read Orwell’s little allegory of revolu-

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tion and totalitarianism. Given the enter-     timely to the producers to re-film Orwell’s
tainment preferences in the age of the         parable. Moviemakersfinallyhad the tech-
mass media, however, it is likelythat many     nology t o bring a cinematicAnima1 Farm
people in the future-especially school-        fully to life. Added to animatronics for
age youth-will encounter Animal Farm           this production has been computer imag-
first or exclusively through this spectacu-    ing-a technoiogy used not just in Eabe
lar new video version. The new adapta-         but also in Dr. Doolittle (1997)-which
tion merges computer graphics, humans          has allowed the animal images to appear
and animals, and what is now termed in         utterly lifelike.The production shifts from
the animated film industry “animatronics”      film shots of the actual barnyard animals
-animal robot “doubles” who possess            to the computer-image replicas, but it is
human voices. Halmi used a dozen elec-         practically impossible to tell the differ-
tronically controlled animal-like robots,      ence. The adaptation involves more than
developed by the wondrous animated              100 real animals-pigs, donkeys, horses,
technology of Henson’s Creature Shop           ducks-as well as 15 animatronic cre-
(the industry leader in “animatronics”).       a t i o n ~Every
                                                           . ~ animal character in the film
While such high-tech puppetry and com-         h a s t h r e e different versions: live,
puter effects had already been used to         animatronic, and computer-generated.5
stunning effect in Babe: Pig in the Ciw            As Halmi’slong-term desire to produce
(1998), the adventures of a civic-minded       Animal Farm suggests, however, he also
 pig, Henson takes them further inAnimal       had compelling personal-and          politi-
Farm. And it is these technological inno-       cal-reasons for aiming to bring Orwell’s
vations that make the newAnimal Farm a         allegoryto the big screen. Although Halmi
 breakthrough film: the special effects are     had previously adapted The Odyssey,
 amazing. This is no simple “Mr. Ed” pro-       Gulliver’s Travels, and Alice in Wonder-
 duction: instead one would swear that          land for television-he is quite experi-       I

 the animals are talking.                       enced in working on literary adapta-
    Henson’s feat accounts for why this         tions-he said in a 1999interview that the
 new Animal Farm has recently appeared:         work he has always most wanted to pro-
 the technology has made it possible. Al-       duce has been Animal Farm.
 though the 1955animatedversion ofAni-             When Orwell published the British
 mal Farm was followed by adaptations of        edition of Animal Farm in August 1945,
 the fable into a play (in 1964) and musical    Halmi was a young anti-Communist resis-
 (in 1984), it remained best known in its       tance fighter, battling Stalinism in his
 literary version. Even the Halas-Batcheler     native Hungary.
 film did not supplant the preference for           ”I was hungry ...and surrounded by
 the reading experience. Certainly this is a    barbed wires and the so-called Iron Cur-
 testimony to the beauty and power of           tain,” he recalls, stressing how inspira-
 Orwell’swriting.                               tional Animal Farm was to him growing
     But another reason for the adjunct role    up. “We were completely isolated. You
 played by the 1955 film adaptation, says       thought, ‘Nobody knows about us, no-
 Halmi, is that the Halas-Batcheler film        body knows what communism is,nobody
 could not have an impact dramatic              knows what terror is.’And all of asudden,
 enough to compete with readers’ imagi-         Animal Farm was published and was
 nations of the fable. Beforeanimatronics,      smuggled into Hungary. It became my
 nothing substantially new on a technical       bible.”
 (and imaginative) level could be done              When Halmi was able to flee Hungary,
 with Animal Farm. Once animatronics             he took Animal Farm with him. “I have
 became highly sophisticated, it seemed         lived with this book for more than 50

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years,” he says. As his career flourished,   and oppression, perpetrated not only by
    he frequently thought about producing        the humans but also by the pigs. For in-
    AnimalFarm. But a live-action adaptation     stance,the film highlights barbarous tor-
    remained aseemingly impossible dream.        ture scenes (including a grisly scene ofan
    Finally, by the mid-l990s, the science of    old hog being chopped up) and the cruel
    movie-making caught up with Halmi’s          indifference to animals’ fates after their
    ambition to make pigs talk like com-         productive years (especially the power-
    missars!                                     ful, tragic scene of aged Boxer, the noble
                                                 yet gullible cart horse, being sent to the
         Updating Orwell for the Screen          glue factory). The effect of these scenes is
    Of course, one could argue that if Halmi     to promote an anti-vivisectionist animal
    felt so reverent about AnimalFar-m as his    rights agenda-something approaching
    “bible,” he would not have taken such        PETA propaganda.
    liberties in altering elements of charac-        Janes and Burke have also added a
    terization and plot. Working closely with    narrator: the sheep dog Jessie, who is
    Halmi, screenwriters Alan Janes and          played by a beautiful border collie. Fol-
    Martyn Burke made numerous changes to        lowing Orwell’s plot and characteriza-
    Orwell’s book.’                              tion, the logical candidate for such a role
       Some of the alterations are minor and     would have been Benjamin the donkey,
    add nothing to the plot. For instance,       an intelligent skeptic and wry observer of
    during Snowball and Napoleon’s argu-         events on Animal Farm, the character
    ment about building a windmill, Orwell       often regarded as a stand-in for Orwell
    does not include Napoleon urinating on       himself. But the adapters obviously
    the plans and Snowball saying, “Youpig.”     sought an animal with whom viewers
    Other changes may have unexpected            would have a natural sympathy: a collie
    implications for the viewing audience.       was an unsurprising and reasonable
    For example, Janes and Burke add a fleet-    choice. Making Jessie the narrator gives
    ing sexsceneof Farmer Jones and the wife     the storyaconsistent,sympathetic voice.
    of another farmer in bed together. The           Another successful decision was to
    change is minor-presumably, it is meant      move the story’s time line into the mid-
    to suggest Jones’s moral corruption. But     1950s (Orwell ends the allegory with the
    unfortunately, as the TVcritic for theLos    1943Teheran Conference), which makes
    Angeles Times lamented, it might deter       it possible to put a television in the barn,
    parents from watching the adaptation         where it becomes a powerful propaganda
    with their ten-year-old child.               device. Used by the pigs t o distract the
       Still other revisions seek to update      other animals, who instantly become
    Animal Farm by cleverly linking it to top-   mesmerized by its black-and-white im-
    ics such as animal rights and vivisection.   ages of pretty actresses and modern ap-
    For instance, Stalin’s purges and show       pliances, television is a more powerful
    trialsduring 19361938arejustified bythe      opiate of the people than Marx ever
    pigs as a violation of the “Crimes Against   dreamed of. Director John Stephenson
    Animalism” code, an obvious allusion to      uses vintage black-and-white newsreel
    the “crimes against the People” statutes     footage as an example of the pigs’ propa-
    of Stalin-era Communist regimes. Unlike      gandafilms. Drugged by TV, the rank-and-
    Babe, the charming fable about a gallant     file animals are content to follow the
    piglet that herds sheep and helps a kindly   Seven Commandments of Animalism
    farmer-or its darker sequel,Ba6e:Pigin       painted on the barn by Squealer (the pig
    the City-the Animal Farm adaptation          who symbolizes Pravda and the Soviet
    features numerous scenes of animal abuse     news agency TASS).

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I imagine that Orwell would have            cia1 “revisionism” is undeniably more in-
smiled with satisfaction at most of these      nocent than the Communist sort, but it is
changes. But it is also likelythat he would    nonetheless worrisome. By altering
have taken issue with the altered ending,      Orwell’s allegory into a general diatribe
asort of epilogue that is meant to be more     against “repression,” the adapters rob
hopeiui than his bitter final scerie. (The     Orweii’s iabie of its historical moorings
1955 Halas-Batcheler adaptation tried          and riskmisleadingthem about theevents
something similar: a barnyard rebellion        that it satirizes, especially since younger
to overthrow the tyranny of pig-rule, pos-     viewers (and even younger teachers) may
sibly inspired bythe failed uprising against   beshaky on (or quite ignorant of) histori-
the Communist dictatorship in East Ger-        cal events of the first half of the twentieth
many in June 1953.)                            century.
   As Jessie remarks in avoice-over at the        Moreover, younger viewers may ap-
end of the film: “Thewalls have now fallen,    proach Animal Farm as if it were just a
the scars have now healed, and life goes       dress rehearsal for Orwell’s themes in
on.” These words give way to the strains       Nineteen Eighty-Four. But the fact is that,
of “BlueberryHill,” sung by Fats Domino.       despite their similarity as “didactic fanta-
The farm’s new owners are arriving: aman       sies,” in the phrase of Alex Zwerdling,
and woman, and theirchildren. Not drunk-       Animal Farm and Nineteen Eighty-Fourare
ards like Jones, they look reassuringly        notably different in their satirical tech-
bourgeois, upscale, and suburban. Halmi’s      niques and targets.8Nineteen Eighty-Four
revisionist postscript is evidently in-        satirizes not only the Soviet Union and
tended as an allusion to the fall of the       Stalinism but also elements of Nazi Ger-
Berlin Wall and the dissolution of the         many, American capitalism, and the Brit-
Soviet Union. But it undercuts the seri-       ish welfare state. Animal Farm, on the
ousness of the film and bleaches it of its     other hand, is an allegory ofthe history of
historical relevance to the early Cold War     the Bolshevik Revolution and its after-
era and the specter of Stalinism crushing      math, with numerous one-to-one corre-
democracy throughout East Europe-              spondenceswith key events in the U.S.S.R.
thereby making it seem as if the recent        But that totalitarian system collapsed
passage from Communist tyranny to lib-         almost a decade ago, making its history
eral democracy was as easy as walking up       even more distant to a potential interna-
the driveway of the family farm.               tional viewing audience numbering in
   AnimalFarm is “more about repression        the hundreds of millions, including ado-
than Stalinism,”director John Stephenson       lescents now encountering Animal Farm
has remarked in defense of his Animal          who were not even of school age when the
Farm ending. “Youcan see the characters        Soviet Union dissolved in December 1991.
in any organization, in any human group.       In light of these facts, a closer look at the
They’re typical of the human race.”            fable’smultivalent meaning, political sig-
Stephenson added that Animal Farm has          nificance, and historical context is war-
“become an anti-dictatorship book. It          ranted in this essay.
applies to Kosovo today as much as it              The misunderstandings of the new
applied to Hungary then.”                      Animal Farm film are not so different from
    Certainly the satiric scope of Orwell’s    the misunderstandings that have haunted
fable is universal, but it needs remember-     young readers’ experience of the book,
ing that Animal Farm is also an allegory,       and a detailed examination of the latter
whose plot and characters have a specific       may assist the millions of young viewers
correspondence t o events in the U.S.S.R.      who will soon encounter Animal Farm on
from 1917to 1943.Theadapters’commer-            the screen (and perhaps never read the

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book). Having taught Animal Farm since        mal Farm “innocently,”only on the literal
the late 1970s both to high school and to     level. We think: How could editors and
university students, I have noticed how       publishers misjudge asophisticated clas-
Orwell’s fable engages and (inadvert-         sic for a children’s tale? How could they
ently) misleads present-day readers. Thus     confuse an ingenious attack targeting
the remainder of this essay explores the      the betrayal of revolution in general and
causes and consequences of the frequent       the Soviet Union in particular for asimple
misunderstandings that younger (or his-       animal story?
torically uninformed) readers of Animal           1find that today’s college students are
Farm suffer. It is crucial not t o approach   liable to make the same error, and the key
Animal Farm merely as “great literature”      to understanding their confusions has to
that “transcends” its time and place, as      d o with the language and form of Animal
one might do, say, withsomeof the poetry      Farm. In a certain sense,AnimalFarm has
of the great modernist writers. Instead we    been victimized by its astonishing suc-
need also to appreciate the specific his-     cess as a political satire. Orwell’s“simple”
torical and ideological conditions of         little book is quite “sophisticated”-and
World War II and theearly postwar era, for    liable to deceive readers into taking it
both shaped Orwell’s conception of Ani-       too lightly if they are inattentive to the
mal Farm and how its original audience        parallels between the story and Soviet
received it.                                  history. And these historical issues are
                                              themselves anything but “simple.”
         Orwell’s “Animallegory”:                 The fact is that Animal Farm works so
        Genre, Context, Controversy           beautifully on its literal, surface level as
When George Orwell submitted Animal           an animal story that it may lull the un-
Farm in 1945to Dial Press in New York, it     wary reader into staying on the surface,
was rejected with the explanation that “it    thereby misleading him or her into miss-
was impossible to sell animal stories in      ing its underlying political and historical
the USA.”g The anecdote is comical in         references. Ironically, then, it is a mea-
hindsight, but the editors at Dial Press      sure of AnimalFarm’s artistic excellence
were not the only readers of Animal Farm      that it “foo1s”somereaders into taking it
to make this mistake. British readers did     for an animal story. The plain language,
so, too. Indeed, some British booksellers     straightforward plot, and one-dimen-
erroneously placed it in the “Children’s      sional characters mask the complexsub-
Section” of their shops. (Orwell himself      ject matter and context. Animal Farm is
had to scurry around London to switch it      simple on the surface and quite subtle
to the “adult fiction” shelves). Indeed,      beneath it. All readers-like the publish-
many earlyreaders of Orwell’s little mas-     ers of the 1940s who rejected the book-
terpiece apparently did not realize that it   think in terms of book categories when
was a brilliant work of political satire.     they read. We classify books as fiction or
Theyread the bookmuch as did the young        nonfiction, biographies or autobiogra-
son of the art critic Herbert Read, one of    phies-r,    to refer to the present example:
Orwell’sfriends at the BBC, who reported      adult novels or children’s tales, serious
that his boy “insisted on my reading it,      fiction or animal stories. Thus, the essen-
chapter by chapter...and he enjoys it in-     tial error of some readers “fooled” by
nocently as much as I enjoy it mali-          Animal Farm has been what Gilbert Ryle
ciously.”’o                                   termed a “category mistake”: they mis-
   I t does seem absurd t o the knowledge-    take its genre. They see only its surface
able present-day reader that the literary     message, misreading it as nothing more
public of the 1940s could have read Ani-      than a children’s tale or animal story.

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Indeed, Orwell’s little book is both of    they also operate on a symbolic level for
these-onthesurface. But that is not, first    readers who know the “code.”Inthis case,
and foremost, what it is. As historically     the key code is the history of Soviet Com-
informed and artistically alert readers       munism. Orwell subtitled Animal Farm as
have longappreciated,AnimalFarmis far         “a fairy story,” but the subtitle was an
more than an uncontroversial little           ironic joke. He meant that his beast fable
children’s book.                              was no mere “fairy story,” but that it was
   First, it is a political allegory of the   happening in Stalin’s Russia, and that it
history of the U.S.S.R.-sometimes jok-        could happen anywhere.
ingly referred t o as an “animallegory.”          Parts of Orwell’s “code” are easy to
Traditionally, an allegory is a symbolic      “crack.” For instance, the pigs represent
tale that treats a spiritual subject under    the Communist Party. The pig leader Na-
the guise of a worldly one, such as           poleon and his rival Snowball symbolize
Langland’s Piers Plowman and Bunyan’s         the dictator Stalin and the Communist
Pilgrim’sProgress.                            leader Leon Trotsky. Old Major is a com-
   Secondly, Animal Farm is an allegory       posite of Karl Marx and Vladimir Ilyich
written in the form of a beast fable, in      Lenin, the major theorist and the key
which the misadventures of animals ex-        revolutionary leader of Communism, re-
pose human follies. Orwell draws on our       spectively. “Beasts of England”is aparody
culturalstereotypes of animals: Pigs have     of thelnternationale, the Communist Party
a bad name for selfishness and gluttony.      hymn. The animals’ rebellion in Chapter 2
Horses are slow-witted, strong, gentle,       represents the Russian Revolution of
and loyal. Sheep are brainless and behave     October 1917.The battle of the Cowshed
as a flock without individual initiative.     in Chapter 4 depicts the subsequent civil
Orwell’s point of departure for the fable     war. Mr. Jones and the farmers are the
was a statement from Karl Marx’s Eco-         loyalist Russians and foreign forces who
nomic and Philosophical Manuscripts of        tried but failed to dislodge the Bolshe-
1844:“Theworker in his human functions        viks, the revolutionaries led by Lenin. The
no longer feels himself to be anything but    animals’ false confessions in Chapter 7
animal. What is animal becomes human          represent the purge trials of the late 1930s.
and what is human becomes animal.”            Frederick’s stratagem t o exchange
   Orwell adapts the literary forms of the    banknotes for corn recalls Hitler’s be-
allegory and beast fable for his own pur-     trayal of the 1939Nazi-Sovietpact in June
poses. “The business of making people         1941.The first demolition of thewindmill,
conscious of what is happening outside        which Napoleon blames on his pig rival,
their own small circle,”he once wrote, “is    Snowball, symbolizes the failure of the
one of the major problems of our time,        first Five-Year Plan, an industrial plan to
and a new literary technique will have t o    coordinate the Soviet economy in the
be evolved to meet it.”” Orwell’s sym-        1920s that did not bring prosperity. The
bolic tale takes a political subject and      second destruction of the windmill by
treats it under the guise of an innocent      Frederick’s men corresponds to the Nazi
animal story. But Animal Farm also has a      invasionof Russiain 1941.Themeetingof
stinging moral warning against the abuse      pigs and humans at the end of the story
of power.                                     represents the November 1943 wartime
   Like most allegories, Animal Farm op-      conference in Teheran, which Stalin,
erates by framing one-to-one correspon-       Roosevelt and Churchill attended.
dences between the literal and symbolic           If a reader misses such allegorical cor-
levels. Its events and characters function    respondences, he or she may completely
as a simple story on the literal level. But   misread the book. Moreover, an allegory

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can work on different levels. These two             tise that suggests larger lessons about
difficultiesaccount for much of the con-            power, tyranny, and revolution in gen-
fusion and controversy about Animal                 eral. On this level, Orwell’s book has a
Farm. Readers who naively take it as                much broader historical and political
merely an “animalstory” miss the allegori-          message, one that is not limited to criti-
cal correspondences altogether. Readers             cism of the Soviet Union.
who take Animal Farm merely as crude                   Third,AnimalFarm is afable, ora “fairy
propaganda-as avulgar diatribe against              tale,” as Orwell termed it. It carries auni-
communism (or socialism)-fail to grasp              versa1 moral about the “animality” of
the various levels on which Orwell’s alle-          human nature. For instance, by the con-
gory is working.                                    clusion of Animal Farm, some of the pigs
   The fact is that Animal Farm functions           are walking upright and wearing human
as an allegoryon four levels. On the imme-          clothes: they are little different from cor-
diate verbal level, it is a children’s story        rupt human beings.Anima1Farm mirrors
about an animal rebellion on a farm. As an          our human world, which is sometimes
animal story, the work invites the reader           referred to as “thehuman circus” because
to respond compassionately to the suffer-           the various types of human personality
ings of vulnerable beasts. We readers iden-         can be compared to the character types
tify with the suffering and oppression of           of animals. Some humans are like pigs,
the poor animals.                                   others resemblesheep, still others can be
   Indeed, Orwell once explained that a             compared to dogs, and so forth. On this
scene of a suffering horse (who later be-           level, Orwell’s “fable” about human na-
came the model for Boxer) inspired him to           ture transcends both history and particu-
conceive Animal Farm:                               lar political events. We see how the funda-
  The actual details of the story did not come      mental characters of animals do not
  tome for some timeuntil one day (Iwas then        change. The animals behave consistently,
  living in a small village) I saw a little boy,    whether in anoble or selfish spirit,through
  perhaps ten years old, driving a huge cart-       all the changes in the story from the feu-
  horsealong anarrow path whippingitwhen-           dal, aristocratic, conservative farm run
  ever it tried to turn. It struckme that if only   by Mr. Jones to the modern, progressive,
  such animals became awareof theirstrength,        radical “animal farm” ruled by Napoleon.
  we should have no power over them, and                If the young son of Herbert Read
  that men exploit animals in much the same         thought that Animal Farm was just an
  way as the rich exploit the proletariat. I        animal story, the reaction of the son of
  proceeded to analyze Marx’s theory from
                                                    the poet William Empson also suggests
  the animals’ point of view.I2
                                                    the opposite tendency. Empson reported
   Orwell’slast line makes clear the larger         that his boy, asupporter of Britain’s Con-
purpose of his story. And it suggests the           servative Party, was “delighted” with
other levels on which the fable functions.          Animal Farm and considered it “very
   Beyond an explicit, literal level, then,         strong Tory [Conservative] propaganda.”
are three symbolic levels on which Ani-             Empson concluded his letter about Ani-
mal Farm operates. First, it is a historical        mal Farm:
satire of the Russian Revolution and the               I read it with great excitement. And then,
subsequent Soviet dictatorship, in which               thinking it over, and especiallyon showing
the precision of Orwell’s allegory covers              it to other people, one realizes that the
exact historical correspondences be-                   danger of this kind of perfection is that it
tween the events of Animal Farm and                    means very different things to different
Soviet history up to 1943.                             readers....Icertainlydon’tmean thatthat is
   Second,AnimalFarmis apolitical trea-                a fault in the allegory.... But I thought it

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worth warning you (while thanking you          Ironically, Animal Farm now seemed
  very heartily) that you must expect to be   to be a prophetic book, ahead of its time.
  “misunderstood”onalargesca1eaboutthis       Orwell seemed to have predicted the
  book; it is a form that inherently means    collapse of the Allied alliance and un-
  more than the author means, when it is      veiled the Soviet dictatorship as the new
  handled s~fficientlywell.’~
                                              enerny of Western bernoci-acy.h i m d
   Thus, the allegorical form, as well as     Farm seemed to forecast the upcoming
the complexities of international poli-       international face-off: the Cold War be-
tics, contributed to misunderstandings        tween the democratic West and the Com-
about Animal Farm. Then and later,            munist nations led by the U.S.S.R.
Orwell’s book came to mean many differ-          Another twist of ironic fate was at hand
ent things to different people.               for Animal Farm. A book that had, just
   But some other editors of the 1940s,       months earlier, been rejected by publish-
who saw quite clearly the political di-       ers as either an unmarketable “animal
mension of Animal Farm, also rejected it      story” or a dangerous political book, be-
precisely for that reason. Indeed that was    came a runaway best-seller.
the major reason why Animal Farm was
turned down by two dozen British and                     At the Millennium:
American publishers before gaining ac-        New Readers, New Misunderstandings
ceptance for publication. (The scarcity       This short overview of the historical and
of newsprint during wartime was another       literary issues pertinent t o the composi-
reason for its rejection by publishers.).     tion and early reception of Animal Farm
   Given the wartime alliance among the       has contemporaryrelevance. N o less than
Allies, some publishers deemed Animal         the early readers of Orwell’s book, we
Farm far too controversial t o be pub-        today-film viewers as well as readers-
lished. Loyal to theunited war effort, four   are prone t o make similar errors about
British editors rejectedAnima1 Farm be-       Animal Farm. Indeed we are probably far
cause they did not want to risk offending     more likely to miss the political dimen-
the Soviet Union by publishing such a         sion of Animal Farm or, at minimum, to
harsh assault on its history. In the U. S.,   misunderstand the complex political situ-
numerous editors turned it down be-           ation of the 1940s that it directly ad-
cause they were Soviet sympathizers who       dresses. For the historical context of
considered Orwell’sattack on the U.S.S.R.     Animal Farm, which covers a quarter-
unbalanced and exaggerated.                   centuryranging from the Russian Revolu-
   And yet, public opinion in Britain and     tion (1917) to the Allies’ wartime confer-
America changed toward the U.S.S.R. in        ence in Teheran (1943), is far removed
 1945-1946. As the need for wartime soli-     from current issues in American interna-
darity with the U.S.S.R. ended with the       tional relations. Lenin and Stalin are little
defeat of Germany and Japan, and as           more than names to many young Ameri-
Stalin’s armies aggressively occupied         cans today. Even World War I1 feels like a
much of Eastern Europe, the West’s cor-       vague and distant episode to many Ameri-
dial attitude toward the U.S.S.R. cooled.     cans, a storybook event that American
Publishers became more and more will-         high school students study about in their
ingtocriticizestalin, who had been affec-     text books.
tionately dubbed “Uncle Joe” during               My experience is that many young
World War 11. Now, with the war over,         Americans do not even know that the
British and American policymakers             U.S.S.R. ever existed or that it was dis-
judged the U.S.S.R. to be their greatest      solved a decade ago. Nor are they aware
threat.                                       that the former republics of the Soviet

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Union are now separate, independent            twentieth century, stimulate classroom
    nations, with Russia constituting just one     discussion of distant historical events,
    of 15 states of a loose confederation of       and help explain (albeit in greatlysimpli-
    nations known as the Commonwealth of           fied terms) the causes of the rise and fall
    Independent States. When I have taught         of the Soviet Union. Viewers, as well as
    Animal Farm to high school students and        readers, will find that Animal Farm cap-
    college undergraduates, my challenge           tures both the hope and the tragedy of
    has been to bridge the historical gulf         the Russian Revolution, and that it pro-
    between the current American scene and         vides an introduction to a few of the
    those events in the first half of the twen-    major figures in the history of Commu-
    tieth century that constitute the politi-      nism. Animal Farm is a fable that offers
    cal background of Animal Farm.                 simple,valuable political lessons. Among
        Probablymore so than with most twen-       them are the following: power corrupts;
    tiethcenturyworks, it isvital to approach      revolutions tend to come full circle and
    Animal Farm with an awareness of this          devour their peoples; and even good,
    context. As we have seen, the meaning          decent people not only hunger for power,
    and even the genre of the book are easily      but also worship powerful leaders.
    misunderstood without a rich apprecia-            Animal Farm will continue, therefore,
    tion of this context. And that context is      to serve as an aid to grasping twentieth-
    rapidly receding now that the twentieth        century history, both Russian and West-
    century has passed and we live in the          ern, and for understanding biographical
    post-Communist era of the so-called New        and political issues related to the nature
    World Order. So anti-Communism as a            of socialism,the RussianRevolution,Marx-
    major political issue in the Western na-       ist theory, and the abuse of language.
    tions is virtually dead.
        To appreciate Animal Farm today we                         Conclusion
    need to understand how in the first half of    Animal Farm emerged from and has gen-
    the century Communism and anti-Com-            erated political controversy, but it has
    munism were among the most significant         also sometimes been nayvely misjudged
    issues in American and British political       as unpolitical. Why has it been mired in
    affairs. And t o do this, we need to under-    historical controversy? Why has it been
    stand the original political background        judged to be completely innocent politi-
    of that period, against which Orwellwrote      cally? By examining in detail the histori-
    his book. Although our increasing his-         cal and political context of Orwell’sfable,
    torical distance makes all that ever more      students will better comprehend how
    difficult, we also possess the advantage       and why such extremely opposed views
    of observing this period from a broader        of the book have arisen and will continue
    temporal perspective. Now that the So-         to arise (or even increase) with the new
    viet Union has receded into history, the       film adaptation.
    beginning decades of its development               But let us also not forget that George
    are easier to examine in light of new archi-   Orwell was asupremelygifted writer who
    val materials and apart from the political     judged Animal Farm as his literary mas-
    controversies that earlier generations had     terpiece. As Orwell declared in his essay,
    to confront.                                   “Why1Write”: “AnimalFarmwas the first
        Orwell’sfable is even morevaluable for     book in which I tried, with full conscious-
    young readers than ever before. Animal         ness of what I was doing, to fuse political
    Farm may promote understanding of the          purpose and artistic purpose into one
    history and international politics of the      o hole."'^

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1. For instance, the recent Orwell biography by        the movie,” Halrni said in one interview. “I went
Jeffrey Meyers, Orwell: Conscience o f a Generation    fromfarm to farm lookingat pigs and horses to cast
(New York, 2000), has received wide notice. So         the characters. And then I had t o use their
too has the recent essay collection, Orwell and        babies-I had to mate them to have three or four
Politics, edited and introduced by Timothy Carton      piglets of the same kind to make the movie.” For
Ash (London, 2000). 2. The star cast of actors         example, Halmi decided to use boars-uglier and
furnishing the animz! vnlces inc!udes: Julia Louis-    nastier versions of their pig coilsins-to portray
Dreyfus (Mollie the mare), Julia Ormond (Jesse         Napoleon (Stalin), Squealer (the propagandist),
the sheepdog), and Kelsey Grammer (Snowball).          and other members of the porcine leadership. He
Peter Postlethwaite is featured as Farmer Jones.       selected a dignified older workhorse to play
3. As Halmi explained in a post-production inter-      Boxer, the dray-horse who represents the work-
view: Another animated version, before the ad-         ing class. 6. “Everything came together a couple
vent of animatronics, “just wouldn’t have had the      of years ago, when the technology was not quite
proper impact. Animation was done because live         there,” Halmi has stated. He notes that he and
action could not produce the reality. 1 could not      Henson’s Creature Shop took advantage of exist-
do it the way Iwanted to do it, to be honest to the    ing technology to introduce new technical innova-
book, until I had the technology.” 4. These and        tions in their AnimalFarmadaptation, including an
other technical details of the production are          incredible animatronic hog for the starring role of
explained in “Secrets and Mysteries of Animal          Napoleon. 7. Nor has Halmi been reluctant to
Farm,” a half-hour documentary produced by             rewrite the Bible itself, as he showed in his version
Turner Network Television on the Henson Crea-          of Noah‘s Ark, which includes a band of pirates on
ture Shop and its animatronic livestock. Like the      the high seas who raid Noah’s ship. 8. Alex
Animal Farm adaptation, the documentary also           Zwerdling, Orwell and the Left (Berkeley, 1974). 9.
had its premiere in October 1999.5. Halmi was not      George Orwell, The Collected Essays, Journals, and
only meticulous about the special effects. He and      Letters, ed. Sonia Orwell and Ian Angus (London,
his crew also created a magnificent backdrop for       1968), Vol. 4, 122. Hereafter referred to as CEJL.
the movie by building an entire farm in the            10. Quoted in Bernard Crick, George Orwell:A Life
Wicklow Mountains of Ireland, where the animals        (London, 1980). 344. 11. CEJL, Vol. 3, 222. 12.
for the production were housed. He exercised           Preface to the Ukrainian edition of Animal Farm,
particular care in his choice of the animals for the   quoted in CEJL, Vol. 4,111.13. Quoted in Crick,444.
leading roles. “The most difficult part was casting     14. CEJL, Vol. 4, 56.

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