Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA

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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Empagliflozin as Adjunct to Insulin in Patients
with Type 1 Diabetes

Endocrinologic and Metabolic Drugs Advisory Committee
November 13, 2019

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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Introduction

Dr. Jyothis George, MBBS, PhD, FRCP, FACE
Head of Medicine – Empagliflozin, Boehringer Ingelheim
Associate Clinical Professor – University of Warwick

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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Addressing an Unmet Need in Type 1 Diabetes
• Improve glycemic control without weight gain,
  and without increasing risk of hypoglycemia
• Type 1 diabetes is distinct from other types of diabetes
  with patients being dependent on insulin for survival
  – Adjunct therapies need to complement insulin
  – We propose an adjunct therapy to insulin that is specific
    to Type 1 diabetes

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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Glucometabolic Effects of SGLT2 Inhibition
• Four SGLT2 inhibitors are approved in the US
  in Type 2 diabetes including empagliflozin

                      Glucose excretion    HbA1c
                                             without increasing hypo risk
     SGLT2            Diuresis
     Inhibitor                              Weight
                      Sodium excretion
                                            Blood Pressure

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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
SGLT Inhibition in Type 1 Diabetes
Opportunity and Challenge

                                                                       Insulin dose
               Glucose excretion      HbA1c                            reduction
                                        without increasing hypo risk                  Increased Risk
SGLT2          Diuresis                                                                of Diabetic
Inhibitor                              Weight                                         Ketoacidosis
               Sodium excretion                                                           (DKA)
                                       Blood Pressure                 Ketogenesis

                    Improving efficacy can also increase risk
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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
SGLT Inhibitors in Type 1 Diabetes:
      Meaningful Efficacy With Associated Risk
                 Metabolic Efficacy1                                                        Risk of Diabetic Ketoacidosis2
                                          Reduction                                                                             Odds Ratio
                                           (95% CI)                         Study or Subgroup                              M-H, Random, 95% CI
                                                                            Sotagliflozin
                                             -0.39
      HbA1c (%)                                                                InTandem1 (Sota 200 mg and 400 mg)
                                         (-0.43, -0.36)
                                                                               InTandem2 (Sota 200 mg and 400 mg)

                                             -3.47                             InTandem3 (Sota 200 mg and 400 mg)
      Body weight (%)
                                         (-3.78, -3.16)                     Dapagliflozin
                                                                               DEPICT-1 (Dapa 5 mg and 10 mg)
                                                                               DEPICT-2 (Dapa 5 mg and 10 mg)
                                                                            Empagliflozin
                                                                               EASE-2/3 (Empa 10 mg and 25 mg)
                                                                               EASE-3 (Empa 2.5 mg)
                                                                                                                    0.10      1.00       10.00   100.00
                                                                                                      Favors SGLT Inhibitor          Favors Placebo
1. Lu J, et al. Diabetes Metab Res Rev. 2019 Apr 11:e3169. doi: 10.1002/dmrr.3169.
2. Adpated from: Goldenberg RM, et al. Diabetes Obes Metab. 2019 doi: 10.1111/dom.13811                                                                   CC-6
Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Type 1 Diabetes Specific Dose Provides
      a Favorable Balance Between Efficacy and Safety
                                                                                         Empagliflozin (Effect vs. Placebo)
                                                                           2.5 mg                            10 mg*            25 mg*

      Glycemic improvement (HbA1c), %                                        -0.3                             -0.5              -0.5

      Weight loss, kg                                                        -1.8                             -2.9              -3.4

      Hypoglycemia                                                   Not increased                        Not increased   Not increased

      Insulin dose reduction, %                                                -6                              -11               -13

      Diabetic ketoacidosis (DKA)                                    Not increased                         Increased          Increased

                    Empagliflozin 2.5 mg provides a favorable balance between benefit and risk

*Pooled data; up to week 26 for HbA1c, weight and insulin dose: up to 52 weeks for hypoglycemia and DKA                                   CC-7
Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Balancing Efficacy and Safety in Type 1 Diabetes

                         Insulin                         SGLT2 Inhibition
Risk for Hypoglycemia

                                          Risk for DKA
                                                         T1D-specific Dose

                          Efficacy                             Efficacy

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Empagliflozin as Adjunct to Insulin in Patients with Type 1 Diabetes - Endocrinologic and Metabolic Drugs Advisory Committee - FDA
Empagliflozin Clinical Development
in Type 1 Diabetes
    2013                 2014                     2015      2016                2017    2018

            EASE-1                Planning                J-EASE-1
              n=75                 Phase 3                   n=48                      M-EASE
            4 weeks               based on:                4 weeks

           2.5, 10 and             Positive              2.5, 10 and
                                 results for 10                                        2.5 mg
              25 mg                                         25 mg
                                  and 25 mg

                                                               EASE-2
                                                           n=730; 52 weeks
                                FDA mentioned
                                                            10 and 25 mg
                                 exploration of
                                  lower dose                       EASE-3
                                                             n=975; 26 weeks
                                                            2.5, 10 and 25 mg

              Initial aim was to register the same doses in T1D as approved in T2D
                                                                                                CC-9
Evidence Supporting Empagliflozin 2.5 mg
        EASE-3 Substantial Evidence1                                                                               Consistent Efficacy
       • Multi-center design with high                                                             • Across randomized
         retention, low missing data                                                                 controlled trials
                                                                                                          – EASE-3
       • Consistency across endpoints
                                                                                                          – EASE-1
         and subgroups
                                                                                                          – J-EASE-1
       • Persuasive statistical evidence
                                                                                                   • Confirmed by exposure-response
       • Effect in related disease (T2DM)                                                            simulation studies
       • Pharmacologic evidence                                                                           – M-EASE
         on clinical effects
       • Findings in similar population
1. FDA Guidance for Industry: Providing Clinical Evidence of Effectiveness for Human Drug and Biological Products, 1998                  CC-10
Proposed Indication For a Type 1 Diabetes
Specific Dose

        Proposed indication for empagliflozin 2.5 mg:
    Adjunct to insulin therapy to improve glycemic control
                 in adults with Type 1 diabetes

   We propose a dedicated brand for Type 1 diabetes with
   • Type 1 specific prescribing information
   • Professional and patient education

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Patient and Professional Education
                                 Type 1 Diabetes Specific Brand and Dose

               FOR PATIENTS                                                           FOR PRESCRIBERS

  Education on Safe Use                                                      Education on Safe use
   • Avoidance of risk factors                                               • Appropriate patients

   • Cautious insulin dose adjustment                                        • Cautious insulin dose adjustment

   • Ketone monitoring                                                       • Ketone monitoring

                               POST AUTHORIZATION REAL-WORLD EVIDENCE
                    will be implemented in partnership with patients, physicians and regulators

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Agenda

Introduction            Jyothis George, MBBS, PhD, FRCP, FACE
                        Head of Medicine – Empagliflozin, Boehringer Ingelheim

Unmet Need              Jennifer Green, MD
                        Duke University Medical Center, Durham

Efficacy                Jan Marquard, MD
                        Clinical Development Lead – Empagliflozin, Boehringer Ingelheim

                        Ona Kinduryte Schorling, MD, MSc
Safety                  Head of Drug Safety – Metabolism, Boehringer Ingelheim

Clinical Implications   Bruce Perkins, MD
                        Leadership Sinai Centre for Diabetes, Toronto

Closing Remarks         Jyothis George, MBBS, PhD, FRCP

                                                                                          CC-13
Unmet Medical Need in People Living
With Type 1 Diabetes

Jennifer Green, MD
Professor of Medicine
Duke University Medical Center, Division of Endocrinology
Duke Clinical Research Institute, Durham, NC

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Type 1 Diabetes
       • Type 1 diabetes is an autoimmune condition which destroys
         the insulin-producing beta cells of the pancreas
       • Insulin treatment essential to reduce risk of:
          – Symptomatic hyperglycemia
          – Life-threatening, acute complications such as diabetic ketoacidosis (DKA)
          – Chronic complications
                      • Microvascular complications
                         – Diabetic kidney disease, eye disease, neuropathy
                      • Cardiovascular complications
       • Type 1 diabetes reduces life expectancy by ~11 to 13 years
       • With 1.25 million Americans affected, this is a major public health issue

https://www.diabetes.org/resources/statistics/statistics-about-diabetes; Atkinson MA et al. Lancet 2014;
Livingstone SJ et al. JAMA. 2015; Costacou,T et al. Cardiovascular Endo & Metab 2019                       CC-15
Type 1 Diabetes and Its Challenges
       • Management of Type 1 diabetes is highly complex1
              – Intensive insulin therapy
                     • Multiple daily injections
                     • Inhalations
                     • Insulin pump
              – Frequent glucose testing
                     • Fingersticks
                     • Glucose sensor
              – One non-insulin therapeutic option approved
                (the amylin analogue pramlintide)2
       • Often very difficult to find a balance between hyper and
         hypoglycemia
1. Atkinson MA et al. Lancet 2014. 2. https://www.accessdata.fda.gov/drugsatfda_docs/label/2014/021332s007_S016.pdf   CC-16
DKA is An Inherent Risk in Type 1 Diabetes
       • DKA is an acute complication inherent to Type 1 diabetes
              – Current annualized rates of DKA are 2-6/100 patient years
              – Current US case fatality rate is ~0.4% of patients with DKA

       • DKA prevention is an integral part of Type 1 diabetes
         management
              – Patients educated on precipitating factors
              – ADA statement recommends ongoing sick day management education
                and use of ketone monitoring for early recognition of DKA

Vellanki and Umpeirrez Diabetes Care 2018, Benoit et al. MMWR Morb Mortal Wkly Rep 2018, Kitabchi et al. Diabetes Care 2009   CC-17
Intensive Glycemic Control Reduces
      Risk for Complications in Type 1 Diabetes
      • Diabetes Control and Complications Trial (DCCT) and
      • Epidemiology of Diabetes Interventions and Complications
        (EDIC)
             – Studied effects of intensive vs conventional glycemic management
               in type 1 diabetes
             – 35-90% reduced risks of retinopathy, nephropathy, and neuropathy1
             – 57% reduced risk for CV complications after a mean of 17 years
               of follow-up2

                                            HbA1c lowering is an accepted surrogate
                                              for reducing risk of complications

1. DCCT. N Engl J Med 1993, 2. Nathan DM, et al. N Engl J Med 2005                    CC-18
All Reduction in HbA1c is Meaningful
                                                                          Renal and eye complications
                                                     70
                                                                                                                                 -0.25% HbA1c reduction
            Cumulative Incidence Over 50 Years (%)

                                                                                                                              translates into a projected:
                                                     60
                                                                                                                                ~8% reduction in risk for
                                                                                                                                retinopathy, and ~5% for
                                                     50
                                                                                                                                    microalbuminuria
                                                     40                                                                 Diabetic retinopathy

                                                     30
                                                                                                                        Severe vision loss
                                                     20
                                                                                                                        Microalbuminuria
                                                                                                                        End stage renal disease
                                                     10

                                                     0
                                                          0.0   -0.1     -0.2   -0.3   -0.4    -0.5   -0.6     -0.7   -0.8

                                                                       HbA1c Reduction from 7.9% at Baseline
Simulated cohorts based on data from the Swedish National Diabetes Register (NDR)
Jendle J et al. Diabetes Ther 2018                                                                                                                           CC-19
Despite Known Benefits, Glycemic Control
       is Suboptimal
       • Mean HbA1c in US Type 1 diabetes patients is 8.4%, despite
              –    Innovations in insulin formulations and delivery
              –    Use of glucose sensors
              –    Improvements in diabetes education
              –    Use of team approach to diabetes management
       • Common barriers to glycemic control
              – Hypoglycemia
              – Weight gain
              – Regimen complexity

Foster et al. Diabetes Technol Ther 2019                              CC-20
Tighter Glycemic Control Increases
      Risk of Hypoglycemia

                                                         120
                           Rate of Severe Hypoglycemia

                                                         100
                              (per 100 patient-years)

                                                         80

                                                         60

                                                         40

                                                         20

                                                          0
                                                               5.0   5.5   6.0   6.5   7.0   7.5   8.0   8.5   9.0   9.5   10.0 10.5
                                                                                             HbA1c (%)
DCCT. N Engl J Med. 1993                                                                                                               CC-21
Tighter Glycemic Control Increases
            Risk of Weight Gain
                                                     Conventionally Treated                Intensively Treated

                40                                                                         40
                                     Adult Men                                                                  Adult Women

                30                                                                         30
   % Patients

                                                                              % Patients
                20                                                                         20

                10                                                                         10

                0                                                                           0
                     1   2     3       4         5      6    7    8    9                         1    2     3      4     5    6        7   8   9

                                   Follow Up (in years)                                                         Follow Up (in years)

Russel-Jones and Khan Diabetes Obes Metab 2007                                                                                                     CC-22
Patient Priorities in Type 1 Diabetes
                                                                                                                Unmet Need Scores
                                                                                             (≥10 indicate important need not being met effectively or at all)
                                         Simple and predictable diabetes management                                                                        13.6
                                                  HbA1c reduced or maintained at target                                                                   13.5
                                Daytime blood glucose 70-180 mg/dL (3.9-10 mmol/L)                                                                       13.2
                                   Reduced mental effort needed to manage diabetes                                                                       13.2
    Patient
                              Overnight blood glucose 70-130mg/dL (3.9-7.2 mmol/L)                                                                      12.8
    Perspective1                                                  Prevention of weight gain                                                          12.7
                                 Fasting blood glucose 70-180 mg/dL (3.9-10 mmol/L)                                                                 12.5
                                                          Flexibility with diet and exercise                                                        12.5
                                       Postprandial glucose
What is the Unmet Need?

        More options to improve glycemic control
        without weight gain and without increasing
                  risk of hypoglycemia

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Limited Choice of Adjunct Medicines
       for Type 1 Diabetes
       • Pramlintide: the only FDA approved adjunct to insulin therapy1
          – HbA1c reduction: ~0.3%
          – Weight reduction: ~1.0 kg
          – Increased risk of severe hypoglycemia
       • Not widely used since approval in 2004
          – 1.6% pramlintide users of 7,384 age ≥26 years in a recent Type 1 diabetes
            registry report2
       • T1D Exchange Data reports use of therapies not approved
         by FDA for treatment of T1D
          – Metformin (6%)
          – GLP-1 Agonist (3.6%)
          – SGLT2 Inhibitor (3%)

1: https://www.accessdata.fda.gov/drugsatfda_docs/label/2014/021332s007_S016.pdf; 2: Foster et al. Diabetes Technol Ther 2019   CC-25
What is Critical to Address the Unmet Need?

         “How do we make life better,
                                                                                                              Safety                        Simplicity
         not just longer, for people
         with diabetes?”
                       - Dr. Robert Ratner
                                                                                                                         Glycemic
                                                                                                                          Control

DiaTribe transcript, Public Workshop: Diabetes Outcome Measures Beyond Hemoglobin A1c (HbA1c); August 29, 2016. Fda.gov/drugs/news-events-human-drugs/public-workshop-
diabetes-outcome-measures-beyond-hemoglobin-a1c-hba1c                                                                                                                    CC-26
What is Critical to Address the Unmet Need?

      More options to improve glycemic control without
     weight gain and without increasing risk hypoglycemia

 Reductions in cardiovascular risk factors (e.g., blood pressure
          and weight) would be an added advantage

        These options should be convenient for patients
                    and regulated by FDA

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EASE Phase 3 Program and Efficacy Results

Dr. Jan Marquard, MD
Clinical Development Lead Empagliflozin in T1D
Boehringer Ingelheim

                                                 CC-28
Efficacy Data Package for Empagliflozin 2.5 mg
EASE Phase 3 Program

      Phase              Study      Duration   Empagliflozin Doses

                        EASE-3      26 weeks     2.5 – 10 – 25 mg
      Phase 3
                        EASE-2      52 weeks       10 – 25 mg

                        EASE-1      4 weeks      2.5 – 10 – 25 mg
      Phase 2
                       J-EASE-1     4 weeks      2.5 – 10 – 25 mg

 Exposure-response      EASE-2
                                    52 weeks         2.5 mg
  simulation study     simulation

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EASE Phase 3 Program and Efficacy Results

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EASE Phase 3 Program Trial Design
        EASE-3                                                                 26 weeks          3 weeks
               1 week          6 weeks         2 weeks
                                                                          Placebo
                             T1D therapy Placebo                 Empagliflozin 2.5 mg
             Screening
                            intensification run-in
                                                           R                                   Follow-up
                                                                 Empagliflozin 10 mg
                                                                 Empagliflozin 25 mg
                                                  CGM            CGM                  CGM
                                                substudy       substudy             substudy

                                                                            26 weeks
        EASE-2                                                     (primary endpoint)
                                                                                                           52 weeks   3 weeks
               1 week          6 weeks         2 weeks
                                                                                       Placebo
                        T1D therapy Placebo
             Screening
                       intensification run-in
                                                           R                   Empagliflozin 10 mg                    Follow-up
                                                                               Empagliflozin 25 mg

                                                  CGM                                CGM                      CGM

        Exposure-response                                                 Simulated Empagliflozin 2.5 mg
        simulation study
T1D=Type 1 diabetes; CGM=Continuous glucose monitoring                                                                            CC-31
Efficacy Assessments – Based on FDA Guidance1
       • Primary efficacy outcome
              – Change from baseline in HbA1c at week 26
       • Key secondary efficacy outcomes
              – Change from baseline at week 26 in:
                 • Symptomatic hypoglycemic adverse events with blood glucose
                   (BG)
Statistical Testing Hierarchy (Alpha Protected Endpoints)
      EASE Phase 3 Program
                                                                                        Full Analysis Set (FAS)
                                                           10 mg    and 25 mg
                                                                                        all treated patients with a baseline
                                                               HbA1c (efficacy)         and ≥1 on-treatment A1c
                Primary
                                                          10 mg and 25 mg               Modified Intention-To-Treat set (mITT)
                Endpoint                                                                all treated patients with a baseline
                 (HbA1c)                                   HbA1c (effectiveness)        and ≥1 post randomization A1c,
                                                                                        including on- and off-treatment values
                                                               2.5 mg (efficacy)1

                                                          10 mg       and   25 mg

          Key Secondary
                                                           Weight,
            Endpoints                                      CGM2,         Hypoglycemia
                                                           Insulin

1. EASE-3 only; 2. EASE-2 only                                   Blood pressure
HbA1c=Glycated hemoglobin; CGM=Continuous glucose monitoring                                                                   CC-33
Key Inclusion and Exclusion Criteria
      EASE Phase 3 Program

              Key inclusion criteria
      • Adults with Type 1 diabetes for at least 12 months
      • Understanding of disease and how to manage it/willing and capable
        to comply with study requirements
      • On multiple daily insulin injections or insulin pump
      • HbA1c between 7.5 and 10.0% after insulin intensification
      • Body mass index (BMI) of ≥ 18.5 kg/m2
      • Estimated glomerular filtration rate (eGFR) of at least 30 ml/min/1.73m2

             Key exclusion criteria
      • DKA and/or severe hypoglycemia 3 months before screening and until
        randomization
      • Eating disorders

DKA=Diabetic ketoacidosis                                                          CC-34
Demographics Balanced Between Groups/Trials and Representative
      of Patients With Type 1 Diabetes
      EASE Phase 3 Program
      Main baseline parameter                                                                                EASE-3                    EASE-2
      Sex, female                                                                                             51%                       53%
      Main regions
        Europe                                                                                              63%                           54%
        North America                                                                                       25%                           39%
      Race, Caucasian                                                                                       95%                           94%
      Mean age, years                                                                                     43 years                     45 years
      Mean blood pressure, SBP/DB                                                                      124/76 mmHg                   125/76 mmHg
      Mean body mass index                                                                                28 kg/m2                     29 kg/m2
      Mean eGFR, CKD-EPI creatinine                                                                  97 ml/min/1.73m2              95 ml/min/1.73m2
      Time since diagnosis of T1D                                                                         21 years                     23 years
      Mean HbA1c                                                                                            8.2%                         8.1%
      Mean total insulin dose (range)                                                               0.70 (0.2–1.7) U/kg           0.71 (0.1–1.9) U/kg
      Insulin therapy
        Multiple daily insulin injections                                                                       66%                      59%
        Insulin pump                                                                                            34%                      41%
Based on Full Analysis Set
CKD-EPI=Chronic Kidney Disease Epidemiology Collaboration; eGFR=Estimated glomerular filtration rate; HbA1c=Glycated hemoglobin                         CC-35
High Completion Rate
EASE Phase 3 Program

                         EASE-3                                                        EASE-2
                                                                                        (Week 26)

                      Screened (N=1751)                                              Screened (N=1338)

                     Randomized (N=977)                                              Randomized (N=730)

                       Treated (N=975)                                                 Treated (N=730)

                 Empagliflozin    Empagliflozin    Empagliflozin                        Empagliflozin     Empagliflozin
  Placebo                                                              Placebo
                    2.5 mg           10 mg            25 mg                                10 mg             25 mg
  (n=241)                                                              (n=243)
                   (n=241)          (n=248)          (n=245)                              (n=243)           (n=244)

217 completed    225 completed    223 completed    223 completed    212 completed       228 completed     229 completed
  treatment        treatment        treatment        treatment        treatment           treatment         treatment
    (90.0%)          (93.4%)          (89.9%)          (91.0%)         (87.2.%)             (93.8%)           (93.9%)

224 completed    232 completed    235 completed    233 completed    233 completed       241 completed     241 completed
 trial (92.9%)    trial (96.3%)    trial (94.8%)    trial (95.1%)    trial (95.9%)       trial (99.2%)     trial (98.8%)

                                                                                                                           CC-36
HbA1c Reduction With Empagliflozin Over Time
      EASE-3

                           Placebo                        Empagliflozin 2.5 mg                                Empagliflozin 10 mg        Empagliflozin 25 mg

                                                    8.9

                                                    8.7
                              Mean (SE) HbA1c (%)

                                                    8.5

                                                    8.3
                                                             6-week intensification

                                                    8.1
                                                                                      2-week run-in

                                                    7.9

                                                    7.7

                                                     7.5
                                                    Screening                                         0   4            12           18             26
                                                                                                                Week
HbA1c=Glycated hemoglobin
Confirmatory analyses; MMRM, FAS                                                                                                                               CC-37
HbA1c Reduction With Empagliflozin 2.5 mg Consistent
      Across Analyses Sets
      EASE-3

                                                              Empagliflozin                      Adjusted Mean Change from
                                                      Placebo   2.5 mg                           Baseline in HbA1c at Week 26
                                                         N         N                                       (95% CI)
      Primary efficacy
                                                        238       237                                    -0.28 (-0.42, -0.15)
      MMRM, FAS (on-treatment only)
      Effectiveness
                                                        239       239                                    -0.27 (-0.40, -0.14)
      MMRM, mITT (on- and off-treatment)
      Multiple imputation
                                                        241       241                                    -0.25 (-0.38, -0.11)
      Treated Set (on- and off-treatment)
      Pattern mixture model
                                                        241       241                                    -0.25 (-0.39, -0.12)
      Jump to reference, TS (on- and off-treatment)
      “Wash-out” analysis
                                                        241       241                                    -0.26 (-0.39, -0.12)
      Treated set (on- and off-treatment)

                                                                        -0.6   -0.4    -0.2      0.0
                                                                          Favors Empagliflozin         Favors Placebo

HbA1c=Glycated hemoglobin                                                                                                       CC-38
HbA1c Reduction With Empagliflozin 10 mg and 25 mg Consistent
      Across Analyses Sets
      EASE-3

                                                                                                       Adjusted Mean Change
                                                                                                       from Baseline in HbA1c
                                             Placebo Empagliflozin                                           at Week 26
                                                N        N                                                    (95% CI)

      Empagliflozin 10 mg vs placebo

        Primary efficacy
                                               238        244                                               -0.45 (-0.58, -0.32)
        MMRM, FAS (on-treatment only)
        Effectiveness
                                               239        246                                               -0.44 (-0.57, -0.30)
        MMRM, mITT (on- and off-treatment)

      Empagliflozin 25 mg vs placebo

        Primary efficacy
                                               238        242                                               -0.52 (-0.66, -0.39)
        MMRM, FAS (on-treatment only)
        Effectiveness
                                               239        245                                               -0.50 (-0.64, -0.37)
        MMRM, mITT (on- and off-treatment)
                                                                -0.8   -0.6      -0.4     -0.2       0.0
                                                                              Favors Empagliflozin         Favors Placebo
HbA1c=Glycated hemoglobin                                                                                                          CC-39
HbA1c Reduction With Empagliflozin 2.5 mg Generally Consistent
      Across Subgroups – Region, Sex, Age, and BMI
      EASE-3
                                                   n Analyzed
                                               Empa 2.5 mg/Placebo                                           Difference (95% CI)
      Empagliflozin 2.5 mg vs placebo                225/217                                                 -0.28 (-0.42, -0.15)
                                US                    40/36                                                  -0.32 (-0.63, -0.01)
      Region
                                Non-US               185/181                                                 -0.28 (-0.42, -0.13)
                                Female               114/115                                                  -0.17 (-0.35, 0.01)
      Sex
                                Male                 111/102                                                 -0.41 (-0.60, -0.22)
HbA1c Reduction With Empagliflozin 2.5 mg Generally Consistent
       Across Additional Subgroups
       EASE-3
                                                        n Analyzed
                                                    Empa 2.5 mg/Placebo                                              Difference (95% CI)
       Empagliflozin 2.5 mg vs placebo                    225/217                                                     -0.28 (-0.42, -0.15)
                          ≤5 years                          14/11                                                     -0.81 (-1.36, -0.26)
       Time since         >5-10 years                       23/30                                                     -0.26 (-0.64, 0.12)
       diagnosis          >10-25 years                     106/91                                                     -0.30 (-0.50, -0.10)
                          >25 years                         82/85                                                     -0.19 (-0.41, 0.03)
       Insulin            Multiple daily injections       148/141                                                     -0.32 (-0.49, -0.16)
       administration     Insulin pump                      77/76                                                     -0.21 (-0.43, 0.02)
                          0.8 U/kg                         50/64                                                     -0.43 (-0.69, -0.17)
                          ≥90 ml/min                      152/154                                                     -0.28 (-0.44, -0.12)
       eGFR               60-
Body Weight Reduction With All Three Doses
       EASE-3

                                          Placebo                       Empagliflozin 2.5 mg      Empagliflozin 10 mg           Empagliflozin 25 mg
                                                            1.0
                             from Baseline in Weight (kg)
                             Adjusted Mean (SE) Change

                                                            0.0                                                               -1.8
                                                                                                                        (95% CI:-2.3, -1.2)
                                                                                                                            p
Early and Sustained Insulin Dose Reduction
       EASE-3

                            Placebo                                   Empagliflozin 2.5 mg          Empagliflozin 10 mg      Empagliflozin 25 mg

                                                          0.02
                        Total Daily Insulin Dose (U/kg)

                                                          0.00
                          Change from Baseline in

                                                                                                                               -0.05 (-6%)
                              Adjusted Mean (SE)

                                                          -0.02                                                            (95% CI:-0.07, -0.03)
                                                                                                                                p
Meaningful Reduction in Blood Pressure With Empagliflozin 2.5 mg
       EASE-3

                                                 Empagliflozin 2.5 mg            Empagliflozin 10 mg             Empagliflozin 25 mg
                                                      (n=236)                         (n=240)                         (n=238)
       vs Placebo in Change from Baseline

                                            0
        Adjusted Mean (95% CI) Difference

                                            -1
                 in SBP (mmHG)

                                            -2

                                            -3

                                            -4
                                                         -2.1
                                            -5            *

                                            -6                                                                          -3.7
                                                                                              -3.9
                                                                                               **                        **
SBP=Systolic blood pressure
*p
Empagliflozin 2.5 mg Increased Time in Target Glucose Range
      by ~1 Hour Per Day
      EASE-3
                                       Glucose ≤70 mg/dl        Glucose >70–≤180 mg/dl      Glucose >180 mg/dl

                                                           Baseline                      Week 26
                                                                43%                         46%          % Difference vs
                             Placebo
                              (n=26)
                                                       5%                            5%                 Placebo (95% CI)
                                                                 52%                        49%

                                                                 49%                         54%             +4.3%
                    Empagliflozin 2.5 mg
                                                       6%                            6%                    (-0.9, 9.5)     + 1 hour/day
                          (n=36)                                                            40%            p=0.1063
                                                                 45%

                                                                43%                          54%            +10.7%
                    Empagliflozin 10 mg
                                                       6%                            6%                    (5.6, 15.7)     +2.6 hour/day
                         (n=41)                                  51%                        39%            p
Results Summary: Efficacy Sustained Over 52 Weeks
      EASE-2

                                                                                         26 Weeks                                      52 Weeks
       Mean difference vs. placebo
       change from baseline                                              Empa 10 mg                Empa 25 mg             Empa 10 mg        Empa 25 mg
                                                                              -0.54***1                -0.53***1
       HbA1c, %                                                                                                             -0.39***          -0.45***
                                                                              -0.53***2                -0.51***2

       Body weight, kg                                                         -2.7***                   -3.3***             -3.2***              -3.6***

       CGM time in range, %                                                    11.9***                  12.9***             12.2***               12.5***

       Total daily insulin dose, %                                            -13.3***                  -12.6***            -12.0***          -12.9***

       SBP, mmHg                                                                -2.1*                    -3.7**              -3.4*                -4.7***

       DBP, mmHg                                                                -1.3*                    -2.3**              -1.7*                -1.5*

1. FAS; 2. mITT
Confirmatory analyses; ***p
Hypoglycemia Reporting
       EASE Phase 3 Program
                            Hypoglycemia with blood                            Severe
                            glucose
Hypoglycemia Results Empagliflozin 2.5 mg
       EASE Phase 3 Program

                                                             Empagliflozin                Placebo
                                                                        Events,                Events,                                              Rate Ratio
       Week 1-26
                                                                N         n             N        n                                                   (95% CI)    p-value

       Key secondary hypoglycemia endpoint1

          Empagliflozin 2.5 mg                                 237         976         238       1339                                           0.93 (0.68, 1.27) 0.6587

       Severe hypoglycemia                                              Patients/               Patients/
                                                                         Events                  Events
          Empagliflozin 2.5 mg                                 241         3/92        241         6/6                                          0.18 (0.03, 1.15) 0.0698

       Patient-reported3 hypos with BG
Hypoglycemia Results Empagliflozin 10 and 25 mg
       EASE Phase 3 Program
                                                                  Empagliflozin       Placebo
                                                                          Events,          Events,                                                      Rate Ratio
                                                                    N       n         N      n                                                           (95% CI)        p-value
                             EASE-3 (week 1–26)
                                 Empagliflozin 10 mg               244     1423      238     1339                                                    1.26 (0.93, 1.71)   0.1438
       Key secondary1
       hypoglycemia              Empagliflozin 25 mg               242     1216      238     1339                                                    1.05 (0.77, 1.43)   0.7543
       endpoint              EASE-2 (week 1–26)
       (week 1-26)
                                 Empagliflozin 10 mg               243     1327      239     1870                                                    0.77 (0.57, 1.05)   0.0972
                                 Empagliflozin 25 mg               241     1333      239     1870                                                    0.78 (0.58, 1.06)   0.1180
                             EASE-2 and EASE-3 pooled (week 1–52/1–26)
       Severe
       hypoglycemia              Empagliflozin 10 mg               491    20/332     484    15/212                                                   1.47 (0.70, 3.10)   0.3095
       (week 1-26)
                                 Empagliflozin 25 mg               489    13/142     484    15/212                                                   0.55 (0.23, 1.29)   0.1695
                             EASE-2 and EASE-3 pooled (week 1–52/1–26)
       Patient-reported3
       hypoglycemia              Empagliflozin 10 mg               491     9133      484    11446                                                    0.81 (0.70, 0.94)   0.0043
       with BG
Diabetes Treatment Satisfaction Questionnaire (DTSQ)
            Showed Significant Improvement in Treatment Satisfaction

                                               EASE-3                                       Fast-acting                       Long-acting
                                                                                          Insulin Analog1                   Insulin Analog2
                            3                **                   **
                                                                                   3                                   3
                                             1.8
                                                        *
                                                                 2.0                                        **
     Change from Baseline

                            2                                                                              1.9
      Adjusted Mean (SE)

                                                       1.2                         2                                   2                   **
                                                                                                                                           1.3
                            1
                                                                                   1         0.6                       1
                                  -0.2
                            0                                                      0                                   0

                            -1                                                     -1                                  -1      -0.6

                            -2                                                     -2                                  -2
                                 Placebo    Empa      Empa      Empa                    Human insulin Insulin aspart            NPH       Insulin
                                 (n=213)    2.5 mg    10 mg     25 mg                     (n=358)        (n=707)            (isophane)   glargine
                                           (n=214)   (n=213)   (n=218)                                                        (n=256)    (n=261)

DTSQ mean
                                   29.6      29.2      28.8      29.1                        29.9           30.1               28.1        27.8
BL total score

Exploratory analyses; **p
Supportive Clinical Data from Phase 2 Studies

                                                CC-51
Phase 2 Study Design
      EASE-1

                                      1 week     2 weeks               4 weeks             1 week

                                                                       Placebo

                                                 Placebo         Empagliflozin 2.5 mg
                                    Screening
                                                  run-in   R                              Follow-up
                                                                 Empagliflozin 10 mg

                                                                 Empagliflozin 25 mg

                                                  CGM          CGM                  CGM

      •    All patients Caucasian Europeans
      •    70% male, 30% female
      •    Mean age 41 years, BMI 26 kg/m2
      •    Mean HbA1c at baseline 8.2%
BMI=Body mass index; HbA1c=Glycated hemoglobin                                                        CC-52
Empagliflozin 2.5 mg Provides 70% of the Urinary Glucose
Excretion (UGE) Effect of the Higher Doses
EASE-1

                           140                                        103.1                101.5
 Mean (SD) Change from
 Baseline in UGE (g/24h)

                           120                    72.8
                           100
                           80
                           60
                           40
                                  -3.3
                           20
                            0
                           -20
                           -40
                                 Placebo   Empagliflozin 2.5 mg Empagliflozin 10 mg Empagliflozin 25 mg
                                  (n=19)         (n=19)              (n=19)              (n=18)

            BL Mean               20.3            21.4                 14.0                13.4

                                                                                                          CC-53
Evidence for an Effective Disease Specific Dose
      EASE-1

                                                                     Empagliflozin    Empagliflozin   Empagliflozin
                                                                       2.5 mg           10 mg           25 mg
                                                                        n=19             n=19            n=18
       Main efficacy
        HbA1c at day 28 (%)                                              -0.35*           -0.36*          -0.49*
        Weight at day 28 (kg)                                            -1.5**           -1.8**          -1.9**
        Time in rangea, week 4 (hour/day)                                 +1.3             +1.5           +3.0*
       Main safety
        General safety                                                        Comparable to Type 2 diabetes
        DKA                                                                       No reported cases
        Severe hypoglycemia                                                      One case on placebo
        Genital infections                                                        No reported cases

                                      Empagliflozin improved glycemic control with weight loss and
                                       without increased hypoglycemia in short-term Phase 2 trials
**p
Results Exposure-response Simulation Studies

                                               CC-55
General Concept of Exposure-response Study
                                           Exposure                                              Response
                                   Concentration vs. Time                                   Concentration vs. Effect
               Concentration

                                                                                   Effect
                                               Time                                             Concentration

                                                           Exposure-response Simulation Study
                                                                      Effect vs. Time
                                                      Effect

                                                                          Time                                         CC-56
Adapted from Mehrotra et al. Int J Impot Res 2007
Exposure-response Simulation Study –
      Model Development
       Development Independent of                                                    Description of EASE-2 Data
               EASE-3                                                           Observed           Simulated median with 95% CI
                                                                     0.4

                                                                     0.2
               Data from
                                                                                                                                   Placebo
              796 Patients                                             0

                                    Change from Baseline HbA1c (%)
      EASE-1 and EASE-2                                              -0.2

      • HbA1c                                                          0
      • Empagliflozin                                                -0.2
        exposure                                                                                                                   Empagliflozin
                                                                     -0.4                                                          10 mg
               Previous                                              -0.6

              Knowledge                                                0

      Exposure-response                                              -0.2
                                                                                                                                   Empagliflozin
      data across all available                                      -0.4                                                          25 mg
      patient populations
                                                                     -0.6
                                                                            0    4         12        18        26     43      52
                                                                                                Time (Weeks)
HbA1c=Glycated hemoglobin                                                                                                                    CC-57
Exposure-response Simulation Study –
      Validation
      • Validation: Replication of HbA1c lowering in EASE-3
        after 26 weeks of treatment
                               Observed in EASE-3   Simulated for validation
                 Dose group        Mean ± SE              Mean ± SE
               Empagliflozin
                                   -0.28 ± 0.07           -0.29 ± 0.05
                 2.5 mg
               Empagliflozin
                                   -0.45 ± 0.07           -0.47 ± 0.05
                 10 mg
               Empagliflozin
                                   -0.52 ± 0.07           -0.53 ± 0.04
                 25 mg

      • Model validation demonstrates suitability of the model
        to investigate untested scenarios with clinical trial simulations
HbA1c=Glycated hemoglobin                                                      CC-58
Exposure-response Simulation Study –
      Results
      • HbA1c lowering for a 2.5 mg empagliflozin dose was simulated
        in EASE-2 population:
             – Number of patients: 239
             – Number of replicated trials: 500

      • Simulated placebo corrected HbA1c change from baseline
        after 26 weeks was -0.29 (95% CI -0.38, -0.20)

      • Simulated effect (HbA1c reduction) was sustained over 52 weeks

HbA1c=Glycated hemoglobin                                              CC-59
Totality of Data Provides Evidence of Efficacy
      for Empagliflozin 2.5 mg
      • Meaningful HbA1c reduction with empagliflozin 2.5 mg consistent
        across studies
                            Phase 3     Phase 2      Exposure-response Simulation Study
                             EASE-3     EASE-1               EASE-2 Simulation
                            26 weeks    4 weeks        26 weeks             52 weeks
      Placebo–corrected
                             -0.28       -0.35           -0.29               -0.29
      change in HbA1c (%)

      • Empagliflozin 2.5 mg benefits beyond HbA1c reduction
         – Body weight reduction (-1.8 kg)
         – Reduction in systolic blood pressure (-2.1 mmHg)
         – Increased treatment satisfaction
         – No increased risk of hypoglycemia

HbA1c=Glycated hemoglobin                                                                 CC-60
Safety and DKA Risk Mitigation

Dr. Ona Kinduryte Schorling, MD, MSc
Head of Drug Safety, Metabolism
Boehringer Ingelheim

                                       CC-61
Safety Analysis
EASE Phase 3 Program

Empagliflozin 2.5 mg         Empagliflozin 10 and 25 mg
• Studied in EASE-3 only     • Data from higher doses serve as
                               the upper bound for general safety

                                                         EASE-2 (52 weeks)

   EASE-3 (26 weeks)               EASE-3 (26 weeks)

                                               Placebo
            Placebo
                                    Placebo
      Empagliflozin 2.5 mg               Empagliflozin 10 mg
                               Empagliflozin 10 mg
                                         Empagliflozin 25 mg
                               Empagliflozin 25 mg

                                                                             CC-62
General Safety: Summary
EASE-3 and EASE-2 and EASE-3 Pooled

                                                                               EASE-2 and EASE-3
                                                  EASE-3                      Pooled (Up to Week 52)
                                                     Empagliflozin                 Empagliflozin Empagliflozin
                                      Placebo          2.5 mg         Placebo        10 mg         25 mg
                                       N=241           N=241           N=484         N=491         N=489
                                       n (%)            n (%)          n (%)          n (%)         n (%)

≥1 AE                                 203 (84.2)       194 (80.5)     433 (89.5)    441 (89.8)     428 (87.5)

≥1 drug-related AEs by Investigator   56 (23.2)        70 (29.0)      158 (32.6)    221 (45.0)     226 (46.2)

≥1 AE leading to discontinuation       2 (0.8)             8 (3.3)     14 (2.9)       29 (5.9)      18 (3.7)

≥1 serious adverse events              16 (6.6)            13 (5.4)    44 (9.1)      64 (13.0)      42 (8.6)

Fatal outcome                             0                   0           0              0             1

                                                                                                                CC-63
Events of Special Interest
EASE-3 and EASE-2 and EASE-3 Pooled

                                                                                        EASE-2 and EASE-3
                                                         EASE-3                        Pooled (Up to Week 52)
                                                            Empagliflozin                  Empagliflozin Empagliflozin
                                              Placebo         2.5 mg         Placebo         10 mg         25 mg
                                               N=241          N=241           N=484          N=491         N=489
                                               n (%)           n (%)          n (%)           n (%)         n (%)
Ketoacidosis (investigator-reported)          4 (1.7)             3 (1.2)    10 (2.1)         28 (5.7)      21 (4.3)
Severe hypoglycemia (investigator-reported)   8 (3.3)             6 (2.5)    22 (4.5)         21 (4.3)      17 (3.5)
Genital infections                            6 (2.5)             10 (4.1)   16 (3.3)         55 (11.2)     56 (11.5)
Volume depletion                              3 (1.2)             1 (0.4)    8 (1.7)          12 (2.4)      16 (3.3)
Urinary tract infections                      13 (5.4)            13 (5.4)   45 (9.3)         49 (10.0)     39 (8.0)
Acute renal impairment                        0 (0.0)             0 (0.0)    3 (0.6)           1 (0.2)          4 (0.8)
Hepatic events                                1 (0.4)             1 (0.4)    7 (1.4)           8 (1.6)          8 (1.6)
Lower limb amputations                        0 (0.0)             1 (0.4)    0 (0.0)           0 (0.0)          0 (0.0)
Bone fractures                                2 (0.8)             5 (2.1)    8 (1.7)          14 (2.9)          5 (1.0)

                                                                                                                          CC-64
Case Definitions for DKA Adjudication

    Certain DKA=
                                                                  Unlikely DKA but ketosis=
    Acidosis + ketosis
                                                                  single high ketone without
    with or without DKA symptoms    Acidosis       Ketosis
a                                              a     c
                                                                  acidosis or DKA symptoms
                                                                                                   c

                                          b        b
                                                             Potential DKA=
                                                             • DKA symptoms + Acidosis or ketosis
     Unlikely DKA=
                                            DKA              • Persistent high ketones
     Normal pH or normal ketones          symptoms                                             b
     irrespective of DKA symptoms

               Final decision based on clinical judgement of the committee
                                                                                                   CC-65
Adjudication Results: Certain and Potential DKA
EASE-3

                                                Placebo    Empagliflozin 2.5 mg
                                                 N=241           N=241
Patients with certain DKA, n (%)                3 (1.2)           2 (0.8)
  Number of events (rate per 100 PY)            3 (2.52)         2 (1.65)
    Events by severity, n
       Severe                                      1                0
       Moderate                                    1                0
       Mild                                        1                2
Patients with certain or potential DKA, n (%)   4 (1.7)           4 (1.7)
  Number of events (rate per 100 PY)            4 (3.36)         5 (4.12)
       Severe                                      1                0
       Moderate                                    1                0
       Mild                                        2                5
Unlikely DKA but ketosis                        2 (0.8)           7 (2.9)
Unlikely DKA                                    1 (0.4)             0

                                                                                  CC-66
Concordance in Investigator-reported and Adjudicated DKA
      EASE-3

                                          Empagliflozin
                                            2.5 mg          Placebo
                                                Rate/      Rate/
                                           n/N 100 PY n/N 100 PY                                               RR (95% CI)       p-value

       Investigator-reported DKA          4/241   3.35    4/241   3.39                                      0.99 (0.23, 4.34) 0.9875

       CEC certain DKA                    2/241   1.65    3/241   2.52                                       0.65 (0.11, 3.90) 0.6398

       CEC certain or potential DKA 5/241         4.16    4/241   3.40                                      1.23 (0.31, 4.86) 0.7723

                                                                         0.1   0.3      1.0      4.0    16.0
                                                                  Placebo Risk Higher         Empagliflozin 2.5 mg Risk Higher

RR=Rate Ratio (negative binomial model)                                                                                                    CC-67
Concordance in Investigator-reported and Adjudicated DKA
EASE-2 and EASE-3 Pooled

                                 Empagliflozin       Placebo
                                           Rate/             Rate/
                                  n/N     100 PY    n/N     100 PY                                         RR (95% CI)        p-value
Empagliflozin 2.5 mg
  Investigator-reported DKA      4/241     3.35    4/241     3.39                                         0.99 (0.23, 4.34)   0.9875
  CEC certain DKA                2/241     1.65    3/241     2.52                                         0.65 (0.11, 3.90)   0.6398
  CEC certain or potential DKA   5/241     4.16    4/241     3.40                                         1.23 (0.31, 4.86)   0.7723
Empagliflozin 10 mg
  Investigator-reported DKA      30/491    9.55    12/484    3.85                                         2.48 (1.18, 5.21)   0.0164
  CEC certain DKA                21/491    6.10    6/484     1.78                                         3.42 (1.34, 8.75)   0.0104
  CEC certain or potential DKA   37/491 11.20 12/484         3.64                                         3.08 (1.51, 6.25)   0.0019
Empagliflozin 25 mg
  Investigator-reported DKA      23/489    7.07    12/484    3.85                                         1.84 (0.85, 3.95)   0.1205
  CEC certain DKA                18/489    5.17    6/484     1.78                                         2.90 (1.11, 7.54)   0.0291
  CEC certain or potential DKA   32/489    9.43    12/484    3.64                                         2.59 (1.26, 5.32)   0.0095

                                                                    0.1   0.3      1.0      4.0    16.0
                                                             Placebo Risk Higher         Empagliflozin Risk Higher
                                                                                                                                        CC-68
Certain or Potential DKA Rate Consistent Over Time
          EASE-3 and EASE-2

                                       Placebo        Empagliflozin 2.5 mg                         Empagliflozin 10 mg         Empagliflozin 25 mg

               15.0
                                   EASE-3                                           15.0                                      EASE-2

                                                                     Patients (%)
               10.0                                                                 10.0
Patients (%)

                5.0                                                                  5.0

                0.0                                                                  0.0
                      0   4   8   12   16   20   24   28   32   36                         0   4     8   12   16   20    24   28   32   36   40   44   48   52   56   60

                                  Study Week                                                                              Study Week

                                         DKA rates in both EASE-3 and EASE-2 are comparable
                                                                                                                                                                      CC-69
DKA and Ketone-related Events
      EASE-3
                                          Empagliflozin
                                            2.5 mg          Placebo
                                                Rate/      Rate/
                                           n/N 100 PY n/N 100 PY                                                RR (95% CI)      p-value
       Ketone-related events
          Empagliflozin 2.5 mg            87/241 71.96 50/241 43.72                                         1.65 (0.97, 2.79) 0.0647
       Investigator-reported DKA
          Empagliflozin 2.5 mg            4/241   3.35    4/241   3.39                                      0.99 (0.23, 4.34) 0.9875
       Certain DKA
          Empagliflozin 2.5 mg            2/241   1.65    3/241   2.52                                       0.65 (0.11, 3.90) 0.6398
       Certain or potential DKA
          Empagliflozin 2.5 mg            5/241   4.16    4/241   3.40                                      1.23 (0.31, 4.86) 0.7723
                                                                         0.1   0.3      1.0      4.0     16.0

                                                                  Placebo Risk Higher         Empagliflozin 2.5 mg Risk Higher

                            Cases of certain DKA were associated with known risk factors which
                                             informs our risk mitigation strategy
RR=Rate Ratio (negative binomial model)                                                                                                    CC-70
Measures to Minimize DKA Risk
EASE Phase 3 Trials

              Protocol and             Point-of-care                   Trial
                 Patient            device to measure              Information
              Information             blood ketones                    Card

                                    Daily during the placebo
            DKA risk factors and      run-in and the first
            atypical presentation                              Highlights to emergency
                                     4 weeks of treatment,
                                                                care staff on atypical
           Caution around insulin          thereafter –           DKA presentation
             dose adjustment        2-3 times a week and in
                                       case of symptoms

                                                                                         CC-71
Proposed Measures to Minimize DKA Risk:
Education of Healthcare Providers

                   Type 1 Diabetes              Patient                    Wallet
                 Specific (Low Dose)         Counselling                   Card
                     Prescribing             Information
                     Information

    Need for                           Discontinuation
                     Caution around                                          Awareness of
   appropriate                            in case of     Need for ketone
                      insulin dose                                           atypical DKA
     patient                            surgery, acute     monitoring
                       adjustment                                            presentation
    selection                               illness

                                                                                            CC-72
Proposed Measures to Minimize DKA Risk:
Education of Patients

               Type 1 Diabetes                Wallet
                   Specific                   Card
               Medication Guide

                                                 Actions in relation
         Avoidance/
                            Need for ketone        to conditions
        management
                              monitoring           pre-disposing
        of risk factors
                                                      to DKA

                                                                       CC-73
Safety Conclusions
• No new safety signals identified
• With specific measures in place in clinical trial setting,
  no imbalance was seen in the frequency of ketoacidosis
  between empagliflozin 2.5 mg and placebo
  – Dose selection is an integral part of DKA risk mitigation

                                                                CC-74
Clinical Perspective

Bruce A. Perkins, MD MPH
Professor and Clinician Scientist
Sam and Judy Pencer Family Chair in Clinical Diabetes Research
University of Toronto

                                                                 CC-75
CC-76
Recent Innovations Show Comparable Efficacy

      Interventions                                                                        HbA1c Reductions

      1. Insulin pump therapy1                                                                  ↓        0.29-0.3%

      2. Continuous glucose data2                                                               ↓ 0.28%
      3. Automated insulin delivery3                                                            ↓ 0.26%
      4. Pramlintide4                                                                           ↓ 0.3%
      5. Empagliflozin 2.5 mg                                                                   ↓ 0.28%

                                Is a 0.28 percent HbA1c benefit clinically meaningful?
1. Misso ML et al. Cochrane Database Syst Rev. 2010; Pala L et al. Acta Diabetologica 2019; REPOSE Study Group BMJ 2017; Retnakaran R et al. Diabetes Care 2004
2. Benkhadra K et al. Clin Endocrinol. (Oxf) 2017
3. Weisman et al. Lancet Diabetes Endocrinol 2017; Bekiari E et al. BMJ 2018
4. Qiao YC et al. Oncotarget 2017                                                                                                                                 CC-77
Benefits Accompany the HbA1c Reduction
• Weight reduction
• No hypoglycemia increase
• Blood pressure reduction
• Patient satisfaction

                                         CC-78
Estimated Long-term Benefits
       • CORE Diabetes Model (Centre for Outcomes REsearch, Switzerland)
          – Independent established reference standard disease progression model
          – Designed to project long-term health outcomes in diabetes
          – T1D model derived from DCCT/EDIC findings
          – Annual re-evaluation of its validity
       • Modeling of life-long treatment with empagliflozin 2.5 mg estimated
         to result in:
          – 12% relative risk reduction of end stage renal disease
          – 9% relative risk reduction of first major cardiovascular events
          – an increase in life expectancy of ~ 5 months

The Mount Hood 4 Modelling Group. Computer Modeling of Diabetes and Its Complications. Diabetes Care 2007
McEwan P et al. Validation of the IMS CORE Diabetes Model. Value in Health 2014
Cardiovascular events: Myocardial infarction + stroke + chronic heart failure + peripheral arterial disease; ESRD: End stage renal disease; PDR: Proliferative diabetic retinopathy   CC-79
Key Considerations Regarding Diabetic Ketoacidosis
       • Background population risk (5%): Requires better prevention
         strategies
       • There is a known dose-dependent mechanistic causal
         relationship with SGLTi that increases risk in certain situations
              – Component cause, neither necessary or sufficient
       • We have successfully adapted therapies with DKA risk
         into Type 1 diabetes practice

Weinstock RS et al. JCEM 2013; Fazeli-Farsani S et al. BMJ Open 2017; Hoshina et ak Diabetes Technol Ther 2018; Rosenstock J and
Ferrannini E Diabetes Care 2015 Fullerton B et al. Cochrane Database Sys Rev 2014                                                  CC-80
Current Use of SGLT Inhibition in Type 1 Diabetes
in the US

Conclusions
• “…the risk for DKA during off-label use was notable… [and] exceeded
  the expectation based on clinical trials....”

                                                                        CC-81
Low Dose SGLT2 Inhibitor

       Low-dose empagliflozin represents
         a strategy to reduce DKA risk

                                           CC-82
Selecting Patients for SGLTi
       • Adults
       • Adherent to monitoring and insulin administration
       • No recent DKA
       • Willing to abstain from avoidable risk factors (e.g. low carb
         diets, excessive alcohol intake)
       • Understand and can act on a ketone testing and management
         protocol
              – Test regardless of glucose level
              – Hold on sick days, prior to surgeries and hospitalizations

Danne T et al. Diabetes Care 2019; Goldenberg R et al. Diabetes Obes Metab 2019   CC-83
International Consensus Recommendations
       for DKA Mitigation with SGLT2 Inhibitors
                                                                                                                         Proposed
                                                                                                                        by Sponsor
                                          •   DKA causes and symptoms
                                          •   Euglycemic DKA
                                          •   Importance of ketone monitoring (how and when to monitor)
       Patient education
                                          •   Treatment protocol to address ketosis
                                          •   Guidance in when to seek medical attention
                                          •   Wallet card
                                          • Criteria for patient selection
                                          • Ketosis - detection, prevention, treatment (stop SGLT2i,
       HCP education                        insulin administration, carb and fluid consumption)
                                          • Euglycemic DKA
                                          • Wallet card

                            Dedicated Type 1 specific brand enables these educational measures

Garg S, et al. Diab Tech Ther 2018; Danne et al. Diabetes Care 2019; Goldenberg R et al. Diabetes Obes and Metab 2019                CC-84
Benefits and Risks of the Type 1 Specific
Empagliflozin Dose
                BENEFITS                         RISKS

       •   Improved glycemic control
       •   No ↑ hypoglycemia
       •   Weight ↓                     • DKA
       •   Blood pressure ↓             • Genital infection
       •   ↑ patient satisfaction

   We have a unique opportunity to provide patients with an expanded
         panel of options for successful individualized therapy
                                                                       CC-85
Closing Remarks

Dr. Jyothis George, MBBS, PhD, FRCP, FACE
Head of Medicine – Empagliflozin, Boehringer Ingelheim
Associate Clinical Professor – University of Warwick

                                                         CC-86
Proposed Indication For a Type 1 Diabetes
Specific Dose

         Proposed indication for empagliflozin 2.5 mg:
    Adjunct to insulin therapy to improve glycemic control
                 in adults with Type 1 diabetes

                           We propose
                  A Type 1 diabetes specific dose
   A dedicated brand with Type 1 specific prescribing information
                Patient and professional education

                                                                    CC-87
Additional Experts Available for Questions
Expert                           Title
                                 Chief of Pediatric, Adolescent and Young Adult Section,
Lori Laffel, MD, MPH             Head of Clinical, Behavioral and Outcomes Research,
                                 Joslin Diabetes Center
                                 Professor of Internal Medicine,
Darren K McGuire, MD, MHSc       Director of Cardiology Clinical Trials Unit
                                 University of Texas (UT) Southwestern Medical Center
                                 Director, Leadership Sinai Centre for Diabetes
Bernard Zinman CM,               Mount Sinai Hospital, Toronto, Ontario
MD, FRCPC, FACP
                                 Professor of Medicine, University of Toronto

                       Additional information included in your print-out

                                                                                           CC-88
Darren K. McGuire, MD, MHSc, FAHA, FACC, FESC
University of Texas Southwestern Medical Center, Dallas, Texas

•   Distinguished Teaching Professor of Internal Medicine
•   Director of the Parkland Hospital and Health System Outpatient
    Cardiology clinics
•   Expertise in large scale CV Outcomes clinical trial design and
    execution, and drug registration/regulation, with a focus in the area
    of diabetes and cardiovascular disease
•   Has held leadership roles in many international CV outcomes trials,
    including in the areas of Type 2 diabetes, obesity and lipids
•   Primary research interest includes the long-term prevention of and risk-modification
    for cardiovascular disease, especially among the population of patients with diabetes
•   Vice Chair of the AHA Diabetes Committee, and a former member of the FDA Cardiovascular
    and Renal Drugs Advisory Committee and continues as an ad hoc consultant for the FDA
•   Deputy Editor of Circulation, Senior Editor of Diabetes and Vascular Disease Research
    and co-editor of the textbook: Diabetes in Cardiovascular Disease: A Companion
    to Braunwald’s Heart Disease

                                                                                              CC-89
Lori Laffel, MD, MPH
Joslin Diabetes Center, Boston, Massachusetts

•   Chief, Pediatric, Adolescent and Young Adult Section, Joslin Diabetes Center
•   Head, Section of Clinical, Behavioral and Outcomes Research,
    Joslin Diabetes Center
•   Professor of Pediatrics, Harvard Medical School, Boston, MA
•   Areas of expertise include pediatric diabetes, childhood obesity, behavioral
    and outcomes research, and the assessment and translation of new
    technologies in diabetes
•   Has served on numerous advisory boards for International Society
    of Pediatric and Adolescent Diabetes (ISPAD) and JDRF
•   Member of the ADA’s Boston Leadership Board, Past member of the National Board
    of Directors of the ADA, the National Committee for Professional Practice Guidelines, chair
    on the ADA’s Working Group on Transitions in Care for Young Adults with Diabetes, and past
    chair of ADA’s Youth Strategies Committee
•   Co-author on multiple clinical guidelines addressing Type 1 diabetes
•   Current regional editor for the Americas for the journal Diabetic Medicine, the primary journal
    for the British Diabetes Association

                                                                                                      CC-90
Bernard Zinman, CM, MD, FRCPC, FACP
Lunenfeld-Tanebaum Research Institute, Mount Sinai Hospital, Toronto, Canada

•   Stephen and Suzie Pustil Diabetes Research Scientist,
    Lunenfeld-Tanenbaum Research Institute, Mount Sinai Hospital,
    Toronto, Canada
•   Professor of Medicine, University of Toronto
•   Research interests include the long-term complications of diabetes mellitus,
    the development of new therapies for Type 1 and Type 2 diabetes,
    and studies directed at the prevention of diabetes
•   Prolific researcher with leadership roles in numerous international studies
    including the Diabetes Control and Complications Trial and Epidemiology of Diabetes
    and Complications (DCCT/EDIC), the most comprehensive diabetes complications study
    ever conducted in Type 1 diabetes
•   Recipient of numerous awards including the Charles H. Best Medal for Distinguished Service
    in the Cause of Diabetes (awarded to the DCCT Investigators), the ADA Outstanding Physician
    Clinician Award, the Lifetime Achievement Award from the Canadian Diabetes Association
    and appointment to the Order of Canada, in recognition of his achievements in diabetes patient
    care and research
•   Author of more than 550 publications in national and international journals

                                                                                                     CC-91
Backup Slides Shown During the Meeting

                                         CC-92
Exposure-Response Analysis – Blood Ketones
                                                                                   0.4

                                              Blood Ketones at 26 Weeks (mmol/L)
                                                                                   0.3

                                                                                   0.3

                                                                                                                                   Dose
                                                                                   0.2                                             Placebo
                                                                                                                                   2.5 mg
                                                                                   0.2                                             10 mg
                                                                                                                                   25 mg
                                                                                   0.1

                                                                                   0.1

                                                                                   0.0
                                                                                         0     2500     5000     7500      10000

                                                                                             Steady-State AUC (nmolꞏh/L)

AUC: Area under the concentration time curve
Red line: Simulated median, shaded area: 95% CI (n=500 simulations incorporating parameter uncertainty).
Typical subject: male gender, Multiple daily injections insulin, eGFR=98 (ml/min/1.73 m2), Weight=81 (kg), and HBA1C=8.1 (%)                 BU-695
Patient Self-Measured Blood Ketone Readings
(Entire Treatment Period)
                                       EASE-3             EASE-2 and EASE-3 Pooled (Up to Week 52)
                                          Empagliflozin                 Empagliflozin   Empagliflozin
                            Placebo         2.5 mg         Placebo        10 mg           25 mg

Number of patients             241               241          484            491             489

Number of patients
                            240 (99.6)      235 (97.5)     462 (95.5)    479 (97.6)      479 (98.0)
with measurements, (%)

Number of patients
                             1 (0.4)            6 (2.5)     22 (4.5)       12 (2.4)        10 (2.0)
without measurements, (%)

Number of measurements       22350              22574       45776          51345           52245

                                                                                                      BU-479
Diagnostic Criteria for DKA Defined
       by American Diabetes Association (ADA)
                                                                                                                          DKA
                                                                                                       Mild             Moderate        Severe
       Plasma glucose (mg/dL)                                                                         >250                >250           >250
       Arterial pH                                                                                 7.25-7.30            7.00-7.24        12
       Alteration in sensoria or mental obtundation                                                   Alert            Alert/drowsy   Stupor/coma

1. Nitroprusside reaction method
2. Calculation: 2[measured Na (mEq/L) + glucose (mg/dL)/18
3. Calculation: (Na+) - (Cl- + HCO3-) (mEq/L)
America Diabetes Association. Standards of Medical Care in Diabetes – 2014. Diabetes Care 37 (Suppl. 1), pp. S14–S80                                BU-667
Estimated Lifelong Clinical Impact of Glucometabolic
        Benefits of Empagliflozin 2.5 mg
                                                                                          Empagliflozin 2.5 mg +                                             Comparison vs
                                                                                                                                      Insulin Therapy
                                                                                            Insulin Therapy                                                  Insulin Therapy
                                                                                            Pts with events per                      Pts with events per
                        Incidence rate                                                                                                                           RR (CI)
                                                                                           1000 years at risk (n)                   1000 years at risk (n)
                        Diabetic eye disease
                            Proliferative diabetic retinopathy                                         11.7                                 13.7             0.85 (0.85-0.86)
                            Macular edema                                                              18.3                                 20.5             0.89 (0.89-0.90)
                            Severe vision loss                                                         12.5                                 13.9             0.90 (0.89-0.90)
                        Diabetic kidney disease
                            Diabetic nephropathy with proteinuria                                      11.1                                 12.7             0.87 (0.86-0.87)
                            End-stage kidney disease (ESKD)                                             4.3                                  4.9             0.88 (0.87-0.89)
                        Neuropathy                                                                     22.0                                 23.6             0.93 (0.93-0.94)
                        Cardiovascular disease
                            Myocardial infarction                                                      8.2                                   8.8             0.93 (0.93-0.94)
                            Stroke                                                                     1.7                                   1.9             0.92 (0.90-0.94)
                            Peripheral arterial disease                                                7.4                                   7.8             0.95 (0.94-0.96)
                            Heart failure                                                              2.2                                   2.4             0.91 (0.90-0.93)

                                                              Projected increase in life expectancy ~ 5 months1

Analysis was performed using the IQVIA Core Diabetes Model version 9.0. 1. In EASE-3 like population over a lifelong time horizon                                               BU-374
Estimated Lifelong Clinical Impact of Glucometabolic Benefits of
       of Empagliflozin 2.5 mg in EASE-3 like patient population
                                                                                                                             Prevented events in
                                                                                                                              1000 patients (n)
                                       Diabetic Neuropathy                                                                              -42
                                       Diabetic eye disease
                                          Proliferative diabetic retinopathy                                                            -60
                                          Macular edema                                                                                 -63
                                          Severe vision loss                                                                            -41
                                       Diabetic kidney disease
                                          Diabetic nephropathy with proteinuria                                                         -50
                                          End-stage kidney disease (ESKD)                                                               -18
                                       Cardiovascular disease                                                                           -41
                                          Myocardial infarction                                                                         -18
                                          Stroke                                                                                         -8
                                          Heart failure                                                                                  -6
                                          Peripheral arterial disease                                                                    -9

                                                         Projected increase in life expectancy ~ 5 months

Note: All analyses performed using the IQVIA Core Diabetes Model version 9.0. Projected occurrence of first and recurrent events in the EASE-3 like population (1000 pts)   BU-407
Exposure-Response in Type 1 Diabetes

                                 200

                                 180                                                   Empagliflozin 2.5 mg
 Urinary Glucose Excretion (g)

                                 160                                                   Empagliflozin 5 mg
                                                                     100%
                                 140                                                   Empagliflozin 10 mg
                                                   88%           ~10%
                                 120                                     ~30%
                                           71%
                                 100

                                 80                                               • Potential empagliflozin 5 mg
                                 60                                                 dose close to effects of
                                                                                    empagliflozin 10 mg
                                 40

                                 20
                                                                                  • Empagliflozin 2.5 mg is real
                                                                                    differentiator from higher doses
                                  0
                                       0           1000               2000      3000              4000         5000
                                           Empagliflozin Exposure (nmolꞏh/L)
                                                                                                                      BU-237
Clinical Impact of Estimated Micro/Macrovascular Benefits vs. Excess
       DKA Risk for Empagliflozin 2.5 mg in an EASE-3 Like Patient Population

                    Estimated Lifelong Benefits                                           Estimated Yearly Excess DKA Risk
                           Events in 1000 Patients (n)                                            Events in 1000 Patients (n)

                 Diabetic Neuropathy                                               -42      DKA                                 +23

                 Severe vision loss                                                -41

                 End stage kidney disease                                          -18

                 Major CV events                                                   -41

                 Total                                                            -142

CV events: myocardial infraction + stroke + heart failure + peripheral arterial disease
DKA: diabetic ketoacidosis for certain and potential events                                                                           RR-1
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