Male infertility and intracytoplasmic sperm injection (ICSI)

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Male infertility and intracytoplasmic sperm
injection (ICSI)
Alastair J Campbell and D Stewart Irvine
MRC Human Reproductive Sciences Unit, Centre for Reproductive Biology, Edinburgh, UK

                              Micro-assisted fertilization in the form of intracytoplasmic sperm injection (ICSI)
                              has truly revolutionised the treatment options for couples with impaired semen

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                              quality, and those with both obstructive and non-obstructive azoospermia. In
                              general, the major issues which relate to the success of ICSI are those related to
                              the success of conventional IVF, and the high multiple pregnancy rate remains a
                              major cause for concern. There is growing evidence that the short-term health
                              of ICSI offspring is relatively unremarkable, but our growing understanding of
                              the genetic basis of much of male subfertility and of the impaired genomic
                              integrity which characterises the oligozoospermic phenotype indicate a cautious
                              approach to the longer term health of ICSI offspring.

                              Infertility remains a common problem causing significant psychological
                              distress to those couples affected, who are increasingly seeking medical
                              advice. The substantial contribution of reproductive dysfunction in the
                              male partner to this infertility has been highlighted, and the development
                              of micro-assisted fertilization techniques, principally intracytoplasmic
                              sperm injection (ICSI), in the context of assisted conception has revol-
                              utionised the management of couples with so-called male factor infertility.
                              This article focuses on the diagnosis and causes of male infertility and the
                              development of ICSI to help such couples.
                                Infertility is commonly defined as the failure of conception after at least
                              12 months of unprotected intercourse1; however, accurate assessment of
                              the prevalence of infertility has always been difficult because of the
                              scarcity of large-scale population based studies2'3. Estimates suggest that
                              some 14-17% of couples may be affected at some time in their reprod-
                              uctive lives4"5, with recent European data suggesting that as many as one
                              in four couples may experience difficulties in conceiving6.
     Correspondence to.
     Dr D Stewart Irvine,
MRC Human Reproductive        Contribution of the male partner to infertility
 Sciences Unit Centre for
   Reproductive Biology,
         37 Chalmers St.      The accurate diagnosis of male infertility is fraught with problems and,
 Edinburgh EH3 9ET, UK        therefore, establishing the extent of the male partner's contribution to

British Medical Bulletin 2000, 56 (No 3) 616-629                                              O The British Council 2000
Male infertility and ICSI

                              infertility is difficult. The majority of studies of the epidemiology and
                              aetiology of male infertility have used the criteria of semen quality
                              devised by the World Health Organization 7 " 9 . However, a significant
                              proportion of men with a normal semen analysis according to these
                              criteria will be infertile because of defective sperm function10'11, whilst a
                              proportion of men with abnormal 'WHO' semen parameters will have
                              normal sperm function12-13. Hence, most studies use descriptive as
                              opposed to functional diagnostic criteria, and it is becoming clear from
                              recent studies on semen quality in relation to the achievement of
                              spontaneous pregnancy that these descriptive criteria may be in urgent
                              need of revision14. Despite these shortcomings, numerous workers have
                              concluded that the single most common factor contributing to infertility

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                              is abnormal semen quality5'6'15"19.

Diagnosis and classification of 'male infertility'
                              From the above, it can be seen that a major obstacle to the understanding
                              and, therefore, treatment of male infertility is its accurate detection. It is
                              important to emphasise the value of a proper clinical history and
                              examination, as few positive diagnoses in clinical andrology can be made
                              on the examination of semen samples alone20. Whilst the WHO has
                              devised a diagnostic classification of male infertility to introduce
                              standardisation and facilitate multi-centre research, recent advances in
                              understanding the genetic causes of male infertility argue for a review of
                              the current classification21"25. Diagnosis is traditionally based on criteria of
                              semen quality promulgated by internationally recognised guidelines9-26,
                              which incorporate information on ejaculate volume, sperm concentration,
                              graded sperm motility and morphological appearance. This complex
                              assessment is subject to a range of shortcomings which might be expected
                              to limit its diagnostic value. Many attributes of semen quality examined
                              may be subjective in interpretation, although the recent introduction of
                              quality control into routine diagnostic laboratory andrology practice
                              should serve to limit inconsistencies in values between different
                              laboratories27"29. Additionally, marked interejaculate variation in semen
                              quality within one mdividual is well recognised, and requires the
                              assessment of multiple samples for diagnostic purposes8*30"31. Lastly, it has
                              become apparent that there is substantial geographical variation in human
                              semen quality32, so while the most recent WHO guidelines provide
                              reference ranges for 'normal' values, these are not well evidence-based and
                              highlight the importance of individual laboratories establishing normal
                              values for their own local populations.
                                Given the difficulties which beset the meaningful diagnosis of 'male
                              infertility' it is perhaps unsurprising that progress in understanding its

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Human reproduction: pharmaceutical and technical advances

                        aetiology has been slow7 and that effective treatments are few33. The
                        clear exception to this is the application of techniques of micro-assisted
                        fertilization, principally intracytoplasmic sperm injection (ICSI), in the
                        context of assisted conception, which have revolutionised the
                        management of couples with male factor problems.

IVF and male infertility
                        Early developments in in vitro fertilization (IVF) focused on couples with
                        female factor infertility and particularly women suffering from bilateral
                        tubal occlusion34. Conventional IVF rapidly became established as an

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                        effective treatment option for couples with tubal disease and with
                        unexplained infertility35; however, it soon became apparent that it yielded
                        generally poor pregnancy rates for couples with male factor infertility3*"38.
                        Tournaye et aP6, for example, compared in vitro fertilization and embryo
                        transfer (IVF-ET) in a group of couples with male infertility and a similar
                        group with tubal infertility. In cases of male infertility, more oocytes were
                        recovered but fewer oocytes were fertilized, fewer embryo transfers were
                        performed, the average number of embryos per transfer was lower and the
                        total pregnancy rate per cycle was also lower at 12.8% versus 22.9%.
                        They concluded that male infertility could be treated by IVF-ET, but that
                        the results were disappointing when compared to a control group with
                        normal spermatozoa. Although there was much discussion in the literature
                        on the fine-tuning of the IVF procedure for couples with problems in the
                        male partner39, management options for couples with poor semen quality
                        remained very limited until the breakthrough of effective micro-assisted
                        fertilization in 1992 40 .

Micro-manipulation techniques
                        Although the successful clinical application of techniques of micro-
                        assisted fertilization took place some 14 years after the first successful
                        human in vitro fertilization34, animal experimentation with micro-
                        assisted fertilization had in fact pre-dated human IVF41'42. In early
                        human studies, a range of approaches was initially explored.

Partial zona dissection

                        Partial zona dissection (PZD) was the first micromanipulation technique
                        studied in animal models with clinical intent43, and early reports in
                        human practice of clinical pregnancies were encouraging44-45, suggesting

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Male infertility and ICSI

                              that monospermic fertilization and cleavage rates could be doubled by
                              these approaches. However, concerns existed over the risk of poly-
                              spermy, along with doubts about appropriate case selection4*.

Sub zonal insemination
                              Sub zonal insemination (SUZI) involves the injection of spermatozoa into the
                              perivitelline space and, again, initial reports of its use were encouraging47'48,
                              although other groups found the technique to be less successful49'50.

Intracytoplasmic sperm injection

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                              The developments in human micro-assisted fertilization culminated in
                              ICSI, with the first human pregnancies resulting from this technique being
                              described by the Brussels group in 199240. This approach involves
                              injection of a single spermatozoon directly into the cytoplasm of the
                              oocyte through the intact zona pellucida, and it very soon became
                              apparent that this technique produced superior results to PZD or SUZI,
                              with pregnancy rates of 22% per started cycle being reported51"52. Indeed,
                              such has been the success of ICSI that commentators have been moved to
                              suggest that it might be considered the treatment of choice for all cases
                              where in vitro conception is indicated53. Verheyen et alSA reported on a
                              controlled comparison of conventional IVF and ICSI in patients with
                              asthenozoospermia (which they defined as
Human reproduction: pharmaceutical and technical advances

                        before the technology was applied to the significant numbers of men who
                        present with no sperm in their ejaculates. Amongst men with obstructive
                        azoospermia, attention focused on spermatozoa derived from the
                        epididymis. The first pregnancies achieved with epididymal sperm were
                        described using conventional IVF57-58. However, fertilisation rates were
                        low, so whilst it was established that sperm from the epididymis had a
                        degree of functional competence, this was limited59-60, and animal experi-
                        mentation suggested that micro-assisted fertilization was likely to be
                        beneficial42-61. Initially, the use of SUZI was described62-63, but this was
                        rapidly replaced in clinical practice by ICSI64'65, which achieved very
                        satisfactory success rates.
                          As a consequence of the successful use of epididymal spermatozoa m

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                        ICSI, techniques have been described to facilitate the surgical retrieval of
                        spermatozoa66'67. The major approaches include microsurgical epididymal
                        sperm aspiration (MESA), and percutaneous epididymal sperm aspiration
                        (PESA). MESA mvolves a formal scrotal exploration, is commonly
                        performed under general anaesthetic, and hence is a significant surgical
                        intervention68. A major advantage of this technique is that it permits full
                        scrotal examination and, therefore, has diagnostic power. The number of
                        spermatozoa retrieved is high, which facilitates cryopreservation69 and, if
                        indicated, it can be combined with definitive reconstructive surgery, such
                        as vaso-vasostomy or epididymo-vasostomy70. PESA is a widely used tech-
                        nique which is less invasive, can be performed under local anaesthesia71"73,
                        and can be performed repeatedly74. PESA provides less diagnostic
                        information, and the yield of spermatozoa may be lower, with one recent
                        review suggesting that at least 20% of attempts at PESA are unsuccessful
                        and require resort to MESA66. It has also been argued that, in patients
                        with presumed obstructive azoospermia, direct testicular fine needle
                        aspiration (TFNA) may be the procedure of choice67.

ICSI with testicular spermatozoa
                        In contrast to the position in men with obstructive azoospermia, amongst
                        men with non-obstructive azoospermia attention naturally focuses on the
                        testis as a site for sperm recovery. With the availability of ICSI, it has
                        become clear that non-obstructive azoospermia is a very heterogeneous
                        condition, and that testicular histology is similarly heterogeneous, with foci
                        of apparently normal spermatogenesis adjacent to seminiferous tubules
                        devoid of germ cells75. These observations led to attempts at the surgical
                        recovery of sperm from men with non-obstructive azoospermia, and the
                        successful achievement of pregnancies76. Since these exciting initial
                        observations, surgical sperm recovery from men with non-obstructive
                        azoospermia has become a routine part of clinical infertility practice77"81

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Male infertility and ICSI

                              and, as with the epididymis, cryopreservation of testis derived spermatozoa
                              has also become routine82. A recent review concluded that surgical sperm
                              recovery would be successful in some 4 8 % of men with non-obstructive
                              azoospermia66.
                                 Various approaches to the surgical recovery of sperm from the testis have
                              been described, both in the context of obstructive and non-obstructive
                              azoospermia. Testicular sperm aspiration (TESA) is a simple percutaneous
                              aspiration technique, performed under local anaesthetic, and which has a
                              high success rate of sperm retrieval in those men with normal
                              spermatogenesis. The advantages of TESA are its simplicity, quickness and
                              non-invasiveness. Testicular sperm extraction (TESE) on the other hand
                              mvolves an open excisional biopsy, equivalent to a diagnostic biopsy.

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                              Sperm are extracted using either mincing techniques or enzymatic digestion
                              to disrupt the tissue and allow seminiferous tubules to release
                              spermatozoa. TESE also allows cryopreservation of tissue. Girardi and
                              Schlegel66 and Tournaye67 in recent reviews of the subject have argued that
                              in men with non-obstructive azoospermia, surgical access to the testis is
                              required, since pockets of spermatogenesis are isolated, and larger or
                              multiple biopsies are more often needed. This view has been supported by
                              recent comparative studies in which TESE was required in almost 80% of
                              men with non-obstructive azoospermia83.
                                 Undoubtedly, one of the major problems confronting the process of
                              surgical sperm recovery from men with non-obstructive azoospermia is the
                              fact that there are currently no good predictors of which patients will have
                              sperm recovered successfully, and which will not84. Against this back-
                              ground, a number of groups have argued that surgical recovery of sperm
                              from the testis coupled with cryopreservation should precede ovarian
                              stimulation in the female partner85'86.
                                 For those men m whom mature spermatozoa cannot be recovered, there
                              is currently interest in the possibility of using less mature cells, commonly
                              elongating or round spermatids, to achieve fertilization87. Work in animal
                              models has suggested that this may be a viable approach88-89, and there are
                              a number of clinical case reports m the literature90-91. At the present time,
                              however, uncertainties over the safety92 and efficacy of this approach
                              should confine its use to properly designed clinical trials.

Success rates of ICSI
                              ICSI has become well established as an effective form of treatment for
                              couples with male factor infertility. In the last year for which data are
                              available (1997/98) the UK's Human Fertilization and Embryology
                              Authority reported 9295 cycles of ICSI, alongside 24,889 cycles of IVF
                              - in other words, some 27% of assisted conception treatment in the UK

British Medical Bulletin 2000,56 (No 3)                                                                       621
Human reproduction: pharmaceutical and technical advances

                        is for severe male factor infertility. In the same year, the reported live
                        birth rate for ICSI was 20.7% per cycle compared to 14.9% for IVF. In
                        keeping with the major issues in assisted conception in general, the
                        multiple birth rate was high at over 2 5 % , and the age of the female
                        partner was a major determinant of success, with a woman in her early
                        thirties achieving a 20-25% per cycle success rate, dropping to 5% or
                        less for a woman over the age of 40 years93.
                          Tarlatzis recently reviewed the world-wide experience of ICSP4. He
                        noted that over the 3 year period (1993-1995), the number of centres
                        undertaking ICSI in Europe increased from 35 to 101, and the total
                        number of ICSI cycles per year rose from 3157 to 23,932. The incidence
                        of oocytes damaged by the procedure was low (< 10%), and the

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                        fertilization rates obtained with ejaculated, epididymal, and testicular
                        spermatozoa for 1995 were 64%, 62%, and 52%, respectively. Ultimately,
                        between 86-90% of couples achieved embryo transfer, and the viable
                        pregnancy rate was 2 1 % for ejaculated, 22% for epididymal, and 19% for
                        testicular sperm, with an incidence of multiple gestations of 29%, 30%,
                        and 38%, respectively. It was noteworthy that no difference was found in
                        ICSI results concerning the aetiology of azoospermia; for example,
                        obstructive (congenital or acquired) or non-obstructive. The Brussels group
                        have recently reviewed their own data on ICSI outcomes95 in a group of
                        Belgian couples, aged less than 37 years, who had their first ICSI cycle
                        between 1992/93. The per cycle delivery rate was high at 3 1 % , but the real
                        cumulative pregnancy rate was 60% after 6 cycles of treatment. Again,
                        female age had a powerful effect on success rates.

Outcomes of ICSI
                        Given that ICSI is effective, is it also safe? The rapid development of micro-
                        assisted conception techniques and the wide-spread use of in ICSI in
                        alleviating male infertility have raised concerns about the health of the
                        offspring. ICSI, by directly injecting individual spermatozoa into a mature
                        oocyte bypasses the natural physiological processes of normal sperm
                        selection, raising concerns over the potential risk of congenital
                        malformations and genetic defects in children born after ICSI. It has also
                        stimulated debate regarding associations between obstetric and perinatal
                        outcome and type of conception. Recent work showing that poor quality
                        semen tends to contain gametes with compromised DNA integrity96, but
                        that this does not compromise its fertilizing ability at ICSP7 further
                        highlights the importance of interest in the area of ICSI outcome.
                          Without doubt, the most thorough and detailed follow-up studies of ICSI
                        offspring have been those orchestrated by the Brussels group98 who have
                        undertaken a prospective follow-up study of 1987 children born after ICSI,

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Male infertility and ICSI

                                aiming to compile data on karyotypes, congenital malformations, growth
                                parameters and developmental milestones. They were able to collect data
                                on 1699, 91 and 118 children born after ICSI with ejaculated, epididymal
                                and testicular spermatozoa, respectively, as well as on 79 children born
                                from cryopreserved ICSI embryos. Of 1082 karyotypes determined by
                                prenatal diagnosis, 1.66% (18) were abnormal de novo (nine each of
                                autosomal and sex chromosomal aberrations), and 0.92% (10) were
                                inherited structural aberrations. Of these, nine (eight balanced structural
                                aberrations and one unbalanced trisomy 21) were transmitted from the
                                father. Forty-six major malformations (2.3%) were observed at birth.
                                Seven malformations, observed by prenatal ultrasound, were terminated.
                                Twenty-one (1.1 %) stillbirths, including four with major malformations,

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                                occurred later than 20 weeks of pregnancy.
                                  In Denmark, a national cohort study of 730 infants born after ICSP9
                                included all clinical pregnancies obtained after ICSI registered in Denmark
                                between January 1994 and July 1997 at five public and eight private
                                fertility clinics. Only 183 women (28.5%) underwent prenatal diagnosis,
                                resulting in 209 karyotypes with seven (3.3%) chromosome aberrations.
                                Six major chromosomal abnormalities (2.9%) and one inherited structural
                                chromosome aberration (0.5%) were found, but no sex chromosome
                                aberrations. The frequency of multiple birth, Caesarean section rate,
                                gestational age, preterm birth, and birth weight were comparable with
                                previous studies. The perinatal mortality rate was 13.7 per 1000 children
                                born with a gestational age of 24 weeks or more. In 2.2% of the live-born
                                infants, and in 2.7% of all infants, the parents reported major birth defects.
                                Minor birth defects were found in nine live-born infants (1.2%).
                                  Most recently, Wennerholm et alm studied the incidence of congenital
                                malformations in a complete cohort of 1139 infants, 736 singletons, 200
                                sets of twins and one set of triplets born after ICSI. The number of infants
                                with an identified anomaly was 87 (7.6%), 40 of which were minor. The
                                incidence of malformations in children born after ICSI was compared with
                                all births in Sweden using data from the Swedish Medical Birth Registry
                                and the Registry of Congenital Malformations. For ICSI children, the odds
                                ratio (OR) for having any major or minor malformation was 1.75 (95%
                                confidence interval (CI) 1.19-2.58) after stratification for delivery hospital,
                                year of birth and maternal age. If stratification for singletons/twins was
                                also done, the OR was reduced to 1.19 (95% CI, 0.79-1.81). The
                                increased rate of congenital malformations is thus mainly a result of a high
                                rate of multiple births. Of interest, the only specific malformation which
                                was found to occur in excess in children born after ICSI was hypospadias
                                (relative risk 3.0, exact 95% CI, 1.09-6.50). The same group examined the
                                obstetric outcome of pregnancies after ICSI101. Deliveries occurred in
                                75.9% and early spontaneous abortion, late spontaneous abortion and
                                ectopic pregnancy in 21.4%, 1.0% and 1.2% of pregnancies, respectively.

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                        Multiple birth occurred in 21.3% (almost all twins) of deliveries, and
                        preterm birth occurred in 15.7% of all deliveries. Preterm birth was not
                        related to sperm origin or quality but was related to multiple birth. The
                        prematurity rate was 8.4%, 42.3% and 100% for singletons, twins and
                        triplets, respectively. The perinatal mortality rate was 11.7 per 1000 born
                        infants; 7.3% of infants had a malformation, 40 of which were minor.
                        They concluded that the obstetric outcome of ICSI pregnancies was similar
                        to that of conventional IVF and was not influenced by sperm origin or
                        quality. The high incidence of multiple births remains the major concern.
                        Other groups have reached similar conclusions102.
                           In other words, as the database of ICSI offspring grows larger, the
                        available evidence on the short-term health of these offspring is generally

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                        reassuring. It is important, however, to appreciate the important role that
                        a genetic aetiology plays in the origins of much male subfertility, and the
                        ability of ICSI to promote the transgenerational transmission of genetic
                        defects causing gametogenic failure. It seems clear that male, but not
                        female, fertility problems show a distinct pattern of familial aggregation,
                        and that couples with male infertility have fewer siblings than fertile
                        controls103. The significantly increased risk of chromosomal abnormalities
                        in men with impaired semen quality21 is easily managed by the appropriate
                        investigation and counselling which are required prior to treatment104.
                        Some groups have even advocated chromosomal studies on both
                        partners105. It is less easy to be certain how to respond to the available
                        evidence on microdeletions of the Y chromosome in men with severely
                        impaired semen quality22'24'25'106. The strength of the association between Y
                        chromosome deletions and severely impaired semen quality is impressive,
                        and it is increasingly suggested that these lesions may result in progression
                        from oligozoospermia to azoospermia over time107. In a recent study, Pryor
                        et a/106 found deletions in 7% of infertile men, and in only 2 % of normal
                        men, but observed no clear relationships between the size and location of
                        the deletions and the severity of the spermatogenic failure. Moreover, it is
                        clear that these genetic deletions, if present, can be transmitted to offspring
                        via ICSI107'108. On the basis of this evidence, some authorities now advocate
                        screening of men for Y chromosome microdeletions prior to ICSI, and
                        advocate testing of offspring and reproductive monitoring for those found
                        to have inherited deletions.

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