Primary productivity of planet earth: biological determinants and physical constraints in terrestrial and aquatic habitats

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Global Change Biology (2001) 7, 849±882

FORUM

Primary productivity of planet earth: biological
determinants and physical constraints in terrestrial and
aquatic habitats
RICHARD J. GEIDER,1 EVAN H. DELUCIA,2 PAUL G. FALKOWSKI,3
ADRIEN C. FINZI,4 J. PHILIP GRIME,5 JOHN GRACE,6 TODD M. KANA,7
JULIE LA ROCHE,8 STEPHEN P. LONG,2,9 BRUCE A. OSBORNE,10
TREVOR PLATT,11 I. COLIN PRENTICE,12 JOHN A. RAVEN,13
WILLIAM H. SCHLESINGER,14 VICTOR SMETACEK,15 VENETIA STUART,16
SHUBHA SATHYENDRANATH,11,16 RICHARD B. THOMAS,17
TOM C. VOGELMANN,18 PETER WILLIAMS,19 F. IAN WOODWARD5
1
  Department of Biological Sciences, University of Essex, Colchester CO4 3SQ, UK, 2Department of Plant Biology, University of
Illinois, Urbana, IL 61801, USA, 3Institute of Marine and Coastal Sciences and Department of Geology, Rutgers University, 71
Dudley Road, New Brunswick, New Jersey 08901, USA, 4Biology Department, Boston University, Boston, MA 02215, USA,
5
  Department of Animal and Plant Sciences, The University of Shef®eld, Shef®eld S10 2TN, UK, 6Institute of Ecology and
Resource Management, The University of Edinburgh, Edinburgh EH9 3JU, UK, 7Horn Point Laboratory, University of
Maryland, PO Box 775, Cambridge MD 21613, USA, 8Institut fuÈr Meereskunde, DuÈstenbrooker Weg 20, Kiel 24105, Germany,
9
  Department of Crop Science, University of Illinois, Urbana, IL 61801, USA, 10Botany Department, University College Dublin,
Bel®eld, Dublin 4, Ireland, 11Bedford Institute of Oceanography, Dartmouth, Nova Scotia B2Y 4A2, Canada, 12Max Plank
Insttitute for Biogeochemistry, Carl-Zeiss-Promenade 10, Jena D-07743, Germany, 13Department of Biological Sciences,
University of Dundee, Dundee DD1 4HN, UK, 14Department of Botany, Duke University, Durham, NC 27708, USA, 15Alfred
Wegener Institute for Polar and Marine Research, Am Handelshafen 12, 27570 Bremerhaven, Germany, 16Dalhousie University,
Halifax, Nova Scotia, B3H 4J1, Canada, 17Department of Biology, West Virginia University, Morgantown, WV 26506, USA,
18
   Botany Department, University of Wyoming, Laramie, WY 82071, USA, 19School of Ocean Sciences, University of Wales,
Bangor, Menai Bridge, Gywnedd, PP59 5EY, UK
             Keywords: carbon cycle, climate change, photosynthesis, net primary productivity (NPP)

Introduction to the forum                                            Understanding the controls on primary productivity of
                                                                  the biosphere is one of the fundamental aims of global
The habitability of our planet depends on interlocking
                                                                  change research. This forum addresses several key
climate and biogeochemical systems. Living organisms
                                                                  questions regarding the role of the biota in the carbon
have played key roles in the evolution of these systems.
                                                                  cycle. It begins with Ian Woodward's overview of the
Now man is perturbing the climate/biogeochemical
                                                                  global carbon cycle and concludes with John Raven's
systems at an unprecedented pace. In particular, the
                                                                  historical perspective of the negative feedbacks that
global carbon cycle is being forced directly by changes in
                                                                  in¯uenced the evolution of embryophytes in the
carbon ¯uxes (e.g. fossil fuel burning and deforestation/
                                                                  Devonian. In between, the forum focuses on the process
reforestation), and indirectly through changes in atmos-
                                                                  of net primary production (NPP).
pheric chemistry (e.g. stratospheric ozone depletion and             Despite differences in the structures of planktonic and
increases of green house gases). Nutrient cycles are also         terrestrial ecosystems, notably of response of biomass to
being perturbed, with implications for the carbon cycle. It       environmental change, there are common problems
is imperative that we learn how these changing condi-             affecting both terrestrial and oceanic studies of NPP.
tions will in¯uence terrestrial and oceanic photosynthesis        This has resulted in the parallel evolution of approaches
and biogeochemistry.                                              to NPP research in very different milieux involving
                                                                  advances in the technology required to study interacting
                                                                  processes that cut across a range of space and time scales
Correspondence: Richard J Geider, Department of Biological
Sciences, University of Essex, Colchester CO4 3SQ, UK,            (Table 1). The problems include estimating NPP of whole
tel + 44(0)1206-873312, fax + 44(0)1206±873416, e-mail geider@-   plants and phytoplankton populations from gas
essex.ac.uk                                                       exchange measurements on leaves or subpopulations,

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850   R . J . G E I D E R et al.

Table 1 A chronology of technological innovations in NPP research

Terrestrial                                                                  Marine

1940s
Lindeman establishes approaches based on                                     NPP estimated from O2 light-dark bottle
energetic considerations.                                                    technique.
                                                                             Riley develops dynamic food-chain models of
                                                                             phytoplankton production.
1950s
A range of methods based on various biomass                                  NPP estimated from in situ diel O2 changes.
measures and energy ef®ciency estimates
introduced.                                                                  Spectrophotometric method for measuring
                                                                             chlorophyll developed.
                                                                             Steemann±Nielsen introduces 14C technique to
                                                                             estimate NPP.
                                                                             Models of water-column NPP developed.
1960s
International Biological Programme (IBP) develops                            Introduction of use of 15N labelled
standardized techniques for NPP estimation of                                compounds to estimate new and
major terrestrial biomes.                                                    regenerated production.
                                                                             Development of ¯uorometric method for
                                                                             measuring chlorophyll.
1970s
Micrometeorological method applied to crop and                               In situ ¯uorometry applied to systematic
grassland systems.                                                           mapping of the subsurface chlorophyll a
Errors resulting from biomass turnover in                                    maximum and frontal features.
estimates of NPP demonstrated.                                               Independent estimates of NPP and export
Problems of estimating below-ground component                                production lead to questioning of the accuracy of the
                                                                             14
NPP with any precision highlighted.                                            C technique.
Concepts of light interception and conversion
ef®ciencies introduced.

1980s
Eddy covariance technique developed.                                         High precision TCO2 and O2 determinations
Underestimation of NPP from IBP methods                                      allowed extension of in situ diel techniques to
demonstrated.                                                                oligotrophic regions.
Satellite remote sensing of leaf area and                                    Satellite remote sensing of pigments introduced
interception ef®ciency developed (NDVI).                                     and bio-optical algorithms for obtaining
Rhizotrons and computerized image analysis for                               productivity developed.
estimating below-ground NPP.                                                 Questions about 14C technique largely resolved.
Effective models for scaling from the                                        Emergence of coupled physical-biological modelling.
photosynthetic process to canopies developed.                                Trace element clean techniques allow iron-
Mass isotope analysis allows separation of C4                                limitation to be demonstrated in bottles.
and C3 components.                                                           HPLC technique for measuring phytoplankton
                                                                             pigments perfected.

1990s
Long-term eddy ¯ux networks developed.                                       Fast Repetition Rate ¯uorescence technique
Links to routine satellite monitoring of regional NDVI.                      introduced for in situ estimation of
Chlorophyll ¯uorescence and absorption                                       photosynthetic ef®ciency.
spectroscopic methods for remote sensing of                                  Iron limitation demonstrated unambiguously
photosynthetic conversion ef®ciency attempted.                               during Lagrangian studies involving water mass
                                                                             labelling with SF6.
                                                                             Widespread application of analytical ¯ow
                                                                             cytometry to phytoplankton populations.
2000+
Major breakthroughs needed:                                                  Major breakthroughs needed:
Plant respiration models of the detail available for                         Remote sensing of photosynthetic ef®ciency
photosynthesis together with resolution of the                               to complement remote sensing of pigments
direct effects of rising CO2.                                                and light attenuation.

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NPP AND CLIMATE CHANGE                              851

                                                        Table 1 (continued)

Terrestrial                                                                   Marine

Below ground NPP remains poorly                                               Extend remote sensing of pigments and
known and a major weakness in ground-truthing.                                productivity to near shore waters with high
                                                                              sediment and dissolved organic matter.
Effective method of remote sensing of conversion                              Establish the contribution of nitrogen
ef®ciency to complement satellite remote sensing                              ®xation to new production
of NDVI.                                                                      Increase biological and spatial resolution of
                                                                              global or basin scale physical-biological-
                                                                              geochemical models to link biological production to
                                                                              the ¯ows of carbon between the atmosphere
                                                                              and deep ocean.

Table 2 Scales of variability and experimental approaches in NPP research

Terrestrial Systems                                                  Planktonic Systems

Scale                        Approach                                Scale                                 Approach

Cell/tissue/leaf             Leaf gas exchange                       Single cell                           In vitro incubations
Whole plant                  Physiological models whole
                             plant gas exchange
Canopy                       Free air measurements                   Water column                          In situ measurements
Landscape                    Free air measurements                   Water mass                            Water parcel marking
                                                                                                           with SF6 (25 km2) and
                                                                                                           in situ measurements
Biome                        Satellite remote sensing                Biogeochemical province               Satellite remote sensing
                             of vegetation and                                                             of chlorophyll and
                             extrapolation to NPP                                                          extrapolation to NPP
Biosphere                    Biogeochemical models                                                         Biogeochemical models

accounting for heterotrophic metabolism in gas exchange             (Longhurst et al. 1995; Field et al. 1998). Despite the
measurements, extrapolating from small scales to global             consistency of these estimates, their accuracy is still an
NPP (Table 2), developing mechanistic models of NPP                 open question. John Grace notes, based on free-air
and biomass accumulation, and relating NPP to the                   techniques, that we may ®nd that the terrestrial bio-
cycling of other elements. Although small-scale meas-               sphere is 20±50% more productive than hitherto sup-
urements will continue to be a staple tool in investiga-            posed. There also remains dif®culty in reconciling
tions of NPP, use of open system measurements systems               biogeochemical evidence of high productivity on the
have necessarily come to the fore. These include free-air           annual and longer time scales with measurements of
CO2 exchange in terrestrial systems and water mass                  marine NPP made on physiological time scales (Jenkins
tracking in aquatic systems. Deliberate experimental                & Goldman 1985).
manipulations will increasingly supplement correlative                 Our current understanding of global NPP is based on
studies to derive insights into environmental regulation            the extrapolation of local studies to the global scale (Field
of NPP and the feedback between plant productivity and              et al. 1998). Satellite sensors provide measurements of
biogeochemical cycles.                                              vegetation cover on land and chlorophyll a concentra-
   The net primary production of planet earth has                   tions in the sea from which the rates of light absorption
recently been estimated to equal about 1017 g C year±1              are calculated. These are converted to estimates of NPP
(Field et al. 1998; Table 3). The recent estimate for               using algorithms that describe the dependence of photo-
terrestrial production of 56 Pg C year±1 is remarkably              synthesis on the rate of light absorption. These algo-
similar to Whittaker & Likens (1975) value of 59 Pg C               rithms, and hence estimates of global NPP, depend
year±1. The estimates for oceanic production have con-              critically on a data base of gas exchange measurements.
verged on values of around 40±50 Pg C year±1                        As emphasized by Tom Vogelmann, an understanding of

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Table 3 Annual and seasonal net primary production (NPP) of the major units of the biosphere. All values are in petagrams of
carbon (1 Pg = 1015 g) based on data and citations contained in Longhurst et al. (1995) and Field et al. (1998)

Marine                                                  NPP            Terrestrial                                         NPP

Trade Winds Domain (tropical and subtropical)           13.0           Tropical rainforests                                17.8
Westerly Winds Domain (temperate)                       16.3           Broadleaf deciduous forests                          1.5
Polar Domain                                             6.4           Mixed Broadleaf and needleleaf forests               3.1
Coastal Domain                                          10.7           Needleleaf evergreen forests                         3.1
Salt marshes, estuaries and macrophytes                  1.2           Needleleaf deciduous forest                          1.4
Coral Reefs                                              0.7           Savannas                                            16.8
                                                                       Perennial grasslands                                 2.4
                                                                       Broadleaf shrubs with bare soil                      1.0
                                                                       Tundra                                               0.8
                                                                       Desert                                               0.5
                                                                       Cultivation                                          8.0
Total                                                   48.3                                                               56.4

the fundamental determinants of photosynthesis                      The wedding of ecology with biogeochemistry pre-
within leaves will facilitate the scaling of photosynthesis      sents a challenge to oceanographers and terrestrial
from the leaf to the whole plant. Similarly, an under-           systems scientists. It is widely recognized that NPP
standing of the fundamentals of light absorption and             cannot be isolated from other biogeochemical consider-
photosynthetic responses of phytoplankton cells will             ations. Less widely recognized are the ecological inter-
facilitate scaling to water column NPP. Shubha                   actions that determine community structure and, in turn,
Sathyendranath, Trevor Platt and Venetia Stuart describe         in¯uence NPP.
the dual role of phytoplankton absorption that in¯uences            Bottom-up controls provide a link between NPP and
both the rate of light-limited photosynthesis and the            biogeochemistry. There is a need to move from single
quantity and spectral quality of underwater light. Todd          factor models, to multifactor models that recognize a
Kana describes the common mechanisms of acclimation              multiplicity of controls. Julie La Roche describes the need
of the photosynthetic apparatus to multiple environmen-          to establish a hierarchy of controls by N, P, Si and Fe for
tal factors that should facilitate extrapolation at the          understanding oceanic primary productivity and selec-
global scale.                                                    tion of functional groups of phytoplankton. However,
   There is still considerable uncertainty in the physical       Victor Smetacek warns that plankton evolution is driven
and chemical factors and ecological interactions that            by ef®cacy of defence systems rather than competitive-
limit NPP in both terrestrial and aquatic systems.               ness of resource-acquisition mechanisms, and that bot-
Colin Prentice points out that major uncertainties and           tom-up processes will be insuf®cient to describe
discrepancies among models when projected into                   plankton population dynamics.
different climates arise because basic theoretical issues           Steve Long notes the need for mechanistic models
have not been resolved. It has become increasingly               capable of predicting biological feedback to the carbon
evident in recent years that integration of investiga-           cycle under atmospheric change. In contrast, Philip
tions from basic biochemistry and biophysics of                  Grime argues that models based on plant functional
photosynthesis to whole plant responses to regional              types are more likely to lead to insights into the
and global studies are essential for developing a                ecological responses of NPP to climate change than are
predictive understanding of NPP. Steve Long notes                the more traditional plant growth models that have been
the potential for intensive studies of individual stands         derived from agronomy. Evan DeLucia and colleagues
subjected to ®eld-scale manipulation of climate and              conclude that NPP of young forests will increase as the
atmosphere to provide a way forward in the devel-                level of CO2 in the atmosphere continues to rise, but that
opment of more mechanistic models of terrestrial NPP.            the magnitude and duration of these increases are highly
Similarly, Lagrangian studies, in which parcels of               uncertain. More needs to be learned about the modula-
water are marked with the tracer SF6 and subjected to            tion of NPP and maximum biomass by the availability of
deliberate manipulation, such as addition of iron, are           other resources.
providing a new and powerful tool for investigating                 On seasonal, annual and decadal time scales, the
plankton systems (Coale et al. 1996).                            dynamics of O2 and CO2 reservoirs provide a rich data

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NPP AND CLIMATE CHANGE                         853

set for validation of global carbon cycle models.                 ¯uxes to and from vegetation. The current situation is
However, these integrative measurements can only be               that a poorly quanti®ed pre-industrial global carbon
interpreted within the context of models of the geo-              cycle is being subjected to human forcing, directly
graphical distribution of sources and sinks. Colin                through changes in carbon ¯uxes and pools and indir-
Prentice indicates the need to keep an open mind about            ectly through changes in climate. In terms of anthro-
the structure of terrestrial carbon budget models and that        pogenic concern there are two major questions regarding
the atmospheric observations and experimental evidence            the global carbon cycle. How will the cycle respond in
should be critically evaluated in the light of alternative        this non-equilibrium mode, in particular how will
theories. Paul Falkowski has a similar message regarding          increasing concentrations of atmospheric CO2 in¯uence
marine systems. He warns that ocean primary product-              terrestrial and oceanic photosynthesis and chemistry? In
ivity is unlikely to be in steady state on any time scale         an era when mitigation strategies are on the international
and that the feedbacks between marine productivity and            agenda, how effective and for how long will natural
the climate/biogeochemical cycle system are not easily            carbon sinks absorb signi®cant fractions of anthropo-
predicted.                                                        genic carbon releases?
   Predictive models of the responses of the interlinked
climate and biogeochemical systems to anthropogenic
forcing are essential for providing rational decisions on         The oceanic sink
the use of fossil fuel and the potential for deliberate           Most of the early ocean work was concerned with
manipulation of the carbon system to mitigate against             de®ning environmental impacts on the solubility of
rising atmospheric CO2. However, at this stage in our             CO2 in water ± the so-called solubility pump. The
understanding of planet earth, we lack predictive power           effectiveness of the solubility pump at sequestering
and it is important that we recognize the limits of our           anthropogenic releases of CO2 depends on ocean
knowledge. Whether the climate/biogeochemical sys-
                                                                  temperature, vertical mixing and global circulation
tems will ever be wholly predictable is uncertain. What is
                                                                  patterns (Falkowski et al. 2000). More recent work has
certain, however, is that avenues for fruitful research
                                                                  also considered biological uptake of CO2 in the
continue to open up as technological opportunities and
                                                                  oceans ± the biological pump. The biological pump
our knowledge-base expands.
                                                                  describes the processes by which phytoplankton
                                                                  absorb CO2 from the surface waters by photosynthesis.
The global carbon cycle (F.        IAN WOODWARD)                  Following respiratory losses, dead organic matter and
                                                                  commonly associated calcium carbonate descend from
The pool of carbon in the atmosphere and its monthly,
                                                                  the photic ocean surface to the ocean interior, effect-
annual and decadal dynamics is the best-quanti®ed
                                                                  ively locking carbon away from the atmosphere for
component of the global carbon cycle (Keeling &
                                                                  extended periods. This pump has not generally been
Whorf, 2000). The terrestrial and oceanic carbon pools
                                                                  considered important in absorbing further increases in
exchange primarily with the atmosphere, but none of the
                                                                  anthropogenic CO2 because CO2 uptake by phyto-
individual pools or ¯uxes are known with great preci-
sion, due to their marked spatial variability and large           plankton is primarily limited by the supply of nutri-
sizes. However, the net effect of large terrestrial and           ents such as nitrogen, phosphorus and iron, and
oceanic source and sink ¯uxes on the atmospheric pool of          increasing CO2 supply should have little impact
carbon can be determined from the trends in atmospheric           (Heimann 1997). Future changes in ocean circulation
CO2 recorded since continuous monitoring was insti-               patterns and strati®cation, in response to global
tuted in 1958 (Keeling & Whorf, 2000). Between 1991 and           warming, will exert signi®cant impacts on the avail-
1997 only about 45% of industrial CO2 emissions accu-             ability of nutrients and the effectiveness of the
mulated in the atmosphere (Battle et al. 2000), indicating        biological pump. Sarmiento et al. (1998) suggest that
that the terrestrial and oceanic sinks must in¯uence the          changes in the biology of the pump may be the most
atmospheric accumulation. There is also now an improv-            critical component of the oceanic responses to future
ing capacity to differentiate between terrestrial and             changes in climate and CO2. Unfortunately, for future
oceanic ¯uxes (e.g. Battle et al. 2000). These measure-           projections, Sarmiento et al. (1998) conclude that the
ments show that the carbon cycle is out of equilibrium as         response of the biological oceanic community to the climate
a result of human activities. Releases of carbon through          change is dif®cult to predict on present understanding.
fossil fuel burning are quite well quanti®ed but the              Perhaps the future approach may need to be closer to
impacts of deforestation on carbon release are less well          that taken for terrestrial ecosystems, with a greater
characterized (Nepstad et al. 1999) and are not readily           emphasis on carbon ¯ux physiology, nutrient
distinguishable, by atmospheric measurements, from                exchange capacity and community dynamics.

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854   R . J . G E I D E R et al.

The terrestrial sink                                          capacity. However, there is evidence for a decline in this
                                                              capacity as the CO2 stimulation of productivity reaches
The turnover of marine phytoplankton is very rapid, on
                                                              saturation.
the order of a week, and so any increases in productivity,
through CO2 and nutrient enrichment, will have rather
little impact on standing stocks. This contrasts with the     Uncertainty
decadal-scale turnover for trees, the dominant terrestrial
                                                              Estimates of oceanic and terrestrial sink capacities for
sinks and for which even small increases in productivity
                                                              carbon are currently quite uncertain but the best that can
could lead to substantial increases in carbon storage. The
                                                              be achieved to date comes from three major and largely
longevity and dynamics of trees, particularly through
                                                              independent methods of estimation. The three methods
natural and anthropogenic disturbances, are critical for
                                                              are, broadly, the inversion of time series of atmospheric
de®ning the terrestrial part of the global carbon cycle.
                                                              composition (e.g. CO2, O2 and d13C), in situ observations
There is abundant evidence that plants can increase their
                                                              and model simulations. No single technique is currently
photosynthetic capacity with CO2 enrichment. However
                                                              adequate for a full and accurate global picture of the
this response slows with increasing CO2 and, like the
                                                              spatial and temporal activities of the global carbon sinks.
phytoplankton, is also in¯uenced by the supply of other
                                                              The measurements of atmospheric composition are
nutrients, in particular nitrogen and phosphorus.
                                                              sparse, particularly over the terrestrial biosphere, and
Modelling (Cao & Woodward 1998) and experiment
                                                              sinks can only be estimated from measurements after the
(DeLucia et al. 1999) now indicate clearly that ecosystems
                                                              use of atmospheric transport models. In some cases maps
can increase their carbon sequestering capacity with CO2
                                                              of vegetation distribution are also required. This is
enrichment, but that the oft-vaunted impacts of pollutant
                                                              particularly so for the interpretation of d13C data,
N deposition are rather small (Nadelhoffer et al. 1999).
                                                              where the distribution of species with the C4 pathway
                                                              of photosynthesis is required. In situ observations of CO2
Absorbing anthropogenic releases of CO2 with climatic         ¯uxes, or temporal changes in the sizes of carbon pools,
change                                                        are also sparse, particularly over the oceans and between
Increased oceanic sequestration of atmospheric CO2 as         the tropics. In addition, observations on land need to
organic matter causes a transfer to the ocean interior.       track impacts on CO2 ¯uxes of processes such as
Unfortunately, this also locks away the nutrients that        disturbance, harvesting and changes in land use.
limit carbon sequestration. Projections of the future         Finally, models have the problems of insuf®cient under-
climate indicate warming and an increase in precipita-        standing of processes, of oversimpli®cation and of severe
tion, both of which will tend to increase strati®cation and   limitations to adequate testing. Reducing these uncer-
reduce upwelling of nutrients. In addition, the supply of     tainties will require improved interactions between these
wind-blown iron, a limiting marine nutrient, from the         three approaches. This will involve the assimilation of
dry continents may be reduced with a wetter climate. In       observations, such as from remote sensing, into models
combination, these features should decrease the capacity      and the wider use of statistical techniques for investigat-
of the biological pump (Falkowski et al. 1998) to sequester   ing model and data uncertainties. There is still some way
anthropogenic carbon. However, changes in oceanic             to go before the uncertainties of the carbon cycle can be
circulation patterns and, in areas with increased precipi-    minimized so that, for example, continental-scale sinks
tation, increased estuarine runoff with high concentra-       can be identi®ed and quanti®ed with precision and
tions of nutrients, may partially compensate for this         small-scale observations can converge with global-scale
reduced oceanic activity.                                     model simulations.
   Experimental observations on plants suggest that CO2
enrichment can stimulate the carbon sequestering cap-         Light absorption as a determinant of primary
acity but warming, with no change in water supply will        productivity in algae (SHUBHA SATHYENDRANATH,
tend to reduce this capacity. Models at the global scale      TREVOR PLATT AND VENETIA STUART)
(e.g. Cao & Woodward 1998) indicate that global climate
model simulations of future climatic warming alone            Variations in the optical characteristics of phytoplankton
would cause a global decrease in the terrestrial sink         can in¯uence primary production in two ways. First,
capacity for sequestering carbon, with vegetation and         they affect the rate of light transmission underwater, and
soils adding to the atmospheric pool of carbon. The           hence the magnitude of photosynthetically active photon
inclusion of the direct effects of increasing atmospheric     ¯ux density (I) at depth. Second, they determine the rate
CO2 with this warming reverses this trend, with vege-         of light absorption by phytoplankton and hence the rate
tation and soils increasing their carbon sequestration        of light-limited photosynthesis.

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NPP AND CLIMATE CHANGE                         855

   Absorption and scattering by pure water, the coloured          Thus, the light regime at depth may be spectrally
component of dissolved organic matter, and particulate            unfavourable for absorption by pigments, and hence
material (which includes phytoplankton) determine the             for photosynthesis (that is to say, the wavelength integral
rate of light attenuation with depth. When computing the          of the product of aB(l) and I(l) may be small, even if I(l)
phytoplankton contribution to light attenuation, it is not        is high at some wavelengths). This effect may be
important to distinguish between photosynthetic pig-              mitigated if the phytoplankton are able to adapt
ments, degradation products, or photoprotective pig-              chromatically to the light ®eld at depth by modifying
ments. What is required in this context is that the               their pigment composition. The high amounts of divinyl
phytoplankton component account for all pigments,                 chlorophyll b relative to divinyl chlorophyll a that are
regardless of their role in photosynthesis.                       often found at depth in some marine prochlorophytes
   The requirements are, however, quite different and far         (Moore et al. 1998) may re¯ect, in part, an adaptation to
more stringent if one is interested in calculating the            the spectral quality of the light ®eld.
amount of light that reaches the photosystems of                    All these considerations demonstrate that primary
phytoplankton at a particular depth. In this context, it          production in the water column is strongly in¯uenced by
becomes important to distinguish between absorption               the absorption characteristics of phytoplankton. This has
and scattering; between absorption by phytoplankton               led to a considerable interest in understanding natural
and absorption by other components of the system; and             variability in the optical properties of phytoplankton.
between absorption by photosynthetic pigments and
non-photosynthetic pigments (in which group one might
                                                                  Absorption characteristics of phytoplankton in the
combine degradation products and photoprotective pig-
                                                                  aquatic environment
ments). This is important, since the realized maximum
quantum yield of photosynthesis, fm, will depend on               The biomass normalized absorption spectra, referred to
whether or not the absorption is by photosynthetic or             as speci®c absorption spectra, can be treated as an
non-photosynthetic pigments.                                      intrinsic property of phytoplankton at the time of
   In addition to modifying the amount of light available         measurement, independent of their concentration. All
at depth, phytoplankton in¯uence the spectral quality of          measurements con®rm certain common traits in the
light at depth. The spectral dependence of photosyn-              speci®c absorption spectra: they all have a broad
thesis ensures that primary production is a function of           absorption maximum in the blue part of the spectrum
both the magnitude of the underwater radiant ¯ux (I)              and a secondary absorption maximum in the red.
and the spectral quality of the light ®eld. There is ample        However, measurements made in the last decade con-
evidence in the literature that these spectral effects, if        ®rm that these spectra also exhibit a great deal of
ignored, can lead to signi®cant errors in computed                variability around the common trends. Speci®cally, the
production (Kyewalyanga et al. 1992).                             magnitude of the speci®c absorption maximum in the
   In all models of photosynthesis (PB) as a function of I,       blue can vary over a factor of ®ve from one sample to
the initial slope, aB, and the available light, I, are coupled    another, whereas the magnitude of the red peak can vary
together as a product. Note that the superscript B                by a factor of two or more. The shapes of the peaks are
indicates normalization to the concentration of the main          also variable.
phytoplankton pigment chlorophyll a (including divinyl               Two factors are responsible for most of the observed
chlorophyll a), treating chlorophyll as an index of               variations in phytoplankton absorption: changes in pig-
phytoplankton biomass (B). The proper way to incorpor-            ment packaging and in pigment composition. Based on
ate fully the spectral dependence of photosynthesis is to         theoretical considerations, it has long been demonstrated
replace the product aBI in non-spectral models by the             that the absorption ef®ciency of pigments within cells
spectrally weighted integral òaB(l) I(l) dl, where l is the       depends on how the pigments are packaged into discrete
wavelength, and the wavelength integral is taken over             particles (Duysens 1956). When packaged into cells, the
the whole of the photosynthetically active range from 400         pigments tend to shade themselves, such that the total
to 700 nm. To introduce the biomass-normalized absorp-            absorption by the pigments would be less than the
tion coef®cient (aB (l)), explicitly into the spectral model,    absorption by the same pigments if they were distributed
we can write aB(l) = fm(l)aB (l) by which we recognize           uniformly in solution. Using simple mathematical mod-
that aB, fm and aB are all wavelength dependent.                 els, Duysens (1956) showed that the `package effect'
   An interesting consequence of the spectral dependence          would increase (or the ef®ciency of absorption decrease)
in light absorption by phytoplankton is that the presence         as a function of the spherical equivalent diameter of the
of phytoplankton in the surface layers of the ocean               cells and the intracellular absorption coef®cient of the
contributes to the rapid depletion of ¯ux at those                pigments. The decrease in ef®ciency of absorption due to
wavelengths favourable for phytoplankton absorption.              packaging is most pronounced at the absorption maxima

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856   R . J . G E I D E R et al.

and least pronounced at the absorption minima, such          absorption in¯uences primary production through its
that the absorption spectra of pigments packaged into        effect on the light-limited photosynthesis rate. Clearly,
particulate matter would appear ¯atter than those of the     any study of aquatic primary production would be
same pigments in solution.                                   grossly inadequate if it did not account correctly for this
   The second well-known cause of variation in phyto-        dual role of phytoplankton absorption. Efforts to do this
plankton speci®c absorption spectra is the varying           properly are, however, confounded by the fact that there
in¯uence of absorption by pigments other than chloro-        is a considerable variability in the absorption character-
phyll a (Sathyendranath et al. 1987). Phytoplankton are      istics of phytoplankton in the natural environment, about
known to have pigment complements that are character-        which we still have much to learn.
istic of their taxa. Nutritional status and photoacclima-
tion can superimpose additional variations. Normalizing
the absorption spectra to chlorophyll a eliminates vari-     Photosynthetic mechanisms and biological
ations in the magnitude of the spectra due to variations     constraints on primary productivity of algae
in the absolute quantity of chlorophyll a, but it does not   (TODD M. KANA)
account for changes in the composition and relative          An important issue in understanding the effects of global
concentrations of other pigments in the sample.              change on NPP is partly one of understanding how the
   Typically, phytoplankton cells in oligotrophic oceanic    photosynthetic process is regulated by multiple environ-
waters are small and contain relatively high amounts of      mental factors. Physiological regulation is under genetic
non-photosynthetic carotenoids, favouring high absorp-       control at the level of gene transcription and translation
tion ef®ciencies (Bricaud et al. 1995). The speci®c          for key photosynthetic components and under biochem-
absorption spectra tend to get ¯atter and lower in           ical control at the level of enzyme activation and
magnitude towards eutrophic waters with large cells,         excitation energy quenching (Falkowski & Raven 1997).
and towards greater depths where the concentration of        Algae can provide important insights into physiological
photoprotective pigments is low. Adaptation of cells to      regulation of photosynthesis, because they are evolutio-
low light tends to increase pigment concentration per        narily diverse and exhibit broad variations in metabol-
cell, which will also tend to decrease the speci®c
                                                             ism, cell size, pigmentation, photosynthetic biochemistry
absorption with an increase in depth.
                                                             and biophysics, and habitat preference. Evolution of light
   The last decade has seen considerable progress in our
                                                             harvesting components, in particular, has been extensive,
understanding of the factors that cause variations in
                                                             and the importance of spectral light absorption in the
phytoplankton absorption characteristics. However, we
                                                             ecology of algae, both within and between species, has
do not have enough information for quantitative para-
                                                             been documented (Kirk 1994). Moreover, there are
meterization of phytoplankton absorption in vivo, given
                                                             signi®cant differences among taxa in the regulation of
the pigment composition and particle size distribution. A
                                                             energy ¯ow through the photosynthetic apparatus.
major impediment is our imperfect knowledge of the
                                                             Despite this diversity, there exists a general pattern of
in vivo absorption characteristics of individual phyto-
                                                             regulation of light harvesting in response to light,
plankton pigments. Whereas the absorption and ¯uores-
                                                             temperature and nutrient availability.
cence characteristics of major phytoplankton pigments
                                                                Algae are able to alter key photosynthetic attributes
are well known, we still know very little about how these
                                                             that affect utilization of light energy. These include
characteristics may vary once the pigments are bound to
proteins and arranged in complex structures within cells.    cellular light absorption, quantum ef®ciency and max-
In spite of encouraging beginnings (Hoepffner &              imum photosynthetic capacity. A change in cellular
Sathyendranath 1991), we are still a long way from           pigment concentration is an important mechanism that
establishing a de®nitive catalogue of the intracellular      modi®es these attributes. Pigment concentrations
absorption characteristics of individual pigments. An        respond to the immediate environment and are in¯u-
open question at the moment is whether the character-        enced by a variety of factors, including irradiance,
istics of individual pigments vary signi®cantly between      nutrient availability and temperature. Pigment concen-
different types of phytoplankton cells, due to differences   trations are also affected by the `physiological state' of
in internal cell structure and organization.                 the cell, which depends on the cell's environmental
                                                             history (Geider et al. 1998). Given the number of factors
                                                             involved, it is not surprising that quantitative relation-
Concluding Remarks                                           ships among pigment concentration, photosynthesis and
Phytoplankton absorption has a strong effect on the          environmental variables are complex. Despite the com-
quantity and spectral quality of the underwater light        plexity, broad patterns are consistent among taxa and
available for aquatic photosynthesis. Furthermore,           across environmental factors and it is possible to de®ne

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NPP AND CLIMATE CHANGE                            857

unifying principals of photosynthetic regulation in               ability of a cell to utilize photosynthetic reductant by
response to environmental cues.                                   carbon assimilation and other reduction pathways that
                                                                  affect Pmax.
                                                                     Many of the quantitative differences among taxa can
Integration of light and material ¯uxes in algae
                                                                  be accounted for by relating photosynthetic parameters
All algae are exposed to environments with ¯uctuations            to relative growth rate (Kana & Gilbert 1987), or a related
of irradiance, temperature and nutrient availability at           irradiance index such as the light-saturation parameter,
multiple frequencies. Despite this environmental com-             IK, for growth. This works because there is a high degree
plexity, algal cells maintain a relatively constant elem-         of conservation of material and energy utilization by
ental (e.g. C, N and P) composition. This is accomplished         algae and cellular growth is related to the rate of
partly through mechanisms that modulate photosyn-                 photosynthetic carbon assimilation. In particular, under
thesis. These mechanisms operate at several dominant              conditions of balanced growth Acell declines as I
frequencies including seconds (energy quenching), min-            increases and the rate of cellular growth is given by
utes (xanthophyll cycle quenching) and hours to days              G = I 3 Acell. This is accomplished through regulation of
(acclimation).                                                    pigment synthesis/degradation by the energy balance
   Light, temperature and nutrient availability are               ratio (e.g. I 3 Acell/Pmax) at subgenerational time-scales
important environmental factors that affect the concen-           which translates to an energy (or material) balance at
tration of photosynthetic pigments in algal cells. Changes        generational time-scales. This is consistent with negative
of cell pigment concentrations directly affect the ef®-           feed-back regulation of cellular light harvesting.
ciency of light utilization and instantaneous photosyn-           Signi®cantly, Acell in¯uences G, but it is also constrained
thesis rate, and are thus important in algal ecology.             by the maximum value of G. The value of G is subject to a
Recent models integrate these factors and predict                 genetic constraint on the maximum cell division rate, but
acclimated pigment concentrations for an arbitrary                can be modi®ed by nutrient-limitation or temperature.
environment (Kana et al. 1997; Geider et al. 1998). The           This makes the photosynthetic apparatus as much a slave
various models incorporate an energy balance `signal'             to the cell's ability to utilize energy as it is a provider of
that affects the rate of synthesis or degradation of              that energy.
pigmentation. The energy balance is formulated as the
ratio of excitons entering the photosystems relative to
                                                                  Photosynthetic pigment regulation
electrons removed from the photosystems (Kana et al.
1997). This signal may be sensed by the redox state of the        Two schemes have been proposed for the regulation of
plastoquinone pool or some other redox sensitive                  the cellular pigment concentration according to the short-
component of the light reactions that in¯uences synthesis         term energy balance of the photosynthetic apparatus.
or degradation of light harvesting compounds (Escoubas            These are regulation of pigment synthesis rates by
et al. 1995). In the steady-state, the cellular pigment           changes in the expression of genes controlling synthesis
concentration is poised at a level such that light energy         of pigment-proteins (Escoubas et al. 1995) and regulation
input is in balance with the ¯ow of assimilate for growth.        of pigment losses associated with photoinhibitory mech-
This condition illustrates the basic principal that regula-       anisms (Kana et al. 1997). Considerable work needs to be
tion on long and short time scales tends towards a                done to determine how these mechanisms interact in a
balanced energy ¯ow with respect to light absorbed and            cell to modulate pigment concentrations under both
the capacity to utilize photosynthetic energy (Weis &             steady-state and transient-state conditions and to deter-
Berry 1987).                                                      mine how other cellular processes modulate the energy
   This balance can be parameterized as the ratio of              balance. The nature of these energy and material balance
cellular light absorption to maximum assimilation rate,           constraints on regulation of photosynthesis has made it
or I 3 Acell/Pmax, where I is irradiance impinging on the         possible to broadly predict chlorophyll a : carbon ratios
cell, Acell is the fraction of incident irradiance absorbed,      in natural environments (Taylor et al. 1997). This suggests
and Pmax is the maximum photosynthesis rate. Acell is             that physiological regulation according to energy balance
determined by the acclimation response of the cell and is         is more important than differences in a species' optical
roughly proportional to pigment concentration. Pmax is            properties or metabolism at large ± ranging up to
determined largely by the physiological state of the cell,        global ± scales. In some respects this is surprising,
which is affected by environmental factors such as                given the diversity among taxa in cell size, temperature
temperature and nutrient availability. Quantitative dif-          optima and the ef®ciency of nutrient uptake. As in the
ferences in these parameters among algae subjected to             terrestrial realm it has increased the value of remote
different environments arise from differences in cell size        sensing of light absorption (Table 1). The uncoupling of
and pigment complement which affect Acell and the                 these species-speci®c factors at the largest scales is likely

ã 2001 Blackwell Science Ltd, Global Change Biology, 7, 849±882
858   R . J . G E I D E R et al.

due to the large range in resource ratios found in nature.      situ comparisons. The broad problem of the accuracy of
The in¯uence of resource availability on growth rate and        the 14C measurement, which was perceived to be most
physiological acclimation may be overriding on a global         acute in the vast oligotrophic parts of the ocean, was
scale.                                                          addressed by the US PRPOOS programme. Two papers
                                                                from that programme largely laid to rest the concerns
                                                                over in vitro methodology. Marra & Heinemann (1984)
Implications for global primary productivity
                                                                showed that potential contaminants from the incubation
In the context of global change and NPP, broad-scale            vessels did not introduce a serious error when there was
patterns in steady-state physiological response are likely      adequate attention to clean procedures. Williams &
to be predictable given a knowledge of changes in               Purdie (1991) showed that in vitro techniques returned
resource availability. On the other hand, local transient       similar rates of photosynthestic oxygen evolution as in
phenomena associated with higher frequency ¯uctu-               situ techniques. Thus the earlier spectres were laid to rest
ations in resources, such as blooms, will be more dif®cult      and the 14C data base was again recognized as a key
to predict. In environments that vary on the scale of           resource for calibrating all other approaches for estimat-
physiological to multi-generational (hours to days),            ing oceanic productivity.
species-speci®c responses are likely to be more import-            The next development came with the application of in
ant. Cell mobility, nutrient storage, mixotrophy and            situ ¯uorometry to measure the spatial distribution of
optical characteristics are amongst the factors that can        phytoplankton. Over the mid 1970s and 1980s, ¯uorom-
determine short-term competitive success of speci®c             eters were incorporated into systems that allowed con-
species in transient environments and affect the relation-      tinuous sampling with high spatial resolution in the
ship between primary productivity and environmental             vertical (approximately 1±10 m) and horizontal (approxi-
variables. The importance of biological diversity (the          mately 10±100 m). This facilitated near real time, two-
opposite of biological constraints) is most important at        dimensional mapping (e.g. Watson et al. 1991) and
this intermediate scale. Prediction at these scales is          achieved three things. First, it showed the mesoscale
considerably more dif®cult than at narrower or broader          (1±100 km) variability of phytoplankton distribution and
scales. This is a major contrast to the terrestrial environ-    thus the limitations of in vitro methodology. Second, it
ment, where species' changes affecting NPP require              made very clear the short-term in¯uence of physical
years to centuries. In the aquatic realm signi®cant shifts      processes on plankton distribution. Third, it broadened
occur in days.                                                  horizons of the scale over which plankton processes need
                                                                to be measured. With the introduction of the fast
                                                                repetition rate ¯uorometer (Falkowski & Kolber 1993),
Assessing oceanic productivity (PETER WILLIAMS)
                                                                the ability to measure biomass has been supplemented
The in vitro 14C technique, introduced by Steemann±             with the ability to measure photosynthetic ef®ciency.
Nielsen in 1952, provides the basis for our knowledge of        This instrumentation is now being used in basin wide
oceanic primary productivity. The success of this               studies. Mapping chlorophyll and productivity on these
approach can be measured by the development of global           scales in a relatively inaccessible area such as the ocean
maps of oceanic productivity within a comparatively             may be seen as a considerable technical and scienti®c
short period of the introduction of the technique. These        advance in itself, but more important is that the scale of
maps, especially that of Koblents-Mishke et al. 1970), are      the measurement matches those of satellite ocean obser-
remarkably accurate with respect to contemporary meas-          vations, so providing the essential `ground truth'.
urements in describing distribution pattern of plankton            The launching of the Nimbus 7 satellite in 1978 and the
productivity, although they are less accurate in describ-       operation of the Coastal Zone Colour Scanner (CZCS)
ing the absolute rates. These successes, largely unchal-        radiometer it carried until 1986 opened up the potential
lenged, and the comparative simplicity and sensitivity of       to measure surface chlorophyll a concentrations on an
the approach meant that there was minimal pressure to           ocean-wide scale and at a level of detail previously
develop new approaches. However, three developments             unattainable (Feldman et al. 1989). It was quickly realized
in the post mid-1970s required that other approaches be         that satellites could provide the necessary biomass data
examined.                                                       to model planktonic photosynthesis on an ocean-basin
   The ®rst development was a concern over the accuracy         scale. At its simplest, from knowledge of the in situ
of the in vitro 14C technique itself. Potential errors of the   chlorophyll a concentration, the relationship between
14
   C technique were assessed by cross calibrations against      irradiance and photosynthesis, and the beam attenuation
high accuracy oxygen measurements. Potential errors             coef®cient of the water column, the wherewithal exists to
associated with containment of the sample, i.e. contam-         model plankton primary production. There are a number
ination and lack of turbulence, called for in vitro vs. in      of technical problems that had to be surmounted. The

                                                                ã 2001 Blackwell Science Ltd, Global Change Biology, 7, 849±882
NPP AND CLIMATE CHANGE                         859

CZCS radiometers had low precision, at best 35%; this in          Atlantic. Jenkins (1988) in part resolved this by showing
part arises as only 10% of the satellite signal comes from        that diapycnical transfer (e.g. across constant density
ocean colour ± the remaining 90% is associated with               contours), using historical estimates of diffusion coef®-
processes occurring in the atmosphere and has to be               cients, would fail by an order of magnitude to account
independently assessed and subtracted from the `chloro-           for the rate of nitrate input needed to sustain net
phyll a signal'. Perhaps more fundamental, satellite              ecosystem production. He also showed that the rates of
observations only return information on the upper 10±             mixing could account for the required rate of nitrate
20 m of the ocean which represents only the upper 20%             input using the distribution of 3H in the upper oceans.
of the photic zone. This exacerbates the problem of               However, the physical mechanism driving the process is
estimating primary production as chlorophyll a distribu-          unresolved. Jenkins (1988) suggested that it was due to
tions are neither constant nor monotonic, especially in           isopycnical mixing (e.g. along constant density surfaces),
open ocean waters. There is often an intermediate deep            but as things stand neither this nor any other physical
chlorophyll a maximum, characteristically between the             mechanism has general acceptance.
10% and 1% light levels that occur at depths of 25±100 m.            In conclusion, ocean productivity studies have made a
   Platt et al. (1995) discussed the strategies for determin-     remarkable and almost seamless transition from in vitro
ing photosynthetic rates from satellite observations and          measurement of carbon ®xation in bottles to whole ocean
the problems associated with the distribution of chloro-          productivity calculations based on satellite observations.
phyll a within the water column. Their solution was to            Thus, a sound and singularly consistent pattern of
use the rationalization of Longhurst et al. (1995) that           oceanic productivity has been attained. However, the
separated the oceans into four primary ecological                 physical and chemical controls on the process remain
domains (Table 3) and some 56 secondary ones. Within              unclear.
these ecological provinces it was possible to use general-
ized parameters to describe the photosynthesis vs.
                                                                  Aquatic primary productivity: the ultimate
irradiance (PI) curve and the distribution of chlorophyll
                                                                  limiting nutrient, biogeochemical cycles and
a with depth. Given this, it was possible to produce
                                                                  phytoplankton species dominance (JULIE LA
global maps of annual planktonic production (Longhurst
                                                                  ROCHE)
et al. 1995). Field et al. (1998) used a simpler approach to
modelling marine production by using the data base of             In the last decade, oceanographers have gained signi®-
14
   C observations to determine the light utilization              cant insight into the conditions and geographical loca-
ef®ciency of photosynthesis. It is signi®cant to note that        tions that are associated with P, N, Si or Fe limitation of
although the Field et al. (1998) approach differed in detail      primary productivity. However, we have not reached a
from that of Longhurst et al. (1995), the two approaches          consensus regarding the nutrient that is most important
produce estimates for total annual oceanic productivity           in limiting aquatic primary productivity. There has been
within 5% of one another. This, in all probability, is            a long-standing debate regarding which nutrient, N or P,
greater than our ability to interpret the 14C ®eld obser-         ultimately limits marine primary productivity. Despite
vations (Williams 1993). As such, these two papers must           accumulated biological evidence that nitrogen limits
be seen to represent the completion of a major chapter ±          phytoplankton productivity over the largest area of the
if not the major chapter ± on the estimation of oceanic           world's ocean surface waters (Falkowski et al. 1998),
productivity.                                                     geochemists continue to argue, on theoretical grounds,
   The above approaches assume that planktonic photo-             that phosphorus must be the ultimate limiting nutrient,
synthesis is some function of four properties: these are          globally and on geological time scales (Tyrrell 1999).
the local irradiance, chlorophyll a concentration, quan-             The cycling of N is much more complex than that of P,
tum yield and local inorganic nutrient concentration.             with signi®cant biologically mediated exchanges
Generally, the fourth factor may be contained within the          between the atmosphere and the oceans, in the form of
quantum yield or observed photosynthesis±irradiance               dinitrogen ®xation and denitri®cation. Nitrogen has a
relationship.                                                     very large atmospheric reservoir, in the form of N2 gas,
   There remain major questions surrounding the control           which in theory can be ®xed into reactive nitrogen by
of production by the inorganic environment of the open            diazotrophs. Proponents of P limitation argue that any
oceans. Regardless of whether nitrogen or phosphorous             imbalance between reactive N and P, due to low ®xed
controls production, where inorganic nutrients are                nitrogen input to the ocean or increased denitri®cation,
clearly limiting there are dif®culties in reconciling             will be rapidly counterbalanced by increased N2 ®xation.
calculations of nutrient input due to physical processes          Experimental evidence and ®eld data suggest that this
with the estimated or measured rates of new production.           may be the case for terrestrial habitats (Chadwick et al.
The problem is particularly acute for the subtropical             1999). In fact, there is overwhelming evidence supporting

ã 2001 Blackwell Science Ltd, Global Change Biology, 7, 849±882
860   R . J . G E I D E R et al.

P-limitation of primary production in most freshwater         stimulates nitrogen ®xation (Paerl et al. 1994). While the
ecosystems. In contrast, there is little support for P-       effect of Fe-limitation on diazotrophy may simply be
limitation in marine ecosystems. With a few exceptions,       manifested by an overall decrease in growth rate, it is
nutrient addition bioassays and the distribution of N : P     almost certainly a dynamic response as a function of Fe
ratios over the major oceanic basins, coastal areas and       concentration.
estuaries demonstrate that N, and not P, stimulates              Recent work has demonstrated that we know very
primary productivity (Falkowski et al. 1998). Until           little about iron cycling, bioavailability and the physio-
recently, there have been relatively few new arguments        logical effects of Fe-limitation on phytoplankton. The
to reconcile these opposite views.                            predominance of Fe as a cofactor in the nitrate assimi-
   The oceanographic community has recently come to           lation enzymes makes an obvious case for an interaction
terms with the crucial role that Fe availability plays in     between nitrogen assimilation and Fe limitation in
some marine ecosystems (Coale et al. 1996). The basic         phytoplankton. Despite this theoretical prediction, there
®ndings of the in situ Fe-enrichment studies are so           are relatively few studies that convincingly demonstrate
convincing that most scientists agree that the case for Fe-   a preference for NH4+ relative to NO3± in Fe-limited
limitation in certain high nutrient, low chlorophyll          phytoplankton. In contrast, a link has been recently
regions has been established beyond reasonable doubt.         uncovered between N, Fe and Si. The decrease in
More controversially, Behrenfeld & Kolber (1999) pro-         nitrogen uptake in Fe-limited diatoms leads to an
vide evidence that iron limits primary productivity in        increase in the Si : N uptake ratio of the cells (Hutchins
large areas of the low-nutrient oligotrophic Paci®c           & Bruland 1999). The ultimate consequence is that Fe-
Ocean. This has revitalized the debate of N- vs. P-           limited diatoms are heavily silici®ed and therefore sink
limitation. It has been suggested that low Fe availability    faster than their iron-replete counterparts. This unex-
in seawater, prevalent since the rise of oxygen in the        pected ®nding has far reaching implications for the
atmosphere approximately 2 billion years ago, has             oceanic carbon cycle and for estimates of palaeoproduc-
greatly restricted oceanic nitrogen ®xation throughout        tivity that use biogenic opal as a proxy. In a new liaison
geological times via the prevention of a major radiation      with the nitrogen cycle, Hutchins et al. (1999) found that
in the diazotrophic branch of marine cyanobacteria and        Fe bound to dissolved porphyrins and linear tetrapyr-
in the present via limitation of nitrogenase synthesis, an    roles, cytochromes and haem proteins can be utilized
enzyme extremely rich in Fe (Falkowski 1997).                 preferentially      by     eukaryotic       phytoplankton.
   Tyrrell (1999) has recently countered, using a parsi-      Tetrapyrroles, the building blocks of photosynthetic
monious model of N and P biogeochemical cycles, that          pigments, have been recently identi®ed as a low abun-
phosphate is the ultimate limiting nutrient. In this model,   dance but signi®cant component of the oceanic dissolved
phosphate controls the standing stock of nitrogen and the     organic nitrogen (DON) pool (McCarthy et al. 1997).
observed oceanic N : P ratio, without the need to invoke      Tetrapyrrole-like molecules are among the most stable
a signi®cant role for Fe. This is achieved in his model by    organic nitrogen forms and some of the most highly
the assumption that dinitrogen ®xation is inversely           preserved organic molecules in the marine environ-
related to the availability of ®xed nitrogen. This assump-    ments. As strong Fe-ligands, these molecules could
tion is well supported by molecular biological studies        signi®cantly affect the residence time of bioavailabale
demonstrating the repression of nitrogenase gene expres-      Fe in the ocean (Hutchins et al. 1999). These new ®ndings
sion by ®xed nitrogen species in a multitude of               suggest that we are not yet in a position to quantitatively
diazotrophs (Zhang et al. 1997). Other factors that can       model the impact of Fe on primary production relative to
affect nitrogen ®xation are lumped in an overall reduc-       that of P and N.
tion of the maximum growth rate of diazotrophs rather            The search for the ultimate limiting nutrient may be
than incorporated as dynamic components of the model.         misleading because the relative importance of the well-
This gives non-diazotrophs a competitive advantage            known biolimiting nutrients N, P, Fe and Si may be on
when ®xed nitrogen is abundant. However, the assump-          the selection of different functional groups of phyto-
tion that the sole dynamic control of nitrogenase lies in     plankton. It is well known that primary production by
the relative abundance of nitrogen and phosphorus may         various functional groups of phytoplankton and at
not be justi®ed. Speci®cally, given the large Fe require-     speci®c locations can have very different impacts on
ment of nitrogenase, it seems logical that the control by     the oceanic carbon cycle and on the interaction between
Fe of the synthesis of functional nitrogenase will tend to    ocean and atmosphere. For example, Si is an essential
override the control exerted by ®xed nitrogen. Very little    nutrient only for diatoms. However, Si may still work as
is known about the effect of Fe availability on the growth    a key determinant in the global C-cycle because of the
of diazotrophs in general, and on the nitrogen ®xation        important role played by diatoms in C-¯uxes to deep
pathway in particular, but there are reports that iron        water. Like Fe, low Si concentrations have recently been

                                                              ã 2001 Blackwell Science Ltd, Global Change Biology, 7, 849±882
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