Small Scale Coastal Infrastructure Scheme - April 2021 - GOV ...

Page created by Erik Barker
 
CONTINUE READING
Small Scale Coastal Infrastructure Scheme - April 2021 - GOV ...
Small Scale Coastal
Infrastructure Scheme
April 2021

             1
Key Messages

                                                                                         Contents
Section A: Introduction

Section B: Small Scale Coastal
Infrastructure – Eligibility

Section C: Indicators and Outcomes

Section D: Applying For Small Scale
Coastal Infrastructure Scheme –
The Two Stage Application Process

Section E: Payment of Grant

Section F: Monitoring of Projects

Section G: Appeals Procedure

Section H: Complaints Procedure

Section I: Privacy Notice – Welsh
Government grants

Annex 1

Text here
     © Crown copyright 2021 WG42427 Digital ISBN: 978-1-80195-323-8
Mae’r ddogfen yma hefyd ar gael yn Gymraeg / This document is also available in Welsh.
                                                                          2
back to contents

Key Messages                                            • The budget available for this Expression
                                                          of Interest is £1 million.
• The Small Scale Coastal Infrastructure
  Scheme (SSCIS) is open to applications from           • You must be applying on behalf of a Port
  all Port Authorities (PA) and Local Authorities         Authority or Local Authority.
  (LA) who own ports and harbours across                • You must follow the Welsh Government
  Wales and meet the eligibility selection                guidance and requirements for Competitive
  criteria as set out in this booklet.                    Tendering & Procurement Technical
• The scheme covers capital investments in                Guidance Notes.
  port and harbour infrastructure which deliver         • Annex A at the end of this guidance provides
  benefits to improve the overall performance,            a list of the eligible capital investment items
  sustainability, safety and well-being of the            available.
  Welsh Marine and Fishing industries as well
                                                        • The application process is in two-stages.
  as the general public enjoying the use of
                                                          An Expression of Interest via RPW Online,
  these facilities and the surrounding areas.
                                                          open for 4 weeks and, if your EOI is selected
• The grant provides up to 100% towards                   you will need to complete your Small Scale
  capital investments in equipment and                    Coastal Infrastructure full application. This will
  machinery that have been pre-identified                 be available to you via RPW Online and will
  to support Marine users to address                      need to be submitted within eight weeks of
  environmental, operational, safety and                  your selection.
  security issues.
• The maximum grant award per harbour/port
  is up to £100,000.
• The Expression of Interest (EOI) has been
  developed digitally and is available through
  the RPW Online service. EOIs must be
  submitted through RPW Online by the
  publicised deadlines.
• To register your business details for the
  first time, you need to complete the online
  registration form. Please refer to the how
  to register guidance for further details.
  Please contact the Customer Contact Centre
  on 0300 062 5004 for further information.
• Guidance on completing your Small Scale
  Coastal Infrastructure Scheme EOI (SSCI)
  online is available at Welsh Government:
  Small Scale Coastal Infrastructure.

                                                    3
back to contents

Section A: Introduction                                   • Deliver benefits for the area and make
                                                            a difference by helping to sustain or create
These guidance notes explain the Small Scale                employment.
Coastal Infrastructure Scheme and the kind of
projects that may qualify for Grant aid.                  • Promote health and safety around coastal
                                                            infrastructure in Wales.
Small scale Coastal Infrastructure Scheme                 • Describe the tangible benefits gained as
The Small Scale Coastal Infrastructure Scheme               a result of the grant, such as maintaining
is open to applications from all Port Authorities           employment or a reduction in accidents.
(PA) and Local Authorities (LA) who own ports
and harbours across Wales.                                Items available for funding
The scheme covers capital investments in                  An itemised list (Annex 1) has been developed
port and harbour infrastructure in turn offering          in conjunction with industry partners to ensure
benefits to improve the overall performance,              the infrastructure items listed are selected on
sustainability, safety and well-being of the Welsh        their relevance to the industry, their impact and
Marine and Fishing industries as well as the              benefits to port users and the public good.
general public enjoying the use of these facilities       Individual items also have the potential to benefit
and the surrounding areas.                                multiple industries such as leisure, transport,
                                                          fishing and coastal communities. For example;
A grant of up to £100,000 is available to
                                                          fenders which provide protection for all types
Port Authorities, Local Authorities and other
                                                          of boats when moored, likewise the installation
organisations (jointly with PA or LA as the
                                                          of defibrillator units will provide potential health
lead applicant) to purchase capital items
                                                          benefits to the port user and coastal community.
from a pre‑determined list across the four key
focus area:                                               At least one item from the Environmental focus
                                                          area and one item from the Safety focus area
• Environmental
                                                          must be selected as part of the application.
• Operational                                             Should this minimum requirement not be
• Safety                                                  selected then applications would be declined.

• Security.                                               Funding will not be available for:
                                                          • Items which are required to meet regulatory
Applicants must ensure their approach for
                                                            standards.
funding aligns to at least one or more of the
objectives below, when requesting funds for               • Activities which fall outside of the grant
items to purchase:                                          funding timescale.

• Have potential to generate longer-term                  • Items which are not detailed within the
  sustainable benefit to the marine and                     itemised infrastructure list.
  seafood industry.
                                                          The funding is solely for the initial purchase
• Support resources which can be shared                   of the equipment. The controlling business or
  at ports by all marine users.                           authority would be responsible for any permits,
• Be achievable in the short term to deliver              licences, subsequent ongoing costs and
  benefits at pace within the financial year              maintenance.
  2021/2022.

                                                      4
Ineligible Costs                                          • As Port Authorities and Local Authorities may
If it is found that work has commenced prior to             have ownership of more than one port or
accepting the Small Scale Coastal Infrastructure            harbour it is expected the scheme will receive
Scheme contract, the Welsh Government will                  multiple application from the same Local or
either reject the work started and allow the                Port Authority covering their respective areas,
applicant to carry on with the eligible part of the         however only one application is eligible per
application, or reject the whole application and            harbour or port.
approval.
                                                          Marine Licences, planning consents,
Examples of commencement of work include
                                                          building regulations, Environmental
the following:
                                                          Consents and Licences
• Entering into a legally binding contract                If an applicant proposes to install capital
  (i.e. with a supplier, etc).                            items which in effect require licences and/or
• Purchasing equipment/materials – accepting              agreement they are advised to consult with the
  delivery of the same.                                   relevant licensing authority, Natural Resources
                                                          Wales (NRW), their Local Authority (LA) or other
• Paying deposits/incurring expenditure in
                                                          agency as consent may be required to carry out
  relation to the proposed application will
                                                          some work.
  all be viewed by the Welsh Government
  as commencement of work prior to grant                  Applicants must obtain any necessary planning
  approval.                                               consent and abide by any other relevant
                                                          statutory requirements. Applicants also need to
                                                          check their proposals do not break any byelaws,
Section B: Small Scale Coastal                            obstruct rights of way, affect oil or gas pipelines
Infrastructure – Eligibility                              etc, and must avoid damaging the environment
You are eligible if:                                      or causing pollution.

• You are registered with the Welsh                       Welsh Government understands that, in some
  Government and have been issued with a                  instances, applicants are unable to have these
  Customer Reference Number (CRN). You                    in place when making an application, therefore
  must be registered with RPW Online. To                  in this instance applications will be accepted
  register your business details for the first            prior to necessary agreements. However, these
  time, you need to complete the online                   agreements will be required to be detailed
  registration form | gov.wales. Please refer             within the application and will be required
  to the how to register guidance | gov.                  to be obtained before the project begins.
  wales for further details. The vast majority            A failure to have the necessary licences and
  of changes to business details can be done              or agreements in place by the agreed dates
  online. However, Welsh Government may                   within the application will result in a withdrawal
  require further details on any major changes.           of grant award.
  Please contact the Customer Contact Centre
                                                          The payment of any grant will not be made until
  on 0300 062 5004 for further information.
                                                          the original licence and/or agreement approval
• You are a Port Authority or Local Authority.            documents have been received and approved
  Welsh Government encourages joint                       by the Welsh Government.
  collaborative bids from sector associations
  with their respective Port or Local Authority
  (as the lead applicant) in order to ensure
  the needs of the Marine user and Fisheries
  sector are met across Wales.

                                                      5
back to contents

Section C – Indicators and                            Only one grant award per port or harbour will be
                                                      made under the scheme.
Outcomes
The Small Scale Coastal Infrastructure scheme         The maximum grant rate for any individual
requires applicants to achieve one or more of         investment project is 100% of the total
the outcomes listed below which correspond to,        investment cost (excluding VAT) regardless of
and can be measured, by one or more of the            the size of the enterprise and location.
indicators listed below.
                                                      UK Subsidy Control
Outcomes                                              Grants provided under this scheme will comply
• Environmental – Increase in the recycling of        with the maximum intervention rates and
  Marine litter.                                      aid ceilings set out in the EU-UK Trade and
                                                      Cooperation Agreement (TCA) which provides
• Safety – Reduction in number or accidents           for the UK to have its own independent subsidy
  reported at ports or harbours.                      control.
• Security – Reduction in number of criminal
  acts (vandalism, theft etc).
                                                      Section D: Applying for Small
• Operational – Increase in Jobs safeguarded          Scale Coastal Infrastructure
  by investment.
                                                      Scheme – The Two Stage
Indicators
                                                      Application Process
• Environmental – Volume of material recycled         The application process will be in two stages.
  by port or harbour (Tonnes).                        The first stage will be to submit an Expression
                                                      of Interest (EOI). Applicants who are successful
• Safety – The number of work-related injuries        at EOI stage will be invited to second stage to
  and accidents (by single unit).                     submit a Full Application.
• Security – The number of incidents reported
  (by single unit).                                   First stage – Submitting an Expression of
• Operational – Number of jobs safeguarded            Interest (EOI)
  and created (FTE).                                  You can apply for the Small Scale Coastal
                                                      Infrastructure Scheme by accessing Rural
Maximum Grant Rate and Maximum Grant                  Payments Wales (RPW) Online only.
Threshold                                             If you already have a Customer Reference
                                                      Number (CRN) you should have received
The grant amount is made up from the total
                                                      a letter informing you of your Activation
public sector contribution to the investment
                                                      Code to set up your account. If you no
project, which is solely domestically funded by
                                                      longer have this, please telephone the
Welsh Government.
                                                      Customer Contact Centre on 0300 062 5004
If other EU or UK public funds are obtained           (Monday – Thursday 8:30 – 17:00,
to support the costs of a project, they will be       Friday 8:30 – 16:30) and tell the operator
discounted against the Small Scale Coastal            your CRN.
infrastructure Scheme.
                                                      They will send you a new Activation Code.
The maximum grant award is £100,000.                  Once registered, your Small Scale Coastal
                                                      infrastructure Scheme Expression of Interest is
                                                      available from the “Applications and Claims”
                                                      section of your account.

                                                  6
back to contents

Agents acting on behalf of a client will need to           The Scoring and Selection Process
register as a Rural Payments Wales agent. If you           Each capital investment item listed at Annex A
have yet to do this, you are advised to complete           has been scored. This score is given in Annex A
and return an Agent / Farming Union Customer               against each individual item.
Details (Wales) form immediately. This form
is available on RPW Online. Upon receipt of                The purpose of this scoring is to allow Welsh
the form, we will send you an Agent Customer               Government to rank the EOIs against the
Reference Number (Agent CRN) and an RPW                    funding available in each window.
Online Activation Code.
                                                           The Small Scale Coastal Infrastructure Scheme
You will also need to complete an Association              selection process assesses each Capital Works
Authorisation Form to agree roles with your                Project submitted by LA or PA through the
client. This form is available from RPW Online.            EOI. A score will be assigned to each project
If you have any questions about registering for            listed in the EOI based on its ability to deliver
RPW online or completing your EOI, please                  an outcome towards the Small Scale Coastal
contact the Customer Contact Centre on                     Infrastructure Scheme objectives. The EOIs will
0300 062 5004. They will be able to provide                be scored and ranked in order according to the
advice, including the digital assistance that is           scoring criteria.
available to you. Please refer to the Small Scale
Coastal Infrastructure Scheme guidance for                 The scoring system takes the total score value
more information about RPW Online and how to               of the items you have applied for (as detailed in
complete an Small Scale Coastal Infrastructure             Annex A) and divides this overall score by the
Scheme EOI.                                                total number of items selected on your EOI to
                                                           arrive at a final score.
Completing the EOI                                         To be considered for selection, your Expression
When completing your EOI, you will be required             of Interest must exceed a minimum threshold of
to select from a list of eligible capital investment       0.0001.
items and provide an estimate of total cost for
each item selected. The maximum total grant                You will be notified whether or not your EOI
that can be approved is £100,000.                          has been selected through your RPW online
                                                           account.
An EOI total grant value over this amount will be
capped to £100,000. You are advised to obtain              Selected EOIs – Submitting your Full
quotes for each investment item you submit                 Application Online, Supporting Plans and
on your EOI. If your EOI is selected, any grant            Documents for Appraisal
awarded will not be higher than that submitted
                                                           If your EOI is selected, you must accept or
on your EOI or that was capped to £100,000.
                                                           decline the selection and return the Application
Once the EOI is submitted, you cannot amend
                                                           Annex included with your selection notification
the items you have selected.
                                                           letter to the Welsh Government via your RPW
At EOI at least one item from the Environmental            Online account by the date given in the letter.
focus area and one item from the Safety focus              The Small Scale Coastal Infrastructure Scheme
area must be selected as part of the application.          full application will be available to you via
Should this minimum requirement not be                     your RPW Online account to submit providing
selected then applications would be declined.              specific information about your business and the
                                                           investment proposals.

                                                       7
back to contents

Guidance on the content of this online full              • Cross cutting themes
application is available at Welsh Government:            • Long Term Sustainability
Small Scale Coastal Infrastructure to
help applicants prepare and complete fully               2. Investment Item Quote Details
comprehensive documentation in support of
                                                         A list of your investment items as submitted
their application, guidance on the technical
                                                         on the successfully selected EOI application will
appraisal and verification procedures
                                                         be pre-populated in your full application for you
undertaken by the Welsh Government is
                                                         to provide quote information.
available at Welsh Government: Small Scale
Coastal Infrastructure.                                  • Three quotes for each Investment item.

You will be given eight weeks from the date              You must refer to the Welsh Government
of selection to submit your full application             Guidance and Requirements Competitive
and supporting documents via your RPW                    Tendering & Procurement Technical
Online account.                                          Guidance Notes via the following link:
                                                         Rural Development Programme 2014-2020
Please ensure that you follow the guidance as            Technical Guide Competitive Tendering
failure to do so may delay appraisal.                    and Public Procurement

The plans and documents that you are required            You will need to obtain and submit three
to complete and submit are:                              separate quotes for each investment and select
                                                         one as the preferred quote for the investment.
• Online Small Scale Coastal Infrastructure
  Scheme Full Application.                               Only one quote is required when the purchase
                                                         is under £5,000. Please ensure that the quotes
• Three Quotes for each investment item
  selected on the EOI.                                   are submitted by the date in your selection
                                                         letter.
• Three Years of Certified Accounts.
                                                         • Three years of Certified Accounts.
• Planning Permission and/or required licences
  if appropriate.                                        Please provide copies of accounts for the last
                                                         three years.
Online Small Scale Coastal Infrastructure
Scheme Full Application                                  Planning Permission
The online full application will be made available       If your investment requires planning consent,
to you to provide details on the following:              which has not yet been issued, you must submit
                                                         either the planning approval documents or
1. Core Criteria Statement                               receipt from the local planning authority that
The Core Criteria Statement will ask for detail          the planning application has been submitted.
of the following:                                        The payment of any grant will not be made
• Strategic Fit                                          until planning approval documents have
• Financial & Compliance                                 been submitted and verified by the Welsh
                                                         Government.
• Delivery – Project Delivery
                                                         If the project has been considered by the
• Delivery – Risk and Risk Management
                                                         planning authority not to require planning
• Management of Operation                                consent, you will need to provide evidence
• Value for Money                                        from the planning authority to confirm.
                                                         These documents will be assessed by
• Indicators & Outcomes                                  the appraisal team for:
• Suitability of Investment

                                                     8
back to contents

• their ability to meet the objectives set out            Submitting Your Claims for Payment and
  in the scheme                                           Completion of Work
• the economic and environmental return on                You must purchase, have completed the work
  investment to the business                              and submitted claims for all the items in your
                                                          contract to Welsh Government via your RPW
• the business need of the project proposals
                                                          online account by 31 March 2022.
  in accordance with the scheme eligibility
  rules.                                                  Withdrawing or Not Proceeding with Selection
The checks will include full due diligence                If, after being selected, you decide not to
appraisal and eligibility checks and only at              proceed with your contract or fail to accept
that point, will a final decision be taken to offer       the offer of a contract within the time permitted,
a grant.                                                  you will not be able to apply for Small Scale
                                                          Coastal Infrastructure Scheme under any
There is no guarantee that an offer of grant will         subsequent SSCIS rounds.
be approved. The appraisal process will take
a maximum of 90 working days from receipt                 If you decide to withdraw from the contract prior
of your plans and supporting documents.                   to completing the work or if you do not complete
The appraisal will not commence unless ALL                all the work approved in your contract, you will
the supporting documentation has been                     not be able to apply for Small Scale Coastal
received by the Welsh Government.                         Infrastructure Scheme under any subsequent
                                                          rounds and may be required to repay any
Successful Appraisal                                      payments made.
If appraisal of your plans and documents is
                                                          Conditions of Grant
successful, you will be offered a Small Scale
Coastal Infrastructure Scheme Contract via your           The offer of a Small Scale Coastal Infrastructure
RPW Online account. You will need to accept               Grant is made subject to terms and conditions,
or decline this offer of Contract by selecting the        including those set out below.
Blue Accept/Decline button available on your              Failure to meet the terms and conditions
RPW Online account within 30 days. If you do              of the award could result in the cancellation
not accept the contract within 30 days, the offer         of your award and/or the recovery of sums
of contract will be withdrawn.                            already paid, or a reduction of the amount
If you accept your offer of contract you will also        of grant payable.
be required to complete a delivery profile to
                                                          Conditions:
confirm the month and year in which you intend
                                                          • Accept a Small Scale Coastal Infrastructure
to submit your claim for each investment item
                                                            Scheme contract within 30 days of the offer
approved on your contract.
                                                            date and adhere to all the requirements.
Starting Work                                             • Ensure that you only purchase items listed
You must not start work until you have                      in your contract after you have accepted the
accepted your contract. If you do start work,               contract offer.
the Welsh Government may reject the work                  • Ensure that you have purchased, installed
started or terminate the contract and recover               and completed all of the investment items
payments made.                                              listed in your contract before you submit
                                                            your claim.

                                                      9
back to contents

• The award is made on the basis of                      • You must provide confirmation that no other
  statements made by you or your                           public funding (whether from EU or UK
  representatives in the application form                  sources) has been sought.
  and subsequent correspondence.                         • Any publicity given to the project must
• You must not begin any work on the project               make reference to the part played by
  without first obtaining written authority to             Welsh Government in funding it.
  do so from Welsh Government.                           • Records concerning the activity of the
• You must meet any legal obligations imposed              business and the delivery of the project,
  under UK law.                                            including all original invoices and other
• No alterations may be made to the project,               related documents, such as competitive
  including the location of the activity, without          tenders or quotes, must be retained for
  the written approval of Welsh Government.                at least seven years after the project end
                                                           date as stated in this grant approval letter.
• No items purchased with grant aid must be
  disposed of, transferred or sold without the           • You must allow representatives of Welsh
  prior written consent of Welsh Government,               Government, the Auditor General for Wales
  during the project delivery and for five years           and Audit Commission to inspect the
  from the project end date.                               project. On request, you must provide them
                                                           with information and / or access to original
• The applicant is required to comply with                 documentation in relation to the project.
  the rules on eligible expenditure as detailed
  in the relevant Scheme Guidance Notes.                 • The information provided in the application
                                                           and any supporting documentation is
• Submit a claim via your RPW online account               subject to the requirements of the Welsh
  using the Capital Works claim page within                Government’s Code of Practice on Public
  the deadline. A claim is not considered valid            Access to Information, the Freedom of
  until all required supporting information                Information Act 2000 and the Environmental
  is submitted.                                            Information Regulations 2004.
• Submit supplier invoices for all investment            You should be aware that, if successful,
  items claimed. Invoices must be receipted              Welsh Government reserve the right to
  and dated with the date paid and a bank                publish the name of your business or
  statement showing the invoice paid.                    company, the amount of grant you were
  If payment is made by cheque, a scanned                awarded and a summary of your project.
  copy of the written cheque, before it is
  presented to the supplier, will be required,
  in addition to the bank statement.                     Section E: Payment of Grant
• Claims must be submitted in accordance                 Claims
  with the agreed timetable. You cannot                  You may make interim claims during the period
  change the agreed timing and value of                  of your project. Guidance notes on how to claim
  your claims without written agreement                  will be issued when the award is confirmed and
  from Welsh Government.
                                                         subsequent the claim is invited. Claims will only
• Projects should be completed within the                be paid when the Welsh Government is satisfied
  timetable agreed with Welsh Government.                the relevant expenditure has taken place and
  You cannot change this without written                 that the work has been completed according
  agreement from Welsh Government.                       to plan. Payment will be made by electronic
• You must confirm that none of the items                transfer to your bank account.
  covered by the application are replacements
  under an insurance claim.

                                                    10
back to contents

Final claims for payment of grant should be               Section F: Monitoring of
submitted as soon as possible after the physical
                                                          Projects
work on the project has been completed.
All final claims must be paid no later than               It is a requirement that the progress of your
31 March 2022 in order for Welsh Government               project is monitored and its success evaluated
to be able to meet the payment. Failure to                following completion. You will be asked to
submit claims may result in the grant paid to             provide regular updates on its progress and,
date being recovered.                                     three months following completion, a final report
                                                          on its performance, when the project will be
During the lifetime of the grant, when claims are         evaluated against the objectives and targets
submitted, they may be scrutinised to ensure              set out in the approved application.If the project
expenditure is eligible and in line with that             should fail to meet these targets and on the
approved in the original application. During the          basis of progress actually made, would not
project, the site will be visited and a detailed          have qualified for grant aid under the scheme,
assessment of the project undertaken.                     action may be taken to recover the grant paid.
The information that will be required at the visit        It will be a requirement of the grant award that
includes original invoices; serial/plant numbers;         items purchased with the aid of a Small Scale
Building Regulations completion certificate               Coastal Infrastructure Scheme on which grant
(where appropriate); Health & Safety system               is paid, must be kept in situ, operational and
including risk analysis; Fire Risk Assessment             in good repair, and used for the same purpose
documents in accordance with the Regulatory               as set out in the original application for five
Reform (Fire Safety) Order 2005; Marine                   years from the final project claim date. This is
licences and any other statutory control records          to ensure the longevity of the project and to
that are required to be maintained by the                 guarantee lasting project’s benefits.
enterprise.
                                                          You must allow officials from Welsh
The release of grant will be conditional upon             Government, or their representatives, to inspect
adequate progress having been made.                       the project at any reasonable time within this
                                                          five year period.
Incorrect claims
You have a responsibility to make sure that each          End of Small Scale Coastal Infrastructure
claim submitted is arithmetically correct; that           Scheme
it is only for defrayed expenditure (the money            All claims must be submitted to the Welsh
has gone from your bank account), that all the            Government by no later than 31 March 2022.
items and costs are eligible and that the claim           All project activity must be completed in time
is on time.                                               for accounts and records to be audited and
It is essential, that if you have any doubts about        claims to be prepared and submitted by
anything that you need for your project, that             this date.
you obtain written confirmation of its eligibility
before you incur the costs.

                                                     11
back to contents

Section G: Appeals Procedure                            Section I: Privacy notice –
If an application is rejected, the reasons              Welsh Government grants
for rejection will be spelt out clearly. We will        How we will handle any personal data you
be prepared to discuss any modifications                provide in relation to your grant application
which might be needed to make the project               or request for grant funding.
acceptable.
                                                        The Welsh Government will be data controller for
Appeals, including supporting evidence, must            any personal data you provide in relation to your
be received within 60 days of the date of the           grant application or request for grant funding.
letter outlining the decision you wish to appeal        The information will be processed as part of our
against.                                                public task (i.e. exercising our official authority
We welcome receiving correspondence in                  to undertake the core role and functions of the
Welsh, and will respond to any correspondence           Welsh Government) and will help us assess your
in Welsh if that is your preferred language.            eligibility for funding.
This will not lead to delay.                            Before we provide grant funding to you, we
                                                        undertake checks for the purposes of preventing
Section H: Complaints                                   fraud and money laundering, and to verify your
Procedure                                               identity. These checks require us to process
                                                        personal data about you to third party fraud
If you consider that we have failed to follow           prevention agencies.
the correct procedure in the handling of your
request you may wish to make a complaint                If we, or a fraud prevention agency, determine
in accordance with Welsh Government’s                   that you pose a fraud or money laundering risk,
Complaints procedure.                                   we may refuse to provide the grant funding you
                                                        applied for, or we may stop providing existing
Complaints will be dealt with under the Welsh           grant funding to you.
Government’s Code of Practice on Complaints.
Further advice on how to make a complaint can           A record of any fraud or money laundering risk will
be obtained on the Welsh Government website.            be retained by the fraud prevention agencies, and
                                                        may result in others refusing to provide services,
You may also choose to contact the Public               financing or employment to you.
Services Ombudsman for Wales:
                                                        In order to assess eligibility we may
1 Ffordd yr Hen Gae                                     also need to share personal information
Pencoed                                                 relating to your application with Regulatory
CF35 5LJ                                                authorities, such as HM Revenue and
Tel: 0300 790 0203                                      Customs, Local Authorities, Health and
                                                        Safety Executive and the Police.
Website: Ombudsman.Wales
                                                        Your information, including your personal
                                                        information, may be the subject of a
                                                        request by another member of the public.
                                                        When responding to such requests the
                                                        Welsh Government may be required to
                                                        release information, including your personal
                                                        information, to fulfil its obligations under
                                                        the Freedom of Information Act 2000,
                                                        the Environmental information Act 2004
                                                        or the Data Protection Act 2018.

                                                   12
back to contents

We will keep personal information contained            For further details about the information the
in files in line with our retention policy.            Welsh Government holds and its use, or if you
If successful in your application then your            want to exercise your rights under the GDPR,
personal data will be kept for 10 years from           please see contact details below:
the conclusion of any aid award. If you are
                                                       Data Protection Officer:
unsuccessful your details will be kept for
                                                       Welsh Government
one year after the date you provided them.
                                                       Cathays Park
Under the data protection legislation, you have        CARDIFF
the right:                                             CF10 3NQ
• to access the personal data the Welsh                Email: dataprotectionofficer@gov.wales
  Government holds on you
                                                       The contact details for the Information
• to require us to rectify inaccuracies in             Commissioner’s Office are:
  that data
                                                       Wycliffe House
• to (in certain circumstances) object to              Water Lane
  or restrict processing                               Wilmslow
• for (in certain circumstances) your data             Cheshire
  to be ‘erased’                                       SK9 5AF
• to lodge a complaint with the Information            Tel: 01625 545 745 or 0303 123 1113
  Commissioner’s Office (ICO) who is the
                                                       Website: www.ico.org.uk
  independent regulator for data protection.
                                                       Should you have any queries regarding this
                                                       privacy statement please contact the RPW
                                                       Customer Contact Centre.

                                                  13
back to contents

Annex 1

Item          Investment        Description                                  Focus Area       Item
Code                                                                                          Score

At least one item from the Environmental focus area and one item from the Safety focus area must
be selected as part of the application. Should this minimum requirement not be selected then
applications would be declined.

Environmental

SS01          Marine litter     Suitable area for marine users to            Environmental    100
              facilities        recycle and dispose of marine litter.
                                The area should ensure that access
                                is only available for this purpose and
                                that suitable arrangements for the
                                management of the site are in place.

SS02          Wash down         High pressure pump to wash down              Environmental    80
              Pump              surfaces and keep areas clean for health
                                and safety purposes and address issues
                                relating to invasive non-native species.

SS03          Scrubbing         Concrete base, wooden beams, water           Environmental    80
              Grid/Pad          supply. Tackles Invasive non-native
                                species

SS04          Floating waste    Products which help to collect marine        Environmental    60
              collection        waste which would otherwise be floating
                                in ports and harbours. Making public
                                areas cleaner and nicer, while protecting
                                wildlife and giving ports environmental
                                credentials.

SS05          Spill Kits        Oil absorbents and spill kits for cleaning   Environmental    50
                                up spills of oil on land and water. These
                                are only to enhance current practices and
                                guidelines and not as a replacement for
                                agreed local procedures.

SS06          Marine Spillage   Designed for short term emergency            Environmental    50
              boom              deployment in inland waters, ports,
                                harbours and docks. These are only to
                                enhance current practices and guidelines
                                and not as a replacement for agreed local
                                procedures.

                                                 14
Item     Investment      Description                                   Focus Area      Item
Code                                                                                   Score

SS07     Marine Debris   Designed for deployment in inland ports,      Environmental   50
         Boom            harbours and docks. These are only to
                         enhance current practices and guidelines
                         and not as a replacement for agreed local
                         procedures.

SS08     Holding tank    Holding tank for storing waste oil            Environmental   50
         for waste oil   (Bunded). These are only to enhance
                         current practices and guidelines and
                         not as a replacement for agreed local
                         procedures.

SS09     Marine          The skimmers ability should be to skim        Environmental   50
         Skimmer         all floating fluids from the surface of
                         water. These are only to enhance current
                         practices and guidelines and not as a
                         replacement for agreed local procedures.

Safety

SS10     Defibrillator   Installation of a fixed defibrillator unit    Safety          100
         units and       and cabinet which is accessible to
         cabinets        the public. This item needs to be in a
                         prominent accessible location. Ongoing
                         checks ensuring cabinet accessibility and
                         functionality to be considered.

SS11     Non-Slip        Non-slip surface ensuring safe and level      Safety          100
         surfaces        walkways upon working areas (e.g.
                         rubber matting)

SS12     Lifebuoys and   Lifebuoys should be marked with the           Safety          100
         housing         name of the port and fitted with reflective
                         tape and should be circular in shape,
                         together with a throw line.

SS13     Rescue poles    Carbon fibre rescue poles which extend        Safety          100
                         out to approx. 17 meters and approx. 3kg
                         in weight together with secure housing.

SS14     Fixed Ladder    Suitable for egress and ingress at ports      Safety          90
                         and harbours. Consideration should
                         be given to the ladders anti-fouling and
                         anti-slip agents and production materials
                         should be of high resistance to abrasion
                         and will not corrode or rot.

SS15     Harbour         Will ensure that areas are suitably safe      Safety          90
         railings and    for all users. Materials should be of
         bollards        high resistance to abrasion and will not
                         corrode or rot.

                                          15
Item          Investment         Description                                   Focus Area    Item
Code                                                                                         Score

SS16          SOS Pedestal       Fixed pedestal for emergency equipment.       Safety        80

SS17          Harbour            Supply of suitable lighting made from         Safety        80
              lighting           materials of high resistance to abrasion
                                 and will not corrode or rot.

SS18          Marine             Robust fit for purpose first aid kit. PA/LA   Safety        70
              applicable First   are responsible for having suitably trained
              aid kit            and available first aiders.

Operational

SS19          Fish waste         Waste food waste bio-digester for the         Operational   80
              digester           utilisation of fish waste and or unwanted
                                 catches landed in compliance with the
                                 Landing Obligation.

SS20          Fixed or           Fixed or moveable fender designed to          Operational   80
              moveable           absorb the kinetic energy of a vessel
              fender             berthing against a jetty, quay or another
                                 vessel.

SS21          Harbour            New/replace existing i.e due to corrosion.    Operational   70
              Anodes

SS22          Fish dock          A robust digital scale to be sited            Operational   70
              digital scales     close to the quay for ease of reporting
                                 requirements such as catch recordings.

SS23          Internal and       Signs and/or noticeboards to be installed     Operational   65
              external           to assist and direct port users. All
              signage            signage requires to be in both Welsh
                                 and English. All signage should be
                                 weatherproof and displayed in prominent
                                 positions with adequate lighting.

SS24          Davit              Fixed or portable Davit crane                 Operational   60
                                 manufactured from steel, aluminium or
                                 stainless steel with a welded construction
                                 and enclosed motor compartment.

SS25          Mooring            General purpose mooring bollard               Operational   50
              bollards           suitable for a wide range of mooring line
                                 capacities.

SS26          Mooring buoys      General purpose mooring buoys                 Operational   50
                                 suitable for a wide range of mooring line
                                 capacities.

                                                  16
Item       Investment       Description                                  Focus Area    Item
Code                                                                                   Score

SS27       Cold stores,     A structure where bait or catch can be       Operational   45
           Chilled bait     stored, must be cold stores, lockable with
           storage          relevant access to the fishers to securely
                            store their bait or catch.

SS28       Pontoon          Fixed or moveable and made from              Operational   40
                            materials of high resistance to abrasion
                            and will not corrode or rot. By installing
                            a new pontoon would add mooring
                            capacity at harbours. Considerations
                            to be made by PA/LA responsible for
                            consents and licences.

SS29       Ice Plant        Capable of producing up to 5 tons of ice     Operational   40
                            per day. This item should be secured in a
                            suitable facility.

Security

SS30       Fixed security   Fixed Security System such as CCTV           Security      50
           camera system    which enhance the security of ports and
                            harbours for all its users. Installations
                            require to be waterproof and vandal
                            proof.

SS31       Security         Fixed security lights which project a        Security      50
           lighting         powerful, focused light over the specified
                            outdoor area and commercial buildings.
                            Should be wall-mounted fixture and
                            include motion sensors and solar
                            powered is desirable.

SS32       Security         Fixed fencing and gates which increase       Security      50
           fencing and      security to an area or property.
           gates

                                              17
You can also read