Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation

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Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
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                            Assessing Administrative Data
                            Systems on Justice for Children
                            A tool for country-level self-evaluation

                            PART 1   Instructions
© UNICEF/UN045564/Pirozzi
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
© United Nations Children’s Fund (UNICEF), Division of Data, Analytics, Planning                   Acknowledgements
and Monitoring, March 2021
                                                                                                   The preparation of the publication
Permission is required to reproduce any part of this publication. Permission will be freely        was led by Claudia Cappa and Nicole
granted to educational or non-profit organizations.                                                Petrowski (Data and Analytics Section,
                                                                                                   UNICEF Headquarters), who were
To request permission or for any other information on this publication, please contact:            responsible for strategic oversight and
                                                                                                   technical guidance. The initial tool was
UNICEF Data and Analytics Section                                                                  developed by Rena Ramkay (independent
Division of Data, Analytics, Planning and Monitoring                                               consultant) and refined with inputs from
3 United Nations Plaza                                                                             the many partners who contributed to its
New York, NY 10017 USA                                                                             review and country testing.
Email: data@unicef.org
Website: data.unicef.org                                                                           The publication was edited by Lois Jensen
                                                                                                   and designed by Elwa Design Studio.
All reasonable precautions have been taken by UNICEF to verify the information contained in
this publication. For any data updates subsequent to release, please visit .

Suggested citation: United Nations Children’s Fund, Assessing Administrative Data Systems
on Justice for Children: A tool for country-level self-evaluation. Part 1: Instructions, UNICEF,
New York, 2021.
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
Assessing Administrative
Data Systems on
Justice for Children
A tool for country-level self-evaluation

 PART 1   Instructions
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
4         Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

© UNICEF/UNI150369/Asselin
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
Contents   1         Overview
                     PAGE 6

           ∙∙ How the tool was developed
           ∙∙ Assessment criteria
           ∙∙ Indicators on justice for children
           ∙∙ Sources of information

           2         How to use the tool
                     PAGE 14

           ∙∙ Who should complete the questionnaires?
           ∙∙ Scoring the tool
           ∙∙ Interpreting the results
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
6   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

    Overview

                                                        Children come into contact with the                   procedures, human resources
                                                        justice system in a host of ways                      development, determining
                                                        – as victims, witnesses, because                      education and training needs,
                                                        they are in conflict with the law, or                 improving service delivery and
                                                        as parties to civil or administrative                 financing, monitoring and evaluating
                                                        processes, such as alternative care                   programmes and achievements, or
                                                        arrangements or asylum hearings,                      conducting research.
                                                        respectively. Children’s encounters
                                                        with the justice system, along with                   The Tool to Assess Administrative
                                                        information on the surrounding                        Data Systems on Justice for
                                                        circumstances, are usually recorded                   Children can be used to evaluate
                                                        by the authorities and service                        the capacity of statistical systems
                                                        providers that form part of the                       to collect, collate, analyse and
                                                        justice sector. Such information                      disseminate administrative
                                                        is essential to monitoring and                        data on justice for children at
                                                        evaluating the performance of the                     subnational and national levels. It
                                                        justice system and to understanding                   consists of two self-assessment
                                                        the profile of children who come                      questionnaires, presented in two
                                                        into contact with it. Yet these data                  separate booklets. The first, the
                                                        are often overlooked, especially in                   Sectoral Questionnaire, is to be
                                                        low- and middle-income countries,                     filled out by stakeholder institutions
                                                        since they may be incomplete in                       in the justice sector, including the
                                                        terms of coverage and information.                    police, prosecution services, courts,
                                                        Moreover, they often lack reliability                 social welfare and corrections
                                                        due to an absence of quality                          institutions. These respondents
                                                        controls and may not be up to date.                   are then asked to come together,
                                                                                                              along with other key personnel
                                                        High-quality and reliable information                 (as described on page 16), to
                                                        is necessary for all reporting and                    discuss and jointly fill out a second
                                                        decision-making on issues involving                   questionnaire, the Questionnaire for
                                                        children in contact with the justice                  the Central Reporting Facility and
                                                        system, whether the aim is policy                     All Stakeholders, which looks at the
                                                        development and implementation,                       system from a broader perspective,
                                                        development of governance                             at the national level.
                                                        and regulatory structures and
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
Overview           7

                                                                                                                              © UNICEF/UNI117430/Estey

The tool can be used to:            How the tool was                                           data on justice for children
• Inform key stakeholders           developed                                              •   A well-equipped data infrastructure
                                                                                               – that is, stable access to
  about aspects of
                                    The development of this tool relied                        information and communication
  administrative data on justice
                                    on existing diagnostic tools, none                         technologies (ICT) and database
  for children that they may
                                    of which focused on justice for                            software – along with adequate
  not be familiar with
                                    children. Good models were found                           human resources (sufficient
• Provide an evaluation of the      that assess health information                             personnel with the necessary
  administrative data system        systems and civil registration                             training without a high turnover
  on justice for children that      and vital statistics, providing the                        rate) and financing to support data
  can be used as a baseline for     foundation upon which this tool is                         collection, analysis and reporting
  monitoring improvements           built.1 Insights gleaned from country                  •   Strong coordination of data on
  over time                         studies undertaken in Montenegro                           justice for children
• Consult and build consensus       and Uruguay in 2018, Jordan and the                    •   Completeness of data on justice
  on the current state of the       Republic of Tanzania in 2019, and a                        for children
  administrative data system        stakeholder workshop in Canada in                      •   Effective and secure data
  on justice for children and       2019 were used to refine the tool.                         transmission
  needed improvements and                                                                  •   Standardized data and practices in
  priority investment areas                                                                    relation to justice for children
                                    Assessment criteria                                    •   Administrative data quality
• Mobilize technical and                                                                       assurance
  financial support to articulate                                                          •   Relevant use, robust demand and
                                    As illustrated in Table 1 (page 10),
  and implement a strategic                                                                    regular dissemination of such data.
                                    a mature administrative data system
  plan to improve/strengthen
                                    on justice for children possesses
  particular areas and/or                                                                  Accordingly, these components are
                                    the following characteristics:
  sectors of the administrative                                                            used as subsections in the tool’s
  data system on justice for                                                               questionnaires. The tool asks country
                                    • A comprehensive and coherent
  children.                                                                                stakeholders to assess their systems
                                      legal and normative framework
                                      for data and statistics on justice                   by identifying gaps and strengths at
                                      for children                                         the sectoral level (courts, police, social
                                    • Effective governance and the ability                 services, etc.) and in relation to the
                                      to plan in the area of administrative                thematic components outlined above.
                                    1

                                    1
                                      Health Metrics Network, ‘Strengthening Country Health Information Systems: Assessment and monitoring
                                    tool’, 2006, ; World Health Organization,
                                    ‘Section 3. Health Information Systems’, in Monitoring the Building Blocks of Health Systems: A handbook of
                                    indicators and their measurement strategies, WHO, Geneva, 2010, ; World Health Organization, Rapid Assessment of National Civil Registration and Vital
                                    Statistics Systems, WHO, Geneva, 2010, .
Assessing Administrative Data Systems on Justice for Children - A tool for country-level self-evaluation
8   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

    In addition to these components,                           indicators that reflect standards                        • Sentencing and restorative justice,
    the tool incorporates three core                           to track capacity in relation to                           reliance on noncustodial options,
    outcomes that should be present in                         child justice.3 This three-part                            and specialized sentencing
    an ideal administrative data system:                       toolkit includes a minimum set of                          guidelines and standards for
                                                               indicators on justice for children                         children are instituted
    • Child-focused – system design                            that were identified through a                           • Juvenile offender accountability,
      and operation have children’s best                       systematic review and development                          rehabilitation, reintegration, and
      interests at their centre                                process. While not the only measure                        prevention of recidivism become
    • Built from the community up –                            of performance, the ability of an                          the norm.
      local impact and engagement                              administrative system to produce
      in high-quality data collection                          data on a core set of indicators                         In the Sectoral Questionnaire,
      and use are important for                                provides important insights into                         Part 2 of the toolkit, indicators
      development outcomes involving                           the strength of that system. The                         relevant to individual sectors have
      children, as well as for feeding                         indicators included in the toolkit                       been included. Some overlap may
      into national planning                                   address children’s access to justice                     occur when several different sector
    • Cross-sectoral – strong                                  in a broad sense; however, they all                      stakeholders collect the same data.
      foundations across multiple                              share important guiding principles                       For example, family courts may
      sectors at the national level                            that uphold children’s rights.                           identify cases involving children
      are necessary to support an                              These principles are mentioned                           (custody and access, for example),
      administrative data system for                           to some degree in all international                      while social welfare will also collect
      children that is effective and                           instruments and should guide any                         data on individual children for
      durable.2                                                interventions related to justice for                     routine assessment in such cases.
                                                               children – from policy development                       Alternatively, more than one sector
    These principles were also                                 to interaction with and services                         may be charged with collecting
    incorporated into the diagnostic                           for children – ultimately measuring                      data for a particular indicator,
    elements of the tool. Respondents                          the extent to which countries                            although it is possible that only one
    are asked if staff are trained                             incorporate child rights into their                      of the sources actually does so.
    in child-friendly interviewing                             justice systems.                                         For example, both the police and
    techniques and if data protection                                                                                   the prosecution may collect data
    for children is established and                            The principles are as follows:                           on criminal proceedings initiated
    implemented (child-focused);                                                                                        against children. It will be up to
    if data are used for decision-                             • Children’s access to justice is                        each country team to decide which
    making, planning, budgeting and                              improved, including the ability to                     sector’s data will be used for joint
    programming improvements at all                              participate fully in proceedings,                      reporting on justice for children.
    administrative levels – district, state,                     equitable access no matter what
    regional, national (built from the                           region, and the ability to appeal                      It is helpful for countries to
    community up); and if governance                             court/tribunal rulings                                 distinguish between indicators that
    and coordination mechanisms for                            • Children’s equality before and                         are used for data collection and
    administrative databases on justice                          under the law is assured, including                    those that are included in reports.
    for children exist across multiple                           the right to nondiscrimination                         This assessment exercise should
    sectors (cross-sectoral).                                  • Effective assistance, remedies                         reveal when data are available,
                                                                 and reparations are available and                      though not currently used, and when
                                                                 provided to children who are                           data are not captured in records
    Indicators on justice for                                    victims                                                at all. It will also help countries
    children                                                   • Crimes against and by children                         understand which sectors require
                                                                 are prevented                                          more strengthening in relation to
    United Nations agencies and                                • Specialized and child-friendly                         data collection if it is revealed that,
    partners, as well as national                                procedures for all children in                         for example, the judiciary could
    governments, have developed                                  contact with the law are applied                       not report easily, if at all, on the
    2                                                          3
                                                                                                                        indicators assigned to its sector.

    2
        United Nations Children’s Fund, ADaMM: Admin Data Maturity Model v 1.5, unpublished draft.
    3
        United Nations Children’s Fund, Achieving Justice for Children: A review of innovative data initiatives around the world, UNICEF, New York, 2021.
Overview   9

Sources of information

The main sources of information
for the assessment are the
ministries of justice, interior/public
safety, attorney-general’s office/
prosecution and social welfare along
with the judiciary and civil society
organizations providing services
related to child justice. These are the
sectors that are usually responsible
for the generation, synthesis,
analysis and use of data on justice
for children. The diagram below
provides a breakdown of the main
data sources, organized by a child’s
contact with the justice system,
whether through conflict with the
law, as child victims or witnesses, or
as participants or interested parties in
civil and administrative processes. It
provides a starting point for countries
seeking to organize a national
process to assess its administrative
data on justice for children.              © UNICEF/UNI158311/Vockel

FIGURE 1
Common sources of administrative data on children in contact with the justice system

         Children in conflict                                                       Children in civil and
                                               Child victims/witnesses
            with the law                                                         administrative law processes

                  Police                                   Police
                                                                                       Civil courts/family courts/
                                                                                       administrative tribunals –
               Prosecutors                              Prosecutors                        judiciary or panels

        Criminal courts – judiciary             Criminal courts – judiciary
                                                                                        Legal aid/bar association
          Prisons/corrections or
                                            Social welfare/protection services
          rehabilitation centres
                                                                                 Social welfare/protection services
                                                 Legal aid/bar association
       Social welfare – counselling/
                probation                                                          Ombudsperson/human rights
                                                 Health/medical services            commissioner for appeals
           Diversion/mediation
                                               Traditional/customary justice
                                                                                   Traditional/customary justice
          Alternative measures

                                               NGOs/international NGOs/
         Legal aid/bar association
                                               civil society/faith services –          NGOs/international NGOs/
                                               shelters, psychosocial, etc.            civil society/faith services
       Traditional/customary justice
10   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

     TABLE 1
     Gauging the maturity of an administrative data system on justice for children: Three stages of development

                                                                 Current status of country in relation to the component
         Component
                                  System strengthening needed                     System moving towards maturity                           System is mature

                              The country lacks protective legislation         Some legislation exists to protect children      The country has adequate protective
                              for children, including laws providing           involved in criminal procedures, court           legislation for children (such as a
                              special provisions for children in criminal      processes and in relation to privacy and         Children’s Act, Juvenile Justice Law) and
                              procedures, court processes and in relation      confidentiality, but comprehensive laws are      special provisions exist for children in
                              to privacy and confidentiality.                  required or existing laws need updating.         criminal procedures, court processes and
                                                                                                                                in relation to privacy and confidentiality.

                              Legislation is incomplete in terms of child      Legislation covers some aspects of child         Legislation related to child rights and
                              rights and protections, juvenile justice, data   rights and protections, juvenile justice, data   protections, juvenile justice, data
                              privacy and access restrictions or, if already   privacy and access restrictions, and it is       privacy and access restrictions is fully
                              developed, has not been consistently             enforced, but not consistently.                  implemented and enforced.
                              implemented or enforced.

                A.            Obligatory data capture and reporting on         Some legislation, policies and regulations       National legislation, policies and
            Legal and         children in contact with the law are weak        for data capture and reporting on children       regulations for data capture and reporting
            normative         and need to be developed and enforced            in contact with the law exist, but they          on children in contact with the law exist
      framework for data      through legislation, policies and regulations.   require updating or amendments to make           and are enforced.
        and statistics on                                                      them more comprehensive. Enforcement is
       justice for children                                                    inconsistent.

                              There is no central reporting facility           Some legislation, policies and regulations       A national statistics office or central
                              or national statistics office with a             exist that compel a central reporting facility   reporting facility, with a clear mandate
                              clear mandate, including roles and               or national statistics office to regularly       and role, is responsible for collating,
                              responsibilities to ensure regular collating,    report on the achievement of justice for         reviewing and publishing data on the
                              reviewing and publishing of data on the          children, but they require amendments/           achievement of justice for children.
                              achievement of justice for children.             updating or must be implemented/
                                                                               enforced.

                              Data privacy and data protection are weak        There is a comprehensive data privacy            Data privacy and access to information
                              and require that a regulatory framework be       and regulatory framework that is not well        are strictly regulated through legislation
                              adopted and implemented among justice            known or enforced at some subnational            and all justice actors comply, with strict
                              actors.                                          levels or among some justice for children        penalties for noncompliance.
                                                                               sectors.

                              A data governance framework does not             Either a formal or informal data                 A formal data governance framework
                              exist and must be developed for justice          governance framework exists to guide             on justice for children exists, including
                              for children data among stakeholder              data responsibilities, definitions, coding       well-defined institutional responsibilities,
                              institutions. Alternatively, an existing data    instructions, data storage and security, data    definitions, coding instructions, data
                              governance framework, such as that used          collection, management and reporting,            storage and security, data collection,
                              in criminal justice, for example, may be         but it does not cover the entire justice for     management and reporting.
                              used to guide data collection and reporting      children sector (for example, it is limited
                              on justice for children.                         to violence against children and does not
                                                                               cover juvenile justice).

                              Reporting is weak to non-existent in the         Legislation and/or regulations and policies      Legislation and/or regulations and
              B.              area of justice for children. Regulations/       delineating which institutions must capture      policies delineate which institutions are
          Governance          policies should be established to specify        and report on data, including frequency          responsible for capturing which data,
         and planning         which institutions are responsible for           and form, exist and may be adequate, but         as well as the frequency and form of
                              capturing and reporting on data and the          not all responsible institutions report as       reporting on those data.
                              frequency and form of such reporting.            expected.

                              There is no emergency or natural disaster      No formal planning mechanism exists. In            In emergency or natural disaster
                              response plan in place in relation to specific this case, either a child justice working          response, there is a planning mechanism
                              data requirements on justice for children.     group or one of the institutions in the            under the data governance framework
                                                                             justice sector could coordinate a response         on justice for children to capture specific
                                                                             in an emergency or natural disaster                and/or additional data required.
                                                                             situation.
Overview    11

                                                          Current status of country in relation to the component
  Component
                           System strengthening needed                     System moving towards maturity                           System is mature

                      Stationery supplies are not always available      Stationery supplies are generally available     Necessary supplies such as forms, paper
                      and phones, computers, printers and copiers       everywhere, but there are widespread            and pens are adequate, and equipment
                      are very limited. Institutions responsible for    shortages of phones, computers, printers        such as phones, computers, printers and
                      administrative data on justice for children       and copiers outside of urban areas.             copiers are widely available.
                      require adequate supplies and equipment at
                      national and subnational levels.

                      ICT infrastructure is only found at national      ICT infrastructure may be available at          All stakeholder institutions have ICT
                      levels, if at all. Subnational levels are not     subnational and national levels (or only in     infrastructure at subnational and national
                      reliably connected to an ICT infrastructure,      urban areas), but data are not transferred      levels and use electronic databases
                      and intranet or web-/cloud-based platforms        through intranet or web-/cloud-based            to collect and compile data that are
                      have not been established.                        platforms. Data are transmitted through         connected via intranet or web-/cloud-
                                                                        email or manually.                              based platforms.

                      There is either no connection to an intranet      No business intelligence tool is used to        With an intranet or web-/cloud-based
                      or web-/cloud-based platform anywhere or          generate automatic summaries, although          platform, all subnational data can be
                      this is only available at the national level.     there may be intranet or web-/cloud-based       retrieved at a central reporting facility.
                      The result is that the central reporting          platforms used to connect database              The use of business intelligence software
         C.           facility must go through a process of data        systems, either in urban capitals or            enabling automated summaries of key
Data infrastructure   input, coding and organization before             throughout the country.                         performance indicators is commonplace.
  and resources       reporting, a time-consuming endeavour
                      that makes it untenable to report more
                      frequently than annually.

                      Staff may receive only on-the-job training,       Training is either provided outside or on the   All staff are provided with adequate
                      if at all, and the lack of training is an         job, but it is frequently not enough.           training to carry out their jobs in relation
                      impediment to the quality of administrative                                                       to administrative data on justice for
                      data on justice for children.                                                                     children.

                      Staff turnover is higher than 30% and it is       Staff turnover rate is between 11% and          Staff turnover rate is 10% or below,
                      difficult to retain skilled and experienced       30%. Improvements could be made to              resulting in the retention of experienced
                      data workers.                                     retain skilled staff.                           data workers.

                      Currently, no national budget line exists for     While a national budget may be provided         National budgets provide for a functioning
                      ICT in the area of justice for children, either   for ICT, it is not adequate to provide a        information system as well as ICT
                      at subnational or national levels.                functioning system at subnational and           upgrades and maintenance as needed,
                                                                        national levels.                                both at national and subnational levels.

                      There is no formal inter-agency committee         No formal inter-agency committee exists,        A formal inter-agency committee exists to
                      and little cooperation exists among               but personal relationships are used to share    ensure that there are protocols in place for
                      stakeholder institutions, resulting in            and exchange information and resolve            sharing and exchanging information among
                      duplication of data collection and reporting,     problems, although these are not always         stakeholder institutions. Information
                      inconsistencies in statistical reports and        effective.                                      systems can interact, and committee
                      incomplete analysis.                                                                              members are comfortable contacting one
                                                                                                                        another when in need of data.

                      Information-sharing protocols do not              While there are information-sharing             Information-sharing protocols among
        D.
                      currently exist and data are not exchanged        protocols among some or even all justice        involved institutions exist, and data are
  Coordination
                      across institutions. Protocols need to be         institutions, data are not easily exchanged     shared securely and electronically across
of data on justice
                      developed, and stable electronic systems          due to inadequate ICT systems.                  these institutions.
   for children
                      for data exchange should be established.

                      None of the ICT systems are linked and            Among justice institutions, ICT systems         ICT systems were developed to ensure
                      data may be exchanged manually, but not           were developed independently of one             the full integration of the police,
                      electronically. Electronic data linkages          another, making integration impossible.         prosecution, court and social welfare
                      need to be established among stakeholder          Data are exchanged either manually or by        database systems.
                      institutions.                                     programmed software interface to recognize
                                                                        different codes.
12   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

                                                                    Current status of country in relation to the component
         Component
                                   System strengthening needed                        System moving towards maturity                             System is mature

                              Statistics for none to some of the key               The database systems can generate reports         Disaggregated statistics on all the
                              indicators can be reported on annually,              on some of the indicators, but not all, and       recommended indicators on justice for
                              but there is no consistent reporting                 reports may be generated nationally or only       children can be reported on annually at
                              of disaggregated data and there is no                at local levels.                                  national and subnational levels.
                              supporting ICT infrastructure to allow for
                              both subnational- and national-level figures.

                              Reporting forms/registers are not                    Standardized forms exist at national and          A mandatory, single standardized form/
                E.            standardized and significant narrative               subnational levels, and use of forced             register is completed online, at the
         Completeness         reporting exists. Forced data fields and skip        data fields and skip logic to ensure data         national and subnational levels, to
            of data on        logic (not allowing for blank responses)             collection completeness is limited.               capture data. It relies on forced choice
       justice for children   will need to be incorporated into electronic                                                           data fields and does not allow for
                              registers for recording data.                                                                          skipping of data.

                              Neither common definitions nor record                There is limited use of common record             Data are compatible among all stakeholders
                              identifiers exist across stakeholder                 identifiers in databases, and improvement         through the use of common record
                              institutions, and records cannot be easily           can be made in common definitions of              identifiers in databases and common
                              shared or exchanged.                                 variables and codes to enable seamless            definitions of variables and codes used by
                                                                                   data transfers.                                   each institution, making data transfer to the
                                                                                                                                     central reporting facility seamless.

                              A paper-based system requires manual                 Local systems still use paper copies              All data are collected through an intranet
                              collation of data from local to regional to          of records that need to be scanned or             or web-/cloud-based system that allows for
                              national offices and does not permit real-           electronically input at regional or national      centralized database updates each time a
                              time data availability.                              levels. Regions may or may not have intranet      record is entered, with real-time viewing of
                                                                                   or web-/cloud-based systems.                      local data from the national offices. Local
                                                                                                                                     records can be accessed from regional and
                                                                                                                                     national offices easily.

                              Reporting from subnational levels is                 A schedule for reporting exists and delays        There is an agreed schedule for when
               F.
                              intermittent, and little effort is made by the       may occur in timely report submission.            statistics and reports are due, and
       Data transmission
                              national offices to encourage more timely,           These may or may not be communicated to           reporting deadlines are taken seriously and
                              regular reporting.                                   the central reporting facility.                   closely monitored.

                              None of the national offices of each                 While the ability to critically evaluate          Each institutional sector has the capacity,
                              institutional sector can evaluate and                requests for information exists, as does          at national levels, to critically evaluate
                              respond to external requests for information         the capacity to provide anonymized data,          requests for information in line with
                              in a timely manner that respects the                 a timely response to external requests is         legislation/policies/procedures and to
                              confidentiality and privacy of children.             unlikely.                                         provide anonymized data in a timely
                                                                                                                                     fashion.

                              Not all of the key indicators are collected by       Some of the key indicators are collected by       All stakeholder institutions collect data on
                              stakeholder institutions, requiring that these       stakeholder institutions at the national level,   the key indicators and have the capacity to
                              be incorporated into data collection forms/          but this varies at subnational levels.            do so at national and subnational levels.
                              registers at national and subnational levels.

                              There is no systematic or complete                   Some, but not all, stratifiers are found in       All data are disaggregated as proposed in
                              disaggregation of data possible for children         administrative databases. However, it may         each institution’s administrative database
                              who come into contact with the justice               be very difficult to extract and report on        at all levels of data capture. Since they are
                              system.                                              disaggregated data when records are paper-        electronically input, stratified data reports
                                                                                   based at local levels, for example.               can be easily extracted and produced.

               G.             Written or informal procedures/guidelines            Either written procedures or informal             There is a set of written procedures for
       Standardized data      do not exist and must be developed for               guidelines exist for collection, storage,         managing administrative data on justice for
        and practices in      managing data collection, storage, cleaning,         cleaning, coding, quality control and security,   children, including guidelines for collection,
       relation to justice    coding, quality control and security for data        but they are not consistently implemented         storage, cleaning, coding, quality control
          for children        on justice for children in all institutions and at   and adhered to.                                   and security, in all institutions and at
                              subnational and national levels.                                                                       subnational and national levels. These
                                                                                                                                     procedures are strictly adhered to.

                              If written codebooks do exist, they are not          Written codebooks exist, although they            Written codebooks exist to provide a
                              in use.                                              may be out of date, and they may not be           single definition for each data variable
                                                                                   found at all subnational levels. Adherence is     and specifications for data collection
                                                                                   inconsistent.                                     methods, transmission and use, which
                                                                                                                                     are aligned with national legislation and
                                                                                                                                     international standards. All institutions
                                                                                                                                     at subnational and national levels strictly
                                                                                                                                     adhere to these codebooks.
Overview    13

                                                      Current status of country in relation to the component
  Component
                        System strengthening needed                    System moving towards maturity                             System is mature

                    Staff training and guidance are not             On-the-job as well as external training in         Staff working in data recording and
                    sufficient for data quality assurance, nor      data recording and extraction are in place.        extraction are trained and formally
                    are there system measures in place,             System quality assurance, such as through          tested on their knowledge. There is a
                    such as drop-down menus/forced choice           drop-down menus/forced choice data fields          written guide for quality control and
       H.
                    data fields and skip logic to prevent           and skip logic, are not in standard use.           system measures, such as drop-down
 Administrative
                    data omissions. Data recording and              Random sampling of data may take place             menus/forced choice data fields and skip
  data quality
                    extraction errors need to be systematically     at the central reporting facility, but it is not   logic, requiring that a field be entered
   assurance
                    addressed.                                      systematic. Local supervisors may provide          before moving on. These are in place to
                                                                    oversight of staff inputting data.                 ensure consistency and prevent errors.
                                                                                                                       Managers provide regular oversight.

                    Administrative data on justice for children     Administrative data are used to compile            Administrative data on justice for children
                    are not seen as having strategic value and      crime statistics on juvenile offenders             provide citizens with information on
                    their use is limited. Awareness-raising         and child victims annually. They may be            government accountability to deliver
                    as to the benefit of administrative data        used to monitor programming and track              justice for children. Government
                    for monitoring, evaluating, budgeting,          trends in child victimization and juvenile         demands administrative data for
                    planning, policymaking and research may         offending, but not for other purposes.             programme monitoring, development of
                    yield improvement, as could a champion in       Anonymized data are shared with                    policies and programming to respond to
                    this area.                                      researchers upon request.                          identified issues, budgeting and strategic
                                                                                                                       planning. Managers demand these
                                                                                                                       data to measure whether targets and
                                                                                                                       goals have been achieved. Researchers
                                                                                                                       request anonymized data to carry out
                                                                                                                       different analyses on justice trends and
                                                                                                                       to evaluate programming in this area.
                                                                                                                       Demand is regular and continuous.

                    There is no training of staff to analyse data   Staff have been trained to analyse data            Staff at both national and subnational
                    on children’s involvement in the justice        on children’s involvement in the justice           levels who analyse data on children’s
                    system.                                         system, but only at the central reporting          involvement in the justice system have
                                                                    facility.                                          been adequately trained.

                    Reports from the central reporting facility     At a minimum, annual reports are                   Weekly, monthly, quarterly, biannual
                    that use administrative data on justice for     produced from the central reporting facility       and annual reports are produced from
                    children are rarely or never produced.          and reports may also come out biannually           administrative data on justice for children
                                                                    and quarterly.                                     by the central reporting facility.
        I.
Data use, demand
and dissemination
                    Governments may use administrative data         Administrative data on justice for children        Governments use administrative data on
                    on justice for children to produce crime        are used by governments to inform                  justice for children to evaluate department
                    statistics involving children, but there is     planning and decision-making at national           performance, plan and allocate resources,
                    limited use otherwise. The data are not         and regional levels, but not locally.              respond to periodic monitoring
                    considered to be of good quality.               They are used to produce annual crime              requests from international and regional
                                                                    statistics involving children. Data quality is     intergovernmental organizations, and
                                                                    considered average.                                to set policies in order to improve the
                                                                                                                       experience of children involved in the
                                                                                                                       justice system. Data are perceived to be
                                                                                                                       of high quality by these users.

                    Data are not used nationally or                 Reports generated from the central                 The reports coming from the central
                    subnationally by government to inform           reporting facility on justice for children are     reporting facility on justice for children
                    planning or strategic decision-making.          used for national planning and strategic           are used by all levels of government
                    Reporting on justice for children needs to      decision-making, but not at subnational            (subnational and national) to inform
                    add value to government activities.             levels.                                            planning and strategic decision-making.

                    Little awareness-raising and limited            Key indicators are not generally well known        Key indicators on justice for children
                    reporting have resulted in an absence of        except among specialists, such as judicial         are well known among political leaders,
                    knowledge about key indicators on justice       educators, researchers/academics and               government ministers, senior managers,
                    for children.                                   juvenile police.                                   academic researchers and the media.
14   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

     How to use the tool

                                                         The Tool to Assess Administrative                     How the process is conducted is
                                                         Data Systems on Justice                               left to the discretion of countries.
                                                         for Children is designed for                          For example, selected staff within a
                                                         stakeholders working on                               sector could fill out the questionnaire
                                                         administrative data in sectors/                       jointly. Or, selected staff could fill
                                                         institutions involved in delivering                   it out individually, and then come
                                                         justice for children. It is intended                  together as group to discuss and
                                                         to help people working in these                       jointly fill out the questionnaire that
                                                         sectors to understand the strengths                   is to be submitted for that sector.
                                                         and gaps in their administrative                      Respondents should indicate which
                                                         data systems. With knowledge of                       sector is filling out the tool by
                                                         their needs, the various institutions                 checking the appropriate box at the
                                                         can make decisions and prioritize                     front of the questionnaire.
                                                         investments in their respective
                                                         administrative data systems and the                   Also included in the tool is an
                                                         national system of data reporting,                    additional questionnaire intended
                                                         including examining the need for a                    for all stakeholders, including the
                                                         central reporting facility.                           central reporting facility for data
                                                                                                               on justice for children, if it exists,
                                                         The Sectoral Questionnaire is                         to fill out together at the national
                                                         organized by institutional sector,                    level. The Questionnaire for the
                                                         including the police, prosecution                     Central Reporting Facility and All
                                                         services, the courts (criminal/                       Stakeholders, Part 3 of the toolkit,
                                                         juvenile, civil, family, religious)                   examines the intricacies of the
                                                         and social welfare/corrections. It                    administrative data system, as well
                                                         is expected that each sector (for                     as how data are captured, collated,
                                                         example, civil courts) will fill out                  analysed and reported on in the
                                                         its own questionnaire.                                area of justice for children.
How to use the tool     15

Each sector agency or institution                       Each country will have a different                      centres’ instead of ‘corrections
is expected to complete both                            context, with different department                      institutions’, as relevant.
its own self-assessment and to                          and ministry names, different
participate in the national-level                       administrative levels (not all                          This assessment exercise
self-assessment, by completing                          countries have states or districts,                     would ideally be repeated at an
the following questionnaires:                           for example), and are at different                      appropriate interval, as determined
                                                        stages of development in terms of                       by a country’s circumstances,
• Sectoral Questionnaire for the                        their administrative data systems.                      preferably with the same
  police (24 questions/72 points),                      The tool uses generic labels, and it                    stakeholders, in order to monitor
  prosecution/attorney-general’s                        is expected that those completing                       progress and inform future plans to
  office (24 questions/72 points),                      the self-assessment will adapt                          continuously improve the country’s
  courts4 (24 questions/72 points),                     to their own country context, for                       administrative data system on
  and social welfare/corrections5                       example, using ‘juvenile education                      justice for children.
  (24 questions/72 points).
• Questionnaire for the Central
  Reporting Facility and All
  Stakeholders (34 questions/102
  points).

Questions have been grouped into
nine areas:

• Legal and normative framework
  for data and statistics on justice
  for children*
• Governance and planning*
• Data infrastructure and resources
• Coordination of data on justice
  for children*
• Completeness of data on justice
  for children
• Data transmission
• Standardized data and practices
  in relation to justice for children
• Administrative data quality
  assurance
• Data use, demand and
  dissemination.

The starred (*) categories are
found only in the Questionnaire
for the Central Reporting Facility
and All Stakeholders, since these
questions relate to national-level
criteria and centralized coordination
and are less relevant to individual
sectors.                                                                                                                            © UNICEF/UN045580/Pirozzi
4

5

4
  Each of the different courts – criminal/juvenile, civil, family and religious, if relevant – should complete a separate questionnaire.
5
  If these are two separate ministries or departments, it may make sense to have each institution complete the questionnaire separately. Corrections departments
and social welfare have different names in different countries. The stakeholders here are the ones who provide social and protective services support to children
(social welfare) and those who operate the institutions (corrections, remand, educational centres) and programmes (pre-trial and post-trial diversion, community
service, reintegration programming) for child offenders (corrections).
16   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

                                                                                                                            © UNICEF/UNI99097/Dormino

     Who should complete the questionnaires?

     The self-assessment examines                        questionnaire. Likewise, social                       At least one member of the national
     many areas, including database                      welfare and corrections should                        statistics office should also be
     systems, tools and software for                     conduct separate assessments.                         present for the national-level self-
     systems, data categories and                        Any other subsector agency/                           assessment since legislation may
     coding, data input, practices                       institution should feel free to                       grant exclusive permission to this
     and procedures, and legislation/                    complete a separate questionnaire if                  office to use and report on data.
     policy that shapes and limits                       it makes sense due to the existence                   This representative should be
     the administrative data system.                     of different database systems.                        knowledgeable about justice for
     Therefore, it requires input from                                                                         children, trained as a statistician or
     those who are knowledgeable                         When filling out the Questionnaire                    demographer, and be comfortable
     about these issues. It is expected                  for the Central Reporting Facility                    discussing electronic databases.
     that each sectoral self-assessment                  and All Stakeholders, those who
     process will involve ICT experts,                   completed the questionnaire for                       Database administrators and a
     database designers (if available),                  each sector should ideally be                         representative working directly
     database administrators, data                       present. ‘Central reporting facility’                 with children from administrative
     analysts, monitoring and evaluation                 refers to a separate institution, if                  tribunals, the national human
     experts, a person responsible for                   it exists, responsible for collecting                 rights institution and/or the
     intersectoral coordination, and a                   data on justice for children from                     ombudsperson’s office should
     representative who interacts with                   all relevant sectors and producing                    also participate in the national-
     children and uses the database                      comprehensive reports on justice                      level assessment with the goal
     to record the interaction. Some                     for children indicators. In some                      to improve their data capture in
     representation from district,                       countries, the central reporting                      the area of justice for children. If
     state, regional and national hubs                   facility is a unit attached to the                    administrative tribunals already
     receiving data is also beneficial.                  national statistics office. If such a                 collect data specific to children and
     All participants completing the                     facility does not exist, the national                 can report on the minimum set
     assessment should have knowledge                    self-assessment exercise may help                     of indicators, it is recommended
     and experience in justice for                       determine if a particular sector                      that these stakeholders conduct
     children related to the specific                    can take on a centralized role to                     a separate sectoral assessment
     sector (juvenile police, for example).              report on behalf of others, or if                     of administrative tribunal data
     The courts – including criminal                     investments should be made to                         on children and that these
     (juvenile-focused, if available),                   create a separate facility to collect                 representatives join the national-
     civil, family and religious courts, if              and report on child justice data at                   level assessment.
     relevant in the country context –                   the national level.
     should each complete a separate
How to use the tool
                                                                                                                            17

Scoring the tool

A score sheet is provided
at the beginning of the
                                  How to score response scenarios
sectoral and the national-level
questionnaires. For each
question in the assessment        Response scenario                             A          B          C           D
tool, stakeholders select one
of four response scenarios        Score                                         3          2           1          0
(labelled A, B, C and D),
which describe a range
of hypothetical scenarios         Each question should be discussed           and 102/102 for the national-level
allowing for an objective         by the group members completing             questionnaire. Each question has
and numbered rating. The          both the Sectoral Questionnaire             a maximum point value of 3 and a
numeric value attached to         and the Questionnaire for the               minimum of 0. Once the sum of
each scenario permits a total     Central Reporting Facility and All          all 24 questions for the sectoral
score to be obtained within       Stakeholders.                               assessment is known, that number
each section, as well as a                                                    should be divided by 72 to get the
total score for all sections.     To finalize the scoring for                 percentage score. For example,
The highest score (3) is given    each sector, numeric scores                 a score of 58/72 would result in a
for a scenario considered         are converted into averages/                score of 81 per cent (58 divided by
‘highly adequate’ when            percentages. For a total score,             72). The national-level assessment
compared to the minimum           the numeric responses for all               is scored out of 102, so a score of
score of zero (0), which is       questions should be added for a             83, for example, would also result
regarded as ‘not functional’.     total score (out of either 72 for           in a percentage score of 81 per
If the situation in a country     each sector or 102 for the national         cent, suggesting that the system is
is not precisely defined by       level). A perfect score would be            functional, but needs improvement.
any of the four options,          72/72 for sectoral assessments
the response scenario that
most closely aligns with
current practice, systems         Percentage scores and their ratings
and structures should be
selected. The comments            Score (%)        Rating                  Actions to consider
section in the response
options table allows those                                                 Substantial system improvement is required
                                  Below 34         Not functional
                                                                           in all areas
responding to provide
additional clarification or
detail for future reference.                                               Multiple issues require attention, with many
                                  35-64            Weak
The scoring is expected to                                                 aspects of the system not functioning well
provide an indication of the
functionality and quality
of the administrative data                                                 The system works, but some elements
                                                   Functional, but needs   require attention; specific weaknesses might
system and the data it            65-84
                                                   improvement             be more comprehensively examined before
produces.                                                                  making changes

                                                                           Minor adjustments might be required in an
                                  85-100           Well-functioning
                                                                           otherwise well-functioning system
18   Assessing Administrative Data Systems on Justice for Children: A tool for country-level self-evaluation

     Interpreting the results

     This tool is purely diagnostic in that it                critical system needs and immediate                       accessed by the courts. Another
     does not provide recommendations                         investment priorities, as well as mid-                    country may be lacking coordination
     for how the country should proceed                       term and longer-term support and                          and a governance structure among
     in order to improve its administrative                   development necessary to improve                          the justice for children institutions
     data system on justice for children.6                    monitoring and reporting on justice                       that gather and report on data.
     Nor is the tool exhaustive. It is                        for children.                                             In this case, an existing justice
     not intended to closely evaluate                                                                                   for children working group could
     software programmes for data                             For example, in most countries, the                       be called upon to establish a
     collection, for example, but rather                      police have fairly comprehensive                          sub-working group or committee
     to examine the administrative data                       data records on accused offenders                         devoted to strengthening the
     system, both as a whole and in                           and their victims. However, these                         administrative data system
     selected parts, with the aim of                          records may be paper-based in                             through better coordination and
     identifying the general areas and                        some locations and it might be                            the development of a governance
     sectors of the system that would                         a priority to provide electronic                          framework, building on what is
     benefit from targeted intervention                       systems and statistical software to                       already in place.
     and investment. It supports the                          this sector. It may also be important
     use of existing data collection and                      that these new systems are able to                        In conclusion, this assessment tool
     reporting tools first, looking at ways                   link with the prosecution service so                      will identify which sectors have
     to enhance or strengthen these. It                       that data are complete and do not                         adequate systems and which do
     also recognizes that there are no                        need to be entered into the system                        not. It will also identify some of
     specific stages through which an                         more than once. Alternatively, if civil                   the gaps within and among sectors
     administrative data system must                          courts are not able to report on the                      (that is, the need to link or integrate
     develop, since emerging technology                       number of cases heard that involve                        systems). While this information
     could ‘leapfrog’ one sector of a                         children, and the social welfare                          is critical to understanding
     low-income country from a paper-                         system collects information on each                       administrative data system
     based system to a state-of-the-art                       child assessed for these cases,                           requirements, the country context
     electronic database. There is no                         it may be a priority to develop a                         is just as important to ensure that
     need to move through the more                            system linkage whereby social                             future plans and investments result
     cumbersome and less efficient                            welfare uses court file numbers as                        in better data on justice for children
     development that occurred in many                        part of its data codes that can be                        for decision-makers.
     high-income countries that took
     advantage of technologies that were
     new at the time, but not nearly as
     efficient as today’s systems.

     Since countries develop their
     administrative data systems at
     different paces, there is no one-size-
     fits-all approach to strengthening
     these systems. Each country will
     have different requirements to
     improve its system and each sector
     will identify its own system gaps
     and strengths. The stakeholders
     who conduct the national-level
     assessment are expected to
     evaluate these requirements and
                                                                 © UNICEF/UNI27995/Noorani
     build consensus, as a first step, on
     6

     6
       Some broad considerations for undertaking activities to improve data on justice for children that emerged from the research and country studies undertaken
     to develop this tool are documented in: United Nations Children’s Fund, Achieving Justice for Children: A review of innovative data initiatives around the world,
     UNICEF, New York, 2021.
How to use the tool   19

© UNICEF/UNI75408/Pirozzi
UNICEF Data and Analytics Section
 Division of Data, Analytics, Planning and Monitoring
                3 United Nations Plaza
              New York, NY 10017 USA

Email: data@unicef.org      Website: data.unicef.org
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