Carterton Drainage Strategy - Stage 1 - Initialise/Prepare - Thames Water

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Carterton Drainage Strategy - Stage 1 - Initialise/Prepare - Thames Water
Carterton
Drainage
 Strategy
 Stage 1 - Initialise/Prepare
Carterton Drainage Strategy - Stage 1 - Initialise/Prepare - Thames Water
Introduction
Why sewer flooding
Britain’s first sewerage systems were            challenges arising in our predominantly                   This document contains:
constructed 150 years ago in the                 rural catchments in the Thames Valley,
Victorian era, and have served us well for       Surrey and Kent.                                          • an Introduction to the work
generations. The sewer network Thames                                                                        we are undertaking to
Water operates today has been much               A number of factors including population
                                                                                                             alleviate sewer flooding in
improved and vastly extended over the            growth, less frequent but heavier rainfall,
years; yet it remains under increasing           the urbanisation of green spaces and                        our region
pressure.                                        changes in agricultural land practices,                   • a Feedback: Q&A section
                                                 and utilised machinery, occasionally                        addressing key questions
Everyday our network manages the                 overwhelm our sewer network. The result                     from customers and
demands of one of the world’s busiest            can be unwanted sewer flooding for                          stakeholders
and most densely populated capital               customers and our neighbouring natural
                                                                                                           • the Carterton Drainage
cities, and its urbanised surrounding            environments.
areas; together with the equally complex                                                                     Strategy technical
                                                                                                             document.
What can be done and when?
Sewer flooding is unacceptable. We have          to produce a drainage strategy for our
undertaken extensive customer research           affected catchments with a primary focus
and initiated a programme of work to             on our sewerage network. As outlined
improve drainage and alleviate sewer             in Figure 1, the strategies will develop
flooding issues across our region.               throughout the 4-stage framework to
                                                 define how we intend to alleviate sewer
We are adopting the good practice                flooding or to address growth related
Drainage Strategy framework* developed           issues in each area sustainably, and
by the Environment Agency and Ofwat,             economically, over the next few years.
the water industry economic regulator,

Figure 1 High-level Drainage Strategy framework* and estimated delivery
and intervention timeline**
                                    2015 - 2017                              From 2018
                                                                              onwards

  We are           Stage 1              Stage 2                 Stage 3          Stage 4
   here            Initialise/            Risk                  Options        Intervention
                    prepare            assesment                appraisal
                                                Implementation of             Long-term capital
                                              'quick-win' operational            investment
                                             solutions as appropriate           interventions

* The detailed 4-stage Drainage Strategy framework can be found in the following Drainage
Strategy document. ** The estimated delivery timeline is dependent on factors including
weather conditions and is, therefore, open to change. The intervention timeline includes the
implementation of ‘quick-win’ operational solutions throughout Stage 2 & 3, and long-term
capital investment interventions in Stage 4.

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Carterton Drainage Strategy - Stage 1 - Initialise/Prepare - Thames Water
Who will resolve the sewer flooding?
There are a number of stakeholders              land and highways, utilising appropriate
who, like us, have important drainage           agricultural practices and maintaining
responsibilities and therefore, play an         private drains.
essential role in resolving sewer flooding
in our region. These stakeholders include       We take full responsibility for resolving all
customers, private land owners and the          drainage and sewer flooding issues that
Environment Agency; to name but a few.          fall within our remit. If the causes of sewer
We are seeking to work in partnership           flooding sit outside of this, we will support
with all stakeholders to ensure that            the responsible stakeholder to resolve
together, we implement and maintain the         the issue and to reduce the impact on
most effective and sustainable drainage         customers.
strategies.
                                                Figure 2 provides a high-level view of the
Just as our responsibilities to improve         stakeholders responsible for drainage
drainage and alleviate sewer flooding           in each catchment area, more detail
focus on removing and treating                  regarding responsibilities can be found
wastewater, other stakeholders’                 in Section 1 of the following Drainage
responsibilities include managing local         Strategy document.
flood risk on riverbanks, ground water,

Figure 2 Partners with Drainage Responsibilities

                            Thames            Customers
                              Water

                                                      Land and
                     Council/         Responsible     Riparian
                    Highways           Drainage       Owners
                     England           Partners

                                              Council/Lead
                            Environment
                                              Local Flood
                                 Agency
                                              Authority

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Next steps
Over the coming months we will undertake the following activities as this drainage
strategy develops:                                                                                  We will regularly consult
                                           • Continue to consult with customers                     with customers and
           2015 - 2017                       during this stage and every stage,                     stakeholders, update and
                                             through meetings, communications                       republish this document
                                             and surveys. We have gained important
                                             customer feedback during this first                    throughout this 4-stage
                  Customer                   stage, which we are using to shape our                 framework process.
                  Focus Actions              activities
                                           • Publish strategy documents for
                                             comment and contribution, throughout
                                             this framework process.

                  Partnership              • Continue to establish partnership
                  Actions                    working with the regional drainage
                                             stakeholders, and agree ongoing
                                             consultation processes.

                                           • Define catchment flooding
                  Other Key                  uncertainties
                  Actions                  • Prepare flooding risk data
                                           • Undertake ongoing repair work to our
                                             sewer network, as the strategy develops
                                             and our investigations identify
                                             reparation work linked to drainage and
                                             flooding issues.

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Feedback: Q&A
Your questions answered

We are committed to listening to, consulting and collaborating with customers and stakeholders on
our sewerage network activities and plans. We have addressed key feedback and questions raised by
customers and stakeholders in the Carterton catchment, and customers affected by flooding throughout
the region, in this Feedback Q&A section. As far as possible, and as is relevant to Stage 1 in the
framework process, we have incorporated feedback from customers and stakeholders into our network
strategy development. More detail can be found throughout the following Drainage Strategy document.

Q1   Will undertaking this Drainage Strategy framework                                           We are committed to
     process defer essential work in our area?                                                   listening to, consulting and
Answer                                                                                           collaborating with customers
It is essential for us to complete this       in Section 7 of the Drainage Strategy              and stakeholders on our sewerage
drainage strategy process, which has been     document. Our previous investigations              network activities and plans.
developed and recommended by the              have identified some sources of inflow,
water industry economic regulator Ofwat,      such as the misconnection of surface
and the Environment Agency.                   water to foul sewers. However, as stated
This will enable us to better understand      in the following strategy, we are not
the root cause of the sewer flooding issues   yet able to say how much this impacts
affecting the catchment, before any major     on flooding and will update this as our
investment can be considered. However,        plan develops through Stage 2 to Stage
we may carry out some repair works as this    3 –Option Appraisal. Therefore, this more
strategy develops, in the event that our      detailed approach is required to ensure
investigations identify faults or problems    that the most effective and sustainable
with the sewerage network that are highly     drainage strategies are implemented in
likely to have caused flooding, as outlined   the Carterton catchment.

Q2   What drainage actions are you undertaking in our area,
     and when will they be happening?
Answer
As stated above, we are developing our        Actions underway or planned include:
plan for this area and will provide further   (For more information please see Table 4)
details as our plan develops through
Stage 2 to Stage 3 - Option Appraisal. The    1   Stakeholder engagement activities
following drainage actions have already       2   Monitoring of pumping station flows
been undertaken, or are underway, in the      3   Sewer and Manhole surveys
Carterton catchment:                          4   Customer surveys
                                              5   Innovative solution analysis.
Actions completed include: (For more
information please see Table 2)

1   CCTV survey
2   Site reconnaissance
3   Hydraulic modelling
4   Depth monitor installation
5   Replacement pumps.

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Q3 Are you renovating the sewers in our area?
Answer
As our strategy work continues, we will         contributing to, or causing, drainage and
target and repair localised sewer defects       flooding issues in the catchment over the
identified through our investigations as        coming months.

Q4   What are the improvement plans for Carterton’s
     sewage treatment works to manage capacity?
Answer
The Carterton sewage treatment works            equivalent, however, there is a current
operates a fully-compliant permanent            concern with regards to the capacities of
storm overflow which permits us to              the works due to the increase in use of
discharge into local watercourses               RAF Brize Norton as a main operational
during storm events. To meet changing           base taking operational capabilities and
performance requirements and regulatory         servicemen and women from RAF bases
measures the works has undergone                that have been closed. Investigations
upgrades over the years. The capacities         are taking place to examine what
of the works have been assessed to be           requirements if any will be needed to
adequate under normal design flow               ensure a robust operation of the site.
conditions for the current population

Q5   How are you planning for future development
     in the catchment?
Answer
As per Section 5.3 in the following             planning inspectorate and we will continue
Drainage Strategy document, we will             to work with all involved stakeholders,
continue to closely monitor development         through our stakeholder engagement
applications in the catchment and assess        activities, to monitor local plans and
the impact that they may have on the            planning applications. We will incorporate
capacity of our operations in the future.       current and projected developments into
We are aware that the West Oxfordshire          our business planning cycle to ensure that
District Council Local Plan for the period to   our service is maintained for customers
2031, is currently being submitted to the       throughout the catchment’s development.

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                                                                                                version post  this foot note please
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Carterton Drainage Strategy - Stage 1 - Initialise/Prepare - Thames Water
Q6   Are you working with the Highway Authority to
     resolve blocked gulleys, sewers and ditches, and with
     landowners to reduce field run-off, as both affect
     drainage and our sewers?
Answer
In Section 1of the following Drainage         We will continue to work closely with
Strategy document, we outline the other       the Council and Highways England to
stakeholders who, like us, have important     understand the extent to which flood
drainage responsibilities and therefore,      waters may be escaping from highway
play an essential role in resolving sewer     or land drainage systems; and impacting
flooding issues in this catchment area.       the foul sewer network. An update on
As Highways maintenance activities and        this issue will be shared with customers
agricultural land maintenance practices       and featured in the later stages of this
sit outside of our remit we will work with    Drainage Strategy document.
the responsible stakeholders, to highlight
these issues where this is found to have
a major influence and impact on our
sewerage network.

Q7   Is an Infiltration Reduction Plan (IRP), required
     for this catchment?
Answer
Ensuring that our drainage strategies fully   Following extreme weather conditions
meet the requirements of an Infiltration      during the winter of 2013/14 tankering
Reduction Plan, as set out in the             was utilised in the Carterton catchment,
Environment Agency’s Regulatory Position      however temporary pumps were not used.
Statement, is a fundamental consideration     In the event that temporary overflows are
in their development. Therefore, to           required, as stated above, we will describe
maintain our service to customers during      their location and the circumstances under
future wet weather events, if we need         which we would use them. Together with
to discharge to watercourses through          plans to reduce infiltration, this drainage
temporary overflows, a dedicated section      strategy would then fully meet the
will be included in each affected strategy,   requirements of an Infiltration
providing details of their location and       Reduction Plan.
intended use. This section will be included
and /or revised when each strategy
is updated.

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Q8   Why are costs a consideration within your
     Wastewater outcomes?
Answer
The service we provide is the most             As a regulated company we have to
fundamental of all – at the heart of daily     carefully balance service and cost in order
life for the 15 million customers we serve.    to keep customer bills affordable, whilst
Getting it right is our focus every day, and   delivering our outcomes and customer
we never forget it is paid for by customers.   service commitments.

Q9   How are you ensuring that our local pumping
     stations are operating effectively?
Answer
The stations are supported by 24 hour          which has significantly improved the
diagnostic monitoring so that we can           station’s operation and prevented further
tightly control their operation through a      flooding during the wet winter of 2013/14.
flow of real-time information. Based on
this performance data we can respond           As we move through this 4-stage
quickly through site visits by our engineers   framework process and further develop
and rectify potential issues.                  our drainage strategy for this catchment,
                                               we will review the operational control
In the past flood water caused operational     options of this station, particularly during
issues at Halton Road pumping station.         wet weather, carefully avoiding increasing
These pumps were replaced in 2013,             the risk of sewer flooding in doing so.

Q10 Are growth and urban creep minor factors in
     these rural catchments?
Answer
When compared against the rest of the          applications. Similarly urban creep, and
Thames Water region, the urban creep           in particular misconnection of surface
rate for Carterton is slightly above average   water and change of land use, can have
for the Thames Water Operational Area,         a significant impact on sewer flooding;
but not as high as suburban areas around       particularly when permeable areas such
central London and major towns.                as grass are replaced with hard-standings
                                               and driveways.
Relatively small population increases
in these smaller rural catchments can          More growth and urban creep information
be influential on sewer flows, hence the       can be found in Section 5.1 of the
need for us to closely monitor planning        following Drainage Strategy document.

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Q11 Are best practice techniques already used by
     other water companies being considered?
Answer
We are constantly reviewing and               We are deploying industry best practice
improving our business to meet and            techniques throughout our drainage
exceed industry standards, to implement       strategy work, and also trialling new
best practice and to drive innovation.        technology that is innovative within our
We lead and participate in a large            industry, to achieve the best possible
number of industry forums both in the         drainage outcomes for customers and
UK and worldwide, to share and expand         their local environment.
our learning; with the ultimate aim of
improving services for customers.

Q12 Why are you collecting climate change data
     rather than ‘climate proofing’ assets?
Answer
We are committed to responding to             We continue to assess and collect climate
climate change and to reducing our            change data and its impact on assets
contribution to it by reducing emissions      across our region, to ensure that we are
in accordance with government policy.         fully informed and can prioritise our plans,
Our voluntary target is to achieve a          targeted actions and investments. For
challenging 20 per cent reduction in          more information please see our Climate
emissions (compared to 1990 levels),          Change section on the Homepage of
for our Scope 1 and 2 emissions*.             our website.

*Scope 1 emissions refer to greenhouse gas emissions associated with the operation of
our assets. Scope 2 emissions are emissions associated with the use of grid electricity.

Q13 What is the impact on local rivers of
     overflow points?
Answer
During extreme weather conditions             river levels are high, and therefore sewage
foul sewers may become overwhelmed            dilution rates are also high. Additionally,
through a combination of surface water or     we are also investigating deploying mobile
ground water, resulting in a much diluted     biological filters and screening to prevent
sewage. The impact on local rivers is         litter and other matter from entering
dependent on the nature and size of the       local rivers. If during the development of
river, and on the overflow.                   our drainage strategy we consider that
                                              temporary overflow points are necessary
To reduce the environmental impact            in the local network, we will update the
on local watercourses we will only use        Drainage Strategy document to reflect
overflow points when groundwater and          this position.

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Carterton
Drainage
 Strategy
   Technical Document
Stage 1: Initialise / Prepare
Table of Contents
About this document                                                                  11
Executive summary                                                                    13
1     Thames Water and drainage                                                      15
      1.1 Our statutory responsibilities                                             15
      1.2 Working in partnership with other stakeholders                             16
2     Catchment description                                                          18
      2.1 Geology and topography                                                     18
      2.2 Sewage treatment works                                                     18
      2.3 Foul sewers                                                                19
      2.4 Surface water sewers                                                       21
3     Long-term outcomes                                                             22
      3.1 Asset health                                                               23
      3.2 Properties and public areas protected from flooding                        24
      3.3 River water quality meets customers’ expectations                          24
		          and regulatory requirements
4     Current issues                                                                 25
      4.1 Recent wet weather events                                                  25
      4.2 Our operational response                                                   28
      4.3 Investigations and activities completed to date                            29
      4.4 Activities carried out by drainage partners                                30
5     Future challenges                                                              32
      5.1 Urban creep                                                                32
      5.2 Climate change                                                             33
      5.3 Population growth and new development                                      34
6     Strategy development                                                           35
7     Preferred strategy and plan                                                    37
8     Temporary overflows                                                            38
Appendix A – Glossary of terms                                                       39
Appendix B – Supporting figures and photographs                                      40

List of Tables
Table 1   Wastewater outcomes                                                        22
Table 2   Investigations and activities completed                                    29
Table 3   Actions by other stakeholders to prevent flooding                          30
Table 4   Activities planned and ongoing to enable strategy development              35

List of Figures
Figure 1 The Drainage Strategy Framework                                             11
Figure 2 Carterton priority sub-catchment                                            14
Figure 3 Stakeholder responsibilities for drainage                                   16
Figure 4 Carterton catchment schematic                                               20
Figure 5   Carterton sewage treatment works treated flows and groundwater levels     26
Figure 6 Halton Road depth monitor record                                            27
Figure 7 Urban creep rates in the Thames Water Region                                32
Figure 8 Locations assessed for increased rainfall intensity by 2080                 33

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About this document

Based on customer research
Undertaking extensive customer research               The water industry economic regulator,                 on alleviating sewer flooding issues within
has been a fundamental step in our                    Ofwat, defines ‘outcomes’ as “High-level               our region, through effective, economic
business plan preparation for 2015-20.                objectives that company actions, activities            and sustainable drainage. This document
Our research findings have informed                   and achievements are intended to help                  describes the strategy that we will follow
our business planning activities, and                 deliver..[they] represent what customers               in delivering our long-term customer
contributed to the development of a set               and society value”. As a company, we are               outcomes for drainage, specifically in the
of long-term customer ‘outcomes’.                     committed to achieving our customer                    Carterton catchment, in a sustainable and
                                                      outcomes, a number of which are focussed               economic manner.

Approved approach
We have adopted the Drainage Strategy                 focus on the sewerage network, and not                 activities that we plan to undertake
framework outlined in Figure 1 below,                 the performance of sewage treatment                    to address current issues and future
developed by the Environment Agency                   works. The Carterton drainage strategy                 challenges facing the catchment, and the
and Ofwat. It identifies 4 key stages to              is currently at the first stage of this                data that we need to gather to complete
producing a good-practice drainage                    framework - the Initialise/Prepare stage.              the risk assessment and options
strategy. Drainage strategies typically               In this document, we describe the                      appraisal stages.

Figure 1 The Drainage Strategy Framework

      Initialise                  Risk                     Options                    Intervention
      /prepare                 assesment                   appraisal
       Establish                                                                        Aligned
       partnership &                 Consulatation          Consult on                  delivery &
       consulatation                 on risk issues         options                     collaborative
       process                                                                          solutions

       Define                        Quantify               Plan for                    Innovative &
       uncertainties                 uncertainties          uncertainties               sustainable

       Prepare                                               Demonstrate                Live &
       risk data                     Quantify                whole life
                                     risks                   cost & benefit             visiable

      Partnership      Uncertainty       Risk based   Whole life cost         Live      Innovative &
                                                       & benefits           process      sustainable

1
    http://www.ofwat.gov.uk/future/sustainable/drainage/rpt_com201305drainagestrategy.pdf

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Consultation and publication
We will update and republish this            fieldwork has been collected and analysed.       We will also make the Drainage Strategy
document to provide the results of our       Throughout this process we will                  documents available on the Drainage
risk assessment, options appraisal and our   attend local flood forums for ongoing            Strategies webpage of our website.
selected strategy for intervention, once     communication and consultation with
data from instrumentation and other          customers and stakeholders.

Meeting the Infiltration Reduction Plan (IRP)
To ensure that this Drainage Strategy        groundwater surcharged sewers, we have           over time, where it has been identified
meets the requirements of an Infiltration    included a section in this document which        as a root cause of sewer flooding. Please
Reduction Plan, as set out in the            defines if, how and when we propose to           see Section 8 in the Drainage Strategy
Environment Agency’s Regulatory Position     operate temporary overflows. This is in          document below.
Statement on discharges made from            addition to our plans to reduce infiltration

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Executive summary

In recent years the foul sewerage system       the catchment to work together to resolve         to maintain the current service that we
in the Carterton catchment has become          them. The Floods and Water Management             provide, customers have told us that they
overwhelmed in some locations, following       Act 2010 places a responsibility on lead          would like to see a reduction in instances
prolonged and heavy rainfall and raised        local flood authorities (LLFAs), to manage        of sewer flooding and odour nuisance and
groundwater levels. This has resulted in       flood risk from surface and groundwater,          an improvement in river water quality.
certain properties suffering from sewer        plus a duty on all risk management                Our research indicates that customers
flooding and restricted toilet use. This       authorities (RMAs), to cooperate regarding        are willing to pay for these improvements
has particularly impacted the part of the      flood risk. In our role as a RMA, Thames          to service 2; a summary of our related
catchment served by the Halton Road            Water will work with West Oxfordshire             customer research can be found on our
sewage pumping station.                        County Council, West Oxfordshire District         website via the hyperlink below.
                                               Council and the Environment Agency to
We believe that the system surcharged          ensure that a collaborative approach can          We have therefore developed a set
and flooded because of a combination           be developed to address the problems.             of company outcomes that we are
of groundwater infiltration, surface water                                                       committed to working towards over the
run-off from saturated fields, surface water   In response, this drainage strategy follows       next 5 years and beyond. The outcomes
inundation from highways and public            the Environment Agency and Ofwat’s                relevant to the Carterton drainage
spaces, surface water misconnections, and      4-stage framework. The Carterton strategy         strategy are:
river water inundation from the Shill Brook.   is currently at Stage 1 (Initialise/Prepare).
Flood water also caused operational            We describe in this document the actions          • Asset health - a composite range of
problems at Halton Road pumping station        that we plan to carry out to complete the           measures against which we will manage
– the pumps were replaced in 2013, which       risk assessment and options appraisal               the health of our sewerage network
has significantly improved the situation       stages. We will update and republish              • Properties and public areas protected
and prevented further flooding during the      this document once this work has been               from sewer flooding
wet winter of 2013/14.                         completed.                                        • River water quality meets customer’s
                                                                                                   expectations and regulatory
The root causes of sewer surcharges are        In preparing our company business                   requirements.
therefore numerous and the resolution          plan for the 5 year period 2015 to 2020
of the issues complex, requiring all           we have listened very carefully to the
stakeholders responsible for drainage in       views of customers. Beyond being able

2
    http://www.thameswater.co.uk/cr/Howwedobusiness/Engagingwithourstakeholders/Publicconsultationresearch/index.html

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This drainage strategy must also address          the South East is set to grow rapidly.        In parallel, we are developing solutions to
future challenges to the Carterton                A number of possible developments             accommodate the proposed development
catchment. We assess these to be:                 are identified around Carterton, and we       to the east of Carterton. We have not
                                                  will continue to track these and any          identified any other interim maintenance
• Climate change – analysis of the latest         other emerging applications for this          activities or rehabilitation works at this
  data suggests that rainfall could               catchment arising in the future.              stage.
  become 15% more intensive by 2080
  increasing the likelihood of flooding.      Our strategy is to understand the                 Our next steps are to continue to collect
  Longer wetter winters may also mean         relative impact on this catchment of              real-time flow information from the
  groundwater levels are high more often;     overland flow from saturated fields,              permanent depth monitors we installed
  this could also exacerbate fluvial          groundwater infiltration and surface water        in 2013, and to collect sewer flooding
  flooding from local watercourses            misconnections; and then to identify              information from customers. The depth
• Urban creep – paving over of front          cost beneficial solutions to reduce the           monitors will remain in place as we
  gardens and loss of green space results     risk of sewer flooding using customer             move through this 4-stage framework
  in more strain on the sewerage network      willingness to pay research. We may carry         and develop our plans. Figure 2 below,
  when it rains heavily. Modelling we         out sewer rehabilitation works as the             highlights the priority sub-catchments we
  have undertaken suggests urban creep        strategy develops, in the event that our          are monitoring and focussing on in the
  rates in Carterton are about average for    investigations identify faults or problems        Carterton catchment.
  the Thames Operational Area                 with the sewerage network that are highly
• Population growth – the population in       likely to have contributed to flooding.
Figure 2 Carterton priority sub-catchments
                                                                                       Priority sub-
                                                                                       catchments
                                                                                       Non priority sub-
                                                                                       catchments
                                                                                       Pumping mains
                                                                                       Pumping station

                                                                  Halton Road
                                                                pumping station

                                                              Carterton sewage
                                                              treatment works

The extent of the catchment is outlined in red.
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1 Thames Water and drainage

1.1 Our statutory responsibilities
Thames Water is a regulated Water and         (Ofwat). The original 1991 Act has been         legislation, including European Directives.
Sewerage Company. We supply water to          amended by further legislation in recent        The Water Framework Directive
9 million customers in London and the         years, transferring some drains and sewers      establishes a strategic approach to
Thames Valley and provide wastewater          that were hitherto in private ownership to      managing the water environment,
services to 15 million customers across an    Thames Water’s responsibility 3.                which the Environment Agency achieves
area that stretches from Gloucestershire                                                      through River Basin Management Plans
to Essex. We operate 108,000km of sewer       Other recent pieces of legislation relevant     and setting environmental objectives
through which an average of more than         to this Drainage Strategy are the Flood         for groundwater and surface water.
4.4bn litres of wastewater is collected       & Water Management Act (2010) and               The environment is also protected
and treated every day at our 350 sewage       the Water Act (2014). These set out new         from adverse effects of discharges of
treatment works.                              responsibilities for Thames Water to            urban wastewater through the Urban
                                              manage flood risk in partnership with local     Wastewater Treatment Directive, which
The primary legislation that sets out         councils and the Environment Agency,            requires us to improve and extend the
our role and responsibilities is the Water    with more emphasis on Sustainable               sewerage system according to section 94
Industry Act (1991), which describes the      Drainage Systems (SuDS), such as swales         of the Water Industry Act (1991).
duties and services that we are responsible   and permeable paving to mimic natural
for and the powers that we have to            drainage.                                       A comprehensive and detailed list of all
connect, operate, maintain and extend                                                         legislation relevant to Thames Water can
the sewerage network. We are regulated        Thames Water also has a statutory               be found in the ‘statement of obligations’
by the Water Services Regulation Authority    obligation to comply with environmental         published by Defra 4.

3
    See http://www.thameswater.co.uk/help-and-advice/8654.htm for more information.
4
    See https://www.gov.uk/government/publications/statement-of-obligations.

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1.2 Working in partnership with other stakeholders
Other stakeholders responsible for managing various forms of drainage need to work together with us to
reduce the risk of flooding. Each has specific responsibilities as summarised in Figure 3 below.

Figure 3 Stakeholder responsibilities for drainage

                         Surface and ground      Private surface water
                         water flooding;         and foul drains:
                         Lead Local Flood        Customers
                                                                         Highways flooding;
                         Authority and
                                                                         Highway Authority
                         land owners
                                                                         Highways England
                                                                                              River flooding:
                                                                                              Riparian owners and the
                                                                                              Environment Agency

                                                                   Surface water sewers: Thames Water
                                                                   Foul water sewers: Thames Water

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Thames Water                                   Management Act for managing the local           responsible for the drainage of motorways
We are responsible for removing and            flood risk from groundwater and surface         and certain trunk roads.
treating wastewater which includes the         water runoff e.g. local watercourses and
                                               culverts 6. They work with landowners
foul sewers and surface water sewers in
                                               to maintain privately owned ditches,
                                                                                               Customers
some areas 5, and the combined sewers                                                          Customers own, and are responsible for,
that are in some of the older large            drainage and watercourses, keeping
                                                                                               the maintenance of private drains within
urbanised areas such as London . In some       them clear of blockages. They are also
                                                                                               the curtilage of their property, which did
cases, the cause of sewer flooding may         responsible for managing the risk of
                                                                                               not transfer to Thames Water ownership in
not fall under our responsibility. In these    groundwater flooding, both inside and
                                                                                               October 2011 7.
circumstances, we will explain what we         outside of properties. Water from these
can do to help and continue supporting         local authority gullies and drains and
the relevant authorities or third parties to   privately owned ditches can also impact         Riparian Owners
reduce the impact for customers.               Thames Water’s sewers, therefore, we            Riparian Owners are landowners who own
                                               work with all responsible stakeholders          land with watercourses or land adjacent
                                               to resolve the excess flow. The District        to watercourse (ie road side ditches).
Environment Agency                             Council tends to be the local Planning          The responsibility for the operation
The Environment Agency is responsible for      Authority responsible for approving new         and maintenance of ditches, local
main rivers and part of its remit includes     development, but equally may have               watercourses and general land drainage
monitoring and informing the levels of         responsibility for ensuring maintenance         lies mostly with riparian owners.
ground and river water. The Environment        of watercourses; particularly on council-
Agency also investigates pollution             owned land.
incidents and monitors the quality of the
                                                                                               Land Owners
water in rivers.                                                                               Land owners include farmers and both
                                               Highway Authority                               residential and commercial customers, but
                                               The Highway Authority is generally the          includes trusts etc. They are responsible for
Lead Local Flood Authority                     County Council (or Unitary Authority), and      ensuring the adequate drainage of their
and District Council                           is responsible for highway maintenance          land, such that it is not a nuisance
Lead local flood authorities have the          and highway drainage and for clearing           to others.
responsibility under the Flood & Water         roadside gullies. Highways England is

5
    Thames Water is responsible for the collection and treatment of commercial and domestic sewage. Typically this will be the foul
    sewerage. Domestic or commercial roof and paved drainage will often go to a soakaway or directly to a water course/river, which if
    so is not the responsibility of Thames Water.
6
    Some local watercourses and/or culverts are termed as ‘Riparian’ meaning that a land owner, possibly adjoining or owning the land
    containing the watercourse/culvert is responsible for the maintenance and free-flowing of the watercourse/culvert.
7
    See http://www.thameswater.co.uk/help-and-advice/8654.htm for more information.

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2 Catchment description

2.1 Geology and topography
The Carterton catchment is located in             The geology is generally made                       Appendix B includes maps showing
West Oxfordshire, less than 20 miles to           up of limestone bedrock and the                     the geology and fluvial, pluvial and
the west of Oxford and approximately 20           geotechnical make-up of the catchment               groundwater flood risk areas in the
miles north east of Swindon. It includes          is predominantly very permeable soils.              catchment.
the villages of Alvescot, Filkins, Shilton,       This means that the catchment is prone
Bradwell Village and part of RAF Brize            to significant seasonal fluctuations in             According to the Environment Agency,
Norton, as well as Carterton itself.              groundwater levels, with the added                  the current ecological status of the Shill
                                                  likelihood of rainfall-induced infiltration 8       Brook as ‘Good’ 9.
                                                  owing to its permeable soils.

2.2 Sewage treatment works
The Carterton sewage treatment works              discharging to the Shill Brook.                     Rural District Council, together with the
serves the whole of Carterton, Alvescot,                                                              sewerage system, as a first-time sewerage
Filkins, Shilton, Bradwell Village and part of    The works includes storm tanks to handle            scheme.
RAF Brize Norton, as outlined in Figure 4         excess flows above the flow to full
below, and serves a population equivalent         treatment, these store he flows and pump            The capacities of the works have been
of 16,700 including considerable trade            them back to the inlet for treatment when           assessed to be adequate under normal
effluent emanates from RAF Brize Norton           the storm flows subside but can discharge           design flow conditions for the current
airfield. It treats a typical daily dry weather   to the Shill Brook via a screen if they             population equivalent. However, there is a
flow of 3,949m3/day which can increase            become full. During extended wet periods,           current concern regarding the capacities
up to a full treatment flow capacity              treated flows at the sewage treatment               of the works being impacted by RAF Brize
of 11,652m3/day. Flows arrive at the              works can be in excess of 15,000 m3/day,            Norton being increasingly used as a main
inlet works via the pumping mains and             which is around 5 times greater than the            operational base, for servicemen and
a gravity sewer from RAF Brize Norton.            expected maximum daily dry weather flow             women from recently closed RAF bases.
These flows are screened then pass                of 3,950m3/day.                                     Investigations are being undertaken to
through a grit chamber and on to primary                                                              assess the requirements, if any, that are
settlement tanks. The settled sewage              The sewage treatment works is believed              needed to ensure that the operation of
then gravitates to biological filters and         to date from the 1950/60’s and is likely            this site remains robust.
humus tanks, with the treated effluent            to have been implemented by Witney

8
    Rainfall Induced Infiltration is the term given to sewer infiltration that occurs as a result of rainfall percolating into the ground
    impacting the sewer on route to recharging the groundwater table.
9
    Environment Agency website, interactive map, Basin Management Plans.

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2.3 Foul sewers
The Halton Road sewage pumping                 In terms of design capacity, a 225mm             • vitrified clay pipework for smaller
station drains foul water from Shilton,        diameter sewer laid at a gradient of 1 in          diameter pipes with concrete used for
the northern section of RAF Brize Norton       150 will have sufficient capacity to collect       the large diameters
and the majority of Carterton. This covers     foul sewage from around 1,500 houses,            • brick and concrete manholes.
an area of some 260 hectares with a            which based on average occupancy
population of approximately 10,000             rates equates to 4,500 people. Problems          The pipework can have a very long
(although this varies with activities at       in sewers with diameters of less than            service life, but sometimes the joint seals
the airbase).                                  300mm tend to be as a result of blockages        deteriorate over time. The 1960s pipes
                                               in the pipes. However, occasionally surface      were typically laid on bedding material
The system drains predominately under          water can be misconnected into the foul          such as pea shingle, with the trenches
gravity to a series of sewage pumping          sewerage network, problems then arise            likely to have been backfilled with ‘as
stations lifting flows from low lying areas    when it rains heavily.                           dug’ excavated material. More recent
towards the larger Halton Road sewage                                                           drains and sewers, i.e. since the 1980s,
pumping station. Halton Road pumps             The public sewers draining to the Halton         are typically surrounded with pea shingle.
flows to an inverted siphon in Milestone       Road sewage pumping station range from           This protects the pipe but can also act as a
Road, which in turn discharges into            150mm diameter in the upper reaches of           good conduit for groundwater.
Carterton sewage treatment works. When         the catchment to 450mm diameter near             The layout of the catchment suggests
flows are high, the siphon can overflow to     the pumping station. The capacities of           that most properties are likely to have
the sewerage network in west Carterton,        the sewers have been assessed to be more         their own foul drains (as opposed to
which drains to Carterton sewage               than adequate under normal dry weather           shared drains), that connect directly into
pumping station.                               conditions.                                      the public sewer. The private foul water
                                                                                                drains within the property boundaries
Sewer design criteria ensures the              The current drainage system is believed          in Carterton are the responsibility of the
appropriate sizing and laying of pipes at      to have been constructed by the Witney           property owners, where they are not
an appropriate gradient to maintain a          Rural District Council in the late 1960s.        shared.
satisfactory self-cleansing characteristic.    Materials used in the construction of the
The capacity of sewers is typically set to     sewerage system are:
cater for six times Dry Weather Flow with
a 10% allowance for infiltration 10.

10
     Dry Weather Flow is the term given to the average flow rate observed over a 24 hour period and based on Sewers for Adoption, the
     industry standard, includes an allowance for infiltration of 10% of the calculated flow rate.

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Figure 4 Carterton catchment schematic

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2.4 Surface water sewers
Whilst there are some public surface water   their foul drains when their soakaways           The responsibility for the maintenance lies
sewers in Carterton these tend to be more    do not work. This exacerbates capacity           with riparian owners.
prevalent in the newer housing estates,      problems for other customers connected
many draining to a 1200mm diameter           further downstream in the sewerage               Highway drainage typically discharges to
pipe in Monaham Way which discharges         network.                                         the roadside ditches. Owing to the high
to a large balancing pond off Norton                                                          local beauty of the area the ditches tend
Way. This in turn drains to the east of      The catchment is mostly rural and                to be well maintained with clearance of
the catchment to a watercourse crossing      incorporates a network of roadside               vegetation and debris occurring. However,
Brize Norton airfield. Balancing ponds       ditches and minor watercourses that are          the area does have an active groundwater
are used to store surface water until such   intended to drain surface water from             table and as a result groundwater springs
time that it can be discharged into local    roads and public spaces. As per Section          do occur from time to time, which can
watercourses.                                1.2 the responsibility for the operation         lead to localised land drainage issues.
                                             and maintenance of these ditches,
The surface water from the majority          local watercourses and general land              The extent of highway drainage is not
of properties is likely to drain to nearby   drainage lies mostly with riparian owners.       certain, but it is likely that highway run-off
soakaways or to Shill Brook. Soakaways       Oxfordshire County Council as lead local         discharges direct to the roadside ditches,
can only function satisfactorily when        flood authority has overall responsibility       some of which will act as soakaways.
ground conditions allow soakage, but         for managing groundwater.                        Oxfordshire County Council is responsible
may be completely ineffective when                                                            for the highway drainage and culverts
groundwater levels are high. In some         The Environment Agency has the duty              crossing the highway.
areas, we have seen examples of              and the authority to ensure that the Shill
customers draining surface water through     Brook is maintained appropriately.

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3 Long-term outcomes

We have listened very carefully to the     Beyond being able to maintain the current          In response to this, we have developed
views of customers before developing our   service that we provide, customers have            4 company outcomes and 11 service
plan for the Asset Management Period 6     told us that they would like to see a              outcomes for our wastewater service that
(AMP6) regulatory period. Between 2009     reduction in instances of sewer flooding           we are committed to working towards
and 2013 we carried out over 50 separate   and odour nuisance and an improvement              over the next 5 years and beyond, further
customer research and engagement           in river water quality. These are areas            details can be found in Table 1 below and
activities.                                where customers would like to see and are          on our website 11.
                                           prepared to pay for an improvement to
                                           the current level of service.

Table 1 Wastewater outcomes

     Company                                 Wastewater service                              Why is this service
     outcome                                 outcome                                         outcome chosen
                                             Asset health: maintaining our assets to         We must ensure an appropriate balance
                                             ensure we can provide a safe and                between reducing costs today and not
                                             reliable service in the long-term.              compromising our future service.
     We will provide a safe and reliable
     wastewater service that complies        Properties and public areas protected           Flooding is one of the worst service
     with all necessary standards and is     from flooding.                                  failures for customers.
     available when our customers
     require it.                             Resilient sewage treatment service that         We need to be able to provide service
                                             minimises the impact of extreme events          against a variety of pressures such as
                                             on river water quality.                         climate change and population growth.

                                                                                             This service outcome ensures our
     Our customers and stakeholders          Do the basics excellently by getting            wholesale activity is completely aligned
     can trust us, we are easy to do         things right first time.                        to our objective to improve our Service
     business with and we care.                                                              Incentive Mechanism (SIM) scoring.

     We will provide the level of            Reduced dependence on energy from               Reducing dependence on energy from
     customer service our customers          the grid.                                       the grid is one of a range of measures
     require, in the most economic and                                                       across our entire plan to keep costs down
     efficient manner, to ensure that                                                        to an affordable level for our customers.
     bills are no more than necessary.

11
     See http://www.thameswater.co.uk/tw/common/downloads/about%20us%20-%20corporate%20responsibility/
     AMP6_-_Outcomes_Reporting_Policy.pdf for more information.

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Company                                      Wastewater service                          Why is this service
  outcome                                      outcome                                     outcome chosen
                                               Minimising our carbon footprint.            There is an expectation from society that
                                                                                           we will play our part in reducing carbon
                                                                                           emissions.

                                               River water quality meets customers’        We must meet environmental
                                               expectations and regulatory                 regulations, and river quality is a visible
                                               requirements.                               indicator to citizens of our environmental
                                                                                           stewardship.
   We will limit our impact on the
   environment and achieve a socially          Satisfactory sludge disposal.               Sludge is a resource that we should
   responsible, sustainable business                                                       manage effectively to keep bills down.
   for future generations, including
   reducing levels of leakage.                 Corporate responsibility.                   We will act as a responsible company,
                                                                                           meeting expectations from wider society.

                                               Reduced odour from wastewater               Odour is a problem for some of our
                                               operations.                                 customers.

                                               Compliance with new environmental           We must meet environmental
                                               regulations.                                regulations, and river quality is a visible
                                                                                           indicator to citizens of our environmental
                                                                                           stewardship.

Below we provide more information about our asset health, properties and public areas protected from flooding and river water
quality service outcomes, as these are relevant to the Carterton drainage strategy.

3.1 Asset health
Our Asset health performance                service.It includes sewer collapses,
commitment encompasses a composite          blockages, unconsented category 1 to
range of measures against which we          3 pollution incidents and properties
will manage the health of our sewerage      internally flooded due to operational
network. This commitment underpins our      problems (such as blockages, collapses
outcome of a safe and reliable wastewater   or equipment failures).

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3.2 Properties and public areas protected from flooding
There are two performance commitments           prolonged periods of wet weather).                 drainage measures such as water butts,
that underpin the delivery of this service      Our customer research indicates that               permeable paving, rain gardens and
outcome:                                        our sewer flooding programme will                  green roofs. We aim to retrofit over
                                                deliver £20m of benefit to customers               20 hectares of sustainable drainage
1. We commit to protecting properties           every year by 2020.                                measures by 2020. We may also apply
   from flooding due to rainfall. We                                                               this commitment to areas where the
   estimate that our plan for 2015-20         2. We commit to reducing the risk of                 network was designed to take foul flow
   will result in over 2,100 properties          sewer flooding and pollution from                 only, but investigation shows that a
   being alleviated from internal flooding,      combined sewers (i.e. those that convey           substantial amount of surface water is
   external flooding and also from               both foul and surface water), by slowing          in the foul sewer.
   restricted toilet use (for example when       down surface water run-off and re-
   groundwater levels are high following         routing the flow through sustainable

3.3 River water quality meets customers’ expectations
    and regulatory requirements
We have a performance commitment              equipment and also following heavy
to reduce the number of pollution             rainfall when our sewers have insufficient
incidents as a result of discharges from      capacity to cope with the flow. All
our sewerage network and treatment            pollution incidents are reported to the
works. Pollution can occur as a result        Environment Agency’s National Incident
of blockages, collapses or failure of our     Recording System (NIRS).

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4 Current issues

4.1 Recent wet weather events
In the winter of 2012/13 the foul            a comprehensive list of factors that have         • Highway drainage overwhelmed
sewerage system in Carterton became          caused flooding.                                    causing highway flooding
overwhelmed for a number of weeks                                                              • Shill Brook overwhelmed causing fluvial
following prolonged heavy rainfall. We       Fluvial flooding has also proved to be an           flooding of properties
believe that the system was surcharged       important source of flood water and poses         • Land drainage issues with water running
and flooded because of a combination         a key threat to properties in the Carterton         off fields and onto the highway.
of surface water misconnections, river       catchment. Where flood water resides on
water inundation from the Shill Brook in     the surface, it can ingress into submerged        To reduce the risk of flooding, residents
the Shilton area and subsequent high         manholes and cause surcharging of                 in certain areas have had to pump
flows overwhelming the sewage pumping        sewers and flooding further downstream            floodwaters onto the highway or protect
station at Halton Road. The Halton Road      with the potential for contamination of           their properties with sandbags and
pumps were replaced in 2013 and during       local watercourses. As far as possible we         floodgates.
the following wet winter (2013/14) there     will seek to address this problem by sealing
were no significant problems associated      manholes and liaising with stakeholders to        During extended wet periods, treated
with the foul sewers in the Halton Road      find a mutually beneficial solution.              flows at the sewage treatment works can
catchment (although the capacity of the                                                        be in excess of 15,000 m3/day, which is
pumping station was briefly exceeded         During recent events, the following               around 5 times greater than the expected
during a major storm event on 24th           incidents have been observed with respect         maximum daily flow of 3,950m3/day.
December 2013).                              to the sewerage network:                          Figure 6 compares the treated flows at
                                                                                               Carterton sewage treatment works with
Future development in the catchment          • Restricted toilet use in Shilton                groundwater levels recorded at nearby
is likely to put increasing pressure on      • External foul flooding from sewage              Environment Agency boreholes. This
these pumping stations, highlighting the       pumping stations when overwhelmed               shows some correlation between ground
importance of working collaboratively with     during heavy rainfall.                          water level and increased flows.
catchment stakeholders to find a future-
proof solution to these issues.              During these events, other sources of
We are confident that we have identified     flooding have also been observed:

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Figure 5 Carterton sewage treatment works treated flows and groundwater levels

Figure 6 shows the records depths in the    during that period. Records indicate that
main sewer draining to the Halton Road      the rainfall during the 2013/14 winter was
pumping station during the winter of        significantly greater than the 2012/13
2013/14.                                    winter, but the Halton Road pumping
                                            station was able to accommodate the
The graph indicates that the flow depths    flows following the replacement of the
did not approach ground level in the area   pumps in 2013.

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Figure 6 Halton Road depth monitor record

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4.2 Our operational response
To maintain service, tankers were used       flooding inside their homes. In Carterton,      the sewer system into the environment. As
in the winter of 2012/13. This included      tankers were used in some cases to              part of the survey works due to commence
cleaning and removal of debris such as       clean up pumping stations and outside           in winter 2014, we are investigating the
silt and roots from pumping stations         properties which suffered from flooding         circumstances under which emergency
for Halton Road, Northwood Crescent,         during these periods of extreme wet             discharges would be required in future.
Alvescot Road and Burford Road.              weather.                                        Even if flows can be contained within the
                                                                                             sewer network, excessive flows arriving at
Due to the significant impacts of fluvial    To date, we have not installed temporary        the treatment works may not always be
and groundwater flooding across our          pipework and pumps during wet weather           given full treatment prior to discharge to
region during the winter event of 2013/14,   events in Carterton to maintain service,        Shill Brook. The use of such storm sewage
we decided to mobilise our tanker fleet of   but we would consider doing so to prevent       overflows is accepted by our regulators,
nearly 100 vehicles to protect customers     the backup of sewerage into customers’          subject to conditions.
who were at the greatest risk of sewer       properties and uncontrolled spilling from

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4.3 Investigations and activities completed to date
Table 2 below, details the investigations and actions that we have completed in recent years within the Carterton catchment. These
form the extent of our current understanding of issues within the catchment.
Table 2      Investigations and activities completed

 Activity                Purpose                                          Date               Outcome
                                                                          complete
 Flooding clean-up       Tankers have been used in a few isolated         Mar 2012 &         Tankers used to remove excess water from
                         incidents to remove surcharged flow from         Dec 2013           surcharged sewers in order to protect
                         our sewers and to clean up.                                         properties.

 Sewer cleaning          Sewer and sewage pumping station cleaned         Apr 2012 to        Maintain ‘asset health’.
                         (removal of debris, silt and roots) for Halton   Aug 2012
                         Road, Northwood Crescent, Alvescot Road
                         and Burford Road.

 CCTV Survey             Ascertain sewer condition and gain evidence      Ongoing            Short term discharges to reduce impact of
                         of infiltration and to check all blockages                          surcharged sewers.
                         have been removed.

 Replacement             Replacement of pumps at Halton Road              April 2013         Pumps replaced to provide improved
 pumps                   pumping station .                                                   performance of sewage pumping station.

 Permanent               Installation of permanent depth monitor          April 2013         Depth monitor installed on the incoming
 monitoring of           into the foul sewers. We intend the monitor                         sewer to the Halton Road pumping station.
 sewer levels            to remain in situ for at least 5 year, and to                       Data will be used to identify additional
                         capture the next wet weather event as a                             actions for inclusion in the drainage
                         minimum. We will analyse the recorded                               strategy for Carterton, and information
                         depths and compare with other catchment                             shared with other agencies.
                         variables, such as rainfall events and
                         changes in groundwater levels.

 Hydraulic               Investigate the network capacity and             Jan 2014           Options for reinforcement of the network
 Modelling               impact of new development flows.                                    to accommodate the development
                                                                                             explored.

 Site                    Photographic evidence was collected during       Feb 2014           Sources of floodwater were documented
 Reconnaissance          the floods of 2014.                                                 and impacts on Thames Water assets were
                                                                                             noted.

In summary, following previous concerns        where customers have brought flooding
that the sewerage network suffered             issues to our attention, we have reacted
excessive infiltration, considerable effort    swiftly to remove flood water through
has been made to better understand the         tankering and to clean up
sources of this infiltration and to address    any residual pollution.
the impact on our assets. On occasions

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