CLIMATE-RELATED SECURITY RISKS AND THE AFRICAN UNION - United ...

 
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SIPRI Policy Brief
                        May 2020

CLIMATE-RELATED                                                                                      SUMMARY
                                                                                                     w There has been considerable
SECURITY RISKS AND                                                                                   attention on the conventional
                                                                                                     climate mitigation and
THE AFRICAN UNION                                                                                    adaptation debate in Africa,
                                                                                                     including the prominent efforts
                                                                                                     of the African Group of
vane aminga and florian krampe*                                                                      Negotiators on Climate Change
                                                                                                     in global climate forums.
                                                                                                     However, there is little
                                                                                                     understanding of how the
                                                                                                     African Union (AU) is
                                                                                                     discussing and responding to
INTRODUCTION                                       characteristic of these risks
                                                                                                     the security implications of
                                                   stresses the need for a regional
Africa is responsible for a mere                                                                     climate change.
                                                   approach, which makes                                This Policy Brief outlines key
4 per cent of global carbon dioxide                intergovernmental organizations                   strengths of the AU’s response,
emissions, yet is disproportionately               (IGOs) including the African                      such as a rapidly evolving
vulner­able to the impacts of a                    Union (AU)—but also the United                    discourse around climate
changing climate.1 In addition, over               Nations and regional eco­nomic                    security and efforts to improve
half of the states in sub-Saharan                  communities (RECs)—crucial for                    collaboration and coordination
Africa are among those most                        identifying, as­sessing, responding to            among different parts of the
affected by the double burden of                   and ultimately mitigating climate-                institution. But also, key
climate exposure and political                     related security risks.                           weaknesses in the discourse
fragil­ity. 2 The continent is grappling             There has been considerable                     around AU policy responses,
with multiple climate-related                      attention on the conventional
                                                                                                     such as the lack of tangible
security risks such as forced                      climate mitigation and adaptation
                                                                                                     policy operational­ization as
migration and displacement,                                                                          well as financial
                                                   debate in Africa, including                       unpreparedness and limited
livelihood insecurity, food and                    the prominent efforts of the
water insecurity, rising levels of                                                                   member state accountability.
                                                   African Group of Negotiators on                      The Policy Brief makes
intercommunal conflict between                     Climate Change in global climate                  recommendations highlighting
pastoralists and farmers, pro­tracted              forums.4 However, there is little                 entry points for advancing the
cross-border resource conflicts                                                                      understanding and response to
and unsustainable resource                                                                           climate-related security risks
                                                   and Food and Agriculture Organization of
exploitation. 3 The trans­national                 the United Nations (FAO) et al., 2019 The State   within the AU, such as:
                                                   of Food Security and Nutrition in the World:      (a) develop and institutionalize
  1 Ritchie, H., ‘Global inequalities in CO2       Safeguarding Against Economic Slowdowns and       coordinated responses to
emissions’, Our World in Data, 16 Oct. 2018.       Downturns (FAO: Rome, 2019). See also African
                                                                                                     climate-related security risks;
See also the Notre Dame Global Adaptation          Union (AU), ‘9th African Union High-Level
Initiative.                                        Retreat on the Promotion of Peace, Security
                                                                                                     (b) develop strong climate
  2 United States Agency for International         and Stability “Strengthening African Union’s      security leadership within the
Development (USAID), The Intersection of           conflict prevention and peacemaking efforts”’,    African Union; and (c) change
Global Fragility and Climate Risks (USAID:         25–26 Oct. 2018.                                  the narrative to focus on shared
Washington, DC, Sep. 2018).                           4 African Group of Negotiators, ‘Home’.
  3 United Nations High Commissioner for
                                                                                                     problems and therefore shared
                                                   See e.g. Damptey P. T. M. and Zakieldeen S.,
                                                                                                     solutions—multilateralism
Refugees (UNHCR), Global Trends: Forced            ‘African Group of Negotiators (AGN)’, eds
Displacement in 2018 (UNHCR: Geneva, 2019);        Bueno Rubial, M. and Siegele, L., Negotiating     rather than nationalism.
Kishi, R. et al., Year in Review 2019 (Armed       Climate Change Adaptation (Springer: 2020);
Conflict Location & Event Data Project: 2020);     and Scholtz, W. ‘The promotion of regional

  * This work is funded by the Swedish Ministry for Foreign Affairs as part of SIPRI’s Climate
Change and Security Project.
2     sipri policy brief

                                understanding of how the AU is                      CURRENT DISCOURSE AND
                                discussing the security implications                RESPONSES
                                of climate change and how it is
                                responding to climate-related                       The AU’s current discourse around
                                security risks. For this reason,                    climate-related security risks is
                                SIPRI has published a Background                    vibrant and dynamic. Across the
                                Paper that maps 16 AU policy                        organization, 16 frameworks relate
                                frameworks (formulations of                         to climate-related security risks
                                policies in treaties and similar                    in key policy areas such as food
                                agreed-upon frameworks) related                     security, peace and security, human
                                to climate-related security risks.                  security, and energy security and
                                In the Background Paper and in                      natural resource use crises. The
                                this Policy Brief, the term ‘climate-               AU has widely recognized climate-
                                related security risks’ encompasses                 related security risks (on the
                                a diverse and wide array of impacts                 assembly level and on the executive/
                                and risks emerging from climate                     administrative level within the
                                change and how they undermine                       African Union Commission (AUC)
                                the security of different referent                  and its different departments). 6
                                objects—human and state security.                   In fact, the AU is one of very few
                                The Background Paper finds that                     regional IGOs that recognizes
                                the AU is increasingly recognizing                  and discusses climate-related
                                different security risks associated                 security risks explicitly within its
                                with climate change, and the AU’s                   peace and security architecture.7
                                discourse is rapidly developing                     The Background Paper’s mapping
                                towards more integrated responses                   and initial analysis offers four key
                                to climate-related security risks.                  findings, suggesting strengths
                                The mapping depicts that there are                  and weaknesses in the AU’s policy
                                areas of success and also areas that                response. The key strengths
                                need strengthening. 5                               identified are the AU’s rapidly
                                  This Policy Brief emerges from                    evolving climate security discourse,
                                the Background Paper and outlines                   and improving collaboration and
                                the strengths and weaknesses in                     coordination. In contrast, the lack of
                                the discourse around AU policy                      tangible policy operationalization,
                                                 responses. In                      financial unpreparedness and
AU among few regional IGOs that                  addition, it makes                 limited member state accountability
                                                                                    are identified to constrain the AU’s
recognize climate-related security risks         recommendations
                                                                                    climate security work.
within its peace and security architecture highlighting entry
                                                 points for advancing
                                the understanding and response
                                to climate-related security risks
                                within the AU and also with other
                                                                                      6 Aminga (note 5).
                                actors such as the UN and RECs.                        7 Krampe, F. and Mobjörk, M., ‘Responding
                                                                                    to climate-related security risks: Reviewing
                                                                                    regional organizations in Asia and Africa’,
                                                                                    Current Climate Change Reports, vol. 4, no. 4
                                   environmental security and Africa’s common       (Oct. 2018), pp. 330–37; Dellmuth, L. M. et al.,
                                   position on climate change’, African Human       ‘Intergovernmental organizations and climate
                                   Rights Law Journal, vol. 10, no. 1 (2010),       security: Advancing the research agenda’,
                                   pp. 1–25.                                        WIREs Climate Change, vol. 9, no. 1 (2018),
                                      5 Aminga, V., ‘Policy responses to climate-   e496; and Scott, S. V. and Ku, C., Climate
                                   related security risks: The African Union’,      Change and the UN Security Council (Edward
                                   SIPRI Background Paper, May 2020.                Elgar Publishing: 2018).
climate-related security risks and the african union                                   3

Strengths                                     growing resonance of member
                                              states to the climate security
There is a rapidly evolving                   agenda. For instance, AU countries
discourse around climate security             adopted the Bamako Declaration
within the AU. AU member states               on Access to Natural Resources and
and the AUC are increasingly                  Conflicts between
recognizing the security risks                Communities in            AU discourse and its translation into
associated with climate change.               November 2019,            practice seem endogenous—that is, they
Across the 16 frameworks—most                 showing the
of which have been negotiated                                           appear to stem from inside the continent
                                              AU’s emerging
among member states in the AU                 policy rhetoric in framing and
Assembly—the AU explicitly or                 potential in developing effective
implicitly recognizes climate                 integrated policy responses and
change as one of the emerging                 implementation mechanisms for
global trends undermining Africa’s            climate-related security risks.10
human and state security. 8 The                 On the commission level,
discourse around climate security             interviews with selected experts
across the AU is rapidly developing           have indicated a strong sense of
and translating into new initiatives          ownership, mutual partnerships
and programmes that are yet to be             and collective responsibility in
implemented. Notably, the discourse           important parts of the AUC on
and its translation into practice             addressing climate-related security
seem endogenous—that is, they                 risks.11 Indeed, climate security
appear not to be driven by external           has found resonance within
donor interests but rather stem from          the top leadership of the AUC,
inside the continent.                         with the AU commissioner for
  Frameworks around agriculture               peace and security, Ambassador
and food security are especially              Smaïl Chergui, publicly calling
prominent in highlighting the                 on all member states to mitigate
impacts of climate change on the              the effects of climate change in
continent. This seems logical given           reference to the Silencing the Guns
the continent’s dependence on                 agenda, which is the AU’s key
agriculture for livelihood and food           initiative ‘for ending all wars, civil
security, and recurrent climate-              conflicts, gender-based violence,
related impacts such as droughts              violent conflicts and preventing
and famine.9 The agriculture sector           genocide in the continent by 2020’.12
also remains the most important               The AU dedicated its annual theme
area to achieve food security and
poverty reduction—both of which
                                                10 AU, Communique of the 901st PSC Meeting
are key elements for achieving the
                                              on the Theme Strengthening Governance
UN’s Sustainable Development
                                              Systems in the Management of Natural
Goals and the AU’s Agenda 2063.               Resources Between and Among Communities
  On the member state level, a clear          in Africa: Briefing on the ‘Bamako Declaration
climate security champion is still            on Access to Natural Resources and Conflicts
                                              between Communities’ (AU: Dec. 2019).
missing. However, conversations                  11 AU officials nos 1 and 3, Conversation with
with AUC officials suggest a                  authors, 3 Mar. 2020.
                                                 12 Ambassador Chergui via Twitter, 20 Dec.
                                              2019; AU, ‘Silencing the guns by 2020’; and
  8 Aminga (note 5).                          African Centre for the Constructive Resolution
  9 Busby, J. and von Uexkull, N., ‘Climate   of Disputes (ACCORD), Silencing the Guns,
shocks and humanitarian crises’, Foreign      Owning the Future: Realising a Conflict-free
Affairs, 29 Nov. 2018.                        Africa (ACCORD: 2015).
4       sipri policy brief

for 2020 to silencing the guns to                   in addressing the root causes of
accelerate achieving the vision                     instability.14
underscored in the disarmament                        With the renewed coordination,
instrument beyond 2020. AU                          AU departments now have the
officials have stressed the need for                potential to benefit from wider
the AU to leverage and effectively                  institutional knowledge and identify
exploit the 2020 annual theme                       avenues for synergetic responses
to its full potential by discussing                 to climate-related security risks.15
structural causes of conflict such as               However, it remains to be seen if
climate-related risks.13                            this potential will translate into
                                                    policy action. Some observers close
Collaboration and coordination                      to the AU fear that lack of dedi­cation
is improving. Like in most                          and commitment of senior leader­
institutions, climate issues have                   ship makes implemen­tation slow.16
been dealt with in silos and with
limited coordination within the                     Weaknesses
AU. Since the AU’s inception in
2002, its climate-related security                  There is a lack of tangible
work (largely on food security) has                 policy operationalization. The
been handled by the Department                      progress on strengthening the
of Rural Economy and Agriculture                    AU’s institutional understanding
(DREA), which administers                           of climate-related security risks
various programmes on climate                       is commendable. However, there
change in agriculture. Various AU                   remains a significant amount
departments with mandates in the                    to be done to concretize timely
humanitarian, development and                       and targeted responses and
security nexus are already exploring                develop actionable commitments.
opportunities for synergetic                        Implementing the recommendations
and cohesive cross-sectoral                         in the Bamako Declaration, for
collaboration.                                      instance, has the potential to elevate
  Recently, concrete steps                          the AU’s understanding, political
have been taken to increase                         engagement and programmatic
collaboration and coordination                      interventions for addressing
among different departments on                      conflicts associated with climate
climate-related security risks. For                 change, natural resources and
instance, the Conflict Prevention                   stability. Yet, implementing well-
and Early Warning Division and                      intended frameworks remains
DREA have given new life to the                     a challenge. For example, the
                                                    ambitious Master Roadmap of
Interdepartmental Taskforce on
Conflict Prevention (IDTFCP),                         14 Wachira, G. M., Strengthening the Peace
inviting representatives from                       and Governance Nexus within the African
various AUC departments and                         Union: Enhancing Synergy between the African
                                                    Governance Architecture (AGA) and the African
specialized organs to establish
                                                    Peace and Security Architecture (APSA),
and institutionalize a climate                      NUPI Report no. 7 (Norwegian Institute of
cluster. The IDTFCP was                             International Affairs: Oslo, 2017), p. 3.
                                                       15 AU officials nos 1 and 2, Comments on
established in 2014 to synergize
                                                    authors’ manuscript, 30 Oct. 2019. See also
AU interdepartmental efforts                        Aminga (note 5).
                                                       16 UN Development Programme (UNDP)
    13 AU official no. 1, Interview with authors,   official, Conversation with authors, 23 Apr.
23 Apr. 2020.                                       2020.
climate-related security risks and the african union                                           5

Practical Steps to Silence the                         of AU reforms. Yet, the institution
Guns in Africa by Year 2020 still                      is still dependent on external
faces substantive operational and                      donors—in the form of bilateral aid
institutional obstacles.17 Similarly,                  through states and also through UN
the 2014 Malabo Declaration                            agencies. 20 The AU can function
on Accelerated Agricultural                            without the necessary member
Growth and Transformation for                          states contributions; however,
Shared Prosperity and Improved                         this limits its ability to achieve
Livelihoods for accelerating                           more independence from external
agricultural growth and transform­                     actors and achieve more internal
ation and supporting livelihoods                       accountability. 21
contains clear implemen­tation,                           Even in cases where commitments
moni­toring and evaluation                             were made for strong member state
strategies, but success­f ul implemen­                 contributions, such as in the Malabo
tation is inhibited by limited                         Declaration, frameworks failed to
member state commitments.18                            attain the targets. The 2017 progress
  Multifaceted challenges—such                         report on the Malabo Declaration
as extreme poverty, the rise                           reveals that most countries had
of violent extremism in some                           not met the 10 per cent investment
regions, weak state capacity                           target for
and structural weaknesses of                           agricultural               Rapid formulation and implementation of
the AU—remain core inhibitors                          growth that
                                                                                  policy to consider Africa’s diverse social
to policy operationalization.19                        countries had
Inevitably, rapid formulation and                      committed to. 22           economic and political realities
implementation of policy responses                     Out of the 47
will have to consider Africa’s diverse                 countries that submitted their
social economic and political                          progress, only Mauritius was on
realities.                                             track with government budget lines
                                                       for enhanced resilience to climate-
Member states have limited                             related risks through disaster
accountability and financial                           preparedness, early warning
unpreparedness. Despite a                              response systems and social safety
strong sense of ownership and an                       nets.
internally evolving climate security                      Yet there are also positive
discourse, the AU is not financially                   signs towards more financial
prepared and independent enough                        commitments. The AU Peace
to prevent and respond to existential
challenges associated with extreme                        20 AU, ‘What is financing of the Union’;
climatic events. Efforts to overcome                   and AU and Board of External Auditors,
the AU’s funding gap from its own                      Report of the Board of External Auditors on
                                                       the Consolidated Financial Statements of the
member states are ongoing as part                      African Union for the Year Ended 31 December
                                                       2018 (AU: May 2019).
                                                          21 AU expert no. 1, Seminar with authors
  17 AU, African Union Master Roadmap of               present, 25 Oct. 2018.
Practical Steps to Silence the Guns in Africa by          22 AU, The 2017 Progress Report to the
Year 2020 (AU: 2016).                                  Assembly: Highlights on Intra-African Trade for
   18 New Partnership for Africa’s                     Agriculture Commodities and Services: Risks
Development (NEPAD), Malabo Declaration                and Opportunities, Inaugural Biennial Report
on Accelerated Agricultural Growth and                 of the Commission on the Implementation of the
Transformation for Shared Prosperity and               June 2014 Malabo Declaration on Accelerated
Improved Livelihoods (NEPAD: 2016).                    Agricultural Growth and Transformation for
   19 Institute for Security Studies official no. 2,   Shared Prosperity and Improved Livelihoods
Seminar with authors present, 9 Oct. 2019.             (DREA: 30–31 Jan. 2018).
6       sipri policy brief

Fund—one of the five pillars of                      Evidence-based, shared and
the African Peace and Security                    jointly accepted information
Architecture through which the                    is a prerequisite for effective
AU plans to fund large parts of its               decision making and project
operational activities on peace and               implementation. 25 Developing
security—is expected to ‘soon be                  coordinated analytical capacity
operational by requiring mandatory                is likely to facilitate coordinated
member states’ contributions and                  responses and is necessary within
introducing a sanctions regime’. 23               the AU and with its external
Some experts see potential that                   relations. 26
parts of the Peace Fund’s activities                 Enhanced internal coordination
could include tackling issues such as             within the newly formed climate
climate-related security risks. 24                cluster between the Peace and
                                                  Security Department (PSD)
WAYS FORWARD                                      and the DREA is a prerequisite
                                                  to harmonizing programmatic
Given these strengths and
                                                  interventions in efforts to better
weaknesses in the AU’s response to
                                                  understand and address climate-
climate-related security risks, how
                                                  related security risks. This
can the organization capitalize on
                                                  improved institutional coherence
and translate the current discursive
                                                  will reduce shortcomings associated
momentum into effectively
                                                  with replicating interventions
implemented opportunities? How
                                                  and synergize the use of financial
can it reorient its already limited
                                                  resources. For instance, the DREA,
financial, information and human
                                                  as a key implementation actor of
resources to address overlapping
                                                  the AU climate work, will thereby
mandates and effectively respond
                                                  benefit substantially from the
to climate security issues? Based on
                                                  PSD, and also through the Peace
analysis and background mapping,
                                                  and Security Council’s normative
this Policy Brief suggests three
                                                  agenda setting ability.
possible ways forward.
                                                     Developing coordinated analytical
Institutionalize coordinated                      capacity will require coordination
responses                                         with regional actors. 27 To reach
                                                  such actors, the 2008 memorandum
The ongoing institutional                         of understanding between the
reforms within the AU provide                     AU and RECs provides a natural
an opportunity to enhance                         platform for furthering the climate
institutional integration of data                 security discussion, especially
collection and analysis relating                  between the Continental Early
to climate-related security risks.                Warning System (CEWS) and the
They also provide an opportunity                  REC early warning centres such
to strengthen coordination among
different actors.                                   25 Mitchell, S. M. and Zawahri, N. A., ‘The
                                                  effectiveness of treaty design in addressing
                                                  water disputes’, Journal of Peace Research,
    23 International Crisis Group, The Price of   vol. 52, no. 2 (2015), pp. 187–200.
Peace: Securing UN Financing for AU Peace            26 AU, ‘Overview of institutional reforms’;
Operation, Africa report no. 286 (International   AU expert no. 2, Interview with authors via
Crisis Group: 31 Jan. 2020); and AU, ‘Peace       Skype, 10 Jan. 2019; and AU expert no. 3,
Fund’.                                            Interview with authors via Skype, 24 May 2019.
   24 UNDP official, Interview with authors,         27 AU (note 26); AU expert no. 2 (note 26);
23 Apr. 2020.                                     and AU expert no. 3 (note 26).
climate-related security risks and the african union                                       7

as ECOWARN (the Economic                           provides opportunities to identify
Community of West African States                   root causes by developing joint
Early Warning and Response                         early warning indicators, and to
Network) and CEWARN (the                           address human insecurity in a more
Intergovernmental Authority                        coherent and integrated manner in
on Development’s Conflict                          the long term. This should catalyse
Early Warning and Response                         achievement of the AU’s ambitious
Mechanism). 28 The AU is presently                 Agenda 2063 (Africa’s 50-year
working towards an integrated early                development blueprint aiming at
warning structure that will shift                  repositioning Africa as a dominant
and reinforce the mandate of the                   player in the global arena by 2063).
CEWS from solely a conflict centric                  Aside from collaboration with
early warning system to a more                     regional entities, the AU can also
integrated early warning response                  benefit further from cooperation
mechanism. 29                                      and knowledge exchange with the
   These efforts to coordinate with                UN through existing mechanisms
RECs and their existing regional                   such as the UN–AU Joint Task Force
early warning centres deserve                      on Peace and Security and from
credit and call for consolidation and              deepening existing consultative
strengthening—structurally within                  meetings on conflict prevention and
the AU institutional framework and                 management. 33 There are positive
also financially. 30 The AU Peace                  signs of deepened
Fund (window 1: mediation and                      consultations: in        AU working towards an integrated early
preventive diplomacy; window 2:                    February 2020 the
institutional capacity; and window                 UN–AU joint task
                                                                            warning structure that will shift and
3: peace support operations) could                 force highlighted        reinforce the mandate of the CEWS
also provide valuable entry points to              climate security
find a sustainable funding stream to               as a challenge in the continent and
support climate security work. 31                  called for the creation of a UN–AU
   Moreover, this kind of cooperation              climate cluster (in addition to an
will be an opportunity to climate                  internal AU climate cluster under
proof the AU’s peace and security                  the IDTFCP). The UN–AU climate
architecture (i.e. make it ‘sensitive              cluster is to be created within
to climate-related security and                    the UN–AU Joint Framework for
development risks’32). It also                     Enhanced Partnership in Peace and
                                                   Security and will further enhance
  28 AU, ‘Memorandum of understanding on           coordination between the two
cooperation in the area of peace and security      organizations. 34
between the African Union, the regional
economic communities and the coordinating
mechanisms of the regional standby brigades        Security and Development Risks in Africa,
of Eastern Africa and Northern Africa’, 2008.      NUPI Report no. 4 (Norwegian Institute of
   29 AU official no. 1, Interview with authors,   International Affairs: 2020).
23 Apr. 2020.                                         33 AU, ‘Joint communiqué: United Nations–
   30 AU, ‘Press statement’, PSC/PR/               African Union Joint Task Force on Peace
BR.(DCCCLXXIV), 5 Sep. 2019; and AU,               and Security holds eighteenth consultative
‘Communique of the 901st PSC meeting on AU’s       meeting in Addis-Ababa on 11 February 2020’,
conflict prevention and early warning efforts      Feb. 2020; and UN Office to the African Union,
and the challenges encountered, as well as on      ‘12th annual UN–AU–RECS/RMS consultative
the horizon scanning briefing on the state of      meeting kicks off in Addis Ababa’, 11 Mar. 2019.
peace and security in Africa’, 13 Mar. 2020.          34 UN and AU, United Nations–African Union
   31 AU (note 23).                                Joint Framework for Enhanced Partnership in
   32 De Coning, C. and Krampe, F. Multilateral    Peace and Security (UN and AU: New York,
Cooperation in the Area of Climate-related         19 Apr. 2017).
8       sipri policy brief

                                   The UN–AU cluster should                         Develop strong climate security
                                further leverage the work                           leadership within the African
                                of the UN Climate Security                          Union
                                Mechanism, which is a centrally
                                placed joint mechanism of the                       Strategic leadership will be
                                UN Department of Political and                      important. The anticipated
                                Peacebuilding Affairs, the UN                       appointment of an AU special envoy
                                Development Programme and the                       for climate change and security
                                UN Environment Programme.                           will thus be pivotal—although not
                                Enhanced knowledge sharing                          sufficient—to build political willing­
                                will provide entry points for                       ness and insti­tutionalize a strategic
                                successful international cooperation                coordinated response to climate-
                                and help generate synergies in                      related security risks. On several
                                operationalizing institutional                      occasions the AU has re­iterated the
                                responses to climate-related                        need for such a special envoy, for
                                security risks on the field/local                   instance in various AU peace and
                                level. Another channel would be                     security open sessions and in recent
                                the existing consultations between                  AU summits. 37
                                the AU and the UN Peacebuilding                       It will be important to draw
                                Commission. Some observers see                      upon vital lessons learned by
                                potential that regular exchanges                    past and current special envoys
                                of views on the impact of climate                   on constraining factors to their
                                change on peacebuilding, and on                     political leadership, such as time-
                                lessons learned, including in the                   limited assignments and quick
                                context of Agenda 2063 and the                      rotations, as well as member state
                                Silencing the Guns initiative, would                influence and financial depend­ence.
                                provide opportunities for deeper                    Nevertheless, there seem to be some
                                engagement on the AU and UN                         concrete operational tasks for the
                                levels. 35                                          envoy that would advance responses
                                   International collaboration for                  to climate-related security risks by
                                these processes will be crucial, but                the AU.
                                the AU should have ownership and                      The envoy should:
                                set the agenda. To be successful and                1. Provide leadership
                                sustainable the AU’s response and
                                                                                    The envoy should provide the
                                                 coordination will
A requisite for strong climate change and require institutional                     necessary political leadership
                                                                                    required to steer the climate cluster
security strategy, and strategic leadership consolidation and
                                                                                    and consolidate a well-placed
to effectively implement strategy                political willingness
                                                                                    institutional home for climate-
                                                 within the AU
                                                                                    related security risks.
                                and its member states. So, there
                                is a requisite for a strong climate
                                change and security strategy, and                   Essays, 7 Feb. 2019; and AU expert no. 3
                                                                                    (note 26).
                                strategic leadership is also required                 37 AU, ‘The 774th meeting of the AU Peace
                                to effectively implement such a                     and Security Council, an open session on the
                                strategy. 36                                        theme: “The link between climate change and
                                                                                    conflicts in Africa and addressing the security
                                                                                    implications”’, 29 May 2018; and AU, ‘The 828th
                                       35 International Peace Institute official,   meeting of the AU Peace and Security Council,
                                   Conversation with authors, 30 Apr. 2020.         an open session on the theme: “Climate change
                                      36 Krampe, F. and Aminga, V., ‘The need       funding in line with the Africa Adaptation
                                   for an African Union special envoy for climate   Initiative (AAI) to contribute towards peace
                                   change and security’, SIPRI Commentary/          and security”’, 27 Feb. 2019.
climate-related security risks and the african union                                        9

2. Play an outreach role                            related security risks jointly with
                                                    the envoy, RECs and the AU. Only
The envoy should have an important
                                                    then will the envoy be in a position
outreach role that will strengthen
                                                    to raise climate security issues
African ownership on shaping the
                                                    at the highest
continent’s climate security agenda
                                                    political level,
and strengthen Africa’s voice in                                             African mediators are more successful in
                                                    thereby mitigating
international forums such as the UN                                          finding negotiated solutions to conflicts
                                                    some member
General Assembly, the UN Security
                                                    state doubts and         because of their inherent legitimacy
Council and the Conferences of
                                                    reservations.
the Parties of the UN Framework
                                                    This will inevitably require a new
Convention on Climate Change.
                                                    narrative around climate change
This would also ensure conflict- and
                                                    and security within the AU.
climate-sensitive donor engagement
to strengthen African societies.                    Change the narrative
3. Have a diplomatic role
                                                    With the recognition that climate
The envoy should have a diplomatic                  change is transforming and
role to mediate and support                         redefining the African security and
confidence-building measures. As                    development landscape comes the
recent research suggests, African                   need for a narrative around climate
mediators are more successful in                    security that promotes a joint
finding negotiated solutions to                     vision and regional, cooperative
conflicts on the continent because                  approaches to addressing
of their inherent legitimacy. 38 This               climate-related security risks.
latent advantage of the envoy has                   Previous SIPRI research suggests
the potential to accelerate the AU’s                the need to focus on shared
understanding and response to                       problems and therefore shared
climate-related security risks. This                solutions—multilateralism rather
can be done through early special                   than nationalism. 39 A vision for
assignments in climate security                     cooperation in addressing climate-
hotspots that could be identified                   related security risks may promote
through early warning mechanisms.                   confidence among countries,
Coordinating the assignments                        the lack of which has inhibited
with AU RECs will establish                         cooperation in the past.
synergetic and integrated regional                    Part of this vision has to be
responses that combine climate                      anchored in enhanced language
adaptation with peace and security,                 sensitivity around the framing
development and governance.                         of climate security issues. In the
  For the suggested diplomatic                      past—elsewhere and within the
endeavours to be successful,                        AU—climate change has often been
appointing an envoy will certainly                  labelled as a ‘threat multiplier’.40
not be sufficient. African member                   However, the framing matters
states must be open and willing                     because terms such as ‘threat’
to take ownership and lead the                      encourage zero-sum thinking and
continent’s response to climate-
                                                       39 Krampe, F. et al., ‘Water security and
                                                    governance in the Horn of Africa’, SIPRI Policy
   38 Duursma, A., ‘African solutions to African    Paper no. 54, Mar. 2020.
challenges: The role of legitimacy in mediating        40 AUC, African Peace and Security
civil wars in Africa’, International Organization   Architecture: APSA Roadmap 2016–2020 (AUC:
(2020).                                             5 Dec. 2015), p. 20.
10    sipri policy brief

                               nationalistic solutions.41 Reframing
                               the issues as climate-related
                               security risks places human security
                               and development at the centre
                               of the debate. This does not have
                                                merely semantic
                                                implications because
Reframing the issues as climate-related
                                                avoiding the more
security risks places human security and interventionist
development at centre of debate                 associations to the
                                                threat discourse
                               has direct effects on policy and the
                               potential for more multilateral,
                               integrated responses to climate-
                               related security risks.
                                 The challenge at hand is immense
                               when looking at climate-related
                               security risks within the AU. Yet,
                               the problems of today are most likely
                               small compared with the problems
                               of the future. Coordination, political
                               leadership and new narratives
                               are required to overcome current
                               issues and provide a foundation of
                               trust. Drawing on these will drive
                               solutions for dealing with climate-
                               related security risks and offer steps
                               towards cooperation and securing
                               human livelihood for present and
                               future generations.

                                    41 Mobjörk, M. et al., Climate-related
                                  Security Risks: Towards an Integrated Approach
                                  (SIPRI and Stockholm University: Stockholm,
                                  Oct. 2016); Born, C. et al., ‘Advancing United
                                  Nations responses to climate-related security
                                  risks’, SIPRI Policy Brief, Sep. 2019; and De
                                  Coning and Krampe (note 32).
climate-related security risks and the african union             11

ABBREVIATIONS

ACCORD		    African Centre for the Constructive Resolution of Disputes
AU		        African Union
AUC		       African Union Commission
CEWARN		    Conflict Early Warning and Response Mechanism
CEWS		      Continental Early Warning System
DREA		      AU Department of Rural Economy and Agriculture
ECOWARN		   Economic Community of West African States Early
            Warning and Response Network
FAO		       Food and Agriculture Organization of the United Nations
IDTFCP		    Interdepartmental Taskforce on Conflict Prevention
IGO		       Intergovernmental organization
NEPAD		     New Partnership for Africa’s Development
PSD		       Peace and Security Department
REC		       Regional economic community
UN		        United Nations
UNDP 		     United Nations Development Programme
UNHCR		     United Nations High Commissioner for Refugees
USAID		     United States Agency for International Development
SIPRI is an independent          RELATED SIPRI PUBLICATIONS
international institute
dedicated to research into       Policy framework responses to climate-related security risks
conflict, armaments, arms        in the African Union
control and disarmament.
                                 Vane Aminga
Established in 1966, SIPRI
                                 SIPRI Background Paper
provides data, analysis and
                                 May 2020
recommendations, based on
open sources, to policymakers,   Water security and governance in the Horn of Africa
researchers, media and the       Dr Florian Krampe, Luc van de Goor, Anniek Barnhoorn
interested public.               Elizabeth Smith and Dan Smith
                                 SIPRI Policy Paper
GOVERNING BOARD                  March 2020
Ambassador Jan Eliasson,
                                 Climate-related security risks and peacebuilding in Somalia
  Chair (Sweden)
                                 Karolina Eklöw and Dr Florian Krampe
Dr Vladimir Baranovsky
                                 SIPRI Policy Paper
  (Russia)
                                 October 2019
Espen Barth Eide (Norway)
Jean-Marie Guéhenno (France)     Climate advancing United Nations responses to climate-related
Dr Radha Kumar (India)           security risks
Ambassador Ramtane               Camilla Born, Karolina Eklöw and Dr Malin Mobjörk
Lamamra (Algeria)                SIPRI Policy Brief
Dr Patricia Lewis (Ireland/      September 2019
  United Kingdom)
Dr Jessica Tuchman Mathews
  (United States)
                                 SIPRI publications are available to download at www.sipri.org/publications

DIRECTOR
Dan Smith (United Kingdom)

                                 ABOUT THE AUTHORS
                                 Dr Florian Krampe (Germany/Sweden) is a Senior Researcher in SIPRI’s Climate
                                 Change and Risk Programme, specializing in peace and conflict research,
                                 environmental and climate security, and international security.

                                 Vane Aminga (Kenya) is a Research Assistant in the Climate Change and Risk
Signalistgatan 9                 Programme at SIPRI.
SE-169 72 Solna, Sweden
Telephone: +46 8 655 97 00
Email: sipri@sipri.org
Internet: www.sipri.org                                                                                    © SIPRI 2020
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