Done deal - Law Society of Scotland

 
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Done deal - Law Society of Scotland
Discrimination and                    Land reform:                  Success without the
         psychiatric injury               the journey continues                 human cost
                   P.16                             P.20                               P.24

Journal of the Law Society of Scotland                                    Volume 66 Number 1 – January 2021

                                         Done deal
                The clock stopped ticking just in time, but there is plenty still to be worked
               through regarding future relations with the EU – and the impact on UK law
Done deal - Law Society of Scotland
Done deal - Law Society of Scotland
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                                                         Distant light
www.lawscot.org.uk (home page)                           As COVID-19 cases surge, and we become            practices. But the goodwill built up during
www.lawscot.org.uk/members/journal/                      even more locked down, I have noticed             negotiations and expressed on both sides at
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Non-Practising Members (UK and Overseas,                     In dark times, made darker by it being        read as taking away with one hand part of
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Editorial                                                is an illustration of how we need to pay          surely.
Connect Publications (Scotland) Ltd                      particular attention to our mental health            It has since been clarified that that was
Editor: Peter Nicholson: 07785 460743                    through this pandemic, and more                           a separate, and (it is claimed) cost
e: peter@connectcommunications.co.uk                     than ever in the month that is                                neutral revision of the criminal
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e: journalsales@connectcommunications.co.uk              of depression.                                                   and members, are now on the
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Online legal news:                                       pandemic, that we have to                                        fact the case, and that the full
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                                                         help and haven’t a friend or family member        Déjà vu
Editorial board                                          you can open up to, there are resources           Also just in time for Christmas was the
Austin Lafferty, Lafferty Law                            and professional support on hand through          UK Government’s Brexit deal with the EU.
Andrew Todd, Springfield Properties Plc                  the Lawscot Wellbeing pages online.               It is rather far from the “deep and special
Philip Hannay, Cloch Solicitors
                                                             Even if your new year doesn’t feel great      relationship” desired by Theresa May when
David Bryson, Baillie Gifford
Ayla Iridag, Clyde & Co                                  at the moment, I wish you a happier one as        talks first opened, and does not avoid the
Kate Gillies, Harper Macleod LLP                         it goes on – and an upward curve for us all.      negative impacts now coming to light for
                                                                                                           many individuals and businesses. It does
                                                         Nailing the package                               however contain provisions permitting UK
                                                         Also needing a bigger chink of light right        lawyers to continue to provide some types
                                                         now is the legal aid sector. The Christmas        of advice in member states. An outline can
                                                         present from the Government, in the form          be found on the Law Society of England
Disclaimer                                               of the 10% fee rise over two years plus           & Wales website. More generally, it is
The views expressed in the Journal of the Law
Society of Scotland are those of invited contributors    other business support, was welcomed              designed to be subject to review, and we
and not necessarily those of the Law Society of
Scotland. The Law Society of Scotland does not
                                                         as a good start, even if well short of what       have not heard the last of negotiations. One
endorse any goods or services advertised, nor any        is needed to repair the finances of many          way or another, advisers will be kept busy.
claims or representations made in any advertisement,
in the Journal and accepts no liability to any person
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responding to, or placing reliance upon any claim or

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© The Law Society of Scotland, 2021                      Lynda              Dawn                Musab Hemsi,       Mike                 Graeme
ISSN: 0458-8711
                                                         Towers             Robertson           Simon Mayberry     Blair                Thompson
Average circulation:
Print edition Jul 19-Apr 20: 13,788
                                                         is director of     is an               (co-authors)       is a partner in      is an executive
Digital edition May-Jun 20: 13,626                       Public Law         employment          are partner and    Land & Rural         coach, working
Audit pending                                            with Morton        law partner         senior associate   Business             across both
                                                         Fraser LLP         with Rooney         respectively       with Gillespie       business
                                                                            Nimmo               with LexLayton     Macandrew            and sport

                                                                                                                                            January 2021 \ 3
Done deal - Law Society of Scotland
THE JOURNAL OF THE LAW SOCIETY OF SCOTLAND
                                              VOL.66 NO.1 – JANUARY 2021

     Perspectives                       Features                           Briefings                           In practice

     04 Journal online                  12                                 28 Civil court                      38 Professional news
     January’s website exclusives       Lynda Towers’ overview of the      Roundup, with appeal issues         Legal aid; complaints proposals;
                                        state of play post the Brexit                                          social media guidance; RoS
     05 Guest view                                                         29 Licensing
                                        deal and related legislation                                           consultation; policy work
     Melissa Rutherford and Tony                                           What’s coming, COVID apart
     Bone                                                                                                      40 Solicitor advocates
                                        16                                 30 Planning
                                                                                                               Marking 30 years since the law
     06 Letters                         Dawn Robertson considers           New rules for s 75 reviews
                                                                                                               paved the way
     Doing away with “Dear Sirs”;       what a discrimination case
                                                                           30 Insolvency
     Reviews                            might mean for stress claims                                           41 Sir Gerald Gordon
                                                                           Making pre-packs transparent
                                                                                                               Brief profile as he retires from
     07 Offbeat
                                        19                                 32 Tax                              SCCR after 40 years
     Quirky news; Profile column
                                        Two employment lawyers             First report from the CGT review
                                                                                                               41 Ask Ash
     08 President                       ask whether the rules on
                                                                           32 Immigration                      A home based trainee feels a
     Wishes and aims for 2021           comparators are too rigid
                                                                           Curbing papers based appeals        lack of connection

     Regulars                           20                                 33 Discipline Tribunal              42 Pro bono
                                        Mike Blair looks at the recent     Failures in a property case         How doing it brings benefits to all
                                        history of land reform, and
                                                                           34 Property/planning                44 Risk management
     09   People                        suggests it is far from over yet
                                                                           Changing face of our inner cities   Phone calls that prevent fraud
     31   Consultations
     39   Notifications                 24                                 36 In-house                         46 The Word of Gold
     45   Archive                       Graeme Thompson likens             Introducing new ILC members         Resilience post-COVID and how
     49   Classified                    lawyers to peak athletes in                                            to show it
     50   Recruitment                   coaching for best performance
                                                                                                               47 Preparing for COP26
                                                                                                               The Society’s survey, and
                                        26                                                                     follow-up plans
                                        Ally Thomson describes Hey                   Pro bono:
                                        Legal’s arrival on the scene                 three case                48 The Eternal Optimist
                                        and its adapting to COVID-19                   studies                 Facing up to the year ahead
                                                                                      Page 42

                                                           ONLINE INSIGHT

               P U B L I S H E D O N LY O N W W W. L A W S C O T. O R G . U K / M E M B E R S /J O U R N A L /

     After Brexit: the employment       Building better: housebuilding     Investors and the                   Part of the fabric?
     law outlook                        and climate change                 Government veto                     Office workers need to get back
     Laura Morrison surveys the         Natasha MacDonald reviews          Paul Marshall and James             into their offices: an unpopular
     aspects of employment law most     the means by which                 Millward explain the aims           opinion or not? Musab Hemsi
     likely to change now that the UK   housebuilding and renovation       of the National Security            argues that some presence there
     is no longer subject to European   could play a greater part in       and Investment Bill, which          is necessary for many to make
     Union requirements.                achieving climate change targets   adds to the Government’s            their full expected contribution.
                                        – but how can we incentivise       powers to intervene in
                                        the necessary investment?          sensitive acquisitions.

4 / January 2021
Done deal - Law Society of Scotland
OPINION

      Melissa Rutherford
       and Tony Bone
           The founders of Trauma Aware Lawyers in Scotland believe Scottish lawyers,
         and courts, need a better understanding of adverse childhood experiences and their
               impact on those most likely to come into contact with the legal system

                       cotland is aiming to be one of the first          to ensure that all individuals involved in the court system or legal

     S
                       trauma-aware countries in the world.              system in Scotland are treated with respect and not re-traumatised.
                       Compelling evidence is now available in the          As a movement, our objective is to raise awareness of the effects
                       public realm that trauma can have a lifelong      of childhood trauma within the legal sector in Scotland. We really
                       impact on both the physical and mental            want to change the way that the whole of the justice system
                       health of a child, as well as their behaviour.    treats people in the legal system, by raising awareness among
                       Children who have experienced trauma can          lawyers and decision-makers of how trauma impacts on people
be impacted in the way they think, the way they interact with            and the unforeseen consequences of their decisions in later life,
people, their learning and their risk-taking behaviour.                  which ultimately leads to a never-ending cycle of incarceration
   Risk factors known to be linked to adverse childhood                  or an inordinate impact on the public purse. As we now know, all
experiences (ACEs) include alcohol or drug misuse and addiction,         too often ACEs manifest in adolescence and/or adulthood in all
neglect, death of a parent, domestic abuse or violence within the                                           sorts of ways. The old approach is
family, parental divorce or separation, a parent with mental health                                         not working, and is certainly not
issues, sexual abuse and poverty. Academic studies have found                                               helping those most affected by
that as the number of trauma factors that a person has experienced                                          childhood trauma and whose skills
increases, so does their susceptibility – and their risk of having a                                        and talents are lost forever.
range of physical and mental health conditions. Their mental health                                            We would like to thank the Law
risk brings the increased likelihood of them ending up in prison, or                                        Society of Scotland for putting a
engaging in violent and/or antisocial behaviour.                                                            CPD resource online on trauma.
   Trauma Aware Lawyers in Scotland is a newly established                                                  We hope to work with the Society
movement of lawyers who are seeking to use their own personal                                               in the future to create further CPD
and professional experience to educate all professionals involved in                                        seminars and updates, and add
the legal system, including judges, court staff and law students.                                           to these resources so they can
   The founders are Melissa Rutherford (Rutherford Sheridan                                                 be accessed by the profession.
Solicitors), Tony Bone (Tony Bone Legal), Iain Smith (Keegan Smith                                          The Society also recognises that
Defence Solicitors) and Nadine Martin (Harper Macleod LLP). We                                              being trauma-aware is essential to
are four practising lawyers in Scotland who have, for one reason or                                         provide a good service to clients. A
another, become aware of trauma and ACEs and who are committed                                              quote from its website highlights
to bringing compassion to the legal system. We hope that we can                                             this: “Trauma-informed knowledge
educate and influence further understanding of what having a                                                is essential to elevate your client
trauma-informed legal and court system in Scotland means, and                                               care skills within many practice
that the practice of the law can be empathetic and caring.                                                  areas, including family law, criminal
   We felt like we couldn’t keep this to ourselves any more. This                                           law, child law and personal injury.”
is so vital to how we treat our clients or those most in need of our                                           Please contact us
help. As a result of our epiphany and our new learning, all four of                                         for more information at
us now carry out our roles in a different way. Lawyers aren’t taught     TraumaAwareLawyers@gmail.com. Find us on Facebook: Trauma
about trauma at all, despite the fact that most of the people we         Aware Lawyers in Scotland, Instagram: @trauma_aware_lawyers_
represent in court have suffered trauma in their lives.                  scotland, Twitter: @traumaAwareLaw, and Linkedin group Trauma
   We feel that we have a duty, or even an obligation now to share       Aware Lawyers in Scotland.
what we know and to raise awareness of the impact of trauma on
the people we deal with. We need a person-centred approach for
both victims and accused persons within the legal system.
   The court system is one where people are often in crisis and
addiction as a result of something that has happened to them. We         Melissa Rutherford is co-founder of Rutherford Sheridan, Glasgow
must educate ourselves so that we have the empathy and deep              and a board member of charity Indigo Childcare. Tony Bone
understanding of trauma in order to build relationships and trust, and   practises as Tony Bone Legal, Kilmarnock.

                                                                                                                                        January 2021 \ 5
Done deal - Law Society of Scotland
VIEWPOINTS                                                       BOOK REVIEWS

                   Dear who?                                                                        The Floating
                                                                                                    Charge
                                                                                                    A D J MACPHERSON
Dear Colleagues                                This form of address is not just                     PUBLISHER: EDINBURGH LEGAL
    Very few of us will forget 2020. As a   inaccurate, however. It represents                      EDUCATION TRUST
profession, we have shown resilience,       something greater. The use of “Dear                     ISBN 978-1999611828; PRICE: £30
adaptability and creativity under           Sirs” privileges the male norm. It tells                This is the eighth volume in a series, Studies in Scots
incredibly challenging circumstances.       women that we do not belong. Lady                       Law. Its author is a lecturer in commercial law at
2021 will, we hope, see the return of       Hale, writing about the lack of women                   the University of Aberdeen. It is a revised version of
the normality so many of us crave.          in the judiciary, noted that                            his 2017 PhD thesis, and is an excellent analysis of
    2020 also gave us a chance to           “the absence of women from the                          the subject matter. In the author’s words, “The work
reflect. The lessons we have learned        bench is even more important than                       contained within this book is unashamedly academic
mean that we will never really go back      our presence, in the message it                         yet also inescapably practical.” I agree totally.
to “normal”. In some ways this may be       sends out”. We suggest the same                            The book is well laid out and easy to access. The
a good thing. The last year has forced      can be said here.                                       index is not as detailed as one might expect, but that
us to confront practices that we do not        Fortunately, unlike increasing                       is a very minor criticism as it does not detract from
believe are working, and think about        judicial diversity, there is a simple                   the comprehensive coverage.
how we create lasting change. So, in        solution. It does not take radical                         The detail in the book goes well beyond that
the spirit of new year resolutions, we      measures and is not resource                            which a busy practitioner is likely to require day-to-
suggest that one practice we should         intensive. A number of firms in                         day, but when a detailed analysis of the nature and
all leave behind this year is the use of    Scotland have already issued                            scope of a floating charge to heritable and moveable
“Dear Sirs” in formal letters.              guidance and updated their styles. The                  property is required, reference should be made to
    As you rush to catch the post, it       Law Society of Ireland discontinued                     this book.
is easy to quickly open a firm style,       the use of “Dear Sirs” last year.                          A number of topics are ably addressed, one being
paying little heed to the default           Suggested alternatives include Dear                     the case for a floating charge attaching on the
masculine salutation. We have done          Sir or Madam; Dear [firm name]; Dear                    appointment of an administrator (chapter 3). Chapter
it ourselves. In less busy moments,         Solicitors; or Dear Colleagues.                         6 contains a very good analysis of floating charge
you might pause and amend. However,            Perhaps making this simple change                    enforcement. Part B of the book also contains a very
from our own experiences as junior          will focus our minds on how to tackle                   useful review of Sharp v Thomson and the non-
women in the profession, we know            the bigger problems, which do require                   floating charge case, Burnett’s Trustee v Grainger.
it is unlikely that you’ll start a wider    strategic, collaborative action. Our                    The author is not slow to criticise the former; the
conversation about what those two           gender pay gap still stands at 23%.                     review of the case law and the various commentaries
words represent. We tell ourselves          Women make up fewer than 30%                            thereon is most welcome.
that it’s not the time or place. We         of partners. A third of women who                          My central recommendation is that this book
worry that we’ll be seen to be causing      responded to 2018 Law Society of                        should be a “must read” for solicitors involved with
a fuss over nothing, that there are         Scotland research reported personal                     property and insolvency law and practice.
bigger issues at play. We say it            experience of bullying, harassment
doesn’t matter.                             or sexual harassment. One hundred                       Professor Stewart Brymer, Brymer Legal Ltd.
    Yet, as lawyers, we know that           years since Madge Easton Anderson                       For a fuller review see bit.ly/2L1dM7f
accurate drafting does matter. Indeed,      became the first woman law agent
we pride ourselves on it. However,          in Scotland, there remains work
“Dear Sirs” is premised on an               to be done.                                             One Two Three Four:
inaccurate assumption that it will be          As with any lengthy to do list,
a male colleague who receives your          starting with a simple task can get the                 The Beatles in Time
letter. Given that our profession is now    ball rolling. So, as we enter this new                  CRAIG BROWN
53% female, chances are that this           year, let’s update the firm style and                   (4TH ESTATE: £20; E-BOOK: £4.99)
assumption is incorrect. Some say that      prioritise equality in 2021.                            “This is one of the most engaging biographies
“Dear Sirs” is appropriate as it refers                                                             I have read in a long while.”
to the firm, not an individual. To this                                                             This month’s leisure selection is at bit.ly/2L1dM7f
we would say that the erasure of            Seonaid Stevenson-McCabe,
all women partners in Scotland              Katy MacAskill and Màiri McAllan,                       The review editor is David J Dickson
is regrettable.                             co-founders, RebLaw Scotland

 BLOG OF THE MONTH             ukandeu.ac.uk

How much freedom does the deal finally struck          or legal change, in order to secure a competitive
with the EU leave the UK to make its own               edge, risk provoking significant sanctions, which
rules? Not much, if this analysis by a self styled     would apply pending any dispute resolution. The
independent research body is correct.                  UK might even have less autonomy than individual
   Titled “British sovereignty run by Europe”, it      EU states. Various comments follow the blog.
maintains that any UK moves, whether by subsidy        To find this blog, go to bit.ly/39ipFxN

6 / January 2021
Done deal - Law Society of Scotland
WORLD WIDE WEIRD

                                                                                                                  1
                                                                                                                  Love you like crazy
                                                                                                                  “Every part of this story is truly
                                                                                                                  bonkers” – the non-swimmer

                                                      Late show
                                                                                                                  Scot jailed in the Isle of Man for
                                                                                                                  breaking its COVID lockdown, after
                                                                                                                  crossing the sea by jet ski just to

                                                      on no shows                                                 see his girlfriend.
                                                                                                                  bit.ly/35aekhM

                                                      The Good Law Project, led by barrister Jolyon               2
                                                      Maugham QC, has been making a name for itself               Big Mac and sighs
                                                      through its persistent digging into the acts of             A Good Samaritan who offered
                                                      Government, particularly the processes by which a           to pay for a stranger’s meal at a
                                                      number of high value contracts for COVID-19 related         McDonald’s drive-thru got a shock
                                                      services have been awarded, including to people and         when she was told the bill – but
                                                      companies with connections to ministers.                    has caused much entertainment
                                                         A regular line of legal challenge has been the           on TikTok.
                                                      failure to publish details of these contracts as required   bit.ly/2XcymDZ
                                                      by the Public Contracts Regulations 2015.
                                                         Perhaps irked by the constant demands (to comply
                                                      with the law?), it seems that HMG has engaged the
                                                      services of litigation support business Legastat, “for
                                                      support in its fight”, The Times reported. “How fitting,
                                                      then, that officials finally published details of the
                                                      contract eight days after they are required to do so
                                                      by law.”
                                                         The GLP’s response? “You couldn’t make it up.”

    PROFILE

Jim McKay                                                                                                         3
                                                                                                                  We don’t
Jim McKay is head of CPD & Training at the Law Society of Scotland                                                serve...
                                                                                                                  The Yaraka Hotel in Queensland,
                                                                                                                  Australia, has banned emus from
e Tell us about your career so far                  t What are the main issues for                                its premises and erected emu
First job was at Keele University, researching      the Society/your department?                                  barricades following a spate
corporate manslaughter combined with teaching       Supporting the profession is number one for                   of bad behaviour from some
undergrad criminal law. I then joined a local       everyone at the Society. In CPD we play our                   feathered regulars.
business who were in political publishing. I        part by getting all the regulatory courses, like              ab.co/38jPDBw
found that exciting and fast paced, and moved       the new partner practice management course,
back to Scotland to open their Edinburgh            working well online. Ditto all our training
office in my early 30s. After a stint at Holyrood   programme, including the annual conference in
Communications, I joined the Society in June        April 2021. We have put CPD packages together
                                                                                                                   TECH OF THE MONTH
2016. And very glad I did too.                            to help ease the financial burden, as well
                                                             as making CPD free to any member
r Why did you decide                                          who has had the misfortune to become
                                                                                                                  Dubsmash
                                                                                                                  iOS, Android, free
to join the Society?                                          unemployed.
Mostly, I was ready for a change after the                                                                        With the festive season behind us,
best part of 15 years in a niche industry.                  u What’s your top tip                                 Dubsmash will keep your spirits
When I saw the job advertised                                 for new lawyers?                                    up. The free app
it was one of those klaxon                                         Keep an eye and half a mind                    lets you create and
moments; it just looked right for                                   on how the whole business and                 share short videos
me. From the moment I walked                                         people side works, and work                  of you lip syncing to
into the foyer, I knew I wanted                                       on the skills needed                        an audio clip, which
to work there. It just seemed                                          for that too.                              can be anything from
obvious that it was genuinely                                                                                     famous movie one-
going to be a great place to                                              Go to bit.ly/2L1dM7f for the            liners to animal lines.
work, in all sorts of ways.                                                full interview                         It’s silly and lots of
                                                                                                                  fun. Available on
                                                                                                                  Apple and Android.

                                                                                                                                        January 2021 \ 7
Done deal - Law Society of Scotland
PRESIDENT

                    Amanda Millar
                     As we begin 2021, we should assess which of the changes enforced last year
                     mean progress and which do not; we should prize the value of acting together
                   as a profession; and we can only hope for progress on the major issues of the day

                                     … welcome to the new world                   externally through some of the most challenging times in the

         So
                                     that is 2021!                                Society’s and the profession’s history. These challenges have
                                        The first six months as your President    not passed yet, but they have been and will continue to be met
                                     had me contribute to our work on             head on. I believe progress has been and will go on being made
                                     climate change by being involved in          if we continue to work together. Even when on different sides, as
                                     more than 80 events across the world         a profession like ours requires, the goals are the same – quality
                                     without utilising any Air Miles, and         advice, representation, delivery of justice, promotion and protection
                                     I only travelled to Edinburgh once,          of the rule of law, all in the interest of our civil society.
                                     for the opening of the legal year. The
      collaborative and often productive nature of much of this engagement                                            On the wish list
      with the profession, Government, public sector and wider stakeholders                                           My hopes for the rest of my
      is a positive I hope we can continue to build on.                                                               year are to see meaningful,
         Many technological advances have been made through this                                                      delivered progress in achievable
      experience. Some will stay, having brought efficiencies, savings                                                and sustainable ways,
      and some processes closer to the 21st century. Some should                                                      maintaining respect for the value
      not, as they brought nothing but additional work and frustration,                                               of the profession to society,
      and jeopardised many of the fundamental values of our justice                                                   with improved and regularly
      system, while still others have room for improvement or can                                                     reviewed levels of legal aid
      be redeveloped now that the ideas have come to the fore.                                                        payments across the board,
      LawscotTech will continue to work with motivated external partners                                              prompt business recovery from
      and the profession, with the aim of partnership working towards                                                 the economic shock suffered
      meaningful and effective systems that work for all, without                                                     due to COVID, clarity in the
      reinventing the wheel too often.                                                                                new world out of the European
                                                                                                                      Union, and the opportunity
      Lessons from 2020                                                                                               to breathe and recover some
      In my home our mantra is that communication is key. Regularly we                                                of the resilience and goodwill
      wonder why it seems people do not communicate with one another.             used up surviving much of the trauma of 2020.
      If 2020 taught us anything, it is that this remains more true than            Oh and I’d really love not to have to explain (again) the
      ever. Those who communicated, were listened to and collaborated             importance of the rule of law and legal aid to our lawmakers,
      through the challenges to find effective solutions, achieved more           but I will if needed.
      than those who “barried on” with their own ideas and agendas,
      expecting others to follow.
         The collegiality and engagement of the profession with the Law
      Society of Scotland is something else I hope will be maintained for         Amanda Millar is President of the Law Society of Scotland –
      the future. The support of Law Society colleagues and members               President@lawscot.org.uk
      was invaluable to me in leading the organisation internally and             Twitter: @amanda_millar

8 / January 2021
Done deal - Law Society of Scotland
Intimations for the People section should be

People on the move
                                                                                                                sent to peter@connectcommunications.co.uk
                                                                                                                To advertise here, contact
                                                                                                                Elliot Whitehead on +44 7795 977708;
                                                                                                                journalsales@connectcommunications.co.uk

ABERDEIN CONSIDINE, Aberdeen
and elsewhere, have appointed
Greig Brown as mortgage
operations director, based at
the firm’s Edinburgh office. He
joins from MORTGAGE ADVICE
BUREAU in Scotland, where he
was head of operations.

BALFOUR+MANSON, Edinburgh
and Aberdeen, has promoted
two of its associates to partner,
effective from 1 January 2021:
Martin Walker, in the Litigation
team, who joined the firm as a                                                                                                             From top (l to r):
trainee, and Private Client team                                                                                                           Emma Letham,
                                                                                                                                           Hannah Prentice,
specialist Graeme Thomson,                                                                                                                 Alison Reid, Sarajane
who joined as a senior associate                                                           Graeme Thomson                                  Drake, and Leanne
in 2018.                                                                                  and Martin Walker                                Follan from Wright,
                                                                                         of`Balfour+Manson                                 Johnston &
                                                                                                                                           Mackenzie LLP
BOYD LEGAL, Edinburgh and
Kirkcaldy, has                       in Waverley Chambers,                Tim Edward as a partner in its            WRIGHT, JOHNSTON &
promoted                             Ladhope Vale, Galashiels.            Dispute Resolution practice. He           MACKENZIE LLP, Glasgow,
Rachael                                                                   joins from DENTONS, where he              Edinburgh, Inverness,
Brandon,                             DIGBY BROWN, Edinburgh and           was a partner and head of its             Dunblane and Dunfermline,
manager of its                       elsewhere, has announced the         Commercial Dispute Resolution             has promoted five members
Equity Release                       promotion of nine members of         practice in Scotland.                     of staff. Emma Letham, of the
team, from senior                    staff across four of its offices,                                              firm’s Family Law team at its
associate to company director.       including four new associates.       MOV8 REAL ESTATE LTD,                     Glasgow office, becomes an
                                     Those promoted to associate          Edinburgh and Glasgow,                    associate, and there are four
BURGES SALMON,                       are Lee Murray, Network team         announces the promotion of Tracy          new senior solicitors: Hannah
Edinburgh and                        (Ayr), Ryan Smith, General           McAlpine, Head of New Build               Prentice and Alison Reid, who
UK wide, has                         Personal Injury Litigation           & Intermediary Conveyancing,              work in the Private Client team
appointed                            (Kirkcaldy), and Megan Keenan,       to Director of New Build &                in the Inverness office, and
Nigel Watson                         Clinical Negligence and              Intermediary Services.                    Sarajane Drake and Leanne
as a corporate                       David Henderson, Foreign                                                       Follan, commercial property
partner to lead its                  & Travel (both Glasgow). Three       SCULLION LAW, Glasgow and                 solicitors in the Glasgow office.
Employee Incentives                  in the Edinburgh office advance      Hamilton, has added to its court
team. He joins from BRODIES,         to senior solicitor: Isabel Wosiak   department with the appointment           THORNTONS LAW LLP,
where he was a partner and head      (Foreign & Travel), and Saira        of two criminal law                       Dundee and elsewhere,
of its Employee Benefits practice.   Ahmed and Zara Clark (both           solicitors: Anna                          announce the promotion to
                                     Serious Injury). They are joined     MacKay, who joins                         partner of Gary Mannion,
CAIRN ENERGY PLC, Edinburgh          by Joanne Gray, of the Serious       as an associate                           of the Personal Injury
has appointed Anne McSherry as       Injury team in Glasgow. Also         from BRIDGE                               team in Dundee, and Lucy
company secretary. She succeeds      promoted is Nicola Hoey in the       LITIGATION, and Lucy                      Metcalf, of the Family Law
Duncan Wood, who has retired         Glasgow office, who becomes          McKenna, who has                          team in Edinburgh; and the
from the role after 22 years.        a welfare rights adviser.            joined the firm                           promotion of Janice Napier
Ms McSherry has worked at Cairn                                           after completing                          to legal director in Business
since 2009.                          GILSON GRAY, Glasgow,                her training at                           Law within the Commercial
                                     Edinburgh, Dundee and                PATERSON BELL.                            Property team in Perth.
CULLEN KILSHAW, Galashiels           North Berwick, has promoted
and elsewhere, and IAIN SMITH &      Denise Laverty, an accredited
PARTNERS, Galashiels, announce       specialist in family law and
the merger of their practices        accredited family law mediator,
from January 2021 as CULLEN          and dual qualified in England
KILSHAW. Iain Smith & Partners’      & Wales, to partner in the
existing offices in Bank Close,      Family Law team. She joined
Galashiels will house the merged     Gilson Gray as a legal director
and enlarged Court departments       in June 2019.
of both firms, while their other
staff will relocate to Cullen        MBM COMMERCIAL, Edinburgh
Kilshaw’s headquarters               and London, has appointed            Above: Gary Mannion, Lucy Metcalf and Janice Napier of Thorntons Law LLP

                                                                                                                                          January 2021 \ 9
Done deal - Law Society of Scotland
January 2021 \ 11
U KI DAENNDT ITFHI E RE U

                                                                           the final chapter?
                              A trade deal with the EU was completed and enacted at the last minute, but is far from the end
                              of the story. Lynda Towers sets the Trade and Cooperation Agreement in context, along with
                              the further UK and Scottish legislation passed as the Brexit process concluded

                                                          he end of an    been clear that the only serious options    The agreement, and the gaps

                                    T
                                                          old year and    on the table were a “no-deal” and           The FTA itself comprises 1,246 pages
                                                          the beginning   trading on WTO terms, or a free trade       of “legally scrubbed” text. The headline
                                                          of the new      agreement (FTA).                            good news is that no tariffs or quotas
                                                          year is            The FTA became “thinner” on areas        will be applied to goods being exported
                                                          usually seen    of cooperation, on content and detail as    from or imported into the UK. Less
                                                          as a time for   time progressed. Thinking back over the     good news is that there will be non-
                                                          optimism and    Brexit journey, the impact of the FTA       tariff barriers of an administrative
                                                          for looking     now looks like a “hard Brexit” as it was    nature, in the form of additional checks
                              forward with anticipation to new            understood over the intervening years       when goods move across UK-EU
                              challenges in the year ahead. Moving        since June 2016. The UK is not part of      borders and greater quantities of
                              from 2020 to 2021 has certainly met         the single market or the customs union.     required paperwork including customs
                              that challenge. We have vaccines            There is no longer seen to be a role for    declarations, phytosanitary certificates,
                              approved and ready to roll out to help      the EU Court of Justice. The UK has the     product safety certificates and rules
                              bring the COVID-19 virus under control.     power to enter into its own FTAs across     of origin documentation which will
                              We are promised by the experts and          the world. It is now an independent         now be required to accompany goods
                              the politicians that the world we know      coastal state and sovereignty has been      being traded. These will mostly be new
                              today will start to look more like the      restored to the UK. The Government          requirements resulting in additional
                              world we knew this time last year, if not   claims it has delivered what it promised.   costs to business. Delays seem likely
                              exactly the same. That might have been         Finally agreed on Christmas Eve,         at ports, in the short term at least,
                              the end of the story had Brexit not         the FTA was signed off provisionally        adding to costs. The UK has decided
                              come into play on 31 December 2020          by the EU President on 30 December          to bring its checks in incrementally at
                              as well.                                    and considered but not ratified by the      two monthly intervals until summer
                                  With the Prime Minister now             EU Parliament on the same day. The          2021, but the EU began its checks
                              enjoying a substantial majority in the      enabling legislation, the EU (Future        immediately on 1 January 2021. It
                              House of Commons, it was always likely      Relationship) Bill, was introduced into     remains to be seen where the financial
                              that the UK would reach the end of the      and passed in a single day by the UK        balance comes to rest.
                              transition period and leave the single      Parliament on 30 December. This was            There appears to be a process
                              market and the customs union. The           despite the Scottish Parliament voting      agreed to manage fishing for the next
                              days when a second referendum was           against giving legislative consent          five and a half years, which allows EU
                              being suggested, a closer relationship      to the bill. However, the size of the       boats the right to continue to fish, albeit
                              was being sought with the EU and            Prime Minister’s majority when the bill     with the amount of catch decreasing
                              equivalence arrangements were               passed the Commons, by 521 votes to         incrementally, and UK fishermen being
                              contemplated disappeared with the           73, belies the concerns, politically and    allowed to sell their products in the
                              election of the Johnson Government,         commercially, as to what operating          single market. This is a result which
                              if not before. While negotiations have      within the terms of the FTA and the         has pleased neither side’s fishing
                              been taking place between the UK and        expiry of the transition period will        fleet, suggesting that the next set of
                              the EU over the last year, obscured by      mean for the UK’s economic and              negotiations to determine what
                              the COVID-19 difficulties, it has long      business future.                            will happen at the end of this period

12 / January 2021
but not his UK law officer colleagues.
“Free movement of people between the UK                                             The offending clauses were removed
  and the EU has now come to an end,                                                 by the House of Lords, led among
                                                                                     others by Lord Hope of Craighead,
  whether as workers or visitors”                                                    who lodged amendments. The removal
                                                                                     of these clauses was eventually
                                                                                     accepted by the Government as
will need to start now.                     as the bill which purported to allow     part of the wider FTA negotiations.
   The FTA does not deal with               the Government to depart from            The amendments also provided for
arrangements for Gibraltar (although        international law, in this case the      additional consultation requirements
an interim agreement on access              Northern Ireland Protocol which was      with the national authorities, including
by workers across the border has            part of the Withdrawal Agreement,        Scottish ministers.
been reached), financial services,          but in a “specific and limited way”.        The Act attempts to create a UK
or recognition of professional              This resulted in outcry from the legal   single market, the working of which
qualifications. Certain security and        profession and led to the resignation    is overseen by the Competition &
enforcement arrangements are                of the Advocate General for Scotland,    Markets Authority for the whole of
agreed in the FTA, but not to the same
extent previously enjoyed. Erasmus
exchanges will no longer be available
to most UK students, although they will
be able to access a UK scheme which
has yet to be set up.
   A separate agreement, again settled
just before Christmas, deals with the
detailed implementation of the Irish
Protocol and how it is going to work
in practice to ensure an open trade
border on the island of Ireland. At time
of writing it is being suggested that the
checking infrastructure in ports is not
yet in place in Northern Ireland, the IT
systems are yet to be fully tested, and
the EU officials themselves, who have
an oversight role, may be hotdesking!
   Free movement of people between
the UK and the EU has now come
to an end, whether as workers or
visitors. The FTA covers some of the
new arrangements, but it is clear there
is still some negotiation required to
finalise matters.

Much more legislation
Against the background of the FTA
being negotiated and undoubted relief
that agreement has been reached,
there remain a number of possible
legal challenges and uncertainties on
the horizon. The extra time afforded
by the transition period means that
a number of Acts have now been
passed in Westminster setting the
post-FTA framework within which
immigration (and related social
security), private international law
on agreements, fisheries, agriculture,
taxation and trade data will all operate.
Policy development in these areas
and making secondary legislation
continues.
   The biggest constitutional change,
and possible area of legal challenge, is
the United Kingdom Internal Market Act
2020. It is perhaps best remembered

                                                                                                                                January 2021 \ 13
U KI DAENNDT ITFHI E RE U

the UK. The aim is to ensure that there        The bill also sets up an oversight          regulatory arrangements and bodies
is mutual recognition of goods, which       body, Environmental Standards                  fell away on 31 December, their UK
may cover regulatory requirements,          Scotland. While the detail of how              replacements may not yet be in place.
non-discrimination of goods (subject to     this will work in practice has yet to          Despite the best endeavours of those
certain exceptions which are set out in     be published, it is clearly seen as the        drafting replacement legislation, it
sched 1 to the Act), and the provision of   enforcement body on the environmental          may not be fully fit for purpose, since
services and professional qualifications    functions under the bill. It is not beyond     policies are still being developed
across the UK. This is a complex piece      the bounds of legal possibility that it will   and the negotiations have only just
of legislation and there is considerable    be argued that the authorities exercising      finished. There are bound to be lots of
scope for disagreement as to when           the functions being exercised under the        areas where the legislation is open to
and where the lines of the devolved         two last mentioned pieces of legislation       interpretation, and lawyers and clients
settlement have been crossed.               have the potential to clash.                   will have to work their way through to a
   To add further to this complication,                                                    pragmatic outcome, ultimately with the
the Scottish Parliament passed the          Time does not stand still                      help of the courts.
UK Withdrawal from the European             When the FTA was announced, Michel                 Perhaps we now have some inkling
Union (Continuity) (Scotland) Bill          Barnier said that “the clock has stopped       as to the meaning of that much
2020 just before Christmas. This has        ticking”. He may have been correct so          discussed phrase “Brexit means Brexit”.
two main areas of interest. First, it       far as the deadline for negotiating an         Or perhaps not. In any event it can
gives powers to Scottish ministers          FTA between the UK and the EU was              probably be safely predicted that we
to keep devolved legislation in step        concerned. However, the hands of the           lawyers had better hang on to our EU
with EU law. Secondly, it enacts the        clock are going to keep turning for years      law books and subscriptions to EU
core EU environmental principles            to come. Despite its length, the FTA           journals. It is not a dying expertise yet.
into Scots law as “guiding principles       still feels like a framework document          It is probably also the case that many
on the environment” which ministers         with lots of matters still to be agreed.       of our academics will face marking           Lynda Towers
                                                                                                                                        is director of
will have a duty to have regard to in       There are important matters to the             innumerable student essays on                Public Law with
making policies on the environment.         UK economy, such as financial and              “What is UK Sovereignty? Discuss”            Morton Fraser LLP
Environmental policy is a devolved          related services, which are not covered        for years to come. Who would envy
function in Scotland.                       by the FTA. Inevitably, although EU            them that joy?

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                           Chapter 28: Nuisance and other Delicts
                           Chapter 29: Social Control of Land Use
                           Chapter 30: Compulsory Acquisition
                           Chapter 31: Community Rights to Buy

                                                                                                                 REUTERS/Russell Cheyne
EMPLOYMENT CLAIMS

Stress: a case
for the tribunal?
A recent EAT case raises interesting questions as to whether the Employment Tribunal or the court is likely to
be the more advantageous forum for the employee in some workplace stress claims, Dawn Robertson believes

                    he judgment handed          requirement for an assessment of AB’s       in Croydon, in August 2008, AB was

     T
                    down by the                 capacity to conduct litigation. The EAT     knocked down by a car. She suffered
                    Employment Appeal           held that the failure to assess had not     a broken leg, damage to her knee
                    Tribunal (EAT) sitting in   rendered the tribunal proceedings void      ligaments and nerve damage. She was
                    London in the case of       and did not constitute unfairness to AB     only able to start work two months later,
                    Royal Bank of Scotland      amounting to an error of law.               and then only with a leg brace, foot splint
plc v AB UKEAT/0266/18/DA &                                                                 and crutches. In fact, she needed the foot
UKEAT/0187/18/DA (27 February 2020)             The facts                                   splint throughout her employment and
caught my attention as a former personal        On her way to her first day of              walked with a slight limp. Throughout
injury lawyer turned employment lawyer.         employment as a customer services           her employment the injuries continued to
   This was an appeal heard by Mr               officer at an RBS NatWest branch            give her pain, affected her ability to work
Justice Swift (sitting alone) against the                                                   and to be at work. From November 2008,
decision at a remedies hearing, following                                                   AB received disability living allowance.
the conclusion that the claimant, AB, had                                                      RBS did not dispute that AB’s physical
suffered discrimination on the grounds                                                      condition amounted to a disability for the
of disability. AB contended that as a                                                       purposes of the Equality Act 2010.
result of the unlawful discrimination                                                          AB resigned in May 2014 after two
she had suffered a serious psychiatric                                                      significant periods of sick leave, first in
injury which prevented her from working                                                     July and August 2013 and then again
for the foreseeable future and which                                                        from the end of December 2013 until her
required round-the-clock care.                                                              resignation.
   Royal Bank of Scotland (RBS) sought                                                         In its judgment on liability, the
to appeal the Employment Tribunal’s                                                         Employment Tribunal concluded that
decisions inter alia on whether (and to                                                     AB had been constructively dismissed
what extent) the psychiatric injury was                                                     and that the dismissal was unfair.
caused by the discrimination.                                                               Constructive dismissal resulted from
   The appeal was dismissed on all but                                                      breach of the implied obligation to
one ground, namely that the tribunal                                                        maintain the necessary relationship of
erred in concluding that there was no                                                       mutual trust and confidence and the
                                                                                            implied obligation to provide a safe

16 / January 2021
without the unlawful discrimination.
                                                                                             Readers may recall the seminal
                                                                                          judgment of the then Hale LJ in Hatton v
                                                                                          Sutherland [2002] ICR 1613, setting out
                                                                                          the 16 principles to be applied in a claim
                                                                                          for damages in respect of psychiatric
                                                                                          injury caused by stress in the workplace.
                                                                                          Propositions 15 and 16 were cited as
                                                                                          relevant in the current case, namely:
                                                                                             “15. Where the harm suffered has
                                                                                          more than one cause, the employer
                                                                                          should only pay for that proportion of
                                                                                          the harm suffered which is attributable to
                                                                                          his wrong doing, unless the harm is truly
                                                                                          indivisible. It is for the defendant to raise
                                                                                          the question of apportionment…
                                                                                             “16. The assessment of damages will
                                                                                          take account of any pre-existing disorder
                                                                                          or vulnerability and of the chance that
                                                                                          the claimant would have succumbed to a
                                                                                          stress-related disorder in any event.”
                                                                                             The distinction between these
                                                                                          two propositions is clear, if nuanced:
                                                                                          proposition 15 is intended for cases
                                                                                          where there is a concurrent cause of
working environment. In addition, the        the extent of the psychiatric injury from    harm, and proposition 16 is intended
tribunal concluded that discrimination       which AB suffered.                           for cases where there is a pre-existing
had taken place: first, by RBS failing to       As can be seen, although this was         susceptibility for the individual to
make reasonable adjustments relating         (inter alia) an Employment Tribunal claim,   suffer the harm alleged, but a lack of
to AB’s work station and requiring AB        aspects of the case read like a common       concurrent cause.
to work on a branch till; secondly, as a     law damages claim for workplace stress.         Applying proposition 15, the
result of comments made to or about AB       With that in mind, the question arises: is   Employment Tribunal apportioned
on five occasions; and thirdly, by reason    workplace stress handled better in the       the cause of harm suffered by AB,
of a failure to permit AB to transfer to     Employment Tribunal or in the court?         concluding that 75% was attributable
another branch.                                                                           to the unlawful discrimination and 25%
   AB’s contention was that, as a result     Effects of the discrimination                to the accident. Having reviewed the
of the discrimination, she suffered          As already mentioned, one of the core        tribunal’s treatment of the conflicting
from severe depression. A consultant         issues of the case was whether – and         expert evidence, the EAT considered
psychiatrist engaged as an expert witness    to what extent – the discrimination had      that its assessment was one which was
for AB, diagnosed her as suffering           caused AB harm.                              “reasonably available to it” and that its
from a severe depressive disorder               One ground on which RBS sought            apportionment of harm did not, therefore,
with psychosis. His stated conclusions       to appeal the tribunal’s decision was        disclose any error of law. As a result,
were that AB showed “severe signs            that it should have reduced the amount       RBS’s appeal in this regard failed and
and symptoms of multiple psychiatric         payable to AB to take account of “the        the assessment that 75% of the harm
disorders, namely severe depression,         possibility that her psychiatric condition   was attributable to its unlawful disability
anxiety and conversion disorders as          would have occurred in any event by          discrimination was upheld.
well as psychosis”. Crucially, he held the   reason of her pre-existing vulnerability
view that both the tribunal (presumably      and other psycho-social stressors”.          Employer’s knowledge of
the then extant proceedings) and                In other words, RBS’s position was        claimant’s disability
discrimination were “the primary causes      that the tribunal was wrong not to           As noted earlier, RBS did not dispute that
of the current presentation”.                reduce AB’s compensation on account          AB’s physical condition, following the
   RBS’s expert consultant psychiatrist      of the possibility that her psychiatric      accident, amounted to a disability for the
unsurprisingly disagreed, both as to         condition would have developed even          purposes of the Equality Act 2010.
the cause of AB’s psychiatric injury and                                                      The status of her mental condition was
the extent of that injury. As a result, it                                                less clear, however. In his EAT judgment
was left to the tribunal, first to decide                                                 Mr Justice Swift stated that “either the
whether AB’s psychiatric condition           “Constructive dismissal resulted             tribunal concluded, or it was common
was the consequence of the acts of
discrimination that had occurred at
                                             from breach of the implied                   ground, that AB suffered from a mental
                                                                                          illness that amounted to a disability”.
work, or whether it had been caused          obligation... of mutual trust and                He further noted: “During the
by matters predating those events (in
particular the accident); and secondly,
                                             confidence and... to provide a safe          course of her employment AB had two
                                                                                          significant periods of sick leave in
to resolve the disputes of evidence as to    working environment”                         July and August 2013 when she

                                                                                                                     January 2021 \ 17
EMPLOYMENT CLAIMS

was absent from work because                                                                                                    those involved in workplace
of ‘low mood and physical                                                                                                      stress litigation. While there
pain’; and then from the end                                                                                                 may be concern around
of December 2013 until her                                                                                                whether disability discrimination
resignation at the beginning                                                                                     can be proved, there should be no
of May 2014 when she was                                                                                         concern around what can be recovered
absent from work by reason                                                                                       by way of compensation.
of stress.”                                                                                                         The English case of Sheriff v Klyne
    Notwithstanding the foregoing,                                                                               Tugs (Lowestoft) Ltd [1999] IRLR 481
he went on to say: “the tribunal further                                                                         confirmed that an Employment Tribunal
concluded that RBS could not have                                                                                has jurisdiction to award compensation
reasonably been expected to know that                                                                            by way of damages for personal injury
by reason of these matters AB suffered                                                                           including both physical and psychiatric
from a disability for the purposes of the                                                                        injury, caused by the statutory tort of
Equality Act 2010” (emphasis added).                                                                             unlawful discrimination. The Court of
    From the above extracts, it is clear                                                                         Appeal confirmed that the statutory
that the Employment Tribunal has drawn                                                                           language is clear that a claimant is
a distinction between, first, knowing                                                                            entitled to be compensated for the loss
that AB suffered from a mental illness                                                                           and damage actually sustained as a
that amounted to a disability during her                                                                         result of the discrimination: the question
employment and, secondly, appreciating          stress claim can be successful in the                            was one of causation.
that it was a disability which gained her       Employment Tribunal, its unique set of                              While unfair dismissal compensation
protection under the 2010 Act.                  circumstances make it a difficult case on                        is capped in the Employment Tribunal,
    In other words, the tribunal accepted       which to rely too heavily. Unusually, the                        damages arising from unlawful
that RBS did not know that AB had               claimant had a physical disability which                         discrimination are not. Therefore,
a mental illness which constituted a            led to a difficult working environment,                          provided the claimant can demonstrate
disability for the purposes of the 2010         resulting in workplace stress which                              their loss was caused by the unlawful
Act. That the tribunal nevertheless             developed into mental illness. Added to                          discrimination and can prove the loss
found in her favour would be staggering         this was the need for the employer to                            alleged, an unlimited award, such as that
but for the fact that AB already had            be aware of a disability: again, had the                         made in the instant case, can be made,
a physical disability as a result of the        claimant not been able to rely on its                            including a claim for injury to feelings,
accident, and one assumes that the              knowledge of her physical disability, it is                      akin to an award for pain and suffering
discrimination claim succeeded as a             unlikely that she would have succeeded.                          (solatium). As a result of her requiring
result of what might be said to be the             When comparing what is required                               24/7 care, the damages claimed by
primary (physical) disability as opposed        in the court to what is required in                              AB were considerable, and the overall
to the secondary (mental) disability.           the Employment Tribunal, there                                   outcome of the remedies proceedings
Put another way, it appears unlikely            are similarities and differences. The                            was an order that RBS pay AB
that AB would have succeeded in her             courts require proof of “an identifiable                         £4,670,535, together with pre-judgment
discrimination claim without that factor,       psychiatric or psychological illness or                          interest of £54,266.
given the tribunal’s conclusion that            condition”, whereas under the Equality
her employer did not know and could             Act a disability is a “physical or mental                        Concluding comments
not have reasonably been expected to            impairment” and the impairment must                              The personal tragedy at the centre of
know that she suffered from a mental            have “a substantial and long-term                                this case has largely been overlooked
illness that constituted a disability for the   adverse effect” on a person’s “ability to                        for the purposes of this article. It should
purposes of the 2010 Act.                       carry out normal day-to-day activities”.                         not be ignored, however. To give some
                                                   Although very different approaches,                           context, the following was recorded by a
So, which forum – court or                      being able to meet one of those tests                            medical consultant who examined AB for
employment tribunal?                            will often also mean being able to meet                          the purposes of the case:
One generally views the court as the            the other: neither is, on the face of it,                           “[AB] presented with her back to me.
appropriate forum for workplace stress          easier than the other. In terms of other                         She was observed to perform a variety of
claims – see, for example, Cross v              criteria, causation is a requirement in                          movements throughout the assessment,
Highlands & Islands Enterprise 2001 SLT         both court and Employment Tribunal                               for example, she was observed to slap
1060; Green v Argyll & Bute Council, 28         proceedings (see the comment on Sheriff                          herself, scratch herself, and rock to
February 2002, unreported; Taplin v Fife        below), and foreseeability, at least                             and from. She communicated broken/
Council, 17 December 2002, unreported;          superficially, is similar to the question of                     stuttering speech accompanied by other
and, more recently, cases such as               knowledge of the employer in a disability                        non-verbal vocalisations.”
Easton v B&Q plc [2015] EWHC 880                discrimination context.                                             The facts of this case may be
(QB), MacLennan v Hartford Europe Ltd              Limitations aside, given the relative       Dawn Robertson,   remarkable in terms of the severity of
[2012] EWHC 346 (QB), and Miller v North        lack of success of pursuers claiming           employment law    the psychiatric injury suffered by AB,
Lanarkshire Council [2019] SC EDIN 61.          workplace stress in the Scottish courts to     partner, Rooney   primarily as a result of workplace stress.
   While, on the face of it, this case          date, the Employment Tribunal is a forum       Nimmo             As unusual as the case may be, it is a
supports the view that a workplace              which should always be considered by                             sobering reminder to us all.

18 / January 2021
EQUALITY

Are discrimination
comparators outdated?
Comparators are part and parcel of most discrimination claims, but is the requirement to find them always helpful?
Musab Hemsi and Simon Mayberry argue that more flexible rules would achieve a better balance

                    oth authors are relatively long      Comparators are the longstanding barometer

    B
                    in the tooth when it comes to     our judiciary must use. But the profound
                    dealing with discrimination       mismatch between the methodology of using
                    law. Both have spent years on     comparators and the modern realities of work
                    either side of discrimination     renders them increasingly unhelpful. Far too
                    cases, grappling with the         often, they place a legal hurdle for litigants in
Equality Act 2010 and its predecessors, all the       person to trip over, perhaps taking advantage of
while unable to shake the inkling that                the reality that in today’s increasingly mobile,
something didn’t quite feel right.                    knowledge-based and differentiated economy,
   Equality is, to our mind, a work in progress.      comparators will often not be found.
As a legal, ethical and moral imperative, why do
we invest so much time, energy and cost into          A need for balance
so many multi-day tribunal hearings, poring           To go further, our experience is that such
over the minutiae of legal doctrine? It was           inflexibility in the evaluation and adjudication
not so long ago that we marked the 10-year            of workplace disputes no longer accords
anniversary of the Equality Act coming into           with the inquisitorial nature of the UK
force. This seems like a sensible juncture to         Employment Tribunals.
take a step back and examine how powerful a              By treating comparators as an essential
weapon it has been in the war on prejudice.           element of discrimination claims, tribunals
   One school of thought is that the state of         have their hands tied and face having to turn
contemporary, statutory discrimination law is         a blind eye to unlawful acts of prejudice,
flawed; and one of the principal flaws is the         bias and inequity.
requirement for comparators.                             The essential requirement of comparators
   Put simply, comparators are those who              unnecessarily narrows the scope of
are like a discrimination claimant but for the        discrimination laws and disregards the central
protected characteristic being relied on in the       lesson from claims such as harassment:
claim. Comparators have existed in our labour         discrimination can occur without a comparator
laws for decades, so the Equality Act cannot be       present. It forces us to apply a binary logic
blamed alone for any defect they contain.             to disputes where, in practice, it is more often
                                                      the case that discrimination is covert, multi-
Appealing, but a hurdle                               layered, or unconsciously being carried out
Both conceptually and methodologically, why           by the perpetrator. The growing complexity
do we even have comparators? Seriously, take          around personal identity and the continued
a moment to think about it. Judges are bound          expansion of protected traits means we are
to consider comparators in the vast majority of       headed towards comparisons which produce
the discrimination claims that come before them       false certainties, if we have not already
(certain claims, such as discrimination on the        arrived there.
grounds of pregnancy/maternity, do not require           We see a need for equality law to evolve
a comparator). Comparators appear to be the           in order to balance prescriptiveness with
favoured heuristic for observing discrimination.      simplicity. We do not propose doing away with
   We can see the appeal. Lawmakers have              comparators (actual ones or their hypothetical
created a process where tribunals are able            abstracts), but rather removing them as an
to evaluate and adjudicate workplace claims           essential step in proving discrimination.
without the need to engage too deeply in              Doing so would allow the growth of our
workplace dynamics. It is a rigid, prescriptive       equality laws and empower those who                 Musab Hemsi is a partner, and Simon Mayberry
structure of law. If no comparator can be             adjudicate on them to replace arbitrary             a senior associate, at LexLeyton
identified, the claim fails. Easy peasy.              barriers with logic and reason.

                                                                                                                                        January 2021 \ 19
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