Raising Expectations: enabling the system to deliver (Joint DCSF/DIUS consultation) - Consultation Response Form The closing date for this ...

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Raising Expectations: enabling
     the system to deliver
(Joint DCSF/DIUS consultation)
Consultation Response Form
The closing date for this consultation is: 9 June
2008
Your comments must reach us by that date.
THIS FORM IS NOT INTERACTIVE. If you wish to respond electronically
please use the online or offline response facility available on the
Department for Children, Schools, and Families e-consultation website
(http://www.dcsf.gov.uk/consultations).

The information you provide in your response will be subject to the Freedom of
Information Act 2000 and Environmental Information Regulations, which allow
public access to information held by the Department. This does not necessarily
mean that your response can be made available to the public as there are
exemptions relating to information provided in confidence and information to
which the Data Protection Act 1998 applies. You may request confidentiality by
ticking the box provided, but you should note that neither this, nor an
automatically-generated e-mail confidentiality statement, will necessarily exclude
the public right of access.

Please tick if you want us to keep your response confidential.
Name                        Tricia Hartley
Organisation (if applicable) Campaign for Learning
Address:                    19 Buckingham Street
                            LONDON WC2N 6EF

If your enquiry is related to the policy content of the consultation you can contact
James Addy on:

Telephone: 0207 925 6209

e-mail: James.Addy@dcsf.gsi.gov.uk

If you have a query relating to the consultation process you can contact the
Consultation Unit on:

Telephone: 01928 794888

Fax: 01928 794 113

e-mail: consultation.unit@dcsf.gsi.gov.uk
Please tick the box that best describes you as a respondent.

        Young person
                               Parent or carer         Adult learner
        (under 18)
                               Professional            Headteacher/college
        Teaching staff         working with            principal/leader of
                               young people            educational institution
        Local                                          General Further
                               School
        authority                                      Education College
                                                       Voluntary and
        Private sector         Sixth Form
                                                   √   community sector
        organisation           College
                                                       organisation
                               Work-based
        Tertiary
                               learning                Large employer
        College
                               provider
        Small or
                               Other (please
        medium-sized
                               specify)
        employer

 Please Specify:
Chapter 2: Local authorities commissioning provision to meet the
needs of young people

1 Do you agree that transferring funding from the LSC to local authorities to
create a single local strategic leader for 14-19 education and training is the right
approach?

        Yes                      No                 √ Not Sure

 Comments:

 We agree that coherence across the 14-19 phase is important, and therefore
 support proposals to involve Local Authorities as key players. However, we are
 concerned about the following aspects of the current proposals:
 1. the potential for creation of a ‘postcode lottery’ which widens inequality of
    opportunity between LA areas/ subregions for young people
 2. conversely, the potential to reduce the autonomy of individual schools
    already working highly effectively on 14-19 collaboration with local post-16
    providers, if responsibility sits at LA level
 3. the capacity of LAs to take on these duties within a relatively short time-
    frame
 4. the cost and impact on effectiveness of yet more structural change in the
    sector, together with the added bureaucracy of many separate sets of
    administrative arrangements across the country
 5. we welcome greater continuity 14-19, but these proposals achieve it at the
    expense of discontinuity at 19. This is unhelpful, particularly for those young
    people who may take a little longer to achieve, and for employers, whose
    workforces comprise both young people and adults.

Chapter 3: Operational models for commissioning

2 Do you agree that the model we have proposed for transferring funding to the
local authority is the best way to give local authorities effective powers to
commission, to balance the budget, create coherence for providers and retain the
national funding formula?

      √ Yes                      No                   Not Sure
Comments:
 We broadly support the model but believe that if transfer to Local Authorities is
 to take place it should cover all 14-19 funding, including 16-18 apprenticeships
 and 14-19 academy funding (currently funded directly by the Department). A
 single 14-19 budget is needed to support this.

Do you agree that there is a need for:

3 a) Sub-regional groupings of local authorities for commissioning?

      √ Yes                     No                   Not Sure

 Comments:

 We agree that sub-regional groupings will help ensure coherence, create more
 cost-effective commissioning vehicles and help reduce local variability.

3 b) Authorities to come together regionally to consider plans collectively?

      √ Yes                     No                   Not Sure
Comments:

 Regions make good sense as the unit for planning, and we welcome Regional
 Development Agencies’ proposed roles.

3 c) A slim national 14-19 agency with reserve powers to balance the budget and
step in if needed?

        Yes                   √ No                   Not Sure

 Comments:

 We agree there must be a national agency with powers to step in, but are
 concerned how ‘slim’ it can be while maintaining effectiveness. We feel the
 agency should have a strong & responsive advice & support role for LAs, which
 may require additional resource - perhaps by building in extra capacity in the
 early days which might taper later once LAs are confident in their new role.

 We are unsure why a new agency needs to be created to undertake the
 national role, with the substantial cost and disruption this will involve: we would
 favour retaining the LSC in its present form to do this, but with changes to its
 remit and powers.

4 Do you agree that we have described the way that these bodies would function
in broadly the right way? Is the balance of responsibilities between them right?

        Yes                   √ No                   Not Sure
Comments:

 We would favour a bigger role for the national agency and a somewhat reduced
 responsibility for LAs, at least initially – but would favour retention of LSC in a
 new partnership with LAs and regional/ subregional partnerships. We are
 unsure what the implications of the proposals are for the relative autonomy of
 individual schools currently to work with local providers to offer the most
 effective mix of provision for local young people. We would favour a model that
 allowed schools to retain this, mediated by LAs and the regional planning
 process, and fostered sharing of effective practice between schools, LAs and
 regions.

5 Do you agree that there is a need for a single local authority to lead the
conversation with each provider?

      √ Yes                     No                   Not Sure

 Comments:

 This makes sense in some ways, as providers – particularly small ones,
 including VCS providers like many of the organisations we support - may not
 have the capacity to deal separately with each LA. However, it is vital that sub-
 regional groupings are organised effectively along travel-to-study lines, as
 many post-16 providers cater for young people from across wide geographical
 areas.

 We remain concerned about disruption of effective individual school-provider
 relationships, as above. We are also worried that large groupings for
 commissioning may disadvantage small providers and result in young people
 missing out on the full range of opportunities for reasons of ease of
 administration. Issues of how LAs can best deal with specialist providers and
 those with huge geographical spread – Newcastle College is the most obvious
 example – remain to be addressed.

6 Do you agree with the proposed approach for Learners with Learning
Difficulties and/or Disabilities?

      √ Yes                     No                   Not Sure
Comments:

 It is vital that the hard-won rights of learners with learning difficulties and
 disabilities are preserved, and that quality of provision for these learners is
 assured regardless of accident of geography.

7 a) Do you agree that local authorities should be responsible for commissioning
provision for young offenders in custodial institutions?

        Yes                     No                 √ Not Sure

 Comments:

 There is already substantial discontinuity in offender learning. Young offenders
 need greater coherence of provision, tracking and support. We are unsure how
 the model would work to ensure this, but strongly agree that one ‘home’
 organisation dealing with young offenders wherever they are located has the
 best chance of success.

7 b) Do you favour the ‘host’ funding model, or the model where ‘home’
authorities are charged?

        Host                    Home                     √ Not Sure
Comments:

 Our inclination is to support a ‘home’ authorities model that would parallel the
 HE system – however, this is a technical issue on which we have no great
 expertise.

7 c) Are there planning or legislative levers other than funding systems which
would create the right responsibilities and incentives to promote the best
outcomes for this group of young people?

      √ Yes                     No                  Not Sure

 Comments:

 Much broader curricular and pedagogical issues must need to be considered in
 planning and legislation to ensure the best outcomes for young people. Most
 particularly, the opportunity afforded by the proposed raising of the learning
 leaving age in 2013 for us to review the effectiveness of the current system in
 meeting the needs of all young people must be grasped, and examples of good
 practice - including from initiatives like the Increased Flexibility Programme,
 the ending of which is a matter of regret - shared much more effectively across
 the country.

Chapter 4: Management of the system

Do you agree with:

8 a) Proposals to ensure that informed learner choices should be a key part of
shaping the system?

      √ Yes                     No                  Not Sure
Comments:

 We believe very strongly that informed choices by young people should be a
 key part of the system – but feel that the crucial word here is ‘informed’. If we
 are to avoid a cycle of privileged young people having access to the full range
 of choices while looked-after and other traditionally disadvantaged young
 people do not, we must improve the effectiveness of IAG for both young people
 and their parents/ guardians.

8 b) The proposed approach to a common performance management framework
based on the Framework for Excellence?

      √ Yes                    No                   Not Sure

 Comments:

 We have some concerns about the Framework for Excellence, and in particular
 the continuing emphasis on qualification outcomes at the expense of value
 added and other indicators – however, we do agree that a common
 performance management framework is important.

8 c) The local authority role in commissioning to improve quality?

        Yes                    No                 √ Not Sure
Comments:

 We have some reservations about this in the light of the very limited capacity of
 most LAs at present to engage with the quality agenda in post-16 learning. We
 feel that this responsibility should be introduced on a tapered basis if at all, with
 strong support from the national agency (or preferably retention of LSC – see
 above.)

9 Do you agree with the proposals for managing changes to 16-19 organisation
and adjusting the arrangements for 16-19 competitions and presumptions?

        Yes                      No                   Not Sure

 Comments:

 We do not have sufficient current expertise on competitions and presumptions
 to respond to this question.

Chapter 5: Funding

Are you content with the proposals:

10 a) To retain a national funding formula based closely on the existing one?

      √ Yes                      No                   Not Sure
Comments:

10 b) For funding to flow to institutions on the basis described?

      √ Yes                     No                   Not Sure

 Comments:

 Broadly yes, but we have no specialist expertise in this field.

11 Would you support a move to a single national 14-19 funding system?

      √ Yes                     No                   Not Sure
Comments:
 We believe it is vital that the government creates a single 14-19 budget to
 underpin the creation of a credit-based 14-19 qualifications system (as
 suggested in the 14-19 Qualifications Strategy consultation paper). In line with
 the raising of the learning leaving age to 17 in 2013/14, we would urge the
 government to introduce an integrated 14-19 funding system and a credit-
 based 14-19 qualifications system in 2011/12. Today's Year 6 will be the first
 cohort having to stay on in learning in 2013/14. When this cohort reaches Year
 10 in 2011/12, a flexible 14-19 funding and qualifications system will be
 important to ensure that we can accommodate the needs of all young people at
 17. We cannot allow funding and qualification inflexibilities to turn this cohort off
 learning and become truants rather than NETs (Not in Education or Training).

12 Do you agree with the proposals for capital funding?

        Yes                     No                    Not Sure

 Comments:

 We have little involvement in capital funding so would not wish to respond.

Chapter 6: Implementation

13 Do these proposals about timescale and transition appear reasonable?

        Yes                   √ No                    Not Sure
Comments:

 We are unsure that LAs can develop the levels of expertise they need within
 the timescale allowed. We remain concerned that the transition to a ‘slim’
 national agency, alongside the inevitable attempts by LAs to recruit existing
 LSC staff to build up their knowledge base very quickly, may have a
 destabilising effect and prove costly.

Chapter 7: Reforming the post-19 skills system to secure better outcomes
for adults

14 Do you agree with the proposal to create a new Skills Funding Agency to
replace the Learning and Skills Council post-19?

        Yes                   √ No                   Not Sure

 Comments:

 We would prefer to see the LSC retained, with an advisory and support role for
 LAs pre-16 and a broader learning & skills role post-16. This would have the
 following advantages:
 1. retaining the continuum approach to learning that will underpin the lifelong
     learning culture on which we depend to realise the Leitch ambitions, rather
     than establishing completely separate pre- and post-19 systems
 2. ensuring continuity of service & support during the transitional period
 3. massively reducing transfer, TUPE, recruitment and setup costs for new
     agencies, allowing maximum funds to be spent on learners
 4. retaining expertise of LSC staff within the publicly-funded system rather
     than losing this to consultancy, private firms or to careers outside the sector

15 Do you agree with the proposed role of the Agency?

        Yes                   √ No                   Not Sure
Comments:
 Its role is too exclusively skills-focused. The current DIUS consultation on
 Informal Adult Learning demonstrates that lifelong learning comprises much
 more than simply vocational skills leading to full qualifications that meet the
 needs of employers, and that a rich variety of other types of learning is needed
 to complement VQs, to build confidence and provide routes into these, and to
 contribute to health, wellbeing, cohesion and social justice. Retaining one
 agency with responsibility for overseeing the whole of post-19 learning would
 allow effective links to be fostered between these areas.

Chapter 8: Funding and commissioning

16 Do you agree with the funding and commissioning role proposed for the Skills
Funding Agency?

        Yes                   √ No                   Not Sure

 Comments:

 We would prefer to retain a body that oversees both adult and young people’s
 learning and has a broader focus than simply current vocational skills needs.

17 Do the proposals in this chapter reflect the right balance of strategic
commissioning and individual customer choice?

        Yes                     No                 √ Not Sure
Comments:

 This is a difficult balance to achieve, but issues around respective
 responsibilities for planning vs funding must be teased out if the system is to
 work effectively. Establishing bodies with no planning remit but funding
 responsibilities has been shown to be counterproductive and should be avoided
 in future.

Chapter 9: Sponsorship of the FE system

18 Do you agree with the proposals on performance management and the
performance intervention role of the Skills Funding Agency?

        Yes                   No                √ Not Sure

 Comments:

 We believe a body that can support performance improvement and intervene if
 necessary is needed, but we would prefer it to have a much broader strategic
 approach to what is meant by performance in the context in which each
 provider operates.

19 Have we got the right approach to sponsorship of the FE sector as a whole?

        Yes                 √ No                  Not Sure
Comments:

 Government documents still tend to present the FE sector as having a largely
 ‘remedial’ role, working primarily with young people and adults who have not
 succeeded pre-16. While FE does this well, it does so much more which does
 not appear to impact on government consciousness. Government also has a
 tendency to tie the FE sector up with red tape and impossible funding regimes
 and then criticise it for lack of flexibility! We would like to see the government’s
 sponsorship of FE running much more parallel to its relationship with HE – as a
 partnership of equals in constant discussion and negotiation, each with its own
 distinct role and areas of expertise, working for the benefit of young people and
 adults across a broad spectrum of learning.

Chapter 10: An integrated system: other functions of the Skills
Funding Agency

20 Do you agree that each of the functions in this chapter should be performed
by the Skills Funding Agency?

        Yes                   √ No                   Not Sure

 Comments:

 See our broader reservations above about the role of the proposed agency.

Chapter 11: An integrated system: how the Skills Funding Agency
fits into the wider skills landscape

21 Do you agree with this description of the wider skills landscape within which
the Skills Funding Agency will operate?

        Yes                   √ No                   Not Sure
Comments:

 Once again, while we recognise the vital importance of the skills agenda and
 have long worked to enhance learning opportunities in the workplace, we are
 concerned that an excessive focus on skills without recognition of the broader
 social and cultural context in which this work takes place will ultimately cut off
 the branch on which the skills system sits, reducing throughput of potential
 learners in the system and limiting the potential of the system to contribute to
 broader agendas such as regeneration, cohesion and social justice.

22 Have you any further comments?

 Comments:

 We would urge government to review responses to Parliamentary questions
 recorded in Hansard on the amounts spent in recent years on reorganisation of
 bodies in the learning and skills sector. Government should assess realistically
 what has been achieved from this before embarking on further structural
 change, which may prove ineffective in improving the experiences and
 opportunities available to learners, may destablise the system (something
 which concerns government when applied to HE but apparently less so for FE)
 and extremely costly, using up resources which would be more usefully spent
 on learners.
Thank you for taking the time to let us have your views. We do not intend to
acknowledge individual responses unless you place an 'X' in the box below.

Please acknowledge this reply √

Here at the Department for Children Schools and Families we carry out our
research on many different topics and consultations. As your views are valuable
to us, would it be alright if we were to contact you again from time to time either
for research or to send through consultation documents?

√Yes                                     No

All UK national public consultations are required to conform to the following
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Further information on the Code of Practice can be accessed through the
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guidance/content/introduction/index.asp
Thank you for taking time to respond to this consultation.

Completed questionnaires and other responses should be sent to the address
shown below by 9 June 2008

Send by post to: Consultation Unit
Area 1A
Castle View House
East Lane
Runcorn
Cheshire
WA7 2GJ

Send by e-mail to:
Raisingexpectations.ENABLINGTHESYSTEM@dcsf.gsi.gov.uk
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