Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach

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Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
2018
  Monitoring Physical Health and
 Side-Effects of Psychotherapeutic
Medications in Adults and Children:
      An Integrated Approach

          Florida
          Medicaid Drug
          Therapy Management
          Program for
          Behavioral Health

          medicaidmentalhealth.org
Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Please visit our website to view:
     n   Electronic versions
         of our guidelines
         (available in full or part)
     n   News and announcements
     n   Video presentations
     n

     n   Alerts of recent publications
         and related literature
     n   Resources and tools
     n   Current projects

                           T

                               medicaidmentalhealth.org

For more information and a full list of references, visit our website at medicaidmentalhealth.org

These guidelines are available in the public domain and do not require permission from the authors
for use. However, we request when using any of its content that the publication is cited as follows:

2018 Monitoring the Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and
Children: An Integrated Approach (2018). The University of South Florida, Florida Medicaid Drug
Therapy Management Program sponsored by the Florida Agency for Health Care Administration.

                                            © March 2018

                                 medicaidmentalhealth.org
Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Table of Contents

General Topics
Introduction ....................................................................................................................................................................................3
Principles of Practice.....................................................................................................................................................................5
Physical Disease and Mental Illness....................................................................................................................................14
Weight Change and Metabolic Concerns Associated with Psychotherapeutic Medications.................16
QTc Prolongation Associated with Psychotherapeutic Medications .................................................................24
Hyperprolactinemia Associated with Psychotherapeutic Medications............................................................25
Infectious Diseases: Risk Factors and Screening Recommendations.................................................................26
Substance Use Disorders.........................................................................................................................................................28
Special Populations: Women of Childbearing Age......................................................................................................39
Prevention Strategies................................................................................................................................................................44
Social Determinants of Health and Potential Barriers to Effective Treatment................................................46

List of Tables
Table 1.              Child and Adolescent Assessment Scales................................................................................................ 6
Table 2.              Adult Assessment Scales.................................................................................................................................. 8
Table 3. 	Recommended Assessments at Baseline and Subsequent Follow-up Monitoring........... 10
Table 4.              Recommended Laboratory Monitoring................................................................................................. 11
Table 5.              Normal Laboratory Values in Adults for Selected Measures......................................................... 12
Table 6.              Modifiable Risk Factors in Individuals with Severe Mental Illness.............................................. 14
Table 7.              Studies Examining Weight Change Associated with Psychotherapeutic Medications used
                      in the Treatment of Serious Mental Illness............................................................................................. 17
Table 8.              Antipsychotic Medications and Metabolic Syndrome Risk............................................................ 21
Table 9:              Waist Circumference and Race/Ethnicity............................................................................................... 21
Table 10. Risk Factors and Screening Recommendations for Selected Infectious Diseases.............. 26
Table 11. Drugs that May Cause False-Positive Results in Screening (Immunoassay) Testing........... 31
Table 12. Medications for Maintenance of Abstinence in Alcohol Use Disorders................................... 34
Table 13. Medication Assisted Therapy for Opioid Use Disorders: Methadone
          versus Buprenorphine..................................................................................................................................... 36
Table 14. Nicotine Replacement Therapies and Other Medication-Assisted Treatment for
          Tobacco Use Disorders.................................................................................................................................... 37
Table 15. Safety of Psychotherapeutic Medications in Pregnancy and Lactation.................................. 40
Table 16. Suggested Educational Tools and Strategies....................................................................................... 44

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Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Table of Contents

List of Boxes
Box 1.       Physical Diseases with Increased Frequency in Serious Mental Illness........................................... 15
Box 2. ADA Target Goals for Blood Pressure, Lipid, and Glycemic Control..................................................23
Box 3. Risk factors associated with QT prolongation to evaluate for*...........................................................24
Box 4. Behaviors that Increase Suspicion for Drug Misuse or Dependency...............................................29
Box 5. When Urine Drug Screening Should be Obtained...................................................................................30
Box 6. Potential Barriers to Effective Treatment......................................................................................................46

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Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Introduction

Introduction
Individuals with serious mental illness (SMI) including schizophrenia, schizoaffective disorder,
bipolar disorder, and major depressive disorder are prone to many different physical health
problems. Although physical health problems are also prevalent in the general population, they
have a greater impact on individuals with serious mental illness. Many factors contribute to the poor
physical health of individuals with serious mental illness, including disparities in health care access
and utilization, as well as provision of health care services. Studies have shown that individuals
with serious mental illness have an excess mortality, being two to three times as high as that of
the general population. This mortality gap translates to a 13 to 30 year shortened life expectancy.
Furthermore, among women of childbearing age, mental illness not only affects the mother’s well­
being, but may also have significant effects on fetal outcomes, particularly when patients do not
receive recommended care during pregnancy.
Based on the complex behavioral and other health needs of the SMI population, an integrated
approach is critical for reducing morbidity and early mortality. The Substance Abuse and Mental
Health Services Administration (SAMHSA) defines an integrated approach to care as “the systematic
coordination” of mental health, substance abuse, and primary care services. Integrated care
bridges the gap that often occurs between the medical and behavioral health care systems, and
produces the best health outcomes for individuals with SMI. There are different models and levels
of integrated care that providers can adopt depending on their practice setting and its available
resources. The most feasible for many providers treating individuals with SMI is the clinical
practice integration approach in which collaboration is built into service protocols and there are
mechanisms to consult and collaborate with other providers. There is no one model of integration
that works best for individuals with SMI. Ultimately, integration efforts should incorporate the
patient perspective and be matched to the patients’ needs.
When treating patients with serious mental illness, clinicians must be prudent in making treatment
decisions, be aware of patients’ concomitant physical illnesses, and be cognizant of potential
medication side effects that may exacerbate physical health conditions present. When patients have
physical health conditions that may be affected by the use of psychiatric medications, clinicians
should use their best judgment in making decisions regarding patient care based on integration
of evidence from the literature and clinical experience as well as the individual patient’s symptoms
and risk factors. In creating this publication, the goal was to provide monitoring recommendations
based on the most recent available evidence in order to administer better quality care and help
minimize the potential adverse health effects of psychiatric medications, while ultimately improving
patients’ overall health and well-being.

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Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Introduction

Process for Creating the Guidelines
Every two years, the Florida Medicaid Drug Therapy Management Program brings together a
diverse array of stakeholders and experts to update the guidelines. This year’s group of stakeholders
known as the Florida Expert Panel was comprised of: Florida primary care providers, psychiatrists—
including providers from community mental health centers and medical directors of health plans—
ARNPs, academicians, and pharmacists. The 2018 Florida Expert Panel met in Tampa, Florida on
February 17, 2018 to review and update the guidelines first published in 2014 and revised in 2016.
The panel listened to presentations on the latest evidence-based practices, discussed the
guidelines, proposed revisions, and reached a consensus about whether to revise and adopt a
particular set of guideline recommendations. Thus, the final guidelines are a product of an in-depth
review of the literature with an emphasis on the highest level of clinical evidence (e.g., randomized
controlled trials, systematic reviews) and expert panel consensus on the strength of the evidence.
The names of the meeting attendees and meeting presentations are available on the program
website at www.medicaidmentalhealth.org. Financial disclosures are available upon request.

Organization
This publication provides information regarding common physical health conditions that occur
with greater frequency in the seriously mentally ill population, documents screening/monitoring
recommendations for these physical health conditions, provides guidelines regarding management
of pregnant/lactating women, and explores potential barriers that may adversely affect healthcare
delivery, as well as treatment adherence in this population.

Disclaimer
The 2018 Monitoring Physical Health and Side-Effects of Psychiatric Medications in Adults and
Children: An Integrated Approach guidelines reflect the current state of knowledge at the time
of publication on effective and appropriate care. The inevitable changes in the state of scientific
information and technology mandate that periodic review, updating, and revisions will be needed.
These guidelines may not apply to all patients; therefore, each guideline must be adapted and
tailored to the individual patient. Proper use, adaptation, modifications, or decisions to disregard
these or other guidelines, in whole or in part, are entirely the responsibility of the clinician who uses
these guidelines. The authors and expert panel members bear no responsibility for treatment decisions
and outcomes based on the use of these guidelines.

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Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Principles of Practice
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.

Comprehensive Assessment
    nnA comprehensive health assessment includes:
         FF A full medical history
         FF An assessment of psychiatric co-occurring disorders and physical comorbidities
         FF An assessment for trauma, suicide, violence, and substance use disorders
         FF Assessment of pregnancy intentions in women of childbearing age
         FF Assessment of a patient’s social determinants of health (e.g., health literacy,
            transportation, food insecurity, housing stability)
         FF Relevant medical work-up, physical examination, and nutritional status evaluation

    nnSerious behavioral health conditions are chronic in nature; therefore a long-term,
      continuous management plan of chronic conditions is essential:
         FF Measurement-based care to assess symptoms, side-effects, and adherence
         FF Integration of psychiatrists and primary care providers
         FF In pregnant and post-partum patients, integration of psychiatrists and obstetrician-
            gynecologists
         FF Collaborative/shared decision-making with patients and family/caregivers
         FF Psychosocial assessment
         FF Assess of social support system (housing, family, other caregivers, etc.)
         FF Evaluate the factors that pose a risk to the continuity of care (medication adherence,
            social determinants of health, etc.)
         FF Assess involvement with legal system and interact with law enforcement as needed

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Monitoring Physical Health and Side-Effects of Psychotherapeutic Medications in Adults and Children: An Integrated Approach
Principles of Practice

Measurement-Based Care for Behavioral Health Conditions
       nnQuestionnaires and rating scales are strongly recommended for the initial diagnostic
         assessment and evaluation of treatment outcomes. These instruments can be helpful in
         providing supplemental information to the provider’s clinical judgment.
       nnIntegration of rating scales into routine clinical practice and for all follow-up appointments
         is also strongly suggested.
       nnClinicians should use rating scales to assess symptom severity during the initial evaluation
         and treatment, when medication changes are implemented, and/or when the patient
         reports a change in symptoms.

Notes:
•      Effort should be made to communicate between primary care providers, psychiatrists, caseworkers, and other team
       members to ensure integrated care.
•      Prior to initiating any intervention (e.g., psychosocial, medication), assess and document the risks/benefits of treatment.
•      Education should be age-appropriate and targeted to the condition.

Measurement Scales
Internet links to the following psychiatric assessment scales are available on the Program website
at www.medicaidmentalhealth.org. These scales were selected because they are brief and can be
completed in the primary care office.

                            Table 1. Child and Adolescent Assessment Scales
       Condition/                                                                  Type of
                                           Name of Scale                                              Age range        # of Items
       Symptoms                                                                  Assessment
    ADHD                     ADHD Rating Scale IV – Home Version                 Parent rating            5-17              18
    ADHD                                                                        Parent rating                               55
                              NICHQ Vanderbilt Assessment Scales                                          6-12
                                                                               Teaching rating                              43
    Anxiety                     Severity Measure for Generalized                  Patient self-
                                                                                                          11-17             10
                                        Anxiety Disorder                            report
    Cognitive,
    emotional &                 Pediatric Symptom Checklist (PSC)                Parent rating            4-16              35
    behavior problems
    Depression                   PHQ-9 Modified for Adolescents                   Patient self-
                                                                                                          11-17              9
                                          (PHQ-A)                                   report
    Depression                Center for Epidemiological Studies                  Patient self-
                                                                                                          6-17              20
                             Depression Scale for Children (CES-DC)                 report
    Manic symptoms                   Child Mania Rating Scale                    Patent rating            5-17              21
    Mental health
                              DSM-5 Parent/Guardian-Rated Level
    domains across
                              1 Cross-Cutting Symptom Measure-                   Parent rating            6 -17             25
    psychiatric
                                             Child
    diagnoses

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Principles of Practice

                     Table 1. Child and Adolescent Assessment Scales (continued)
     Condition/                                                 Type of
                                Name of Scale                                   Age range   # of Items
     Symptoms                                                 Assessment
 Mental health
 domains across         DSM-5 Self-Rated Level 1 Cross-       Patient self-
                                                                                  11-17        25
 psychiatric           Cutting Symptom Measure—Child            report
 diagnoses
                                                                Patient
                                                              self-report
 PTSD                  Child PTSD Symptom Scale (CPSS)                            8-18         24
                                                              or clinician
                                                             administered
 Substance use                                                Patient self-
                        The CRAFFT Screening Interview                            13-18         9
 (Alcohol & drugs)                                              report
 Substance use                                                Patient self-
                       Drug Use Questionnaire (DAST-20)                           13-18        20
 (Drugs)                                                        report
 Symptom severity
                        Brief Psychiatric Rating Scale for
 across mental                                               Clinician rating     3-18         21
                                Children (BPRS-C)
 health domains

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Principles of Practice

                             Table 2. Adult Assessment Scales
   Condition/                                                           Type of
                                   Name of Scale                                         # of Items
   Symptoms                                                           Assessment
Anxiety/general     Generalized Anxiety Disorder 7-item (GAD-7)
                                                                   Patient self-report       7
                                       scale
Anxiety/general       Severity Measure for Generalized Anxiety
                                                                   Patient self-report      10
                                  Disorder-Adult
Anxiety/panic            Severity Measure for Panic Disorder       Patient self-report      10
Bipolar disorder/
                          Young Mania Rating Scale (YMRS)            Clinician rating       11
manic symptoms
Bipolar disorder      The Mood Disorder Questionnaire (MDQ)        Patient self-report      16
Childhood               Adverse Childhood Experiences (ACE)
                                                                   Patient self-report      10
trauma                             Questionnaire
Depression              Patient Health Questionnaire (PHQ-9)       Patient self-report       9
Depression                Beck Depression Inventory (BDI)          Patient self-report      21
Depression          Hamilton Rating Scale for Depression (HAM-D)     Clinician rating       21
Difficulties/
disability due to       World Health Organization Disability
                                                                   Patient self-report      36
mental health                  Assessment Scale 2.0
conditions
Global rating of
illness severity
                        Clinical Global Impression Scale (CGI)       Clinician rating        3
and response to
treatment
Mental health
domains across         DSM-5 Self-Rated Level 1 Cross-Cutting
                                                                   Patient self-report      23
psychiatric                 Symptom Measures-Adult
diagnosis
Psychosis              Clinician-Rated Dimensions of Psychosis
                                                                     Clinician rating        8
                                  Symptom Severity
Psychotic
                         Brief Psychiatric Rating Scale (BPRS)       Clinician rating       18
disorders
PTSD                 National Stressful Events Survey PTSD Short
                                                                   Patient self-report       9
                                    Scale (NSESS)
PTSD                 Post-traumatic Stress Disorder Checklist
                                                                   Patient self-report      20
                               for DSM-5 (PCL-5)

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Principles of Practice

                              Table 2. Adult Assessment Scales (continued)
    Condition/                                                             Type of
                                    Name of Scale                                           # of Items
    Symptoms                                                             Assessment
 Substance use        The Alcohol Use Disorders Identification Test
                                                                      Patient self-report     3, 10
 (Alcohol)                         (AUDIT-C, AUDIT)
 Substance use        Tolerance, Annoyed, Cut Down, Eye-Opener
                                                                      Patient self-report       4
 (Alcohol)                       (T-ACE) Questionnaire
 Substance use
 (Alcohol            Tolerance, Worried, Eye-Opener, Amnesia, Cut
                                                                      Patient self-report       5
 use during                 Down (TWEAK) Questionnaire
 pregnancy)
 Substance use
                      NIDA Drug Use Screening Tool: Quick Screen      Patient self-report       4
 (Alcohol & drugs)
 Substance use
                            The CRAFFT Screening Interview            Patient self-report       9
 (Alcohol & drugs)
 Substance
                           Drug Abuse Screen Test (DAST-10)           Patient self-report      10
 (Drugs)
 Substance use
                                   Opioid Risk Tool                   Patient self-report      10
 (Opioids)

Screening, Brief Intervention, and Referral to Treatment (SBIRT):
Screening, Brief Intervention, and Referral to Treatment (SBIRT) is an evidence-based practice for
providing early intervention and treatment to individuals at risk for developing substance use
disorders. SBIRT can be implemented in the primary care setting. For more information regarding
SBIRT, visit http://www.samhsa.gov/sbirt and see the Substance Use Disorders section in these
guidelines.

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Principles of Practice
General Recommendations: Baseline Monitoring of Physical Health in Patients with Serious
Mental Illness (SMI)

     Table 3. Recommended Assessments at Baseline and Subsequent Follow-up
                                 Monitoring
                       Assessment                               Baseline                Follow-up Assessments
 Vital signs (blood pressure, pulse, weight,
                                                                                                 Each visit
 including calculation of body mass index)
 Lifestyle behaviors: smoking, diet, exercise,
                                                                                                 Each visit
 substance use, sleep
 Personal/family history: hypertension, diabetes,
 cardiovascular disease, cerebrovascular disease
                                                                                         As clinically indicated
 (stroke), cancer, epilepsy, Parkinson’s disease,
 thyroid disease
 Dental history                                                                          As clinically indicated
 Sexual/reproductive function                                                   At 3 months and 6 monthly thereafter

Recommended Monitoring As Needed Based on Clinical Presentation:
     nnWaist circumference

     nnSedation

     nnParkinsonism Screen (e.g., SAS or ESRS)

     nnAkathisia Screen (e.g., AIMS or ESRS)

     nnElectrocardiogram (ECG)
Note: Prior to considering medication management, clinicians should weigh the risks and benefits of treatment, including the risk
for interactions with other medications (both prescribed and over-the-counter), herbal supplements, and foods (e.g., grapefruit)
that may increase or decrease drug levels. To check drug-drug interactions, visit: https://reference.medscape.com/drug-
interactionchecker.

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Principles of Practice

                           Table 4. Recommended laboratory monitoring
                   Parameter                                                   Recommendation
 Complete blood count with differential
                                                       At baseline, then as indicated (e.g., treatment with clozapine)
 (CBC with diff)
 Complete metabolic panel (CMP)                                          At baseline, then as indicated
 Fasting lipid profile                                 All patients over 40 years at baseline and annually thereafter,
                                                       or sooner as indicated (e.g., cardiac history, obesity, diabetes,
                                                                               hypertension)
 Folate                                                                       As clinically indicated
 Hemoglobin A1c (HbA1c)                              All patients over 40 years at baseline and annually thereafter, or
                                                                            sooner as indicated

 Prolactin                                            As clinically indicated (e.g., amenorrhea/oligomenorrhea, poor
                                                                  sexual function, osteopenia/osteoporosis)
 Thyroid stimulating hormone (TSH)                                            As clinically indicated
 Urine Drug Screen                                                            As clinically indicated
 Vitamin B12                                                                  As clinically indicated
 Vitamin D                                                                    As clinically indicated

Notes:
Abbreviations: SAS = Simpson-Angus Scale; ESRS = Extrapyramidal Symptom Rating Scale; AIMS = Abnormal Involuntary
Movement Scale. These scales are available at www.medicaidmentalhealth.org.
There are many reasons patients may require testing earlier or more often than the recommendations noted above. If monitoring
has been obtained by primary care provider, obtain records.
Studies have shown that waist circumference is a better predictor of cardiovascular risk compared to Body Mass Index (BMI).
Check blood pressure (BP) and pulse during titration with clozapine and quetiapine.
For more information about clozapine monitoring, visit the Clozapine REMS Program at www.clozapinerems.com.

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Principles of Practice

 Table 5. Normal laboratory values in adults for selected measures
                Measure                                   Normal Range*
                                     Basic Metabolic Panel
Blood urea nitrogen (BUN)                                    7 – 20 mg/dL
Bicarbonate (HCO3 ), total
                    -
                                                             18 – 30 mEq/L
Creatinine                                                 0.8 – 1.3 mg/dL
Glucose                                                    70 – 100 mg/dL
Serum chloride (Cl-)                                      95 – 105 mmol/L
Serum potassium (K )    +
                                                          3.5 – 5.0 mmol/L
Serum sodium (Na+)                                       135 – 145 mmol/L
                                     Complete Blood Count
                Measure                                   Normal Range*
Hemoglobin                                               Males: 13 – 17 g/dL
                                                        Females: 12 – 15 g/dL
Hematocrit (Hct)                                          Males: 40 – 54%
                                                         Females: 36 – 46 %
Mean corpuscular volume (MCV)                                 80 – 100 fL
Platelets                                                 150 – 400 x 109/L
Red Blood Cells (RBCs)                             Males: 4.32 – 5.72 x 1012 cells /L
                                                  Females: 3.90 – 5.03 x 1012 cells/L
White Blood Cells (WBCs)                                     4 – 10 x 109/L
                                          Endocrine
                Measure                                   Normal Range*
Glucose                                                    70 – 100 mg/dL
Hemoglobin A1c (Hgb A1c)                                  5.6% and below
                                            Lipids
                Measure                                   Normal Range*
High density lipoprotein (HDL)                            Above 50 mg/dL
Low density lipoprotein                                    85 – 125 mg/dL
Total cholesterol                                         3.5 – 5.5 mmol/L
Triglycerides                                              50 – 150 mg/dL

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Principles of Practice

   Table 5. Normal laboratory values in adults for selected measures (continued)
                                                     Liver function tests
                 Measure                                                       Normal Range*
 Albumin                                                                         3.5 – 5.0 g/dL
 Alkaline phosphatase                                                           20 – 90 Units/L
 Alanine Aminotransferase (ALT)                                                 10 – 30 Units/L
 Aspartate aminotransferase (AST)                                                5 – 30 Units/L
 Bilirubin, direct                                                            0 – 6 micromols/L
 Bilirubin, total                                                             2 – 20 micromols/L
 Total protein                                                                     60 – 80 g/L
                                                        Renal function
                 Measure                                                       Normal Range*
 Blood urea nitrogen (BUN)                                                       7 – 20 mg/dL
 Creatinine                                                                     0.8 – 1.3 mg/dL
 Estimated glomerular filtration rate
                                                                                  Above 90%
 (eGFR)

*Note: Normal laboratory values may vary by facility. Always use the facility’s laboratory value guidelines for testing and
interpretation.

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Physical Disease and Mental Illness
Among individuals with serious mental illness, physical health problems including cardiovascular
disease, metabolic disorders, infectious diseases, respiratory illnesses, and sexual dysfunction
occur with greater frequency, especially when compared to the general population. Furthermore,
individuals with serious mental illnesses such as schizophrenia and bipolar disorder have a greater
relative risk of modifiable risk factors for cardiovascular disease. Relative risk is defined as the ratio
of the probability of a particular event occurring in one group compared to the probability of that
same event occurring in a comparison group.
In this section, the guidelines provide an overview of the physical ailments that occur with greater
frequency among individuals with serious mental illness, review psychiatric medication side
effects that may contribute to or exacerbate these physical conditions, and provide monitoring
recommendations in order to better evaluate and treat these physical health issues with the goal of
better health outcomes.
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.

       Table 6. Modifiable Risk Factors in Individuals with Severe Mental Illness
   Modifiable Risk                          Schizophrenia                                       Bipolar Disorder
      Factors                Prevalence rate              Relative risk            Prevalence rate              Relative risk
 Smoking                          50 – 80%             2 – 3 times the risk            54 – 68%             2 – 3 times the risk
 Obesity                          45 – 55%            1.5 – 2 times the risk           21 – 49%             1 – 2 times the risk
 Metabolic
                                  37 – 63%             2 – 3 times the risk            30 – 49%             2 – 3 times the risk
 Syndrome
 Dyslipidemia                     25 – 69%              ≤ 5 times the risk             23 – 38%               ≤ 3 time the risk
 Hypertension                     19 – 58%             2 – 3 times the risk            35 – 61%             2 – 3 times the risk
 Diabetes Mellitus                10 – 15%             2 – 3 times the risk             8 – 17%            1.5 – 3 times the risk

Adapted from Hert, et al., 2011a. Physical Illness in patients with severe mental disorders: I. Prevalence, impact of medications and
disparities in health care. World Psychiatry, 10(1): 52-77.disparities in health care. World Psychiatry, 10(1): 52-77.
Note. The relative risk is compared to the general population.

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Physical Disease and Mental Illness

Box 1.

     Physical Diseases with Increased Frequency in Serious Mental Illness

   Cardiovascular diseases – stroke, myocardial infarction, hypertension, other cardiac and vascular diseases
   Nutritional and metabolic diseases – obesity, hyperlipidemia, metabolic syndrome, diabetes mellitus
   Bacterial infections and mycoses – tuberculosis
   Viral diseases – HIV, Hepatitis B, Hepatitis C
   Neoplasms – obesity-related cancers (e.g., breast, stomach)* and smoking-related cancers (e.g., lung)
   Dental problems – poor dental status
   Respiratory tract diseases – COPD, impaired lung function
   Urological conditions and male reproductive issues – sexual dysfunction
   Female reproductive issues and pregnancy complications – obstetric complications, sexual dysfunction

Adapted from Hert, et al., 2011a.
*Note: Evidence regarding obesity-related cancers is conflicting; some studies indicate similar incidence of these cancers to the
general population but with increased mortality among individuals with SMI, while other reports indicate increased rates of
obesity-related cancers among individuals with SMI.

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Weight Change and Metabolic Side-Effects of Psychotherapeutic Medications

Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.

Weight Change and Metabolic Concerns Associated with Psychotherapeutic
Medications
Weight changes are the most difficult issues patients and clinicians contend with and can have
an effect on patient compliance with a particular regimen. Individual psychiatric medications,
including those in the antidepressant, mood stabilizer, and antipsychotic classes, have been shown
to have differential effects on weight gain.
Management of medication-induced weight gain and other metabolic problems depends
on multiple factors, including response to different antipsychotics, severity of the metabolic
disturbance, and patient willingness to implement lifestyle changes. Individuals with new-onset
diabetes should receive an evaluation by a primary care provider.
Potential options to manage medication-induced metabolic side effects include:
    nnDiet and exercise, including referral to a certified nutritionist if clinically indicated
    nnSwitching to an antipsychotic with lower potential for weight gain or dyslipidemia (e.g.,
      switch from olanzapine or risperidone to ziprasidone)
    nnMedication management if more conservative measures are ineffective (e.g.,
      antihypertensives for hypertension and statins for dyslipidemia)
Initial randomized trials have also shown evidence that metformin may be effective in helping
patients with schizophrenia lose weight. These trials found that twelve to sixteen weeks of
metformin given at 750 mg/day or higher led to loss of approximately 50 percent of weight gain
induced by antipsychotic treatment, and metformin combined with lifestyle changes had more
effect than metformin alone in two of the trials. Metformin is indicated as an adjunct to diet
and exercise to improve glycemic control in adults and children with Type 2 diabetes mellitus.
Metformin is not yet FDA-indicated for psychotropic medication-induced weight gain and is
contraindicated in individuals with known hypersensitivity or metabolic acidosis. Metformin has
traditionally been contraindicated in chronic kidney disease; however, based on recent evidence
and recommendations, metformin may be used with caution and close clinical supervision
in individuals with a GFR >30 mL/min. The primary concern is the risk for lactic acidosis in this
population.

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Weight Change and Metabolic Side-Effects of Psychotherapeutic Medications

  Table 7. Studies Examining Weight Change Associated with Psychotherapeutic
            Medications used in the Treatment of Serious Mental Illness
 Antidepressants
                      Weight loss
                        FF Sertraline (Zoloft) – Patients in controlled trials had minimal (1-2 pound)
                           weight loss compared to smaller changes with placebo.
                      No weight change
                        FF Citalopram (Celexa) – Short-term placebo-controlled trial showed average
                           weight loss of 0.5 kg with citalopram versus 0.2 kg weight gain with placebo in
                           post-marketing studies; No significant changes in body mass in post-marketing
 Selective
                           studies
 Serotonin
 Reuptake               FF Escitalopram (Lexapro) – No difference from placebo-treated patients in
 Inhibitors (SSRIs)        premarketing trials.
                        FF Fluoxetine (Prozac) – No overall associated weight changes; weight loss of
                           0.35 kg reported in acute-phase treatment, at 38 weeks, 2 kg weight gain with
                           fluoxetine versus 2.5 kg weight gain with placebo.
                      Weight gain
                        FF Paroxetine (Paxil) – Of the SSRIs, paroxetine is most likely to cause weight
                           gain. Fava, et al. showed >7% increase in weight from baseline compared with
                           patients taking sertraline or fluoxetine.
                      Weight loss
                        FF Duloxetine (Cymbalta) – In acute placebo-controlled studies, duloxetine
                           treated patients had average change of -0.5 kg compared with 0.2 kg for
 Serotonin
                           placebo treated patients. No consistent relationship between duloxetine dose
 Norepinephrine
                           and weight change. Similar acute mean weight changes seen in duloxetine
 Reuptake
                           versus fluoxetine treated patients (-0.7 kg versus -0.6 kg respectively).
 Inhibitors (SNRIs)
                        FF Venlafaxine (Effexor) – Weight loss of up to 7% of body weight compared to
                           placebo during up to 12 weeks of treatment in studies of patients with MDD,
                           GAD, SAD, and panic disorders.
                      No weight change
                        FF Nortriptyline (Pamelor) – Meta-analysis of 257 RCTs found non-significant
                           weight change with nortriptyline.
 Tricyclic
                      Weight gain
 Antidepressants
 (TCAs)                 FF Amitriptyline (Elavil) – Meta-analysis of 257 RCTs found average of 1.8 kg
                           weight gain.
                        FF Imipramine (Tofranil) – Average of 4.5 kg weight gain over one year in
                           patients treated for panic disorder.
                      Weight loss
                        FF Bupropion (Wellbutrin) – Meta-analysis of 257 RCTs found average of 1.3 kg
 Other                     weight loss.
 antidepressants      Weight gain
                        FF Mirtazapine (Remeron) – Meta-analysis of 257 RCTs found average of 1.5 kg
                           weight gain.

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Weight Change and Metabolic Side-Effects of Psychotherapeutic Medications

     Table 7. Studies Examining Weight Change Associated with Psychotherapeutic
        Medications used in the Treatment of Serious Mental Illness (continued)
    Anticonvulsants/Mood Stabilizers
                      Weight loss
                        FF Lamotrigine (Lamictal) – Mean weight loss of 4.2 kg at week 52 of therapy in
                           obese patients; mean weight loss of 0.5 kg in non-obese patients at week 52.
                        FF Topiramate (Topamax) – Meta-analysis of 257 RCTs found average of 3.8 kg
                           weight loss.
                        FF Zonisamide (Zonegran) – Meta-analysis of 257 RCTs found average of 7.7 kg
                           weight loss.
                      Weight gain
                        FF Carbamazepine (Tegretol) – Meta-analysis of 257 RCTs found average of 1.0
                           kg weight gain.
                        FF Gabapentin (Neurontin) – Meta-analysis of 257 RCTs found average of 2.2 kg
                           weight gain.
                        FF Lithium (Eskalith, Lithobid) – Mean weight gain of 6.1 kg at week 52 of
                           lithium therapy in obese patients; mean weight gain of 1.1 kg in non-obese
†                          patients at week 52.
                        FF Valproic Acid (Valproate, Valpro, Depakene) – Weight gain of 0.49 kg
                           after 3 weeks of treatment with up to 1500 mg/day versus placebo in healthy
                           volunteers.
    Antipsychotics
                      Weight gain
                        FF Chlorpromazine (Thorazine) – Meta-analysis estimated mean weight gain of
                           2.10 kg at 10-weeks of treatment.
    Typical
    Antipsychotics      FF Fluphenazine (Prolixn) – Meta-analysis estimated mean weight gain of 0.43
                           kg at 10-weeks of treatment.
                        FF Haloperidol (Haldol) – Meta-analysis estimated mean weight gain of 0.48 kg
                           at 10-weeks of treatment.

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Weight Change and Metabolic Side-Effects of Psychotherapeutic Medications

  Table 7. Studies Examining Weight Change Associated with Psychotherapeutic
     Medications used in the Treatment of Serious Mental Illness (continued)
 Antipsychotics
                          Weight gain
                             FF Aripiprazole (Abilify) – 3-month cohort study of first-time use of atypical
                                antipsychotics in children and adolescents reported mean weight gain of
                                4.4 kg. 6-month RCT reported mean weight gain of 0.40 kg with aripiprazole.
                                A meta-analysis of metabolic effects associated with atypical antipsychotic
                                treatment in children and adolescents found olanzapine, risperidone and
                                aripiprazole were all associated with statistically significant weight gain.
                                Olanzapine was associated with the most weight gain and aripiprazole was the least.
                             FF Asenapine (Saphris) – A double-blind placebo-controlled study found mean
                                weight gain of 0.9 kg compared to placebo.
                             FF Brexpiprazole (Rexulti) – Weight gain with brexpiprazole was moderate (1.45
                                and 1.28 kg for 2 and 4 mg, respectively, versus 0.42 kg for placebo at week 6).
                             FF Cariprazine (Vraylar) – Mean weight gain at endpoint of 6-week in patients
                                with schizophrenia: 0.8 kg with 1.5-3 mg/day, 1kg with ≥4.5 mg/day versus 0.3
                                kg with placebo.
                             FF Clozapine (Clozaril) – 6-week open-label study reported average weight gain of 2.5 kg.
                             FF Iloperidone (Fanapt) – Mean change from baseline of 2.1 kg increase at
                                endpoint.
                             FF Lurasidone (Latuda) – The mean weight gain observed across 6-week trial in
 Atypical                       patients with schizophrenia was 0.43 kg for lurasidone versus mean weight loss
 Antipsychotics                 of 0.02 kg for placebo.
                             FF Olanzapine (Zyprexa) – Meta-analysis of 257 RCTs found average of 2.4 kg
                                weight gain. A 3-month cohort study of first-time use of atypical antipsychotics
                                in children and adolescents reported mean weight gain of 8.5 kg. CATIE trial
                                found an average weight gain of 2 lbs (0.9 kg) per month, more than any other
                                treatment group (quetiapine, risperidone, ziprasidone, or perphenazine). A meta-
                                analysis of metabolic effects associated with atypical antipsychotic treatment in
                                children and adolescents found olanzapine, risperidone and aripiprazole were all
                                associated with statistically significant weight gain. Olanzapine was associated
                                with the most weight gain and aripiprazole was the least.
                             FF Paliperidone (Invega) – 6-month RCT reported mean weight gain of 2.3 kg for
                                paliperidone ER.
                             FF Quetiapine (Seroquel) – Meta-analysis of 257 RCTs found average of 1.1 kg
                                weight gain.
                             FF Risperidone (Risperdal) – Meta-analysis of 257 RCTs found average of 0.8
                                kg weight gain. A meta-analysis of metabolic effects associated with atypical
                                antipsychotic treatment in children and adolescents found olanzapine,
                                risperidone and aripiprazole were all associated with statistically significant
                                weight gain. Olanzapine was associated with the most weight gain and
                                aripiprazole was the least.
                             FF Ziprasidone (Geodon) – Meta-analysis found mean weight gain of 0.04 kg.
Note: 1 kilogram = 2.2 pounds. Medications under each category (weight loss, no weight change, weight gain) are listed alphabetically.

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Prediabetes and Metabolic Syndrome
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.

Prediabetes
Prediabetes identifies individuals who are at increased risk for type 2 diabetes and cardiovascular
disease but do not yet meet the criteria for type 2 diabetes.
The American Diabetes Association (ADA) defines prediabetes as individuals who:
      nnHave an impaired fasting glucose of 100 – 125 mg/dL (which is lower than the World Health
        Organization’s criteria of 110-125 mg/dL), and/or
      nnHave an impaired glucose tolerance defined by a 2-hour plasma glucose of between 100-
        199 mg/dL after a 75g oral glucose load, and/or
      nnHave a hemoglobin A1c between 5.7% and 6.4%

Note: Refer for further care and/or initiate treatment as clinically indicated if impaired fasting glucose, impaired glucose tolerance,
or elevated HgA1c (>5.7%).

Metabolic Syndrome
According to the American Heart Association and the National Heart, Lung, and Blood Institute,
there are five factors that make up metabolic syndrome:
      nnLarge waist size (40 inches or larger for men, 35 inches or larger for women)
      nnHigh triglycerides (either 150 mg/dL or higher or using a cholesterol medication)
      nnLow levels of high-density lipoprotein or HDL (HDL less than 40 mg/dL for men, less than
        50 mg/dL for women, or any patient using a cholesterol medication)
      nnHigh blood pressure (blood pressure of 135/85 mmHg or greater or using a blood pressure
        medication)
      nnHigh fasting glucose level (100 mg/dL or higher)

The following tables review antipsychotic medication effects on development of metabolic
syndrome, review cutoff waist circumference values in different ethnic populations, and provide
recommended guidelines for management of these risk factors when they are present.

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Prediabetes and Metabolic Syndrome

             Table 8. Antipsychotic Medications and Metabolic Syndrome Risk
           Medication                       Low                    Mild               Moderate                  High
                                                  Typical Antipsychotics
 Chlorpromazine (Thorazine)                  —                      —                      —                      4
 Haloperidol (Haldol)                        4                      —                      —                      —
 Perphenazine (Trilafon)                     4                      —                      —                      —
                                                 Atypical Antipsychotics
 Aripiprazole (Abilify)                      4                      —                      —                      —
 Asenapine (Saphris)*                        4                      —                      —                      —
 Brexpiprazole (Rexulti)                     —                      4                      —                      —
 Cariprazine (Vraylar)                       —                      4                      —                      —
 Clozapine (Clozaril)                        —                      —                      —                      4
 Iloperidone (Fanapt)*                       —                      4                      —                      —
 Lurasidone (Latuda)*                        4                      —                      —                      —
 Olanzapine (Zyprexa)                        —                      —                      —                      4
 Quetiapine (Seroquel)                       —                      —                      4                      —
 Risperidone (Risperdal)                     —                      4                      —                      —
 Ziprasidone (Geodon)                        4                      —                      —                      —

Adapted from Hert, et al., 2011a. Note. mg/dL =milligrams per deciliter; mmHg =millimeters of mercury; mg/dL = milligrams per
deciliter.
*Limited data with these medications. Some of the second-generation antipsychotics above have not been extensively studied with
regard to metabolic syndrome.

Ethnicity-Specific Cutoff Values of Waist Circumference Indicating Abdominal
Obesity
Annual monitoring is recommended in a primary care setting.

                           Table 9. Waist Circumference and Race/Ethnicity
                                                           Females                                     Males
 North Americans                                       ≥88 cm (≥ 35 in)                          ≥102 cm (≥ 40 in)
 European, Mediterranean, Middle
                                                       ≥80 cm (≥ 32 in)                          ≥94 cm (≥ 37 in)
 Eastern, Sub-Saharan Africans
 South Asians, Chinese, Ethnic
                                                       ≥80 cm (≥ 32 in)                          ≥90 cm (≥ 35 in)
 South and Central Americans
 Japanese                                          ≥82-85 cm (≥ 32-34 in)                        ≥90 cm (≥ 35 in)

Adapted from Hert, et al., 2011a.
Note. cm = centimeter; in = inch.

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Metabolic and Cardiovascular Health Issues

Type 2 Diabetes Mellitus and Hypertension: Diagnostic Criteria
Any of the following:
     nnFasting plasma glucose ≥126 mg/dL
           *Note: Fasting is defined as no caloric intake for ≥8 hours. In absence of unequivocal hyperglycemia, result to be
           confirmed by repeat testing.

     nn2-hour plasma glucose ≥200 mg/dL during oral glucose tolerance test with glucose load
       containing equivalent of 75 g anhydrous glucose dissolved in water
           *Note: In absence of unequivocal hyperglycemia, result to be confirmed by repeat testing.

     nnHemoglobin A1c ≥6.5%
     nnRandom plasma glucose ≥200 mg/dL in individuals with symptomatic hyperglycemia or
       hyperglycemic crisis

Diagnostic Criteria for Hypertension
     nnNormal blood pressure:
Metabolic and Cardiovascular Health Issues

ADA Target Goals and ASCVD Risk Calculator
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.
The following recommendations were adapted from the American Diabetes Association (ADA).

Box 2.

        ADA Target Goals for Blood Pressure, Lipid, and Glycemic Control

      FF           Blood pressure: Systolic 10%.
Link to ASCVD Risk Calculator: http://tools.acc.org/ASCVD-Risk-Estimator-Plus/#!/calculate/estimate/

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Q-T Prolongation Associated with Psychotherapeutic Medications

Q-T Interval Prolongation
The Q-T interval represents electrical depolarization and repolarization of the ventricles, and the
Q-Tc is this value corrected for the patient’s heart rate. In clinical trials, a prolonged Q-Tc interval
of greater than 500 milliseconds during therapy has been a threshold for concern. Clinically, a
Q-Tc interval above 470 milliseconds in females and above 450 milliseconds in males is considered
prolonged, and individual changes in Q-Tc intervals of 30 to 60 milliseconds from baseline should
heighten suspicion of increased risk of arrhythmias. Though data are limited, a prolonged Q-Tc
interval appears to be more common with tricyclic antidepressants than selective-serotonin
reuptake inhibitors (SSRIs). Antipsychotic medications have also been reported to be associated with
Q-Tc interval prolongation, particularly with ziprasidone and thioridazine, and to a lesser extent with
haloperidol and quetiapine.
EKG monitoring is recommended when administering antipsychotic medications in the presence
of co-existing risk factors for QT interval prolongation such as older age, electrolyte disturbances
(e.g., hypokalemia, hypomagnesemia), family history of sudden death, personal history of cardiac
murmur, and/or use of concomitant medications known to prolong the QT interval. See table below
for risk factors to evaluate for during initial assessment when considering use of antipsychotics or
other medications with QT prolongation.
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.
Box 3.

           Risk factors associated with QT prolongation to evaluate for*

    FF           Older age (>65years)
    FF           Electrolyte disturbances (e.g., hypokalemia, hypomagnesemia)
    FF           Congenital long QT syndrome
    FF           Family history of sudden death
    FF           Personal history of heart murmur, shortness of breath with exertion, episodes of
                 tachycardia at rest, irregular heartbeats
    FF           Personal history of syncope
    FF           Known cardiac disease (myocardial ischemia, congestive heart failure, cardiac
                 arrhythmias, bradycardia)
    FF           Concomitant Use of other medications known to prolong QT interval
    FF           Concomitant medications known to inhibit metabolism of antipsychotic medications
                 (i.e., cause increased serum concentrations of antipsychotic medications)
    FF           History of liver disease
    FF           Endocrine and metabolic disorders
    FF           Central nervous system injury (e.g., stroke, infection, trauma)

*Adapted from Shah AA, et al (2014).

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Hyperprolactinemia Associated with Psychotherapeutic Medications

Hyperprolactinemia Associated with Psychotherapeutic Medications
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.
Antipsychotics such as risperidone are associated with hyperprolactinemia. Hyperprolactinemia
may be asymptomatic or may be associated with a wide range of clinical effects, including
decreased sexual and reproductive function (e.g., oligomenorrhea, amenorrhea), weight gain,
decreased bone density, gynecomastia, and galactorrhea. If symptomatic, other medical causes
of hyperprolactinemia (e.g., pituitary adenoma) should be ruled out. Patients taking antipsychotic
medications should be assessed and monitored for signs and symptoms of hyperprolactinemia,
with appropriate referrals when clinically indicated. Prolactin levels should particularly be monitored
in male patients prescribed antipsychotic medications due to the concern for gynecomastia, which
is potentially irreversible. Management of symptomatic medication-induced hyperprolactinemia
includes referral to a specialist, reduction in the medication dose, discontinuation of the offending
agent, or switch to a prolactin-sparing agent such as aripiprazole.

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Infectious Disease: Risk Factors and Screening Recommendations

Individuals with serious mental illness are often at increased risk for acquiring infectious diseases
such as Hepatitis B, Hepatitis C, HIV, and tuberculosis due to a greater likelihood of engaging in high-
risk behaviors such as using illicit substances and having multiple sexual partners. When planning to
screen patients for infectious diseases, patients should be informed orally and in writing that testing
will be performed. Unless they decline, they should receive explanation of the infection, how it can
and cannot be acquired, the meaning of positive and negative test results, and the benefits and
risks associated with treatment. They should also be offered the opportunity to ask questions and
decline testing. This section reviews risk factors and screening recommendations for Hepatitis C
(HCV), Hepatitis B (HBV), human immunodeficiency virus (HIV), and tuberculosis (TB).

Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.

           Table 10. Risk Factors and Screening Recommendations for
                           Selected Infectious Diseases
      Disease                       Risk Factors                         Screening/Treatment
                                                                          Recommendations
                     FF Past/present drug use                    FF 1-time screening in all adults born
                     FF Sex with injection drug user                between 1945 and 1965

                     FF Blood transfusion before 1992            FF High-risk patients
 Hepatitis C (HCV)                                               FF FDA approved treatment
                     FF Other: Long-term dialysis,
                        incarceration, intranasal drug use,
                        getting an unregulated tattoo, infant
                        of HCV positive mother
                     FF Sexual contact with infected person      FF Hepatitis B surface antigen
                     FF Exposure to infectious bodily fluids        (HBsAg)
 Hepatitis B (HBV)   FF Prolonged, close personal contact with FF Either Hepatitis B core antibody
                        infected person                           (anti-HBc) or hepatitis B surface
                                                                  antibody (anti-HBs)
                     FF Perinatal exposure to infected Mother

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Infectious Disease: Risk Factors and Screen Recommendations

             Table 10. Risk Factors and Screening Recommendations for
                             Selected Infectious Diseases (continued)
                                                                                      Screening/Treatment
       Disease                            Risk Factors
                                                                                       Recommendations
                         FF Injection drug use/sharing needles          FF All persons who seek evaluation
                         FF   Sexual contact- anal, vaginal or oral        and treatment for sexually
                              sex; men who have sex with men;              transmitted infections (STIs)
                              multiple partners; anonymous partners        should be tested; consider rapid
                              without using condom; sexual contact         HIV test in this population as high
                              with infected person; exchange sex for       proportion of patients may not
                              drugs/money; unprotected sex with            return for HIV test results.
                              at-risk individuals.                      FF Individuals suspected of recently
 Human                                                                     acquired HIV infection- refer for
                         FF   History of STI (syphilis, genital herpes,
 Immunodeficiency                                                          immediate consultation with
                              chlamydia, gonorrhea, bacterial
 Virus (HIV),                                                              infectious disease specialist for
                              vaginosis, trichomoniasis)
                                                                           evaluation (history, physical
                         FF   Diagnosed with hepatitis, TB, or             including gynecology exam in
                              malaria                                      women, chest radiography, and
                         FF   Blood transfusion or clotting factor         lab tests - CBC, CMP, lipid profile,
                              recipient in US between 1978 and 1985        urinalysis toxoplasma antibodies,
                                                                           testing for STIs and hepatitis, HIV
                                                                           genotype, CD4 count and viral
                                                                           load, and TB test).
                         FF Individuals in contact with patient who FF TB testing generally is not
                            has TB                                     recommended in patients with
                         FF Individuals from a country where TB is     low risk of TB infection.
                              common                                FF High risk patients should have
                         FF Patients with HIV infection or problems    medical evaluation- history/
                            that weaken the immune system              physical, TB test, chest radiograph
 Tuberculosis (TB)                                                     at minimum and other laboratory
                         FF Symptomatic patients (e.g., fever,         tests as appropriate.
                            productive cough, weight loss, night
                            sweats, fatigue, and loss of appetite)
                         FF Live/work in area where TB is common
                            (e.g., homeless shelter, and/or prison/jail)
                         FF Illicit drug users
Adults aged 19 years or older should also receive immunizations recommended by the Centers for
Disease Control (CDC), :
     nnInfluenza – 1 dose annually
     nnTetanus, diphtheria, pertussis (Td/Tdap) - Substitute Tdap for Td once, then Td booster every 10 years
     nnVaricella – 2 doses
     nnHuman papillomavirus (HPV) – 3 doses between 19 and 26 years old
     nnHerpes zoster – 2 doses of recombinant vaccine at 50 years old or older
     nnMeasles, mumps, rubella (MMR) – 1 or 2 doses depending on indication
Notes. Other immunizations may be recommended for persons with a risk factor (medical, occupational, lifestyle, or other
indication). See CDC website http://www.cdc.gov/vaccines/schedules/downloads/adult/adult-combined-schedule-bw.pdf
and https://www.cdc.gov/vaccines/vpd/shingles/hcp/shingrix/recommendations.html.
Page 27
Substance Use Disorders
One in five individuals with a serious mental illness has a co-occurring substance use disorder.
Similar to persons with SMI, individuals with substance use disorders are at risk for physical
health problems such as cardiovascular disease, lung disease, hepatitis, HIV/AIDS, and cancer. The
management of chronic disease is often complicated and more challenging in individuals with
co-occurring disorders. For example, individuals who have depression, a substance use disorder,
and medical comorbities are less likely to adhere to their treatment plan and medications for type 2
diabetes. Improvement of the health and functioning of these individuals requires the integration of
care across primary care, mental health care, and substance use services. Many of the FDA-approved
medications to help patients reduce alcohol or drug use, avoid relapse, and support abstinence
(e.g., buprenorphine, naltrexone, and acamprosate) can be used in primary care settings which
increases patient choice in being treated in the setting they are most comfortable.
Conduct a comprehensive assessment. Refer to Principles of Practice.
Note: Strongly recommend coordination of care between primary care, psychiatry, specialists,
and other providers to facilitate optimal outcomes.
Check E-FORCSE (the Electronic-Florida Online Reporting of Controlled Substance Evaluation Program,
Florida’s state prescription monitoring program), ideally prior to prescribing any medications, but at a
minimum when prescribing any controlled substance. Checking E-FORCSE is also recommended for all new
patients, with follow-up E-FORCSE monitoring at least once per year for each patient.

Screening, Brief Intervention, and Referral to Treatment (SBIRT)
SBIRT is a model to assess and deliver early intervention and treatment to individuals with substance
use disorders and those that are at risk of developing substance use disorders.
     nnScreening quickly assesses the severity of substance use and identifies the appropriate
       level of treatment
     nnBrief intervention focuses on increasing insight and awareness of substance use and
       motivation towards behavioral change
     nnReferral provides those needing treatment access to specialty care services
Recommend screening for substance use disorders using validated questionnaires (see table in Principles of Practice) prior to
patient visits. Obtain history of prescription, over-the-counter, and herbal medication use.

Pre-Screening for Substance Use Disorders
NIAAA/NIDA Pre-Screening Questions:
     nn“How many times in the past year have you had 4 or more drinks in a day?” (NIAAA)
     nn“How many times in the past year have you used an illegal drug or used a prescription
       medication for non-medical reasons?” (NIDA)
Alcohol Use Disorders Identification Test (AUDIT): The Alcohol Use Disorders Identification Test
(AUDIT) is a 10-item screening tool developed by the World Health Organization (WHO) to assess
alcohol consumption, drinking behaviors, and alcohol-related problems. The AUDIT is available at:
https://www.drugabuse.gov/sites/default/files/files/AUDIT.pdf.

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Substance Use Substance
                        Disorders: Use
                                   Screening
                                       Disorders
                                             and Identification
Box 4.

        Behaviors that Increase Suspicion for Drug Misuse or Dependency

                  FF Taking a controlled substance for a long time period
                  FF Refusing to grant permission to obtain old records or communicate with
                     previous providers
                  FF Reluctance to undergo a comprehensive history, physical examination, or
                     diagnostic testing (especially urine drug screens)
                  FF Requesting a specific drug
                  FF Professing multiple allergies to recommended medications
                  FF Resisting other treatment options
      Other aberrant behaviors:
                  FF Issuing threats or displaying anger
                  FF Targeting appointments at the end of the day or during off hours (nights or
                     weekends)
                  FF Excessive flattery
                  FF Calling and visiting a physician’s associates
                  FF Repeatedly losing a prescription
                  FF Requesting dose escalation
                  FF Demonstrating noncompliance with prescription instructions
                  FF Demonstrating other evidence of alcohol or illicit drug misuse

*Adapted from Standridge JB, et al (2010). Urine Drug Screening: A valuable office procedure.

For a list of screening tools for substance use disorders, refer to Principles of Practice.

Laboratory Drug Screening and Confirmatory Testing
Laboratory drug testing typically involves a two-step process: the initial drug screen for potentially
positive specimens, followed by confirmatory testing of screened positive assays.

Screening tests
Screening tests can be done in the laboratory or onsite and usually use an immunoassay of urine
or saliva. Screening tests indicate the presence or absence of a substance or its metabolite, but
can also indicate the presence of a cross-reacting, chemically similar substance. Screening tests are
either positive or negative and generally do not measure the specific levels of drugs, alcohol, or
metabolites present.

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