ASTRO2020 SCIENCE WHITE PAPER LOCAL DWARF GALAXY ARCHAEOLOGY

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ASTRO2020 SCIENCE WHITE PAPER LOCAL DWARF GALAXY ARCHAEOLOGY
FERMILAB-FN-1069-AE

                                                        Astro2020 Science White Paper
                                                        Local Dwarf Galaxy Archaeology
                                                        Thematic Areas:                Planetary Systems  Star and Planet Formation
                                                         Formation and Evolution of Compact Objects         3Cosmology and Fundamental Physics
                                                                                                             
                                                                                      3Resolved Stellar Populations and their Environments
arXiv:1903.09275v1 [astro-ph.GA] 22 Mar 2019

                                                         Stars and Stellar Evolution 
                                                         Galaxy Evolution             Multi-Messenger Astronomy and Astrophysics

                                                        Principal Author:
                                                        Name: Alexander P. Ji
                                                        Institution: Carnegie Observatories
                                                        Email: aji@carnegiescience.edu

                                                        Co-authors:
                                                        Rachael Beaton (Princeton University)
                                                        Sukanya Chakrabarti (RIT)
                                                        Gina Duggan (Caltech)
                                                        Anna Frebel (MIT)
                                                        Marla Geha (Yale)
                                                        Matthew Hosek Jr (UCLA)
                                                        Evan Kirby (Caltech)
                                                        Ting Li (Fermilab)
                                                        Ian Roederer (University of Michigan)
                                                        Joshua Simon (Carnegie Observatories)

                                                        Abstract:
                                                            Nearby dwarf galaxies are local analogues of high-redshift and metal-poor stellar populations.
                                                        Most of these systems ceased star formation long ago, but they retain signatures of their past that
                                                        can be unraveled by detailed study of their resolved stars. Archaeological examination of dwarf
                                                        galaxies with resolved stellar spectroscopy provides key insights into the first stars and galaxies,
                                                        galaxy formation in the smallest dark matter halos, stellar populations in the metal-free and metal-
                                                        poor universe, the nature of the first stellar explosions, and the origin of the elements. Extremely
                                                        large telescopes with multi-object R=5,000-30,000 spectroscopy are needed to enable such studies
                                                        for galaxies of different luminosities throughout the Local Group.

                                               This manuscript has been authored by Fermi Research Alliance, LLC under Contract No. DE-AC02-07CH11359 with the U.S. Department of Energy, Office of Science,
                                               Office of High Energy Physics.
1    A Window to the First Stars and Galaxies
Observationally accessing the era of first stars and galaxies (40 > z > 6) is a fundamental goal of
modern astrophysics. Local galaxies contain intact stellar populations that provide an archaeolog-
ical record of star formation and chemical enrichment in faint galaxies at high redshift, a regime
that is difficult or inaccessible to direct observation 1 . Nearby dwarf galaxies are particularly at-
tractive for studying near-field cosmology, star formation histories, and chemical evolution. The
surviving stars in these dwarf galaxies are local analogues of high-redshift and metal-poor stellar
populations, while their chemical abundances retain signatures of massive stars from that early
epoch. Dwarf galaxies’ small masses and typically simple star formation histories also enhance
the signatures of many important physical processes, such as stellar feedback 2 , gas inflows and
outflows 3 , chemical yields from rare events 4 , and enrichment from metal-free stars 5 .
    The past decade has seen an explosion in the number of detected dwarf galaxies, including the
lowest luminosity and surface brightness galaxies known in the universe 6–9 , and a whole popula-
tion of galaxies around M31 10 . LSST is expected to more than double the number of known dwarf
galaxies 11;12 . This expanding sample of dwarf galaxies provides the opportunity to study universal
physical processes in galaxy formation and chemical evolution, as well as deviations from these
trends (e.g., the impact of a major merger or rare stellar explosion). Already with the current sam-
ple of galaxies, we have discovered new and different abundance patterns and trends 4;13–17 ; pushed
beyond the Milky Way’s virial radius 18–23 and into the faintest galaxies known 24–27 ; studied chemo-
dynamic sub-populations and radial gradients 28–31 ; and combined information in color-magnitude
diagrams and spectra to study star formation histories and age-metallicity relations 32–36 . These
efforts have revealed that local dwarf galaxies display a diversity of star formation and chemi-
cal enrichment histories. However, detailed spectroscopic study of resolved stellar populations
in dwarf galaxies is still mostly limited to a handful of relatively luminous or nearby Milky Way
satellites. If we could spectroscopically survey the entire Local Group with similar fidelity, that
would provide a representative picture of stars and galaxies at z > 6 1 , while also sampling a wide
range of galaxy luminosities and environments. The construction of Extremely Large Telescopes
(ELTs) in the next decade will enable such archaeological reconstruction of the formation histories
and stellar populations of dwarf galaxies across the whole Local Group.

2    Key Questions
We focus on key questions answerable in the coming decade that require spectroscopy and elemen-
tal abundances, augmenting a white paper on near-field cosmology 37 and complementing topics
covered by other white papers on new dwarf galaxy discoveries 11;12 , dwarf galaxy kinematics 11;38 ,
stellar halos and streams 38;39 , and Pop III star signatures 40 .
    What is the threshold of galaxy formation before and after reionization? Theoretical ar-
guments suggest star formation can occur in dark matter halos of mass above 105.5−8 M prior to
reionization and & 109 M after reionization (Fig 1) 41–45 . These mass thresholds directly deter-
mine which galaxies contribute to reionization, and the number abundance of dwarf galaxies in the
Local Group 37 . Current observations suggest that galaxies with stellar mass . 106 M are near the
threshold where reionization is important 34;46 , but further progress requires understanding the star

                                                  1
Figure 1: Simulated age-metallicity
                                                                relations of two galaxies forming be-
                                                                fore reionization 44 . Galaxies in this
                                                                epoch can contain lots of interest-
                                                                ing structure, but the stellar ages are
                                                                entirely unresolved by current ob-
                                                                servations. Detailed chemical abun-
                                                                dances of stars forming in and after
                                                                the epoch of reionization provide in-
                                                                formation that can help understand
                                                                the nature of early galaxy formation.

formation and gas accretion histories of faint galaxies in the first Gyr of the universe.
     Accessing this earliest era benefits greatly from combining color-magnitude diagrams (CMDs)
and spectroscopic chemical abundance information. Spectroscopic abundances help break the age–
metallicity degeneracy in CMDs 34 , while the star formation histories provided by CMDs aid the
interpretation of chemical evolution models 22;36;47 . α-element abundances indicate at what metal-
licity Type Ia supernovae begin to contribute metals, which has been extensively used to esti-
mate typical galaxy formation timescales (Fig 2) 3;15;47 . Other delayed enrichment sources, such as
asymptotic giant branch (AGB) stars or neutron star mergers, can also be used to determine char-
acteristic timescales for star formation in dwarf galaxies 36;48 . Chemical abundances also constrain
the amount of gas accretion in a galaxy 49 . Joint consideration of CMDs and abundances for star
formation histories is still relatively new, and so far it has only been applied to very luminous or
very nearby Milky Way satellites 23;29;30;34–36 . Large telescopes will enable such detailed studies in
the faintest known galaxies, where the signatures of reionization may be most prominent, as well
as in field galaxies and M31 satellites.
    Are distinct chemodynamical populations present in all dwarf galaxies? Dwarf galaxies
are simple when compared to the Milky Way, but they still contain features including complex
stellar populations, radial gradients, faint stellar halos, and other signatures of hierarchical galaxy
formation (e.g. Fig 1). Such signatures have only been observed in a few of the most luminous
nearby galaxies 28;31;32 , and the vast majority are still modeled as single homogeneously evolving
systems. A key limitation thus far is that spectroscopy of hundreds of stars per galaxy are needed
to robustly detect and characterize multiple chemodynamic populations, requiring larger spatial
coverage and deeper observations with multi-object spectrographs. For the closest dwarf galaxies
(. 50 kpc), spectroscopy with future large telescopes can feasibly reach the main sequence turnoff,
providing an opportunity to obtain both precise ages and metallicities for individual stars. This
approach offers the potential to resolve the earliest signs of hierarchical galaxy formation.
    What are the sources and timescales of production of different elements? The lower
star formation efficiencies in dwarf galaxies amplify the impact of time-delayed nucleosynthetic
sources on stellar abundances (Fig 2). We highlight the explosion mechanism of Type Ia super-
novae and the origin of neutron capture elements as two of the most interesting open questions.
    What is the explosion mechanism for Type Ia supernovae? Despite the importance of Type Ia
supernovae for cosmology 51 and chemical evolution 47 , there is not yet a consensus on the physical

                                                  2
1.0                                     1.0                                  2
                                                                                       1
          0.5                                     0.5
                                                                                       0
[Ca/Fe]

                                                                             [Ba/Fe]
                                        [Ni/Fe]
          0.0                                     0.0                                  1

          0.5                                     0.5                                  2
                    Seg 1         Scl
                    Ret II        Fnx                                                  3
          1.0                                     1.0
                4    3       2      1                   4   3       2    1                 4   3       2    1
                         [Fe/H]                                 [Fe/H]                             [Fe/H]

Figure 2: Chemical evolution trends for two ultra-faint dwarf galaxies from high-resolution spec-
troscopy (Segue 1, Reticulum II) 4;15 and two classical dSphs from medium-resolution spectroscopy
(Sculptor, Fornax) 3;48;50 . α-elements like Ca constrain the star formation history of the galaxy. Fe-
peak elements like Ni are related to the Type Ia explosion mechanism. Neutron-capture elements
like Ba can be used to understand the origin of the heaviest elements. Being luminous and nearby,
Scl and Fnx are two of the best-studied dwarf galaxies, with well-populated abundance trends.
ELTs are needed for similar studies in the faintest galaxies and outside the Milky Way.

mechanism of the explosion. The progenitor is clearly a binary system that includes at least one
white dwarf. However, the system could contain one or two white dwarfs (single- or double-
degenerate). The common wisdom that Type Ia supernovae explode by exceeding the Chan-
drasekhar mass has been challenged by theory 52 and observations 53 . It has been suggested that Fe-
peak elements, like Mn and Ni, can at least distinguish the mass of the exploding white dwarf 17;54 .
In the next decade, further improvements in theoretical modeling and precision abundance mea-
surements may even lead to a definitive answer on the question of single- or double-degenerate
progenitors.
    How are neutron-capture elements created? Neutron-capture elements like Sr, Ba, and Eu are
synthesized primarily in the s- and r-processes. AGB stars have been identified as the dominant
site of the s-process, but our understanding of their chemical contribution at zero or low metallicity
suffers from both limited observational data and theoretical predictions 55;56 . The site(s) of the r-
process is likely compact object mergers 57;58 and/or the death of massive stars 59;60 , but the relative
dominance of these two channels is still debated 36;48;60;61 . Dwarf galaxies have diverse but simple
star formation histories, allowing them to provide insight into the yields, delay time distributions,
metallicity dependence, and relative occurrence rates of different neutron-capture element sources.
    How do the IMF and binary fraction vary across environment? The initial mass function
(IMF) is a fundamental parameter of star and galaxy formation that is often assumed to be uni-
versal and unchanging. However, in the past decade there has been mounting evidence that the
IMF changes in different galactic environments 14;62;63 . At the low mass end (< 0.8M ), direct
star counts in dwarf galaxies show that the IMF appears to be bottom light, although with varia-
tions between galaxies 63;64 . At the high mass end (> 8M ), abundance ratios reflecting the initial
masses of supernovae (such as [Mg/Ca]) also appear to vary amongst dwarf galaxies 14;36;65 . Vari-
ations in the intermediate mass range (1 − 8M ) have not been studied yet, but can potentially

                                                            3
Figure 3: Constraining the IMF with resolved stellar populations. Left: Chabrier IMF vs mass.
Center: stars with mass < 0.8M can be directly counted 64 . Top right: 1 − 8M stars release
different s-process yields as AGB stars 55 . Bottom right: massive stars produce different ratios of
α-elements, resulting in different abundance trends depending on IMF slope 65 .

be probed by mass-dependent s-process nucleosynthesis in AGB stars 55 . In the next decade, we
have the opportunity to probe the full extent of IMF variation in different galactic environments
by combining these probes (Fig 3). The low mass end is limited by stellar crowding and sample
contamination by unresolved background galaxies. High spatial resolution photometry with JWST
is needed to robustly constrain the shape of the IMF down to its expected peak at ∼0.2 M 64;66 .
The high mass end is limited by abundance precision and sample sizes, requiring large samples of
stars with high-resolution spectroscopy 14;36;65 .
    In dwarf galaxies, the prevalence of binary stars and their orbital properties could be signifi-
cantly different from Milky Way stellar populations. Several studies suggest that metal-poor stars
in the Milky Way and dwarf galaxies appear to have higher binary fractions and different period
distributions compared to more metal-rich field stars 67–70 . Confirming this result could have impor-
tant implications for IMFs derived from star counts 64 , ionizing photon production 71 , high-redshift
galaxy emission line ratios 72 , and binary star nucleosynthesis (e.g., Type Ia supernovae, neutron
star mergers). Multi-epoch radial velocity observations and large searches for carbon-enhanced
stars (which reveal unseen binary companions through binary mass transfer) in these dwarf galax-
ies are needed to understand whether binary fractions change across galactic environment.
    What signatures of metal-free stars are present in dwarf galaxies? The first metal-free
(Pop III) stars are unusually massive and likely produced unique abundance signatures in their
supernova explosions 73 . Stellar abundances of extremely metal-poor stars in the ultra-faint dwarf
galaxies (MV > −7.7) are predicted to be relatively pure tracers of these explosions 5;74;75 . Fitting
the abundances of these stars to supernova model yields can provide insight into the mass distribu-
tion of the first stars 76 , but the total number of such stars in dwarf galaxies is still relatively small. It
is also hypothesized that some metal-free stars have low enough masses to survive until the present
day 77 , which could comprise as much as 1% of stars in faint dwarf galaxies 78 . Understanding and
searching for signatures of metal-free stars requires determining abundances of ∼ 102 stars in a
large number of faint dwarf galaxies.

                                                      4
Figure 4: Luminosity vs distance for Local
                                                                           Group galaxies 79;80 . Galaxies to the upper-left
                                                                           of the colored lines have >100 stars available
            16                                                             for spectroscopy at a given magnitude limit (es-
                     V < 19          V < 23                                timated with a 12 Gyr metal-poor isochrone 81 ).
            14       V < 21          V < 25
                                                                           The dashed and dotted lines for V < 23 indi-
            12                                                             cate the limits for 10 and 1000 stars, respec-
                                                                           tively. For high-resolution spectroscopy, Mag-
            10                                                             ellan/MIKE can measure abundances of 10–20
Galaxy MV

                                                                           elements for stars at V ∼ 19 in 6-8h of inte-
             8
                                                                           gration 15 . For medium-resolution spectroscopy,
             6                                                             Keck/DEIMOS can measure [Fe/H] and [α/Fe]
                                                                           for stars at V ∼ 22 in 6h of integration 20;21 .
             4                                                             ELTs will increase observation depth by 2 mag-
             2                                                             nitudes, allowing high-resolution abundances
                                              Milky Way Satellites
                                              Other Local Galaxies         for 10–100 stars out to the virial radius of the
             0                                                             Milky Way, and medium-resolution abundances
              10.0   31.6        100.0    316.2    1000.0     3162.3
                              distance from Sun (kpc)                      of >100 stars out M31 and beyond.

3            Summary and Requirements for the Next Decades
Spectroscopy of individual stars in dwarf galaxies, obtained with 6-10 m telescopes over the last
few decades, has provided critical insights into a wide range of scientific topics. Detailed study
of these stellar populations may be the only way to access the internal properties of typical star-
forming galaxies at z > 6. However, individual stars at extragalactic distances are very faint,
requiring multi-hour integrations on the largest telescopes to measure the weak absorption features
in these metal-poor stars. With medium resolution spectroscopy (R & 5000), spectral synthe-
sis techniques can provide the majority of elements of interest with a precision ∼0.2 dex 3;21;48;50 .
High-resolution spectroscopy (R & 20, 000), however, is still needed to detect several key ele-
ments (like Eu) and most metals in the lowest-metallicity stars ([Fe/H] . −3), where metal lines
become too weak to detect with low and moderate resolution spectroscopy 40 .
    Fig 4 shows all currently known dwarf galaxies in the Local Group. The colored lines indi-
cate which galaxies have >100 stars available for spectroscopy at a given magnitude limit. The
number of faint galaxies (MV > −8) is expected to grow substantially in the coming decade 11 .
ELTs would provide 2 extra magnitudes of depth, paying huge dividends for dwarf galaxies by
enabling spectroscopic abundances of statistically meaningful samples of stars out beyond M31
and in all nearby ultra-faint dwarf galaxies. Achieving such sample sizes will require multi-object
spectroscopy at both medium- and high-resolution, though we note that the stellar densities of most
galaxies are low enough that adaptive optics is not required. The moderate field-of-views planned
for multi-object spectrographs on ELTs (25–50 arcmin2 ) are also sufficient to cover known galax-
ies, although closer Milky Way satellites benefit from wider fields. Thus, we recommend the con-
struction of ELTs with multi-object spectrographs to enable archaeological study of dwarf
galaxy formation histories across the Local Group.

                                                                       5
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