Details of Registered Persons' Senior Management and Investment Employees
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Details of Registered Persons' Senior Management and Investment Employees This information is published in exercise of the Jersey Financial Services Commission’s (JFSC) powers under Article 38(1)(da) of the Financial Services (Jersey) Law 1998, as amended. This information is supplied by the Registered Persons themselves and is not independently verified by the JFSC. Any queries relating to the information published should therefore be directed to the Registered Person in the first instance. Registered Persons are required to update the information to be published on a semi-annual basis as at 1 May and 1 November with ad-hoc amendments submitted should there be any material changes to the information supplied. The information supplied is as at 1 May 2018 unless stated otherwise. Key SM – Senior Management IE - Investment Employee Both - Senior Management and Investment Employee Issued: May 2018 Page 1 of 37
Registered Persons’ Senior Management and Investment Employees Contents Contents .......................................................................................................................................................2 Aberdeen Private Wealth Management Limited .........................................................................................4 ACPI FM Limited ...........................................................................................................................................4 ACPI IM Limited ............................................................................................................................................4 Actus (Life & Pensions) Limited ....................................................................................................................4 Advisa Financial Services Limited .................................................................................................................5 Afex Offshore Limited ..................................................................................................................................5 Alexander Forbes Channel Islands Limited ..................................................................................................5 APW Investors Limited .................................................................................................................................6 Ashburton (Jersey) Limited ..........................................................................................................................6 Asset Risk Consultants (Jersey) Limited .......................................................................................................7 Bank of India, Jersey Branch.........................................................................................................................7 Barclays Bank plc, Jersey Branch ..................................................................................................................8 BNP Paribas S.A. Jersey Branch ....................................................................................................................8 BNP Paribas Securities Services S.C.A. Jersey Branch ..................................................................................8 Brewin Dolphin Limited Jersey Branch .........................................................................................................9 Bridport & Co (Jersey) Ltd ............................................................................................................................9 Brooks Macdonald Asset Management (International) Limited, Jersey Branch ..........................................9 Brooks Macdonald Retirement Services (International) Limited .............................................................. 10 Canaccord Genuity Wealth (International) Limited .................................................................................. 10 Cherry Godfrey Insurance Services (Jersey) Limited ................................................................................. 11 Citibank N.A. Jersey Branch....................................................................................................................... 12 de Carteret Wealth Limited ....................................................................................................................... 12 Deutsche Bank International Limited ........................................................................................................ 13 EFG Private Bank Limited, Jersey Branch .................................................................................................. 13 EFG Wealth Solutions (Jersey) Limited...................................................................................................... 13 Enhance Wealth Consultancy Limited ....................................................................................................... 14 European Insurance Brokers Limited ........................................................................................................ 14 Global Advisors (Jersey) Limited ............................................................................................................... 14 Global Execution Limited........................................................................................................................... 15 Guardian Asset Management Limited....................................................................................................... 15 Henley Offshore Financial Services Limited .............................................................................................. 15 Homebuyer Financial Services Limited ..................................................................................................... 15 HSBC Bank International Limited .............................................................................................................. 16 HSBC Bank Plc, Jersey Branch.................................................................................................................... 16 Integritas Wealth Partners Limited ........................................................................................................... 17 International Asset Monitor Limited, Jersey Branch ................................................................................. 18 Intertrust Treasury and Investment Limited ............................................................................................. 18 LGT Vestra (Jersey) Limited ....................................................................................................................... 18 Lloyds Bank International Limited ............................................................................................................. 18 Meridian Asset Management (C.I.) Limited .............................................................................................. 20 MitonOptimal Jersey Limited .................................................................................................................... 20 Moore Stephens Financial Management Limited ..................................................................................... 20 Nedbank Private Wealth Limited, Jersey Branch ...................................................................................... 21 Odin Investment Management Limited .................................................................................................... 21 Omega Financial Services (Jersey) Ltd ....................................................................................................... 21 Oppenheimer Europe Ltd (Jersey Branch) ................................................................................................ 21 Perimeta Partners Limited ........................................................................................................................ 22 Pershing (Channel Islands) Limited ........................................................................................................... 22 Page 2 of 37 Issued: May 2018
Contents Platform Securities International Limited ................................................................................................. 22 Praemium International Limited ............................................................................................................... 22 Quilter Cheviot Limited ............................................................................................................................. 22 Rathbone Investment Management International Limited ...................................................................... 23 Ravenscroft Limited................................................................................................................................... 23 RBC Investment Solutions (CI) Limited Jersey Branch............................................................................... 24 RBC Treasury Services (CI) Limited ............................................................................................................ 25 Rossborough Financial Services Limited ................................................................................................... 25 Royal Bank of Canada (Channel Islands) Limited, Jersey Branch .............................................................. 25 SaSo Strategic Advisers Limited ................................................................................................................ 25 Schroders (C.I) Limited, Jersey Branch ...................................................................................................... 26 Seven Investment Management LLP, Jersey Branch ................................................................................ 26 SG Kleinwort Hambros Bank (CI) Limited .................................................................................................. 26 Smith & Williamson International Limited ................................................................................................ 27 Soditic Financial Services Limited .............................................................................................................. 27 Soditic Investment Management Limited ................................................................................................. 28 Standard Bank International Investments Limited ................................................................................... 28 Standard Bank Jersey Limited ................................................................................................................... 28 Standard Chartered Bank, Jersey Branch .................................................................................................. 29 Standard Life Wealth International Limited .............................................................................................. 30 Stanhope Capital (Jersey) Limited t/a Stanhope Capital ........................................................................... 31 STANLIB Fund Managers Jersey Limited ................................................................................................... 31 State Street (Jersey) Limited ..................................................................................................................... 32 Stenham Wealth Management (C.I.) Limited............................................................................................ 32 Stonehage Fleming Dealing and Treasury Services (Jersey) Limited ........................................................ 32 Stonehage Fund Administrators (Jersey) Limited ..................................................................................... 32 SWM Limited ............................................................................................................................................. 33 The Royal Bank of Scotland International Limited .................................................................................... 33 Theta Enhanced Asset Management Limited ........................................................................................... 34 UBS AG Jersey Branch ............................................................................................................................... 35 Union Bancaire Privée Jersey Branch ........................................................................................................ 35 Vantage Limited ........................................................................................................................................ 36 Vencap (Channel Islands) Limited ............................................................................................................. 36 Wealth Financial Planning Jersey Limited ................................................................................................. 36 Zedra Fiduciary Investment Services Limited ............................................................................................ 37 Issued: May 2018 Page 3 of 37
Registered Persons’ Senior Management and Investment Employees Aberdeen Private Wealth Management Limited Bruce Harrison Both Gary Le Quesne Both John Conlon Both Andrew Ingram IE Tim Coote SM ACPI FM Limited Aaron Dunlop SM Monique Kinnard SM Sean Bougourd Both Matthew Wilson IE ACPI IM Limited Aaron Dunlop SM Monique Kinnard SM Sean Bougourd Both Matthew Wilson IE Actus (Life & Pensions) Limited Mr Andrew John Bree Both Mr Stephen George Marsh Both Mr Leigh Maxwell Erickson SM Mr Steven Paul Liron IE Page 4 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Advisa Financial Services Limited Mr Paul Hamer Both Mr Trevor Griggs Both Mr David Steigenberger Both Mr Clive Richardson IE Miss Clair Molton IE Mr Paul Frankland IE Mr Gavin Taverner IE Miss Tiffany Le Cornu IE Mr Jason Mills IE Mr John Medcalf IE Mr Desmond Jeffrey IE Afex Offshore Limited Jeremiah O'Keeffe SM Greg McIntyre SM Graham Webb IE James Lawence Both Aaron Bird SM Jonathan Gardner IE Alexander Forbes Channel Islands Limited Mr Adrian Roy Peacock Both Mr John Brennan IE Mr Paul Lennon IE Nicholas Alan Browning IE Sara-Jayne Messenger IE Martin Noel Murray IE Issued: May 2018 Page 5 of 37
Registered Persons’ Senior Management and Investment Employees APW Investors Limited Mr Russell David Waite Both Ms Julia Harriet Sophie Warrander Both Mr Benjamin Toby Stott Both Mr David Malcolm Stearn Both Mr Sean Crisp SM Mr Calum McLellan IE Mr Jack Messervy IE Mr Obhenerholo Mba (known as Rholo Mba) IE Ashburton (Jersey) Limited Mrs Evyleen BISSON IE Mr Shane DE LA HAYE IE Mr Craig FARLEY IE Mr Simon FINCH IE Dr Luke GALE IE Ms Rachel GREENAWAY IE Mr Ben HOLT IE Mr Robert LEA IE Mr Nicholas LEE Both Mr Paul O'TOOLE SM Ms Veronika PECHLANER IE Mr Richard ROBINSON IE Mr Jonathan SCHIESSL Both Mr Nicholas SKIMING IE Ms Marta SZYMAN IE Mr Carl TANDY IE Mr Sebastian VOLPE IE Mr Tony WILSHIN SM Page 6 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Ashburton (Jersey) Limited Mr Myles WOOD-MCGRATH IE Asset Risk Consultants (Jersey) Limited Mr Stephen McMahon Both Mr Philip Duffin Both Mr Ian Henderson IE Mrs Maria Gardner IE Mr Joseph Donohoe SM Bank of India, Jersey Branch Mr.Khirod sahu IE Issued: May 2018 Page 7 of 37
Registered Persons’ Senior Management and Investment Employees Barclays Bank plc, Jersey Branch Mr David Thompson SM Mr Alex Clark Hutchison SM Mr Simon Smith Both Mr Chris Grant IE Mr Christopher Bishun IE Mr Rory Winchester IE Mr John Buckley IE BNP Paribas S.A. Jersey Branch Mr Christophe Henry SM Mr Hermanus Wessels SM Mr David Paul Myatt SM Mr Alex Robert Faichnie Both Mr Andrew Dennis Skimmings Both Mr Nigel Draisey IE Mr Anthony Paul Markey IE Mrs Kaye Fontaine Both Mrs Payal Bee IE Mrs Phoebe Wrigley IE Mr Ganesh Krishnamurti IE BNP Paribas Securities Services S.C.A. Jersey Branch Miss Tina Joy Langdon IE Ms Dawn Alison Ferrow IE Mr Géraud De Saint Vincent SM Mr Alan Gunton SM Mr Jonathan Barette SM Mr Ross Youngs SM Issued: May 2018 Page 8 of 37
Registered Persons’ Senior Management and Investment Employees Brewin Dolphin Limited Jersey Branch Mr Mark Brian Miles IE Mr Adrian Peter Jones IE Mrs Georgina Reid SM Mr Philip Joseph Chambers IE Mr Jason Downie IE Mr Alexander Marcus Ellis IE Mr Anthony Sousa Teixeira IE Bridport & Co (Jersey) Ltd Mr. Jason Bell Both Mr. Jason Jones Both Mr Jonathan Mulry IE Mr Mark Hind IE Mr. Leon Nightingale IE Mr Benjamin Chapman IE Mr Andrew Gillham IE Mr Peter Smart IE Mr Gary Duncan IE Brooks Macdonald Asset Management (International) Limited, Jersey Branch Mr Richard Ramskill IE Mr Tim Dallas-Chapman Both Mr Kevin Boscher Both Mr David Le Cornu IE Mr Darren Zaman Both Mr Simon Beal IE Mr Mike Langstone IE Page 9 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Brooks Macdonald Asset Management (International) Limited, Jersey Branch Mr Philip Rose IE Mr Andrew Gary Hill IE Mr Jamie Mourant IE Mr Akos Dietrich IE Mr Scott Goodrum IE Mr Stuart Cunnington IE Mr Andrew Prosser IE Mr Craig Goodchild IE Mr Stephen Le Lievre IE Mr Andrew Shepherd SM Mr James Surcouf IE Brooks Macdonald Retirement Services (International) Limited Mr James Ingram IE Mr Mark le Roux IE Mr Richard Gomersall IE Mr Darren Zaman SM Mr Adrian Kemp Both Mr Nicholas Lawes SM Mr Ben Haymer IE Canaccord Genuity Wealth (International) Limited Duarte (Miguel) De Freitas - Mr IE Andre De Gruchy - Mr IE Zoe Smart - Miss IE Robert Llewellin IE Oliver Butlin - Mr IE Mark Clubb - Mr IE Page 10 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Canaccord Genuity Wealth (International) Limited Benjamin Bavin - Mr IE Carl Moreira - Mr IE Lee Burnham - Mr IE Mr Michael Ross-Osborne IE Mr Spencer Mariscal IE Mr Craig McGuire IE Mr Matthew Clarke IE Anna Trickey – Mrs SM Wayne Martel - Mr SM David Esfandi - Mr SM Stephen Massey - Mr SM Grahame Lovett - Mr SM Ryan Harrison - Mr Both Stephen Glover - Mr Both Mark Pullen IE Russell Wynn - Mr IE Richard Pemberton - Mr IE Mr Iain MacKenzie IE Wayne English - Mr IE Willian Lamond - Mr IE Cherry Godfrey Insurance Services (Jersey) Limited Martyn Weeks Both Howard de la Haye Both Richard Le Ruez Both Page 11 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Citibank N.A. Jersey Branch Anoop Ghai SM Matthew Gregory IE Ms Sharon Smith IE Kevin McDermott IE Philip Morris Both Hugo Peterson IE Ms Ann-Marie Roddie IE Peter Lemoucheux IE James Weavers IE Chris Stephens IE Ms Mayte Moya-Vidal IE Ms Sarah Gallichan IE Ms Lucy Kempster-Chaplin IE Ms Tamara Black IE Ms Nicola Hatcher IE Ms Tracy Le Texier IE Kevin Therin IE Liam Coles IE Stephen Watson SM de Carteret Wealth Limited Miss Helen Frances Cooke Both Mrs Shani Aelthea Clark Both Mr Anthony Lloyd Le Tiec SM Mr Christpher Everard Sawyer SM Mr Mark Richard Taylor IE Page 12 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Deutsche Bank International Limited Mr Darren Langlois IE Miss Lisa Elizabeth Barker IE Mr Andreas Josef Tautscher SM Mr Richard Llewellin IE Mr Daniel Peter O'Driscoll IE Mr Paul Treacy IE Ms Jackie Foot SM Simon J Stormer SM EFG Private Bank Limited, Jersey Branch Mr Christian Busel IE Mr John Coutanche IE Mr Peter Hall IE Mr Roger Quirk IE Mr Gerard Gardner SM Mr Russell Thomson SM Mr David Cooper SM Mr Anthomy Cooke-Yarborough SM Ms Jennifer Mathias SM Mr Michael Higgins SM Me Giorgio Pradelli SM Mr John Reed SM Mr Andrew Simmonds SM EFG Wealth Solutions (Jersey) Limited Mr Christian Busel IE Mr John Coutanche IE Page 13 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees EFG Wealth Solutions (Jersey) Limited Mr Peter Hall IE Mr Roger Quirk IE Mr Gerard Gardner SM Mrs Julie Collins SM Mr Russell Thomson SM Mr Ian Henderson SM Mr Renato Moritz Cavalcanti SM Mr James Tak Him Lee SM Mrs Constance Clark SM Enhance Wealth Consultancy Limited Mr Barry Hardisty Both Mr Gordon Bennie Both Mr Mark Hill SM Mr Justin Simpson Both Mr Michael Moretta IE Mr Gary James IE Dr Ruzhen Li Both Mr Simon Alexander Reed IE European Insurance Brokers Limited Mr Stephen Andrew Clayton Both Ms Bernadette Knight IE Mr Karl Franz Birkhauser Both Mr Gordon Cameron Harris SM Global Advisors (Jersey) Limited Mr Russell Newton Both Page 14 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Global Advisors (Jersey) Limited Mr Daniel Masters Both Mr Jean Marie Mognetti Both Global Execution Limited Mr Robert Heaselgrave SM Mr Andrew Dodd SM Mr Michael Platt SM Guardian Asset Management Limited John Martin Robson Both Mr Gareth John Small Both Mr Philip Brendan Van Neste SM Henley Offshore Financial Services Limited Mr Peter Seymour Both Mrs Sylvie Seymour SM Mrs Kerrie Carlyon Both Mrs Hayley Carstairs Both Homebuyer Financial Services Limited Mr David Colin Troy Both Mr Michael John Barney Both Mr Michael James Mulhern IE Mr John Ramsay IE Mrs Marzena Dziewulska SM Page 15 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees HSBC Bank International Limited Mrs Tracey Nicola Garrad SM Mr Nigel Hair SM Mrs Tessa Wildman SM HSBC Bank Plc, Jersey Branch Mr Angelo Dell ' Avvocato IE Mr Craig Barrie IE Mr Raymond A Hillcoat IE Miss Louise Ross IE Mr Anthony Stabler IE Ms Sharon Martin IE Mrs Debra Samuels IE Mrs Mary Joy IE Mrs Leila Dewey-Gale IE Miss Olivia Miller IE Mr James Bougeard IE Mr Jason Kerr IE Mr Stephen Long IE Mr John Stanbridge IE Mr Nicholas Walton-Cole IE Mr Ketan Pankhania IE Mr Patrick Maloney IE Mr Mark Wheeler IE Mr James Bacon IE Mr Stuart McKenzie IE Mr Andy Knapp IE Miss Cara McPhee IE Page 16 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees HSBC Bank Plc, Jersey Branch Mr Michael Hills IE Mr Chris Sutherland IE Mr James Alexander IE Connor Jackson IE Mr Jamie McMillan IE Mr David Jackman IE Mr Richard Cannard IE Mr Dean Anderson IE Mr Martin James IE Mr Richard Barker IE Mr Simon Lidbury IE Mr Chris Dulewicz IE Mr Steven Blackburn IE Miss Laura Allen IE Mr Joseph Edlin IE Mr Peter Faulhaber SM Mr Warwick Long SM Mr Steven Beddow SM Mr Jonathan Langan SM Mrs Tania Sobey SM Mrs Tracey Nicola Garrad SM Mr Nigel Hair SM Integritas Wealth Partners Limited Paul Clifford Both Edward Loader Both Page 17 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees International Asset Monitor Limited, Jersey Branch Ms Rachel de Gruchy Both Mr William Kay SM Intertrust Treasury and Investment Limited Mr Niall Husbands Both Mrs Tania Bearryman SM Mr Simon Mackenzie SM Mr Ben Hamilton IE Mr David Finlay IE LGT Vestra (Jersey) Limited Mr Neville Alexander Falla IE Mr Benjamin James Snee SM Mr Trevor Daghorn IE Mr Ian Timothy Jones IE Mr Barry Le Cheminant IE Mr Rohit Ahluwalia Both Mr Nicholas Jewer IE Mr Miguel de Miguel SM Mr Daniel McAlister Both Lloyds Bank International Limited Peter Hemingway Reid SM Donald Forbes IE Michael Starkey SM Adrian David Lane SM Richard John Musty SM Page 18 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Lloyds Bank International Limited Ross Davey Willcox SM Michael David Chaytor SM Phillip Rowell IE Rachael Jones IE Mike Turner IE Jamie Niven IE Ralph Bassett IE Ben Ritchie IE James Laing IE Roger Webb IE Pierre Theron IE Andy Nicholson IE Nigel Cheesley IE Graham Ross IE Steve Mcallister-Pell IE Oleg Morii IE Mark Murley IE Allison Mcgrath IE Kevin Burns IE Paul Carter IE Steven James Boyce IE Suzanne Leary IE Matt Thomson IE Steve Kett IE Carl Ham-Howes IE Jacqueline Turner IE Mark Holliday IE James Monnelly IE Page 19 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Lloyds Bank International Limited Oliver Viney IE Gary Brownbridge IE Mark Edmonds IE Gillian Schweppe IE Bron Lysiak IE Meridian Asset Management (C.I.) Limited Mr. David Edward Peter Mashiter Both Mr. Christopher Charles Hopwood Both Mr. Peter Malcolm Wells Both Mr. Ian William Arthur Brandon SM Mr. Clive Lee Spears SM Mr. Martyn Philip Misson SM MitonOptimal Jersey Limited Mr Richard Ian Harwood Both Miss Claire Marie Southam SM Mrs Deborah Mary Morrison SM Mr Ian Barry Abrams SM Mr Jon Ferrara Both Moore Stephens Financial Management Limited Mr Angus Taylor Both Mr Craig Wallder Both Mr David Green SM Ms Karen Harris Both Page 20 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Nedbank Private Wealth Limited, Jersey Branch Mr John Averty SM Mr Steve Fox Both Mr Cameron Walker Both Mr Andrew Robins Both Mr Darragh Hare IE Mr David Haynes IE Mr James Ollivro IE Mr Richie Griffiths IE Mr Lindsay Ash IE Miss Leigh Hanna IE Odin Investment Management Limited Mr.Mark Unwin Both Mr.Nigel Hall Both Mr.Tim Phelan Both Omega Financial Services (Jersey) Ltd Mr Kevin Allenby Both Mr Simon Harman SM Mr Richard David Marshall Both Oppenheimer Europe Ltd (Jersey Branch) Mr Simon Andrew Bakewell Both Mr David Leigh Reid IE Mr Gary Drakes Both Mr John Bouchet IE Page 21 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Oppenheimer Europe Ltd (Jersey Branch) Mrs Rahima Henry SM Perimeta Partners Limited Natasha Reeve-Gray Both James David Holloway Both Alexander David Morgan Pasquali SM Pershing (Channel Islands) Limited Mr Michael David Rothwell SM Mrs Rita Susan McAvoy SM Mrs Kerry-Anne Sunter SM Platform Securities International Limited Mrs Marilyn Meah SM Mr Joshua McDowell SM Mr Nigel Reynolds SM Mr Mike Anderson IE Mr Nigel Guegan SM Praemium International Limited Mrs Sarah Jouhal Both Mrs Barbara McDonald SM Mrs Nadine Irons SM Quilter Cheviot Limited Mr. Alberto,Justin IE Mr. Childe,Timothy Both Page 22 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Quilter Cheviot Limited Mr. Morel-Orchard,Nicholas IE Mrs. Sturgeon,Rebecca IE Mr. Maltwood, Damien Both Mr. Stolte, Jason IE Mr. Clayton, Charles Francis Harry Both Mr. Bull, Michael IE Mr. Tayler, Dominic Bertram Charles IE Mr. Robert Lee Morris IE Mr. Renouf, Myles Edward IE Mr. Sleep, Mark Jonathan IE Mr. Woodward, Christopher Alan IE Rathbone Investment Management International Limited Mr Jonathan Michael Woodbury Giles Both Mr Philip James Bain Both Mr Vaughan Rimeur Both Mr Timothy Donati-Ford IE Mr Thomas Henry Lovell IE Mr Alan John Martin IE Miss Victoria Edgar IE Mr James Andrew Butcher SM Mrs Catherine Elizabeth Taylor SM Mrs Sarah Jane Owen-Jones SM Miss Leah Ronayne IE Ravenscroft Limited Mr Oliver Haydn Taylor Both Page 23 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Ravenscroft Limited Mr Scott Spencer Both Miss Aiysha Choudry IE Mr Richard Colin Mason Both Mr Ross Andrew David Garrard IE Mr Patrick Joseph Mathew McConnell IE Mr Garry Douglas Beardshall IE Mr Anthony Peter McGovern IE Mr Justin O'Farrell Jouan Both Mrs Angela Jane Samson SM Miss Ashley Correia IE RBC Investment Solutions (CI) Limited Jersey Branch Mr David McFadzean Both Mrs Victoria Eastwood IE Mr Howard Phillips Both Mrs Eva Wrona Both Mrs Julia Anquetil SM Ms Maryia Semianchova IE Mr Robin Tewkesbury IE Mr Nick Mangan Both Mrs Claire Graves IE Mr Andrew Maxwell IE Mr Andrew Blake IE Ms Linda Power IE Mr Ben Sims IE Mr Ritchie Dickinson IE Mr Alan Hunt SM Mr Daniel Ellis SM Page 24 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees RBC Investment Solutions (CI) Limited Jersey Branch Ms Eileen Fitzgerald SM RBC Treasury Services (CI) Limited Mr Mark Fromage Both Rossborough Financial Services Limited Steven M Warner Both Mr Michael Larbalestier Both Mrs Charlotte Guillaume Both Mr Steve Wrigglesworth SM Mark Tribe SM Mr Adrian Temperton IE Ms Charlotte Sadler IE Mr Scot Laing Both Mr John Warren IE Royal Bank of Canada (Channel Islands) Limited, Jersey Branch Mr Alan Gerhard Brint SM Mrs Ann Marie Vibert SM Mr Mark Fromage SM Mr Marc Richard Dove IE Mrs Samantha Jane Burt IE Mr Lloyd Ross Maxwell IE SaSo Strategic Advisers Limited Mr Sachin Punit Patidar (Meeku) Both Mr John Paul Leonard Both Page 25 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees SaSo Strategic Advisers Limited Mr Garry Forbes Both Schroders (C.I) Limited, Jersey Branch Mr. Euan David Neil Dangerfield Both Mr. Paul John Battams IE Seven Investment Management LLP, Jersey Branch Mr. Grant Hamilton Both Mr. Stewart Sanderson Both Mr. Dominic Pallot Both Mr. Charles Sparrow SM Mr. David Ogden SM Mr Grant Hamilton Both Mr Dan Dowding IE SG Kleinwort Hambros Bank (CI) Limited Mr Clive Wright SM Mr Michael Allen SM Mr Paul Garrard Both Mr Anthony Holley Both Mr Robert Cooper Both Mr Thomas Cummins Both Mr Tarly Bolla IE Mr Christopher Donoghue IE Mr Mark Fail IE Mr Arnou Helmholt-Kneisel IE Ms Susie Jackson IE Mr Eduard Klein IE Page 26 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees SG Kleinwort Hambros Bank (CI) Limited Mr Ian Leverington IE Mr Desmond Murray IE Mr Paul Newman IE Mrs Michelle Ryan IE Mr Jeremie Vuillard IE Miss Heather Walker IE Mr Kirk Wisdom IE Mr Karan Berry IE Mrs Alice Bolger IE Mr Mark Chewter IE Mr Ashley Dye IE Mr Oliver Edwards IE Miss Olivia Ellis IE Mr Matthew Falla Both Mr Paul Higgins IE Mr David Turner IE Mrs Justine Walley IE Mr Thomas Bellon IE Smith & Williamson International Limited Mr. Christopher Roy Golding Both Mr. Joel Michael Graves IE Mr. Aidan Paul McAvinue SM Mr. Simon John O'Donoghue SM Soditic Financial Services Limited Mr Ronald McLean Adair Both Ms Rose Donnellan Gallagher IE Page 27 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Soditic Financial Services Limited Mr Caspar Ian Machin Both Mr Emiliano Ragnini Both Soditic Investment Management Limited Mr Ronald McLean Adair SM Mr Caspar Ian Machin Both Mr Emiliano Ragnini Both Standard Bank International Investments Limited Bradbury, Simon IE Gorman, David IE Hibbs, James IE Holden, Karl IE Holmes, Helen SM Maloney, Justin IE Mills, Jerry IE Stead, Chris Both Wood, Tony IE Jardine, David IE Manners, James IE Graham Baillie SM Standard Bank Jersey Limited Berry, Chris IE Blackwell, Alan IE Heelis, Adrian Both Heins, Michael IE Page 28 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Standard Bank Jersey Limited Le Couilliard, Dennis IE Tompkins, Peter IE Wery, Alain IE Luce, Damian IE Manners, Harry IE Thorp, William PT SM Holmes, Helen IE Le Quelenec Dauru, Charles IE Jonathan Peake Both Thomas, Samuel IE Standard Chartered Bank, Jersey Branch Mr Ashley Bayliss IE Mr Christopher Dungan IE Mrs Claire Hart SM Mr Daniel Haine IE Mr David Swain IE Mrs Edna Gouveia IE Mr Johann Liffey IE Mr John Macnab IE Mr Mike Talbot IE Mrs Neeta Handel IE Mr Neil Spacie IE Mr Paul Walters IE Mr Richard Ingle SM Mr Richard Le Quelenec IE Mr Scott Le Flour Both Mr Steve Rondel IE Page 29 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Standard Chartered Bank, Jersey Branch Mr Michael Oshosanwo IE Mr Nicholas Michael IE Mr Wayne Stanley IE Mr Barry McAreavey IE Mr Jack Gill IE Mr Gari Evans IE Mr Glenn Barker IE Mr Paul Brotherton IE Mr Craig Ring IE Mr Anthony Lathwell IE Mr Jonathan Gollop IE Mr Hugo Le Poidevin IE Mr Adam Buxton Both Mr William Mallett IE Mr Benjamin Harris IE Mr Will Hunter IE Standard Life Wealth International Limited John Ewen IE David Sullivan IE Caroline Tye IE Peter Jenkins IE Mike Connor IE Rory Montgomerie IE Matthew Burrows IE Gill Ellott IE Aidan Butler IE Clare Huijnen IE Page 30 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Standard Life Wealth International Limited Mark Mahood IE John Hair IE Richard Harrison IE Joanna Smith IE Tammy Hall IE Edward Binks IE Richard Minnett IE Adam Joy IE Toby Reynolds IE Edward Marsden IE Matthew Grange IE Charles Insley Both Paul Wallsworth SM Gary Clark SM Jeremy Hamon SM David Preddy SM Stanhope Capital (Jersey) Limited t/a Stanhope Capital Mr Jonathan Mark Overland Both Mr David John Nolan Both Mr Mattew John Le Cornu Both Ms Sheena Brockie SM STANLIB Fund Managers Jersey Limited Matthew Scriven Both Bruce Horwood SM Carole Piazza-Pallot SM Page 31 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees State Street (Jersey) Limited Mr Darren Paul Aitchison IE Mr Mark Le Boutillier IE Mr Martyn George Noel IE Mr Malcolm Geoffrey Davies Both Stenham Wealth Management (C.I.) Limited Mr. Allan Barbour Stewart Both Mr. David Roger Hilton Baker Both Mr. Ian John Blackman Both Mr Adrian Starr IE Mr Matthew Owen Bailey IE Stonehage Fleming Dealing and Treasury Services (Jersey) Limited Mr Ian Christopher CROSBY SM Mr Ian STUBBINGS Both Mr Guy James GILSON Both Mr Zek Anthony SHARKEY IE Mr Nicholas Andrew Peter PILNICK IE Mr Graeme GILL Both Mr Andrew John FALLE IE Laura Nicole WINTER IE Francis Alexander Le Maistre IE Stonehage Fund Administrators (Jersey) Limited Mr Ian Christopher CROSBY SM Mr Ian STUBBINGS Both Mr Guy James GILSON Both Page 32 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Stonehage Fund Administrators (Jersey) Limited Mr Niall Iain McCALLUM SM Mr Ian FERGUSON SM Mr Zek Anthony SHARKEY IE SWM Limited Mr Simon John Dowling Both Mr Guy John Browning Both Mr Stephen Francis Le Fondre Both Mr Kevin Peter Goodbody Both Miss Tracey Anne Freeman Both The Royal Bank of Scotland International Limited Dr Andrew McLauglin SM Mrs Lynn Ann Cleary SM Mr Stephen Reilly IE Mr Paul Eva IE Mr Ronan Walsh IE Mrs Claire O'Hara IE Natalia Coughlin IE Mr James Leith IE Miss Kirstie Egerton IE Ms Katherine Coveney IE Mr Craig Neilson IE Mr William Le Quelenc IE Piers Lawrence IE Mr Daniel Barry IE Ms Alison Cubbon IE Miss Natasha Powell IE Page 33 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees The Royal Bank of Scotland International Limited Mr Matthew Wrigley IE Jamie Neilson IE Ben Manser IE Cheryl Samson IE David Batey IE Mr Neil De Garis IE Mr Chris Eker IE Miss Lisa Fitzmaurice IE Mr Conor Grant IE Mr Otis Maakestad IE Mr Dominic Simpson IE Mr James Weber IE Mr Torrie Callander IE Mr Simon Mountford IE Mrs Margaret Houghton IE Miss Jodie Hassett IE Kunal Panchmatia IE Michael Watkins IE Theta Enhanced Asset Management Limited Mr Ben Edward Shenton Both Mr Dipesh Jethwa IE Ms Rebecca Elizabeth Chambers IE Mr John Stanley Wetherall SM Mr Allan Frederick Dysart Gibbins SM Mr Martin John Toudic SM Mr Jérôme Jacques Georges Thérèse IE Page 34 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees UBS AG Jersey Branch Mr. Thomas Richard Cockburn Hill SM Mr. Robert Charles Broughton IE Mr. Neil Andrew Buesnel IE Mr. Michael Joseph Clarke Both Mr. Stephan John Dorey IE Mr. Paul Richard Peter French IE Mr. Michael Hilge Both Mr. James Robert Lloyd Horton IE Mr. Marc Leonard Nightingale IE Mr. Christopher Peter O'Brien IE Mrs. Helen Ollivro IE Mr. Paul David Raphael IE Mr. Carlos Teles IE Mr. Brendan Monks IE Mr. Pedro Rodrigues IE Mr. Harry Peter Brassington IE Mr. John Pipon IE Mr. Jean-Paul Coutanche IE Union Bancaire Privée Jersey Branch Mrs Alexandra Heath Both Mr Daren Kean SM Mrs Edith Dickson SM Mr Andrew Cook Both Ms Julie Barratt Both Miss Tracey Banks IE Mr Marc Tanguy IE Page 35 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Union Bancaire Privée Jersey Branch Mr Simon Moloney IE Miss Katie Poingdestre IE Vantage Limited Paul Alker IE Richard Packman SM Ghafoor Hussain IE Gordon Jenkins IE Chris Hall Both Matthew Munns IE Yvonne Taylor IE Tom Lewis IE Vencap (Channel Islands) Limited Mr Michael Ashall SM Mr Martin Alfred John Sabey SM Advocate Richard Thomas SM Advocate Niamh Lalor SM Mr Stewart Newton SM Wealth Financial Planning Jersey Limited Mr Ryan Lewis Both Mr Nicholas Carter Both Mr Christopher Huelin Both Mr Peter Brown IE Mr Paul Knight IE Mr Lindsay Wright IE Page 36 of 37 Issued: May 2018
Registered Persons’ Senior Management and Investment Employees Zedra Fiduciary Investment Services Limited Mr Michael Peter Farley Both Mr Toby Paul Sturgeon IE Mr David Peter Jenner IE Mr Alan Victor Tidy SM Mr Andrew Neil Cunningham SM Mr Paul Nayar SM Page 37 of 37 Issued: May 2018
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