Details of Registered Persons' Senior Management and Investment Employees

 
Details of Registered Persons' Senior
Management and Investment
Employees
This information is published in exercise of the Jersey Financial Services Commission’s (JFSC) powers
under Article 38(1)(da) of the Financial Services (Jersey) Law 1998, as amended.

This information is supplied by the Registered Persons themselves and is not independently verified by
the JFSC. Any queries relating to the information published should therefore be directed to the
Registered Person in the first instance.

Registered Persons are required to update the information to be published on a semi-annual basis as at
1 May and 1 November with ad-hoc amendments submitted should there be any material changes to
the information supplied.

The information supplied is as at 1 May 2018 unless stated otherwise.

Key
SM – Senior Management
IE - Investment Employee
Both - Senior Management and Investment Employee

Issued: May 2018                                                                           Page 1 of 37
Registered Persons’ Senior Management and Investment Employees

Contents
Contents .......................................................................................................................................................2
Aberdeen Private Wealth Management Limited .........................................................................................4
ACPI FM Limited ...........................................................................................................................................4
ACPI IM Limited ............................................................................................................................................4
Actus (Life & Pensions) Limited ....................................................................................................................4
Advisa Financial Services Limited .................................................................................................................5
Afex Offshore Limited ..................................................................................................................................5
Alexander Forbes Channel Islands Limited ..................................................................................................5
APW Investors Limited .................................................................................................................................6
Ashburton (Jersey) Limited ..........................................................................................................................6
Asset Risk Consultants (Jersey) Limited .......................................................................................................7
Bank of India, Jersey Branch.........................................................................................................................7
Barclays Bank plc, Jersey Branch ..................................................................................................................8
BNP Paribas S.A. Jersey Branch ....................................................................................................................8
BNP Paribas Securities Services S.C.A. Jersey Branch ..................................................................................8
Brewin Dolphin Limited Jersey Branch .........................................................................................................9
Bridport & Co (Jersey) Ltd ............................................................................................................................9
Brooks Macdonald Asset Management (International) Limited, Jersey Branch ..........................................9
Brooks Macdonald Retirement Services (International) Limited .............................................................. 10
Canaccord Genuity Wealth (International) Limited .................................................................................. 10
Cherry Godfrey Insurance Services (Jersey) Limited ................................................................................. 11
Citibank N.A. Jersey Branch....................................................................................................................... 12
de Carteret Wealth Limited ....................................................................................................................... 12
Deutsche Bank International Limited ........................................................................................................ 13
EFG Private Bank Limited, Jersey Branch .................................................................................................. 13
EFG Wealth Solutions (Jersey) Limited...................................................................................................... 13
Enhance Wealth Consultancy Limited ....................................................................................................... 14
European Insurance Brokers Limited ........................................................................................................ 14
Global Advisors (Jersey) Limited ............................................................................................................... 14
Global Execution Limited........................................................................................................................... 15
Guardian Asset Management Limited....................................................................................................... 15
Henley Offshore Financial Services Limited .............................................................................................. 15
Homebuyer Financial Services Limited ..................................................................................................... 15
HSBC Bank International Limited .............................................................................................................. 16
HSBC Bank Plc, Jersey Branch.................................................................................................................... 16
Integritas Wealth Partners Limited ........................................................................................................... 17
International Asset Monitor Limited, Jersey Branch ................................................................................. 18
Intertrust Treasury and Investment Limited ............................................................................................. 18
LGT Vestra (Jersey) Limited ....................................................................................................................... 18
Lloyds Bank International Limited ............................................................................................................. 18
Meridian Asset Management (C.I.) Limited .............................................................................................. 20
MitonOptimal Jersey Limited .................................................................................................................... 20
Moore Stephens Financial Management Limited ..................................................................................... 20
Nedbank Private Wealth Limited, Jersey Branch ...................................................................................... 21
Odin Investment Management Limited .................................................................................................... 21
Omega Financial Services (Jersey) Ltd ....................................................................................................... 21
Oppenheimer Europe Ltd (Jersey Branch) ................................................................................................ 21
Perimeta Partners Limited ........................................................................................................................ 22
Pershing (Channel Islands) Limited ........................................................................................................... 22

Page 2 of 37                                                                                                                          Issued: May 2018
Contents
Platform Securities International Limited ................................................................................................. 22
Praemium International Limited ............................................................................................................... 22
Quilter Cheviot Limited ............................................................................................................................. 22
Rathbone Investment Management International Limited ...................................................................... 23
Ravenscroft Limited................................................................................................................................... 23
RBC Investment Solutions (CI) Limited Jersey Branch............................................................................... 24
RBC Treasury Services (CI) Limited ............................................................................................................ 25
Rossborough Financial Services Limited ................................................................................................... 25
Royal Bank of Canada (Channel Islands) Limited, Jersey Branch .............................................................. 25
SaSo Strategic Advisers Limited ................................................................................................................ 25
Schroders (C.I) Limited, Jersey Branch ...................................................................................................... 26
Seven Investment Management LLP, Jersey Branch ................................................................................ 26
SG Kleinwort Hambros Bank (CI) Limited .................................................................................................. 26
Smith & Williamson International Limited ................................................................................................ 27
Soditic Financial Services Limited .............................................................................................................. 27
Soditic Investment Management Limited ................................................................................................. 28
Standard Bank International Investments Limited ................................................................................... 28
Standard Bank Jersey Limited ................................................................................................................... 28
Standard Chartered Bank, Jersey Branch .................................................................................................. 29
Standard Life Wealth International Limited .............................................................................................. 30
Stanhope Capital (Jersey) Limited t/a Stanhope Capital ........................................................................... 31
STANLIB Fund Managers Jersey Limited ................................................................................................... 31
State Street (Jersey) Limited ..................................................................................................................... 32
Stenham Wealth Management (C.I.) Limited............................................................................................ 32
Stonehage Fleming Dealing and Treasury Services (Jersey) Limited ........................................................ 32
Stonehage Fund Administrators (Jersey) Limited ..................................................................................... 32
SWM Limited ............................................................................................................................................. 33
The Royal Bank of Scotland International Limited .................................................................................... 33
Theta Enhanced Asset Management Limited ........................................................................................... 34
UBS AG Jersey Branch ............................................................................................................................... 35
Union Bancaire Privée Jersey Branch ........................................................................................................ 35
Vantage Limited ........................................................................................................................................ 36
Vencap (Channel Islands) Limited ............................................................................................................. 36
Wealth Financial Planning Jersey Limited ................................................................................................. 36
Zedra Fiduciary Investment Services Limited ............................................................................................ 37

Issued: May 2018                                                                                                                        Page 3 of 37
Registered Persons’ Senior Management and Investment Employees

Aberdeen Private Wealth Management Limited
Bruce Harrison                                                   Both

Gary Le Quesne                                                   Both

John Conlon                                                      Both

Andrew Ingram                                                    IE

Tim Coote                                                        SM

ACPI FM Limited
Aaron Dunlop                                                     SM

Monique Kinnard                                                  SM

Sean Bougourd                                                    Both

Matthew Wilson                                                   IE

ACPI IM Limited
Aaron Dunlop                                                     SM

Monique Kinnard                                                  SM

Sean Bougourd                                                    Both

Matthew Wilson                                                   IE

Actus (Life & Pensions) Limited
Mr Andrew John Bree                                              Both

Mr Stephen George Marsh                                          Both

Mr Leigh Maxwell Erickson                                        SM

Mr Steven Paul Liron                                             IE

Page 4 of 37                                                            Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Advisa Financial Services Limited
Mr Paul Hamer                                                                     Both

Mr Trevor Griggs                                                                  Both

Mr David Steigenberger                                                            Both

Mr Clive Richardson                                                               IE

Miss Clair Molton                                                                 IE

Mr Paul Frankland                                                                 IE

Mr Gavin Taverner                                                                 IE

Miss Tiffany Le Cornu                                                             IE

Mr Jason Mills                                                                    IE

Mr John Medcalf                                                                   IE

Mr Desmond Jeffrey                                                                IE

Afex Offshore Limited
Jeremiah O'Keeffe                                                                 SM

Greg McIntyre                                                                     SM

Graham Webb                                                                       IE

James Lawence                                                                     Both

Aaron Bird                                                                        SM

Jonathan Gardner                                                                  IE

Alexander Forbes Channel Islands Limited
Mr Adrian Roy Peacock                                                             Both

Mr John Brennan                                                                   IE

Mr Paul Lennon                                                                    IE

Nicholas Alan Browning                                                            IE

Sara-Jayne Messenger                                                              IE

Martin Noel Murray                                                                IE

Issued: May 2018                                                                            Page 5 of 37
Registered Persons’ Senior Management and Investment Employees

APW Investors Limited
Mr Russell David Waite                                           Both

Ms Julia Harriet Sophie Warrander                                Both

Mr Benjamin Toby Stott                                           Both

Mr David Malcolm Stearn                                          Both

Mr Sean Crisp                                                    SM

Mr Calum McLellan                                                IE

Mr Jack Messervy                                                 IE

Mr Obhenerholo Mba (known as Rholo Mba)                          IE

Ashburton (Jersey) Limited
Mrs Evyleen BISSON                                               IE

Mr Shane DE LA HAYE                                              IE

Mr Craig FARLEY                                                  IE

Mr Simon FINCH                                                   IE

Dr Luke GALE                                                     IE

Ms Rachel GREENAWAY                                              IE

Mr Ben HOLT                                                      IE

Mr Robert LEA                                                    IE

Mr Nicholas LEE                                                  Both

Mr Paul O'TOOLE                                                  SM

Ms Veronika PECHLANER                                            IE

Mr Richard ROBINSON                                              IE

Mr Jonathan SCHIESSL                                             Both

Mr Nicholas SKIMING                                              IE

Ms Marta SZYMAN                                                  IE

Mr Carl TANDY                                                    IE

Mr Sebastian VOLPE                                               IE

Mr Tony WILSHIN                                                  SM

Page 6 of 37                                                            Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Ashburton (Jersey) Limited
Mr Myles WOOD-MCGRATH                                                            IE

Asset Risk Consultants (Jersey) Limited
Mr Stephen McMahon                                                               Both

Mr Philip Duffin                                                                 Both

Mr Ian Henderson                                                                 IE

Mrs Maria Gardner                                                                IE

Mr Joseph Donohoe                                                                SM

Bank of India, Jersey Branch
Mr.Khirod sahu                                                                   IE

Issued: May 2018                                                                           Page 7 of 37
Registered Persons’ Senior Management and Investment Employees

Barclays Bank plc, Jersey Branch
Mr David Thompson                                                SM

Mr Alex Clark Hutchison                                          SM

Mr Simon Smith                                                   Both

Mr Chris Grant                                                   IE

Mr Christopher Bishun                                            IE

Mr Rory Winchester                                               IE

Mr John Buckley                                                  IE

BNP Paribas S.A. Jersey Branch
Mr Christophe Henry                                              SM

Mr Hermanus Wessels                                              SM

Mr David Paul Myatt                                              SM

Mr Alex Robert Faichnie                                          Both

Mr Andrew Dennis Skimmings                                       Both

Mr Nigel Draisey                                                 IE

Mr Anthony Paul Markey                                           IE

Mrs Kaye Fontaine                                                Both

Mrs Payal Bee                                                    IE

Mrs Phoebe Wrigley                                               IE

Mr Ganesh Krishnamurti                                           IE

BNP Paribas Securities Services S.C.A. Jersey Branch
Miss Tina Joy Langdon                                            IE

Ms Dawn Alison Ferrow                                            IE

Mr Géraud De Saint Vincent                                       SM

Mr Alan Gunton                                                   SM

Mr Jonathan Barette                                              SM

Mr Ross Youngs                                                   SM

Issued: May 2018                                                        Page 8 of 37
Registered Persons’ Senior Management and Investment Employees

Brewin Dolphin Limited Jersey Branch
Mr Mark Brian Miles                                                           IE

Mr Adrian Peter Jones                                                         IE

Mrs Georgina Reid                                                             SM

Mr Philip Joseph Chambers                                                     IE

Mr Jason Downie                                                               IE

Mr Alexander Marcus Ellis                                                     IE

Mr Anthony Sousa Teixeira                                                     IE

Bridport & Co (Jersey) Ltd
Mr. Jason Bell                                                                Both

Mr. Jason Jones                                                               Both

Mr Jonathan Mulry                                                             IE

Mr Mark Hind                                                                  IE

Mr. Leon Nightingale                                                          IE

Mr Benjamin Chapman                                                           IE

Mr Andrew Gillham                                                             IE

Mr Peter Smart                                                                IE

Mr Gary Duncan                                                                IE

Brooks Macdonald Asset Management (International) Limited, Jersey Branch
Mr Richard Ramskill                                                           IE

Mr Tim Dallas-Chapman                                                         Both

Mr Kevin Boscher                                                              Both

Mr David Le Cornu                                                             IE

Mr Darren Zaman                                                               Both

Mr Simon Beal                                                                 IE

Mr Mike Langstone                                                             IE

Page 9 of 37                                                                          Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Brooks Macdonald Asset Management (International) Limited, Jersey Branch
Mr Philip Rose                                                             IE

Mr Andrew Gary Hill                                                        IE

Mr Jamie Mourant                                                           IE

Mr Akos Dietrich                                                           IE

Mr Scott Goodrum                                                           IE

Mr Stuart Cunnington                                                       IE

Mr Andrew Prosser                                                          IE

Mr Craig Goodchild                                                         IE

Mr Stephen Le Lievre                                                       IE

Mr Andrew Shepherd                                                         SM

Mr James Surcouf                                                           IE

Brooks Macdonald Retirement Services (International) Limited
Mr James Ingram                                                            IE

Mr Mark le Roux                                                            IE

Mr Richard Gomersall                                                       IE

Mr Darren Zaman                                                            SM

Mr Adrian Kemp                                                             Both

Mr Nicholas Lawes                                                          SM

Mr Ben Haymer                                                              IE

Canaccord Genuity Wealth (International) Limited
Duarte (Miguel) De Freitas - Mr                                            IE

Andre De Gruchy - Mr                                                       IE

Zoe Smart - Miss                                                           IE

Robert Llewellin                                                           IE

Oliver Butlin - Mr                                                         IE

Mark Clubb - Mr                                                            IE

Page 10 of 37                                                                     Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Canaccord Genuity Wealth (International) Limited
Benjamin Bavin - Mr                                                               IE

Carl Moreira - Mr                                                                 IE

Lee Burnham - Mr                                                                  IE

Mr Michael Ross-Osborne                                                           IE

Mr Spencer Mariscal                                                               IE

Mr Craig McGuire                                                                  IE

Mr Matthew Clarke                                                                 IE

Anna Trickey – Mrs                                                                SM

Wayne Martel - Mr                                                                 SM

David Esfandi - Mr                                                                SM

Stephen Massey - Mr                                                               SM

Grahame Lovett - Mr                                                               SM

Ryan Harrison - Mr                                                                Both

Stephen Glover - Mr                                                               Both

Mark Pullen                                                                       IE

Russell Wynn - Mr                                                                 IE

Richard Pemberton - Mr                                                            IE

Mr Iain MacKenzie                                                                 IE

Wayne English - Mr                                                                IE

Willian Lamond - Mr                                                               IE

Cherry Godfrey Insurance Services (Jersey) Limited
Martyn Weeks                                                                      Both

Howard de la Haye                                                                 Both

Richard Le Ruez                                                                   Both

Page 11 of 37                                                                            Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Citibank N.A. Jersey Branch
Anoop Ghai                                                       SM

Matthew Gregory                                                  IE

Ms Sharon Smith                                                  IE

Kevin McDermott                                                  IE

Philip Morris                                                    Both

Hugo Peterson                                                    IE

Ms Ann-Marie Roddie                                              IE

Peter Lemoucheux                                                 IE

James Weavers                                                    IE

Chris Stephens                                                   IE

Ms Mayte Moya-Vidal                                              IE

Ms Sarah Gallichan                                               IE

Ms Lucy Kempster-Chaplin                                         IE

Ms Tamara Black                                                  IE

Ms Nicola Hatcher                                                IE

Ms Tracy Le Texier                                               IE

Kevin Therin                                                     IE

Liam Coles                                                       IE

Stephen Watson                                                   SM

de Carteret Wealth Limited
Miss Helen Frances Cooke                                         Both

Mrs Shani Aelthea Clark                                          Both

Mr Anthony Lloyd Le Tiec                                         SM

Mr Christpher Everard Sawyer                                     SM

Mr Mark Richard Taylor                                           IE

Page 12 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Deutsche Bank International Limited
Mr Darren Langlois                                                              IE

Miss Lisa Elizabeth Barker                                                      IE

Mr Andreas Josef Tautscher                                                      SM

Mr Richard Llewellin                                                            IE

Mr Daniel Peter O'Driscoll                                                      IE

Mr Paul Treacy                                                                  IE

Ms Jackie Foot                                                                  SM

Simon J Stormer                                                                 SM

EFG Private Bank Limited, Jersey Branch
Mr Christian Busel                                                              IE

Mr John Coutanche                                                               IE

Mr Peter Hall                                                                   IE

Mr Roger Quirk                                                                  IE

Mr Gerard Gardner                                                               SM

Mr Russell Thomson                                                              SM

Mr David Cooper                                                                 SM

Mr Anthomy Cooke-Yarborough                                                     SM

Ms Jennifer Mathias                                                             SM

Mr Michael Higgins                                                              SM

Me Giorgio Pradelli                                                             SM

Mr John Reed                                                                    SM

Mr Andrew Simmonds                                                              SM

EFG Wealth Solutions (Jersey) Limited
Mr Christian Busel                                                              IE

Mr John Coutanche                                                               IE

Page 13 of 37                                                                          Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

EFG Wealth Solutions (Jersey) Limited
Mr Peter Hall                                                    IE

Mr Roger Quirk                                                   IE

Mr Gerard Gardner                                                SM

Mrs Julie Collins                                                SM

Mr Russell Thomson                                               SM

Mr Ian Henderson                                                 SM

Mr Renato Moritz Cavalcanti                                      SM

Mr James Tak Him Lee                                             SM

Mrs Constance Clark                                              SM

Enhance Wealth Consultancy Limited
Mr Barry Hardisty                                                Both

Mr Gordon Bennie                                                 Both

Mr Mark Hill                                                     SM

Mr Justin Simpson                                                Both

Mr Michael Moretta                                               IE

Mr Gary James                                                    IE

Dr Ruzhen Li                                                     Both

Mr Simon Alexander Reed                                          IE

European Insurance Brokers Limited
Mr Stephen Andrew Clayton                                        Both

Ms Bernadette Knight                                             IE

Mr Karl Franz Birkhauser                                         Both

Mr Gordon Cameron Harris                                         SM

Global Advisors (Jersey) Limited
Mr Russell Newton                                                Both

Page 14 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Global Advisors (Jersey) Limited
Mr Daniel Masters                                                                  Both

Mr Jean Marie Mognetti                                                             Both

Global Execution Limited
Mr Robert Heaselgrave                                                              SM

Mr Andrew Dodd                                                                     SM

Mr Michael Platt                                                                   SM

Guardian Asset Management Limited
John Martin Robson                                                                 Both

Mr Gareth John Small                                                               Both

Mr Philip Brendan Van Neste                                                        SM

Henley Offshore Financial Services Limited
Mr Peter Seymour                                                                   Both

Mrs Sylvie Seymour                                                                 SM

Mrs Kerrie Carlyon                                                                 Both

Mrs Hayley Carstairs                                                               Both

Homebuyer Financial Services Limited
Mr David Colin Troy                                                                Both

Mr Michael John Barney                                                             Both

Mr Michael James Mulhern                                                           IE

Mr John Ramsay                                                                     IE

Mrs Marzena Dziewulska                                                             SM

Page 15 of 37                                                                             Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

HSBC Bank International Limited
Mrs Tracey Nicola Garrad                                         SM

Mr Nigel Hair                                                    SM

Mrs Tessa Wildman                                                SM

HSBC Bank Plc, Jersey Branch
Mr Angelo Dell ' Avvocato                                        IE

Mr Craig Barrie                                                  IE

Mr Raymond A Hillcoat                                            IE

Miss Louise Ross                                                 IE

Mr Anthony Stabler                                               IE

Ms Sharon Martin                                                 IE

Mrs Debra Samuels                                                IE

Mrs Mary Joy                                                     IE

Mrs Leila Dewey-Gale                                             IE

Miss Olivia Miller                                               IE

Mr James Bougeard                                                IE

Mr Jason Kerr                                                    IE

Mr Stephen Long                                                  IE

Mr John Stanbridge                                               IE

Mr Nicholas Walton-Cole                                          IE

Mr Ketan Pankhania                                               IE

Mr Patrick Maloney                                               IE

Mr Mark Wheeler                                                  IE

Mr James Bacon                                                   IE

Mr Stuart McKenzie                                               IE

Mr Andy Knapp                                                    IE

Miss Cara McPhee                                                 IE

Page 16 of 37                                                         Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

HSBC Bank Plc, Jersey Branch
Mr Michael Hills                                                           IE

Mr Chris Sutherland                                                        IE

Mr James Alexander                                                         IE

Connor Jackson                                                             IE

Mr Jamie McMillan                                                          IE

Mr David Jackman                                                           IE

Mr Richard Cannard                                                         IE

Mr Dean Anderson                                                           IE

Mr Martin James                                                            IE

Mr Richard Barker                                                          IE

Mr Simon Lidbury                                                           IE

Mr Chris Dulewicz                                                          IE

Mr Steven Blackburn                                                        IE

Miss Laura Allen                                                           IE

Mr Joseph Edlin                                                            IE

Mr Peter Faulhaber                                                         SM

Mr Warwick Long                                                            SM

Mr Steven Beddow                                                           SM

Mr Jonathan Langan                                                         SM

Mrs Tania Sobey                                                            SM

Mrs Tracey Nicola Garrad                                                   SM

Mr Nigel Hair                                                              SM

Integritas Wealth Partners Limited
Paul Clifford                                                              Both

Edward Loader                                                              Both

Page 17 of 37                                                                     Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

International Asset Monitor Limited, Jersey Branch
Ms Rachel de Gruchy                                              Both

Mr William Kay                                                   SM

Intertrust Treasury and Investment Limited
Mr Niall Husbands                                                Both

Mrs Tania Bearryman                                              SM

Mr Simon Mackenzie                                               SM

Mr Ben Hamilton                                                  IE

Mr David Finlay                                                  IE

LGT Vestra (Jersey) Limited
Mr Neville Alexander Falla                                       IE

Mr Benjamin James Snee                                           SM

Mr Trevor Daghorn                                                IE

Mr Ian Timothy Jones                                             IE

Mr Barry Le Cheminant                                            IE

Mr Rohit Ahluwalia                                               Both

Mr Nicholas Jewer                                                IE

Mr Miguel de Miguel                                              SM

Mr Daniel McAlister                                              Both

Lloyds Bank International Limited
Peter Hemingway Reid                                             SM

Donald Forbes                                                    IE

Michael Starkey                                                  SM

Adrian David Lane                                                SM

Richard John Musty                                               SM

Page 18 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Lloyds Bank International Limited
Ross Davey Willcox                                                        SM

Michael David Chaytor                                                     SM

Phillip Rowell                                                            IE

Rachael Jones                                                             IE

Mike Turner                                                               IE

Jamie Niven                                                               IE

Ralph Bassett                                                             IE

Ben Ritchie                                                               IE

James Laing                                                               IE

Roger Webb                                                                IE

Pierre Theron                                                             IE

Andy Nicholson                                                            IE

Nigel Cheesley                                                            IE

Graham Ross                                                               IE

Steve Mcallister-Pell                                                     IE

Oleg Morii                                                                IE

Mark Murley                                                               IE

Allison Mcgrath                                                           IE

Kevin Burns                                                               IE

Paul Carter                                                               IE

Steven James Boyce                                                        IE

Suzanne Leary                                                             IE

Matt Thomson                                                              IE

Steve Kett                                                                IE

Carl Ham-Howes                                                            IE

Jacqueline Turner                                                         IE

Mark Holliday                                                             IE

James Monnelly                                                            IE

Page 19 of 37                                                                    Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Lloyds Bank International Limited
Oliver Viney                                                     IE

Gary Brownbridge                                                 IE

Mark Edmonds                                                     IE

Gillian Schweppe                                                 IE

Bron Lysiak                                                      IE

Meridian Asset Management (C.I.) Limited
Mr. David Edward Peter Mashiter                                  Both

Mr. Christopher Charles Hopwood                                  Both

Mr. Peter Malcolm Wells                                          Both

Mr. Ian William Arthur Brandon                                   SM

Mr. Clive Lee Spears                                             SM

Mr. Martyn Philip Misson                                         SM

MitonOptimal Jersey Limited
Mr Richard Ian Harwood                                           Both

Miss Claire Marie Southam                                        SM

Mrs Deborah Mary Morrison                                        SM

Mr Ian Barry Abrams                                              SM

Mr Jon Ferrara                                                   Both

Moore Stephens Financial Management Limited
Mr Angus Taylor                                                  Both

Mr Craig Wallder                                                 Both

Mr David Green                                                   SM

Ms Karen Harris                                                  Both

Page 20 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Nedbank Private Wealth Limited, Jersey Branch
Mr John Averty                                                                  SM

Mr Steve Fox                                                                    Both

Mr Cameron Walker                                                               Both

Mr Andrew Robins                                                                Both

Mr Darragh Hare                                                                 IE

Mr David Haynes                                                                 IE

Mr James Ollivro                                                                IE

Mr Richie Griffiths                                                             IE

Mr Lindsay Ash                                                                  IE

Miss Leigh Hanna                                                                IE

Odin Investment Management Limited
Mr.Mark Unwin                                                                   Both

Mr.Nigel Hall                                                                   Both

Mr.Tim Phelan                                                                   Both

Omega Financial Services (Jersey) Ltd
Mr Kevin Allenby                                                                Both

Mr Simon Harman                                                                 SM

Mr Richard David Marshall                                                       Both

Oppenheimer Europe Ltd (Jersey Branch)
Mr Simon Andrew Bakewell                                                        Both

Mr David Leigh Reid                                                             IE

Mr Gary Drakes                                                                  Both

Mr John Bouchet                                                                 IE

Page 21 of 37                                                                          Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Oppenheimer Europe Ltd (Jersey Branch)
Mrs Rahima Henry                                                 SM

Perimeta Partners Limited
Natasha Reeve-Gray                                               Both

James David Holloway                                             Both

Alexander David Morgan Pasquali                                  SM

Pershing (Channel Islands) Limited
Mr Michael David Rothwell                                        SM

Mrs Rita Susan McAvoy                                            SM

Mrs Kerry-Anne Sunter                                            SM

Platform Securities International Limited
Mrs Marilyn Meah                                                 SM

Mr Joshua McDowell                                               SM

Mr Nigel Reynolds                                                SM

Mr Mike Anderson                                                 IE

Mr Nigel Guegan                                                  SM

Praemium International Limited
Mrs Sarah Jouhal                                                 Both

Mrs Barbara McDonald                                             SM

Mrs Nadine Irons                                                 SM

Quilter Cheviot Limited
Mr. Alberto,Justin                                               IE

Mr. Childe,Timothy                                               Both

Page 22 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Quilter Cheviot Limited
Mr. Morel-Orchard,Nicholas                                                   IE

Mrs. Sturgeon,Rebecca                                                        IE

Mr. Maltwood, Damien                                                         Both

Mr. Stolte, Jason                                                            IE

Mr. Clayton, Charles Francis Harry                                           Both

Mr. Bull, Michael                                                            IE

Mr. Tayler, Dominic Bertram Charles                                          IE

Mr. Robert Lee Morris                                                        IE

Mr. Renouf, Myles Edward                                                     IE

Mr. Sleep, Mark Jonathan                                                     IE

Mr. Woodward, Christopher Alan                                               IE

Rathbone Investment Management International Limited
Mr Jonathan Michael Woodbury Giles                                           Both

Mr Philip James Bain                                                         Both

Mr Vaughan Rimeur                                                            Both

Mr Timothy Donati-Ford                                                       IE

Mr Thomas Henry Lovell                                                       IE

Mr Alan John Martin                                                          IE

Miss Victoria Edgar                                                          IE

Mr James Andrew Butcher                                                      SM

Mrs Catherine Elizabeth Taylor                                               SM

Mrs Sarah Jane Owen-Jones                                                    SM

Miss Leah Ronayne                                                            IE

Ravenscroft Limited
Mr Oliver Haydn Taylor                                                       Both

Page 23 of 37                                                                        Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Ravenscroft Limited
Mr Scott Spencer                                                 Both

Miss Aiysha Choudry                                              IE

Mr Richard Colin Mason                                           Both

Mr Ross Andrew David Garrard                                     IE

Mr Patrick Joseph Mathew McConnell                               IE

Mr Garry Douglas Beardshall                                      IE

Mr Anthony Peter McGovern                                        IE

Mr Justin O'Farrell Jouan                                        Both

Mrs Angela Jane Samson                                           SM

Miss Ashley Correia                                              IE

RBC Investment Solutions (CI) Limited Jersey Branch
Mr David McFadzean                                               Both

Mrs Victoria Eastwood                                            IE

Mr Howard Phillips                                               Both

Mrs Eva Wrona                                                    Both

Mrs Julia Anquetil                                               SM

Ms Maryia Semianchova                                            IE

Mr Robin Tewkesbury                                              IE

Mr Nick Mangan                                                   Both

Mrs Claire Graves                                                IE

Mr Andrew Maxwell                                                IE

Mr Andrew Blake                                                  IE

Ms Linda Power                                                   IE

Mr Ben Sims                                                      IE

Mr Ritchie Dickinson                                             IE

Mr Alan Hunt                                                     SM

Mr Daniel Ellis                                                  SM

Page 24 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

RBC Investment Solutions (CI) Limited Jersey Branch
Ms Eileen Fitzgerald                                                            SM

RBC Treasury Services (CI) Limited
Mr Mark Fromage                                                                 Both

Rossborough Financial Services Limited
Steven M Warner                                                                 Both

Mr Michael Larbalestier                                                         Both

Mrs Charlotte Guillaume                                                         Both

Mr Steve Wrigglesworth                                                          SM

Mark Tribe                                                                      SM

Mr Adrian Temperton                                                             IE

Ms Charlotte Sadler                                                             IE

Mr Scot Laing                                                                   Both

Mr John Warren                                                                  IE

Royal Bank of Canada (Channel Islands) Limited, Jersey Branch
Mr Alan Gerhard Brint                                                           SM

Mrs Ann Marie Vibert                                                            SM

Mr Mark Fromage                                                                 SM

Mr Marc Richard Dove                                                            IE

Mrs Samantha Jane Burt                                                          IE

Mr Lloyd Ross Maxwell                                                           IE

SaSo Strategic Advisers Limited
Mr Sachin Punit Patidar (Meeku)                                                 Both

Mr John Paul Leonard                                                            Both

Page 25 of 37                                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

SaSo Strategic Advisers Limited
Mr Garry Forbes                                                  Both

Schroders (C.I) Limited, Jersey Branch
Mr. Euan David Neil Dangerfield                                  Both

Mr. Paul John Battams                                            IE

Seven Investment Management LLP, Jersey Branch
Mr. Grant Hamilton                                               Both

Mr. Stewart Sanderson                                            Both

Mr. Dominic Pallot                                               Both

Mr. Charles Sparrow                                              SM

Mr. David Ogden                                                  SM

Mr Grant Hamilton                                                Both

Mr Dan Dowding                                                   IE

SG Kleinwort Hambros Bank (CI) Limited
Mr Clive Wright                                                  SM

Mr Michael Allen                                                 SM

Mr Paul Garrard                                                  Both

Mr Anthony Holley                                                Both

Mr Robert Cooper                                                 Both

Mr Thomas Cummins                                                Both

Mr Tarly Bolla                                                   IE

Mr Christopher Donoghue                                          IE

Mr Mark Fail                                                     IE

Mr Arnou Helmholt-Kneisel                                        IE

Ms Susie Jackson                                                 IE

Mr Eduard Klein                                                  IE

Page 26 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

SG Kleinwort Hambros Bank (CI) Limited
Mr Ian Leverington                                                              IE

Mr Desmond Murray                                                               IE

Mr Paul Newman                                                                  IE

Mrs Michelle Ryan                                                               IE

Mr Jeremie Vuillard                                                             IE

Miss Heather Walker                                                             IE

Mr Kirk Wisdom                                                                  IE

Mr Karan Berry                                                                  IE

Mrs Alice Bolger                                                                IE

Mr Mark Chewter                                                                 IE

Mr Ashley Dye                                                                   IE

Mr Oliver Edwards                                                               IE

Miss Olivia Ellis                                                               IE

Mr Matthew Falla                                                                Both

Mr Paul Higgins                                                                 IE

Mr David Turner                                                                 IE

Mrs Justine Walley                                                              IE

Mr Thomas Bellon                                                                IE

Smith & Williamson International Limited
Mr. Christopher Roy Golding                                                     Both

Mr. Joel Michael Graves                                                         IE

Mr. Aidan Paul McAvinue                                                         SM

Mr. Simon John O'Donoghue                                                       SM

Soditic Financial Services Limited
Mr Ronald McLean Adair                                                          Both

Ms Rose Donnellan Gallagher                                                     IE

Page 27 of 37                                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Soditic Financial Services Limited
Mr Caspar Ian Machin                                             Both

Mr Emiliano Ragnini                                              Both

Soditic Investment Management Limited
Mr Ronald McLean Adair                                           SM

Mr Caspar Ian Machin                                             Both

Mr Emiliano Ragnini                                              Both

Standard Bank International Investments Limited
Bradbury, Simon                                                  IE

Gorman, David                                                    IE

Hibbs, James                                                     IE

Holden, Karl                                                     IE

Holmes, Helen                                                    SM

Maloney, Justin                                                  IE

Mills, Jerry                                                     IE

Stead, Chris                                                     Both

Wood, Tony                                                       IE

Jardine, David                                                   IE

Manners, James                                                   IE

Graham Baillie                                                   SM

Standard Bank Jersey Limited
Berry, Chris                                                     IE

Blackwell, Alan                                                  IE

Heelis, Adrian                                                   Both

Heins, Michael                                                   IE

Page 28 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Standard Bank Jersey Limited
Le Couilliard, Dennis                                                         IE

Tompkins, Peter                                                               IE

Wery, Alain                                                                   IE

Luce, Damian                                                                  IE

Manners, Harry                                                                IE

Thorp, William PT                                                             SM

Holmes, Helen                                                                 IE

Le Quelenec Dauru, Charles                                                    IE

Jonathan Peake                                                                Both

Thomas, Samuel                                                                IE

Standard Chartered Bank, Jersey Branch
Mr Ashley Bayliss                                                             IE

Mr Christopher Dungan                                                         IE

Mrs Claire Hart                                                               SM

Mr Daniel Haine                                                               IE

Mr David Swain                                                                IE

Mrs Edna Gouveia                                                              IE

Mr Johann Liffey                                                              IE

Mr John Macnab                                                                IE

Mr Mike Talbot                                                                IE

Mrs Neeta Handel                                                              IE

Mr Neil Spacie                                                                IE

Mr Paul Walters                                                               IE

Mr Richard Ingle                                                              SM

Mr Richard Le Quelenec                                                        IE

Mr Scott Le Flour                                                             Both

Mr Steve Rondel                                                               IE

Page 29 of 37                                                                         Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Standard Chartered Bank, Jersey Branch
Mr Michael Oshosanwo                                             IE

Mr Nicholas Michael                                              IE

Mr Wayne Stanley                                                 IE

Mr Barry McAreavey                                               IE

Mr Jack Gill                                                     IE

Mr Gari Evans                                                    IE

Mr Glenn Barker                                                  IE

Mr Paul Brotherton                                               IE

Mr Craig Ring                                                    IE

Mr Anthony Lathwell                                              IE

Mr Jonathan Gollop                                               IE

Mr Hugo Le Poidevin                                              IE

Mr Adam Buxton                                                   Both

Mr William Mallett                                               IE

Mr Benjamin Harris                                               IE

Mr Will Hunter                                                   IE

Standard Life Wealth International Limited
John Ewen                                                        IE

David Sullivan                                                   IE

Caroline Tye                                                     IE

Peter Jenkins                                                    IE

Mike Connor                                                      IE

Rory Montgomerie                                                 IE

Matthew Burrows                                                  IE

Gill Ellott                                                      IE

Aidan Butler                                                     IE

Clare Huijnen                                                    IE

Page 30 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Standard Life Wealth International Limited
Mark Mahood                                                                        IE

John Hair                                                                          IE

Richard Harrison                                                                   IE

Joanna Smith                                                                       IE

Tammy Hall                                                                         IE

Edward Binks                                                                       IE

Richard Minnett                                                                    IE

Adam Joy                                                                           IE

Toby Reynolds                                                                      IE

Edward Marsden                                                                     IE

Matthew Grange                                                                     IE

Charles Insley                                                                     Both

Paul Wallsworth                                                                    SM

Gary Clark                                                                         SM

Jeremy Hamon                                                                       SM

David Preddy                                                                       SM

Stanhope Capital (Jersey) Limited t/a Stanhope Capital
Mr Jonathan Mark Overland                                                          Both

Mr David John Nolan                                                                Both

Mr Mattew John Le Cornu                                                            Both

Ms Sheena Brockie                                                                  SM

STANLIB Fund Managers Jersey Limited
Matthew Scriven                                                                    Both

Bruce Horwood                                                                      SM

Carole Piazza-Pallot                                                               SM

Page 31 of 37                                                                             Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

State Street (Jersey) Limited
Mr Darren Paul Aitchison                                           IE

Mr Mark Le Boutillier                                              IE

Mr Martyn George Noel                                              IE

Mr Malcolm Geoffrey Davies                                         Both

Stenham Wealth Management (C.I.) Limited
Mr. Allan Barbour Stewart                                          Both

Mr. David Roger Hilton Baker                                       Both

Mr. Ian John Blackman                                              Both

Mr Adrian Starr                                                    IE

Mr Matthew Owen Bailey                                             IE

Stonehage Fleming Dealing and Treasury Services (Jersey) Limited
Mr Ian Christopher CROSBY                                          SM

Mr Ian STUBBINGS                                                   Both

Mr Guy James GILSON                                                Both

Mr Zek Anthony SHARKEY                                             IE

Mr Nicholas Andrew Peter PILNICK                                   IE

Mr Graeme GILL                                                     Both

Mr Andrew John FALLE                                               IE

Laura Nicole WINTER                                                IE

Francis Alexander Le Maistre                                       IE

Stonehage Fund Administrators (Jersey) Limited
Mr Ian Christopher CROSBY                                          SM

Mr Ian STUBBINGS                                                   Both

Mr Guy James GILSON                                                Both

Page 32 of 37                                                             Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Stonehage Fund Administrators (Jersey) Limited
Mr Niall Iain McCALLUM                                                           SM

Mr Ian FERGUSON                                                                  SM

Mr Zek Anthony SHARKEY                                                           IE

SWM Limited
Mr Simon John Dowling                                                            Both

Mr Guy John Browning                                                             Both

Mr Stephen Francis Le Fondre                                                     Both

Mr Kevin Peter Goodbody                                                          Both

Miss Tracey Anne Freeman                                                         Both

The Royal Bank of Scotland International Limited
Dr Andrew McLauglin                                                              SM

Mrs Lynn Ann Cleary                                                              SM

Mr Stephen Reilly                                                                IE

Mr Paul Eva                                                                      IE

Mr Ronan Walsh                                                                   IE

Mrs Claire O'Hara                                                                IE

Natalia Coughlin                                                                 IE

Mr James Leith                                                                   IE

Miss Kirstie Egerton                                                             IE

Ms Katherine Coveney                                                             IE

Mr Craig Neilson                                                                 IE

Mr William Le Quelenc                                                            IE

Piers Lawrence                                                                   IE

Mr Daniel Barry                                                                  IE

Ms Alison Cubbon                                                                 IE

Miss Natasha Powell                                                              IE

Page 33 of 37                                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

The Royal Bank of Scotland International Limited
Mr Matthew Wrigley                                               IE

Jamie Neilson                                                    IE

Ben Manser                                                       IE

Cheryl Samson                                                    IE

David Batey                                                      IE

Mr Neil De Garis                                                 IE

Mr Chris Eker                                                    IE

Miss Lisa Fitzmaurice                                            IE

Mr Conor Grant                                                   IE

Mr Otis Maakestad                                                IE

Mr Dominic Simpson                                               IE

Mr James Weber                                                   IE

Mr Torrie Callander                                              IE

Mr Simon Mountford                                               IE

Mrs Margaret Houghton                                            IE

Miss Jodie Hassett                                               IE

Kunal Panchmatia                                                 IE

Michael Watkins                                                  IE

Theta Enhanced Asset Management Limited
Mr Ben Edward Shenton                                            Both

Mr Dipesh Jethwa                                                 IE

Ms Rebecca Elizabeth Chambers                                    IE

Mr John Stanley Wetherall                                        SM

Mr Allan Frederick Dysart Gibbins                                SM

Mr Martin John Toudic                                            SM

Mr Jérôme Jacques Georges Thérèse                                IE

Page 34 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

UBS AG Jersey Branch
Mr. Thomas Richard Cockburn Hill                                            SM

Mr. Robert Charles Broughton                                                IE

Mr. Neil Andrew Buesnel                                                     IE

Mr. Michael Joseph Clarke                                                   Both

Mr. Stephan John Dorey                                                      IE

Mr. Paul Richard Peter French                                               IE

Mr. Michael Hilge                                                           Both

Mr. James Robert Lloyd Horton                                               IE

Mr. Marc Leonard Nightingale                                                IE

Mr. Christopher Peter O'Brien                                               IE

Mrs. Helen Ollivro                                                          IE

Mr. Paul David Raphael                                                      IE

Mr. Carlos Teles                                                            IE

Mr. Brendan Monks                                                           IE

Mr. Pedro Rodrigues                                                         IE

Mr. Harry Peter Brassington                                                 IE

Mr. John Pipon                                                              IE

Mr. Jean-Paul Coutanche                                                     IE

Union Bancaire Privée Jersey Branch
Mrs Alexandra Heath                                                         Both

Mr Daren Kean                                                               SM

Mrs Edith Dickson                                                           SM

Mr Andrew Cook                                                              Both

Ms Julie Barratt                                                            Both

Miss Tracey Banks                                                           IE

Mr Marc Tanguy                                                              IE

Page 35 of 37                                                                      Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Union Bancaire Privée Jersey Branch
Mr Simon Moloney                                                 IE

Miss Katie Poingdestre                                           IE

Vantage Limited
Paul Alker                                                       IE

Richard Packman                                                  SM

Ghafoor Hussain                                                  IE

Gordon Jenkins                                                   IE

Chris Hall                                                       Both

Matthew Munns                                                    IE

Yvonne Taylor                                                    IE

Tom Lewis                                                        IE

Vencap (Channel Islands) Limited
Mr Michael Ashall                                                SM

Mr Martin Alfred John Sabey                                      SM

Advocate Richard Thomas                                          SM

Advocate Niamh Lalor                                             SM

Mr Stewart Newton                                                SM

Wealth Financial Planning Jersey Limited
Mr Ryan Lewis                                                    Both

Mr Nicholas Carter                                               Both

Mr Christopher Huelin                                            Both

Mr Peter Brown                                                   IE

Mr Paul Knight                                                   IE

Mr Lindsay Wright                                                IE

Page 36 of 37                                                           Issued: May 2018
Registered Persons’ Senior Management and Investment Employees

Zedra Fiduciary Investment Services Limited
Mr Michael Peter Farley                                                             Both

Mr Toby Paul Sturgeon                                                               IE

Mr David Peter Jenner                                                               IE

Mr Alan Victor Tidy                                                                 SM

Mr Andrew Neil Cunningham                                                           SM

Mr Paul Nayar                                                                       SM

Page 37 of 37                                                                              Issued: May 2018
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