Mind Quality Mark Revised standards and indicators Autumn 2017

Page created by Dwayne Saunders
 
CONTINUE READING
Mind Quality Mark Revised standards and indicators Autumn 2017
Mind Quality Mark
Revised standards and indicators
Autumn 2017
Contents
Introduction��������������������������������������������������������������������������������� 3      Area 2: Sustainability and growth������������������������12
                                                                                                       Service quality and safety��������������������������������������12
About the Mind Quality Mark������������������������������������� 4
                                                                                                       Service effectiveness��������������������������������������������������13
	Support for local Minds in meeting the
  MQM standard                                                                                         Sustainability������������������������������������������������������������������������13
  The MQM review process                                                                               Service design and innovation����������������������������14
                                                                                                       Environment�������������������������������������������������������������������������15
The quality areas and themes���������������������������������� 5
                                                                                                      Area 3: Influence and engagement���������������������16
Area 1: Leadership and governance������������������� 6
                                                                                                       Service user participation����������������������������������������16
 Board and trustees��������������������������������������������������������� 6
                                                                                                       Tackling stigma and discrimination������������������17
 Planning and risk�������������������������������������������������������������� 8
                                                                                                       Partnerships and profile�������������������������������������������17
 People����������������������������������������������������������������������������������������� 9
                                                                                                       Mind network collaboration������������������������������������18
 Information governance���������������������������������������������10
 Finance��������������������������������������������������������������������������������������11     Glossary��������������������������������������������������������������������������������������19
 Equality and diversity���������������������������������������������������11

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                                     2
Introduction
This document introduces                                  The MQM is reviewed every four years
                                                          to take account of current best practice
the revised Mind Quality                                  and changes to legal requirements. This
Mark (MQM) standard                                       review includes a new focus on excellence,
launched in October 2017.                                 sustainability and collaboration and
                                                          growth resulting from Network Futures.
It details the 24 standards and accompanying
indicators that local Minds are required                  The revised MQM standard will be piloted
to meet to be able to demonstrate the                     with a selection of local Minds in early
delivery of high-quality, effective and                   2018, with full rollout from April 2018.
sustainable services for people experiencing              This revised standard will run in three
or at risk of developing mental health                    year cycle from 2018-19 to 2020-21.
problems. Meeting the MQM standard
is a Mind affiliation requirement.

      The Mind Quality Mark is a robust quality assurance
      framework. It sets out the required baseline of
      best practice and legal compliance in all areas of
      a local Mind’s governance and activities.
      The MQM provides assurance that the network of local
      Minds across England and Wales is healthy, ambitious and
      strong in providing the highest quality support to people
      experiencing or at risk of developing mental health problems.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                       3
About the Mind Quality Mark
Working alongside Mind                                    Support for local Minds in meeting                  The MQM review process
                                                          the MQM standard
nationally, local Minds across                                                                                The quality review process is based on a self-
                                                          National Mind is committed to supporting            assessment that is validated by a review team
England and Wales are striving                            and developing the network so, alongside            at least every three years. Each local Mind
to make our mission a reality in                          these new standards, we are launching a             is required to complete their self-assessment
the communities they serve. Each                          comprehensive offer of support for local Minds,     annually and around 43 local Minds are
                                                          as well as launching new initiatives to support     reviewed against their self-assessment every
local Mind is rooted in its own                           growth. As a network, we want to ensure             year. A risk-based approach to planning the
community, meeting local need                             that every local Mind is able to provide the        review schedule is taken based on the self-
and governed by local people.                             high-quality support their community needs.         assessments, thus ensuring that local Minds
                                                                                                              who are at risk of falling below the baseline of
The MQM can be used as an effective                       This includes the sharing of resources and
                                                                                                              quality, as well as those demonstrating overall
organisational development framework. It details          example policies and procedures, as well as
                                                                                                              excellence, are identified promptly and reviewed.
the hallmarks of a well-run organisation that             training, webinars, workshops, collaboration
can deliver services that have a real impact              with other local Minds, sharing best practice,      The review teams are made up of two peer
on people’s lives. Local Minds are expected to            and bespoke mentoring and consultancy               reviewers (an expert by experience and a
meet the MQM standard at all times and are                support. The support will be provided by            senior staff member or trustee of a local
encouraged to use the framework as a tool                 teams across national Mind and from others          Mind), along with a member of Mind staff.
to maintain quality and drive improvement.                in the Mind network, particularly those             The review is based on a compliance check,
                                                          who demonstrate areas of excellence.                a desktop review of the self-assessment and
While the MQM sets out the baseline of
                                                                                                              accompanying documentation, and a visit.
quality, many local Minds excel beyond this               National Mind is working with NCVO to enable
                                                                                                              Local Minds will normally have three months to
and there is an opportunity to demonstrate                local Minds to have access to their extensive
                                                                                                              complete any necessary improvement actions.
excellence for each distinct quality area. This           range of support materials. In addition to the
enables the wider network and national Mind to            specific support matched against each theme
identify where excellent practice exists and to           there is a generic support offer available to
encourage local Minds to continually improve.             local Minds, this includes: the local Mind grants
Local Minds will also be able to promote their            programme, the OpenHub, conferences including
areas of excellence. Further guidance on                  the Network Leaders and Trustee conferences
demonstrating excellence is being developed               and leadership development opportunities.
and will be available to local Minds soon.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                               4
The quality areas and themes
Each quality area contains a number of themes made up of one or more individual standards. Each standard is supported by indicators which
detail what needs to be in place to meet each standard. There is an accompanying glossary which explains some of the terms used in the
document. These are marked with a (G).

MQM is based on three overarching areas:

   Leadership                                                Sustainability                            I nfluence and
   and governance                                            and growth                                 engagement
   People with mental health problems                        People with mental health problems        People with mental health problems
   benefit from a local Mind that is                         benefit from a local Mind that            benefit from a local Mind that works
   effectively managed, with strong                          provides high-quality, effective          in partnership with other agencies,
   leadership and effective governance.                      services; is sustainable and strategic;   influences decisions and is led by the
                                                             can demonstrate its impact; and           needs of people with lived experience.
   ••Board of trustees
                                                             focuses on continual improvement.         ••Service user participation
   ••Planning and risk                                       ••Service quality and safety
                                                                                                       ••Tackling stigma and discrimination
   ••People                                                  ••Service effectiveness
                                                                                                       ••Partnerships and profile
   ••Information governance                                  ••Sustainability
                                                                                                       ••Mind network collaboration
   ••Finance                                                 ••Service design and innovation
   ••Equality and diversity                                  ••Environment

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                5
Area 1: Leadership and governance
People with mental health problems benefit from a local Mind that is effectively
managed, with strong leadership and effective governance.

      Standard                Indicator                                                                                                   Support offer

      Theme: Board of trustees                                                                                                            Provided by           Nature of support

  1   The board               ••The local Mind is a charitable incorporated legal entity (G) and its governing document is in line with   ••Network Relations   ••Template policies.
      understands its          the Community Partnership Agreement (CPA).                                                                  and Development
                                                                                                                                                                ••Best practice
      role in governance,                                                                                                                  Unit.
                              ••The local Mind is registered and complies with the reporting requirements of the Charity                                         guidance.
      including legal
                               Commission and Companies House (as applicable).                                                            ••NCVO.
      compliance and                                                                                                                                            ••Training, webinars
      exercising oversight.   ••The board operates and is constituted in line with the governing documents. There are the correct         ••Charity              and workshops.
                               number of trustees (G), appointed in the right way and for the correct length of time.                      Commission.
                                                                                                                                                                ••Crisis support.
                              ••The board understands and complies with its governing documents. These are reviewed for
                                                                                                                                                                ••Coaching and
                               appropriateness at least every two years.
                                                                                                                                                                 mentoring.
                              ••The board ensures that the organisation operates within the law and keeps up to date with
                                                                                                                                                                ••Trustee conference
                               changes. This includes charity, company, tax, employment, health and safety, equality, data
                               protection and safeguarding law (this list is not exhaustive).                                                                   ••Best practice
                                                                                                                                                                 guidance and
                              ••The board ensures that appropriate insurance is in place.
                                                                                                                                                                 toolkits. Wide
                              ••The board has met their legal requirements with regard to People with Significant Control (G)                                    range of topics
                               legislation, including maintaining an up to date register if subject to the legislation.                                          relating to
                                                                                                                                                                 leadership,
                              ••The local Mind operates within the Code of Fundraising Practice (G) and is registered with the
                                                                                                                                                                 governance and
                               Fundraising Regulator if required.
                                                                                                                                                                 management.
                                                                                                                                                                ••Best practice
                                                                                                                                                                 guidance on
                                                                                                                                                                 leadership,
                                                                                                                                                                 management and
                                                                                                                                                                 governance.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                       6
Standard                 Indicator                                                                                                    Support offer

      Theme: Board of trustees                                                                                                              Provided by           Nature of support

 2    The board effectively    ••The board takes a clear lead on setting the strategic direction of the local Mind.                         ••Network Relations   ••Template policies.
      provides strategic                                                                                                                     and Development
                               ••The board is clear that its main focus is on strategy, performance and assurance rather than                                     ••Best practice
      leadership, monitors                                                                                                                   Unit.
                                operational matters and this is reflected in what is delegated.                                                                    guidance.
      performance,
                               ••The board effectively delegates responsibility with clear lines of accountability and in accordance        ••NCVO.
      and ensures all                                                                                                                                             ••Training, webinars
      boundaries of             with the governing documents. Delegation powers may be seen in sub-group terms of reference,                ••Charity              and workshops.
      delegation (G),           financial procedures, job descriptions, the organisational chart, the scheme of delegation (G).              Commission.
      authority and
                                                                                                                                                                  ••Crisis support.
                               ••The board nurtures a supportive, positive, professional relationship with the CEO (or senior
      accountability are        manager), whilst holding them accountable and providing constructive challenge.                                                   ••Coaching and
      maintained.                                                                                                                                                  mentoring.
                               ••The board demonstrates how it monitors performance against plans, budgets, outputs and outcome
                                targets.                                                                                                                          ••Trustee
                                                                                                                                                                   conference.
                               ••Any conflict of interest (G) is actively and effectively managed, ensuring that trustees act only in the
                                interests of the charity. The conflict of interest policy also addresses circumstances.                                           ••Best practice
                                                                                                                                                                   guidance and
 3    The board takes a        ••The board operates effectively and evaluates its own performance at least every two years.                                        toolkits. Wide
      values approach to                                                                                                                                           range of topics
                               ••The board ensures there is an appropriate skill mix amongst trustees and undertakes skills audits at                              relating to
      its work, operates
                                least every two years. This informs trustee recruitment and training.                                                              leadership,
      effectively and
      competently with an      ••The board welcomes people with lived experience of mental health problems as trustees and                                         governance and
      appropriate skill mix     ensures that any appropriate support is in place.                                                                                  management.
      amongst trustees.        ••The board is underpinned by Mind’s values.                                                                                       ••Best practice
      Trustees are                                                                                                                                                 guidance on
                               ••A procedure, including an interview, is in place for the recruitment and selection of trustees, and                               leadership,
      effectively recruited,    new trustees receive an appointment letter and role description. All trustees undergo a planned
      selected, inducted,                                                                                                                                          management and
                                induction programme that is written down and signed off.                                                                           governance.
      trained, developed
      and supported.           ••There is a strategy for ensuring board renewal.
                               ••Trustee appointment and retirement is in line with governing documents.
                               ••Trustees are checked for eligibility and complete a DBS check if necessary.
                               ••Trustees undertake training and ongoing development to ensure they can work effectively in their
                                role.
                               ••All trustees demonstrate an understanding of the roles and responsibilities of trustees and are
                                familiar with the Essential Trustee (G) and Charity Governance Code (G).
                               ••The board actively seeks to reflect the demographic range of the local community, striving to recruit
                                (or secure input via some other means) people from under-represented parts of the community.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                         7
Standard                 Indicator                                                                                               Support offer

      Theme: Planning and risk                                                                                                         Provided by           Nature of support

 4    The local Mind           ••Policies and procedures are up to date, in line with current legislation and best practice, and are   ••Network Relations   ••Guidance on
      operates within           systematically reviewed at least every three years (more frequently if necessary).                      and Development       undertaking risk
      a robust policy                                                                                                                   Unit.                 assessments.
                               ••Staff, volunteers and service users (G) are involved in the development of policies and procedures
      framework, backed
                                as appropriate. Policies are ratified by the board.                                                                          ••Training and
      up by relevant
                                                                                                                                                              workshops
      procedures.              ••The local Mind demonstrates how policies and procedures are live documents and how they are
                                                                                                                                                              on identifying,
                                communicated, understood and followed.
                                                                                                                                                              assessing and
                               ••The implementation of policies and procedures is monitored.                                                                  managing risk.
                                                                                                                                                             ••Template policies
                                                                                                                                                              and procedures.
 5    The local Mind           ••There is an organisation-wide operational plan (G) with clear targets around outputs, some
      has a realistic           outcomes (G) and service user satisfaction regarding the services delivered by the local Mind.                               ••Training and
      and achievable                                                                                                                                          workshops on
                               ••The plans are informed by the needs of service users, along with previous monitoring and feedback                            operational and
      operational plan
                                data.                                                                                                                         strategic planning.
      in place, in line
      with the budget          ••Staff and volunteers understand and follow the operational plans.                                                           ••Coaching and
      and supported                                                                                                                                           mentoring.
      by appropriate
                               ••Staff know how to use monitoring tools, and report regularly on progress against plans.
      monitoring and
      reporting systems.

 6    The local Mind           ••There is an up to date organisation-wide risk assessment (G) which addresses risks in relation to
      effectively identifies    issues of governance, finance, operational issues, (including social media), responding to negative
      and manages               publicity, external influences, reputation, and the loss of key staff and trustees.
      organisational risk
                               ••There are plans in place to avoid, mitigate and/or manage serious risk and actions are implemented.
      and takes a risk-
                                This includes media management. Plans are monitored.
      based approach to
      planning.                ••The risk framework is regularly discussed and used as a working document, informing decisions
                                and plans. It is reviewed at least annually by the board.
                               ••The board has a risk-based approach to planning and managing the local Mind’s business.
                               ••The local Mind reports serious risk to Mind as required by the Community Partnership Agreement
                                (G) and engages with the support provided by Mind to manage such risks.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                    8
Standard              Indicator                                                                                                  Support offer

      Theme: People                                                                                                                    Provided by          Nature of support

 7    The local Mind        ••HR practice meets legal requirements. The local Mind has access to specialised HR support.               ••Human Resources.   ••Template policies.
      has an effective
                            ••Staff are well supported to excel in their roles with regular supervision and appraisal, as well as                           ••Best practice
      workforce supported
                             training with opportunities for professional and personal development.                                                          guidance.
      by best human
      resources practice.   ••Employment policies and procedures reflect best practice. These include: recruitment, disciplinary,                           ••Training, webinars
                             grievance, whistle blowing, performance management, managing absence, and recruitment of ex-                                    and workshops.
                             offenders.
                                                                                                                                                            ••Volunteering
                            ••Staff are recruited in accordance with Mind’s values (G), equality and diversity best practice and                             best practice
                             legal requirements.                                                                                                             resources.
                            ••Staff have up to date contracts and job descriptions and receive induction into their role.
                            ••A plan for mandatory training (G) is in place for staff, trustees and volunteers which is supported by
                             an adequate budget. The plan details the frequency of the training.
                            ••Training and development contributes to improvements in services, performance and/or systems.
                             The benefits of training and development are monitored and learning is shared across the local
                             Mind as appropriate.
                            ••There is a positive culture and staff are committed to furthering the aims and objectives of the
                             organisation bringing commitment and enthusiasm to their role.
                            ••The local Mind demonstrates its commitment to best employment practice, for example by signing
                             up to the Mind Workplace Wellbeing Index (G) to benchmark and adopt best practice, being a
                             Mindful Employer (G), using wellness action plans (G) etc.
                            ••There are appropriate and effective internal communications taking place, for example, staff and
                             team meetings, bulletins, noticeboards (electronic or physical), etc.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                   9
Standard                Indicator                                                                                               Support offer

      Theme: People                                                                                                                   Provided by            Nature of support

 8    Volunteers are          ••The organisation commits appropriate resources to working with volunteers.                            ••Human Resources.     ••Template policies.
      effectively recruited   ••Volunteers come from all sections of the community, including underrepresented groups who                                    ••Best practice
      and supported.           are encouraged to volunteer.                                                                                                   guidance.
                              ••There is a recruitment process for volunteers which includes background checks as appropriate                                ••Training, webinars
                               (for example DBS checks and references).                                                                                       and workshops.
                              ••Volunteers have role descriptions, receive induction and training, and are provided with sufficient                          ••Volunteering
                               support to fulfil their role.                                                                                                  best practice
                              ••Volunteers are properly supervised.                                                                                           resources.
                              ••Where service users have opportunities to volunteer with the local Mind, appropriate support is
                               in place.
                              ••Volunteers are included in the team and are encouraged to participate in the wider work of the
                               organisation where appropriate.
                              ••Volunteers are recognised for their work for the organisation.

      Theme: Information governance                                                                                                   Provided by            Nature of support

 9    The local Mind          ••There are policies and procedures in place which ensure legal compliance and best practice in         ••Network              ••Template policies.
      demonstrates a           information governance (G) and which address data protection, confidentiality, consent to the           Relations and         ••Guidance on legal
      robust approach          sharing of information, and subject access.                                                             Development Unit.      compliance
      to information          ••People whose personal information is held by the local Mind know how their information is             ••Strategic planning   ••Training, webinars
      governance.              stored, used, and disposed of. They provide their informed consent for the processing of their          and governance.        and workshops.
                               information, including providing consent to information being shared with others. They know
                                                                                                                                                             ••Coaching and
                               their rights of access to the information.
                                                                                                                                                              mentoring.
                              ••Trustees, staff and volunteers are clear about their responsibilities in relation to information
                                                                                                                                                             ••Best practice
                               governance and best practice is demonstrated across the organisation.
                                                                                                                                                              guidance
                              ••Data security controls are in place to safeguard personal information. This includes IT and
                               paper-based systems and the use of email. Any data breaches are fully investigated.
                              ••There are policies in place that govern the acceptable use of IT and social media.
                              ••Where staff and volunteers use their own IT devices for work purposes, there is a “bring your
                               own devices” policy.
                              ••Data impact assessments are carried out for all activities of the local Mind.
                              ••The local Mind complies with the General Data Protection Regulation (G).
                              ••The local Mind is registered with the Information Commission if required.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                    10
Standard                Indicator                                                                                               Support offer

      Theme: Finance                                                                                                                  Provided by           Nature of support

 10   The local Mind has      ••The local Mind is solvent and has sufficient assets to cover its liabilities.                         ••Network Relations   ••Template policies.
      sufficient financial    ••A realistic annual budget is in place. The trustees monitor the budget through management              and Development      ••Best practice
      resources to carry       accounts which contain sufficient detail and narrative to enable all trustees to have a full            Unit.                 guidance.
      out its activities.      understanding of the financial situation.                                                              ••Charity             ••Training, webinars
      There are financial     ••Different activities and/or funding streams are accounted for on a cost centre basis (G).              Commission.           and workshops.
      controls in place       ••The local Mind assesses the full costs for current and future activities and identifies how these                           ••Financial
      that reflect best        will be recovered.                                                                                                            consultancy and
      practice, prevent the                                                                                                                                  mentoring.
                              ••Financial security measures are in place including bank reconciliations and separation of
      misappropriation
                               responsibilities. There are documented procedures for the operational management of finance.                                 ••Best practice
      of funds and
                              ••Finance risk is regularly assessed by the board.                                                                             guidance.
      ensure that the
      local Mind operates     ••Annual accounts are produced in accordance with Statement of Recommended Practice (SORP)
      within the law.          (G) as required.
                              ••Where the local Mind borrows money, sufficient checks and due diligence is in place.
                              ••There are sufficient reserves (G) in place, in line with the internal policy and Charity Commission
                               guidance
                              ••The local Mind is aware of its position in relation to tax.

      Theme: Equality and diversity                                                                                                   Provided by           Nature of support

 11   The local Mind is       ••There is an equality and diversity policy in place which is reviewed and evaluated. It covers         ••Equality            ••Template policies.
      committed to equality    equal opportunities in both recruitment and service delivery.                                           Improvement          ••Best practice
      and diversity, aiming   ••The local Mind understands the make-up of the local community and services are designed                team.                 guidance.
      to reflect its local
                              ••and delivered to be relevant and accessible.                                                                                ••Mentoring,
      community at all
                              ••The local Mind takes a proactive approach to engaging with and including people from under-                                  training.
      levels – governance,
      service delivery and     represented parts of the community.
      the people who use      ••The local Mind seeks to reflect diversity on the board, staff, volunteers and those who use
      its services.            services.
                              ••Diversity data is collected, monitored, analysed, and used to inform decisions.
                              ••Trustees, staff and volunteers undertake training in equality and diversity tailored to their
                               particular role. The local Mind can demonstrate how this has impacted on its work.
                              ••Equality Impact Assessments (G) of projects or services are completed at least every three
                               years and actively seek to minimise the negative impact on people from under represented
                               communities.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                   11
Area 2: Sustainability and growth.
People with mental health problems benefit from a local Mind that provides high-quality, effective services;
is sustainable and strategic; can demonstrate its impact; and focuses on continual improvement.

      Standard                Indicator                                                                                            Support offer

      Theme: Service quality and safety                                                                                            Provided by          Nature of support

 12   Services provided       ••A robust safeguarding policy and procedure is in place which includes both the local Mind’s        ••Network            ••Template policies.
      are safe and             internal processes and a multi-agency approach. There is evidence that procedures are                Relations and
                                                                                                                                                        ••Best practice
      safeguarding             implemented and regularly reviewed and appropriate records are kept.                                 Development Unit.
                                                                                                                                                         guidance.
      procedures
                              ••There is a separate safeguarding policy and procedure for children and young people.
      are robust.                                                                                                                                       ••Coaching and
                              ••There is a named lead for safeguarding.                                                                                  mentoring.
                              ••The board understand and discharge their responsibilities in relation to safeguarding.
                              ••DBS checks are undertaken as necessary. There is a policy for the recruitment of ex-offenders.
                              ••Staff and volunteers undertake safeguarding training with regular updates. This is reflected in
                               the plan for mandatory training.

 13   The local Mind          ••Robust health and safety policies and procedures are in place that are implemented and regularly
      demonstrates legal       reviewed. These include a lone working procedure. Relevant health and safety records are kept.
      compliance and best
                              ••All legal requirements are met in relation to health and safety.
      practice in relation
      to health and safety.   ••There is a senior member of staff with responsibility for health and safety.
                              ••The board understand and discharge their responsibilities in relation to health and safety.
                              ••Staff and volunteers are aware of their health and safety responsibilities and are appropriately
                               trained for their work.
                              ••The local Mind conducts health and safety audits/inspections of its premises and activities.
                              ••Staff, volunteers and service users are actively encouraged to report health and safety concerns
                               and systems are in place for reporting incidents and near misses. Appropriate remedy actions are
                               undertaken and records kept.
                              ••The local Mind is proactive in supporting the wellbeing of its workforce and those who use its
                               services.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                               12
Standard                Indicator                                                                                             Support offer

      Theme: Service effectiveness                                                                                                  Provided by          Nature of support

 14   The local Mind          ••There is a focus on recovery and enabling personalisation, choice and control.                      ••Network            ••Template policies.
      delivers effective                                                                                                             Relations and
                              ••Lived experience led peer support is encouraged and supported where appropriate.                                         ••Best practice
      services that                                                                                                                  Development Unit.
                                                                                                                                                          guidance.
      enable service          ••Individual needs-assessment, support planning and progress reviews are co-produced with the
      users to experience      service user.                                                                                                             ••Signposting to
      improvements in                                                                                                                                     examples of
      their mental health
                              ••The support provided is in response to a needs-assessment of the individual service user.
                                                                                                                                                          excellence.
      and live a more         ••A plan is co-produced which identifies intended outcomes for each individual and isregularly
      fulfilling life.
                                                                                                                                                         ••Coaching and
                               reviewed.
                                                                                                                                                          mentoring.
                              ••The local Mind is able to demonstrate individual outcomes for people who use their services.
                              ••Signposting and onward referral is undertaken effectively.
                              ••The local Mind can demonstrate that its activities are effective in helping people with mental
                               health problems live fulfilling lives.

      Theme: Sustainability                                                                                                         Provided by          Nature of support

 15   The local               ••The local Mind has a strategy to promote financial stability and reduce the impact of losing of a   ••Local Services     ••Template policies.
      Mind plans for           funding stream. This might be proactive work towards diversifying the income base.                    Strategy and
                                                                                                                                                         ••Best practice
      sustainability and                                                                                                             Development.
                              ••Where the local Mind is facing sustainability uncertainty or other serious risk, the board has                            guidance.
      actively manages
                               plans in place to manage and/or mitigate the risk to continued provision of Mind services in the     ••Network
      and mitigates                                                                                                                                      ••Signposting to
                               local Mind’s area. This might include exploring merger or collaborations with neighbouring local      Relations and
      sustainability risk.                                                                                                                                examples of
                               Minds, diversifying funding sources, and income generation activity.                                  Development Unit.
                                                                                                                                                          excellence.
                              ••A financial risk assessment is routinely undertaken and updated (this may be part of the            ••Community
                                                                                                                                                         ••Coaching and
                               organisational risk assessment).                                                                      Programmes
                                                                                                                                                          mentoring.
                                                                                                                                     and Grants.
                              ••The local Mind’s activities are fully costed and funded in a way that does not jeopardise the
                               sustainability of the local Mind.
                              ••The local Mind has adequate reserves in line with its reserves strategy.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                13
Standard                Indicator                                                                                              Support offer

      Theme: Sustainability                                                                                                          Provided by            Nature of support

 16   The local Mind          ••The local Mind has a multi-year strategic plan (G).                                                  ••Local Services       ••Template policies.
      has a strategy                                                                                                                  Strategy and
                              ••The strategic plan is underpinned by the local Mind’s mission and values and is in line with                                ••Best practice
      to promote the                                                                                                                  Development.
                               the governing documents (G). The plan is based on local need, feedback from experts by                                        guidance.
      continued provision
                               experience, analysis of previous performance and the intended outcomes that the local Mind can        ••Network
      of Mind support for                                                                                                                                   ••Signposting to
                               deliver. It is informed by people with lived experience of mental health problems.                     Relations and
      people with mental                                                                                                                                     examples of
                                                                                                                                      Development Unit.
      health problems         ••The local Mind demonstrates an awareness of the local context within which it operates and                                   excellence.
      in their area.           plans to maximise opportunities and minimise risk. This includes awareness of the competitor          ••Community
                                                                                                                                                            ••Coaching and
                               landscape.                                                                                             Programmes
      The local Mind                                                                                                                                         mentoring.
                                                                                                                                      and Grants.
      takes an inclusive      ••The strategic plan is a live document providing a framework for the deployment of resources
      approach to              and priorities of the organisation. It also includes exit strategies where projects and/or funding
      developing strategy.     is due to end. Performance against the plan is regularly reviewed and is sufficiently flexible to
                               respond to changing circumstances.
                              ••The local Mind plans to contribute to the sustainability aspiration in the Network Futures plan
                               (G) - ‘over the next five years we will work together to develop new business and replicate
                               successful services’.
                              ••The local Mind takes an inclusive approach to planning, involving staff, volunteers, people who
                               use services and other stakeholders as appropriate.

      Theme: Service design and innovation                                                                                           Provided by            Nature of support

 17   The local Mind          ••The local Mind has a monitoring framework in place to capture the outputs and outcomes of its        ••Strategic planning   ••Local Mind
      understands its          services and activities.                                                                               and governance         Evaluation
      impact through                                                                                                                  – research and         Framework.
                              ••Consistent outcome measurement tools (e.g., Warwick-Edinburgh Mental Wellbeing Scale,
      monitoring and                                                                                                                  evaluation team.
                               Recovery Star) are used to demonstrate the difference the local Mind makes to service users.                                 ••Collective Impact
      evaluation (G) of
                                                                                                                                     ••Local Services        – due to launch
      its activities.         ••Feedback from service users is routinely collected.
                                                                                                                                      Strategy and           autumn 2017.
                              ••Monitoring data is analysed and used to evaluate services and activities in order to identify what    Development.
                                                                                                                                                            ••Training, coaching
                               works well and where improvements can be made to improve the quality of support provided.
                                                                                                                                                             and support.
                              ••Monitoring data is used to report on progress against current plans and to inform organisational
                                                                                                                                                            ••Service Design in
                               and project planning.
                                                                                                                                                             Mind methodology.
                              ••Staff and volunteers have the skills to develop and implement monitoring practices.
                              ••Effective systems (preferably databases) are in place to enable the local Mind to store and
                               analyse monitoring data, as well as report on findings.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                   14
Standard               Indicator                                                                                           Support offer

      Theme: Service design and innovation                                                                                       Provided by            Nature of support

 18   There is a culture     ••Improvement plans are informed by an understanding of the needs of people requiring support       ••Strategic planning   ••Local Mind
      of improvement          around their mental health, feedback from people who are using/have used the local Mind’s           and governance         Evaluation
      and innovation          services, outcomes and evaluation of current work.                                                  – research and         Framework.
      within the local                                                                                                            evaluation team.
                             ••The local Mind embraces a culture of self-improvement in providing services, and in response to                          ••Collective Impact
      Mind, both in the
                              the needs of people with mental health problems and the environment within which it operates.      ••Local Services        – due to launch
      delivery of services
                                                                                                                                  Strategy and           autumn 2017.
      and organisational     ••The local Mind is proactive in seeking out examples of best practice from elsewhere to inform
                                                                                                                                  Development.
      systems and             and inspire its own development.                                                                                          ••Training, coaching
      processes.                                                                                                                                         and support.
                             ••The local Mind seeks out opportunities to enable more people with mental health problems to
                              be supported. This might be through extending its own reach, promoting peer support, through                              ••Service Design in
                              partnerships, piloting new projects, service design or supporting others.                                                  Mind methodology.
                             ••The board updates the MQM self-assessment at least annually.

      Theme: Environment                                                                                                         Provided by            Nature of support

 19   The local Mind         ••There is a proactive approach to minimising the environmental impact of the local                 ••Network              ••Template policies.
      minimises                Mind’s activities.                                                                                 Relations and
                                                                                                                                                        ••Best practice
                                                                                                                                  Development Unit.
      its negative                                                                                                                                       guidance.
                             ••There is an environmental policy in place which seeks to minimise the environmental
      environmental
                               impact of the local Mind’s activities.
      impact and
      promotes               ••The physical environment of the local Mind is conducive to promoting good health and
      a positive               wellbeing for all – people who use services, staff and volunteers.
      environment for
      those involved in
      the local Mind.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                               15
Area 3: Influence and Engagement
People with mental health problems benefit from a local Mind that works in partnership with other
agencies, influences decisions and is led by the needs of people with lived experience.

      Standard              Indicator                                                                                           Support offer

      Theme: Service user participation                                                                                         Provided by           Nature of support

 20   People with lived     ••There is an engagement and participation policy and procedure which is implemented throughout     ••Leadership and      ••Influence and
      experience of          the organisation.                                                                                   engagement team.      participation
      mental health                                                                                                                                    toolkit.
                            ••There are opportunities and support for people with lived experience of mental health problems,   ••Network Relations
      problems are
                             including those currently using the local Mind’s services, to influence and participate in all      and Development      ••Shared learning
      influential in the
                             aspects of the local Mind’s work.                                                                   Unit.                 events.
      governance and
      delivery of local     ••People with lived experience are aware of the opportunities and support available.                                      ••Coaching and
      Mind services.                                                                                                                                   mentoring.
                            ••The local Mind can demonstrate how the views and needs of people with lived experience have
                             influenced services and strategy.                                                                                        ••Template policies.
                            ••The board welcomes people with lived experience of mental health problems as trustees and                               ••Best practice
                             ensures that any appropriate support is in place.                                                                         guidance.

 21   There is a dynamic    ••Service users are encouraged to provide feedback, both positive and where improvements could
      feedback approach      be made. This information is used to evaluate activities and services and inform development.
      between the local      Formal processes are in place to facilitate feedback.
      Mind and those who
                            ••There are a variety of feedback mechanisms in place which may include digital options, formal
      use their services.
                             and informal processes.
                            ••Service users know what difference their feedback has made.
                            ••The service user experience is positive and service users report satisfaction with the services
                             they have received.
                            ••There is an accessible and easily used complaints procedure, which is widely communicated.
                            ••The local Mind handles complaints appropriately, transparently and in line with its own policy.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                             16
Standard                Indicator                                                                                                 Support offer

      Theme: Tackling stigma and discrimination                                                                                         Provided by           Nature of support

 22   The local Mind          ••The local Mind is proactive in its local area in promoting positive attitudes towards mental health.    ••Time to Change.     ••Advice and
      is proactive in          This may include working with people with lived experience of mental health problems, taking                                    support.
                                                                                                                                        ••Policy and
      tackling stigma and      action to challenge prejudicial attitudes and negative stereotypes.
                                                                                                                                         Campaigns team.      ••Campaign and
      discrimination.
                              ••The local Mind actively engages in anti-stigma work for example signing the Time to Change                                     influencing
                                                                                                                                        ••Media team.
                               pledge (G).                                                                                                                     reports, actions
                                                                                                                                                               and activities.
                                                                                                                                                              ••Media training
                                                                                                                                                               and support.

      Theme: Partnerships and profile                                                                                                   Provided by           Nature of support

 23   The local Mind          ••The local Mind is outward facing locally and is proactive in achieving and maintaining a high           ••Media team.         ••Media toolkit.
      is connected             profile in the local mental health commissioning and provider community. The local Mind seeks
                                                                                                                                        ••Policy and          ••Media training.
      locally and works        out opportunities to influence local decision making.
                                                                                                                                         campaigns team.
      effectively with                                                                                                                                        ••Media crisis
                              ••There is proactive partnership working with other providers. This partnership working brings
      other organisations.                                                                                                              ••Network Relations    management.
                               about tangible benefits, for example an increase in the numbers of people accessing services,
      It has a high profile                                                                                                              and Development
      and is influential
                               improvement in the quality of services, and enhancement of the outcomes achieved by service                                    ••Celebrity
                                                                                                                                         Unit.
                               users.                                                                                                                          engagement
      in the local mental
                                                                                                                                                               support.
      health community.       ••The local Mind enables its service users to utilise a diverse range of support through effective
      Please note that
                               signposting. Partner organisations signpost to the local Mind appropriately.                                                   ••Mind Leaders
                                                                                                                                                               and Trustee
      Standard 24 is          ••The local Mind and the interests of service users are represented at local meetings and events
                                                                                                                                                               conference.
      concerned with           by staff, trustees, volunteers and service users as appropriate.
      working with Mind                                                                                                                                       ••Template policies.
      and the Mind
                              ••The local Mind effectively promotes its work through up to date and accessible means such as
      network.
                               a website, marketing materials, social media etc. Where the local Mind enters into more formal                                 ••Best practice
                               partnerships (for example joint bidding and delivery of contracts), sufficient due diligence is                                 guidance.
                               carried out and appropriate written agreements are in place.
                                                                                                                                                              ••Coaching and
                              ••The local Mind takes up opportunities to use the local media (or other) to raise the profile of their                          mentoring.
                               local Mind, Mind and awareness of mental health in general.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                     17
Standard               Indicator                                                                                            Support offer

      Theme: Mind network collaboration                                                                                           Provided by          Nature of support

 24   The local Mind         ••The local Mind is proactive in working with other local Minds, Mind and, where relevant, Mind      ••Network            ••Community
      actively contributes    Retail.                                                                                              Relations and        Partnership
      to the Mind network                                                                                                          Development Unit.    Agreement
                             ••The local Mind is aware of plans for the development of the Mind network, for example, Network
      and the furtherance                                                                                                                               compliance
                              Futures.                                                                                            ••Commmunications
      of Mind’s values and                                                                                                                              support.
                                                                                                                                   team.
      mission.               ••The local Mind complies with the Community Partnership Agreement including the use of the
                                                                                                                                                       ••Dispute support.
                              Mind brand (G) and reporting serious risk to Mind.                                                  ••Policy and
                                                                                                                                   campaigns team.     ••OpenHub.
                             ••The local Mind is aware of, and where appropriate supports, Mind’s campaigns and influencing
                              work.                                                                                                                    ••Mind publications.
                             ••The local Mind avoids causing actual or potential reputational damage to the Mind brand.                                ••Mind brand
                                                                                                                                                        guidance.
                             ••The local Mind uses OpenHub (G) to share information, access resources and materials, and
                              to actively build relationships with other parts of the Mind network. Staff and trustees are                             ••Campaign and
                              registered with OpenHub.                                                                                                  influencing
                                                                                                                                                        reports, actions
                             ••The local Mind promotes the use of Mind resources such as Mind publications, the Mind info line,
                                                                                                                                                        and activities.
                              Elefriends etc. for supporting people with mental health problems.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                              18
Glossary of terms

Charitable incorporated legal entity        Company directors                             Delegation                                      Evaluation
The term refers to two possible legal       Those legally responsible for running         The granting of authority by one party          The use of monitoring and other data to
structures:                                 a registered company. Where a local           to another for agreed purpose(s). Under         assess the performance of an activity
•	A registered charity and registered      Mind is both a registered charity and a       the legal concept of vicarious liability, the   such as a service, project, training course,
  company limited by guarantee; or          registered company, the trustees will also    delegator remains responsible for the           workshop etc.
                                            be company directors.                         delegate’s acts or omissions in carrying
•	A charitable incorporated organisation                                                                                                   Guidance available online from NCVO
                                                                                          out the delegated activity. A scheme
  (CIO)                                      Gov.UK limited company guidance.                                                             and the OpenHub.
                                                                                          of delegation shows what powers are
                                            www.gov.uk/running-a-limited-company                                                          www.ncvo.org.uk/practical-support/
   Charity Commission guidance on legal                                                   delegated to who along with the lines
                                                                                                                                          consultancy/ncvo-charities-evaluation-
structures.                                                                               of accountability (see also Scheme of
                                            Community Partnership Agreement (CPA)                                                         services
www.gov.uk/guidance/charity-types-                                                        Delegation and Vicarious Liability).
how-to-choose-a-structure                   The affiliation agreement that sets out the                                                   openhub.io/resource-room/documents/
                                            terms on which Mind and each local Mind       Equality impact assessment                      measurement-tools-manual/
Charity Governance Code                     (the Community Partner) work together
                                                                                          A process designed to identify whether a
                                            for the benefit of people with mental                                                         Expert by experience
The Charity Governance Code is a                                                          policy or activity discriminates against any
                                            health problems. All local Minds have                                                         Someone with personal experience of a
standard of good governance practice                                                      disadvantaged or vulnerable people.
                                            signed the CPA.                                                                               mental health problem (see also service
that all charities should aspire and work
                                                                                            ACAS guidance.                                user).
towards. It has been produced by a            OpenHub CPA documents.
                                                                                          www.acas.org.uk/media/pdf/s/n/
cross-sector collaborative steering group   openhub.io/resource-room/documents/
                                                                                          Acas_managers_guide_to_equality_                General Data Protection Regulation
and is now in its 12th year and third       community-partnership-agreement-2/
                                                                                          assessments.pdf                                 (GDPR)
edition.
                                            Conflict of interest                                                                          The General Data Protection Regulation
 Charity Governance Code.                                                                 Essential trustee
                                            A conflict of interest is a situation where                                                   comes into force in May 2018 and is a
www.charitygovernancecode.org/en                                                          The essential trustee is a key piece
                                            an individual has potential competing                                                         new EU law governing data protection.
                                                                                          of Charity Commission guidance for              It supersedes the Data Protection Act in
Code of Fundraising Practice                interests or loyalties. Trustees have a
                                                                                          trustees. It explains what being a trustee      2018.
                                            duty to act in the best interest of their
The standards expected of all charitable                                                  involves, including:
                                            charity. If there’s a decision to be made                                                        GDPR guidance available online via
fundraising. Produced by the Fundraising                                                  •	what trustees do and their legal
                                            where a trustee has a personal or other                                                       the Information Commissioners Office,
Regulator.                                                                                  responsibilities
                                            interest, this is a conflict of interest.                                                     and the OpenHub.
  Code of Fundraising Practice.             Conflict of interest may also arise where     •	who can be a trustee and how trustees        ico.org.uk/for-organisations/data-
www.fundraisingregulator.org.uk/            staff or volunteers have a personal or          are appointed                                 protection-reform/overview-of-the-gdpr/
code-of-fundraising-practice/code-of-       other interest or where individuals in the    •	their legal responsibilities                 openhub.io/resource-room/documents/
fundraising-practice-v1-4-310717-docx/      organisation hold multiple roles.             •	specific trustee roles of chair and          preparing-for-the-general-data-
                                               Charity Commission guidance on how           treasurer.                                    protection-regulati/
                                            to manage conflicts.                            Gov.UK essential trustee (CC3)
                                            www.gov.uk/guidance/manage-a-conflict-        guidance.
                                            of-interest-in-your-charity                   www.gov.uk/government/publications/
                                                                                          the-essential-trustee-what-you-need-to-
                                                                                          know-cc3

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                     19
Governing documents                          Mind brand                                      Mission:                                    OpenHub
An organisation’s rule book, which           The set of thoughts and ideas about our         We provide advice and support to            An interactive website for local Minds and
is a legal document. It sets out the         work (our vision, mission and values)           empower anyone experiencing a mental        Mind to communicate, share information
organisation’s charitable objects, powers,   that sit alongside our visual identity (logo,   health problem. We campaign to improve      and resources. All staff and trustees are
rules of membership and trusteeship,         fonts and language), that when used             services, raise awareness and promote       encouraged to register and use OpenHub.
as well as changes and dissolution           consistently, helps us to build a strong        understanding.
provisions.                                  narrative about our work (also see: Mind’s      Values:                                     Outcomes
                                             vision, mission and values).                    Open – We reach out to anyone who           The changes or effects that are a result
   Charity Commission guidance on how
                                                                                             needs us.                                   of an intervention, service or activity.
to develop your governing document.            OpenHub full guidance and resources
www.gov.uk/guidance/how-to-write-            on Mind brand.                                  Together – We’re stronger in partnership.   Examples of outcomes are decreased
your-charitys-governing-document             openhub.io/resource-room/documents/             Responsive – We listen, we act.             isolation, or improved mental wellbeing.
                                             brand-guidelines/                               Independent – We speak out fearlessly.
   OpenHub template governing document.                                                                                                  Outputs
https://openhub.io/resource-room/                                                            Unstoppable – We never give up.
                                             Monitoring                                                                                  The activity levels provided by an
documents/charity-commission-
                                             The routine and systematic collection             OpenHub full guidance and resources       organisation. Examples of outputs are the
approved-memorandum-and-article/
                                             and recording of information about an           on Mind brand.                              number of counselling hours delivered,
                                             activity. This may include measuring            openhub.io/resource-room/documents/         the number or people attending a group
Information Commissioner registration
                                             outputs (numbers) and outcomes (impact),        brand-guidelines/                           or the number of training courses
The Data Protection Act of 1990 requires                                                                                                 delivered.
                                             demographic information and costs.
every organisation that processes                                                            Mindful employer
                                             Monitoring information is used to evaluate
personal data to register with the                                                                                                       Operational Plan
                                             impact and effectiveness (see also:             A quality standard demonstrating that an
Information Commissioner’s Office. Local
                                             evaluation).                                    organisation is a good employer which       A plan, detailing the activities, resources
Minds process personal data relating to
                                                                                             supports mental wellbeing at work.          (financial, people etc.), outputs and
service users, employees and volunteers.       OpenHub measurement tools.
                                                                                                                                         outcomes for an organisation. It normally
                                             openhub.io/resource-room/documents/              Mindful employer.
   ICO online registration.                                                                                                              covers a short period of time (6-12
                                             measurement-tools-manual/                       www.mindfulemployer.net/
ico.org.uk/for-organisations/register/                                                                                                   months), and details how the higher level
                                                                                                                                         aspirations defined in the strategic plan
                                             Mandatory training                              Network Futures plan
Information governance framework                                                                                                         will be achieved. It might also be referred
                                             Training that all staff, volunteers and         The Network Futures plan has been           to as a business or delivery plan.
An information governance framework
                                             trustees must attend, pertinent to their        developed by members of local Minds and
sets out how an organisation handles                                                                                                       Know how non-profit (NCVO)
                                             role. Examples are safeguarding, health         Mind. It sets out an ambitious vision for
information. This includes the personal                                                                                                  guidance on business planning.
                                             and safety, and data protection.                a strong Mind federation. By 2021 Mind
and sensitive data relating to service                                                                                                   knowhownonprofit.org/tools-resources/
                                                                                             will be the most efficient and effective
users, employees and volunteers as                                                                                                       business-plan-template/writing-your-
                                             Mind’s vision, mission and values               federated network it can be reaching
well as business sensitive information. It                                                                                               business-plan/writing-your-business-plan
                                             A fundamental part of our brand identity        more people with mental health problems
determines how data is collected, stored
                                             that underpins everything we do – our           than ever before. The plan sets out how
and specifies how the data is used and
                                             vision (what we’re here to achieve),            this ambition will be achieved.
when it can be shared including how
consent is obtained. It also includes data   mission (how we’ll achieve our vision) and        A range of Network Futures documents
security and legal compliance.               values (the way we behave and operate)          are available on the OpenHub.
                                             – exist to guide and inspire us.                openhub.io/resource-room/
Liability                                    Vision:                                         documents/?category=network-futures
The state of being legally responsible for   We won’t give up until everyone
something.                                   experiencing a mental health problem gets
                                             both support and respect.

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                    20
People with significant control                Risk assessment                               Strategic plan                                Vicarious liability
(PSC)                                          A framework detailing all current and         A strategic plan sets out an organisation’s   Vicarious liability is where someone
New legislation, introduced in 2016            possible future major risks, usually          future aims and objectives over the           is held responsible for the actions
requiring all companies to have a register     with ratings to reflect probability and       medium to long term (usually 2-5 years).      or omissions of another person. In a
of people with significant control. Although   impact. A risk assessment also includes                                                     workplace, an employer can be liable for
                                                                                                NCVO strategic planning guidance on
it is unlikely for a local Mind to have any,   an action plan demonstrating what the                                                       the acts or omissions of its employees,
                                                                                             Know How Non Profit.
there is still a legal requirement to have a   organisation is doing to mitigate and                                                       provided it can be shown that they took
                                                                                             knowhownonprofit.org/organisation/
register in place. CIOs are exempt.            manage these risks.                                                                         place in the course of their employment.
                                                                                             strategy/options/plan/the-strategic-plan
    Legal general guidance from                  Charity Commission guidance on risk
                                                                                                                                           Wellness Action Plan (WAP)
Companies House.                               management (CC26).                            Time to Change employer pledge
www.gov.uk/government/uploads/                 www.gov.uk/government/publications/                                                         A practical way of helping to support
                                                                                             A pledge signed by employers to
system/uploads/attachment_data/                charities-and-risk-management-cc26                                                          an individual’s mental health at work.
                                                                                             demonstrate their commitment to
file/621568/170622_NON-STAT_                                                                                                               A Wellness Action Plan would usually
                                                  Open Hub guidance and examples             providing a mentally healthy workplace
Summary_Guidance_4MLD_Final.pdf                                                                                                            include input from both the employee and
                                               for local Minds (including examples and       where employees feel supported around
                                                                                                                                           the employer.
  Guidance developed for charities.            templates)                                    their mental health.
www.bdb-law.co.uk/wp-content/                  openhub.io/resource-room/documents/                                                            Mind guidance for employers.
                                                                                                Time to Change employer pledge.
uploads/2016/04/The-PSC-regime_                risk-management-key-principles-                                                             www.mind.org.uk/workplace/mental-
                                                                                             www.time-to-change.org.uk/get-involved/
Charity-FAQs-and-charity-examples_             approaches-and-tips/                                                                        health-at-work/taking-care-of-your-staff/
                                                                                             get-your-workplace-involved/employer-
April-2016.pdf                                                                                                                             employer-resources/wellness-action-
                                                                                             pledge
                                               Service user                                                                                plan-download/
Qualified accounts                             The MQM uses this term to describe a          Trustee
                                                                                                                                           Workplace Wellbeing Index (Mind)
Accounts are qualified when an auditor         beneficiary of the local Mind. The term       ‘The persons having general control and
has reservations about aspects of the          expert by experience is used to describe                                                    A benchmark of best policy and practice
                                                                                             management of the administration of a
accounts, and makes a note to this effect.     someone who has personal experience                                                         which helps employers find out how
                                                                                             charity’ (Charities Act 1993).
                                               of mental health issues, but who may not                                                    well they are doing in relation to mental
                                                                                             Trustees are liable for the financial and     health in the workplace and where could
Reserves                                       have used the services of the local Mind.
                                                                                             other consequences of the charities           improvements could be made.
Financial or other resources not needed                                                      activities. They might be called a
for immediate use but available if and         Scheme of delegation                                                                          Mind Workplace Wellbeing Index.
                                                                                             management committee, board of
when required. Reserves may be:                A schedule setting out authority delegated    Trustees or board of directors, depending     www.mind.org.uk/workplace/workplace-
•	Restricted – where the funds have           by the board of trustees, for example, to     on the legal structure and preference of      wellbeing-index
  to be used for a specific purpose as         staff or sub groups (see also: Delegation).   the organisation.
  determined by the donor.                                                                   The MQM uses the term ‘the board’,
                                               SORP
•	Unrestricted – funds that can be used                                                     meaning all of the above. Where a charity
  at the discretion of the trustees in         A Statement of Recommended Practice           is also a limited company, the trustees
  furtherance of the charity’s objects.        outlines how charities must account for       will also be registered as the Company
  If part of an unrestricted fund is           their finances.                               Directors.
  earmarked for a particular project or          Gov.UK guidance on SORP.                      Gov.UK essential trustee (CC3)
  purpose it may be designated as a            www.gov.uk/government/news/new-               guidance.
  separate fund.                               charity-accounting-framework-published        www.gov.uk/government/publications/
  Charity Commission Charity reserves                                                        the-essential-trustee-what-you-need-to-
guidance (CC19).                                                                             know-cc3
www.gov.uk/government/publications/
charities-and-reserves-cc19

Mind Quality Mark: Revised standards and indicators Autumn 2017                                                                                                                   21
You can also read