Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial

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Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
OptoNeuro

     Optogenetic visual cortical prosthesis
    Conflicts of interest: I have filed a number of patents and CANDO may have commercial
                          impact. But currently no commercial interests.

                               Dr. Patrick Degenaar
                                  Reader in Neuroprosthesis
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Neuroprosthetics @ Newcastle
   Epilepsy brain prosthesis
   http://www.cando.ac.uk

         Visual prosthesis
   http://www.optoneuro.eu

       Spinal cord injury      Stimulate             Record

       Hand/Leg bionics

Electrodiagnostics
                                           Process
      Multi-EMG recording
                                   Closed loop neural
                                      interfaces!!
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
The optogenetics revolution

Blue light is used to activate neurons expressing
channelrhodopsin. Other opsins can silence activity
                                                      Optogenetic control of behaviour.
                                                      Gradinaru et al. J Neurosci (2007)
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Optoelectronics for optogenetics

   µlens optics
        Gallium
  Nitride µLED                                          GaN MQW
3D bump bond                                             p-contact
                                                        Solder bond
  CMOS driver                     CMOS

   64x64, 64x1                   16 x 16 MPW CMOS                   90x90 Retina CANDO 1             CANDO 3
passive µLED arrays             chip driven µLED arrays                wafer      Optrode             Wafer

     2009         2010          2011             2012     2013         2014            2015   2016   2017      2018
                         High radiance optoelectronics for optogenetics:
                         Grossman N et al. IEEE TBME 2011, 58(6), 1742-1751.
                         McGovern B et al IEEE TBCAS 2010, 4(6, part 2), 469-476.
                         Grossman N et al, J. Neural Engineering 2010, 7(1), 016004.
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
The visual system

    Optics
(cornea/lens)
                     Temporal
 Sense/code
   (retina)

Transmission       Pulvinar nucleus
(Optic Nerve)     Lateral Geniculate
                            Nucleus
   Sorting               Superior
                         Colliculus
 (Thalamus)
                           Optical
                           radiation
Interpretation                         Primary visual
(Visual Cortex)                        cortex

                                                        5
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Visual loss: statistics
                                                         Corneal opacities (5%)
                                                              Diabetic retinopathy (5%)
According to WHO, about                            Prevalence       Childhood blindness (4%)
180 million people worldwide
have a visual impairment                   AMD
                                           (9%)
                                  Others                                                  Glaucoma
Legal blindness:                  (16%)                                                   (12%)

“medically diagnosed central
visual acuity of 20/200 or less
in the better eye with the best        Cataracts
possible correction, and/or a           (48%)
                                                                                          RP (1%)
visual field of 20 degrees or                                                             Trauma
less”                                                                                     (?%)

                                   From: WHO                       Primary visual
                                                                  prosthesis target
                                                                     conditions
                    Drugs and gene therapy becoming increasingly
                        useful.. But cannot restore lost vision
                                                                                              6
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Disorders of the visual system
    Optics
(cornea/lens)     Sub/epi retinal
                     prosthesis
 Sense/code                         Retinitis Pigmentosa
                     Optic nerve
   (retina)
                      prosthesis      (
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Implementing a visual prosthesis
    Optics
(cornea/lens)
                                   Image
 Sense/code                      acquisition
   (retina)

Transmission
(Optic Nerve)                      Visual
                                 processing

   Sorting
 (Thalamus)                       Wireless
                                 power/data

                                 Stimulator
Interpretation
(Visual Cortex)

                        Easy??
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Brindley and Lewin did it in
                1968!!!
• Brindley,G.S.,Lewin,W.S.,1968.The visual sensations produced by electrical stimulation of the medial
  occipital cortex. J Physiol.19454-5P.
• Brindley,G.S.,Lewin,W.S.,1968.The sensations produced by electrical stimulation of the visual
  cortex.J.Physiol.196,479–493.
Optogenetic visual cortical prosthesis - Dr. Patrick Degenaar Conflicts of interest: I have filed a number of patents and CANDO may have commercial
Challenge 1: Sheer scale of challenge

 1960’s:      You could build a device on a Monday
              and put it in a patient on a Friday

 Now:         A project to create an active implantable
              device requires £10-50M and 5-10 years
              worth of regulatory effort to demonstrate
              safety before implantation is allowed

       As such, almost the entire field moved to retinal
    prosthesis in the 1990’s as it was a much easier target!!
Challenge 2: Visual acuity
                                  Asian/pictographic
                                  scripts:
                                  ~ 1000 pixels

                                  European/phonetic
                                  scripts:
                                  ~ 5000 pixels

 100
  105 xx 100
  33
  70     10
         33
         70
         5Normal
             (10,000)
             (100)
             (1000)
             (5000)
             (25) vision pixels   European/phonetic
                                  characters:
                                  ~ 100 pixels

                                                  11
Lessons from retinal prosthetics

                                     1500 electrodes
                                     – but only a few
                                     dozen can be on
                                     at any moment in
                                     time.

                    From Retina AG
Challenge 3: Effective contrast
                           Assume greyscale retina     Add noisy retina
 Original image            @ 64 x 64 resolution        effect

With insufficient
stimulus contrast it
is like whispering
through a
typhoon!

                       100:1 contrast ratio      50:1 contrast ratio
                                                                          13
Challenge 4: The eye is not a camera!
                      The retina
                                                    Rods/cones
                                                   1. Image capture
   Ligtht

                                                    Horizontal cells
                                                   2. smoothing

5. Spike coding                                     Bipolar cells
Ganglion cells                                     3. Derivative

            OFF             ON
                                                    Amacrine cells
                                                   4. Temporal edge

                  The retina has 60 different cell types. If we are bypassing the
                   natural processing, we need to replicate the key features!
                                                                                    14
Challenge 5: Biocompatibility
                                                                                            Glial scarring

                                                                                                 Electrode
                                                                                                 insertion
                                                                                                 point
Journal of The Electrochemical
Society, 152 (7) J85-J92 ~2005!   Accelerated ageing, 1000        IEEE Transactions on Neural Systems and
                                                                  Rehabilitation , Vol. 12, No. 2, June 2004
                                  cycles at 1.7V/s
                   Ideal                   Real
                                                                             Electrode
                                                                             degradation and
                                                                             adverse tissue
                                                                             reactions are a major
                                                                             issue for smaller
                                                                             stimulating
                                                                             electrodes because
                                                                             of high charge
                                                                             density requirements
                                                       Annu. Rev. Biomed. Eng.
                                                       10:275–309, 2008                               15
Where to start?
Developing the stimulator
            Surface stimulation
            (Brindley, Dobelle)

                                                      0.18 mm

                                                      0.18 mm

                                                      0.46 mm

                                                      0.41 mm         2.2 mm

                                                      0.31 mm
                   `
                                                      0.68 mm

                                             From: Atlas of Cytoarchitectonics
                                             - Von Economo

               Penetrating stimulation
       Can we make the communication bi-directional?
       Can we treat communication as a control problem?
Optogenetics & closed loop control

                  Optical                                      0.18 mm

                                                               0.18 mm

Electricall                                                    0.46 mm
                Light stimulus
                                                               0.41 mm         2.2 mm
              Electrical recording
                                                               0.31 mm

                                                               0.68 mm

                                                      From: Atlas of Cytoarchitectonics
                                                      - Von Economo

                            Penetrating stimulation
                Can we make the communication bi-directional?
                Can we treat communication as a control problem?
Controlling Abnormal Network Dynamics with Optogenetics

     £10M project: Clinical trials aimed for 2021

                                                      19
Noise cancellation of epileptic
 seizures – but adaptable to
            vision
Adapting to visual brain prosthetics
                          Brain        Brain implant unit (Actually
                       implant unit         different position)

                                                                                     Control unit
                          Connecting
                          lead

Central control unit
inc wireless comms
                                                                                       External
                                                                                       headset

        CANDO - Epilepsy                                  Visual brain prosthesis

    Principles:                                              2mm 1mm        4mm
    1. Custom brain implant starting as 4 x
       4 x 4 LEDs can be utilised                       TX    Skin    Fat   Muscle    RX
    2. The control unit is quite different –
       higher power, no battery                                 Average 5 mm
    3. Cabling can be simpler
Brain stimulator unit
                                                                       Communications                Power

                                                                              Digital control unit (FSM)

                                                                      Recording     Diagnostic       Stimulation
                                                                       Circuits      Circuits          Circuits

                                   Interface unit                                                  Optrode head
                                                                                                      Recording
                                 Active electronics                                                   Electrode

                         Optrode                 Mounting                                              Photonic
                                                  plate                                               Stimulation
                                                                                                          site

   1.   Ramezani et al. submitted to IEEE TCAS-I, June 2017
                                                                                                       Optrode
   2.   Zhao et al. Implantable optrode GB1410886.4
                                                                                                        shaft
   3.   Dekhoda et al. Temperature sensor GB1522790.3
   4.   Degenaar Optical stimulation arrangement GB1616725.6
   5.   Constandinou et al On Chip Random ID generation GB1702623.8
Recording microelectronics
                                                      C

Vin
                                   V     VON
Vref 50C   LNA          VIP     VIN OP         6C    Gm            VIP     VIN
                                                                                 VOUT

                                                    C=100fF

            C

                 Front end amplifier                Programmable gain amplifier

                      Recordings from non-human primate brain
LED driver circutry

                          •   Amplitude modulation
                          •   PWM modulation
                          •   Diagnostic and methods

        LED drive power   LED efficiency

                DAC
How much light do we need?
                                                            Lambertian emitter              Shaped emitter             Pseudo-collimated emitter
                                                           Threshold = 1mW/mm2           Threshold = 1mW/mm2            Threshold = 1mW/mm2
                                                100
                           Optical Power (mW)

                                                 10

                                                  1

                                                 0.1

(a)                                             0.01
                                                                                 (d)                          (e)                           (f)
                                          0.001
                                                       0    200 400 600 800 1000 0         200 400 600 800 1000 0           200 400 600 800 1000
                                                                                       Tissue penetration depth (μm)
                                                LED diameter
                                                            120μm          100μm           80μm            60μm             40μm

                                                           Threshold = 1mW/mm2          Threshold = 0.1mW/mm2          Threshold = 0.01mW/mm2
                                                100
                                                  Key take home message:
                                                101. Size doesn’t matter to penetration depth!
      Optical Power (mW)

(b)
                                                 12. Need to penetrate at least 100-200µm for long term implantables due to gliosis
                                                0.1
                                                  3. More collimated light will give better penetration
                                          0.01
                                    0.001
                                                               Dong et al. For submission to J. Biomedical Photonics 2017
0.01                                                                                                                                     0.01
                                                                                                                                                              Optical stimulus                                            Optical stimulus
      LED thermal impact
                                        (a)                   1ms 10ms 100ms 1s                                                                       10s                               (b)       1ms 10ms 100ms 1s     10s
                                                                                        0             1.0            2.0            3.0                        Dimension (μm)
                                                 ΔT (°C)
                                                      ΔT (K)
                                                                                                                                                2.0
                                                                                                                                                                                              ΔT (°C)
                                          3P                                                                                                                                            10
                                                                                                            ΔT(K)
                                                                           0 .0 0 0

                                                                           0 .1 0 0 0
                                                                                                                                                                200
                                                                    2.0    0 .2 0 0 0
                                                                                                                                                                           (e) II
                                                                                        1P LED on                                                    10mW                                               8 LEDs on        10mW
                                                                           0 .3 0 0 0

                                                                    1.5    0 .4 0 0 0                     Optrode                               1.5
                                                              L

                                                                                                                           200
                                                                           0 .5 0 0 0

                                                                    1.0    0 .6 0 0 0                      profile
                                                                           0 .7 0 0 0

  ΔT (K)                           II                               0.5

                                                                                                                                                                                         8
                                                                           0 .8 0 0 0

                                                                                                                                                      ΔT(K)
                                                                                                                           Dimension (μm)
                                                                           0 .9 0 0 0

   1.0
          0 .0 0 0

          0 .1 0 0 0                                      S          0     1 .0 0 0
                                                                                            S                                                   1.0
   0.8
          0 .2 0 0 0

          0 .3 0 0 0
                       III

                                          2
   0.6
          0 .4 0 0 0

          0 .5 0 0 0

                                                                                                                                                0.5
                                                                                                                                                                                         6
   0.4    0 .6 0 0 0

          0 .7 0 0 0

   0.2    0 .8 0 0 0

                                                          I                                          (d) I
                                                                                                                                                                                                                        5mW
          0 .9 0 0 0

    0     1 .0 0 0
                                   100μm                               (b)
                                                                                                                                                      5mW
                                                                                                                                                 0
                                                                                            2.0
                                                                  ΔT (K)
                                                                                                                                                                                         4
                                                                           0 .0 0 0

                                                                    2.0
                                                                           0 .1 0 0 0

                                                                           0 .2 0 0 0
                                                                                                                                                                           (f) III
                L
                                          1
                                                                           0 .3 0 0 0

                                    P                               1.5    0 .4 0 0 0

                                                                                            1.5
                E
                                                                                                                                                       2.5mW                                                            2.5mW
                                                                           0 .5 0 0 0

                                                                    1.0

                                                                                                  ΔT(K)
                                                                           0 .6 0 0 0
                                        0.000

                                                                                                                                                                                         2
                                                                           0 .7 0 0 0

                                        0.1000
                                                                    0.5    0 .8 0 0 0

                                          L
                                                                           0 .9 0 0 0

                                                                     0     1 .0 0 0

                                                                                            1.0
                                          E
                                        0.2000

                                        0.3000
                                                      S
                                          0                                                 0.5
                                                                                                                                                                              0
                                        0.4000

                                        0.5000

                                        0.6000
                                                                                            0                                                                 Optical stimulus                                            Optical stimulus
 1000μm

                                        0.7000
                                                                                                                 Dimension (μm)                               1000
                                        0.8000
                                                                                            No coating                                      20um polymer coating
                                                              1ms
                                                               100μm 10ms 100ms      1s                                                               10s                                         1ms 10ms 100ms 1s     10s
                                        0.9000

     100μm                   (a) (c) 1.000                                On-optrode                                                               On-optrode
L: LED E: Electrode
S: Silicon substrate
                                        (c)
                             P: Polymer coating                                                                                                    25um in the tissue
                                                                                                                                                   100um in the tissue                  (d)
                                                              Maximum allowed pulse width                                                                                                       Maximum allowed duty ratio (%)
                                            10s                                                                                                                                         100
                              Target LED characteristics:                                                                                                                            Typical micro-LED efficiencies from
                                                                                                                                                                                     literature
                                                                                                                                                                                          80    ~ 1-5%
                                                 1s
                              Driving current:                                                                   1mA
                              Driving voltage:                                                                   4-5V                                                                Wu et
                                                                                                                                                                                        60 al. Neuron 2015:              0.8%
                                 0.1s
                                                                                                              1 LED on                                                               Kim et al. Science 2013:            0.2%
                                                                                                                                                                                                          1 LED on
                              Light  requirement: 1mW                                                                                                                                McAlinden
                                                                                                                                                                                        40       al: Opt Lett 2013:      5%
                                 10ms                                                                                                                                                McGovern et al: PLOS ONE 2013: 5%
                              Efficiency: 8 LEDs on>20%                                                                                                                                              8 LEDs
                                                                                                                                                                                     McGovern et al:    IEEEonTBCAS 2010:1%
                                                                                                                                                                                         20
                                          1ms
                                                              0
                                                          20 30     40 50 60 10             0    10    20 30     40 50                                                                                                           60
                                        (e)Dong et al. For
                                                        Thermal        to J. Biomedical(f)Photonics 2017
                                                                power (mW)
                                                           submission                                Thermal power (mW)
LED efficiencies

                                                          Wu et al Neuron 2015

     Our LED       100µm            30µm             10µm         @ 1mA
     320 x 240!
     Dong et al. For submission to J. Biomedical Photonics 2017
Light requirement in-vivo

                                   “Official” threshold is
                                   0.7mW/mm2 for dissociated
                                   culture. But what about in
                                   practice???

                                   In NHP experiments, We saw
                                   responses at 1mm with emission
                                   intensities of only 0.5mW. i.e. At
                                   that depth the irradiance
Assembling the optrodes
Schematic design                 CAD layout                   Wafer fabrication

 Probe assembly                                             3D assembly
                     Control
                   electronics

                         b)
                     Light-
                    emitting
                    diodes

                   Recording
                     sites

             We are developing a fully manufacturable implant!!
Developing the control system
                                                                                                Ontogenetically
                                                                                                Sensitized tissue

                                                                                                    Optrode

                                                                                                     Implant
                                                                                                     Base plate

                                                                                                    Internal
                                                                                                    control unit
           Camera                                                   Receiver
                     Transmitter                 Power and          antennae                    To receiver
                     antennae                    Control unit                                   antennae

Batt and cam            External control unit                   Internal control unit        Optrode unit

                     Power           Power                        Power RX/       Voltage
    3.7V                                        TX      RX
                     module        trans/Amp                       AC->DC        regulator

             USB    Embedded         BLE                            BLE         Embedded
                      SoC           module                         module         SoC
                                                                                              Optrodes

                    Fattah & Soltan et al. in preparation for IEEE TBME submission
System software - preprocessing
                                                 Visual augmentation
                                                 The vision that we will
                                                 return to patients with
                                                 visual prosthesis will be
                                                 rudimentary. We are
                                                 therefore using patients
                                                 with partially degenerate
                                                 vision as a simulation of
                                Cartoonization   what can be achieved.
    Simplification

         Song of the Machine!
Full software process
                                                                                                       Ontogenetically
                                                                                                       Sensitized tissue

                                                                                                            Optrode

                                                                                                             Implant
                                                                                                             Base plate

                                                                                                           Internal
                                                                                                           control unit
    Camera                                                      Receiver
                   Transmitter                   Power and      antennae                                To receiver
                   antennae                      Control unit                                           antennae

           External control unit                                           Internal control unit
                                   Compression

            Video/Image
            acquisition

                                                                       Decompression                 Pulse coding
                                             Transmission

 Simplification      Retinal processing                                                            LED reconstruction

                  Fattah & Soltan et al. in preparation for IEEE TBME submission
Visual cortical Headset
Implantable control unit

                             44%   61%   75%   86%
                       80                                              80
                       70                                              70
MC Perfromance (fps)

                       60
                                                                       60

                                                          Power (mW)
                       50
                       40                                              50
                       30                                              40
                       20
                                                                       30
                       10
                       0                                               20
                            60           40          20                     60         40          20
                                   Frequency (MHz)                               Frequency (MHz)
Timeline
                                   Visual cortical trial??

                                CANDO trial

     CANDO Engineering

                                CANDO First
                                in human trial
                   CANDO            Current
                 Regulatory &    funding ends
We are here         ethical       (Aug 2021)
                  submission
Acknowledgments
OptoNeuro

                     CANDO project
                     Tim Constandinou (Imperial College), Nick Donaldson
                     (UCL), Andrew Sims (Newcastle RVI (NHS)), Andrew
                     Jackson (Newcastle IoN), Mark Cunningham
                     (Newcastle IoN), Anthony O’Neil (Newcastle EEE),
                     + Others:

                     OptoNeuro FP7 project
                     Mark Neil (Imperial College), Ernst Bamberg (Max
                     Planck Institute), Christian Bamann (Max Planck
                     Institute), Botond Roska (FMI, Switzerland), Pleun
                     Maaskant (Tyndall Institute), David Rogerson
                     (Scientifica), Mark Johnson (Scientifica)
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