Securities With Increased Margin Requirements as of January 8, 2019 - CEO.CA
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Securities With Increased Margin Requirements as of January 8, 2019.
The loan values of the following securities have been reduced. The following loan values are subject to
change at any time, without notice. Please note that there is no loan value if the stock is below $3.00.
Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
111 Inc Adr YI US 25%
1347 Ppty Ins Hldgs-a Pfd PIHPP US 25%
1347 Property Insurance PIH US 25%
180 Degree Capital Corp TURN US 25%
1-800-flowers.com Inc-a- FLWS US 50%
1st Constitution Bancorp FCCY US 25%
21vianet Group Inc-adr VNET US 50%
22nd Century Group Inc XXII US 50%
2u Inc TWOU US 50%
3d Systems Corp DDD US 50%
3pea International Inc TPNL US 25%
48north Cannabis Corp NRTH T 0%
49 North Resources Inc FNR T 25%
500.com Ltd Cl-a Spn/adr WBAI US 25%
51jobs Inc Spon Adr JOBS US 50%
5n Plus Inc VNP T 25%
8x8 Inc EGHT US 50%
A&w Rev Rylts Incm Fd T/u AW.UN T 25%
A.h. Belo Corp Ser-a AHC US 25%
A.p. Moeller-maersk A/s-a AMKAF US 25%
A.p. Moeller-maersk A/s-b AMKBF US 25%
A10 Networks Inc ATEN US 25%
Aac Holdings Inc AAC US 25%
Aaron's Inc AAN US 50%
Ab Svensk Exportk-biofuel FUE US 0%
Ab Svensk Exportk-grains GRU US 0%
Abcourt Mines Inc Cl B ABI T 25%
Abengoa Sa-b Eur 0.0002 AGOAF US 0%
Abeona Therapeutics Inc ABEO US 25%
Abercrombie & Fitch Co-a- ANF US 50%
Aberdeen Asia-pac Inc Fnd FAX US 25%
Aberdeen Asia-pacific Inc FAP T 50%
Aberdeen Aust Eq Fnd Inc IAF US 25%
Aberdeen Em Mkt Eq Icm Fd AEF US 25%
Aberdeen Glb Dyn Div Fund AGD US 25%
Aberdeen Glb Prem Ptys Fd AWP US 25%
Aberdeen Incm Cred Strat ACP US 25%
Aberdeen Intl Inc AAB T 25%
Aberdeen Japan Equity Fnd JEQ US 25%
Aberdeen Std Phys Silver SIVR US 50%
Aberdeen Total Dyn Div Fd AOD US 25%
Abertis Infraestructuras ABFOF US 25%
Ability Inc-new ABIL US 25%
Abiomed Inc ABMD US 50%
Abitibi Royalties Inc RZZ T 25%
Abraxas Petroleum Corp AXAS US 25%
Absolute Software Corp ABT T 25%
Ac Immune Sa ACIU US 25%
Acacia Communications Inc ACIA US 25%
Acacia Resrch-acacia Tech ACTG US 25%
Acadia Healthcare Co Inc ACHC US 50%
Acadia Pharmaceutical Inc ACAD US 25%
Acadian Timber Corp ADN T 25%
Acasta Enterprises Inc-b AEF T 0%
Acasti Pharma Inc Cl-a ACST T 0%
Accelerate Diagnostics AXDX US 50%
Acceleron Pharma Inc XLRN US 25%
Acceleware Ltd AXE T 25%
Acciona Sa Eup 1 ACXIF US 25%
Acco Brands Corp ACCO US 50%
Accor Sa ACRFF US 25%
Accord Financial Corp ACD T 25%
Accuray Inc ARAY US 50%
Acelrx Pharmaceuticals ACRX US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Acer Therapeutics Inc ACER US 0%
Aceto Corp ACET US 0%
Achaogen Inc AKAO US 0%
Achieve Life Sciences-new ACHV US 0%
Achillion Pharmaceuticals ACHN US 25%
Aci Worldwide Inc ACIW US 50%
Ackermans & Van Haaren AVHNF US 25%
Aclaris Therapeutics Inc ACRS US 25%
Acm Research Inc Cl-a ACMR US 25%
Acme United Corp ACU US 25%
Acnb Corp ACNB US 25%
Acorda Therapeutics Inc ACOR US 25%
Acorn Energy Inc ACFN US 25%
Acorn Intl Inc Sp/adr-new ATV US 25%
Acs Actividades De Const ACSAF US 25%
Actelion Ltd Chf .5 ALIOF US 0%
Actinium Pharamaceuticals ATNM US 0%
Action Energy Inc AECFF US 0%
Active Wgt Fd Eventsh Etf PLCY US 0%
Acuityads Holdings Inc AT T 25%
Acura Pharmaceuticals Inc ACUR US 0%
Acushnet Holdings Corp GOLF US 50%
Adamas Pharmaceuticals ADMS US 25%
Adamera Minerals Corp ADZ T 25%
Adamis Pharmaceut Crp-new ADMP US 0%
Adams Diversified Eqty Fd ADX US 25%
Adams Natural Res Fund PEO US 25%
Adams Res & Energy Inc AE US 25%
Adaptimmune Therap Sp/adr ADAP US 25%
Addvantage Tech Group Inc AEY US 25%
Adecco Group Ag AHEXF US 25%
Adesto Technologies Corp IOTS US 25%
Adex Mining Inc ADE T 25%
Adf Group Inc Sv DRX T 25%
Adial Pharmaceuticals Inc ADIL US 0%
Adidas Ag ADDDF US 25%
Adient Plc ADNT US 50%
Adma Biologics Inc ADMA US 25%
Admiral Group Plc AMIGF US 25%
Adomani Inc ADOM US 25%
Adtalem Global Education ATGE US 50%
Aduro Biotech Inc ADRO US 0%
Adv Dorsey Wrgt Short Etf DWSH US 0%
Advanced Emissions Solns ADES US 25%
Advanced Explorations Inc ADEXF US 25%
Advanced Proteome Thrptcs APC T 0%
Advansix Inc ASIX US 50%
Advantage Cdn H/yld-a T/u AHY.UN T 25%
Advantage Insurance Inc AVI US 25%
Advantest Corp ADTTF US 25%
Advanz Pharma Corp Lvs ADVZ'U T 25%
Advaxis Inc ADXS US 0%
Advectus Life Sciences AVXSF US 0%
Advent Clym Cvt Sec&in Fd AVK US 25%
Adverum Biotechnologies ADVM US 0%
Advisorsh Star Gl Buy Etf VEGA US 0%
Adya Inc ADYA T 25%
Aegean Marine Petro Ntwrk ANWWQ US 0%
Aeglea Biotherapeutics AGLE US 0%
Aehr Test Systems AEHR US 25%
Aemetis Inc AMTX US 25%
Aeon Co Ltd Jpn 50 AONNF US 25%
Aerie Pharmaceuticals Inc AERI US 25%
Aerocentury Corp ACY US 25%
Aerohive Networks Inc HIVE US 25%
Aerojet Rocketdyne Hldgs AJRD US 50%
Aerpio Pharmaceuticals ARPO US 0%
Aeterna Zentaris Inc AEZS T 0%
Aethlon Medical Inc AEMD US 25%
Aevi Genomic Medicine Inc GNMX US 0%
Affimed N.v. AFMD US 0%
Afg Holdings Inc AFGL US 25%
Africa Oil Corp AOI T 25%
African Gold Group Inc AGG T 25%
Ag Mortgage Investment Tr MITT US 50%
Ag&e Holdings Inc AGNUQ US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Ageagle Aerial Systems UAVS US 25%
Ageas Sa/nv AGESF US 25%
Agellan Commercial Reit ACR.UN T 25%
Agenus Inc AGEN US 25%
Agex Therapeutics Inc AGE US 0%
Agile Therapeutics Inc AGRX US 0%
Agility Health Inc-vtg AHI T 25%
Agilysys Inc AGYS US 25%
Agios Pharmaceuticals Inc AGIO US 25%
Agjunction Inc AJX T 25%
Agm Group Hldgs Inc Cl-a AGMH US 25%
Agnc Invt Corp Ser-b Pfd AGNCB US 0%
Agrofresh Solutions Inc AGFS US 25%
Aia Group Ltd AAIGF US 25%
Aileron Therapeutics Inc ALRN US 0%
Aimmune Therapeutics Inc AIMT US 25%
Air Industries Group AIRI US 25%
Air Liquide Eur 11 AIQUF US 25%
Air T Inc AIRT US 25%
Airboss Of America Cp BOS T 25%
Airgain Inc AIRG US 25%
Airiq Inc IQ T 25%
Airmedia Group Inc Sp/adr AMCN US 0%
Aisin Seiki Co Ltd ASEKF US 0%
Ajinomoto Co Inc AJINF US 25%
Ak Stl Hldg Corp AKS US 50%
Akari Therapeutics Adr AKTX US 0%
Akcea Therapeutics Inc AKCA US 25%
Akebia Therapeutics Inc AKBA US 25%
Akers Biosciences Inc-new AKER US 25%
Akita Drilling Ltd Cl B AKT'B T 25%
Akita Drilling Ltd-a Nv AKT'A T 25%
Akorn Inc AKRX US 25%
Akoustis Technologies Inc AKTS US 25%
Akumin Inc AKU T 25%
Akzo Nobel AKZOF US 25%
Alabama Power Co 5%-a Pfd ALP.Q US 25%
Alacer Gold Corp ASR T 25%
Alamos Gold Inc Cl-a AGI T 50%
Alarm.com Holdings Inc ALRM US 50%
Alaska Air Group Inc ALK US 50%
Alaska Communications ALSK US 25%
Alberton Acquisition Corp ALAC US 0%
Albireo Pharma Inc ALBO US 25%
Alcanna Inc CLIQ T 25%
Alcentra Capital Corp ABDC US 25%
Alder Biopharmaceuticals ALDR US 25%
Alderon Iron Ore Corp IRON T 25%
Aldeyra Therapeutics Inc ALDX US 0%
Aldridge Minerals Inc AGM T 25%
Aleafia Health Inc ALEF T 25%
Alexandria Minerals Corp AZX T 25%
Alexco Resources Corp AXR T 25%
Alexion Pharmaceuticals ALXN US 50%
Alfa Laval Ab Pv Sek 10 ALFVF US 25%
Algoma Central Corp ALC T 25%
Alibaba Group Holding-adr BABA US 50%
Alico Inc ALCO US 25%
Alignvest Acq Ii Cl-a Rvs AQY'A T 0%
Alimera Sciences Inc ALIM US 0%
Alio Gold Inc ALO T 25%
Alithya Group Inc-a Svs ALYA T 25%
Alj Regional Holdings Inc ALJJ US 25%
Alkali3 Resources Inc ALK'H T 0%
Alkaline Water Co WTER T 25%
Alkermes Plc ALKS US 50%
Allakos Inc ALLK US 0%
Allegheny Tech Incorp ATI US 50%
Allegiant Travel Co ALGT US 25%
Allegro Merger Corp ALGR US 25%
Allena Pharmaceuticals ALNA US 0%
Alliance Mma Inc AMMA US 25%
Alliance Res Partners L.p ARLP US 50%
Alliancebernstein Glb Fd AWF US 25%
Alliancebernstein Hld Lpu AB US 50%
Allianz Se ALIZF US 25%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Allianzgi Conv&icm 5.5%pf NCZ.A US 25%
Allianzgi Conv&incm-a Pfd NCV.A US 25%
Allianzgi Convt & Incm Fd NCV US 25%
Allianzgi Cv&icm 2024 Tgt CBH US 25%
Allianzgi Cv&incm Fd Ii NCZ US 25%
Allianzgi Divsf Incm&conv ACV US 25%
Allianzgi Eq&conv Incm Fd NIE US 25%
Allianzgi Nfg Dv Int&prem NFJ US 25%
Allied Cap 6.875% Notes AFC US 0%
Allied Healthcre Prod-new AHPI US 25%
Allied Hotel Pptys Inc AHP T 25%
Alliqua Biomedical-new ALQA US 25%
Allogene Therapeutics ALLO US 50%
Allot Communications Ltd ALLT US 25%
Allscripts Healthcare Sol MDRX US 25%
Almonty Industries Inc AII T 25%
Alnylam Pharmaceuticals I ALNY US 50%
Alpha & Omega Semiconduct AOSL US 25%
Alpha Pro Tech APT US 25%
Alphaclone Alt Alpha Etf ALFA US 0%
Alphatec Holdings Inc-new ATEC US 0%
Alphinat Inc NPA T 25%
Alpine Immune Sciences ALPN US 0%
Alps Electric Co Ltd APELF US 25%
Alstom AOMFF US 0%
Alta Mesa Resources Inc-a AMR US 25%
Altagas Canada Inc ACI T 25%
Altai Res Inc ATI T 25%
Altair Engineering Inc-a ALTR US 50%
Altamira Gold Corp ALTA T 0%
Altan Rio Minerals Ltd AMO T 25%
Alteryx Inc Cl-a AYX US 50%
Altimmune Inc-new ALT US 0%
Altisource Asset Mgmt Crp AAMC US 0%
Altisource Portfolio Soln ASPS US 25%
Altitude Resources Inc ALI T 25%
Altius Minerals Corp ALS T 50%
Altrust Financial Svcs ATFS US 0%
Alturas Minerals Corp ALT T 25%
Altus Midstream Co Cl-a ALTM US 25%
Aluminum Corp Of China-h ALMMF US 0%
Aluminum Crp Of China-adr ACH US 25%
Alvopetro Energy Ltd ALV T 25%
Amada Co Ltd, Isehara AMDWF US 25%
Amag Pharmaceuticals Inc AMAG US 25%
Amarc Resources Ltd AHR T 25%
Amarillo Gold Corp AGC T 25%
Amarin Corp Plc Adr AMRN US 50%
A-mark Precious Metals AMRK US 25%
Ambac Finl Group Inc-new AMBC US 0%
Amber Road Inc AMBR US 25%
Ambev Sa Adr ABEV US 0%
Ambow Educ Hldg S/adr-new AMBO US 0%
Amcon Distributing Co DIT US 25%
Amcor Ltd - Ord AMCRF US 25%
Amedisys Inc AMED US 50%
Amer First Multifamily Lp ATAX US 25%
Amer Shared Hosp Svcs Inc AMS US 25%
Amerco UHAL US 0%
Ameri Holdings Inc AMRH US 25%
American Axle & Mfg Hldgs AXL US 50%
American Caresource Hldgs GNOW US 25%
American Core Sec Div T/u ACZ.UN T 25%
American Creek Res Ltd AMK T 25%
American Cumo Mining Corp MLY T 25%
American Electric Techs AETI US 25%
American Equity Investmen AEL US 50%
American Finance Tr Inc-a AFIN US 25%
American Manganese Inc AMY T 25%
American Midstream Lpu AMID US 25%
American National Bankshr AMNB US 25%
American Outdoor Brands AOBC US 50%
American Public Educ Inc APEI US 50%
American Realty Investors ARL US 25%
American Renal Assoc Hldg ARA US 50%
American River Bankshares AMRB US 25%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
American Software Cl -a- AMSWA US 25%
American Spectrm Rlty AQQSQ US 25%
American Superconduct-new AMSC US 25%
American Vanguard Corp AVD US 50%
America's Car-mart Inc CRMT US 50%
Americas Silver Corp USAS US 25%
Amerigo Resources Ltd ARG T 25%
Ameris Bancorp ABCB US 50%
Amerisafe Inc AMSF US 50%
Ameriserv Fin Cap I 8.45% ASRVP US 25%
Ameriserv Financial Inc ASRV US 25%
Ames National Corp ATLO US 25%
Amg Bioenergy Res Hldgs ABG'H T 0%
Amicus Therapeutics Inc FOLD US 25%
Amira Nature Foods Ltd ANFI US 25%
Amneal Pharmaceuticals-a AMRX US 50%
Amp Limited AMLTF US 25%
Ampal-american Israel Crp AMPLQ US 25%
Ampco-pittsburgh Corp AP US 25%
Amphastar Pharmaceuticals AMPH US 25%
Ampio Pharmaceuticals Inc AMPE US 25%
Ampliphi Biosciences-new APHB US 0%
Amrep Corporation AXR US 25%
Amtech Systems Inc ASYS US 25%
Amtrust Fin Svc7.75%-e Pf AFSI.E US 25%
Amtrust Finl 6.75%-a Pfd AFSI.A US 25%
Amtrust Finl Svc-d 7.5%pf AFSI.D US 25%
Amtrust Finl Svcs Inc AFSI US 50%
Amtrust Finl Svcs-b 8% Pf AFSI.B US 25%
Amtrust Finl Svcs-c Pfd AFSI.C US 25%
Amyris Inc-new AMRS US 25%
Anadarko Petroleum Corp APC US 50%
Analytixinsight Inc ALY T 25%
Anaplan Inc PLAN US 50%
Anaptysbio Inc ANAB US 25%
Anavex Life Sciences Corp AVXL US 0%
Anconia Resources Corp ARA T 25%
Andatee China Marine Fuel AMCF US 0%
Anderson's Inc (the) ANDE US 50%
Andrew Peller Ltd-a Nv ADW'A T 50%
Andrew Peller Ltd-b Vtg ADW'B T 25%
Anfield Energy Inc AEC T 25%
Angkor Gold Corp ANK T 25%
Anglo Amer Plc Usd0.54945 AAUKF US 25%
Anglo Pacific Grp Plc APY T 25%
Anglogold Ashanti Ltd Adr AU US 0%
Ani Pharmaceuticals Inc ANIP US 25%
Anika Therapeutics Inc ANIK US 25%
Anixa Biosciences Inc ANIX US 0%
Anixter Intl Inc AXE US 50%
Annidis Corp RHA'H T 25%
Ansaldo Sts Spa ASDOF US 0%
Antares Pharma Inc ATRS US 25%
Antero Midstream Gp Lp AMGP US 50%
Antero Midstream Prtns Lp AM US 50%
Antero Resources Corp AR US 50%
Anterra Energy Inc Cl-a ATERF US 25%
Anthera Pharmaceutic-new ANTH US 0%
Antibe Therapeutics Inc ATE T 0%
Antioquia Gold Inc AGD T 25%
Antofagasta Hldgs Plc ANFGF US 25%
Anworth Mortgage Asset C ANH US 50%
Aoxing Pharma Co Inc AOXG US 0%
Apellis Pharmaceuticals APLS US 25%
Aperam Sa APMSF US 25%
Apergy Corporation APY US 50%
Aphria Inc APHA T 0%
Apollo Coml Real Est Fnc ARI US 50%
Apollo Endosurgery Inc APEN US 25%
Apollo Investment Crp-new AINV US 50%
Apollo Senior Flt Rate AFT US 25%
Apollo Tactical Income Fd AIF US 25%
Appfolio Inc Cl-a APPF US 50%
Appliance Recycling Ctr ARCI US 25%
Applied Dna Svcs Inc APDN US 25%
Applied Genetic Techs Crp AGTC US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Applied Optoelectronics AAOI US 50%
Approach Res Inc AREX US 25%
Apptio Inc Cl-a APTI US 50%
Apricus Biosciences-new APRI US 0%
Aptevo Therapeutics Inc APVO US 0%
Aptose Biosciences Inc APS T 0%
Aptynix Inc APTX US 25%
Aq Corporation AQCP US 0%
Aqua Metals Inc AQMS US 25%
Aquabounty Technologies AQB US 0%
Aquaventure Holdings Ltd WAAS US 0%
Aquestive Therapeutics AQST US 0%
Aquila Resources Inc AQA T 25%
Aquinox Pharmaceuticals AQXP US 0%
Aradigm Corp ARDM US 0%
Aralez Pharmaceuticals ARLZQ US 25%
Aratana Therapeutics Inc PETX US 25%
Aravive Inc ARAV US 0%
Arbor Rlty Tr Inc ABR US 50%
Arbutus Biopharma Corp ABUS US 0%
Arc Document Solutns Inc ARC US 25%
Arc Group Worldwide Inc ARCW US 25%
Arca Biopharma Inc-new ABIO US 0%
Arcadia Biosciences-new RKDA US 25%
Arcbest Corporation ARCB US 50%
Arcelormittal Cl-a MT US 50%
Arch Cap Grp 5.25%-e Pfd ACGLP US 0%
Arch Cap Grp 5.45%-f Pfd ACGLO US 0%
Arch Coal Inc Cl-a ARCH US 50%
Arch Therapeutics Inc ARTH US 0%
Archon Minerals Ltd ACS T 25%
Archrock Inc AROC US 50%
Arcimoto Inc FUV US 25%
Arcland Resources Inc ADR'H T 0%
Arcos Dorados Hldgs Inc-a ARCO US 0%
Arcturus Therapeutics Ltd ARCT US 0%
Arcus Biosciences Inc RCUS US 25%
Ardelyx Inc ARDX US 0%
Ardmore Shipping Corp ASC US 25%
Arena Minerals Inc AN T 25%
Arena Pharmaceuticals-new ARNA US 25%
Ares Commercial R/e Corp ACRE US 50%
Ares Dynamic Credit Alloc ARDC US 25%
Argenx Se Spons Ads ARGX US 50%
Argex Titanium Inc RGX T 25%
Argo Group Us Inc 6.5% Pf ARGD US 25%
Argonaut Gold Inc AR T 50%
Argos Therapeutics-new ARGSQ US 0%
Arian Resources Corp GNHRF US 25%
Arianne Phosphate Inc DAN T 25%
Aridis Pharmaceuticals ARDS US 0%
Aritzia Inc Sub Vtg ATZ T 50%
Ark Restaurants Corp ARKR US 25%
Arkadia Cap Corp AKC'H T 0%
Arlington Asset Invst-new AI US 50%
Armada Mercantile Ltd ARM T 0%
Armco Metals Hldgs Inc AMCO US 25%
Armour Residentl Reit-new ARR US 50%
Arotech Corp ARTX US 25%
Aroway Energy Inc ARWJF US 25%
Arqule Inc ARQL US 25%
Array Biopharma Inc ARRY US 25%
Arrow Financial Corp AROW US 25%
Arrowhead Pharmaceuticals ARWR US 25%
Arsanis Inc ASNS US 0%
Artesian Res Corp Cl A ARTNA US 25%
Artisan Prtnrs Asst Mgt-a APAM US 50%
Arts Way Mfg Inc ARTW US 25%
Arvinas Inc ARVN US 25%
Arya Sciences Acq Corp-a ARYA US 0%
Aryx Therapeutics Inc ARYX US 25%
Asa Gold & Prec Mtls Ltd ASA US 25%
Asahi Group Holdings Ltd ASBRF US 25%
Asanko Gold Inc AKG T 25%
Asb Capital Inc ASB'H T 0%
Asbestos Corporation Ltd AB'H T 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Ascena Retail Group Inc ASNA US 50%
Ascendant Resources Inc ASND T 25%
Ascendis Pharma A/s Adr ASND US 25%
Ascent Capital Grp Inc-a ASCMA US 25%
Ascom Holding Ag, Bern ACMLF US 0%
Ascot Res Ltd AOT T 25%
Ashford Hosp 7.375%-f Pfd AHT.F US 25%
Ashford Hosp 7.375%-g Pfd AHT.G US 25%
Ashford Hosp 7.5% Sr-h Pf AHT.H US 25%
Ashford Hosp 8.45% D Pfd AHT.D US 25%
Ashford Hosp Tr-i 7.5% Pf AHT.I US 25%
Ashford Inc AINC US 25%
Asia Pacific Fund Inc APB US 25%
Asia Pacific Wire&cable APWC US 25%
Asian Tv Network Intl Ltd SAT T 0%
Aslan Pharmaceuticals Adr ASLN US 0%
Asml Hldg Nv Eur 0.09-new ASMLF US 0%
Aspen Aerogels Inc ASPN US 25%
Aspen Group Inc ASPU US 25%
Aspen Insurance Holdings AHL US 50%
Aspen Tech Inc AZPN US 50%
Assembly Biosciences Inc ASMB US 25%
Assertio Therapeutics Inc ASRT US 25%
Assicurazioni Generali ARZGF US 0%
Assoc Brit Foods 5 15/22p ASBFF US 25%
Associated Capital Group AC US 25%
Assure Holdings Corp IOM T 25%
Assured Gtd 5.6% Pfd-new AGO.F US 0%
Assured Gtd 6.25% Pfd-new AGO.E US 25%
Assured Gtd 6.875% Pf-new AGO.B US 25%
Asta Funding Inc ASFI US 25%
Astec Inds Inc ASTE US 50%
Astellas Pharma Inc Jpy50 ALPMF US 25%
Asterias Biotherapeutic-a AST US 0%
Aston Bay Holdings Ltd BAY T 25%
Astronova Inc ALOT US 25%
Astrotech Corp-new ASTC US 0%
Asure Software Inc ASUR US 25%
Asv Holdings Inc ASV US 25%
Asx Limited ASXFF US 25%
At Home Group Inc HOME US 50%
Ata Inc Adr ATAI US 0%
Atac Resources Ltd ATC T 25%
Atalaya Mining Plc AYM T 0%
Atara Biotherapeutics Inc ATRA US 25%
Atento Sa ATTO US 25%
Athabasca Minerals Inc ABM T 25%
Athenahealth Inc ATHN US 50%
Athenex Inc ATNX US 25%
Athersys Inc ATHX US 25%
Atico Mining Corp ATY T 25%
Atlantia Spa - Eur 1 ATASF US 0%
Atlantic Amern Corp AAME US 25%
Atlantic Gold Corp AGB T 25%
Atlantic Indl Mnls Inc ANL'H T 0%
Atlantic Power Corp-new ATP T 25%
Atlantic Pwr 4.85%-s1 Pfd AZP.A T 25%
Atlantic Pwr Pfd Eq-s2 Pf AZP.B T 25%
Atlantic Pwr Pfd Eq-s3 Pf AZP.C T 25%
Atlanticus Holdings Corp ATLC US 25%
Atlas Air Worldwd Hldg AAWW US 50%
Atlas Energy Grp Llc ATLS US 25%
Atlas Finl Hldgs 6.625%pf AFHBL US 25%
Atlas Finl Hldgs Inc-new AFH US 25%
Atlassian Corp Plc Cl-a TEAM US 50%
Atlatsa Resources Corp ATL T 25%
Atn Intl Inc ATNI US 50%
Atomera Inc ATOM US 25%
Atossa Genetics Inc-new ATOS US 25%
Atrium Mortgage Invt Corp AI T 25%
Attis Industries Inc ATIS US 25%
Atyr Pharma Inc LIFE US 0%
Auburn National Bancorp AUBN US 25%
Auckland Intl Airport-new ACKDF US 25%
Audentes Therapeutics Inc BOLD US 25%
Audiocodes Ltd AUDC US 50%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Audioeye Inc-new AEYE US 25%
Aura Minerals Inc ORA T 25%
Aurania Resources Ltd ARU T 25%
Aurcana Corporation AUN T 25%
Aurcrest Gold Inc AGO T 25%
Aurinia Pharmaceuticals AUP T 25%
Aurion Res Ltd AU T 25%
Auris Medical Hldg Ag-new EARS US 0%
Aurora Cannabis Inc ACB T 25%
Aurora Spine Corp ASG T 25%
Auryn Resources Inc AUG T 25%
Aust & Nzld Banking Group ANEWF US 25%
Australian Reit Icm-a T/u HRR.UN T 25%
Autocanada Inc ACQ T 50%
Autogrill Spa Itl ATGSF US 0%
Autohome Inc Cl-a Adr ATHM US 0%
Autolus Therapeutics Adr AUTL US 25%
Automotive Finco Corp AFCC T 25%
Automotive Ppty Reit T/u APR.UN T 25%
Autoweb Inc AUTO US 25%
Auxly Cannabis Group Inc XLY T 25%
Avadel Pharma Plc Spn Adr AVDL US 0%
Avalara Inc AVLR US 50%
Avalon Advanced Materials AVL T 25%
Avalon Globocare Corp AVCO US 25%
Avalon Hldgs Corp Cl-a- AWX US 25%
Avaya Holdings Corp AVYA US 50%
Avcorp Industries Inc AVP T 25%
Avenira Limited MMMKF US 25%
Avenue Therapeutics Inc ATXI US 0%
Aveo Pharmaceuticals Inc AVEO US 0%
Avesoro Resources Inc ASO T 25%
Avianca Holdings-adr Pfd AVH US 0%
Aviat Networks Inc-new AVNW US 25%
Avid Bioservices Inc CDMO US 25%
Avid Biosvcs S-e 10.5% Pf CDMOP US 25%
Avid Technology Inc AVID US 25%
Avidus Management Grp Inc ASNHF US 25%
Avinger Inc-new AVGR US 25%
Avino Silver & Gold Mns ASM T 25%
Aviva Plc Gb 25p AIVAF US 25%
Avon Prods Inc AVP US 50%
Avricore Health Inc AVCR T 0%
Avrobio Inc AVRO US 25%
Avrupa Minerals Ltd AVU T 25%
Aware Inc Mass AWRE US 25%
Axion Ventures Inc AXV T 0%
Axis Auto Finance Inc AXIS T 0%
Axos Financial Inc AX US 50%
Axovant Sciences Ltd AXON US 0%
Axsome Therapeutics Inc AXSM US 0%
Axt Inc AXTI US 25%
Aytu Bioscience Inc-new AYTU US 0%
Azabache Energy Inc AZBCF US 25%
Azarga Uranium Corp Cl-a AZZ T 25%
Azimut Exploration Inc AZM T 25%
Azimut Holding Spa AZIHF US 0%
Azteca Gold Corp AZGFF US 0%
Azul S.a Spons Adr AZUL US 0%
Azure Power Global Ltd AZRE US 25%
Azurrx Biopharma Inc AZRX US 0%
B Communications Ltd BCOM US 25%
B Riley Finl 6.875% Nts RILYI US 50%
B. Riley Financial Inc RILY US 25%
B2gold Corp BTO T 50%
Babcock & Wilcox Entrprse BW US 50%
Babcock Intl Group Plc.60 BCKIF US 0%
Bae Systems Plc Ord 2.5p BAESF US 25%
Bain Capital Spec Finance BCSF US 0%
Balchem Corp BCPC US 50%
Ballantyne Strong Inc BTN US 25%
Ballard Power Systems Inc BLDP T 25%
Balmoral Resources Ltd BAR T 25%
Balto Resources Ltd BAL'H T 0%
Banc Of California Inc BANC US 50%
Bancfirst Corp BANF US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Banco Bilbao Vizc Eur.49 BBVXF US 0%
Banco Bilbao Vizcaya Argn BBVA US 50%
Banco Bradesco S.a. Adr BBDO US 0%
Banco Bradesco Sa Adr BBD US 0%
Banco De Sabadell Sa BNDSF US 0%
Banco Latinoamer Comerc-e BLX US 25%
Banco Macro Sa Adr BMA US 0%
Banco Santan-chle Adr BSAC US 0%
Banco Santander Mex S/adr BSMX US 50%
Banco Santander S.a. Adr SAN US 50%
Banco Santander S6 F/r Pf SAN.B US 0%
Banco Santandr Brasil Adr BSBR US 0%
Bancorp 34 Inc BCTF US 25%
Bancorp Inc (the) TBBK US 50%
Bancorp Of New Jersey Inc BKJ US 25%
Bancorpsouth Bank BXS US 50%
Bancroft Fund 5.375%-a Pf BCV.A US 25%
Bancroft Fund Limited BCV US 25%
Bank Amer Crp Icm Cap Obl MER.K US 0%
Bank First National Corp BFC US 25%
Bank Of China Ltd-h BACHF US 25%
Bank Of Comm Holdings Inc BOCH US 25%
Bank Of Communications-h BKFCF US 25%
Bank Of East Asia BKEAF US 25%
Bank Of Hawaii Corp BOH US 50%
Bank Of Princeton (the) BPRN US 25%
Bank Of The James Finl Gp BOTJ US 25%
Bank Ozk OZK US 50%
Bank South Carolina Corp BKSC US 25%
Bank7 Corp BSVN US 25%
Bankfinancial Corp BFIN US 25%
Bankinter Sa BKIMF US 25%
Banks Island Gold Ltd BKSLF US 25%
Bankwell Finl Group Inc BWFG US 25%
Banner Corporation BANR US 50%
Bannerman Resources Ltd BNNLF US 25%
Banro Corp-new BAA US 25%
Baozun Inc-a Spon Adr BZUN US 50%
Bar Harbor Bankshares BHB US 25%
Barc Bk Etn+ Fi Enh Glb-b FIYY US 0%
Barc Bk Etn+fi Euro50 S-c FFEU US 0%
Barc Bk Ipath-b Bloom Etn GAZ US 0%
Barc Ipath S&p500 Vix S/t VXX US 0%
Barc Ipath-b Blm Agri Etn JJA US 0%
Barc Ipath-b Blm Alum Etn JJU US 0%
Barc Ipath-b Blm Coff Etn JO US 0%
Barc Ipath-b Blm Cott Etn BAL US 0%
Barc Ipath-b Blm Engy Etn JJE US 0%
Barc Ipath-b Blm Grns Etn JJG US 0%
Barc Ipath-b Blm Inds Etn JJM US 0%
Barc Ipath-b Blm Live Etn COW US 0%
Barc Ipath-b Blm Nick Etn JJN US 0%
Barc Ipath-b Blm Plat Etn PGM US 0%
Barc Ipath-b Blm Prec Etn JJP US 0%
Barc Ipath-b Blm Soft Etn JJS US 0%
Barc Ipath-b Blm Sug Etn SGG US 0%
Barc Ipath-b Blm Tin Etn JJT US 0%
Barc Ipath-b Copp Sub Etn JJC US 0%
Barcl Bk Shiller Cape Etn CAPE US 0%
Barclays Bk Plc Ipath Idx GSP US 0%
Barclays Etn+ Sel Mlp Etn ATMP US 0%
Barclays Etn+fi Enh Euro FLEU US 0%
Barclays Inverse Us Treas TAPR US 0%
Barclays Path-b S&p Etn VXXB US 0%
Barclays Plc Ord Gbp 0.25 BCLYF US 0%
Barclays Return Disab Etn RODI US 0%
Barclays S&p Veqtor Etn VQT US 0%
Barclays Women In Leader WIL US 0%
Barings Bdc Inc BBDC US 50%
Barings Corporate Invest MCI US 25%
Barings Glb Short Dur H/y BGH US 25%
Barings Participation Etf MPV US 25%
Barker Minerals Ltd BML T 25%
Barkerville Gold Mns Ltd BGM T 25%
Barnes & Noble Education BNED US 25%
Barnes & Noble Inc BKS US 50%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Barnwell Industries BRN US 25%
Barrett Bus Svcs Inc BBSI US 25%
Basf Se BFFAF US 25%
Basic Energy Svcs Inc-new BAS US 25%
Bassett Furniture Industr BSET US 25%
Batero Gold Corp BAT T 25%
Bausch Health Cos Inc BHC T 50%
Bay National Corp BAYN US 0%
Bayer Ag BAYZF US 25%
Bayerische Motorenwk(bmw) BAMXF US 25%
Baylin Technologies Inc BYL T 25%
Baymount Inc BYM'H T 0%
Bayshore Petroleum Corp BSH T 25%
Baytex Energy Corp BTE T 50%
Bbva Banco Frances Sa Adr BFR US 0%
Bcb Bancorp Inc (nj) BCBP US 25%
Be Resources Inc BER'H T 25%
Bear Creek Mining Corp BCM T 25%
Beasley Broadcast Grp-a BBGI US 25%
Beazer Homes Usa Inc-new BZH US 50%
Becker Milk Co-b Spl Nv BEK'B T 25%
Bed Bath And Beyond Inc BBBY US 50%
Beiersdorf Ag BDRFF US 25%
Beigene Ltd Spn/adr BGNE US 50%
Bel Fuse Inc Cl A BELFA US 25%
Bel Fuse Inc Cl B BELFB US 25%
Bellatrix Exploration-new BXE T 25%
Belle Intl Holdings BELLF US 25%
Bellerophon Therapeutics BLPH US 25%
Bellicum Pharmaceuticals BLCM US 0%
Bellus Health Inc-new BLU T 0%
Belmond Ltd Cl-a BEL US 50%
Belo Sun Mining Corp BSX T 25%
Benchmark Botanics Inc BBT T 0%
Benchmark Electronics Inc BHE US 50%
Beneficial Bancorp Inc BNCL US 50%
Benefitfocus Inc BNFT US 50%
Bengal Energy Ltd BNG T 25%
Benitec Biopharma Adr-new BNTC US 0%
Benton Resources Inc BEX T 25%
Berkshire Hils Bancorp BHLB US 50%
Berry Petroleum Company BRY US 25%
Besra Gold Inc BSRAF US 25%
Bevo Agro Inc BVO T 25%
Beyondspring Inc BYSI US 25%
Bfc Cap Tr Ii Tr Pfd BANFP US 25%
Bg Staffing Inc BGSF US 25%
Bgc Partners Inc Cl-a BGCP US 50%
Big 5 Sporting Goods Corp BGFV US 25%
Big Lots Inc BIG US 50%
Big Rock Brewery Inc BR T 25%
Big Rock Partners Acq BRPA US 0%
Bilibili Inc Adr BILI US 50%
Bioamber Inc BIOAQ US 25%
Bioanalytical System Inc BASI US 25%
Bioasis Technologies Inc BTI T 0%
Bioblast Pharma Ltd-new ORPN US 0%
Biocept Inc-new BIOC US 0%
Bioceres Sa Adr BIOX US 0%
Biocryst Pharmaceuticals BCRX US 25%
Biodelivery Sciences Intl BDSI US 25%
Biofrontera Ag Adr BFRA US 25%
Biogen Inc BIIB US 50%
Biohaven Pharmaceutical BHVN US 25%
Biohitech Global Inc BHTG US 25%
Bio-key Intl Inc BKYI US 25%
Biolase Inc-new BIOL US 25%
Biolife Solutions Inc BLFS US 25%
Bioline Rx Ltd-spn Adr BLRX US 0%
Biomarin Pharmaceutcl Inc BMRN US 50%
Biomerica Inc BMRA US 25%
Bionano Genomics Inc BNGO US 25%
Biondvax Pharmaceut S/adr BVXV US 0%
Biopharmx Corp BPMX US 0%
Biorem Inc BRM T 25%
Bioscrip Inc BIOS US 50%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Biosig Technologies-new BSGM US 25%
Biosign Technologies Inc BITKF US 25%
Biospecifics Tech Corp BSTC US 25%
Biostar Pharma Inc-new BSPM US 0%
Biosyent Inc RX T 0%
Biotime Inc BTX US 0%
Bioxcel Therapeutics Inc BTAI US 0%
Biozoom Inc BIZM US 0%
Birchcliff Energy Ltd BIR T 50%
Birchcliff Energy-a Pfd BIR.A T 50%
Birchcliff Engy 7%-c Pfd BIR.C T 50%
Bird Construction Inc BDT T 25%
Birks Group Inc BGI US 25%
Bison Capital Acquis Corp BCAC US 0%
Bitauto Hldgs Ltd Spo Adr BITA US 50%
Bitterroot Resources Ltd BTT T 25%
Bjs Restaurants Inc BJRI US 50%
Bk Technologies Inc BKTI US 25%
Black Box Corp BBOX US 25%
Black Diamond Group Ltd BDI T 25%
Black Iron Inc BKI T 25%
Black Lion Capital Corp BLC'H T 0%
Black Ridge Acquisition BRAC US 0%
Blackbaud Inc BLKB US 50%
Blackbird Energy Inc BBI T 25%
Blackhawk Res Corp BLR T 25%
Blackheath Resources Inc BHR T 25%
Blackline Inc BL US 50%
Blackline Safety Corp BLN T 25%
Blackrock 2022 Gl Icm Opp BGIO US 25%
Blackrock Capital Invt Cp BKCC US 25%
Blackrock Corp Hi Yld Fnd HYT US 25%
Blackrock Ltd Dur Incm Tr BLW US 25%
Blackrock Multi Sec Incm BIT US 25%
Blackrock Mun2030 Tgt Trm BTT US 25%
Blackrock Science & Tech BST US 25%
Blackrock Tcp Capital Crp TCPC US 50%
Blackrock Util,infr&power BUI US 25%
Blacksteel Energy Inc BEY T 25%
Blackstone / Gso Sr Float BSL US 25%
Blackstone/gso Long Short BGX US 25%
Blackstone/gso Stgc Credt BGB US 25%
Blink Charging Co BLNK US 25%
Blockchain Power Tr T/u BPWR.U T 0%
Blockchain Techs Cl-a Etf HBLK T 0%
Blockchaink2 Corp BITK T 0%
Blockstrain Tech Corp DNAX T 0%
Blonder Tongue Labs Inc BDR US 25%
Bloom Select Incm Fd T/u BLB.UN T 25%
Bloom Us Incm&grwth-a T/u BUA.UN T 25%
Bloomin' Brands Inc BLMN US 50%
Blucora Inc BCOR US 50%
Blue Apron Holdings Inc-a APRN US 25%
Blue Capital Reinsurance BCRH US 25%
Blue Hills Bancorp Inc BHBK US 50%
Blue Ribbon Income Fd T/u RBN.UN T 25%
Blue River Res Ltd BXR T 25%
Blue Water Petroleum Corp BWPC US 25%
Bluebird Bio Inc BLUE US 50%
Bluedrop Perform Learning BPLI T 25%
Blueknight Egy 17.5%-a Pf BKEPP US 25%
Blueknight Energy Llc Lpu BKEP US 25%
Bluelinx Holdings Inc-new BXC US 25%
Blueprint Medicines Corp BPMC US 25%
Bluerock Resdnt Gw Reit-a BRG US 25%
Bluerock Resid Gw-d Pfd BRG.D US 25%
Bluerock Resid-a Reit Pfd BRG.A US 25%
Bluerock Resid-c Reit Pfd BRG.C US 25%
Bluerock Ventures Crp-new BCR'H T 0%
Blumetric Environmental BLM T 25%
Bmo Flt/rt Hi Yld T/u Etf ZFH T 25%
Bmo Hi Yld Us Corp Bd Etf ZJK T 35%
Bmo Hy Us C/b Hdg C$ Indx ZHY T 25%
Bmo Micr Fang+idx 3x Etn FNGU US 0%
Bmo Micr Fang+idx 3x Invr FNGD US 0%
Bmo Micro Fang+idx 2x Inv FNGZ US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Bmo Micro Fang+idx 2x Lev FNGO US 0%
Bmo Microsec Fang+idx Inv GNAF US 0%
Bmo Msci Emrg Mkt Idx Etf ZEM T 50%
Bmo Us Put Write Etf ZPW T 0%
Bmo Us Put Write U$ Etf ZPW'U T 0%
Bmtc Group Inc GBT T 25%
Bnk Petroleum Inc BKX T 25%
Bnp Paribas - Ord BNPQF US 25%
Boardwalktech Software BWLK T 25%
Boc Hong Kong Hldgs Ltd BNKHF US 25%
Boingo Wireless Inc WIFI US 50%
Boise Cascade Co BCC US 50%
Bojangles Inc BOJA US 50%
Bok Finl Crp 5.375%sub Nt BOKFL US 0%
Bold Stroke Ventures Inc BSV'H T 0%
Bold Ventures Inc BOL T 25%
Bolsas Y Mercados Espanol SOHMF US 0%
Bonal International Inc BONL US 0%
Bonanza Creek Energy-new BCEI US 25%
Bonavista Energy Corp BNP T 25%
Bonso Electroncs Intl Inc BNSO US 25%
Bonterra Energy Corp BNE T 50%
Bonterra Res Inc-new BTR T 25%
Bon-ton Stores Inc BONTQ US 25%
Boot Barn Holdings Inc BOOT US 50%
Boralex Inc Cl-a BLX T 50%
Borqs Technologies Inc BRQS US 0%
Bos Better Online Sol-new BOSC US 25%
Boston Omaha Corp BOMN US 25%
Boston Pizza Royl Inc T/u BPF.UN T 25%
Boston Private Finl Hldg BPFH US 50%
Bottomline Techs Inc EPAY US 50%
Boulder Growth & Incm Fnd BIF US 25%
Bouygues 1eur BOUYF US 25%
Bovie Medical Corp BVX US 25%
Bowl America Inc Com BWL'A US 25%
Box Inc Cl-a BOX US 50%
Boxlight Corp Cl-a BOXL US 25%
Boyd Gaming Corp BYD US 25%
Boyuan Constr Group Inc BOY T 0%
Bp Cdn Gold Miners Bear-a HGD T 35%
Bp Cdn Gold Miners Bull-a HGU T 35%
Bp Crd Oil 2x Dly Bear-a HOD T 35%
Bp Crd Oil 2x Dly Bull-a HOU T 35%
Bp Gold Bullion 2x Bear-a HBD T 35%
Bp Gold Bullion 2x Bull-a HBU T 35%
Bp Midstream Partners Lp BPMP US 50%
Bp Natl Gas 2x Dly Bear-a HND T 35%
Bp Natl Gas 2x Dly Bull-a HNU T 35%
Bp Nsdq-100 2x Dly Bear-a HQD T 35%
Bp Nsdq-100 2x Dly Bull-a HQU T 35%
Bp Prudhoe Bay Royalty Tr BPT US 50%
Bp S&p 500 2x Dly Bear-a HSD T 35%
Bp S&p500 2x Dly Bull-a HSU T 35%
Bp S&p500 Vix S/t Fut Etf HUV T 0%
Bp S&ptsx Capp En Bear-a HED T 35%
Bp S&ptsx Capp En Bull-a HEU T 35%
Bp S&ptsx Capp Fin Bear-a HFD T 35%
Bp S&ptsx Capp Fin Bull-a HFU T 35%
Bp S&ptsx60 2x Dly Bear-a HXD T 35%
Bp S&ptsx60 2x Dly Bull-a HXU T 35%
Bp Silv 2x Dly Bear-a Etf HZD T 35%
Bp Silv 2x Dly Bull-a Etf HZU T 35%
Braemar Hotels & Resorts BHR US 50%
Brainstorm Cell Therapeut BCLI US 0%
Brambles Ltd BMBLF US 25%
Brampton Brick Ltd-a Sv BBL'A T 25%
Brand Leaders Incm Fd T/u HBL.UN T 25%
Brand Marvel Wrld Con Prd BRMWF US 25%
Brasilagro Cia Br Sp/adr LND US 0%
Braskem S.a. S/adr BAK US 0%
Breaking Data Corp BKDCF US 25%
Brf S.a. Adr BRFS US 0%
Bri-chem Corp BRY T 25%
Brick Brewing Co Ltd BRB T 25%
Bridge Bancorp Inc BDGE US 25%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Bridgeline Digital-new BLIN US 25%
Bridgepoint Education Inc BPI US 25%
Bridgestone Corp #5108 BRDCF US 25%
Bridgewater Bancshares BWB US 25%
Bridgford Foods Corp BRID US 25%
Brightcove Inc BCOV US 25%
Bristow Group Inc BRS US 25%
British Land Co Plc - 25p BRLAF US 25%
Brixton Metals Corp-new BBB T 25%
Broadvision Inc BVSN US 25%
Broadway Finl Corp Del BYFC US 25%
Broadwind Energy Inc-new BWEN US 25%
Brookdale Sr Living Inc BKD US 50%
Brookfield Dtla 7.625% Pf DTLA'PR US 25%
Brookfield Glb Infras T/u BGI.UN T 25%
Brookfield Global Listed INF US 25%
Brookfield Invs C1 S-a Pf BRN.A T 25%
Brookfield Rl Est Svc Inc BRE T 25%
Brookfield Select Opp T/u BSO.UN T 25%
Brookline Bancorp Inc BRKL US 50%
Brs Resources Ltd BRS T 25%
Brt Apartments Corp BRT US 25%
Brunswick Corp 6.5% Nts BC.A US 0%
Brunswick Corp 6.625% Nts BC.B US 50%
Bryn Mawr Bank Corp BMTC US 50%
Bsm Technologies Inc GPS T 25%
Bsquare Corp BSQR US 25%
Bsr Reit HOM'U T 25%
Btb Reit T/u - New BTB.UN T 25%
Btl Group Ltd BTL T 25%
Buffalo Coal Corp BUF T 0%
Buhler Industries Inc BUI T 25%
Build-a-bear Workshop Inc BBW US 25%
Builders Captl Mrtg Nv-a BCF T 25%
Builders Firstsource Inc BLDR US 50%
Bullman Minerals Inc BUL T 25%
Bunzl Plc Gbp 32.142 BZLFF US 25%
Burberry Group Plc-new BBRYF US 25%
Burcon Nutrascience Cp BU T 25%
Business First Bancshares BFST US 0%
Butte Energy Inc BEN'H T 25%
Bwx Technologies Inc BWXT US 50%
C & F Finanacial Corp CFFI US 25%
C&j Energy Services Inc CJ US 50%
Cabco S04-101 Tr-gs Cap I GYB US 25%
Cabco S-04-102 Tr Sbc GYC US 25%
Cabco Tr For Jcp 7.625%pf PFH US 25%
Cabo Drilling Corp CBE T 25%
Cabot Corporation CBT US 50%
Cache Inc CACH US 25%
Cactus Inc Cl-a WHD US 50%
Cadence Bancorporation-a CADE US 50%
Cadiz Inc CDZI US 25%
Caesars Entertainmnt Corp CZR US 50%
Caesarstone Ltd CSTE US 50%
Caiterra Intl Energy Corp CTI T 25%
Caixabank S.a. CIXPF US 25%
Cal Dive Intl Inc CDVIQ US 25%
Caladrius Biosciences-new CLBS US 0%
Calamos Cnvt&high Inc Fnd CHY US 25%
Calamos Conv Oppor&inc Fd CHI US 25%
Calamos Dynamic Conv&incm CCD US 25%
Calamos Glbl Dynamic Incm CHW US 25%
Calamos Global Total Rtrn CGO US 25%
Calamos Stgc Total Ret Fd CSQ US 25%
Caldera Resources Inc CAEFF US 0%
Caldwell Ptnrs Intl Inc CWL T 25%
Caledonia Mining Corp CAL T 0%
Caleres Inc CAL US 50%
Calfrac Well Services Ltd CFW T 25%
Calian Group Ltd CGY T 25%
California Nanotechs Corp CNO T 25%
California Res Corp-new CRC US 50%
Calithera Biosciences Inc CALA US 0%
Calix Inc CALX US 50%
Callaway Golf Co ELY US 50%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Callidus Capital Corp CBL T 25%
Callinex Mines Inc CNX T 25%
Callitas Health Inc LILY T 0%
Callon Pete Co CPE US 50%
Calumet Specialty Pro Lpu CLMT US 25%
Calyx Ventures Inc CYX T 0%
Calyxt Inc CLXT US 25%
Cambria Tail Risk Etf TAIL US 0%
Cambridge Bancorp CATC US 25%
Camden National Corp CAC US 25%
Cameco Corp CCO T 50%
Cameo Cobalt Corp CRU T 0%
Camping World Hldgs Inc-a CWH US 50%
Camtek Ltd CAMT US 25%
Can Fite Biopharma-sp Adr CANF US 0%
Canaccord 3.885%-a 1st Pf CF.A T 50%
Canaccord 4.993%-c 1st Pf CF.C T 50%
Canaccord Genuity Group CF T 50%
Canacol Energy Ltd CNE T 50%
Canada Carbon Inc CCB T 25%
Canada Energy Partners CE T 25%
Canada Rare Earth Corp LL T 25%
Canadabis Capital Inc CANB'P T 0%
Canadian Banc Corp Cl-a BK T 50%
Canadian Banc Corp Pfd BK.A T 50%
Canadian Conv Plus Fd T/u CCI.UN T 25%
Canadian High Incm Eq T/u CIQ.UN T 25%
Canadian Inv Grd Pf-t Utf RIGP.U T 25%
Canadian Overseas Pete Lt XOP T 25%
Canadian Solar Inc CSIQ US 50%
Canadian Spirit Res Inc SPI T 25%
Canalaska Uranium Ltd CVV T 25%
Canam Coal Corp COECF US 25%
Canarc Resource Corp CCM T 25%
Canasia Finl Inc Cl-a CNA'H T 0%
Canasil Res Inc CLZ T 25%
Cancer Genetics Inc CGIX US 0%
Candente Copper Corp-new DNT T 25%
Candente Gold Corp CDG T 25%
Canex Energy Corp CSC'H T 0%
Canfor Pulp Products Inc CFX T 50%
Cango Inc Adr CANG US 25%
Canickel Mining Ltd CML T 25%
Canlan Ice Sports Crp-new ICE T 25%
Canna 8 Investment T/u RCR'P T 0%
Cannabis Strat Acq-a Rvs CBAQF US 0%
Cannae Holdings Inc CNNE US 50%
Canntrust Holdings Inc TRST T 25%
Canoe Mining Ventures Crp CLV T 25%
Canopy Growth Corp WEED T 25%
Canopy Rivers Inc-a Svs RIV T 25%
Canso Credit Income-a T/u PBY.UN T 25%
Canso Select Opport-a Mvs CSOC'A T 25%
Canso Select Opport-b Svs CSOC'B T 25%
Canterbury Park Hldg Corp CPHC US 0%
Canterra Minerals Corp CTM T 25%
Cantex Mine Dev Corp CD T 25%
Canwel Bldg Materials Grp CWX T 50%
Capgain Properties Inc CPGYF US 25%
Capita Group 2.0667 Gbp CTAGF US 0%
Capital Bancorp Inc CBNK US 25%
Capital Dgmc Inc FGF'H T 0%
Capital Products Lp CPLP US 0%
Capital Senior Living CSU US 25%
Capital Southwest Corp CSWC US 25%
Capital Venture Euro Plc CPVNF US 0%
Capitala Fin Corp 6% Nts CPTAL US 25%
Capitala Fin Crp 5.75%nts CPTAG US 25%
Capitala Finance Corp CPTA US 25%
Capitalsouth Bancorp CAPB US 0%
Capitol Fed Finl Inc CFFN US 50%
Capitol Invt Corp Iv Cl-a CIC US 0%
Capricor Therapeutics Inc CAPR US 0%
Capricorn Busn Acquis-new CAK'H T 0%
Capstar Financial Hldgs CSTR US 25%
Capstead Mtge Corp CMO US 50%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Capstone Infra3.271%-a Pf CSE.A T 25%
Capstone Mining Corp CS T 25%
Capstone Turbine Corp-new CPST US 25%
Cara Therapeutics Inc CARA US 25%
Carbo Ceramics Inc CRR US 25%
Carbonite Inc CARB US 50%
Cardinal Energy Ltd CJ T 25%
Cardiocomm Solutions EKG T 25%
Cardiovascular Sys Inc CSII US 50%
Caredx Inc CDNA US 25%
Career Education Corp CECO US 25%
Caribbean Utilities CUP'U T 25%
Carlsberg As Cl-b CABJF US 25%
Carlyle Grp Lp5.875%-a Pf TCGP US 0%
Carmanah Technologies Crp CMH T 25%
Carolina Trust Bancshares CART US 25%
Carpenter Technology CRS US 50%
Carrefour Sa CRERF US 25%
Carriage Svcs Inc CSV US 50%
Carrizo Oil & Gas CRZO US 50%
Carrols Restaurant Group TAST US 50%
Cartier Resources Inc ECR T 25%
Carver Bancorp Inc CARV US 25%
Cas Med Sys Inc CASM US 25%
Casa Minerals Inc CASA T 0%
Cascades Inc CAS T 50%
Casi Pharmaceuticals Inc CASI US 25%
Casio Computer Co Ltd CSIOF US 25%
Cass Information Sys Inc CASS US 50%
Castle Brands Inc ROX US 25%
Castlight Health Inc Cl-b CSLT US 50%
Catabasis Pharmaceuticals CATB US 0%
Catalent Inc CTLT US 50%
Catalyst Biosciences-new CBIO US 0%
Catalyst Pharmaceuticals CPRX US 0%
Catasys Inc-new CATS US 25%
Cathay General Bancorp CATY US 50%
Cathay Pac Airways-hkd.2 CPCAF US 0%
Cathedral Energy Svcs Ltd CET T 25%
Cato Corp Cl A CATO US 50%
Cavco Industries Inc CVCO US 50%
Cb Financial Services Inc CBFV US 25%
Cbak Energy Technology CBAT US 0%
Cbm Bancorp Inc CBMB US 25%
Cbre Clarion Glbl Rl Incm IGR US 25%
Cbtx Inc CBTX US 0%
Cca Industries Inc CAW US 25%
C-com Satellite Syst Inc CMI T 25%
Cdk Global Inc CDK US 50%
Cdn Gen Inv 3.75%-a4 Pfd CGI.D T 25%
Cdn General Invs Ltd CGI T 25%
Cdn Oil Recovery&remediat CVR T 25%
Cdn Util&telecom Incm T/u UTE.UN T 25%
Cdti Advanced Materials CDTI US 25%
Ceapro Inc CZO T 25%
Ceco Environmental Corp CECE US 25%
Cedar Fair Lpu FUN US 50%
Cedar Realty Trust Inc CDR US 50%
Celcuity Inc CELC US 0%
Cellcom Israel Ltd CEL US 25%
Celldex Therapeutics Inc CLDX US 0%
Cellect Biotech Ltd S/adr APOP US 0%
Cellectar Biosciences-new CLRB US 0%
Cellectis Sa Spon Adr CLLS US 25%
Cellular Biomedicine Grp CBMG US 25%
Cel-sci Corp-new CVM US 0%
Celsion Corp-new CLSN US 0%
Celsius Holdings Inc CELH US 25%
Celyad Sa Unspon Adr CYAD US 25%
Cematrix Corporation CVX T 25%
Cementos Pacasmay Adr-new CPAC US 25%
Cemex S.a.b De C.v Adr CX US 50%
Cemtrex Inc CETX US 25%
Cemtrex Inc Pfd CETXP US 25%
Centamin Plc CEE T 0%
Center Coast Brookfld Mlp CEN US 25%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Centerra Gold Inc CG T 25%
Centerstate Bank Corp CSFL US 50%
Centrais Eletr Bsl Adr Pf EBR'B US 0%
Centrais Eletrobras Adr EBR US 0%
Central & Eastern Euro Fd CEE US 25%
Central Euro Media Entr-a CETV US 25%
Central Federal Corp-new CFBK US 25%
Central Japan Railway Co CJPRF US 25%
Central Pac Finl Corp-new CPF US 50%
Central Puerto S.a Sp/adr CEPU US 0%
Central Securities CET US 25%
Central Valley Comm Banc CVCY US 25%
Centric Brands Inc CTRC US 25%
Centric Health Corp CHH T 25%
Centrica Plc 6 14/81 P CPYYF US 0%
Centrus Energy Corp Cl-a LEU US 25%
Century Aluminum Co CENX US 50%
Century Bancorp Inc Cl-a CNBKA US 25%
Century Casinos Inc CNTY US 0%
Century Communities Inc CCS US 50%
Century Glb Commodities CNT T 25%
Centurylink Inc CTL US 50%
Cequence Energy Ltd-new CQE T 25%
Ceragon Networks Ltd CRNT US 50%
Cerecor Inc CERC US 0%
Ceres Global Ag Corp CRP T 25%
Cerro Grande Mining Corp CEG T 25%
Cerus Corp CERS US 50%
Cervus Equipment Corp CERV T 25%
Ces Energy Solutions Corp CEU T 50%
Cesca Therapeutics Inc KOOL US 25%
Ceva Inc CEVA US 50%
Cgx Energy Inc-new OYL T 25%
Chalice Gold Mines Ltd CXN T 25%
Champion Bear Resources CBA T 25%
Champion Comm Svcs Inc CCMS US 0%
Champion Iron Ltd CIA T 25%
Champions Oncology Inc CSBR US 25%
Changfeng Energy Inc CFY T 25%
Changyou.com Ltd Cl-a Adr CYOU US 50%
Channeladvisor Corp ECOM US 50%
Chanticleer Hldgs Inc BURG US 25%
Chantrell Ventures Corp CV'H T 25%
Chaparral Energy Inc CHAP US 25%
Charah Solutions Inc CHRA US 25%
Charles & Colvard Ltd CTHR US 25%
Chaserg Technology Acq-a CTAC US 0%
Chc Student Housing Corp CHC T 25%
Check-cap Ltd-new CHEK US 25%
Checkpoint Therapeutics CKPT US 0%
Cheetah Mobile Inc-a Adr CMCM US 50%
Chefs' Warehouse Inc CHEF US 50%
Chembio Diagnostics Inc CEMI US 25%
Chemical Financial Corp CHFC US 50%
Chemocentryx Inc CCXI US 25%
Chemtrade Logistics T/u CHE.UN T 50%
Chemung Financial Corp CHMG US 25%
Cheniere Energy Inc LNG US 50%
Cheniere Energy Prtrs L.p CQP US 50%
Cherokee Inc CHKE US 25%
Chesapeake Energy Corp CHK US 25%
Chesapeake Engy 4.5% Pfd CHK.D US 25%
Chesapeake Gold Corp CKG T 25%
Chesapeake Granite Wash CHKR US 25%
Chesswood Group Ltd CHW T 25%
Chf Solutions Inc-new CHFS US 25%
Chiasma Inc CHMA US 0%
Chiba Bank Ltd CHBAF US 25%
Chicago Rivet & Machine CVR US 25%
Chicken Soup 9.75%-a Pfd CSSEP US 25%
Chicken Soup For The Soul CSSE US 25%
Chicos Fas Inc CHS US 50%
Childrens Place Inc (the) PLCE US 50%
Chimerix Inc CMRX US 0%
China Adv Constr Mat-new CADC US 0%
China Automotive Systems CAAS US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
China Biologic Prod Hldgs CBPO US 0%
China Botanic Pharma Inc CBPI US 0%
China Ceramics Co Ltd-new CCCL US 0%
China Coal Energy Co -h- CCOZF US 0%
China Commercial Credit GLG US 0%
China Construction Bank-h CICHF US 25%
China Customer Relations CCRC US 0%
China Digital Tv Hldg Adr STVVY US 0%
China Distance Edu Hl Adr DL US 0%
China Eastern Airlins Adr CEA US 25%
China Education Res Inc CHN T 0%
China E-wallet Payment Gr RGHLF US 25%
China Fin Online -spn/adr JRJC US 0%
China Fund Inc CHN US 25%
China Gerui Advanced Matl CHOPF US 0%
China Gold Intl Res Corp CGG T 0%
China Goldcorp Ltd CAU'H T 0%
China Green Agriculture CGA US 0%
China Hgs Real Estate Inc HGSH US 0%
China Internet Nationwide CIFS US 0%
China Jo-jo Drugstore Inc CJJD US 0%
China Keli Electric Co Lt ZKL'H T 25%
China Lending Corp CLDC US 0%
China Medicine Corp CHME US 25%
China Merchants Port Hldg CMHHF US 25%
China Natural Resources CHNR US 0%
China New Borun Corp Adr BORN US 0%
China Online Educ Spn Adr COE US 0%
China Overseas Land & Inv CAOVF US 25%
China Pharma Holdings Inc CPHI US 0%
China Rapid Finance S/adr XRF US 0%
China Recycling Engy-new CREG US 0%
China Resources Land Ltd CRBJF US 25%
China Resources Power Hld CRPJF US 25%
China Sthrn Airlines Adr ZNH US 50%
China Sunergy Co Ltd Adr CSUNY US 0%
China Techfaith Adr-new CNTF US 0%
China Unicom (hong Kong) CHUFF US 0%
China Xd Plastics Co Ltd CXDC US 0%
China Yuchai Internatl CYD US 25%
China Zenix Auto Intl Adr ZXAIY US 0%
Chinacache Intl Spon/adr CCIH US 0%
Chinanet Online Hldgs-new CNET US 0%
Chinook Energy Inc-new CKE T 25%
Chipmos Techs Inc Adr-new IMOS US 25%
Chiyoda Corp CHYCF US 25%
Chorus Aviation Vtg&v/vtg CHR T 25%
Chorus Ltd Npv CRRLF US 25%
Christian Hansen Hldgs As CRTSF US 25%
Christopher & Banks Corp CBK US 25%
Chromadex Corp CDXC US 25%
Chs Inc 7.1% S2 Cm Rd Pfd CHSCN US 25%
Chs Inc 7.5% Cl-b S4 Pfd CHSCL US 25%
Chs Inc 7.875% Ser-b Pfd CHSCO US 25%
Chs Inc 8% Cum Red Pfd CHSCP US 25%
Chs Inc Red Cl-b S3 Pfd CHSCM US 25%
Chubu Electric Power Co CHUEF US 25%
Chugai Pharmaceutical Co CHGCF US 25%
Churchill Capital Corp-a CCC US 0%
Chuys Holdings Inc CHUY US 50%
Cia Energetica Mn Spn Adr CIG'C US 0%
Cia Paranaense Adr Pfd ELP US 0%
Cia Saneamento Basico-adr SBS US 0%
Cibt Education Group Inc MBA T 25%
Cidara Therapeutics Inc CDTX US 0%
Cie Financiere Richemnt-a CFRHF US 25%
Cim Coml Tr 5.5% Ser-l Pf CMCTP US 25%
Cim Commercial Trust Corp CMCT US 25%
Cinedigm Corp Cl-a New CIDM US 25%
Ciner Resources Lpu CINR US 25%
Cipher Pharmaceutical Inc CPH T 0%
Cipher Resources Inc CIFR T 25%
Circa Enterprises Inc CTO T 25%
Cision Ltd CISN US 50%
Citadel Income Fd T/u CTF.UN T 25%
Citi Trends Inc CTRN US 25%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Citi Veloc Dly Aud Vs Usd UAUD US 0%
Citi Veloc Dly Chf Vs Usd UCHF US 0%
Citi Veloc Dly Eur Vs Usd UEUR US 0%
Citi Veloc Dly Gbp Vs Usd UGBP US 0%
Citi Veloc Dly Jpy Vs Usd UJPY US 0%
Citi Veloc Dly Usd Vs Aud DAUD US 0%
Citi Veloc Dly Usd Vs Chf DCHF US 0%
Citi Veloc Dly Usd Vs Eur DEUR US 0%
Citi Veloc Dly Usd Vs Gbp DGBP US 0%
Citi Veloc Dly Usd Vs Jpy DJPY US 0%
Citic Limited CTPCF US 0%
Citigp Velocity Short Lib DLBR US 0%
Citigroup C-tracks Etn DIVC US 0%
Citigrp C-trks Mill/how-b MLPE US 0%
Citigrp Velocity Long Lib ULBR US 0%
Citius Pharmaceuticals CTXR US 0%
Citizens & Northn Corp CZNC US 25%
Citizens B&t Holdings Inc CBTH US 25%
Citizens Comm Bancorp Inc CZWI US 25%
Citizens First Corp CZFC US 25%
Citizens Holding Co CIZN US 25%
Citizens Inc - A CIA US 25%
Citrix Systems Inc CTXS US 50%
City Holdings Co CHCO US 50%
City Office Reit Inc CIO US 25%
City Office Reit Sr-a Pfd CIO.A US 25%
Citybank Lynwood (wash) CTBK US 25%
Civeo Corp Cda CVEO US 25%
Civista Bancshares Inc CIVB US 25%
Civista Bancshares Inc Pf CIVBP US 25%
Civitas Solutions Inc CIVI US 25%
Ckx Lands Inc CKX US 25%
Clairvest Group Inc CVG T 25%
Clarent Corp CLRN US 0%
Clarke Inc CKI T 25%
Clarus Corporation CLAR US 25%
Claymore Cef Gs Connect GCE US 0%
Clean Energy Fuels Corp CLNE US 50%
Clean Seed Cap Group Ltd CSX T 25%
Clean Teq Holdings Ltd CLQ T 25%
Clear Channel Outdoor-a CCO US 25%
Clearfield Inc CLFD US 25%
Clearford Water Systems CLI T 25%
Clearone Inc CLRO US 25%
Clearside Biomedical Inc CLSD US 0%
Clearsign Combustion Corp CLIR US 25%
Clearstream Energy Svcs CSM T 25%
Clearwater Paper Corp CLW US 50%
Clearwater Seafoods Inc CLR T 25%
Cleghorn Minerals Ltd CZZ T 0%
Clementia Pharmaceuticals CMTA US 25%
Cleveland Biolabs Inc-new CBLI US 0%
Cleveland-cliffs Inc CLF US 25%
Clipper Realty Inc CLPR US 25%
Cloud Peak Energy Inc CLD US 25%
Cloudera Inc CLDR US 25%
Clough Glb Div & Incm Fd GLV US 25%
Clough Global Equity Fd GLQ US 25%
Clough Global Opport Fund GLO US 25%
Clovis Oncology Inc CLVS US 25%
Clp Holdings Ltd CLPHF US 25%
Clps Incorporation CLPS US 0%
Clydesdale Resources Inc CEO'H T 0%
Cm Finance Inc CMFN US 25%
Cm Seven Star Acquisition CMSS US 0%
Cnb Financial Corp (pa) CCNE US 25%
Cnfinance Hldgs Ltd Adr CNF US 25%
Cno Financial Group Inc CNO US 50%
Cnooc Ltd CEOHF US 0%
Cnova N.v. CNVAF US 50%
Cnx Resources Corp CNX US 50%
Co2 Solutions Inc CST T 25%
Coastal Financial Corp CCB US 25%
Cobalt 27 Capital Crp-new KBLT T 25%
Cobalt Blockchain Inc COBC T 0%
Cobra Venture Corp CBV T 25%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Coca Cola Femsa Sab-s/adr KOF US 50%
Coca Cola Hbc Ltd CCHBF US 25%
Coca-cola Amatil Ltd CCLAF US 0%
Cocrystal Pharma Inc COCP US 0%
Coda Octopus Group Inc CODA US 25%
Code Rebel Corp CDRBQ US 25%
Co-diagnostics Inc CODX US 25%
Codorus Valley Bancorp CVLY US 25%
Coeur Mining Inc CDE US 50%
Coffee Holding Co Inc JVA US 25%
Cognex Corp CGNX US 50%
Cohbar Inc CWBR US 0%
Cohen & Company Inc COHN US 25%
Cohen & Steers Closed-end FOF US 25%
Cohen & Steers Inc CNS US 50%
Cohen & Steers Infras Fnd UTF US 25%
Cohen & Steers Ltd Dur Fd LDP US 25%
Cohen & Steers Select Pfd PSF US 25%
Cohen&steers Gl Incm Bldr INB US 25%
Cohen&steers Mlp Incm&egy MIE US 25%
Cohen&steers Qly Incm Rty RQI US 25%
Cohen&steers Total Rlty RFI US 25%
Cohen&steers-reit&pf Incm RNP US 25%
Coherent Inc COHR US 50%
Coherus Biosciences Inc CHRS US 25%
Coin Hodl Inc COIN T 0%
Coincapital Stx Block Etf LDGR T 0%
Colabor Group Inc GCL T 25%
Colas Pv/eur 1.5 COABF US 0%
Collectors Universe CLCT US 25%
Collegium Pharmaceutical COLL US 25%
Collplant Hldgs Ltd S/adr CLGN US 0%
Colonial Coal Intl Corp CAD T 25%
Colony Bancorp Inc CBAN US 25%
Coloplast A/s-b Dkk1.0 CLPBF US 25%
Colorado Resources Ltd CXO T 25%
Colt Resources Inc GTP T 25%
Columbia Banking Sys Inc COLB US 50%
Columbia Emerg Mk Con Etf ECON US 50%
Columbia Financial Inc CLBK US 50%
Columbia Seligma Prem Tec STK US 25%
Columbus Gold Corp CGT T 25%
Comcast Hldg 2%exch Zones CCZ US 25%
Comet Industries Ltd. CMU T 25%
Command Center Inc CCNI US 25%
Command Security Corp MOC US 25%
Commerce Resources Corp CCE T 25%
Commercial Metals Co CMC US 50%
Commercial Veh Group Inc CVGI US 25%
Commerzbank Ag CRZBF US 25%
Commonwealth Bank Austral CBAUF US 25%
Commscope Holding Co Inc COMM US 50%
Communications Sys Inc JCS US 25%
Community Bancorp Inc CTBI US 50%
Community Bankers Trust ESXB US 25%
Community Financial Corp TCFC US 25%
Community First Bancshare CFBI US 25%
Community Health Systems CYH US 50%
Community West Bancshare CWBC US 25%
Commvault Systems Inc CVLT US 50%
Comp Energetica Minas Nv CIG US 0%
Companhia Brasileira-adr CBD US 0%
Companhia Siderurg Sp Adr SID US 0%
Compania Deminas Bue Adr BVN US 50%
Compass Diversfd Hldg Lpu CODI US 50%
Compugen Ltd CGEN US 25%
Computer Modelling Group CMG T 50%
Computer Programs & Syst CPSI US 25%
Computer Task Group CTG US 25%
Computershare Limited Cpu CMSQF US 25%
Compx Intl Inc CIX US 25%
Comstock Hldg Cos-a New CHCI US 0%
Comstock Mining Inc-new LODE US 25%
Comstock Res Inc-new CRK US 50%
Comsys Holdings Corp CMSYF US 25%
Conatus Pharmaceuticals CNAT US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Concert Pharmaceuticals CNCE US 25%
Concord Med Svcs-spon Adr CCM US 0%
Condor Gold Plc COG T 25%
Condor Hospitality Tr Inc CDOR US 25%
Condor Resources Inc CN T 25%
Conduent Inc CNDT US 50%
Conformis Inc CFMS US 25%
Conifer Hldgs 6.75% Nts CNFRL US 25%
Conifer Holdings Inc CNFR US 25%
Conifex Timber Inc CFF T 25%
Connacher Oil & Gas Ltd CLLZF US 25%
Connectone Bancorp-new CNOB US 50%
Conn's Inc CONN US 50%
Cono Italiano Inc CNOZ US 0%
Cons Hci Hldgs-b CXA'H T 25%
Cons Tomoka Land Co CTO US 25%
Cons Water Co Inc CWCO US 25%
Consol Coal Resources Lp CCR US 25%
Consol Energy Inc CEIX US 50%
Consolidated Woodjam Copp WCC T 25%
Constellation Alpha Cap CNAC US 0%
Constellation Pharmaceut CNST US 0%
Constellium Nv Cl-a CSTM US 50%
Construction Partners-a ROAD US 0%
Consumer Portfolio Svc In CPSS US 25%
Consumers Engy Co $4.50pf CMS.B US 25%
Contact Energy Ltd COENF US 25%
Contango Oil & Gas MCF US 25%
Continental Ag CTTAF US 25%
Continental Gold Inc CNL T 25%
Continental Materials Crp CUO US 25%
Continental Precious Mnls CZQ'H T 25%
Contrafect Corp CFRX US 0%
Contravir Pharmaceut-new CTRV US 0%
Controladora Vuela Adr VLRS US 25%
Convergeone Hldgs Inc-a CVON US 0%
Cool Holdings Inc AWSM US 25%
Co-op Gen Ins 5%-e S-c Pf CCS.C T 25%
Cooper Std Hldgs Inc CPS US 50%
Cooper Tire & Rubber Co CTB US 50%
Cootek (cayman) Inc Adr CTK US 25%
Copa Holdings Sa-a CPA US 50%
Copper Fox Metals Inc CUU T 25%
Copper Mountain Mining Cp CMMC T 25%
Coral Gold Res Ltd CLH T 25%
Corbus Pharmaceut Hldgs CRBP US 25%
Corby Spirit & Wine-a Vtg CSW'A T 25%
Corby Spirit & Wine-b N/v CSW'B T 25%
Corcept Therapeutics Inc CORT US 25%
Cordoba Minerals Corp-new CDB T 25%
Cordy Oilfield Svcs Inc CKK T 25%
Core Canadian Div T/u CDD.UN T 25%
Core Gold Inc CGLD T 25%
Core Laboratories N.v. CLB US 50%
Core Molding Technologies CMT US 25%
Core-mark Hldg Co Inc CORE US 50%
Corindus Vascular Robotic CVRS US 25%
Cormedix Inc CRMD US 0%
Cornerstone Cap Res CGP T 25%
Cornerstone Ondemand Inc CSOD US 50%
Cornerstone Strat Val-new CLM US 25%
Cornerstone Total Ret-new CRF US 25%
Coro Mining Corp COP T 25%
Corp Backed Tst-peco 8% KTH US 25%
Corp Bk Tr Jc Penny 7%-a1 JBN US 25%
Corporacion Mapfre Sa MPFRF US 25%
Corporate Res Svcs Inc CRRSQ US 25%
Correvio Pharma Corp CORV T 0%
Corridor Res Inc CDH T 25%
Corsa Coal Corp CSO T 25%
Cortex Business Solns Inc CBX T 25%
Corts Tr Jc Penney-7.625% KTP US 25%
Corvus Gold Inc KOR T 25%
Corvus Pharmaceuticals CRVS US 0%
Cosan Ltd CZZ US 0%
Cosco Shipping Ports Ltd CSPKF US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Cosigo Resource Ltd CSG'H T 25%
Costamare 8.75%-d Perp Pf CMRE.D US 0%
Costamare Inc CMRE US 0%
Costamare Inc 7.625%-b Pf CMRE.B US 0%
Costamare Inc 8.5%-c Pfd CMRE.C US 0%
Costamare Inc 8.875%-e Pf CMRE.E US 0%
Cotinga Pharmaceuticals COT T 0%
Counterpath Corp PATH T 25%
County Bancorp Inc ICBK US 25%
Coupa Software Inc COUP US 50%
Covalon Technologies-new COV T 0%
Covia Holdings Corp CVIA US 50%
Cowen Inc Cl-a COWN US 50%
Cpfl Energia S A CPL US 0%
Cpi Aerostructures Inc CVU US 25%
Cpi Card Group Inc-new PMTS T 25%
Cps Technologies Corp CPSH US 25%
Cra Intl Inc CRAI US 50%
Craft Brew Alliance Inc BREW US 50%
Crailar Technologies Inc CRLRQ US 25%
Crawford & Co Cl-a CRD'A US 25%
Crawford & Co Cl-b CRD'B US 25%
Cray Inc CRAY US 50%
Creative Realities-new CREX US 25%
Cred Su X-lks Mlt-ast Etn MLTI US 0%
Credent Capital Corp CDT'H T 0%
Credit Agricole Sa, Paris CRARF US 25%
Credit Enh Corts Tr8.205% KTN US 25%
Credit Saison Co Ltd CSASF US 25%
Credit Su Ag S&p Mlp Etn MLPO US 0%
Credit Su Fi Enh Euro Etn FEUL US 0%
Credit Su Fi L/c Gwth Etn FLGE US 0%
Credit Suis X-lks Crd Oil USOI US 0%
Credit Suisse A/mgmt Incm CIK US 25%
Credit Suisse H/yld Bd Fd DHY US 25%
Crescent Point Engy Corp CPG T 50%
Crescita Therapeutics Inc CTX T 0%
Crestwood Eqt Prtn Lp-new CEQP US 50%
Cresud S.a. Cifya Spd Adr CRESY US 0%
Crew Energy Inc CR T 50%
Crh Medical Corporation CRH T 50%
Crh Plc Eur .32 CRHCF US 0%
Crinetics Pharmaceuticals CRNX US 0%
Crispr Therapeutics Ag CRSP US 25%
Critical Elements Corp CRE T 25%
Crius Energy T/u KWH.UN T 50%
Crocs Inc CROX US 50%
Cronos Group Inc CRON T 25%
Cross Country Healthcare CCRN US 25%
Cross Timbers Royalty Tr CRT US 25%
Crown Capital Partner Inc CRWN T 25%
Crown Crafts Inc CRWS US 25%
Crs Electronics Inc LEDCF US 25%
Cryoport Inc CYRX US 50%
Cryptoglobal Corp CYXTF US 0%
Cs Velocity Dly2x Vix S/t TVIX US 0%
Cs Velocity3x Lng Gld Etn UGLD US 0%
Cs Velocity3x Lng Sil Etn USLV US 0%
Cs Vs 3x Invs Gold Etn DGLD US 0%
Cs Vs 3x Invs Silver Etn DSLV US 0%
Cs Vs 3x Long Nat Gas Etn UGAZ US 0%
Cs Vs Inverse Vix Medterm ZIV US 0%
Cs X-lk Mth 2xlv Mtg Reit REML US 0%
Cs X-lk Mth Pay 2xlev Etn AMJL US 0%
Cs X-lks Gld Cov Call Etn GLDI US 0%
Cs X-lks Slv Cov Call Etn SLVO US 0%
Csi Compressco Lpu CCLP US 25%
Csl Limited -ord- CMXHF US 25%
Csop Ftse China A50 Etf AFTY US 50%
Csp Incorporated CSPI US 25%
Css Inds Inc CSS US 25%
Ct Developers Ltd DEV'H T 0%
Cti Biopharma Corp-new CTIC US 0%
Cti Industries Corp CTIB US 25%
Ctpartners Executive Sear CTPR US 25%
C-tracks Mill/how Mlp Etn MLPC US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Ctrip.com Intl Ltd Adr CTRP US 50%
Cu Inc 2.24%cum Red S4 Pf CIU.C T 25%
Cu Inc Cum/red Ser-1 Pfd CIU.A T 25%
Cub Energy Inc KUB T 25%
Cue Biopharma Inc CUE US 0%
Cui Global Inc-new CUI US 25%
Culp Inc CULP US 25%
Cumberland Pharmaceutical CPIX US 0%
Cumulus Media Inc Cl-a CMLS US 25%
Curis Inc-new CRIS US 0%
Curo Group Holdings Corp CURO US 50%
Currency Exchange Intl CXI T 25%
Current Water Techs Inc WATR T 25%
Cushing Energy Income Fnd SRF US 25%
Cushing Mlp&infra Tot Ret SRV US 25%
Cushing Renaissance (the) SZC US 25%
Customers Bancorp Inc CUBI US 50%
Cutera Inc CUTR US 25%
Cvb Financial Corp CVBF US 50%
Cvd Equipment Corp CVV US 25%
Cvr Partners Lpu UAN US 25%
Cwc Energy Services Corp CWC T 25%
Cyanotech Corporation CYAN US 25%
Cyberoptics Corp CYBE US 25%
Cyclacel Pharmaceut-new CYCC US 0%
Cyclacel Pharmact 6% Pfd CYCCP US 0%
Cyclone Uranium Corp CYUR US 25%
Cymabay Therapeutics Inc CBAY US 25%
Cymat Technologies Ltd CYM T 25%
Cynergistek Inc CTEK US 25%
Cypress Energy Partnrs Lp CELP US 25%
Cyprium Mining Corp CUG'H T 25%
Cyren Ltd CYRN US 25%
Cytokinetics Inc-new CYTK US 25%
Cytomx Therapeutics Inc CTMX US 25%
Cytori Therapeutics-new CYTX US 0%
Cytosorbents Corp CTSO US 50%
Cytrx Corp-new CYTR US 0%
Dai-ichi Life Insurance DCNSF US 25%
Daiichi Sankyo Co Ltd, To DSKYF US 25%
Daikin Industries Ltd DKILF US 25%
Daily Journal Co DJCO US 25%
Dainippon Sumitomo Pharma DNPUF US 25%
Daiwa House Industry Co DWAHF US 25%
Daiwa Secs Group Inc Jpn DSECF US 25%
Daktronics Inc DAKT US 50%
Dalmac Energy Inc DAL T 25%
Dana Incorporated DAN US 50%
Danaos Corp DAC US 0%
Danske Bank A/b DNSKF US 25%
Daqo New Engy Crp-adr New DQ US 50%
Dare Bioscience Inc DARE US 25%
Dariohealth Corp DRIO US 25%
Dasan Zhone Solns Inc-new DZSI US 25%
Data Communications Mgmt DCM T 25%
Data I O Corp DAIO US 25%
Datametrex Ai Ltd DM T 0%
Datasea Inc DTSS US 0%
Datawind Inc DW'H T 25%
Datum Ventures Inc DAT'H T 0%
Dave & Buster's Entertmnt PLAY US 50%
Davidstea Inc DTEA US 25%
Dawson Geophysical Co-new DWSN US 25%
Daxor Corp DXR US 25%
Db Agri Double Long Etf DAG US 0%
Db Agri Double Short Etf AGATF US 0%
Db Agriculture Long Etf AGF US 0%
Db Base Metals Short Etn BOS US 0%
Db Base Mtls Dbl Long Etn BDD US 0%
Db Base Mtls Dbl Shrt Etn BOM US 0%
Db Commodity Dbl Long-etf DYY US 0%
Db Commodity Dbl Shrt-etf DEENF US 0%
Db Commodity Shrt Etn-etf DDP US 0%
Db Crude Oil Short Etn SZO US 0%
Db Crude Oil Short Etn OLO US 0%
Db Gold Double Long Etn DGP US 0%Loan Value
Security Name Symbol Major Market
(No Loan Value below $3.00)
Db Gold Double Short Etn DZZ US 0%
Db Gold Short Etn DGZ US 0%
D-box Technologies Inc-a DBO T 25%
Dbv Technologies Spon Adr DBVT US 25%
Dbx Etf Xtrk Hi Beta Etf HYUP US 0%
Dbx Etf Xtrk Low Beta Etf HYDW US 0%
Dbx Etf Xtrk Shrt Dur Etf SHYL US 35%
Dbx Xtrk Usd H/y Corp Bd HYLB US 35%
Dean Foods Co-new DF US 50%
Decade Resources Ltd DEC T 25%
Deciphera Pharmaceuticals DCPH US 25%
Decisive Dividend Corp DE T 25%
Deckers Outdoor Corp DECK US 50%
Defiance Silver Corp DEF T 25%
Del Frisco's Restrnt Grp DFRG US 25%
Del Taco Restaurants Inc TACO US 50%
Delaware Enhanced Global DEX US 25%
Delaware Inv Colorado Mun VCF US 25%
Delaware Inv Minn Muni Ii VMM US 25%
Delaware Inv Nat Mun Incm VFL US 25%
Delaware Invt Div&incm Fd DDF US 25%
Delek Logistics Lpu DKL US 50%
Delia's Inc DLIAQ US 25%
Delmar Pharmaceuticals DMPI US 0%
Delphi Energy Corp DEE T 25%
Delphi Technologies Plc DLPH US 50%
Delta 9 Cannabis Inc-new NINE T 25%
Delta Apparel Co DLA US 25%
Delta Technology Hldgs Lt DELT US 0%
Denali Therapeutics Inc DNLI US 25%
Denbury Resources Inc-new DNR US 50%
Denison Mines Corp DML T 25%
Denny's Corp DENN US 50%
Denso Corp DNZOF US 25%
Dentsu Inc, Tokyo DNTUF US 25%
Dermira Inc DERM US 25%
Desert Mountain Energy Cp DME T 0%
Despegar.com Corp DESP US 0%
Destination Maternity Cor DEST US 25%
Destination Xl Group Inc DXLG US 25%
Destiny Media Techs DSY T 25%
Deswell Inds Inc DSWL US 0%
Determine Inc DTRM US 25%
Detour Gold Corp DGC T 50%
Deutsche Boerse Ag DBOEF US 25%
Deutsche Lufthansa Ag DLAKF US 25%
Deutsche Post Ag DPSTF US 25%
Deutsche Telekom Ag Reg DTEGF US 25%
Deutsche X-track H/yld Bd HYIH US 25%
Devin Energy Corp DVC'H T 0%
Dexcom Inc DXCM US 50%
Dfb Healthcare Acquis Crp DFBH US 0%
Dgse Companies Inc DGSE US 25%
Dhi Group Inc DHX US 25%
Diagnocure Inc DGCRF US 0%
Diagnos Inc ADK T 25%
Diamcor Mining Inc DMI T 25%
Diamedica Therapeut-new DMA T 0%
Diamond Est Wine&spirits DWS T 25%
Diamond Offshore Drilling DO US 50%
Diana Containerships-new DCIX US 0%
Diana Shipping Inc DSX US 0%
Diana Shipping Inc-b Pfd DSX.B US 0%
Dianor Resources Inc RSDNF US 0%
Diasorin S.p.a. DSRLF US 0%
Dicerna Pharmaceuticals DRNA US 0%
Diebold Nixdorf Inc DBD US 25%
Difference Cap Finl Inc DCF T 25%
Digi Intl Inc DGII US 50%
Digiliti Money Group Inc DGLT US 25%
Digimarc Corp DMRC US 25%
Digirad Corporation DRAD US 25%
Digital Ally Inc-new DGLY US 25%
Digital Turbine Inc APPS US 25%
Dillards Cap Tr I 7.5% Pr DDT US 25%
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