Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design

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Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
Visions of Resilience
Design-led Transformation for Climate Extremes
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
Project Team                                  With generous support from Hepburn Shire       This report may be cited as:
                                              and Surf Coast Shire.
Che Biggs - VEIL                                                                             Biggs, C., Ryan, C., Bird, J., Trudgeon, M.,
Chris Ryan - VEIL                                                                            and Roggema, R., 2014, Visions of Resilience:
Jessica Bird - VEIL                           Appendices are available via the online pdf    Design-led transformation for climate
                                              version here:                                  extremes, Victorian Eco-Innovation Lab, The
Michael Trudgeon - VEIL
                                                                                             University of Melbourne
Rob Roggema - Wageningen University           www.ecoinnovationlab.com/project/visions-of-
                                              resilience/
With specialist contributions from:
Roger Jones - Victoria University
John Martin - La Trobe University
John Wiseman - The University of Melbourne
                                              For enquiries about this report contact        This work is licensed under a Creative
Martin Brennan - ICLEI
                                              Che Biggs at VEIL: cbiggs@unimelb.edu.au       Commons Attribution-NonCommercial-
Ammon Beyerle - The University of Melbourne                                                  ShareAlike 3.0 Australia License.
Philippa Abbott - A&D Projects

                                                                                                          © Andrew van der Merwe, 2012
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
Table of Contents

    EXECUTIVE SUMMARY                                          2
1   INTRODUCTION                                               5
    1.1   Project aims and rationale                          12
2   RESEARCH METHODOLOGY                                      13
    2.1   Design-led intervention                             15
			Case studies                                               16
    2.2   Process summary                                     18
    2.3   Design principles for building local resilience     20
3   RESULTS AND ANALYSIS                                      21
                    Perspectives from the field               22
    3.1   Site assessment                                     24
			Mapping assets                                             24
			Mapping vulnerabilities                                    28
			Interpreting map results                                   32
    3.2   Visions of resilience                               33
			Implications                                               43
    3.3   Opportunities and barriers for climate resilience   44
			Enablers and opportunities                                 44
			Barriers                                                   46
    3.4   Process evaluation                                  48
			Strengths                                                  48
			Areas for improvement                                      49
4   LESSONS AND RECOMMENDATIONS                               50
    4.1   Lessons                                             51
    4.2   Recommendations                                     53
    REFERENCES                                                54
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
EXECUTIVE SUMMARY

Climate change is re-writing the record book       unrealistic certainty, and local stakeholders     Critically, proposals involving compromise and
on weather extremes and communities face           are not effectively integrated into the design    radical change were not designed exclusively
the brunt of these impacts. In the wake of         of mitigation strategies. Furthermore, at the     to manage risks. They added services,
recent extreme events agencies at all levels       organisational level, long-term decisions don’t   skills and new assets that were aligned to
of government are turning to concepts              reflect the severity of climate change risks.     community identities and aspirations. These
like resilience to emphasise preventive                                                              lessons suggest emergency management
                                                   Building local resilience to climate extremes
disaster management. But resilience is a                                                             and other relevant agencies would benefit
                                                   requires new tools, thinking and practices to
novel concept for Australia’s emergency                                                              by framing disaster mitigation as community
                                                   address shared risks and guide adaptation
management institutions and translating it                                                           development, with risk management an
                                                   planning under extreme uncertainty. We don’t
into practice will be challenging. Significant                                                       integral but secondary outcome. Climate
                                                   have the ability to predict future extremes.
innovation is required to enable this                                                                mitigation strategies driven solely by risk
                                                   At best, our climate models and natural
process. The way disaster risks are currently                                                        management considerations are unlikely to
                                                   disaster experts can provide only a vague
conceived, how adaptation is planned and                                                             gain widespread buy-in.
                                                   idea of how severe local weather events will
which voices and views shape the planning
                                                   become. Preparing for this future is made
process must change.                                                                                  This report presents results of a two-year
                                                   more challenging by poor clarity over what
                                                                                                      research project exploring community-
This report puts community stakeholders            commensurate climate resilience looks like.
                                                                                                      based visions of climate resilience and
at the heart of building resilience to climate     Every community faces its own unique risks
                                                                                                      barriers to change. Visions of Resilience
extremes. It demonstrates why and how local        and its own opportunities for change.
                                                                                                      was led by the Victorian Eco-Innovation
perspectives and values must have a seat at
                                                   This report outlines a tested process to           Lab (VEIL) and funded by the Australian
the table when disaster mitigation strategies
                                                   help agencies and communities engage               Government through the Victorian
are conceived and designed. Methods
                                                   creatively with the issue of extreme climate       Department of Justice (Natural Disaster
to develop community-led strategies and
                                                   risks. Results show communities bring              Resilience Grant Scheme).
identify local barriers to change, like the one
                                                   essential perspectives of local vulnerabilities
developed in this project, are essential to this                                                      Results are drawn from two Victorian case
                                                   and potential impacts to the design table.
process.                                                                                              studies in Anglesea and Creswick and
                                                   The report case studies emphasise that
                                                                                                      interviews with emergency management
Emergency management practitioners                 building local resilience will depend on how
                                                                                                      and climate change adaptation
surveyed and interviewed for this report           much communities own the mitigation and
                                                                                                      practitioners. The case studies tested a
acknowledge climate change will cause major        adaptation strategies that affect them.
                                                                                                      participatory design-led process where
and irreversible change at the community
                                                   The primary lesson is that building resilience     communities explored local vulnerabilities to
level over the next two decades. However,
                                                   to climate extremes should be seen as a            climate extremes and proposed desirable
these people also believe communities
                                                   social innovation process. Findings show           mechanisms to build local resilience.
and emergency management agencies are
                                                   communities confronted with extreme climate        Workshops with community and agency
failing to grasp the scale and urgency of the
                                                   scenarios can develop highly sophisticated         stakeholders then explored pathways and
issue. Familiar institutions are not helping.
                                                   proposals for building local resilience.           barriers to create these future ‘visions of
Emergency management practices are overly
                                                   Many involved radical changes – indicating         resilience’. A workshop manual outlining
geared to disaster response at the expense
                                                   communities can and will re-prioritise             the processes used can be found at: www.
of disaster prevention. Planning for extreme
                                                   valued assets when allowed to explore              ecoinnovationlab.com/project/visions-of-
events is reliant on predictive methods and
                                                   and comprehend the scale of climate risks.         resilience/
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
3

Devolution of control is key to                     a common cause. Examples included                  expert-driven culture. In this environment,
                                                    festivals, public-led arts projects, training      disaster risk mitigation is narrowed to a top-
local resilience                                    institutes and the formation of local              down process where community is a passive
For communities threatened by climate               commons.                                           recipient of hazard information. In addition to
extremes, building resilience involves gaining                                                         overcoming this divide, bridging institutions
                                                  • Increasing influence over key functions
influence over local assets and over decisions                                                         are undermined by mistrust that ‘community-
                                                    outside community control. Proposals
about what is lost, protected and changed.                                                             resilience’ is a Trojan horse allowing state-level
                                                    involved augmenting centralised
Proposals for building resilience developed                                                            agencies to shed responsibility onto regional
                                                    infrastructure with local market gardens,
in this project show no evidence community                                                             and local government.
                                                    turbine-connected hill-top water storage
see government agencies as primary problem          and farm-to-plate type business models.            Many community-led concepts to build
solvers. Most proposals depict a shift in power                                                        resilience don’t fit traditional governance
from state to local government and local          • Creating new institutions for sharing
                                                                                                       or business model templates. Communities
government to community agents of change.           ownership and governance of critical
                                                                                                       feel solutions will involve concepts like town
Five core strategies were found to underpin all     assets. These took the form of community
                                                                                                       scale utilities, open source platforms for
community propositions for building resilience.     owned utilities, food hubs, multi purpose
                                                                                                       collecting and sharing environmental data
Each reflects some form of devolution in            respite centres and machinery share
                                                                                                       and hybrid water and energy grids. But
control and/or an increase in local agency. The     schemes.
                                                                                                       these don’t match traditional subsidised or
five strategies involved:                                                                              competitive private enterprise service models.
• Harnessing and re-configuring under-                                                                 Furthermore, many community proposed
  used assets to diversify critical functions     Critical barriers to building local                  initiatives also relied on some form of
  (like energy, water, food and transport         resilience                                           collaborative business or governance model.
  provision). Community proposals included                                                             These exist but are a long way from being part
  using flooded mines to cool public              Close to 40 common barriers were found               of the emergency mitigation tool kit.
  buildings and linking dams, storm water         to pose a risk to community-led resilience
                                                  building. Three problem issues were found            Building climate resilience from the
  and household rain water collection into a                                                           bottom-up asks all stakeholders to
  networked ‘water-bank’.                         to play a particularly influential role. To enable
                                                  community-led change, these issues must be           question familiar roles. This includes
• Developing new partnerships to improve          addressed.                                           agencies acknowledging they often don’t
  collective decision-making and increase                                                              have all the answers or have made mistakes.
  transfer of disaster mitigation techniques      Institutions that bridge communities                 This means losing position and status as
  and survival experiences. Examples              and emergency management agencies                    experts in the process. It also requires
  included intergenerational mentoring            are rare or ineffectual. There is a vast             agencies to play new roles – as facilitators
  projects, oral-history archives, men’s shed     gap in how emergency management and                  or development partners when working at
  style home retrofitting businesses, and         community stakeholders see each other. A             the local level. Communities will also be
  inter-community, post-disaster, knowledge-      few champions aside, communities aren’t              challenged - particularly by having to take on
  sharing programs.                               familiar with agency planning processes and          new responsibilities and in having to accept
                                                  don’t have experience lobbying for agency            the reasonable capacity limits of local and
• Strengthening social cohesion to                support; they don’t know where to turn.              state agencies.
  improve access to local assets, harness         For agencies, meaningful partnership with
  local strengths and unite people around         local stakeholders is limited by a hierarchical
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
Recommendations
Communities have a valuable role to play
in natural disaster management but don’t           State and local government can do
have a seat at the planning table. Building        much to foster local resilience to climate
resilience to climate extremes will take all our   extremes. This research suggests
ingenuity and persistence. It requires bringing    specific actions suitable for both levels of
communities and agencies together in creative      government - including the following:
partnerships to envisage how climate resilient     1. Use scenarios of future climate extremes
communities can work and foster the social         to periodically review state and local
innovations to make it happen.                     government disaster preparedness.
This report emphasises that building resilience    2. Develop an open online collection of
can’t be a defensive process. Preparing for        community-driven resilience building
future climate extremes demands radical pro-       initiatives and support tools – focusing on
active change - championed by the people           business and governance models.
it will affect. New engagement methods and
design processes like the one developed in         3. Update existing emergency
this report will be critical.                      management guideline documents to
                                                   explain the deficiencies of probabilistic risk
                                                   estimates of future weather extremes.
                                                   4. Increase financial and material support
                                                   for community development programs that
                                                   address local vulnerabilities to extreme
                                                   weather.
                                                   5. Support action-oriented research on
                                                   how community-led social innovation can
                                                   improve local resilience.
                                                   6. Always define resilience when using the
                                                   term in public documents and adopt an
                                                   interpretation of resilience that prioritises
                                                   adaptation over resistance.
                                                   7. Experiment with the method used in this
                                                   project when designing local and regional
                                                   scale emergency or development planning
                                                   schemes.
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
Section 1

            INTRODUCTION
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
INTRODUCTION

Whether you live in deep suburbia or in an          disaster impacts manifest. These reforms
idyllic coastal town, chances are you have          are widely seen as positive and necessary           What do we mean by resilience?
experienced an extreme weather event.               but translating them into practice is in its        In this report we adopt a general framing of
You have probably been dizzy in a baking            infancy. We urgently need to turn the rhetoric      resilience that is not specific to a particular
heatwave, skipped a shower in a drought, and        on resilience into action on the ground.            shock or disturbance.
if not seen a bushfire, then at least breathed in   Communities are already feeling the brunt of
the wind-blown smoke from one. Living with          climate extremes.                                   Resilience is the measure of disruption
these hazards is almost part of the national                                                            a town or local community can absorb
psyche. So do future climate projections of                                                             without losing its desired identity or critical
more droughts and floods sound like more of                                                             functions. Building resilience therefore
                                                    Climate change is an amplifier                      increases functional security and the ability
the same? They should. People aren’t good at
imagining what they haven’t experienced and         of natural disaster risk                            to retain identity.
are worse at responding to threats that don’t       Future planners and emergency managers
seem real. This is a major problem because          may well look back enviably at current risk
climate change is re-writing the record book        conditions. A growing body of research             100 year heat events (with an assumed 1%
on weather extremes.                                across finance and insurance [1, 2], global        annual probability) [5]. The 2009 Victorian
Australian governments at all levels have           development [3], and national security [4]         heatwave that preceded Black Saturday and
responded to recent weather extremes by             describes a near future with a radically           the Russian heatwaves prior to the 2010
emphasising resilience as a goal in emergency       different risk landscape to the one we now         wildfires were at this scale. With decades of
management policy. This includes advocating         operate in. Today’s extreme events are             additional warming ‘locked-in’, the spread
for more decentralised and adaptive                 shaping to be tomorrow’s norms.                    and intensification of heatwaves will continue
approaches to natural disaster management                                                              – possibly beyond our comprehension.
                                                    Climate change impact research has moved
and more focus on vulnerabilities at the ‘local’                                                       Recent climate modelling projects that in a
                                                    well beyond questions of ‘if and where’ to
or community level – where most natural                                                                few decades, small areas (3%) of the planet
                                                    focus on unpicking ‘how quickly and how
                                                                                                       may even feel 1-in-4,500 year magnitude
                                                    much’. The picture from this research shows
                                                                                                       heat events [6]. These lie far outside historical
                                                    whole-scale shifts in environmental conditions
 About the project                                                                                     experience; we have no comparisons.
                                                    are occurring at many spatial scales. It only
 This report presents findings from a two-          takes small changes in global averages to          The amplification of heatwaves is just one
 year research project run by the Victorian         transform climate conditions at the regional       symptom of climate change. Major shifts
 Eco-Innovation Lab at the University               scale. Regional shifts are again amplified at      will occur in most areas of the environment,
 of Melbourne. The project was funded               the ‘local’ scale. For communities in towns        and a growing body of recorded data shows
 by the Australian Government through               and suburbs this means radical changes to          changes are well underway. A brief survey
 the National Disaster Resilience Grants            the weather extremes they are accustomed           of peer-reviewed science indicates southern
 Scheme. The work targets deficiencies              to. The 0.80C increase in global temperature       Australia will see major changes in weather
 in the way natural disaster management             recorded so far is already driving the formation   patterns including seasonal shifts, greater
 practices mitigate impacts from climate            of weather events that lie outside the bounds      storm intensity, more intense drought and
 extremes and transfers concepts like               of local experience in many parts of the           more days of extreme fire-risk. In the oceans,
 resilience into tangible strategies.               globe. Since the 1960’s there has been a           we are already seeing other symptoms such
                                                    ten-fold increase in areas experiencing 1-in-
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
7

as greater acidity and temperature increases        growing because the links between economic,
                                                                                                       What do we mean by emergency
affecting the health and distribution of            political, technical and environmental systems
                                                                                                       management?
some species [7-10]. With greenhouse gas            are increasingly tight. This ‘tight coupling’
emissions on track to drive 4-6°C of global         means the buffers, redundancies and fail-safe      When emergency management is
warming this century, far more catastrophic         mechanisms normally able to mitigate volatility    mentioned in this report, it refers primarily
global-scale changes are also possible. The         are easily overwhelmed [19]. In this hazard        to the set of practices and organisations
loss of major ice sheets, growth of oceanic         ‘echo-chamber’ [17], even small changes can        concerned with natural disaster
‘dead zones’ and the disappearance of vast          lead to an amplifying cascade of knock-on          management. However, because the
tropical ecosystems are realistic possibilities     impacts. The effects of extreme weather can        issues and lessons explored are more
[11-13]. Each of these environmental                therefore propagate well beyond their point of     broadly applicable and relate to people
hazards will bring their own suite of knock-on      origin and increase the chance of unexpected       and agencies with very different roles
consequences. A range of likely examples            and synergistic impacts. These snowball-to-        and titles we use the umbrella term of
include increases in the spread of some             avalanche possibilities are most likely where      emergency management (EM).
diseases, negative affects on life expectancy       systems are already stressed [20]. Because
and psychological stress [14], reductions in        climate change is a primer for systemic failure,
power station and distribution efficiency [15],     climate-proofing cities, towns and suburbs
even falls in the protein content of certain        must take into account the possibility of
crops [16].                                         synergistic hazards like resource security,
                                                    investment dynamics or political stability. They
Emergency managers face a future where              are part of the same risk landscape. A critical
many major disasters won’t have a clear             question then is how should emergency
origin or cause, only catalysts.                    management evolve when the stakes are
The diversity and scale of climate change           higher and the threats harder to pre-empt?
impacts have prompted some experts to call
for a new approach to thinking about future
risks [17]. Emergency managers face a future
where major disasters won’t always have a
clear origin or cause, just a growing set of
possible catalysts. Grasping this emerging
risk environment at the policy and strategy
level is more important than identifying
specific future hazards. It’s about seeing the
wood from the trees. In its Global Risks 2014
report [3], the World Economic Forum notes
climate change is one of multiple drivers of
‘systemic risk’. At this level, risks are capable
of causing “...breakdowns in an entire system,
as opposed to breakdowns in individual parts
or components…” [18]. Systemic risks are
Visions of Resilience - Design-led Transformation for Climate Extremes - Melbourne School of Design
Three innovation challenges for                    extreme events are rare, there’s limited data to   climate models, known (and potentially
                                                   indicate natural frequency [25]. However, data     catastrophic) phenomena were simply left out
emergency management                               availability masks bigger issues about to how      because they were poorly understood [32].
This report focuses on three areas where           people think about, manipulate and interpret       Factoring in these knowledge gaps means
emergency management must evolve to                data to define (and downplay) risk.                models produce wider uncertainty values
                                                                                                      (and include more extreme events). This
match the risk landscape now emerging.             A common example involves specialists
                                                                                                      type of risk ‘filtering’ helps reduce decision-
                                                   creating climate and statistical models that
                                                                                                      making uncertainty [32] but the end results
                                                   deliver false certainty about future weather
Challenge 1 – Weaning emergency                                                                       underestimate potential hazards. Critically, it’s
                                                   events [26]. For example, flood and drought
management off prediction based planning                                                              the high-impact possibilities that are ignored.
                                                   models typically assume the frequency of
                                                                                                      Organisations basing adaptation strategies on
Widely used methods for assessing risk             extreme events follow clear patterns. This
                                                                                                      ‘most-likely’ climate scenarios filter risks in the
and disaster probability rely on questionable      approach can work at a year or decade scale,
                                                                                                      same way.
assumptions and subjective value-based             but often does not reflect variation over longer
decisions [22]. They can pose a liability in a     periods [27]. Underlying climate patterns are      “…there are no institutional processes for
world of climate extremes.                         not fixed; they change naturally, sometimes        designing with the uncertainty caused by
                                                   dramatically. Global warming is also re-           climate change in mind.”
In particular, risk management practices
                                                   coding the climate systems we have based
that rely on narrow, quantified estimates                                                                     Council officer, Melbourne metropolitan area
                                                   our methods around [28, 29]. Designing and
of risk undermine preparation for climate
                                                   interpreting climate models as if clear long-
extremes. This ‘predict-then-act’ paradigm                                                            In institutional environments where risk
                                                   term patterns exist makes it easier to calculate
[23] is particularly evident in insurance, civil                                                      uncertainty creates problems for decision-
                                                   clear probabilities for floods and drought
engineering and spatial planning where risk                                                           makers, disaster response will likely trump
                                                   events. It helps decision-makers calculate
management relies on definitive frequency                                                             prevention. When risks are downplayed
                                                   risks but it does not necessarily make them
and probability estimates of hazard events                                                            to reduce uncertainty, it makes sense that
                                                   accurate.
[24]. These practices work well for frequent                                                          mitigation gets overpriced and underfunded. It
events with familiar impacts. However, they        Artificial clarity is also prioritised over risk   is therefore no surprise that a recent study by
can undermine mitigation by giving decision        transparency in subtler ways. For example,         Deloitte Access Economics found resources
makers artificial certainty about the scale and    people tend to take definitive estimates           spent on disaster recovery eclipse mitigation
likelihood of future events.                       of risk more seriously than descriptive            by 10:1 in Australia [33].
                                                   accounts or figures with large uncertainty
“Subjectivity permeates low probability high       values. Psychological studies show people
                                                                                                      An important starting point to address this
consequence risk assessments because                                                                  mitigation deficit is transparency. Practitioners
                                                   consistently down-play the likelihood and
they rely on judgements at every step of the                                                          need to know the limits of probability
                                                   seriousness of events we haven’t experienced
                                                                                                      evaluation for extreme weather events. It is
process.” [21]                                     [30]. People also commonly ignore risk
                                                                                                      also important to recognise many of these
                                                   factors they don’t understand or agree with
Probability estimates of low frequency, high                                                          limits can’t be solved by better disaster
                                                   [31]. These behaviours simplify decision
impact weather events can be misleading.                                                              prediction. The knock-on impacts from
                                                   making but have major implications for risk
Partly, this is because estimates are                                                                 climate change are too complex and context
                                                   mitigation. For example, in some global
extrapolated from historical records and since                                                        specific. At best, improved data collection and
9

modelling capabilities will allow us to explore      Challenge 2 – Pursuing resilience-as-                In an unpredictable hazard environment, a
possible future risks with more clarity but not      adaptation over resilience-as-strength               community’s ability to resist and bounce-
predict extreme event probability in advance.                                                             back may mask or exacerbate longer-term
                                                     Resilience is a popular term in policy and
New practices are needed to help natural                                                                  problems. Strengthening resistance can mean
                                                     planning. But it is a contested concept often
disaster managers explore and plan for highly                                                             resources are wasted protecting assets that
                                                     vaguely defined. How resilience is ‘framed’
uncertain and catastrophic hazards.                                                                       were poorly conceived, located and designed
                                                     and which frame becomes institutionalised
                                                                                                          or that will inevitably fail. A focus on ‘bounce-
Scenario-based methods are an example                will play a big role in shaping natural disaster
                                                                                                          back’ can also mean resources are spent after
of the practices used to help organisations          mitigation for decades.
                                                                                                          a disaster to recreate the vulnerabilities that
plan for high risk and uncertain futures. They
                                                     Two differing perspectives on resilience are         existed before. In worse case scenarios, the
have been developed in response to the limits
                                                     often used in EM. One prioritises strength,          resources spent on protection and recovery
of predictive models and use quantitative
                                                     resistance and rapid return to pre-disturbance       undermines resilience - leaving communities
and qualitative evidence to identify multiple
                                                     conditions. The other emphasises the                 without the means and capacity to change.
future operating (or hazard) conditions.
                                                     maintenance of flexibility and the capacity to
Scenarios are used as a conceptual shock-                                                                 An alternative framing of resilience focuses
                                                     adapt in a desired direction - prompted by
test for organisations - helping identify critical                                                        on retaining critical functions and identity in
                                                     actual or expected disturbances [40].
unknowns, identify high risk possibilities and                                                            the face of shocks through adaptation. To
evaluate planning and investment decisions.          Traditional EM approaches tends to follow            explain, we’ll use a community scenario. Any
                                                     the ‘strengthen, resist and bounce-back’             community needs critical functions to exist;
In Australia scenario methods are rarely
                                                     approach. For example, in Victoria’s Critical        the ability to access water, energy and food
applied to disaster resilience at the local
                                                     Infrastructure Resilience Interim Strategy           and ways to exchange goods and services
government or community level. Where
                                                     [41], the emphasis is on urban hardware              for example. But it does not necessarily need
they are used, exploratory scenarios are
                                                     being resistant, reliable and involving              these functions to be delivered in a particular
often not respected as decision-making
                                                     redundancies. Management’s primary role is           way. Houses can be heated using bar-
tools. Our planning institutions struggle to fit
                                                     building the capacity to respond and recover         heaters powered by vast electrical distribution
scenario methods into existing prediction and
                                                     from disruption. The Insurance Council of            systems or by the particular placement of
evidence-based decision making practices
                                                     Australia [42] takes a similar approach in their     windows, thermal mass and insulation. It’s
[39]. However, internationally, scenarios are
                                                     description of community resilience. They            the function - heating - that matters most. Of
increasingly used to guide decisions and
                                                     emphasise a capacity to respond and mitigate         course, a community is not just a collection
investment where extreme events pose major
                                                     disasters through household preparation and          of functions. It has an identity (or identities) –
risks. Recent and on-going applications
                                                     insurance. These principles are important but        shaped by its collective values and aspirations
include business contingency planning [34],
                                                     only reflect aspects of resilience geared to         and reflected in what people do and expect
defence and security [35], food security
                                                     protecting existing institutions, organisations      of each other. These values and aspirations
assessment [36], insurance risk assessment
                                                     or assets. This framing of resilience is best        might also be expressed in different ways. For
[1] and disaster preparedness [38].
                                                     applied in a stable risk environment. It puts        example, activities that reflect a connection to
                                                     little emphasis on evaluating how appropriate        the natural environment or express a strong
                                                     systems at risk are or on how to build flexibility   volunteer ethic can take many forms.
                                                     and enable change.
A resilience-as-adaptation approach              Challenge 3 – Embedding disaster
focuses on protecting the critical elements      mitigation in everyday community                       What do we mean by community?
of a town or region but emphasises change        practices                                              For this report we see communities as
and flexibility in this process. It reduces                                                             groups “…who live in a similar region; those
                                                 Communities have a central role in building
focus on less essential factors like habits of                                                          who have similar characteristics and relate
                                                 local resilience but are passive ‘bit players’
behaviour and built assets often imbued with                                                            to each other as a community; and those
                                                 in natural disaster management. Despite
everyday significance but whose protection                                                              who come together in response to an
                                                 agency recognition that engaged communities
can inhibit change. Building local resilience                                                           issue…” [47]. By a ‘local community’, we
                                                 are important [21, 43-45] EM structures and
must be grounded in community values                                                                    mean those living in the same place.
                                                 practices still reflect an ‘experts-lead, citizens-
and aspirations. An emphasis on retaining
                                                 follow’ model. In COAG’s National Strategy for
functions and identity recognises this.
                                                 Disaster Resilience, for example, EM agencies
Pursuing a resilience-as-adaptation approach     are advised to support local resilience by            essential in day-to-day community functions,
poses a number of challenges. It requires        providing “…community with the information            they provide an existing foundation on which
projects and programs to be highly sensitive     needed to prepare for and mitigate the                climate resilience can be built.
to local context, including at the level of      impact of natural disasters” [46]. Decades
community cultures and shared-meaning.           of research on information-led behaviour              Building on the strengths within communities
Strategies and programs to build local           change suggest this will be of limited value.         will require emergency management agencies
resilience must therefore avoid the types        The roll-out of Township Protection Plans in          to play a facilitation role and support people-
of centralised template solutions often          Victoria demonstrates a similar approach.             led or ‘co-design’ approaches to disaster
rolled-out by government agencies. Our           Council, SES and CFA officers interviewed             mitigation. There is a strong shift in European
preferred approach also relies on identifying    for this project criticised the “cookie-cutter”       public policy to adopt this type of approach
and understanding the complex dynamics           process for breaking fundamental principles           across many areas of government. It is
among climate and non-climate risk factors       of engagement, including not giving locals a          reaping benefits because innovative solutions
at a suburb, town and regional level. Without    meaningful say in designing plans to match            are being developed, explored and tested by
tangible knowledge of the risks facing towns     their environment. It is another example of           the people they affect most [50]. The same
and communities from climate extremes, we        a top-down template approach to disaster              argument can be made for climate resilience.
can’t determine what subtle changes might        mitigation. It shows little sensitivity to context    Research shows clear benefits where people
mitigate those risks. As the retainers of this   or the attributes that make up an engaged,            and agencies see communities as ‘innovators’
information, communities will need to play a     fire-ready community.                                 rather than simply ‘implementers’ of disaster
leading role in an adaptation-driven approach                                                          preparation and response [43]. Some of the
                                                 Community dynamics are as central to local            most positive stories emerging from recent
to climate resilience.
                                                 disaster mitigation as EM expertise. Factors          natural disasters and at-risk communities in
                                                 such as social connectedness and cohesion,            Australia show people responding to risk and
                                                 knowledge of local hazards and vulnerabilities,       vulnerability in their own ways. Communities
                                                 access to resources and collective leadership         are cultivating new connections to learn from
                                                 will be vital in a changing risk landscape            each other’s disaster experiences, organising
                                                 [47-49]. Because these attributes are also            networks of support and experimenting
11

with new ways to deliver, access and pool          also identifying what barriers stand in the way.
resources [51, 52, 81]. However, some              Neither can be addressed without exploration
‘success’ stories also describe a lack of EM       and experimentation. We need the tools to
agency tolerance for community innovation.         navigate both challenges in a collaborative
They involve instances where communities           way.
have needed to break laws in order to address
local vulnerabilities [81]. Most community-
led examples are also focused on building
disaster response capabilities. More work is
needed to foster local disaster mitigation and
preparation.
Communities need strong reasons to buy
into and ensure new practices and thinking
‘sticks’. Therefore, strategies for addressing
natural disaster risk must connect with what
people value and aspire to. Paradoxically, EM
agencies may be more effective at supporting
pre-emptive mitigation by not focusing
solely on risk and vulnerability. Having
strong capabilities in areas like community
development and small business innovation
may be just as important. Ultimately, building
climate resilience must make a positive
contribution, add meaning or at the least,
make sense to everyday life.
Climate change poses a rapidly evolving risk
landscape. Effective adaptation will require
changes to the way risks are assessed and
addressed and which stakeholders play a
leadership role in the adaptation process.
This will challenge the way our communities,
governance procedures and systems of
resource provision work. Building the culture
and institutions for a world of climate extremes
presents the dual challenge of learning what
desired climate resilience will look like while
1.1 Project aims and rationale

The aim of this project was to understand        Only when these questions have been
what impedes or enables the development          answered can we ask - what challenges will
of local resilience for climate extremes. As     desired changes face?
discussed, our society has only a vague
                                                 The objectives of this work were to:
conception of future hazards and even less
understanding about what a climate resilient     1. Develop a participatory scenario-based
community might be like. How then do we             process for identifying positive resilient
approach this problem? How do we identify           futures.
the barriers to a future we don’t know, using
                                                 2. Apply the process in two case study
processes we don’t have?
                                                    towns with their communities and broader
Our answer was to develop an intervention           stakeholders to explore and understand:
process in two communities, ask community
                                                   • opportunities and factors necessary to
participants to envision resilient futures and
                                                     build local resilience to climate extremes
ask stakeholders what was needed to create
those futures. We looked for barriers every        • barriers (particularly institutional barriers)
step of the way. This strategy was informed          to local resilience building
by the logic that to identify the challenges
communities face in building resilience to         • potential mechanisms (including policy
climate extremes, we must first understand:          recommendations) to overcome barriers
                                                     and help build local resilience to climate
• what communities value and where they              extremes.
  want to prioritise resilience building
                                                 3. Verify results with literature reviews, a survey
• what will be affected by weather extremes,        and interviews.
  and what matters most to those affected
                                                 4. Produce a ‘how-to’ guide to enable others
• what adaptive changes communities see as          to replicate and adapt the process.
  desirable and undesirable
• how desired changes could occur.
Section 2

            RESEARCH METHODOLOGY
RESEARCH METHODOLOGY

The research process combined a mix of            and community. Research from the UK,                Survey
traditional and design-led research methods       Canada, New Zealand and the US was also
comprising four elements:                         analysed for comparison and verification.           An anonymous online survey captured
                                                  Results were summarised into a systems of           responses from 50 practitioners involved
• a review of literature                                                                              in the emergency and risk management,
                                                  influence diagram (Appendix 1) to understand
• interviews with community stakeholders and      the relationships and connections between           climate change adaptation or planning fields
  climate change adaptation and emergency         critical barriers. The diagram was used to help     in Australia. The majority (83%) were Victorian.
  management practitioners in local and state     identify critical barriers and potential leverage   The survey was emailed to organisations
  government                                      points for change to explore in interviews          listed on the Emergency Management
                                                  and workshops. The review of literature was         Manual Victoria contact directory, through
• a survey of climate change adaptation and                                                           the Victorian Greenhouse Action alliances
                                                  also conducted to identify key ingredients
  emergency management practitioners                                                                  and disseminated via the LinkedIn Climate
                                                  and principles for resilience relevant to local
• development and testing of a scenario-          community contexts.                                 Adaptation Group. Questions explored
  based workshop process (the design-led                                                              individuals’ perceptions of climate change,
  intervention) in two case study towns.                                                              the future risk environment and agency
                                                  Interviews                                          preparedness (see page 22 and appendix 3).
                                                  Semi-structured interviews were conducted
Review of literature                              with 13 climate change adaptation and
                                                                                                      Results from the previous three elements were
The review included a study of material in        emergency management practitioners in
                                                                                                      used to inform the design of the scenario-
the fields of climate change adaptation,          Victorian local and state government agencies
                                                                                                      based workshop process (section 2.1),
emergency management and risk                     (Appendix 2). Interviewees were identified
                                                                                                      confirm assumptions guiding the intervention,
management to identify barriers to local          through professional networks (including
                                                                                                      and help analyse results.
resilience. The review primarily explored         referrals). Questions explored institutional
literature from Australia with a focus on         challenges to planning for weather extremes.
identifying barriers affecting local government
15

2.1 Design-led intervention

The main component of the research involved      For each case study town, the process
                                                                                                   Why – scenarios for 2037?
testing a design workshop process in two         revolved around a set of two workshops
Victorian towns. Design-led interventions are    conducted 9-12 months apart. The first            From VEIL’s experience running future
particularly useful as a research tool when      of these workshops enabled community              visioning processes, a 25-year time
exploring complex problems where no clear        participants to:                                  horizon is ideal for exploring ‘what-if’ future
solutions exist, and for approaching them                                                          scenarios. 25 years is distant enough
                                                 • explore the implications of a worst-case
from multiple angles. Done well, they can                                                          from the present that organisational
                                                   future climate scenario set in the year 2037
inhibit normal practices, force new thinking                                                       decision-makers can put aside current
and expose alternative view-points and           • identify a range of adaptation options          responsibilities. But it is also close
assumptions - revealing insights that are                                                          enough that any dominant technologies
                                                 • propose desired visions of the future.
difficult to detect simply by asking questions                                                     are probably known today. Furthermore,
or observing everyday behaviour [53].            The second workshop explored barriers to          climate modelling indicates emissions
                                                 a sub-set of visions proposed in the first        reductions will not make a significant
The workshops had a dual purpose: to
                                                 workshop. It helped uncover many of the           difference to environmental conditions until
test a prototype method that could help
                                                 institutional factors likely to influence local   around 2040; at which point the climate
local communities develop resilience in
                                                 resilience building.                              conditions linked to alternative emissions
responses to climate extremes; and to act
                                                                                                   trajectories begin to diverge [6]. This last
as a provocative intervention, helping the       After presenting the two case study towns         factor reduced the complexity of scenario
research team identify barriers, challenges      (Anglesea and Creswick) we summarise              creation. It meant there was no need to
and opportunities relevant to building           the six major stages in the development           take emissions scenarios into account
natural disaster resilience. The workshop        and application of the workshop process.          when exploring climate conditions.
methodology was influenced by VEIL’s             A full description of the processes can be
Eco-Acupuncture program involving design-        downloaded as a stand-alone manual from
led enquiry, scenarios and future visioning      ecoinnovationlab.com/project/visions-of-
processes. Input from designers in the project   resilience/
team was also crucial. The workshops
combined elements of scenario planning,
vulnerability assessment, future-visioning and
back-casting processes [54, 55].
Case studies                                      Anglesea                                         considered highly vulnerable to bushfire. Fire
                                                                                                   risk is likely to increase in the future as climate
                                                  Anglesea lies at the eastern end of Victoria’s   conditions become dryer and hotter. Projected
Anglesea and Creswick were selected from
                                                  iconic Great Ocean Road (GOR), 110 km            climatic shifts will also see longer heatwaves,
12 potential sites in Victoria. There were four
                                                  south-west of Melbourne. Located in the Surf     exacerbate existing water shortages in the
selection criteria.
                                                  Coast Shire, it has a permanent population of    town and contribute to the risk of blackouts.
1. Exposure: Sites are susceptible to multiple    around 2,500 and a peak summer population        Higher intensity rainfall events may also
   climate related events.                        that grows to over 16,000. The town              create problems with localised flooding along
                                                  community self-identifies as a coastal village   the lower stretches of Anglesea River (short
2. Complexity: A scale large and complex          and has a strong cultural connection to the
   enough to involve multiple economic                                                             duration flooding is already a problem). Sea
                                                  ocean and surrounding bush. Key aspects          level rise will also pose an erosion threat to
   activities, social groups, strengths and       of the town include its pristine beaches and
   weaknesses but also small enough to                                                             multiple sections of the Great Ocean Road
                                                  bio-diverse heathland; a high non-resident       and key low-lying buildings and assets.
   enable the researchers to understand the       population; an ageing demographic; higher
   primary dynamics in each town.                                                                  Areas of Anglesea built on land that has been
                                                  than average level of volunteerism and a small   artificially raised are most at risk. By 2037,
3. Partnership: Shire council interest and a      open cut brown coal mine [56, 57]. Anglesea’s    Anglesea may also confront the prospect
   willingness to participate in the process.     economy is heavily reliant on seasonal income    that key climate tipping points will have been
                                                  from tourism.                                    crossed – triggering irreversible loss of major
4. Contrast: Comparatively different social,
                                                  The town has a history of bushfires (it was      ice-sheets at both poles (translating to many
   economic and environmental conditions.
                                                  badly affected in the 1983 Ash Wednesday         meters of sea level rise) and major changes in
                                                  fires) and is one of 52 Victorian towns          ocean and terrestrial ecosystems [58-60].

                                                                                                                      Creswick

                                                                                                        Anglesea
                                                                                                                                  Victoria, Australia
17

Creswick
Creswick lies 130km north-east of Melbourne
and 15 minutes from Ballarat, with a
population of around 3,300. Located in
Hepburn Shire, Creswick has a post-colonial
history strongly linked to primary production.
Gold mining, forestry and agriculture have
played a major part in the town’s economy
at different stages. Key features of the town
include its links to Federation, gold mining era
heritage, natural amenity, a strong volunteer
culture and a strong arts community. The
University of Melbourne has a campus in
Creswick [61-63].
Creswick is surrounded on three sides by
bushland and plantation forests and has
a history of flooding and bushfires. It was
recently affected by three back-to-back flood
events in late 2010 and early 2011 which
severely affected parts of the town [64].
Creswick faces a warmer and drier future due
to climate change, with fewer, more intense
rainfall events. Likely implications include more
intense droughts, more days of extreme heat
and fire danger and a reduction in runoff to
dams and creeks. High intensity rainfall events
will also contribute to soil erosion and increase
the impact and frequency of flash flooding
along Creswick Creek [59, 65, 66].
2.2 Process summary

1. Context analysis                            2. Scenario and workshop design                         3. Participatory visioning workshops
• Engagement with shire councils               • Climate data analysis                                 • Identification of assets
• Field research                               • Future scenario creation                              • Identification of vulnerabilities
• Local stakeholder interviews                 • Scenario verification                                 • Identification of adaptation options
• Quantitative data collection                 • Workshop process design                               • Exploration of positive futures
This stage set up the conditions for the       This stage involved designing the visioning             Two-day facilitated workshops were run in
design workshops in Anglesea and Creswick      workshop process and creating scenarios for             Anglesea and Creswick. Each involved 25-35
and gathered the raw material that would       Anglesea and Creswick. Both scenarios were              participants comprising local community
be translated into future scenarios. Semi-     developed by combining local knowledge                  members assisted by design facilitators.
structured interviews and conversations        obtained through interviews and plausible               Design students from the University of
were conducted with Shire officers and         worst-case interpretations of climate change            Melbourne also participated in Creswick.
community members to understand important      projections set in 2037. The scenarios were             Key stages saw participants identify local
local issues, people’s concern about natural   translated into three first-person perspectives         assets, explore vulnerabilities arising from
disasters, historical disaster events and      of everyday life as seen by fictional residents         the future climate scenarios and identify
shared values. Interviewees were identified    (scenario stories). Using multiple narratives           possible adaptation strategies. Concepts
through referral. Data was also gathered       allowed different combinations and                      for adaptation were strongly guided by a
from historical literature, local newspapers   manifestations of extreme weather to be                 series of resilience-based design principles
and census material. Where possible, issues    presented. The physical impacts of climate              (summarised on page 20). Each workshop
and anecdotes were cross-referenced.           change were discussed with climate scientists           resulted in more than 50 tangible propositions
Climate conditions were derived from CSIRO     to test their plausibility. Extrapolation of tertiary   for building resilience.
modelling (MK3.5 outputs based on A1B and      impacts described in the scenarios was
A1F1 emissions scenarios).                     based on analysis of climate change literature.
                                               Scenario stories for Creswick and Anglesea
                                               are in Appendices 4 and 5.
19

4. Synthesising workshop outputs                    5. Showcasing visions for feedback               6. Pathways and barriers workshops
• Analysis of workshop results                      • Display of visions online and on the street    • Exploration of pathways for change
• Development of visions and narratives             • Collection of stakeholders responses           • Identification of barriers to change
  (‘visions of resilience’)
                                                    Visions of the future were posted around both    • Identification of leverage opportunities
• Exploration and critique of visions with          towns. In some cases, posters were given
                                                                                                     Workshops were held in Melbourne,
  expert forum                                      QR codes to encourage broader audience
                                                                                                     Hepburn Shire and Surf Coast Shire to
                                                    engagement and direct people to websites
Outcomes from the visioning workshops                                                                explore pathways and barriers to enabling
                                                    where they were encouraged to leave
(audio recordings, drawings, facilitator notes,                                                      the community visions. Participants
                                                    comments. Visions were adapted to different
maps and participant stories) were developed                                                         numbered between 20 and 25 local and
                                                    media (a facebook page [facebook.com/
into a small set of representative future visions                                                    state government representatives with some
                                                    Anglesea2037], website [anglesea2037.com]
by the project team. This process identified                                                         community members also present (see
                                                    and public posters) to explore how alternative
common themes and synergies between                                                                  Appendix 6). In each workshop participants
                                                    modes of communication would affect
community propositions and integrated                                                                explored ingredients and conditions needed
                                                    feedback. Results were collected through
these into coherent concepts and narratives                                                          for the visions to develop, identified barriers
                                                    online comments and via conversations with
of the future. Narratives described how                                                              to these conditions and suggested leverage
                                                    members of both towns’ communities (see
the proposals built resilience in their local                                                        opportunities to overcome challenges.
                                                    Appendix 7).
context and were augmented with a visual
illustration prepared by professional designers.
Outcomes were presented to a small forum
of experts from emergency management,
community development and climate change
adaptation for comment.
2.3 Design principles for building local resilience

Resilience is a vaguely defined and often                         Modularity: Autonomous                           Impact avoidance:
contested concept. This presents a challenge                      building blocks that                             Minimising exposure to
when working collaboratively with diverse                         augment each other.                              hazards.
groups. In research interviews, people’s
                                                  • Build capacity in incremental modules.         • Identify which places, functions and assets
concept of resilience often described a
                                                                                                     that are not exposed and ask why?
community or agency’s ability to respond          • Make sure module failure isn’t contagious.
and recover from natural hazards quickly.                                                          • Identify decisions that have led to exposure.
                                                  • Build networks that work across scales
Many community residents also focused on                                                             Why were they taken?
                                                    (individual, neighbourhood, regional).
purely psychological aspects of resilience (and
                                                                                                   • Consider…how could mitigating one risk
also emphasised recovery). As the visioning       • Find new ways to share (information and
                                                                                                     act to exacerbate others?
workshops were focused on pre-emptive               resources).
strategies to build resilience, the project
team developed the following set of design
                                                                  Rapid feedback:                  These symbols will be used later to explain
principles and framing questions to guide
                                                                  Consequences of actions          benefits of community visions in section 3.2.
workshop participants.
                                                                  and changes are detected
                                                                  and responded to quickly.
                                                                                                              = Diversity
                 Diversity: Not everything is     • Build awareness to new hazards – using
                 affected equally.                  different ‘channels’.
• Find different ways to meet the same            • Consider…how long will it take to know                    = Redundancy
  outcome.                                          what the consequences of an action are?
• Find solutions that aren’t vulnerable to the    • Consider…who needs to talk to each other
  same hazards.                                     and how are they talking to each other?                   = Modularity
• Focus on what is being delivered, not how.
  What function is essential?
                                                                  Adaptive capacity: The
                                                                                                              = Enhanced feedback
                                                                  ability to choose how to
                                                                  prepare and respond.
                 Redundancy: Spare supply
                 and functional capacity          • Target the allocation of power and capacity
                                                                                                              = Adaptive capacity
                 exists.                            where vulnerability exists
• Build-in or build-up buffers.                   • Stress-test – having small failures can help
                                                    identify weaknesses
• Create ‘just in case’ options.                                                                              = Impact avoidance
                                                  • Consider…how can knowledge and skills
• Consider…if something runs out where else
                                                    be built and shared?
  and how else can you get it?
                                                  • Consider…what can help people’s ability to
                                                    organise?
Section 3

            RESULTS AND ANALYSIS
RESULTS AND ANALYSIS

This section begins with a summary of             and intensity of extreme events over the next      to avoid future impacts over a longer-term
perspectives from the field: selected results     50 years. 68%, (n=41) felt climate change          (30-50 years). The most common reasons
from a survey of emergency management             would have a major impact on environmental         given by respondents were: the design of
and climate change adaptation practitioners.      conditions within 50 years. Equal numbers          current regulatory requirements, a lack of
Subsequently, the results and analysis            also felt organisations would undergo              resources, and the separation between
section is broken into four parts. The first      significant change as a result of climate          planning and response functions within and
– Site assessment, presents a synthesis           change within 20 years. 64% (n=41) felt            across organisations. Respondents also noted
of outcomes from the visioning workshops          communities would change significantly in the      that difficulty measuring the value of mitigation
process run in Anglesea and Creswick. This        same period.                                       makes it challenging to assess and promote.
is followed by a presentation of future visions
                                                  Despite the perception of risk, only 30%
for both towns in the second part. The                                                                        5.1%
                                                  (n=44) agreed that agencies had a …good
third – Opportunities and barriers for climate                                                       12.8%                 20.5%
                                                  understanding of the types of impacts society
resilience, presents a synthesis of outcomes
                                                  will face from climate change.
from the pathways and barriers workshops.                                                                                                strongly agree
The final part – Process evaluation, looks at     “[My] organisation is just starting to look                                            mainly agree
the combined workshop and engagement              at climate change adaptation and how this                                              unsure
methods and identifies areas for improvement.     intersects with emergency management
                                                                                                                                         mainly disagree
                                                  planning - behind the 8-ball basically”
                                                          Survey respondent, Local Government, Vic
Perspectives from the                                                                                                       61.5%

field                                             Preparing for future climate extremes              As a general rule, there is a disconnect between
                                                                                                     the level of risk posed by climate change and the
The survey ran from August to November            83% (n=39) of respondents believed the level       level of preparedness and risk management within
                                                  of preparedness and risk management within         relevant agencies. (n=39)
2013 and collected responses from 48                                                                                                              Fig. 1
emergency management (EM) and climate             agencies did not reflect the scale of emerging
change adaptation (CCA) professionals.            risks posed by climate extremes (Fig. 1).          “Funding is often reactionary... so it’s more
Respondents were primarily Victorian (83%,        Results suggest agencies put a much                feasible to spend money on response and
n=48) with half (54%) in State Government         stronger emphasis on response than                 recovery (events that have happened)
roles. Local government officers contributed      mitigation. 85% (n=44) believed that more          than on planning (for events that haven’t
20% of responses. 72% of respondents              resources were allocated to response and           happened)”
defined themselves as having middle or senior     recovery than to planning to avoid future
rank.                                                                                                         Survey respondent, State Government, Vic
                                                  disaster events. Similarly, a majority (70%,
                                                  n=42) agreed with the statement that …most         Responses also suggest the need for
                                                  organisations (responsible for emergency           predictive certainty on future conditions
Perceptions of future conditions                  planning or climate change adaptation)             undermines mitigation. 68% (n=44) of
Almost all respondents (93%, n=44) believed       emphasise short-term (5-15 year) asset             responses agreed that determining the
climate change would increase the frequency       protection strategies over alternatives that aim   frequency and size of future extreme weather
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