A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber

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A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
A New Catalytic Pathway for the Production
      of Bio-based 1,5-Pentanediol
       Kevin J. Barnett, Kefeng Huang, and George W. Huber
                     [ kjbarnett@pyranco.com ]

                MI Forest Bioeconomy Conference
                         February 12, 2019
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
Chemicals from
                     Biomass
            ▪ Oxidizing petroleum to chemicals can
              be difficult and costly

                                                            Reduction
Oxidation

            ▪ Alternative: selectively reduce oxygenated
              biomass
            ▪ Cost-competitive with petroleum due to high
              cost of chemicals
            ▪ Renewably replace portion of oil end-use

                                                                        2
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
α,ω-Diols from
                 Biomass Xylose (C5)
                  1,4-butanediol (1,4-BD)
    ▪ α,ω-diols are aliphatic carbon chains with
~2000 kton/yr
       terminal alcohol groups                                                  Glucose (C6)

                                                      C5 Derived
                                                                   C6 Derived
    ▪ End uses: polyurethanes, coatings, acrylates,
      adhesives, 1,5-pentanediol
                 polyesters, and(1,5-PD)
                                 plasticizers
 ~3 kton/yr
    ▪ High value: ~ $1500-4500 per MT

                  1,6-hexanediol (1,6-HD)
~130 kton/yr
                                                                                     3
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
C4-C6 α,ω-Diols Production and Market
                                                 Adipic Acid

                                 Dicarboxylic                   Paints
$7B/yr Global Market                 acid
      7% CAGR
     (α,ω-diols)
                                                               Coatings
         1,4-BD
                                 Polyester
         1,5-PD                   polyols
         1,6-HD
                                                               Plastics
  1,4-butanediol (1,4-BD)
                             $1600-3300/ton

  1,5-pentanediol (1,5-PD)
                               $6000/ton        $2000/ton      Adhesives
  1,6-hexanediol (1,6-HD)
                             $3000-4700/ton                                4
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
Biomass to C5 and C6 α,ω-Diols
Biomass
                                          Furfural
                                                                                                C5 Route                                                             1,5-Pentanediol
                Lignocellulosic
                   Biomass                           GVL                                   H2                                                                 H2
                                                    recycle

                                        Xylose
GVL/Water           GVL/W                                                                                                                       H2O
                                                    R1
H2SO4               Extraction                   Dehydration                                     H2 recycle                purge
                                                                                                                                                                H2 recycle   purge         purge
                                           Lignin to                                                                                                                                       1,5-PDO
                                                                       SEP                                R2       THFA             R3 DHP           R4 2-HY-THP      R5 PDO
                     Drying                                                                                                                                                          SEP   Water
                                   Water Process Heat                                                Hydrogenation                 DEH              HDR              HYD
                                                                                                                                                                                            By-products
       Cellulose                                                               Furfural

                                   H2

                       R6                                                              THF
                                                                                                                             C6 Route
      H2SO4                                                                                                            H2
                   Dehydration                                                        recycle
                                                     H2 recycle                                                             H2 recycle
                                                                                     purge                                                  purge
            LGO+HMF                                                                                                        HDO precursors             purge
                                                                                                                                                       1,6-HDO
                                 LGO      R7                                      R8                     Solvent             R9
                       SEP                                                                              removal                              SEP       Waste Water
                                 HMF Hydrogenation                               HYD                                        HYD
                                                                                                                                                       By-products
                                                              Levoglucosenol

                                                                                                                   THFDM
                                                                                             THFDM
                                                                 THFDM

            By-products
      (purification to remove
                acids)

                         Levoglucosenone                                                                                       1,6-Hexanediol                                                             5
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
▪ Process combines biomass
  fractionation with chemical
  production

▪ >80% of the initial wood
   converted to products:
1. High purity cellulose
2. Furfural
3. High purity lignin
4. Acetic acid
5. Formic acid
6. Levulinic acid

▪ >$500 revenues per MT of
  wood

▪ High biomass loading
  20-30 wt%

                       6
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
Xylose Dehydration – Water vs. GVL
          Key advantages of GVL
                Increased reactivity of mineral acids:
                      Hydrolysis reaction rates (100 X vs. water)
                      Dehydration reaction rates (30 X vs. water)

                                                                    7
Slide courtesy of David Martin-Alonso
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
Technilogical Advantages of GVL Process
                                        Commercial process         GVL process
        Process                          Semi-continuous            Continuous
        Yield                                35-55 %                    95 %
        Feedstock                           Corn cobs                  Xylose
        Time                                3-5 hours             30-60 seconds
        Sulfuric acid                          0.55                    0.075
        (ton/ton furfural)
        Temperature                         170-200°C                 225 °C/
        /pressure                           /5-10 atm                 20 atm
        Furfural concentration (wt%)           5
                                                             (25-50 wt% respect to water)
        Steam (ton/ton furfural)               60                         4

Slide courtesy of David Martin-Alonso                                                       8
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
1,5-PD Production from Biomass
▪ Direct Hydrogenolysis Approach:
  Hydrogenolysis over bimetallic, noble-metal catalysts (i.e. RhRe)1,2
      •    Uneconomical due to high catalyst costs

                                                           1 M.    Chia et al. J. Am. Chem. Soc. 2011, 133, 12675–89.
                                                           2 Y.   Nakagawa et al. Catal. Today 2012, 195, 136–143.

▪ New Approach: 3-step Dehydration-Hydration-Hydrogenation (DHH) pathway

                                                                     3L. E. Schniepp, H. H. Geller, J. Am.
  •       Previously attempted by Geller et. al in 19463             Chem. Soc. 1946, 68, 1646–1648.                    9
A New Catalytic Pathway for the Production of Bio-based 1,5-Pentanediol - Kevin J. Barnett, Kefeng Huang, and George W. Huber
DHH pathway for 1,5-PD production
                                                                               •   Brentzel et. al. Chemicals from Biomass: Combining Ring-Opening Tautomerization
                                                                                   and Hydrogenation Reactions to Produce 1,5-Pentanediol from Furfural.
                                                                                   ChemSusChem 2017.10, 1351-1355.
                                                                               • Huang et al. Conversion of Furfural to 1,5-Pentanediol: Process Synthesis and
                                                                                 Analysis. ACS Sustainable Chemistry and Engineering. 2017. 5 (6), 4699-4706.
                                                                               • Huang et al. Improving Economics of Lignocellulosic Biofuels: An Integrated
                                                                                 Strategy for Coproducing 1,5-Pentanediol and Ethanol. 2017. In revision.
                           New pathway

                                         MSP               $2,436
                                                                                                               MSP
                                                                                                               THFA feedstock costs
                                         Costs
                                                                                                               Utility & Electricity costs
            hydrogenolysis

                                                                                                               Catalyst costs
                                         MSP                          $4,090
               pathway
                Direct

                                                                                                               Capital costs
                                                                                                               Fixed operating costs
                                         Costs
                                                                                                               Other raw material costs
                                                 0   600   1200     1800    2400       3000    3600     4200
                                                           Costs and MSPs ($/ton 1,5-PDO)

• Production Cost of DHH pathway is 6.6 times lower (excluding feedstock)
• Catalyst cost of DHH pathway is 51 times lower                                                                                                                10
THFA DEHYDRATION

                   11
THFA Dehydration to Dihydropyran
▪ THFA dehydrated over metal-oxides in vapor phase

▪ Catalyst regenerated with 500˚C calcination step

                                            ▪ Catalyst nearly completely regenerable
                                                • Only 2.5% loss in activity from Cycle 3 to Cycle 4

                                            ▪ 90% DHP Yields achieved at high conversion
                                                                                                   12
DHH Pathway Advantages                  Reactant    Product
                                      Concentration Yield
▪ Step 1: THFA Dehydration
   • Low-cost metal-oxide catalysts   Up to 100%     90%
   • Catalyst regenerable

                                                              13
DIHYDROPYRAN HYDRATION

                         14
DHP Hydrates to 1,5-PD precursors in >99% Yields
 ▪ DHP hydrated in water with no catalyst added
                                                                                                      2-phase Batch Reaction
                       2-HY-THP Yield   5-tetrahydropyranyloxy- 2-tetrahydropyranyl
Temperature Reaction                         pentanal Yield          ether Yield
                                                                                      Overall Yield
   ( ͦ C)   Time (h)

    70         4           84.5%                5.3%                   1.9%              91.7%
   100         4           92.0%                6.6%                   1.2%              99.8%
   130         4           89.5%                6.4%                   1.0%              96.9%
   160         4           65.4%                4.2%                   1.3%              70.9%

                                                                                                                               15
Why does DHP so readily hydrate?
▪ DHP hydration rates >> cyclohexene hydration rates
▪ Hypothesis: due to formation of stable oxocarbenium transition state
                   Cyclohexene Mechanism

                                                       2˚ Carbocation

                  Dihydropyran Mechanism

                                                         Oxocarbenium

                                                                         16
Why does DHP so readily hydrate?
                                   5 orders of magnitude difference

        3˚ Carbocation
                                             Oxocarbenium
   2˚ Carbocation                           Transition State
A variety of unsaturated compounds were tested with HZSM5 in an attempt
   to observe trend between transition state stability and hydration rate

               2˚ Carbocation                       3˚Carbocation     Oxocarbenium   17
DHH Pathway Advantages                                       Reactant    Product
                                                           Concentration Yield
▪ Step 1: THFA Dehydration
   • Low-cost metal-oxide catalysts                        Up to 100%     90%
   • Catalyst regenerable

▪ Step 2: DHP Hydration: Autocatalytic
   • DHP hydrates with no catalyst
   • Rate increased by in situ formation of acids          Up to 50%      98%
   • DHP readily hydrates due to stable transition state

                                                                                   18
2-HY-THP HYDROGENATION
                         19
Ring-opening Tautomerization of 2-HY-THP into
5-hydroxyvaleraldehyde: NMR Studies

                                               24˚C

• Variable temperature quantitative 13C        80˚C
NMR studies confirm the existence of
5-hydroxyvaleraldehyde (5HVal)

• Higher concentrations of 5HVal are
observed at elevated temperatures
   - Tautomerization reaction is endothermic
                                                      20
Ring-opening Tautomerization of 2-HY-THP into
5-hydroxyvaleraldehyde: NMR Studies

• Variable temperature quantitative 13C
NMR studies confirm the existence of
5-hydroxyvaleraldehyde (5HVal)

• Higher concentrations of 5HVal are
observed at elevated temperatures
   - Tautomerization reaction is endothermic
                                                21
Tautomerization vs. Hydrogenolysis
  ▪ Direct Hydrogenolysis Approach:
    Hydrogenolysis over bimetallic, noble-metal catalysts (i.e. RhRe)

  ▪ New Approach: Ring-opening tautomerization and hydrogenation
                                              Noble metal bimetallics not
                                              required for hydrogenation
        O      OH

Hemiacetal groups can homogeneously                 Hydrogenation rate >80x
tautomerize to their ring-opened form               faster than hydrogenolysis   22
DHH Pathway Advantages                                       Reactant    Product
                                                           Concentration Yield
▪ Step 1: THFA Dehydration
   • Low-cost metal-oxide catalysts                        Up to 100%     90%

                                                                                   87% Overall Yield
   • Catalyst regenerable

▪ Step 2: DHP Hydration: Autocatalytic
   • DHP hydrates with no catalyst
   • Rate increased by in situ formation of acids          Up to 50%      98%
   • DHP readily hydrates due to stable transition state

▪ Step 3: 2-HY-THP Hydrogenation
   • Tautomerization of 2-HY-THP to aldehyde
   • Lower-cost, monometallic catalysts                    Up to 50%      99%

                                                                                            23
Conclusions
▪ DHH pathway: 51x lower catalyst cost for 1,5-PDO from bio-derived furfural

▪ Ring-opening tautomerization allows for high hydrogenation rates over lower-
  cost monometallic catalysts

▪ 1,5-PD minimum selling price
Key Takeway

Inherent chemical functionalities of biomass-derived molecules can
be advantaged to increase efficiencies and lower costs of bio-based
         processes compared to petroleum-based process

                                                                  25
Kevin Barnett
kjbarnett@pyranco.com
1,5-PD is produced from dicarboxylic acid as
          byproduct of caprolactam

            “KA Oil”
                                      1,6-HD synthesized via oxidation of KA oil
                                        to adipic acid with nitric acid catalyst

                       Cu2+, NH4VO3
                       50-60% HNO3
C4-C6 α,ω-Diols Production and Market
                                                 Adipic Acid

                                 Dicarboxylic                   Paints
$7B/yr Global Market                 acid
      7% CAGR
     (α,ω-diols)
                                                               Coatings
         1,4-BD
                                 Polyester
         1,5-PD                   polyols
         1,6-HD
                                                               Plastics
  1,4-butanediol (1,4-BD)
                             $1600-3300/ton

  1,5-pentanediol (1,5-PD)
                               $6000/ton        $2000/ton      Adhesives
  1,6-hexanediol (1,6-HD)
                             $3000-4700/ton                                28
Chemicals from
                     Biomass
            ▪ Oxidizing petroleum to chemicals can
              be difficult and costly

                                                            Reduction
Oxidation

            ▪ Alternative: selectively reduce oxygenated
              biomass
            ▪ Cost-competitive with petroleum due to high
              cost of chemicals
            ▪ Renewably replace portion of oil end-use

                                                                        29
α,ω-Diols from
                     Biomass
            ▪ α,ω-diols are aliphatic carbon chains with
              terminal alcohol groups

                                                           Reduction
Oxidation

            ▪ End uses: polyurethanes, polyester polyols
              paints, coatings, adhesives, and plastics
            ▪ High value: ~ $1500-4500 per MT

                                                                       30
α,ω-Diols from
                 Biomass Xylose (C5)
                 1,4-butanediol (1,4-BD)
~2000 kton/yr
                                                                      Glucose (C6)

                                            C5 Derived
                                                         C6 Derived
                 1,5-pentanediol (1,5-PD)
 ~3 kton/yr

                  1,6-hexanediol (1,6-HD)
~130 kton/yr
                                                                           31
pH decreases during DHP hydration
 ▪ DHP hydrated in water with no catalyst added
                                                                          2-phase Batch Reaction

                                        Visibly more solids
                                       formation at higher
                                           temperatures

                                  pH~3.4 for all conditions tested

                                          Indicative of
                                    carboxylic acid formation

                                                                 Reaction Conditions: P=250 psi He, Feed=20wt% DHP/H2O

                                                                                                             32
DHP Hydration is Autocatalytic
▪ Hydration performed in batch reactor with
  two different solvents:
    1)   Pure DI water
    2)   50% DI water + 50% reaction
         filtrate from 200 ˚C hydration
▪ Acidic species formed during 200˚C
  hydration
▪ 2-HY-THP yields increased 4x when
  reaction product introduced
▪ Further evidence for autocatalytic hydration
DHP Hydration is Autocatalytic
                      ▪ Performed DHP hydration at low
                        temperatures to study initiation
                        period of reaction

                      ▪ Reaction rate doubles after 4h due
                        to increase in solution acidity

                      ▪ Small amount of acidic species
                        (likely 5-hydroxyvaleric acid) form

                      ▪ Initiation period very short!
                        Occurs at
Acidic solid coke autocatalyzes
  DHP hydration in flow reactor
                                                                   2-HY-THP/H2O
                                                                    (To hydrogenation)

                                       75˚C          Inert glass
                                                       beads

                                                         DHP          H2O

▪ DHP hydration over inert glass beads performed in continuous flow reactor              11
Acidic solid coke autocatalyzes
   DHP hydration in flow reactor
                                                                      2-HY-THP/H2O
                                                                       (To hydrogenation)

                                 100˚C

                                          75˚C          Inert glass
                                                          beads

                                                            DHP          H2O

▪ Increased acidic coke formation at higher temperature increases hydration rate            12
Acidic solid coke autocatalyzes
   DHP hydration in flow reactor
                                                                      2-HY-THP/H2O
                                                                       (To hydrogenation)
                   140˚C
                                 100˚C

                                          75˚C          Inert glass
                                                          beads

                                                            DHP          H2O

▪ Increased acidic coke formation at higher temperature increases hydration rate            13
Acidic solid coke autocatalyzes
   DHP hydration in flow reactor
                                                                      2-HY-THP/H2O
                                                                       (To hydrogenation)
                   140˚C
                                 100˚C

                                          75˚C          Inert glass
                                                          beads

                                                 60˚C

                                                            DHP          H2O

▪ Increased acidic coke formation at higher temperature increases hydration rate            14
Non-catalytic DHP Hydration – High T “Activation”

      Temperature increased to
             140°C for ~24h                              ▪ Goal: attempt to increase rate by forming
                                                           “active coke” at high temperature (140C)

                                                         ▪ Experiment: Start at 75C -> go to 140C for
                                                           24h -> go back to 75C to observe increased
                                                           rate
                                          75C
                            140C          0.037 mL/min
   Temp: 75C
   Flowrate: 0.037 mL/min
                            0.23 mL/min                  ▪ At 140C, activity increased by ~6.5x

                                                         ▪ Cooling back to 75C only resulted in 37% rate
                                                           increase: not permanent activity increase
                                                                                                   39
Non-catalytic DHP Hydration – High T “Activation”
▪ Hypothesis: both soluble and insoluble humins – need to dry reactor to form solid coke in reactor
▪ Experiment: Start at 75C -> go to 140C for 24h -> dry reactor -> return to 75C to observe increased rate

 ▪ Cooling back to 75C resulted in 144% rate increase: 4x higher increase than w/o drying step
                                                                                                         40
 ▪ At 100˚C with 2 drying steps, activity was increased >650% to complete conversion
Solid-acid Catalyzed DHP Hydration
▪ Goal: Improve hydration rates by using solid acid catalysts

▪ Solid acid catalysts screened for DHP hydration in batch reactors:

                                                                                                                                           No activity contribution
                                                                                                                                         from autocatalytic hydration

                                                                                                                                         Reaction Conditions:
                                                                                                                                          T=50˚C, P=500psi Ar,
                                                                                                                                         Feed=0.5wt% DHP/H2O,
                                                                                                                                         Reaction Time=1h

 (a) Ronen et. al (2011)   (b) Ning Li et. al (2011)   (c) Yu-Ting et. al. (2012)   (d) Present Work   *Amberlyst-70 acid site density

▪ Solid acids show high activity at condition where autocatalytic hydration does not occur
▪ Hydration rates correlate with Brønsted site density                                   41
Solid-acid Catalyzed DHP Hydration
▪ Goal: Improve hydration rates by using solid acid catalysts

▪ Solid acid catalysts screened for DHP hydration in batch reactors:

           Catalyst       Reaction Rate (μmol/gcat-min)    Bronsted site TOF (s-1)

          No Catalyst                   0                              -               No activity contribution
                                                                                     from autocatalytic hydration
           γ-Al2O3                      4                         0.00038
           HZSM5                      2822                         0.115
         Amberlyst-70                 26017                        0.152

▪ Solid acids show high activity at condition where autocatalytic hydration does not occur
▪ Hydration rates correlate with Brønsted site density                                                              42
HZSM5 is stable for DHP hydration for 20wt% Feed

                                                                         2-HY-THP/H2O
                                                                         (To hydrogenation)

                                                                          T: 70˚C
                                                                 HZSM5    P: 900psi Argon
                                                                          Feed: 20wt% DHP/H2O

                                                                  DHP        H2O
▪ Slight deactivation at 100% conversion likely to due coke
▪ Hydrothermally stable at 40-50% conversion
▪ High pressures (900psi) critical to improved HZSM5 stability                         43
HZSM5 is stable for DHP hydration for 50wt% Feed

                                                                         2-HY-THP/H2O
                                                                         (To hydrogenation)

                                                                          T: 70˚C
                                                                 HZSM5    P: 900psi Argon
                                                                          Feed: 50wt% DHP/H2O

                                                                  DHP        H2O

▪ Hydrothermally stable at 40-50% conversion
▪ High pressures (900psi) critical to improved HZSM5 stability
                                                                                       44
Combined Hydration-Hydrogenation: DHP to 1,5-PD

                                                                                                       1,5-PD/H2O

                                                                                                            Ru/C
                                                                                                        (hydrogenation)

                                                                                                         HZSM5
                                                                                                        (hydration)

                                                                                        DHP                H2O

Reaction Conditions:                                                                  Reaction Conditions:                   45
T=100˚C, P=500psi, Feed=0.5wt% DHP/H2O, Reaction Time=2h   T=70˚C, P=500psi, Feed=20wt% DHP/H2O, mass Ru/C=0.75g, mass HZSM5=0.5g
Probe Molecule Hydration
                             5 orders of magnitude difference

     3˚ Carbocation
                                       Oxocarbenium
2˚ Carbocation                        Transition State

            2˚ Carbocation                   3˚ Carbocation     Oxocarbenium
                                                                         46
Why does DHP so readily hydrate?
▪ Hydration rates plotted versus transition state
  Gibbs energy of formation (ΔG) for each molecule tested

          ΔG

           ΔG

                                                            23
2-HY-THP and Dimers convert to
         1,5-pentanediol at ~100% Yields
   ▪ 2-HY-THP product (including dimers) from DHP hydration step directly
     subjected to hydrogenation without purification

       + Dimers

         Reaction Conditions: Feed=20wt% 2-HY-THP/H2O, Catalyst=1% Ru/TiO2, T=120˚C, P=650psi H2

▪ Dimers increase at low conversion due to shift in equilibrium
▪ 97% 1,5-PD yields achieved at complete conversion                                                48
2-HY-THP and Dimers convert to
         1,5-pentanediol at ~100% Yields

       + Dimers

         Reaction Conditions: Feed=20wt% 2-HY-THP/H2O, Catalyst=1% Ru/TiO2, T=120C̊, P=650psi H2

▪ Dimers increase at low conversion due to shift in equilibrium
▪ 97% 1,5-PD yields achieved at complete conversion                                                49
2-HY-THP Hydrogenation over Pt Catalysts

                                                             2-HY-THP
                                                                               2-HY-THP Conversion           # of sites
               Catalyst                 Pretreatment      Conversion rate                                                  TOF (1/min)
                                                                               rate (mmol/g_Pt/min)          (umol/g)
                                                           (mmol/g/min)
         0.59wt% Pt/H-ZSM5
                                     ER @300C & IR@200C         1.8                       314                   5.54            329
            (Impregnation)
         5wt% Pt/SiO2 (Insoo)         Reduction @200C           0.3                       6.1                    38              8
            0.2Fe-Pt/SiO2             Reduction @200C           8.5                       171                   20.8            410
                                                                      Reaction conditions: 120C, P: 35 bar H2, feed: 10wt% 2-HY-THP/H2O.

     ▪     Pt/HZSM5 catalysts give very high 2-HY-THP hydrogenation rates

[1] Chem. Commun., 2013, 49, 10355
Pt/HZSM5 stable for 170h TOS
                            50       Feed added             Feed added
                            40
           Conversion (%)

                            30
                                                                               Reaction conditions: Catalyst mass:
                            20                                                 11.5mg, 120C, P: 30 bar H2, feed:
                                                                               10wt% 2-HY-THP/H2O
                            10
                             0
                                 0      50          100          150     200

                                                  TOS (h)

▪   0.59% Pt/HZSM5 very stable over 170 h time-on-stream
▪   Decrease in catalyst cost due to less noble metal (low Pt loading and high rates)
1,5-pentanediol Formed via
Hydrogenation of 5-HY-Val

▪ Study the rate of ring-opening relative
  to hydrogenation by using step changes
  of H2 pressure with the in situ ATR-FTIR
▪ Monitor the C=O absorbance of 5-HY-
  Val throughout the course of reaction

                                             FTIR Probe   52
1,5-pentanediol Formed via
Hydrogenation of 5-HY-Val
                                                                       0.12

                                           5-Hydroxyvaleraldehyde IR
                                                                        0.1         300 psi H2
                                                                                                  0 psi H2
                                                                       0.08

                                                  Abs. Units
▪ Ring-opening reaction is quasi-                                      0.06
  equilibrated relative to hydrogenation                               0.04
                                                                       0.02
 ▪ Hydrogenation of 5HVal aldehyde
                                                                         0
   rate-determining step
                                                                              0   100       200          300
                                                                                    Time (min)

                                                                                                             53
Ring-opening Tautomerization of 2-HY-THP into
5-hydroxyvaleraldehyde: NMR Studies

                                               24˚C

• Variable temperature quantitative 13C        80C̊
NMR studies confirm the existence of
5-hydroxyvaleraldehyde (5HVal)

• Higher concentrations of 5HVal are
observed at elevated temperatures
   - Tautomerization reaction is endothermic
                                                      54
Tautomerization vs. Hydrogenolysis
 ▪ Conventional Approach: Hydrogenolysis over bimetallic, noble-metal
   catalysts (i.e. RhRe)

  ▪ New Approach: Ring-opening tautomerization and hydrogenation
                                              Noble metal bimetallics not
                                              required for hydrogenation
        O     OH

Hemiacetal groups can homogeneously          Hydrogenation rate >80x
tautomerize to their ring-opened form        faster than hydrogenolysis     55
Tautomerization of C4-C6 Cyclic Hemiacetals
                                                C4
Cyclic Hemiacetal

                    2-hydroxy-tetrahydrofuran           4-hydroxy-butanal

                                                                               Aldehyde
                           (2-HY-THF)                     (4-HY-Butanal)
                                                C5

                    2-hydroxy-tetrahydropyran        5-hydroxy-valeraldehyde
                           (2-HY-THP)                       (5-HY-Val)
                                                C6

                                                         6-hydroxy-hexanal
                          2-oxepanol                       (6-HY-Hexanal)          56
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