Manual Hyperinflation Improves Alveolar Recruitment in Difficult-to-Wean Patients

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Manual Hyperinflation Improves Alveolar Recruitment in Difficult-to-Wean Patients
Manual Hyperinflation Improves Alveolar
  Recruitment in Difficult-to-Wean Patients
  Suh-Hwa Maa, Tzong-Jen Hung, Kuang-Hung Hsu, Ya-I Hsieh,
  Kwua-Yun Wang, Chun-Hua Wang and Horng-Chyuan Lin

  Chest 2005;128;2714-2721
  DOI 10.1378/chest.128.4.2714
  The online version of this article, along with updated information
  and services can be found online on the World Wide Web at:
  http://chestjournal.org/cgi/content/abstract/128/4/2714

   CHEST is the official journal of the American College of Chest
   Physicians. It has been published monthly since 1935. Copyright 2007
   by the American College of Chest Physicians, 3300 Dundee Road,
   Northbrook IL 60062. All rights reserved. No part of this article or PDF
   may be reproduced or distributed without the prior written permission
   of the copyright holder
   (http://www.chestjournal.org/misc/reprints.shtml). ISSN: 0012-3692.

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Manual Hyperinflation Improves Alveolar Recruitment in Difficult-to-Wean Patients
Manual Hyperinflation Improves
Alveolar Recruitment in Difficult-to-
Wean Patients*
Suh-Hwa Maa, DSN; Tzong-Jen Hung, MD; Kuang-Hung Hsu, PhD;
Ya-I Hsieh, MS; Kwua-Yun Wang, MS; Chun-Hua Wang, MD; and
Horng-Chyuan Lin, MD

         Study objectives: To investigate the effect of manual hyperinflation (MH) in patients with
         atelectasis associated with ventilation support.
         Design: Patients were randomized to either an experimental group or a control group.
         Setting: Pulmonary ICUs from two hospitals.
         Patients: Twenty-three patients with atelectasis associated with ventilation support.
         Interventions: The MH technique was at a rate of 8 to 13 breaths/min for a period of 20 min each
         session, three times per day for 5 days. The control group received their standard prescribed
         mechanical ventilation without supplemental MH. Sputum contents (wet/dry weight ratio,
         viscosity), respiratory system capacity (spontaneous tidal volume [VT], maximal inspiratory
         pressure, rapid shallow breathing index [f/VT], chest radiograph signs, and PaO2/fraction of
         inspired oxygen [FIO2]) were measured just prior to the MH at day 0 as baseline, and at day 3 and
         day 6 of the study.
         Measurements and results: There were significant improvements in scores over the 6-day study in
         the experimental group compared to the control group in spontaneous VT (p ⴝ 0.035) and chest
         radiograph signs (p ⴝ 0.040), and a trend toward improvement of f/VT (p ⴝ 0.066) and PaO2/FIO2
         (p ⴝ 0.061) after adjustment for covariates. Other outcome variables did not differ significantly
         between the experimental and control groups.
         Conclusions: MH performed on patients with atelectasis from ventilation support significantly
         improved alveolar recruitment.                                    (CHEST 2005; 128:2714 –2721)

         Key words: alveolar recruitment; atelectasis; difficult to wean; manual hyperinflation

         Abbreviations: ANOVA ⫽ analysis of variance; Fio2 ⫽ fraction of inspired oxygen; f/Vt ⫽ rapid shallow breathing
         index; MH ⫽ manual hyperinflation; OR ⫽ odds ratio; Pimax ⫽ maximal inspiratory pressure; Vt ⫽ tidal volume

M echanical  ventilation is indicated in acute re-
  versible respiratory failure. However, patients
                                                                        pneumonia,1,2 making ventilation weaning more dif-
                                                                        ficult3 and resulting in excess morbidity and mortal-
receiving mechanical ventilation may have an in-                        ity. The cost of maintaining patients on prolonged
creased risk of sputum retention, atelectasis, and                      ventilation in the ICUs of acute care hospitals are
                                                                        high.4 Thus, every effort should be made to deter-
*From the School of Nursing (Dr. Maa), Department of Business           mine which patients can be rapidly extubated so as to
Administration (Dr. Hsu), Department and Graduate Institute of
Health Care Management, and Department of Thoracic Medi-                keep the weaning period to a minimum. Previous
cine II (Drs. C-H Wang and Lin), Chang Gung University,                 evidence suggests that manual hyperinflation (MH)
Tao-Yuan; Department of Thoracic Medicine (Dr. Hung), Wei
Gong Memorial Hospital, Miao-Li; Department of Nursing (Ms.             can mobilize pulmonary secretions, reverse atelec-
Hsieh), Taipei Veterans General Hospital, Taipei; and School of         tatic alveoli, and increase alveolar oxygenation. Many
Nursing (Ms. K-Y Wang), National Defense Medical Center,                clinical studies have reported the short-term benefits
Taipei, Taiwan.
This study was supported by the National Science Council of             of MH on sputum clearance,3,5 reexpansion of atel-
Taiwan, contract No. NSC 90 –2314-B-182– 062.                           ectasis,5– 8 improvement of dynamic compliance,9
Manuscript received February 2, 2005; revision accepted May 3,          and oxygenation.10 –12 However, the lack of standard-
2005.
Reproduction of this article is prohibited without written permission   ized methods for the delivery of MH makes the
from the American College of Chest Physicians (www.chestjournal.        synthesis and interpretation of the findings difficult.
org/misc/reprints.shtml).                                               The variability in the types of MH circuit (self-
Correspondence to: Suh-Hwa Maa, DSN, School of Nursing,
Chang Gung University, 259, Wen-Hwa First Rd, Kwei-San,                 inflating manual resuscitation bags vs oxygen-pow-
Tao-Yuan, Taiwan, ROC; e-mail: shmaa@mail.cgu.edu.tw                    ered, manual resuscitation bags), the method of MH

2714                                                                                              Clinical Investigations in Critical Care
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delivery (technique of pausing at full inspiration vs       MH, is thought to maintain these pressure gradients
pressing half of the resuscitator), and the variability     for an appropriate length of time. This technique
in the dosage of MH (ie, duration) all point toward         may influence the distribution of the ventilation25
the need for further development of the knowledge           and allow time for alveolar inflation or enlargement,
base in order to guide best practice.                       as well as the recruitment or unfolding of interde-
   Manual hyperinflation is defined as inflating the        pendent atelectatic alveoli. Finally, a pressure ma-
lungs using oxygen and manual compression to                nometer can improve the performance of MH and
provide a tidal volume (Vt) exceeding baseline Vt,          optimize both the safety and the effectiveness of the
and using a Vt that is 50% greater than that                treatment.31 Although there is no consensus about
delivered by the ventilator, requiring a peak inspira-      specific safe upper limits for peak airway pressure,
tory pressure of from 20 to 40 cm H2O.13 Four               barotraumas manifest at peak airway pressures of 26
factors are considered important in performing the          to 64 cm H2O as demonstrated by several animal
MH technique: the application of larger-than-nor-           studies.20 Therefore, it is reasonable and prudent to
mal Vt breaths,14,15 use of a slow inspiratory flow         minimize the peak airway pressure as much as
rate,16,17 an inspiratory pause,18,19 and a pressure        possible during MH or any other ventilatory support
manometer.20,21 In addition, the quick release of           procedure.32
pressure on expiration leading to a rapid flow of air          This study examines the effect of MH in patients
can simulate the effect of a cough.11,22,23                 with atelectasis associated with ventilation support.
   Even though no comprehensive studies have been           The foundation for the practice of MH in this study
done that incorporate and evaluate all four of the          is based on the best evidence available from clinical
important MH techniques, there is support from              and research literature, and incorporates all four
clinical and research literature on the theoretical         factors of MH technique considered to be important,
foundations and effectiveness of each of the factors        as described above. The hypothesis of this study is
separately. First, the use of larger-than-normal Vt is      that those in the experimental group should have
based on the hypothesis that by delivering a larger-        improved sputum contents (wet/dry weight ratio,
volume breath over time, MH may increase the                viscosity), respiratory system capacity (spontaneous
expiratory flow rate and assist in moving secretions        Vt), maximal inspiratory pressure (Pimax), an im-
toward more proximal airways, where they can be             proved rapid shallow breathing index (f/Vt), as well
cleared by suctioning.24 Second, the rate of inflation      as improved chest radiograph signs and oxygenation
of the lung as a whole is a function of inflation           ratio (Pao2/Fio2).
pressure, compliance, and airway resistance. Nunn25
described the response to passive inflation of the
lungs by the development of a constant airway                              Materials and Methods
pressure. If a constant inflation pressure is main-
tained, an alveolus with half the compliance but            Patient Selection
twice the resistance of another alveolus will increase
in volume by half the volume change of the other              Thirty-three patients with atelectasis due to ventilatory support
alveolus. Thus, the relative distribution of gas be-        were recruited at the pulmonary ICUs from two hospitals; of
                                                            these 33 patients, 23 completed all of the study procedures. This
tween the two alveoli is independent of the rate or         study was a two-group, prospective, randomized study lasting 6
duration of inflation. In addition, using both hands to     days. Patients were assigned to one of two groups: standard care
compress the bag can produce a Vt that is 50%               with supplemental MH (experimental group, n ⫽ 10) or standard
greater than that delivered by the ventilator.26 Fur-       care only (control group, n ⫽ 13). The Institutional Ethical
thermore, the rate at which the bag is compressed,          Committee approved the study protocol, and all patients gave
                                                            informed written consent. The inclusion criteria consisted of the
rather than the resistance of the circuit itself, is the    following: age ⱖ 40 years; ventilation support ⬎ 7 days and a
main influence on the peak inspiratory flow                 positive end-expiratory pressure from 6 to 8 cm H2O; pulmonary
rate.16,17,27 A fast inflation rate that does not allow     atelectasis; excessive secretions (⬎ 30 mL/d); and spontaneous
the reservoir bag to fill adequately, and reduces the       Vt ⬍ 250 mL and/or Pimax ⬍ 25 cm H2O and/or Vt ⬍ 400 mL
fraction of the inspired oxygen (Fio2).28,29 Moreover,      under ventilator assistance. Pulmonary atelectasis was diagnosed
                                                            using the following: (1) chest radiography showing increased
delivering an increased Vt via MH may generate              infiltration, and (2) physical examination revealing weakness or
adequate transpulmonary pressure gradients to over-         muteness of the sounds in the involved area. The structural
come alveolar atelectasis. Atelectatic alveoli do not       changes that develop in atelectasis increase the density of the
reexpand immediately when the ventilator cycles             lungs. The increase in lung density resists radiograph penetration
with the inspiratory phase because a variable period        and is revealed on radiograph films as increased opacity (ie,
                                                            whiter in appearance). Thus, the more severe the atelectasis, the
of time is required before the alveolar critical open-      denser the lungs, and the whiter the radiograph film. Patients
ing pressure is reached.30 Therefore, the third im-         were assessed clinically and with a chest radiograph at recruit-
portant factor, the use of an inspiratory hold during       ment to ensure the absence of a Fio2 ⱖ 0.6 requirement,

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pulmonary pathology (for example, ARDS), active infection,            unidirectional expiratory valve pressure-manometer was con-
acute cardiovascular dysfunction, or other systemic diseases. The     nected to the endotracheal tube or tracheostomy, the port was
trial took place between January 2001 and June 2001. There were       occluded at end-expiration for 20 s, and after three spontaneous
three different types of ventilation systems used throughout this     maximal inspiratory efforts the Pimax was recorded.33,34 The f/Vt
study (models 7200, 740, or 760; Nellcor Puritan Bennett;             score was measured during mechanical ventilation as a calcula-
Temecula, CA).                                                        tion of the ratio of the respiratory rate per minute (frequency) to
                                                                      the Vt setting (liters) from the display on the ventilation. A
                                                                      portable radiograph machine was used, and a staff radiologist
Standard Care
                                                                      reported the chest radiograph findings each morning. Scores
   All subjects were asked to continue any current prescribed         were given as 1 (improved) or 2 (not improved).
medication (such as anticholinergic inhaled agents, inhaled cor-         Nurses also recorded the ventilator volume and measured the
ticosteroids, theophylline, prednisolone, or erythromycin) and        cuff pressure (Control-inflator; VBM Medizintechnik; Sulz am
chest physiotherapy (such as chest percussion, positioning, and       Neckar, Germany) at least once or twice daily for patients with
suction) throughout the experiment. For the control group, these      tracheostomy. The volume needed to attain a full seal should be
were the only prescribed treatments. None of the subjects             recorded at least once or twice daily. The need for increasingly
received any sedation or narcotics.                                   larger volumes indicates an expanding trachea. The pressure was
                                                                      kept at levels ⬍ 20 mm Hg. If there was an air leak in the cuff or
                                                                      cuff inflation system, nurses reinflated the cuff via a stopcock. If
MH                                                                    the ventilator could be set to compensate for the leak, the patient
                                                                      was not reintubated. If significant aspiration or inadequate
   To ensure that uniform and correct techniques were employed,
                                                                      ventilation was present, a new tube was inserted.
MH was administered by only one investigator. A 2.0-L reusable
manual resuscitator (model 2153 MR100 plus; Galemed Corpo-
ration; Taipei, Taiwan) was used to deliver the MH breaths, and       Oxygenation Ratio
was connected to a flow of 100% oxygen at 15 L/min (calibrated
with an oxygen analyzer). A force meter (Inspiratory Force              Pao2/Fio2 was measured during mechanical ventilation as
Meter; Boehringer Laboratories; Norristown, PA) was connected         derived from arterial blood gas analysis and the Fio2 on days 0
between the resuscitator and the patient. Patients received MH        (baseline) and 6 of the study. A calibrated blood gas analyzer
to a peak airway pressure of 20 cm H2O by use of the resuscitator.    (model 278; Ciba-Corning; Medfield, MA) was used for arterial
The resuscitator was slowly compressed with both hands, and an        blood gas analysis, and the Fio2 was read from the display on the
inspiratory breath was maintained for 3 to 5 s at the end of          ventilator obtained just prior to MH.
pressing half of the resuscitator, and then completely pressing the
resuscitator. Expiration was passive and unobstructed to facilitate   Statistical Analysis
expiratory flow with no positive end-expiratory pressure applied.
Sufficient time was allowed for the resuscitator to fill completely      Statistical software (version 10.0; SPSS; Chicago, IL) was used
prior to the next breath. Airway suctioning of the endotracheal       for data analysis. ␹2 test and Fisher Exact Test were used to assess
tube was performed using size 14 catheters (Pahsco; Pacific           the success of the randomization process in achieving two
Hospital Supply; Taipei, Taiwan) at the end of the MH proce-          comparable groups. A t test was performed to establish the
dure. The MH procedure was carried out at a rate of 8 to 13           baseline stability of the dependent variables. A repeated-mea-
breaths/min for a period of 20 min for each session tid (at 7:40      sures analysis of variance (ANOVA) was performed to compare
am, 11:40 am, and 3:40 pm) for 5 days on days 1 to 5 of the study.    scores over time between the experimental and the control
                                                                      groups on each of the seven dependent variables measured at
                                                                      each of the three time points: day 0 (baseline), day 3, and day 6
Sputum Sampling
                                                                      of the study. This method accounted for six covariates: sex (male,
   Nurses were instructed to collect and record the total amount      female), age, setting (medical center, local hospital), intubation
of daily sputum (milliliters per 24 h) throughout the study. An       (endotracheotomy, endointubation), logarithm of length of ven-
aliquot of sputum from each patient’s total amount of daily           tilation prior to enrolment, and logarithm of total sputum
sputum was freeze-dried (at – 80°C, at a negative pressure of 40      amount.35 The null hypothesis is that there is no interaction
cm H2O) overnight to measure the wet/dry weight ratio.                between group and study duration, ie, the 5 days of treatment
   The viscosity of the sputum was measured using a viscometer        with repeated measures on days 0, 3, and 6. There is a gradual
at room temperature (25°C) with distilled water as a control,         increase in treatment effect if there is interaction between the
using sputum sampled by nurses at 7 am on days 0 (baseline), 3,       group and the duration of the treatment. The Mantel-Haenszel
and 6 of the study. After receiving chest percussion, the sputum      ␹2 test for categorical data, adjusted odds ratio (OR), and
was collected by airway suctioning of the endotracheal tube into      multiple logistic regression were performed on the chest radio-
a sterile pot.                                                        graph scores. The OR was calculated as the odds in favor of
                                                                      clinical improvement in the treatment group divided by the odds
                                                                      in favor of clinical improvement in the control group. Signifi-
Measurement of Respiratory System Capacity                            cance was indicated at p ⬍ 0.05.
  Respiratory system capacity measurements were obtained 30
min after sputum sampling and just prior to the 7:40 am MH on
days 0 (baseline), 3, and 6 of the study. The spontaneous Vt score                               Results
was measured during ventilation disconnection (Haloscale
Wright Respirometer; Ferraris Medical Limited; Middlesex, UK)         Sample
by a respiratory therapist as spontaneous respiratory volume
(milliliters) per minute divided by respiratory rate per minute.         Initially, 33 patients agreed to participate in this
The Pimax was measured during ventilation disconnection with          investigation; of these, 10 patients withdrew. Twen-
the inspiratory force meter by the respiratory therapist. A           ty-three patients (n ⫽ 23) completed the full course

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of treatment. The attrition rate in this experiment                     Table 2 shows the actual values of the outcome
was high (30%), perhaps because of the characteris-                  variables in all patients at baseline. Differences in
tics of respiratory failure from mechanical ventilator               baseline values between the two groups were not
support. Of the 10 patients who dropped out, 3 died                  statistically significant except for the sputum
(1 from the experimental group and 2 from the                        amount. The logarithm of the total sputum amount
control group), 4 withdrew voluntarily (3 from the                   was used as covariates in the repeated-measures
experimental group and 1 from the control group),                    ANOVA model; therefore, the data from all the
and 3 received oxygen content ⬎ 50% during the study                 subjects were included in the analyses.
period (1 from the experimental group and 2 from the
control group). As most of the withdrawals were for
medical reasons, there is reason to hypothesize that                 Outcome Measures
some of these patients might have benefited from MH.                    Outcome measure scores are compared in Table 3,
In addition, there were no statistically significant dif-            and the mean scores and the p value for their
ferences in baseline demographics, clinical characteris-             group ⫻ time interaction in repeated-measures ANO-
tics, or outcome measurements between those who                      VAs adjusted for covariates are listed. The spontaneous
withdrew and the remaining participants.                             Vt and chest radiograph scores show significant differ-
                                                                     ences between the experimental and control groups,
Patient Characteristics                                              and the f/Vt and Pao2/Fio2 scores show a trend toward
   Table 1 lists the sample baseline demographic and                 improvement in the experimental group compared to
clinical characteristics including intubation, setting,              the control group.
and length of ventilation prior to enrollment. There                    In the experimental group, spontaneous Vt scores
were no statistically significant differences between                of 196.3 mL at baseline increased to 270.5 mL on
the subjects of the two groups. The sample contained                 day 6 (indicating an improvement) compared to the
more men (n ⫽ 17) than women (n ⫽ 6); 74% of the                     control group, which increased from 208.49 mL at
subjects were ⬎ 65 years of age, 100% were married,                  baseline to 220.14 mL on day 6 (p ⫽ 0.035; Fig 1).
and 74% had no history of smoking. All subjects were                 Furthermore, in the experimental group, f/Vt scores
receiving mechanical ventilation for at least 7 days                 of 216.59 at baseline decreased to 150.21 on day 6
prior to study entry. The average Fio2 was 35%;                      compared to the control group, which decreased
pneumonia was diagnosed in 17 persons, and lower-                    from 174.04 to 164.74 (p ⫽ 0.066; Fig 2). Moreover,
lobe atelectasis was found in 19 persons.                            in the experimental group, Pao2/Fio2 scores in-
                                                                     creased from 222.07 at baseline to 264.45 on day 6
                                                                     compared to the control group, which decreased
          Table 1—Characteristics of Subjects*                       from 228.64 to 203.53 (p ⫽ 0.061; Fig 3). Further, in
                                                                     the experimental group, chest radiograph scores
                        Experimental Control All      p              improved 15.55-fold (95% confidence interval, 1.14
    Characteristics        Group     Group Subjects Value†
                                                                     to 239.77; p ⫽ 0.040) after adjustment for covariates
Total subjects, No.         10            13        23
Sex                                                           0.46
  Male                       8 (80)        9 (69)   17 (74)
  Female                     2 (20)        4 (31)    6 (26)             Table 2—Comparison of Baseline Measurements
Age, yr                                                       0.54               Between Groups (n ⴝ 23)*
  ⱖ 65                       7 (70)       10 (77)   17 (74)
  ⱕ 64                       3 (30)        3 (23)    6 (26)                                  Experimental        Control       p
Cigarette history                                             0.20         Variables        Group (n ⫽ 10)    Group (n ⫽ 13) Value†
  No                         6 (60)       11 (85)   17 (74)
                                                                     Sputum content
  Yes                        4 (40)        2 (15)    6 (26)
Intubation                                                    0.51     Amount, mL/24 h      186.50 ⫾ 116.57    94.62 ⫾ 53.64    0.02
  Tracheostomy               3 (30)        5 (39)    8 (35)            Wet/dry weight        27.82 ⫾ 11.48     19.29 ⫾ 13.67    0.13
  Endotracheal tube          7 (70)        8 (61)   15 (65)               ratio, %
Setting                                                       0.31     Viscosity, min         9.67 ⫾ 17.91      8.57 ⫾ 12.60    0.87
  Medical center             8 (80)        8 (61)   16 (70)          Respiratory system
  Local hospital             2 (20)        5 (39)    7 (30)               capacity
Length of ventilation prior                                   0.40     Spontaneous Vt, mL   196.30 ⫾ 80.87 208.49 ⫾ 54.56       0.67
     to enrollment, d                                                  Pimax, cm H2O         27.00 ⫾ 16.87   20.92 ⫾ 10.46      0.30
  7                          5 (50)        3 (23)    8 (35)            f/Vt                 216.59 ⫾ 146.62 174.04 ⫾ 66.62      0.36
  8 to 13                    2 (20)        3 (23)    5 (22)          Oxygenation ratio
  ⱖ 14                       3 (30)        7 (54)   10 (43)            Pao2/Fio2            222.07 ⫾ 93.94    228.64 ⫾ 131.84   0.90
*Data are presented as No. (%) unless otherwise indicated.           *Data are presented as mean ⫾ SD.
†␹2 and Fisher Exact Test.                                           †t test.

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Table 3—Repeated-Measures ANOVA on Outcome Measures Between Experimental and Control Groups (n ⴝ 23)*

        Outcome Measures                           Experimental Group (n ⫽ 10)                 Control Group (n ⫽ 13)                    p Value†

Sputum content
  Sputum wet/dry ratio, %                                                                                                                  0.831
     Day 0 (baseline)                                     27.82 ⫾ 11.48                             19.29 ⫾ 13.67
     Day 1                                                28.36 ⫾ 11.32                             19.38 ⫾ 12.65
     Day 2                                                32.01 ⫾ 19.08                             20.52 ⫾ 13.95
     Day 3                                                25.83 ⫾ 9.25                              20.27 ⫾ 18.00
     Day 4                                                48.76 ⫾ 51.59                             19.89 ⫾ 16.07
     Day 5                                                37.22 ⫾ 35.99                             18.87 ⫾ 14.28
  Sputum viscosity, min                                                                                                                    0.145
     Day 0 (baseline)                                       9.67 ⫾ 17.91                             8.57 ⫾ 12.60
     Day 3                                                  5.85 ⫾ 4.98                             13.01 ⫾ 21.08
     Day 6                                                  5.49 ⫾ 5.35                             24.60 ⫾ 23.95
Respiratory system capacity
  Spontaneous Vt, mL                                                                                                                       0.035
     Day 0 (baseline)                                    196.30 ⫾ 80.87                            208.49 ⫾ 54.56
     Day 3                                               287.07 ⫾ 120.03                           223.61 ⫾ 63.26
     Day 6                                               270.50 ⫾ 98.65                            220.14 ⫾ 79.34
  Pimax, cm H2O                                                                                                                            0.194
     Day 0 (baseline)                                     27.00 ⫾ 16.87                             20.92 ⫾ 10.46
     Day 3                                                30.30 ⫾ 10.26                             17.92 ⫾ 9.54
     Day 6                                                36.10 ⫾ 16.16                             18.38 ⫾ 8.14
  f/Vt                                                                                                                                     0.066
     Day 0 (baseline)                                    216.59 ⫾ 146.62                           174.04 ⫾ 66.62
     Day 3                                               133.67 ⫾ 84.08                            144.22 ⫾ 65.55
     Day 6                                               150.21 ⫾ 66.12                            164.74 ⫾ 101.50
  Chest radiographs                                                                                                                        0.040
     Improved/not improved, No.                                9/1                                       6/7
     Adjusted OR                                              16.56                                      1.00
     95% confidence interval for OR                        1.14–239.77
Oxygenation ratio
  Pao2/Fio2                                                                                                                                0.061
     Day 0 (baseline)                                    222.07 ⫾ 93.94                            228.64 ⫾ 131.84
     Day 6                                               264.45 ⫾ 113.41                           203.53 ⫾ 96.17
*Data are presented as mean ⫾ SD unless otherwise indicated.
†Treatment ⫻ time interaction in repeated-measures ANOVA, adjusted for sex, age, setting, intubation, logarithm of length of ventilation prior
to enrollment, and logarithm of total sputum amount.

Figure 1. Mean values of spontaneous Vt in both groups;
horizontal bars ⫽ ⫹ 1 SD. p ⫽ 0.035 refers to differences be-              Figure 2. Mean values of f/Vt in both groups; horizontal
tween groups over time, with changes only on day 3 and day 6               bars ⫽ ⫹ 1 SD. p ⫽ 0.066 refers to differences between groups
while adjusting for sex, age, setting, intubation, logarithm of            over time, with changes only on day 3 and day 6 while adjusting
length of ventilation prior to enrollment, and logarithm of total          for sex, age, setting, intubation, logarithm of length of ventilation
sputum amount. Higher spontaneous Vt values represent pa-                  prior to enrollment, and logarithm of total sputum amount.
tients with atelectasis associated with ventilation support-im-            Lower f/Vt values represent patients with atelectasis associated
proved alveolar recruitment.                                               with ventilation support-improved alveolar recruitment.

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improvement in respiratory system capacity and
                                                                      oxygenation ratio, evidenced by the scores of spon-
                                                                      taneous Vt and chest radiograph signs, and a trend
                                                                      toward improvement of f/Vt and Pao2/Fio2 com-
                                                                      pared to the control groups, after adjusting for the
                                                                      effects of sex, age, setting, intubation, logarithm of
                                                                      length of ventilation prior to enrolment, and loga-
                                                                      rithm of total sputum amount. These results are not
                                                                      consistent with the fact that the MH technique was
                                                                      initially designed to enhance clearance of airway
                                                                      secretions.27 Nevertheless, it supported the initial
                                                                      hypothesis of this study, that MH improves alveolar
                                                                      recruitment by delivering a larger-volume breath
                                                                      over time,24 and by the development of a constant
                                                                      airway pressure25 in patients with atelectasis from
                                                                      mechanical ventilation. In addition, MH produced
                                                                      no adverse events in the experimental group, as none
                                                                      of the patients experienced pneumothorax, suffoca-
Figure 3. Mean values of Pao2/Fio2 in both groups; horizontal         tion, or hypotension during or following MH.
bars ⫽ ⫹ 1 SD. p ⫽ 0.061 refers to differences between groups
over time, with changes only on day 6 while adjusting for sex, age,      However, potential limitations of this investigation
setting, intubation, logarithm of length of ventilation prior to      should be considered when interpreting the findings.
enrolment, and logarithm of total sputum amount. Higher Pao2/         These include the following: many of the outcome
Fio2 values represent patients with atelectasis associated with
ventilation support-improved alveolar recruitment.                    measures have a subjective component to them,
                                                                      because the respiratory therapist who scored these
                                                                      outcomes was not blinded; failure to obtain out-
                                                                      come data of successfully weaned patients before
                                                                      they completed this study; length of ventilation;
compared with the control group. Scores in sputum                     and the small sample size. In addition, this model
wet/dry weight ratio increased from 27.82% at base-                   did not account for cigarette consumption, length
line to 37.42% on day 6 in the experimental group                     of atelectasis, and the severity of the illness, all of
and decreased from 19.29 to 18.87% in the control                     which could account for group differences over
group; scores in sputum viscosity decreased from                      time. Future studies should incorporate such risk
9.67 min at baseline to 5.49 min on day 6 in the                      adjustment using standard severity of illness mea-
experimental group, and increased from 8.57 to                        sures as APACHE (acute physiology and chronic
24.60 min in the control group, Pimax scores of                       health evaluation)36 or sequential organ failure
27.00 cm H2O at baseline increased to 36.10 cm                        assessment37 scores.
H2O on day 6 in the experimental group, and                              Further study on the effects of MH should be
decreased from 20.92 to 18.38 cm H2O in the control                   conducted using different resuscitation circuits (such
group after adjustment for covariates compared with                   as MH to 30 or 35 cm H2O), different subject groups
the control group, even though these changes were                     (such as receiving ventilatory support for ⬍ 7 days,
not statistically significant.                                        and differentiating between chronic and acute atel-
                                                                      ectasis), and different operators (such as physiother-
                                                                      apists, respiratory therapists, or nurses). Additional
                         Discussion                                   studies are also needed to elucidate the long-term
                                                                      outcomes such as time to extubation, time to dis-
   To our knowledge, this is the first study to examine               charge, ventilator-free days, and discharge status
the potential benefits of MH to 20 cm H2O by                          (home, long-term pulmonary care, death). Specifica-
oxygen-powered, manual resuscitation bag with an                      tions by the practitioner, and patient preferences for
inspiratory breath-hold of 3 to 5 s, while pressing half              treatment duration and frequency should also be
of the resuscitator, in a group of intubated patients                 explored.
with atelectasis. In addition, this study employed
methodologic features that strengthened validity and
reliability of the findings, including the randomiza-                                     Conclusion
tion of subjects to groups and multivariate analysis
controlling for known covariates.                                       This study provides evidence that MH performed
   Those receiving MH had statistically significant                   in a stable patient with atelectasis associated with

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                                   Copyright © 2005 by American College of Chest Physicians
ventilation can improve spontaneous Vt and chest                      11 Jones AYM, Hutchinson RC, Oh TE. Effects of bagging and
radiograph signs, and a trend toward improvement of                      percussion on total static compliance of the respiratory
                                                                         system. Physiotherapy 1992; 78:661– 666
f/Vt and Pao2/Fio2. MH is a nursing intervention
                                                                      12 Tweed WA, Phua WT, Chong KY, et al. Tidal volume, lung
that could be implemented without a physician’s                          hyperinflation and arterial oxygenation during general anaes-
order, and has the potential to make a positive                          thesia. Anaesth Intensive Care 1993; 21:806 – 810
impact on patient outcome. While this preliminary                     13 Denehy L. The use of manual hyperinflation in airway
study with a small sample size does not warrant                          clearance. Eur Respir J 1999; 14:958 –965
changes in clinical practice at this time, it does                    14 Maxwell L, Ellis E. Secretion clearance by manual hyperin-
contribute to the evidence base on the benefits of                       flation: possible mechanisms. Physiother Theory Pract 1998;
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MH in critically ill and ventilator-dependent pa-
                                                                      15 McCarren B, Chow CM. Manual hyperinflation: a description
tients. Further investigations are required to repli-                    of the technique. Aust J Physiother 1996; 42:203–208
cate this study with a larger sample size, evaluate                   16 Baker AB, Colliss JE, Cowie RW. Effects of varying inspira-
different techniques of MH, evaluate effects of MH                       tory flow waveform and time in intermittent positive pressure
in different patient groups, and determine the long-                     ventilation: various physiological variables. Br J Anaesth 1977;
term outcomes of MH. As we continue to build                             49:1221–1233
evidence through additional studies, we may even-                     17 Pillet O, Choukroun ML, Castaing Y. Effects of inspiratory
                                                                         flow rate alterations on gas exchange during mechanical
tually be able to recommend practice guidelines for
                                                                         ventilation in normal lungs: efficiency of end-inspiratory
the procedure of MH for health professionals to treat                    pause. Chest 1993; 103:1161–1165
various clinical conditions.                                          18 Bindslev L, Santesson J, Hedenstierna G. Distribution of
                                                                         inspired gas to each lung in anesthetized human subjects.
ACKNOWLEDGMENT: The authors like to express their ap-                    Acta Anaesth Scand 1981; 25:297–302
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PA, and Karen M. MacDonald, PhD, RN, of Matrix45, LLC,                   6:293–310
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earlier versions of this article. The authors also like to acknowl-   20 Redfern J, Ellis E, Holmes W. The use of a pressure
edge the contribution of the physiotherapy, nursing, and medical         manometer enhances student physiotherapists’ performance
staff of Chang Gung Memorial Hospital for their expert assis-            during manual hyperinflation. Aust J Physiother 2001; 47:
tance, especially Dr. Han-Pin Kuo.                                       121–131
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Manual Hyperinflation Improves Alveolar Recruitment in
                   Difficult-to-Wean Patients
Suh-Hwa Maa, Tzong-Jen Hung, Kuang-Hung Hsu, Ya-I Hsieh, Kwua-Yun
          Wang, Chun-Hua Wang and Horng-Chyuan Lin
                    Chest 2005;128;2714-2721
                  DOI 10.1378/chest.128.4.2714
           This information is current as of September 19, 2007

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