A Model for "Splitting" of Running-Wheel Activity in Hamsters

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Oda
JOURNAL
    and Friesen
          OF BIOLOGICAL
                / MODEL OF
                         RHYTHMS
                           SPLITTING
                                   / February 2002

                                                           A Model for “Splitting” of
                                                       Running-Wheel Activity in Hamsters

                                                                        Gisele A. Oda2 and W. Otto Friesen1
                                                               Department of Biology, NSF Center for Biological Timing,
                                                              University of Virginia, Charlottesville, VA 22903-2477, USA

                                                     Abstract Splitting of locomotor activity rhythm in hamsters occurs when the
                                                     animals are exposed for several weeks to constant light. The authors propose a
                                                     mathematical model that explains splitting in terms of a switch in the sign of cou-
                                                     pling of two oscillators, from positive to negative, due to long-term exposure to
                                                     constant light. The model assumes that the two oscillators are not identical and
                                                     that the negative coupling strengths achieved by each individual animal are vari-
                                                     able. With these assumptions, the model provides a unified picture of all differ-
                                                     ent splitting patterns presented by the hamsters, provides an explanation for
                                                     why the two activity components cross each other during many patterns, and
                                                     explains why the phase difference achieved by the split components is often near
                                                     180°.

                                                     Key words SCN, computer simulations, mathematical models, circadian rhythms, cou-
                                                     pled oscillators, splitting

   Pittendrigh and Daan (1976) proposed that the cir-                                            activity dissociated, and animals began to run with
cadian clock that controls activity rhythms in ham-                                              two different circadian periods until the activity bands
sters comprises at least two separate but mutually                                               established a new phase relationship. In this case, the
coupled oscillators. According to this model, an E                                               activity bands assumed a phase difference of 180°.
(evening) oscillator controls the beginning, whereas                                             Under similar conditions, ground squirrel activity bands
an M (morning) oscillator controls the end of the activ-                                         split temporarily and then phase-locked as a single
ity band in nocturnal hamsters. The length of the activ-                                         band. As pointed out by Pavlidis (1978), the structure
ity band (α) reflects, in this model, the phase difference                                       of the clock can be best unveiled from experiments
between these two oscillators.                                                                   involving stimuli that are different from those seen by
   The two-oscillator model for hamster pacemakers                                               the organism in its natural environment.
was based mainly on the phenomenon of “splitting”                                                   The splitting phenomenon provided the primary
of activity (Pittendrigh and Daan, 1976) that was first                                          motivation for assuming that evening and morning
described by Swade and Pittendrigh in experiments                                                oscillators underlie circadian pacemakers in rodents.
with arctic ground squirrels under constant light (LL)                                           Changes in the phase relationship between E and M
(Pittendrigh 1960) and then shown in a more system-                                              could functionally account for the regulation of photo-
atic way when several hamsters were exposed to pro-                                              periodic phenomena (Pittendrigh and Daan, 1976).
longed LL (Pittendrigh, 1960, 1993; Pittendrigh and                                              Recent research has shown, however, that splitting
Daan, 1976). Under this condition, two clear bands of                                            may result from a two-oscillator structure, distributed

1. To whom all correspondence should be addressed: Department of Biology, University of Virginia, Charlottesville, VA
22903-2477; e-mail: wof@virginia.edu.
2. Present address: Instituto de Física, Departamento de Física Aplicada, Universidade de São Paulo, São Paulo, SP, Brazil
05389-970.
JOURNAL OF BIOLOGICAL RHYTHMS, Vol. 17 No. 1, February 2002                                      76-88
© 2002 Sage Publications
76
Oda and Friesen / MODEL OF SPLITTING                 77

in the right and left sides of the SCN, that does not cor-            We used two-dimensional, nonlinear differential
respond to the evening and morning oscillators believed           equations that provide both phase and amplitude infor-
to underlie the photoperiodic phenomena (de la Iglesia            mation and enable simulations for a wide range of
et al., 2000, Daan et al., 2001). Due to the novelty of this      coupling strengths. The one-dimensional representa-
proposition, we analyzed splitting without consider-              tion chosen by previous models restricted their analy-
ing the physical identities of the two oscillators. We            sis to weak coupling. One of our findings is that the vari-
may call them evening and morning wherever it is                  able splitting patterns in hamsters involve weak to strong
useful to name them, but that should be interpreted               coupling strengths, showing that multidimensional
simply as a late reflection of the initial motivation for         analyses are crucial for understanding the phenomenon.
studies based on the original Pittendrigh and Daan                    We first directed our computer study toward an
model.                                                            understanding of how the period, amplitude, and
   There have been several previous modeling studies              phase relationship between the two oscillators depends
aimed at providing a theoretical basis for splitting.             on the structural symmetry of the coupled system.
Daan and Berde (1978) introduced the first explicit               From these “symmetry” studies, we isolated the ele-
quantitative structure to the model, presenting the               ments necessary to simulate the splitting phenome-
first computer simulations of the behavior of coupled             non in hamsters and carried out a series of explicit
E and M oscillators. Kawato and Suzuki (1980) extended            computer experiments that embodied our general find-
the model using ordinary differential equations and               ings in a series of specific, representative simulations.
proposed that the antiphasic relationship between E               This methodology was chosen so that a unified picture
and M results from the weakening of coupling or                   of the splitting phenomenon, including all different
detuning of E and M periods—either of which can                   patterns, could be presented. Our study provides a
lead to bistability, with phase relationships either in           mechanism that consistently explains the questions
phase and antiphasic. They used one-dimensional phase             presented above for nocturnal hamsters in terms of a
oscillators in their analysis, which only describe the            general model with a minimal set of assumptions.
system at very low coupling strengths. Their model is
strongly supported by the evidence of hysteresis in the
splitting phenomenon of diurnal Tupaia (Hoffmann                                    MODEL EQUATIONS
1971) because of the mathematical association between
hysteresis and bistability.                                          We used coupled Pittendrigh-Pavlidis equations to
   The previous models do not cover several aspects               simulate the two oscillators. In these equations, R and
of splitting in nocturnal hamsters. To fill this gap in           S are the state variables, and a, b, c, and d are the system
our understanding, we developed a phenomenological                parameters. The effect of light is introduced by the
study based on computer simulations to answer some                term L. Finally, K is a small nonlinear term (K = 1/[1
specific questions about splitting in hamsters.                   + 100R2]) formulated by W. T. Kyner (C. Pittendrigh
                                                                  and W. T. Kyner, personal communication, 1991). A
   1. There is a remarkable interindividual variability in the    complete description of the state variables and param-
      splitting patterns presented by hamsters maintained         eters is presented in Oda et al. (2000). Here we only
      in LL. A schematic diagram of the different patterns is     make a further distinction between parameters of E
      presented in Figure 1. According to the results of Ear-     and M oscillators because in this work, we studied
      nest and Turek (1982), 56% of hamsters exposed to LL
                                                                  coupled identical and nonidentical oscillators.
      presented splitting activity, and among these, the split-
      ting pattern developed gradually in 75% of the indi-           Evening oscillator (E):
      viduals, whereas 25% presented an abrupt onset of
      splitting. Why are there so many variable patterns,                  dR E / dt = R E − c E SE − bE SE2 + ( d E − L) + K
      and is there any relationship between them?
   2. One intriguing proposition was that the E and M com-
      ponents of activity cross over each other during all                 dSE / dt = R E − aE SE + C ME SM .
      patterns of splitting and sometimes even cross when
      they do not split (Fig. 1A). This proposition was based        Morning oscillator (M):
      on visual characteristics that are used to discriminate
      between the two components of activity and on the
                                                                          dR M / dt = R M − c M SM − bM SM
                                                                                                         2
                                                                                                           + ( d M − L) + K
      compression of α (Pittendrigh and Daan, 1976). Do
      they really cross and why?
                                                                           dSM / dt = R M − aM SM + C EM SE
78    JOURNAL OF BIOLOGICAL RHYTHMS / February 2002

Figure 1. Diagrams of different splitting patterns observed under LL conditions in hamsters. (A) Reduction in and increase in τ without
splitting of activity into two components. (B) Decrease in α prior to splitting of the activity band into two components that subsequently
refuse; presumed E and M components cross; little change in τ. (C) Splitting of activity into two bands that assume a permanent 180°
out-of-phase relationship; presumed E and M components cross; little change in τ. (D) Temporary splitting of activity into two bands; α
decreases prior to splitting; τ decreases during splitting. (E) Abrupt splitting of activity, proceeded by a progressive decrease in α; τ
decreases following splitting. A-D reproduced, with permission, from Pittendrigh and Daan (1976); E reproduced, with permission, from
Earnest and Turek (1982).

Simulations were performed with CircadianDynamix,                       AE and AM. The total amplitude of the coupled system
a computer program that is an extension of                              AT is the sum of these two terms (Oda et al., 2000).
NeuroDynamix, originally developed to explore the                           In our previous simulations, setting the parameter
properties of neurons and small neuronal networks                       L to a positive value simulated a pulse of light in both E
(Friesen and Friesen, 1994). In this model, the analog                  and M oscillators (Oda et al., 2000). The straightfor-
of running wheel activity occurs every time the vari-                   ward way to simulate constant light would, therefore,
able R in either the M or E oscillator is above some                    be to set L to a constant, nonzero value. However, the
threshold value, which we set to two-thirds of the                      high light intensity used to generate the PRC annihi-
maximum amplitude of this variable. The length of the                   lated the oscillation. Lowering the amplitude of light
total activity (α) reflects the phase difference between E              intensity to simulate the effect of light adaptation, as
and M. The onset of activity was assigned as the phase                  proposed by Daan and Pittendrigh (1976), damped
reference point for circadian time (CT 12), as in behav-                the amplitude and changed the period of the oscilla-
ioral studies. With this choice of phase reference, we                  tion but did not provide any splitting phenomena.
got positively correlated changes in the E and M phase                  Dissociation of the two oscillators can be simulated if
difference and α for almost all simulated configura-                    differential effects of light on each oscillator are con-
tions. Positive and negative coupling were determined                   sidered; however, phase locking at 180° and the vari-
by the positive and negative signs, respectively, that                  able-splitting patterns cannot be explained in a con-
precede the positive, linear coupling coefficients CEM                  cise way with this approach. Therefore, inclusion of a
and CME.                                                                deeper modification of the coupled circadian system
   A central concept in this work is the distinction                    was considered in the model for simulating the effect
between intrinsic properties of the component oscilla-                  of long-term exposure in LL. In this sense, we radically
tors and the emergent properties of the coupled sys-                    separated the short- and long-term effects of constant
tem. We used the terms τE and τM to denote the intrin-                  light on the system by even setting L to zero in the sim-
sic periods of uncoupled E and M oscillators. The term                  ulations of the long-term effect to show that the simu-
τEM describes the period of the coupled system when a                   lated splitting phenomenon had undoubtedly been
stable phase relationship is established. The ampli-                    generated by this deeper modification without any
tudes of individual E and M oscillators are denoted by                  synergy between the L-on and change of sign effects.
Oda and Friesen / MODEL OF SPLITTING            79

        STRUCTURAL SYMMETRY OF TWO                               amplitude) and the coupling strength in either direc-
        COUPLED OSCILLATOR SYSTEMS                               tion (Fig. 2).

   The structural symmetry of the coupled oscillator
                                                                 Methodology for Introducing Asymmetry
system has three aspects:

                                                                    Introduction of Asymmetry in the
  1. symmetry of the component oscillators (period and
     amplitude),                                                    Properties of the Component Oscillators
  2. symmetry of the coupling signs (positive and nega-
     tive), and                                                      We altered the period and amplitude of one compo-
  3. symmetry of coupling strengths.                             nent oscillator by manipulating the four parameters of
                                                                 Pittendrigh-Pavlidis equations, one at a time. This
   In Figure 2, we present a picture of the possible con-        procedure is a mathematical analog of the experiment
figurations of the system, showing different degrees of          carried out by Page and Nalovic (1992). In that experi-
internal symmetry. Configurations are shown, from                ment, one eye of Bulla was treated with chemicals that
top to bottom, in the order of internal symmetry; thus,          changed its period, while the other eye was left intact
the two cases of complete symmetry (A1, A2) are pre-             to see how that change affected the general properties
sented at the top, and maximum asymmetry is at the               of the coupled eye system. In our case, we repeated the
bottom of the figure (D).                                        change in period and amplitude four times, manipu-
   The objective of our initial simulations was to pro-          lating a different parameter each time. This procedure
vide a general picture of the dependence of the emer-            is necessary to verify that the changes in the system are
gent properties of the two-oscillator system on its              due exclusively to changes in period and amplitude of
structural symmetry. We verified that the increase of            one oscillator and independent of specific parameters.
asymmetry affected the following emergent proper-                    First, it was necessary to see how each of the param-
ties of the system:                                              eters of the equation affected the intrinsic properties of
                                                                 one oscillator before coupling was implemented. In
                                                                 Figure 3, we show how the properties of one oscillator
  1.   τEM;
                                                                 (e.g., the E oscillator) are affected by the changes in
  2.   ∆ΦEM (phase difference between E and M: ΦM-ΦE);
                                                                 these parameters. We consider as a starting point the
  3.   α;
  4.   AE, AM, and AT; and                                       nominal parameter set (aE = 0.85, bE = 0.3, cE = 0.8, and
  5.   phase leadership. We assign the term leading oscillator   dE = 0.5), which gives a τE value close to 24 h and an
       to that oscillator whose activity begins less than 180°   amplitude of about 4 arbitrary units. Each point in Fig-
       before the activity of the “lagging oscillator.”          ure 3 represents the new values assumed by τE and AE
                                                                 when one parameter is changed, leaving all the others
                                                                 unaltered. For example, the point indicated by “dE =
                     SIMULATIONS                                 1.0” represents τE and AE values of the oscillator when
                                                                 the parameter set is (aE = 0.85, bE = 0.3, cE = 0.8, and dE =
   We began by examining the two cases of full struc-            1.0).
tural symmetry, that is, with two identical oscillators              According to Figure 3, decreasing parameter aE or
coupled to each other either by mutually positive                increasing parameter cE causes decreases in both τE
(+/+) connections or mutually negative connections               and AE. Increasing parameter bE also causes a decrease
(–/–) of identical strength. Then we examined the case           in τE but with a smaller decrease in AE compared to
of two identical oscillators coupled by a positive con-          those due to aE and cE. Increasing parameter dE, on the
nection from one oscillator and negative connection              other hand, leads to a decrease in τE but an increase in
from the other (+/–), both with same strength, corre-            AE. Alterations in the parameters of the Pittendrigh-
sponding to an asymmetric system with respect to                 Pavlidis equations provide, therefore, a way of affect-
coupling sign. In each of the (+/+), (–/–), and (+/–)            ing the intrinsic period and amplitude in each oscilla-
cases, we gradually and systematically added asym-               tor. Each parameter set, most with a unique period
metry in the system by changing the properties of one            and amplitude relationship, represents a different sys-
component oscillator (by changing the value of a spe-            tem and, when b is altered, a different level of
cific model parameter that altered both period and               nonlinearity.
80     JOURNAL OF BIOLOGICAL RHYTHMS / February 2002

Figure 2. Schematic diagram of structural symmetry for two coupled oscillators. Three scenarios are illustrated: mutual positive coupling
(A1-D1), mutual negative coupling (A2-D2), and combined negative-positive coupling (A3-D3). The states of the oscillators before cou-
pling are represented by solid-line circles and after coupling by dotted circles. The radii of the filled circles are positively related to unit
oscillator period and amplitude before coupling and the radii of dotted circles to amplitude after coupling. In each oscillator pair, the
phase-leading oscillator appears at left. The distance between oscillators reflects the phase difference. Starting from the fully symmetric
configurations (A1, A2), asymmetry is incorporated first into coupling strength (B1, B2, and B3), then in oscillator properties (C1, C2, and
C3), and finally in both coupling strengths and oscillator properties (D1, D2, and D3). Note that maximum asymmetry occurs in A3 to D3,
where the sign of coupling also is reversed.

     Introduction of Asymmetry in Coupling                                     (b) asymmetric oscillators coupled by symmetric cou-
                                                                                   pling strengths, and
   We varied the sign of coupling as already described                         (c) asymmetric oscillators with asymmetric couplingstrengths.
and manipulated coupling strength by assigning dif-
ferent values in four steps to the coupling coefficients,                  Step c included two substeps—a stronger coupling
such that CEM = CME = 0.2, 0.1, 0.05, or 0.01.                             effect exerted first by the oscillator with shorter intrin-
   The progression from symmetric to asymmetric                            sic periods and second by the one with longer intrinsic
systems was carried out in three steps, as schematized                     periods. Simulations for the various values of oscilla-
in Figure 2, for each of the three major coupling config-                  tor parameters a, b, c, and d were performed for each of
urations ((+/+), (–/–), and (+/–)):                                        the four coupling strengths to provide a broad picture
                                                                           of the influences of parameters and coupling strengths
     (a) identical oscillators with asymmetric coupling strengths,         on system output.
Oda and Friesen / MODEL OF SPLITTING          81

                                                                           Any departure of the phase difference from 0° or 180°
                                                                           is a reflection of asymmetry in the system.

                                                                             Positive Coupling (+/+)

                                                                              Fully symmetric case (A1, Fig. 2). When the oscillators
                                                                           are identical and coupling strength is the same in both
                                                                           directions, an in-phase relationship (∆ΦEM = 0°)
                                                                           occurs for all parameters tested. Because the phase
                                                                           difference between E and M is always 0°, independent
                                                                           of coupling strength, changes in α reflect changes only
                                                                           in the shape of the state variable oscillations. For this
                                                                           case, as coupling strength is increased, τEM, α, and AT
                                                                           decrease.
                                                                              For very strong coupling, the amplitude of both
Figure 3. Dependence of oscillator outputs τE and AE on parame-            oscillators becomes very small, and the system damps
ters. The graphs depict the relationship between τE and AE of the          and eventually oscillations cease. The period of the
evening oscillator derived from the Pittendrigh-Pavlidis equa-             symmetrically coupled system is always shorter than
tions. Each parameter set (aE, bE, cE, dE) defines specific τE and AE
                                                                           the intrinsic periods of the components.
values for the oscillator. The reference set (aE = 0.85, bE = 0.3, cE =
0.8, dE = 0.5) generates a system with τE ≅ 24 h and AE ≅ 4 units, indi-
cated by the asterisk. The points on the graph correspond to the              Asymmetric cases (B1, C1, D1, Fig. 2). Introduction of
values attained by τE and AE for each parameter modification as
                                                                           any asymmetry in the otherwise fully symmetric sys-
one parameter at a time was changed from the reference value set
to values shown. In our simulations of two coupled oscillators,            tem, either by changing properties of the individual
one oscillator always incorporated the reference parameter set             oscillators or altering one of the coupling terms, leads
indicated by the asterisk. Asymmetry in oscillator properties              to a phase difference between E and M, departing
(period and amplitude) was achieved by setting parameters of the
                                                                           from the 0° characteristic of the symmetric system.
second oscillator to the values shown. To make the scope of the
modeling manageable, we only explored the system with τ < 24 h.
                                                                           The phase difference, nevertheless, is always small.
                                                                           The largest phase differences are attained at very weak
                                                                           coupling strengths, but activity always remains unsplit.
                                                                           The period of the coupled system can be longer or
                                                                           shorter than the intrinsic periods of the components,
                                                                           depending on the nature of the asymmetry.
                             RESULTS                                          In determining which oscillator will phase-lead,
                                                                           two different situations must be considered. If coupling
                                                                           strengths are identical, then the oscillator with the
General Behavior                                                           smaller intrinsic amplitude phase-leads (C1, Fig.
                                                                           2). On the other hand, if oscillators are identical, then
   Here we present our general simulations of sym-                         the oscillator with larger coupling input phase-leads.
metrical and asymmetrical coupled oscillators, pro-                        The amplitude of this oscillator decreases (B1, Fig. 2).
ceeding from positive coupling through negative cou-                          The greatest stability during asymmetrical coupling
pling and ending with negative-positive coupling                           occurs when the oscillator with lower amplitude exerts
interactions.                                                              the smaller coupling effect. Stability here means that
   When two identical oscillators are coupled with                         the E and M oscillators achieve stable phase relationships
equal strength and sign, the oscillators attain either                     over the greatest range of coupling strengths. This lower
one of the only two symmetrical phase relationships,                       amplitude oscillator then phase-leads (D1, Fig. 2).
0° or 180°; there is no “phase-leading” oscillator in this                    No general statement can be made about the direc-
case. Our simulations showed that 0° and 180° phases                       tion of changes in coupling strength, τEM, α, and AT for
occur with fully symmetric (+/+) and (–/–) cases only.                     the asymmetric cases. Each specific set of parameters
Once symmetry is broken, however, there is a clear                         determines how these quantities depend on coupling
way to define which one of the oscillators phase-leads.                    strength.
82     JOURNAL OF BIOLOGICAL RHYTHMS / February 2002

     Negative Coupling (–/–)                                weak in asymmetric systems, phase locking does not
                                                            occur.
   Fully symmetric case (A2, Fig. 2). Under negative           The greatest stability during asymmetrical coupling
coupling and symmetrical conditions, oscillators E          occurs when the oscillator with longer τ exerts the
and M attain a 180° antiphasic relationship when cou-       stronger coupling effect. This oscillator, which in our
pling is strong. However, for weak coupling, there          simulations also had the greatest amplitude, was phase-
exists an unstable in-phasic relationship, and for very     leading (D2, Fig. 2). Depending on specific parame-
weak coupling bistability occurs, with both stable          ters, such a system could exhibit split or fused activity
antiphasic and in-phasic relationships. Therefore, the      bands. If this system exhibited fused activity, a split
specific phase relationships in this system are strongly    pattern could be established by decreasing the asym-
dependent on the symmetry of component oscillators          metry between constituent oscillators and the cou-
and the absolute values of the coupling strengths.          pling strength or by increasing the strength of the neg-
   As coupling strength is increased, τEM decreases         ative coupling. No general statement can be made
and AT increases. The period of the symmetrically cou-      about the direction of changes in coupling strength,
pled system is always longer than the intrinsic periods     τEM, α, and AT for the asymmetric cases.
of components.
                                                              Positive-Negative Coupling (+/–)
   Asymmetric cases (B2, C2, D2, Fig. 2). Introduction of
asymmetry in component oscillator properties or in             Asymmetric cases (A3, B3, C3, D3, Fig. 2). The oscilla-
coupling strengths leads to a departure of the phase        tor that exerts negative coupling phase-leads, inde-
difference between E and M from the characteristic          pendent of its values for period or amplitude. Thus,
180°. This departure is proportional to the extent of the   when component oscillators and positive and nega-
asymmetry. Therefore, if the oscillators’ properties are    tive coupling strengths are identical, the oscillator that
only slightly different, the system will still have two     exerts the negative coupling attains a reduced ampli-
separate activity bands with a phase difference close       tude and phase-leads (A3, Fig. 2).
to 180°. On the other hand, very asymmetric systems            If the two oscillators are identical but coupling
can exhibit a single block of activity simply because       strengths differ, maximum phase differences can be
the phase difference is not large enough to completely      far from 180°, even when the negative coupling is
separate E and M activity bands.                            much stronger than the positive (B3, Fig. 2). The same
   Strength of coupling is the other factor that influ-     occurs if both positive and negative coupling strengths
ences the phase relationship (B2, Fig. 2). The stronger     are identical but oscillators are different (C3, Fig. 2).
the coupling, the closer the phase difference is to 0°         On the other hand, if the system is fully asymmet-
(+/+) or 180° (–/–). For weakly coupled systems, even       ric, large phase differences close to 180° can arise only
a small asymmetry leads to a one-block activity pat-        when the oscillator that exerts negative coupling has a
tern (fused E and M activity bands). A much greater         smaller period and amplitude and the positive cou-
degree of asymmetry is needed in strongly coupled           pling is extremely weak (D3a, Fig. 2).
systems for this to occur. Conversely, for two asym-
metric oscillators, the stronger the negative connec-         General Conclusions about the
tion, the closer the phase difference is to 180°. The         Phase Difference between E and M
period of the coupled system can be longer or shorter
than the intrinsic periods of the components, depend-          Two factors define the closeness of the E-M phase
ing on the nature of the asymmetry.                         difference to 0° and 180° (Fig. 4):
   In determining which oscillator will phase-lead,
two different situations must be considered. If               (a) Symmetry of the system. The more symmetric the sys-
coupling strengths are identical, then the oscillator             tem, with respect to oscillator properties and coupling
                                                                  strengths, the closer the phase difference is to 0° (for
with larger τ phase-leads (C2, Fig. 2). On the other
                                                                  positive coupling) or 180° (for negative coupling).
hand, if oscillators are identical, then the oscillator       (b) Strength of coupling. The greater the coupling strength,
with larger coupling input phase-leads. The ampli-                the closer the phase is to 0° (for positive coupling) or
tude of this oscillator decreases. When coupling is too           180° (for negative coupling).
Oda and Friesen / MODEL OF SPLITTING                83

   Guiding Elements for the Construction
   of the Model for Splitting

    Two general findings from our simulations, those
concerning phase difference and phase leadership,
form the building blocks of our model.
    First, the configurations that provide oscillators
with phase differences close to 180° (i.e., with split
activity bands) are primarily those corresponding to
mutual negative coupling (A2, B2, C2, and D2 in Fig. 2).
The stronger the negative coupling and the more sym-
metric the oscillators, the closer the phase difference is
to 180°. Conversely, it is possible to have a nonsplit
activity pattern with mutually negative interactions if
the component oscillators are very asymmetric or if
coupling is very weak. The only other configuration
that generates phase differences close to 180° is the one
shown as D3a in Figure 2, which is the totally asym-
metric (+/–) case, where the oscillator with shorter τ and
lower amplitude exerts the stronger negative coupling
effect. For our further analysis of splitting, we confine
ourselves to the most general and simpler mutual neg-
ative case.
    Second, when two oscillators with different intrin-
sic periods and amplitudes are coupled, they attain a
common period and establish a fixed phase relation-            Figure 4. Schematic diagram of the phase relationships attained
                                                               by two coupled oscillators. (A) When coupling is (+/+), the abso-
ship. If coupling is positive, the component oscillator        lute value of ∆ΦEM is small. The more nearly symmetric the
with lower intrinsic amplitude phase-leads, whereas            oscillators or the stronger the coupling, the closer ∆ΦEM is to 0°.
if coupling is negative, the oscillator with greater intrin-   (B) When coupling is (–/–), the absolute value of ∆ΦEM is large for
sic τ phase-leads, as shown in Figure 5. The period of         strong coupling. The more nearly symmetric the oscillators or
                                                               the stronger the coupling, the closer the phase value is to 180°.
the coupled system, τEM, is different from the intrinsic
                                                               (C) When the (–/–) coupling is weak, bistability can occur and two
periods of the components.                                     ∆ΦEM are possible: one close to 0° and the other to 180°. The more
    We conclude from these extensive simulations that          nearly symmetric the oscillators, the closer this pair of solutions
a combined influence of the intrinsic period and ampli-        are to 0° and 180°. A perturbation of the system can shift the con-
                                                               figuration from one solution to the other. The absolute value of
tude of the constituent oscillators determines the main
                                                               ∆ΦEM is represented by |∆ΦEM|.
emergent properties of the coupled system. Therefore,
the phase oscillator representation of coupled oscilla-
tors is inadequate for a complete analysis of the sys-
tem properties. When two different oscillator configu-
rations were examined in our simulations, we always            An Explicit Model for Splitting of
chose the configuration in which the oscillator with           Running-Wheel Activity in Hamsters
the shorter period also had a smaller amplitude. In
this way, we avoided dealing with nonsmooth, too                  We now turn from our exploration of the general
steep oscillators, which have very limited parameter           properties of coupled oscillators to the specific prob-
ranges for stable coupling. In this sense, if coupling is      lem presented by splitting of the activity bands in
positive, the oscillator with smaller intrinsic τ and          hamsters into two distinct components. Under long-
lower intrinsic amplitude phase-leads, whereas if cou-         term exposure to LL, hamsters exhibit a variety of
pling is negative, the oscillator with larger intrinsic τ      behaviors (Fig. 1): (1) abrupt or slow onset of splitting,
and higher intrinsic amplitude phase-leads.                    (2) temporary splitting followed by rejoining of activ-
84     JOURNAL OF BIOLOGICAL RHYTHMS / February 2002

                                                                      phase difference and a change in phase leadership
                                                                      between the two oscillators. First, the oscillators attain
                                                                      new phase differences. The greater the coupling strength,
                                                                      the closer the new phase difference is to 180°. Also, the
                                                                      stronger the coupling, the more rapidly is this phase
                                                                      relationship attained (briefer transients). Second, the
                                                                      two oscillators exchange phase leadership, with M
                                                                      leading after the change in coupling sign (Fig. 6C-E).
                                                                      This exchange in phase leadership may be attained
                                                                      either with or without crossing of E and M bands,
                                                                      depending on the phase at which coupling signs are
                                                                      reversed. They always choose the shortest path to
Figure 5. Phase leadership exchanges when sign of coupling is         attain the new phase difference, which may or may not
switched. (A) Time course of state variable R of free evening and     be the crossing one. Finally, due to the new configura-
morning, showing their different intrinsic properties. E oscillator
has shorter period and lower amplitude. (B) In (+/+) coupled EM
                                                                      tions, τEM of the coupled systems is different in all
system, E and M achieve a common new period and different             cases.
amplitudes, and E phase-leads due to its shorter intrinsic period         The final phase difference of the two oscillators is
and lower amplitude. (C) In (–/–) coupled EM system, M phase-         unique and independent of where the switch occurs in
leads due to its longer period and high amplitude.
                                                                      the moderate to strong coupled systems (Fig. 6A-C),
                                                                      although the transient paths of the components do
                                                                      depend on the phase of ∆. On the other hand, the two
ity bands, and (3) a decrease in α and an increase in τEM             patterns corresponding to the same final, weak cou-
without splitting. Based on the two general principles                pling shown in Figure 6D-E deserve special consider-
described above, our simulation of splitting of run-                  ation. Here bistability occurs because, when coupling
ning-wheel activity in hamsters relies on three                       is very weak, there are two stable phase relationships
assumptions:                                                          (Fig. 4C). The configuration that is actually realized
                                                                      depends only on the system phase at the time of the
     1. The E oscillator has a shorter intrinsic period and           sign switch (note the two phases for ∆ in Fig. 6D-E). An
        lower intrinsic amplitude than the M oscillator.              appropriately timed perturbation by a simulated pulse
     2. The effect of long-term exposure of hamsters to LL is         of light can shift this system from one phase relation-
        to switch the signs of the coupling from positive to
                                                                      ship to the other. Note that the two final phase rela-
        negative.
     3. There is individual variability in the strength of the        tions observed in Figure 6D-E are preceded by tran-
        final negative coupling.                                      sients of differing durations and that the period of the
                                                                      coupled system depends on the final phase relation-
An additional, nonessential assumption that we adopt                  ships. A theoretical approach to this bistability phe-
for simplicity is that the coupling strengths are sym-                nomenon is presented in Kawato and Suzuki (1980).
metrical. Overall, our approach was to assign a config-                   The five cases illustrated in Figure 6 correspond to
uration of the type C1 to the system before and of                    the variable patterns shown by individual hamsters
type C2 to the system after long-term exposure to LL                  maintained in LL. With a minimal set of assumptions,
(Figs. 2, 5).                                                         our model thus consistently provides a unified view of
   In Figure 6, we show the simulated free-running                    all these patterns that initially seemed disconnected. If
activity of five individual hamsters incorporating the                the negative coupling is very strong (Fig. 6A-B), abrupt
same initial symmetric positive coupling. Under this                  splitting takes place, and it is difficult to identify the E
positive coupling, the E oscillator phase-leads because               and M components of activity. For moderate coupling
AE < AM and τE < τM. At the phases marked by ∆, the                   strengths, splitting occurs gradually, enabling track-
transition point between DD and LL, we abruptly                       ing of E and M components as they exchange phase
switched the coupling coefficient signs to negative                   leadership prior to splitting (Fig. 6C). If coupling is
values in all individuals. However, different final cou-              weak, the final phase difference between E and M can
pling strengths are assigned to individuals (Fig. 6A-E).              either be small (Fig. 6E) or large (Fig. 6D). In the former
   In all cases, two general behavioral changes result                case, the activity does not split, but phase leadership
from the switch in coupling—namely, a change in                       exchanges and α shortens. In the latter case, the activ-
Oda and Friesen / MODEL OF SPLITTING                    85

Figure 6. Splitting patterns that result from a switch in coupling sign. Five activity rhythms are simulated, all with the same initial condi-
tion (DD), followed by a switch in sign and four final coupling strengths (LL). The E oscillator was configured to have shorter τ and lower
amplitude than M. The DD condition is simulated by symmetric (+/+) coupling (C = CEM = CME = +0.2), which generates fused (E + M) activ-
ity, with E phase-leading M, and τEM = 22.8 h. At the phases denoted by ∆, the sign of coupling was switched to symmetric negative (–/–) in
all cases, but with different strengths. (A) CEM = CME = –0.2. Activity splits abruptly, E and M attain ∆ΦEM = 167°, τEM = 20.3 h. (B) CEM = CME =
–0.1. Activity splits quickly, without E and M crossing, ∆ΦEM = 150°, τEM = 21.7 h. (C) CEM = CME = –0.08. Activity splits gradually, E and M
cross before splitting, ∆ΦEM = 140°, τEM = 22.2 h. (D) CEM = CME = –0.05. Activity splits and then later rejoins, with E and M exchanging phase
leadership, ∆ΦEM = 98°, τEM = 23.2 h. (E) CEM = CME = –0.05. Activity does not split, but phase leadership is exchanged, α shortens, and there
is a change in τEM, ∆ΦEM = 4°, τEM = 24.2 h. Cases (D) and (E) correspond to two possible solutions for the same CEM = CME = –0.05 but are gen-
erated by different phases of ∆, the former at the end and the latter at the beginning of activity. Throughout this series of simulations,
parameters were as follows. For E: (aE = 0.85, bE = 0.3, cE = 1.0, dE = 0.5). For M: (aM = 0.85, bM = 0.3, cM = 0.8, dM = 0.5). The E and M components
of activity are represented by thick and thin lines, respectively. When they overlap, only the E component is visible.

ity may or may not split, depending on the degree of                          and final configurations are different, although they
symmetry of the oscillators. For nearly symmetric E                           both show fused activity.
and M, the final phase difference is large and compo-                            The bistability of two phase patterns—one closer to
nent activities split. For highly asymmetric E and M,                         0° and the other to 180°—that we observed also can
the components split temporarily and then rejoin,                             explain the results presented in Ellis et al. (1982), who
exchanging phase leadership only. This temporary                              found that a pulse of darkness could shift an individ-
splitting followed by refusion was caused by the ini-                         ual hamster system under LL from a state of one activ-
tial switch in sign alone. Previous models could only                         ity band to a split activity pattern. Either one of the
reproduce this behavior by assuming an initial weak-                          configurations was possible for this individual that
ening of coupling and then a sudden strengthening of                          had attained weak negative coupling; the choice
this coupling, leaving the reason for this change to the                      depended on initial conditions. Thus, a single brief
domain of biological unexplained complexities.                                perturbation could shift the system from one configu-
   These considerations explain complex activity pat-                         ration to the other.
terns, such as those observed by Swade and Pittendrigh                           Our interpretation of splitting in the study by
in arctic ground squirrels in LL (Pittendrigh, 1960). In                      Earnest and Turek (1982) is that 44% of their hamsters
these experiments, two bands of activity dissociated,                         had weak negative coupling and did not split. Of the
and the phase difference of the two bouts increased                           remaining individuals, 75% had moderate negative
until reestablishing the original fused activity. We argue                    coupling (gradual onset of splitting), and only 25%
that the final fusion of activity bouts is either due to the                  had strong negative coupling (abrupt onset of splitting).
asymmetry of component oscillators or to weak cou-                               Finally, if coupling is even weaker then that shown
pling. In either case, phase leadership is exchanged                          in Figure 6E, it is insufficient to phase-lock oscillators
after dissociation of the two bands, so that the initial                      with different periods, which then run with relative
86   JOURNAL OF BIOLOGICAL RHYTHMS / February 2002

coordination (not shown). This pattern does not occur      phase relationships are shown to be exclusively due to
with wild-type hamsters but does occur with tau-           coupling sign switches, and variable transient times
mutant hamsters (Menaker et al., 1994).                    are shown to be due exclusively to variable final cou-
                                                           pling strengths. A slowly evolving switch in coupling
                                                           sign would not allow this distinction, mixing the causes
                    DISCUSSION                             of transients. All patterns can accommodate either an
                                                           abrupt or slowly evolving switch, except the abrupt
                                                           onset of splitting (Fig. 1E). This suggests that maybe
Limitations of the Model                                   there is another source of variability in this phenome-
                                                           non—namely, the rate of switch in coupling sign. This
   Our study of coupled oscillators is based on com-
                                                           rate might provide a source for the distinction between
puter simulations, which provide a phenomenological
                                                           short- and long-term effects of constant light on the
view of the behavior of the system as parameters are
                                                           system.
changed. More general and precise analytical methods
are, however, limited to the study of linear systems or
one-dimensional phase oscillators, which are good          Main Aspects and Relationship
approximations only for weakly coupled oscillators.        to Previous Models
Whereas analytical studies provide mathematically
explicit generalizations of oscillator properties, simu-      It has long been assumed that splitting results from
lation-based studies can at most indicate that any spe-    a phase dissociation of the two oscillators, either due
cific property is widely valid. To overcome this limita-   to a weakening of coupling or detuning of the two
tion, we performed systematic and very extensive           oscillators due to differential effects of constant light
explorations of parameter space for the Pittendrigh-       on their periods (Pittendrigh and Daan, 1976; Daan
Pavlidis equations, manipulating the system with a         and Berde, 1978). According to the latter interpreta-
wide set of values for the four parameters. Although       tion, constant light caused the period of E to increase
our studies do not span the entire parameter space, the    more than that of M, resulting in a temporary loss of
results presented here are generally valid for the broad   coupling. The two oscillators free-run with M phase-
set of coupled oscillator systems represented within       leading, due to its shorter intrinsic period, until lock-
this space. Furthermore, simulations using van der         ing to 180°. An explanation for the antiphasic relation-
Pol oscillators in a narrower range of parameter space     ship attained by the oscillators was based on the
provided the same general properties for phase differ-     bistability of in-phasic and antiphasic relations in cou-
ences and phase leaderships between coupled oscilla-       pled oscillators. This explanation was obtained by
tors observed using Pittendrigh-Pavlidis equations,        analytical studies restricted to weakly coupled oscilla-
indicating the generality of our main findings (data       tors, using phase-only oscillators (Kawato and Suzuki,
not shown).                                                1980). Diurnal Tupaia present splitting as the light
   The degree of symmetry is only measurable in            intensity is decreased below a threshold value. When
parts. We set three measures of this symmetry—             this intensity is increased, the threshold value above
namely, the oscillator properties, the sign of coupling,   which activity fuses again is not the same as the one in
and its strength. We can only say that one system is       which splitting started. This experimental fact strongly
more or less symmetric than the other with respect to      supports the previous model because of the mathe-
each of these measures separately. Furthermore, we         matical association between hysteresis and bistability.
can only measure the degree of symmetry of compo-             Nocturnal hamsters present splitting as a result of
nent oscillators with respect to each parameter—a, b, c,   long-term effect of constant light; there is still no evi-
and d—separately.                                          dence of the influence of light intensity on this phe-
   This model does not account for the effect of light     nomenon or on hysteresis. Furthermore, hamsters
intensity on the onset of splitting. This intensity has    present variable splitting patterns that the previous
important implications for the phenomena, as shown         model does not accommodate, especially the abrupt
experimentally for the diurnal animal Tupaia (Hoffmann,    onset of splitting shown by Earnest and Turek (1982).
1971).                                                     Our computer simulation of two-dimensional oscilla-
   Finally, we assumed, for the sake of simplicity, that   tors spans a larger range of coupling strengths, broad-
the switch in coupling sign is instantaneous, rather       ening the picture of coupled oscillator behaviors. Fur-
than a slowly evolving process (Fig. 6). Changes in        thermore, we tried to avoid a common danger of
Oda and Friesen / MODEL OF SPLITTING           87

simulation-based models—namely, that of constructing          (Daan et al., 2001). In light of the conjecture that split-
reproductions of experiments based only on                    ting is a phenomenon whose anatomical or mechanis-
nonsystematic trial-and-error parameter adjustments.          tic origins do not coincide with those of E and M oscil-
Instead, we first generated a general picture of the          lators, our proposition that different mechanisms may
behavior of coupled oscillators, differing in structural      underlie the splitting phenomenon in hamsters and
symmetry, by a systematic modification of parame-             Tupaia is not unreasonable.
ters. We then searched in that background for an                  One implication of our study is that the two split-
ordered picture that could accommodate all splitting          ting oscillators in hamsters must necessarily have dif-
patterns. As a result, we verified that indeed we need        ferent intrinsic periods and amplitudes. Their asym-
to include a wide range of coupling strengths, from           metry was not necessary to explain the differential
weak to strong, to understand the splitting phenome-          shifts of the beginning and end of activity due to light
non in nocturnal hamsters with all its variants.              pulses in hamsters (Oda et al., 2000), but it is an inte-
   In our model, all splitting patterns were generated        gral element in our model to account for all the vari-
by one novel mechanism—a switch in coupling sign.             able splitting patterns. Another implication of this
This mechanism was introduced as the main assump-             model is that, in hamsters, the oscillators do not disso-
tion in our simulations based on the general picture of       ciate due to loss of entrainment. Instead, they assume
coupled oscillators. The successful simulation of all         new phase relationships as determined by negative
splitting patterns, which the previous models could           coupling, which alters their amplitudes. If phase-
not accommodate, strongly indicates that a switch in          shifting experiments were performed for split compo-
coupling sign might be the main long-term effect of           nents under LL, the results would not provide the
constant light on the pacemaker of nocturnal ham-             intrinsic PRCs of the two oscillators because the
sters. On the other hand, our model does not explain          phase-response curve depends on the amplitude of
the hysteresis presented by diurnal Tupaia, which sup-        the oscillator, and that amplitude is modified by the
ported the previous models. Perhaps different mecha-          negative coupling that exists between split components.
nisms underlie splitting in hamsters and Tupaia, both             To summarize, we propose that splitting in ham-
of which lead to antiphasic activity patterns.                sters is caused by a change in coupling sign between
   The existence and location of dual circadian oscilla-      pacemaker component oscillators: a switch from posi-
tors have been demonstrated in invertebrates (Page,           tive values in LD to negative values following pro-
1985; Koehler and Fleissner, 1978; Roberts and Block,         longed exposure to LL. If the two component oscilla-
1985). It is known that isolated neurons within the           tors are indeed located in left and right SCN, their
SCN of rodents already exhibit circadian clock func-          interactions by excitatory and inhibitory synapses (Wil-
tions (Welsh et al., 1995; Liu et al., 1997; Herzog et al.,   son and Cowan, 1972) could be tested. In addition, the
1998), suggesting that a population comprising thou-          strength of interactions could be tested to determine
sands of oscillators underlies the mammalian circa-           where there is a correlation between synaptic poten-
dian clock. Several studies have tried to identify the E      tial amplitude and patterns of splitting.
and M oscillators among subpopulations of these SCN
neurons. In some studies, the right and left SCN were
examined (Pickard and Turek, 1982; Davis and Gorski,                        ACKNOWLEDGMENTS
1984; Zlomanczuk et al., 1991). The circadian rhythm
in SCN electrophysiological activity, recorded as a sin-         We thank Professor Michael Menaker for reviewing
gle daytime peak in hamster hypothalamic slices, shows        a preliminary draft of the manuscript and Drs. Shin
two distinct peaks when slices are cut in the horizontal      Yamazaki and Manuel Miranda-Anaya for helpful
plane (Jagota et al., 2000). Finally, a more recent study     discussions. G.A.O. was supported by a postdoctoral
showed that, under split conditions, the left and right       fellowship from Fundação de Amparo à Pesquisa do
SCN oscillate in antiphase, demonstrating that these          Estado de São Paulo (97/13910-0), and W.O.F. was
might comprise the two oscillators that the splitting         supported by the National Science Foundation (IBN
phenomenon unveils (de la Iglesia et al., 2000). These        97- 23320). We especially acknowledge support from
two oscillators, however, might not correspond to the         the NSF Center for Biological Timing.
ultimate evening and morning oscillators that are now            Methodological details are available upon mail
conjectured to be located at a deeper, molecular level        request.
88    JOURNAL OF BIOLOGICAL RHYTHMS / February 2002

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