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WORKING PAPER 2019-13

Advanced alternative fuel pathways:
Technology overview and status
Authors: Chelsea Baldino, Rosalie Berg, Nikita Pavlenko, Stephanie Searle
Date: July 19, 2019
Keywords: Thermochemical conversion; biochemical conversion; non-food feedstock; lignocellulosic biomass;
biofuels; renewable fuel; electrofuels

Introduction                                       and summarized in this paper. For                  Fischer-Tropsch (FT) synthesis and
                                                   this figure, as well for all the follow-           methanation, before it can be used as
Policymakers recognize the signifi-
                                                   ing figures in this paper that illustrate          a transportation fuel. Hydrothermal
cant greenhouse gas (GHG) savings
                                                   the individual conversion technology               liquefaction and fast pyrolysis are
that are possible by transitioning from
                                                   pathways in more detail, yellow boxes              other primary conversion technolo-
first-generation, food-based biofuels              indicate processes and green boxes                 gies that process biomass into crude
to alternative, non-food based fuels,              represent an input to the process.                 oils, which are then fed into hydropro-
i.e., advanced alternative fuels. First-           Blue boxes represent the desired                   cessing or other upgrading technolo-
generation biofuels are produced by                fuel output, whereas gray boxes are                gies to produce drop-in fuel.
converting readily available biomass               intermediary products. Bold arrows
chemicals—sugars, starch or oils—into              indicate primary steps in the conver-              This paper synthesizes the best avail-
transportation fuels such as ethanol               sion process; narrow arrows indicate               able information on the feedstocks
and fatty acid methyl esters (FAME).               less common, or less important, steps.             that are or could be suitable for each
Advanced biofuels, on the other hand,              The black, dashed box groups pro-                  pathway. Overall, these feedstocks
are those produced by converting                   cesses that can be applied to the                  include materials such as lignocel-
additional chemicals contained in                  oxygen and hydrogen that is produced               lulosic biomass, municipal or indus-
the biomass feedstocks, specifically               in the PtX pathway. PtX refers to elec-            trial waste streams, and waste oils
hemicellulose and cellulose, which are             trolysis followed by upgrading.                    and fats. Lignocellulosic biomass is
more difficult to extract and convert                                                                 organic material with a high cellulose
into transport-grade liquid fuels. For             This paper reviews primary conver-                 and lignin content. It includes agri-
this reason, more complex, advanced                sion technology pathways, such as                  cultural residues such as wheat straw
conversion techniques are required.                electrolysis and gasification, which               and corn stover, forestry residues,
Advanced fuels also can include non-               convert water and biomass, respec-                 and purpose-grown energy crops
biological pathways, such as power-                tively, into gases, as well as cellulosic          such as switchgrass and poplar. In
to-liquid or power-to-gas, which are               ethanol conversion. In some cases,                 the case of PtX, the feedstocks are
generically referred to as PtX fuels or            such as in the production of cellulosic            electricity and carbon dioxide (CO2).
electrofuels. This paper provides an               ethanol, the finished product from                 Also described is any pretreatment,
overview of some of the most promis-               the pathways addressed in this paper               chemical or physical, necessary to
ing advanced alternative fuels produc-             can be used directly as transporta-                prepare the feedstock for the conver-
tion pathways.                                     tion fuel. In most cases, however, the             sion processes.
                                                   liquid or gas carrier that is produced
Figure 1 presents the conversion tech-             from the pathway requires further                  Although technical assessments for
nology pathways that are assessed                  processing and upgrading, such as                  each of these conversion technology

Acknowledgements: This work was generously supported by the David and Lucile Packard Foundation. Thanks to helpful reviews from Nic Lutsey, Jacopo
Giuntoli, Adam Christensen, Bruno Miller, Rob Conrado, Dave Newport, Arne Roth, Alex Menotti, and Steven Gust.

© INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION, 2019                                                                          WWW.THEICCT.ORG
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

                                                               CO2 or CO
                                                                                                                             Legend

                                             Oxygen                                                                         Process
                                                               Methanol
                                                                                       Methanol
                                                               Synthesis
    Water            Electrolysis                                                                                             Input
                                                                   or

                                            Hydrogen                                                                      Intermediary
                                                              Methanation               Methane
                                                                                                                             Product
                                                                   or
                                                                                          Wax                               Desired
                                                                  FT                                                        Product
                                                               Synthesis
  Biomass                                                                                Other
                     Gasification            Syngas                                  Hydro-carbons
 or Wastes
                                                                 Gas
                                                             Fermentation
                      Cellulosic                                                                                       Ethanol
                       Ethanol
                     Conversion

                        Hydro-
                       thermal              Bio-Crude
                     Liquefaction

                                                                                           Hydro-processing
                        Fast                                                                                           Drop-in
                                             Bio-Oil                                          and Other
                      Pyrolysis                                                                                         Fuels
                                                                                              Upgrading

Waste Oils
 & Fats

Figure 1: Simplified overview of the conversion pathways reviewed in this paper. Primary steps are highlighted with bold arrows. The
black, dashed box groups processes that can be applied to the oxygen and hydrogen that is produced in the PtX pathway.

pathways are available in the litera-         Cellulosic Ethanol                             polymer chains that form the physical
ture, there is no study that the authors                                                     structure of plants. The process of
                                              Conversion
know of that includes all of these                                                           converting lignocellulosic biomass
pathways together. This overarching                                                          to ethanol is called cellulosic ethanol
                                              OVERVIEW OF CONVERSION
study summarizes how these tech-                                                             conversion. Cellulose is trapped inside
                                              PROCESS
nologies convert biomass and wastes                                                          the lignin, making it more difficult
into fuel and assesses their com-             Ethanol is conventionally made primar-         to convert to ethanol compared to
mercial potential, citing examples,           ily from sugars and starches obtained          first-generation ethanol production
if they exist. It also addresses the          from food crops, such as corn, wheat,          from starches or sugars. Cellulose and
major costs associated with these             sugarcane, and sugar beet. These               hemi-cellulose are first broken down
pathways, when information is avail-          sugars and starches can be easily              into monomeric sugars by enzymes,
able. Obstacles that might inhibit            converted into ethanol by microbes,            and the sugars are then fermented
commercialization are reviewed for            such as yeast. Lignin and cellulose,           to ethanol by yeasts. Lignin is a by-
each of the technologies.                     in contrast, consist of long organic           product of this process that is typically

2   INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                               WORKING PAPER 2019-13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

combusted on-site for electricity gen-      There are different feasible pretreat-      route, and is described in the sections
eration, although the use of lignin to      ment methods for various kinds of           on Gasification and Gas Fermentation.
extract chemical products with higher       biomass due to differences in physical      The biochemical route uses a com-
added-value is being explored in bio-       structure, lignin content, and other        bination of either enzymes or acids
refinery concepts.                          considerations (Maurya, Singla, & Negi,     to convert the pretreated cellulosic
                                            2015). In particular, the pretreatment      biomass to ethanol; this pathway
Feedstocks utilized                         process for woody biomass differs           includes three steps: hydrolysis, fer-
                                            substantially from that for agricultural    mentation, and distillation.
Within lignocellulosic biomass, the cel-
                                            biomass (Limayem & Ricke, 2012).
lulose is bundled into structures, called                                               Figure 2 illustrates the steps neces-
                                            Various pretreatment techniques have
microfibrils, that are surrounded by                                                    sary to convert biomass inputs into
lignin and attached to each other by        been developed, each with its own
                                                                                        cellulosic ethanol combustion fuel:
hemicellulose. Typical proportions are      benefits and drawbacks, as addressed
                                                                                        pretreatment, hydrolysis, fermen-
40%–50% cellulose, 25%–30% hemi-            in the Obstacles to Commercialization
                                                                                        tation, distillation and drying, and
cellulose, and 15%–20% lignin (Menon        section below. These include the
                                                                                        separation of distillation. Cellulosic
& Rao, 2012). Cellulose is a polymer        application of physical processes
                                                                                        ethanol production requires external
of glucose, which means it is made          (e.g., particle size reduction through
                                                                                        heat and energy, but in this figure
of many glucose molecules bound             grinding or steam explosion), chemi-
                                                                                        we show only where there is poten-
tightly into chains. Hemicellulose also     cals (e.g., sulfuric acid), physicochemi-
                                                                                        tial for recycling or export of energy.
is a polymer of sugars, but a mixture       cals (e.g., liquid hot water combined
                                                                                        As shown, along with the primary
of sugars, including six-carbon sugars      with ammonium fiber explosion,
                                                                                        product of ethanol, a secondary,
(such as glucose) and five-carbon           where high-pressure, liquid ammonia
                                                                                        desired product—biogas, which is
sugars (such as xylose).                    is applied and then the pressure is
                                                                                        shown in blue—can also be produced.
                                            explosively released), and biological
Pretreatment                                agents (e.g. white-rot or brown-rot         Hydrolysis breaks down cellulose
                                            fungi and bacteria), or combinations        into free sugars in order to make the
Pretreatment is the first step in the       of these (Bensah & Mensah, 2013).           glucose within the cellulose acces-
conversion of lignocellulosic biomass                                                   sible for fermentation (see Figure 2).
into cellulosic ethanol (see Figure 2).
                                            Chemistry of the conversion                 This process is also called sacchari-
Pretreatment alters the lignin and                                                      fication or cellulolysis. Hemicellulose
hemicellulose structures, exposing          Lignocellulosic biomass can be con-
                                                                                        has more complex sugar polymers as
the cellulose to the action of enzymes      verted into ethanol through either
                                                                                        well, but the use of enzymes to cleave
and reducing particle size to maximize      thermochemical or biochemical
                                                                                        these sugar polymers has been found
surface area to mass ratio; this mini-      pathways. In both routes, the recal-
                                                                                        to be cost-prohibitive (Limayem &
mizes energy consumption and allows         citrant structure of lignocellulose is
                                                                                        Ricke, 2012).
for maximal sugar recovery (Tong,           broken down into fragments of lignin,
Pullammanappallil, & Teixeira, 2012;        hemicellulose, and cellulose; the hemi-     Breaking down cellulose through
Limayem & Ricke, 2012). Further, agri-      cellulose and cellulose are then con-       hydrolysis can be done using either
cultural and forestry residues often are    verted into sugars and then ethanol.        sulfuric acid or enzymes. Sulfuric
collected from the ground and there-        The thermochemical route, in which          acid can be used in either diluted
fore contain soil and other unwanted        the biomass is gasified into syngas—a       or concentrated form; concentrated
materials that must be removed,             mixture of gases, primarily hydrogen        acid hydrolysis is more common and
usually by washing, so that they do not     and carbon monoxide, that also can          considered to be more practical. One
interfere with the conversion process       include carbon dioxide and methane—         drawback is that undesirable degrada-
(U.S. Government Accountability             and then converted into ethanol, is far     tion products, such as aldehyde, form
Office, 2016).                              less common than the biochemical            during acid hydrolysis.

WORKING PAPER 2019-13                                                       INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION   3
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

                                  Cellulase
                                                            Micro-organisms
    Ligno-cellulosic             Enzymes &
                                                             (e.g. Brewer’s                   Ethanol                      Co-products
       Biomass                    Water, or
                                                                 yeast)
                                Sulfuric Acid

    Pretreatment:                                                                                                          Separation of
     Mechanical,                                                                            Distillation &                   Distillate;
                                 Hydrolysis                   Fermentation
      Chemical                                                                                 Drying                       Recovery of
    and/or Fungal                                                                                                            Residue

     Legend

     Process

      Input                                                                                                  Heat &           Lignin
                                                              Waste-water
                                                                                                             Energy          Residue
 By-Product

     Internal
     Energy
                                                               Anaerobic
     Desired                                                                         Biogas             Combustion
                                                               Digestion
     Product

Figure 2: Simplified overview of cellulosic ethanol conversion. Primary steps are highlighted with bold arrows. Dashed arrows indicate
optional processes. Adapted from from Limayem & Ricke (2012), Baeyens et al. (2015), and Humbird et al. (2011).

In the enzymatic hydrolysis process,            consumed as soon as it is produced,           in regions where ethanol is used as
cellulases, usually a mixture of several        allowing cellulolysis to proceed unin-        a blend it is impractical because
enzymes belonging to three different            hibited. SSF also has the advantage of        the water content inhibits blending
groups (endoglucanase, exogluca-                requiring a single reaction vessel for        with gasoline (Volpato Filho, 2008).
nase or cellobiohydrolase, and b-glu-           the two processes, instead of one for         To remove the remaining water, pro-
cosidase), are used to break down               each. However, saccharification and           ducers use more energy intensive
the cellulose. Once the cellulose               fermentation have different optimal           distillation methods or adsorption
has been broken down into glucose               temperatures, so for this factor a com-       columns (Vane, 2008). In an adsorp-
molecules, the fermentation process             promise must be made.                         tion column, the ethanol is passed
uses microorganisms to consume                                                                across a material called a molecu-
glucose and produce ethanol as an               After fermentation, the ethanol is sep-       lar sieve, which selectively attracts
end product (see Figure 2). These               arated from the yeast solids and most         water, leaving dehydrated ethanol.
microorganisms include brewer ’s                of the water by distillation (University      The molecular sieve is then regener-
yeast (Saccharomyces cerevisiae) and            of Illinois Extension, 2009). To do this,     ated, which is to say dried, resulting in
Escherichia coli.                               the broth that comes from fermen-             a cyclic operating scheme.
                                                tation is heated, and ethanol, which
The accumulation of the sugar end               evaporates more readily than water,           It is also worth noting that one of the
products in the enzymatic hydrolysis            is collected and cooled. However, it is       end products of the biochemical con-
process inhibits the activity of the            impossible to achieve perfect separa-         version of lignocellulosic biomass into
cellulase enzymes and slows down                tion using standard distillation; there-      ethanol, whether acid or enzymatic, is
the reaction. To counter this, in some          fore, the product of distillation, called     lignin, which can be combusted and
systems, the hydrolysis and fermen-             hydrous ethanol, still contains about         converted to electricity and heat. The
tation steps are done together in               5% water.                                     economics of cellulosic ethanol pro-
simultaneous saccharification and                                                             duction could also be improved were
fermentation (SSF) processes (Sun &             Hydrous ethanol is sometimes used             lignin to become a higher-value end
Cheng, 2002). This way the glucose is           as a fuel in Brazil (E100), although          product.

4    INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                                   WORKING PAPER 2019-13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

COMMERCIAL POTENTIAL                        least one has been shut down. These         (Ethanol Producer Magazine, n.d.-b).
                                            facilities use agricultural waste, energy   Woodland Biofuels has a demonstra-
Commercial cellulosic ethanol produc-
                                            crops, woody biomass, or a combina-         tion plant in Sarnia, Ontario, using
tion generally falls into two categories:
                                            tion of all three. POET-DSM Advanced        woody biomass with a nameplate
smaller, add-ons to existing, first-gen-
                                            Biofuels operates a cellulosic ethanol      capacity of 2 million liters per year
eration ethanol facilities using starch
                                            plant in Emmetsburg, IA, with a name-       (Ethanol Producer Magazine, n.d.-a).
or sugar crops, or larger, stand-alone
                                            plate capacity of approximately 76          American Process Inc. Biorefinery has
projects. Add-on facilities are some-
                                            million liters per year using corn cobs     a facility in Thomaston, GA, with a
times called “bolt-on” facilities, pri-
                                            and corn stover as feedstock (Ethanol       nameplate capacity of approximately 1
marily using cellulosic waste from the
                                            Producer Magazine, n.d.-b). Recently,       million liters per year using sugarcane
conventional ethanol facility. Bolt-on
                                            POET filed suit against an engineering      bagasse and woody biomass (Ethanol
facilities have generally had more
                                            company for building an unsatisfactory      Producer Magazine, n.d.-b). The facility
success ramping up production than
                                            pretreatment process; in 2010 POET          also is manufacturing nanocellulose
stand-alone facilities. Quad County
                                            contracted with Andritz, Inc. to build a    for use as a material in tires and other
Corn Processors is an ethanol plant in
                                            biomass pretreatment unit, but POET         consumer products (Lane, 2017a).
Galva, Iowa, with a bolt-on cellulosic
                                            claims that the process never worked        Production of co-products such as
ethanol process that uses corn kernel       at commercial scale, despite one and        these may improve the economic fea-
fiber sourced from an adjacent first-       a half years of redesigns and multiple      sibility of cellulosic ethanol production.
generation ethanol facility (Ethanol        plant shutdowns (Ellis, 2017; Sapp,
Producer Magazine, n.d.-b). The Quad        2017). DuPont operated a plant in           In Europe, Beta Renewables operated
County facility’s nameplate capacity        Nevada, IA, with a nameplate capacity       a plant in Crescentino, Italy, until its
is approximately 8 million liters per       of 114 million liters per year using corn   closure in late 2017. It has a name-
year of cellulosic ethanol, which is far    stover until the plant was shut down in     plate capacity of 50 million gallons
less than the 130 million-liters-per-year   late 2017 (Ethanol Producer Magazine,       per year and came online in 2012,
capacity of the adjacent corn ethanol       n.d.-b). DuPont cited its merger with       but it was never able to reach this
facility (Lane, 2014b). ICM Inc. is oper-   Dow as the reason for the decision          capacity. Beta Renewables utilized
ating a pilot bolt-on facility at a con-    and is seeking a buyer for the facility     wheat straw, rice straw, and Arundo
ventional ethanol plant in St. Joseph,      (Scott, 2017). POET and DuPont were         donax (ETIP Bioenergy, n.d.-a; Schill,
MO, with a nameplate capacity of            both operating well below capacity as       2016). Clariant has a plant in Germany
nearly 1 million liters per year (Rivers,   of April 2016 (Rapier, 2016).               producing ethanol from agricultural
2015). The operators claim to have                                                      wastes (Clariant, 2017). The nameplate
successfully run their unit with corn       At a smaller scale, several U.S. pro-       capacity of the plant is approximately
kernel fiber and switchgrass. Ethanol       ducers also have developed demon-           1 million liters per year (Clariant, n.d.).
producer Raízen Energia Participacoes       stration projects for cellulosic ethanol
SA, using Iogen Energy cellulosic           conversion at stand-alone facilities.
biofuel technology, has a $100 million      Fiberight planned to convert post-          OBSTACLES TO
ethanol production plant utilizing sug-     recycling municipal solid waste (MSW)       COMMERCIALIZATION
arcane bagasse located adjacent to a        into cellulosic ethanol, but after seven
                                                                                        Cost
sugarcane mill in São Paulo. In 2016,       years of research and development,
the plant produced 7 million liters of      the company decided to instead              The conversion process for cellulosic
next-generation ethanol. The facility       focus on producing biogas in lieu of        ethanol remains costly. Limayem and
is slated to produce 40 million liters      cellulosic ethanol. Statements from         Ricke (2012) emphasizes that while
per year of cellulosic ethanol using        Fiberight suggest that securing invest-     technology continues to improve,
sugarcane bagasse and straw (Iogen          ment for MSW-to-ethanol is very dif-        advanced fuels still require “the most
Corporation, n.d.).                         ficult (Lane, 2015b). ZeaChem has a         advanced systems analysis and eco-
                                            demonstration plant in Boardman, OR,        nomical techniques designed to cope
Several large, stand-alone cellulosic       using poplar, straw, and corn stover.       with feedstock versatility and com-
ethanol facilities are in development,      The Boardman facility has a nameplate       modity.” Some research suggests that
in early operational phases, and at         capacity of 946,000 liters per year         cellulosic ethanol production may

WORKING PAPER 2019-13                                                      INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION        5
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

be cheaper than other production             and does not produce inhibitory com-         during SSF, and actively removing it
processes using lignocellulosic feed-        pounds but requires 4 to 6 weeks and         improved the economics of high-solids
stocks. For example, Peters, Alberici,       thus incurs costs related to storage         loading processes.
Passmore, and Malins (2015) estimated        space for that time period (Sun &
the costs for cellulosic ethanol to be       Cheng, 2002).                                Cost of enzymes and other
lower than for the gasification/Fischer-                                                  chemicals
Tropsch process and hydrotreated             There is also potentially promising
                                             research on genetically modifying            Both acid and enzyme hydrolysis
pyrolysis oil process, although the
                                             plants to reduce the difficulties of pro-    require expensive materials. Acid
authors emphasize that this finding is
                                             cessing lignin, either through modify-       hydrolysis requires large quantities of
indicative and not absolute.
                                             ing the lignin’s chemical structure or       acid, which can be costly to purchase
                                                                                          or recycle within the process. For
Recalcitrance of lignin and                  reducing the lignin content. This could
                                                                                          these reasons, research and develop-
hemicellulose                                be achieved, for example, through
                                                                                          ment has focused mainly on enzy-
                                             down-regulating lignin biosynthesis
Pretreatment is the most expensive                                                        matic hydrolysis for the commercial
                                             enzymes in the plant or shifting the
step in cellulosic ethanol production                                                     production of cellulosic ethanol,
                                             plant’s energy from lignin biosynthesis
because lignocellulosic biomass is                                                        but cellulase enzymes also can con-
                                             to the synthesis of polysaccharides
highly recalcitrant, which is to say, hard                                                tribute significantly to the ongoing
                                             such as sugars and starches (Mood et
to break down. Many lignocellulosic                                                       operating cost of a plant (Tong,
                                             al., 2013).
feedstocks also are heterogenous and                                                      Pullammanappallil, & Teixeira, 2012).
their characteristics can change over                                                     Enzyme costs fall in the range of $5
                                             High-solids loading
time, so it is important for pretreat-                                                    to $20 per kilogram (Johnson, 2016;
ment methods to be flexible and effec-       Solids loading refers to the ratio at        Liu, Zhang & Bao, 2015).
tive across a range of physical and          which solids (i.e., biomass) are added
                                             to the system, relative to the water that    To minimize enzyme consumption,
chemical characteristics (Limayem &
                                             is needed for the fermentation broth. A      manufacturers have options such as
Ricke, 2012). However, all of the avail-
                                             higher ratio of solids to liquid trans-      recycling enzymes for use in subse-
able pretreatment options have limita-
                                             lates to reduced water needs, smaller        quent cycles (Lu, Yang, Gregg, Saddler,
tions related to cost, effectiveness, or
                                             tank sizes, and lower distillation costs.    & Mansfield, 2002). One study reports
other problems.
                                             However, increasing solids loading           that this technique can reduce enzyme
Mechanical means of pretreatment             results in decreased sugar yields in         costs by 50% (Du, Su, Zhang, Qi, &
can be prohibitively energy intensive.       the hydrolysis step and decreased            He, 2014). Another solution is to use
Using heat or chemicals to remove            ethanol yields in the fermentation step.     additives, such as proteins called car-
lignin and break down biomass can            Kristensen, Felby, & Jørgensen (2009)        bohydrate binding modules (CBMs),
be effective and is a common method.         found that there is a linear, inverse cor-   that can enhance the enzyme activity
Chemical pretreatment of lignocel-           relation between conversion efficiency       (Chundawat et. al., 2011).
lulosic biomass forms the basis of           and solids concentrations between
several proprietary cellulosic ethanol       5% and 30% initial total solids content      C5 sugar content
production configurations and tech-          by weight (w/w). Ongoing research is         Most yeasts and microbes metabolize
nologies (Bensah & Mensah, 2013).            attempting to determine the drivers of       glucose and other six-carbon sugars;
However, chemical pretreatment tends         this relationship with an aim to identi-     however, hemicellulose is mostly made
to produce compounds such as furfural        fying solutions to increase sugar and        of five-carbon (or C5) sugars. C5
that are toxic and inhibit microbial fer-    ethanol yields. For example, Kristensen      sugars, such as xylose and arabinose,
mentation. Organic solvents such as          et al. (2009) found that hydrolysis          are not digested by many organisms;
ammonia can avoid this problem but           products, such as glucose, inhibit the       consequently, enzymes that hydro-
are relatively expensive and require         adsorption of cellulase at higher loads.     lyze these sugars are less common.
solvent recovery systems. Biological         In addition, Jin et al. (2017) found that    Low-cost enzymes that can hydrolyze
pretreatment using white rot or other        the presence of ethanol was the major        C5 sugars have not been identified,
fungi has low energy requirements            cause of decreased sugar conversion          and thus hemicellulose is currently

6   INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                          WORKING PAPER 2019-13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

cost-prohibitive to process into ethanol.       It also can be used to make liquid and       particle size and the additional energy
Additionally, research has shown that           gaseous hydrocarbon fuels, such as           required to achieve that particle size.
the presence of some of the C5 sugars,          diesel, methane, and ethanol.                Some gasifiers require a consistent
such as xylose, can inhibit the efficacy                                                     energy density of the feedstock, while
of cellulase enzymes. These issues are          Feedstocks utilized                          others can tolerate variation. For those
seen with all lignocellulosic feedstocks                                                     that require consistent energy density,
                                                Gasification can use a wide variety
(Limayem & Ricke, 2012). Research in                                                         torrefaction is another pretreatment
                                                of feedstocks, including agricultural
this area focuses mainly on developing                                                       option that processes solid biomass at
                                                residues, organic fractions of MSW,
genetically modified microbes that can                                                       low temperatures (ca. 250°C–300°C)
                                                forest residues, lignocellulosic energy
digest xylose and arabinose (Agbogbo                                                         in the absence of oxygen. Torrefied
                                                crops, glycerin, tall oil pitch, and black
& Coward-Kelly, 2008). Taurus Energy                                                         biomass is dry, has higher and more
                                                and brown liquor that are residues of
has developed a strain of yeast called                                                       consistent energy density and is easier
                                                pulp-making. Wood and lignocellulosic
XyloFerm that is being tested at the                                                         to grind than untreated biomass,
                                                residues from forestry and agricul-
Quad County facility in Iowa (Lane,                                                          thus behaving similarly to lignite coal
                                                ture are the main feedstocks currently
2017c). Inbicon also developed a C5 fer-                                                     (Phanphanich & Mani, 2011).
                                                used by 80% of the commercial and
mentation technology (Ørsted, 2013).            operating biomass gasification plants        MSW is inherently heterogeneous, as
                                                (Bermudez & Fidalgo, 2016).                  both household and commercial waste
Gasification                                                                                 streams contain a variety of waste
                                                Pretreatment                                 products including paper products,
OVERVIEW OF CONVERSION                          All feedstocks must be processed into        food waste, and yard trimmings. For a
PROCESS                                         a dry, more uniform material through         feedstock like MSW, feed handling at
                                                pretreatment. The objective of pre-          a conversion facility must be flexible
Gasification of coal is already widely                                                       and able to accommodate a set of het-
                                                treatment is to produce input materials
used as a power generation technol-                                                          erogeneous feedstocks. Depending on
                                                for the gasifier with uniform physical
ogy. Increasingly, biomass is also being                                                     the gasification process selected, the
                                                properties, high energy density, and
gasified for power, either alone or                                                          fraction of non-organic components in
                                                low moisture content. Biomass also
co-fed with coal. In the presence of                                                         the MSW such as metal and glass will
                                                can be perishable, and some of these
oxygen, but less than what is needed                                                         need to be sorted out and minimized
                                                pretreatment steps stabilize the
for combustion, gasification converts                                                        in the feed to the reactor.
                                                biomass so it can be stored or trans-
b i o m a ss o r o rg a n i c wa ste s — fo r
                                                ported more easily. The ideal moisture
example, the organic fraction of MSW—                                                        Chemistry of the conversion
                                                content for feedstocks for gasification
into syngas. This syngas is a mixture of
                                                is between 10% and 15% by weight             Figure 3 illustrates the steps neces-
hydrogen (H2), carbon monoxide (CO),
                                                (Bermudez & Fidalgo, 2016). Besides          sary to convert biomass inputs into
and CO2. Simply, gasification is
                                                drying, other preprocessing steps may        syngas using gasification. Gasification
                                                include particle size reduction and          requires external heat and energy, but
Biomass+ O2 + Heat à H2 + CO + CO2 +            compaction of the feedstock; these           in this figure we only show where there
Hydrocarbons + H2O + CH4 + Tar + Char           are dependent on the specific type           is potential for recycling or export of
                                                of gasification technology employed.         energy. After the feedstock has been
Ta r i s t h e u n co nve r te d o rg a n i c   Research suggests that gasification          pretreated, it is gasified and then
material produced after biomass has             of solids works better with smaller          cleaned; the primary output of this
been devolatilized during gasification.         particle sizes, so, depending on the         process is syngas, some of which can
During devolatilization, tar is released        specific gasification technology, the        be combusted on-site for energy.
in gaseous form but is condensable              biomass must be ground, milled,
at lower temperatures. Char is a high-          or shredded to an appropriate size           There are two basic categories of
carbon solid by-product of pyrolysis,           (Gaston et al., 2011). At the same           gasifiers: partial oxidation and steam
gasification, and incomplete combus-            time, size reduction takes energy, and       reforming. For partial oxidation gasifi-
tion of biomass. Syngas can be com-             there is a trade-off between improved        cation, the biomass enters the gasifier
busted for electrical power generation.         gasification efficiency with smaller         along with an oxidizing gas, typically

WORKING PAPER 2019-13                                                           INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION     7
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

                                                                                                                            Legend
                                                                        Water, Tar,
     Biomass or                      Oxidizing Gas                      Sulfur or                                           Process
       Wastes                          or Steam                    Nitrogen-Containing
                                                                       Compounds                                             Input

                                                                                                                          By-Product

                                                                                                                            Internal
                                                                                                                            Energy
                                                                        Cleaning
    Pretreatment                      Gasification                                                       Syngas
                                                                      (Hot or Cold)
                                                                                                                            Desired
                                                                                                                            Product

                                                                         On-Site
                                          Ash                            Energy                       Combustion
                                                                        Recovery

Figure 3: Simplified overview of gasification.

oxygen, air, steam, or a combina-                which are devices that transfer heat             to heat up, carbon-containing mol-
tion thereof. The choice of oxidizing            between mediums by conduction.                   ecules (i.e., lignin, cellulose, and
agent depends on the quality required                                                             their decomposition products)
for the syngas and on the operating              There is a fundamental trade-off                 break down into gaseous compo-
conditions. The quantity of oxygen               between using oxygen or air as the               nents (i.e., CO2, oxygenated vapor
introduced is insufficient to combust            gasifying agent. Purifying oxygen from           species) and condensable vapors
the biomass. Complete oxidation (i.e.,           air requires additional expense, but air         (i.e., char, primary oxygenated
combustion) occurs if there is a perfect         has a very large fraction of nitrogen,           liquids, and water).
match between (a) the ratio of the               an inert gas. Bermudez and Fidalgo
                                                 (2016) report that for partial oxidation    3.   Gasification: The remaining char
actual amount of oxygen and carbon
                                                 gasification reactions, oxygen gasifica-         reacts with CO2, water, and oxygen
from the biomass in the reactor and
                                                 tion is more favorable than air gasifi-          in the presence of heat to form CO,
(b) the stoichiometric ratio between
                                                 cation because it allows for smaller             H2, and methane (CH4 ). The vola-
oxygen and carbon that is necessary
                                                 downstream equipment and facilitates             tiles from the previous step may
for complete oxidation. This match
                                                 the removal of CO2 from the syngas               be converted into fuel gases by
is expressed in an equivalence ratio,                                                             the secondary reactions of com-
                                                 product, which is required for proper
which divides the first factor by the                                                             bustion and reforming (Bermudez
                                                 synthesis in a Fischer-Tropsch reaction.
second. The equivalence ratio is there-                                                           & Fidalgo, 2016).
fore approximately 1 for complete                Several distinct reactions occur in
oxidation. Gasification usually is con-          the gasifier, throughout either steam       The gasifier output is a mixture of
ducted with an equivalence ratio                 reforming or partial oxidation (see         hydrogen and carbon monoxide, the
between 0.2 and 0.4 (Bermudez &                                                              two primary energy carriers, along
                                                 Figure 3):
Fidalgo, 2016). The reaction usually                                                         with some combination of water,
occurs at temperatures between 800               1.   Dehydration: The high heat of the      methane, carbon dioxide, ash, tar, and
and 1300°C.                                           process evaporates any moisture        sulfur- or nitrogen-containing com-
                                                      still present in the feedstock. This   pounds (National Energy Technology
In steam reforming, the feedstock                     steam serves a purpose in subse-       Laboratory, n.d.). Ash composition
enters the gasifier along with steam,                 quent reactions.                       varies depending on the feedstock, but
and the endothermic energy required                                                          it usually contains some trace elements,
for the reaction is provided directly            2.   Pyrolysis (also known as devolatil-    such as potassium, calcium, and phos-
or indirectly through heat exchangers,                ization): As the biomass continues     phorus. The ratio of CO and H2 depends

8   INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                                WORKING PAPER 2019-13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

on the type of substrate and gasifica-            whereas disadvantages include sen-                      of solids; complex operation; and a
tion conditions (Du et al., 2016).                sitivity to the quality and size of the                 medium amount of tar yield compared
                                                  feedstock; feedstock size limits; low                   to other reactors. Circulating fluidized
A gasification reaction is endother-              energy efficiency; inability to scale                   bed gasifiers are also best for medium-
mic, which is to say it requires heat             up; and risks of corrosion, explosions,                 to large-scale gasification processes,
inputs from outside the system, but               and fuel blockages. Minimizing tar                      are flexible across varying feedstock
the process can be designed so that               production is important for minimiz-                    characteristics, and can be constructed
the required energy is provided com-              ing impacts on gasifier machinery and                   compactly. Compared to bubbling
pletely by the recirculation of syn-              for increasing product yield, because                   fluidized bed reactors, they have
thesis gas, the recirculation of tail             tar is essentially unconverted carbon.                  several advantages, such as greater
gas from the Fischer-Tropsch process              Updraft reactors’ advantages include                    gas-solid contact. Their disadvantages
downstream, or the partial combus-                their simple design; suitability for                    include medium tar yield and complex
tion of the solid fuel (Bermudez &                biomass with high moisture content,                     operation, as well as the potential for
Fidalgo, 2016).                                   low volatility, high ash content, and                   damages due to corrosion and attri-
                                                  a variety of particle sizes; low char                   tion (Bermudez & Fidalgo, 2016).
Gasification technology                           formation; and high energy efficiency.
                                                  Disadvantages include risk of explo-                    In an entrained flow reactor, very finely
Several different reactor configurations
                                                  sions, fuel blockages, and corrosion,                   dispersed feed is added together with
can be used for gasification. The main                                                                    the oxidizing gas. The small particle
                                                  as well as high tar yield (Bermudez &
types are fixed bed, entrained flow,                                                                      size allows the reactions to occur much
                                                  Fidalgo, 2016).
and fluidized bed gasifiers (Bermudez                                                                     more quickly and allows high conver-
& Fidalgo, 2016). Except for fluidized            In fluidized bed reactors, the biomass                  sion efficiency with low tar production.
beds, which are essentially isothermal,           is either directly injected into the hot                An entrained flow reactor operates
there are different zones with varying            fluidized bed or mixed with inert (or                   at very high temperatures, higher
temperatures and material composi-                sometimes catalytic) bed material                       than those in a fluidized bed reactor,
tions where the conversion reactions              such as quartz sand or dolomite, which                  causing ash to melt into slag that is
described above take place. The                   fosters heat transfer so that there is                  then collected from the bottom of the
reactor types differ in how and where             a uniform temperature in the conver-                    reactor. Of the three primary gasifier
the feedstock and gasifying agents are            sion zone. This gasifier configuration                  configurations, an entrained flow
introduced and in how ash is handled.             is therefore able to process feedstocks                 reactor is the most expensive reactor
                                                  with varying qualities. Contrary to                     to operate, requiring high amounts of
Fixed bed reactors, also called moving
                                                  the different zones in the fixed bed                    oxidizing gas and high temperatures. It
bed reactors, follow the same basic
                                                  reactor, drying, devolatilization, oxida-               also requires a biomass feedstock that
co n f i g u ra t i o n a s co m m o n b l a st
                                                  tion, and gasification occur simultane-                 is brittle enough to be broken down
furnaces. Feedstock is introduced at
                                                  ously and homogenously, producing                       to the necessary particle size, such as
the top and moves down through the
                                                  a synthesis gas with relatively high                    torrefied biomass. Despite these draw-
vessel through four primary zones: (1)
                                                  heating value. These kinds of reactors                  backs, the clean syngas it produces
drying, (2) carbonization, (3) gasifi-
                                                  generally perform better than fixed                     makes this technology promising
cation, and (4) combustion. Feed is
                                                  bed gasifiers. There are two main con-                  for use with biomass (Bermudez &
added to the top of the reactor in gen-
                                                  figurations of fluidized bed reactors:                  Fidalgo, 2016).
erally large pieces, i.e., coarse particle
                                                  bubbling fluidized beds and circulating
size, forming a bed inside the reactor.           fluidized beds.                                         Before the syngas can be used for
The oxidizing gas can be added from                                                                       fuel production, it must be purified
below the bed (updraft reactor), from             Bubbling fluidized bed gasifiers are                    and upgraded in order to prepare the
the side (cross draft reactor), or from           among the most popular for biomass                      proper gaseous mixture for the down-
just below the top (downdraft reactor).           gasification. Their advantages include                  stream synthesis. Syngas cleaning can
The oxidation reaction occurs nearest             flexibility regarding feedstock charac-                 occur via two routes, known as hot
to where the oxidizer is added, with              teristics (e.g., ash content and particle               and cold (see Figure 3). The cold route
the heat from that reaction powering              size) and feed rate, and they can be                    is more developed, but the hot route
the others. Downdraft reactors’ advan-            constructed compactly. Disadvantages                    offers better energy efficiency if the
tages include their simple design and             include potential back-mixing, which                    syngas will be used downstream at a
low tar and particulate formation,                l i m i t s t h e co nve r s i o n e f f i c i e n cy   high temperature. Current research

WORKING PAPER 2019-13                                                                      INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION        9
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

focuses on how to better implement             to produce hydrogen and carbon          a range of equipment costs that fall
this route. Cleaning removes tar, sulfur       dioxide. Catalysts are used, typi-      between $2,540 and $3,860 per kW.
(in the form of H2S), hydrochloric acid        cally an iron oxide-based catalyst      For circulating fluidized bed reactors,
(HCl), ammonia (NH3), and fly ashes.           followed by a copper-based cata-        equipment costs fall between $1,440
There are various processes that can           lyst. Researchers are still working     and $3,000 per kW. Because these
be applied downstream of the gasifica-         to improve this process.                cost figures are at least six years old,
tion process to produce usable trans-                                                  however, it is possible that in recent
portation fuels (Bermudez & Fidalgo,                                                   years gasification technology has
                                           COMMERCIAL POTENTIAL
2016). These include:                                                                  become less expensive.
                                           Unlike gasification of coal, gasification
  • Methanation: At temperatures           of biomass and waste feedstocks for         Fulcrum BioEnergy, which is devel-
    of 700°C–1,000°C and with a            transportation fuel production is still     oping several commercial-scale MSW
    nickel catalyst, carbon monoxide       in its relatively early stages of devel-    gasification facilities across the United
    and hydrogen are converted to          opment. However, the extensive expe-        States, is using steam-reforming
    methane and water.                     rience gathered from its application        bubbling fluid bed reactors (Fulcrum
                                           to coal could help the development          BioEnergy, 2018). In Europe, most
  • Methanol production: At temper-
                                           of the biomass gasification industry.       existing commercial plants that gasify
    atures of 220°C–300°C, a pressure
                                           There are major differences between         biomass are dedicated to the produc-
    between 50 and 100 bar, and with
                                           coal and biomass gasification and           tion of power or combined heat and
    a catalyst of copper-zinc oxide
                                           many of the coal gasifier technolo-         power, although there are some pilot
    supported on alumina, methanol
                                           gies cannot be directly applied to          projects using gasification for further
    synthesis occurs through the reac-
                                           biomass. For example, entrained flow        processing into biofuels for transport
    tion of both carbon monoxide and
                                           technology is the most widely used          (IEA Bioenergy, n.d.). For example, the
    carbon dioxide with hydrogen.
                                           gasifier type for fossil fuel gasifica-     bioliq project in Karlsruhe, Germany,
  • Fischer-Tropsch synthesis: In the      tion, but entrained flow gasifiers are      uses an entrained flow reactor to
    presence of a catalyst, the hydro-     not available on a commercial scale         gasify the bio-crude being produced
    gen and carbon monoxide from           for biomass. Current research is trying     from fast pyrolysis (bioliq, n.d.-b).
    syngas are combined into liquid        to address the challenge of how to
    hydrocarbons, the composition          enhance the production of syngas            Almost all of the facilities that produce
    of which can be modified accord-       with high H2 content where impurities       liquid biofuel from biomass gasifica-
    ing to the desired specifications      such as tar are minimized and capital       tion at a commercial level are in the
    for the finished fuel, such as         and operating costs are also reduced        United States and Canada. Enerkem, a
    renewable diesel. See the Fischer-     (Bermudez & Fidalgo, 2016).                 Montreal, Quebec-based company with
    Tropsch Synthesis section for                                                      a long history of working with bubbling
    more information.                      Gasification has higher capital costs       fluidized bed biomass gasifiers, is now
                                           than pyrolysis and biochemical pro-         converting MSW containing mixed
  • Gas fermentation: In the presence
                                           cesses (Wang & Tao, 2016). Currently,       textiles, plastics, fibers, wood and
    of catalysts, syngas can be fed to
                                           around 75% of commercial biomass            other non-recyclable waste materials
    acetogenic microorganisms, such
                                           gasifiers are fixed bed reactors            into chemical-grade syngas, which is
    as Clostridium ljungdahli, which
                                           (Bermudez & Fidalgo, 2016). A study         then converted into methanol, ethanol
    then produce ethanol (Limayem
                                           by the Internation Renewable Energy         and other chemicals. At its Westbury,
    & Ricke, 2012). See the G as
                                           Agency (IRENA, 2012) found that fixed       Quebec, facility Enerkem processes
    Fermentation section for more
                                           bed gasifiers have equipment costs          17,500 tonnes per year of treated
    information.
                                           that fall between $1,730 and $5,074         wood (e.g., electric utility poles), wood
  • Hydrogen production: In order to       per kilowatt (kW). Bermudez and             waste, and MSW into syngas. At its
    maximize hydrogen production,          Fidalgo (2016) suggest that bubbling        facility in Edmonton, Alberta, Enerkem
    for example for use in hydrogen        fluid bed reactors are a promising          processes 100,000 tonnes per year
    fuel cell vehicles, the hydrogen       technology for biofuels because this        of MSW (IEA Bioenergy, n.d.). In the
    concentration can be increased         reactor type already has been demon-        United Kingdom, BioSNG built a com-
    with a water-gas shift reaction. In    strated across a wide range of condi-       mercial facility that will process 10,000
    the water-gas shift process, steam     tions. The 2012 IRENA study found that      tonnes per year of waste wood and
    (H2O) reacts with carbon monoxide      bubbling fluidized bed reactors have        other wastes to produce 22 gigawatt

10   INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                       WORKING PAPER 2019-13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

hours (GWh) per year of grid quality        increase product yield and selectivity      used as a carbon and energy source
methane through thermal gasification        and produce non-native products.            by microorganisms suspended in a
and methanation (Gogreengas, n.d.).                                                     liquid nutrient solution. If hydrogen
                                            LanzaTech is the best-known company         is present, it also can be used as an
                                            that has developed and commercial-          energy source. The microbes secrete
OBSTACLES TO                                ized a gas fermentation process, con-       fe r m e n t at i o n p ro d u c t s , s u c h a s
COMMERCIALIZATION                           verting waste gas from industrial pro-      ethanol, 2,3-butanediol, and acetic
There are several technological issues      cesses into fuels, such as ethanol, and     acid into the broth. Modifications
related to cleaning the syngas so it        chemicals, such as 2,3‑butanediol (Wu       to the process can change both the
can be used for downstream con-             & Tu, 2016). The waste gases used by        nature of the reaction products as well
versions. For example, gasification         LanzaTech include gaseous streams           as the ratio between products and co-
produces tar, which can degrade con-        from steel mills that would otherwise       products. The selectivity and yield of
version equipment over time. Tar pro-       be combusted for electricity and            biofuel depend not only on the type
duction can be handled on the front         process heat or be flared. This tech-       of bacteria used, but also on process
                                            nology also reportedly can convert          conditions such as temperature, pH,
end by pretreating biomass via tor-
                                            gaseous streams from other indus-           and syngas composition.
refaction or conducting pyrolysis first
                                            trial processes, such as oil refining and
(Phanphanich & Mani, 2011). Both of                                                     There are also different designs and
                                            chemical plants, as well as syngas from
those technologies are under devel-                                                     configurations of bioreactors, and
                                            gasification of forestry and agricul-
opment for use in this application, but                                                 each type has its advantages and dis-
                                            tural residues, unsorted unrecyclable
neither has been proven cost-effec-                                                     advantages. The bioreactor design is
                                            municipal waste, natural gas, and coal
tive at a commercial scale. Tar, along                                                  critical for gas fermentation because it
                                            (Handler, Shonnard, Griffing, Lai, &
with other syngas contaminants, also                                                    influences the gas-liquid interface and
                                            Palou-Rivera, 2015).
can be handled on the back end, via                                                     the gas-liquid mass transfer rate (Wu &
syngas cleaning processes. These are                                                    Tu, 2016). The continuous stirred-tank
                                            Chemistry of the conversion
proven technologies, used in coal gas-                                                  reactor (CSTR) is a common design:
ification facilities, but they do add       Hydrocarbons such as tar inhibit fer-       Syngas is continuously injected into
additional steps, and thus costs.           mentation and adversely affect cell         the reactor through a diffuser and
                                            growth; it is thus necessary to clean       mechanical agitation breaks the large
                                            the syngas first, as described in the       bubbles into smaller ones. However,
Gas Fermentation                            previous section on Gasification. After     CSTR is not economically feasible at a
                                            the syngas is cleaned, it is compressed     commercial scale because of its high
OVERVIEW OF CONVERSION                      and delivered to the reactor, where         energy cost, so significant research
PROCESS                                     fermentation is carried out by micro-       efforts have been undertaken to
                                            organisms. The steps necessary for          improve the design of this kind of
Gas fermentation is a hybrid biochemi-
                                            fermenting gas into ethanol combus-         reactor. Bubble column reactors do
cal/thermochemical process where
                                            tion fuel are shown in Figure 4. Gas fer-   not require the same mechanical agi-
biocatalysts convert gases composed
                                            mentation requires external heat and        tation as CSTRs and they have higher
of hydrogen, carbon monoxide, and
                                            energy, but in this figure we show only     mass transfer rates, but they can have
carbon dioxide into liquid fuels (Griffin
                                            where there is potential for recycling      problems with mixing and coalescence.
& Schultz, 2012). Biocatalysts can be
                                            or export of energy. Product recovery       In a trickle-bed reactor, liquid flows
acetogenic microorganisms, such as                                                      down through a packing medium, with
                                            comes after fermentation and includes
bacteria in the Clostridium genus that                                                  the syngas moving either downward
                                            distillation and other techniques. As
use the Wood-Ljungdahl pathway                                                          (co-current) or upward (counter-
                                            in the case of cellulosic ethanol con-
for gas fixation into several fuel                                                      current). These reactors also do not
                                            version, a secondary desired product,
products, primarily ethanol, butanol                                                    require mechanical agitation and have
                                            biogas (shown in blue), can also be
and methanol (Wu & Tu, 2016). Value-        produced by anaerobically digesting         been shown to have higher gas conver-
added co-products can include a             waste organic solids.                       sion rates as well as higher produc-
range of chemical products including                                                    tivity compared to CSTR and bubble
acetone, isopropanol, 2,3‑butanediol,       In the LanzaTech process, carbon mon-       column reactors. Finally, there are
and isoprene (Liew et al., 2016). The       oxide-containing gas is first deoxygen-     hollow fiber membranes (HFMs), where
bacteria can be genetically modified to     ated and then the carbon monoxide is        syngas is diffused through micro-size

WORKING PAPER 2019-13                                                      INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION               11
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

                                                            Other Product
     Syngas or                    Micro-
                                                              Recovery                     Ethanol
     waste gas                  organisms
                                                             Techniques

                                                                    or

  Cleaning &
                               Fermentation                     Distillation            Co-products
 Compression

     Legend

     Process

                                                                 Organic
      Input
                                                                 solids

 By-Product

     Internal
     Energy                                                                                                          On-Site
                                                                Anaerobic
                                                                               Biogas          Combustion            Energy
                                                                Digestion
     Desired                                                                                                        Recovery
     Product

Figure 4: Simplified overview of gas fermentation to ethanol.

pores without forming bubbles. This             • Adsorption: Product fuels from            operate continuously at an indus-
system offers the highest volumetric              gas fermentation, such as butanol,        trial scale, does not harm the fer-
mass transfer coefficient, followed by            first are adsorbed by certain             mentation culture, and does not
trickle-bed reactors and CSTR (Wu &               adsorbent materials, such as resin,       require a membrane, making it one
Tu, 2016).                                        and then desorbed, creating a             of the most attractive techniques
                                                  concentrated product.                     for product recovery (Strods &
Wu and Tu (2016) describe several                                                           Mezule, 2017; Wu & Tu, 2016).
                                                • Pervaporation: In this membrane-
techniques for recovering the desired             based technique, a membrane
fuel and other co-products from the                                                     Another technique is the LanzaTech
                                                  selectively separates volatile        conversion process, in which fer-
fermentation broth, which is the mix              compounds such as ethanol and         mentation products are continuously
of fermentation products. These tech-             butanol; these compounds diffuse      withdrawn from the reactor and sent
niques include:                                   through the membrane, evaporate,      through a distillation-based separation
                                                  and then are recovered through        system for product and co-product
  • Liquid-liquid extraction: A dis-
                                                  condensation.                         recovery (see Figure 4). Waste streams
    solved compound is extracted
    from a liquid mixture using a               • Gas stripping: In this process, an    are minimized and recycled internally;
                                                  oxygen-free gas, such as nitrogen     for example, organic solids such as
    solvent.
                                                  (N 2), circulates in the fermenta-    spent microbial biomass can be filtered
  • Pertraction: This is a liquid-liq-            tion broth in bubbles that then       out and digested anaerobically, and
    uid extraction process in which               break, inducing vibration of the      with the resulting biogas, can be mixed
    a membrane is placed between                  liquid and the removal of vola-       with some of the vented gas from the
    the extracting liquid and the                 tile compounds (Ezeji, Karcher,       reactor for on-site energy recovery
    extractant.                                   Qureshi, & Blaschek, 2005). It can    (Handler et al., 2015).

12    INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                      WORKING PAPER 2019-13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

COMMERCIAL POTENTIAL                        INEOS Bio converts several types of           as distillation, or instead to geneti-
                                            waste biomass including wood waste,           cally engineer or breed strains that are
Compared to other technologies, gas
                                            vegetative waste, and yard waste into         tolerant of more concentrated product.
fermentation has several advantages:
                                            bioethanol (Wu & Tu, 2016). In 2013,          Bacterial activity is also inhibited by
high product selectivity, low reaction
                                            INEOS Bio started its first commer-           acetic acid produced as a by-product,
temperature, high tolerance to sulfur,
                                            cial gas fermentation plant in Florida;       thereby reducing ethanol yield. It is
and the biocatalyst is much cheaper
                                            however, a few years later there were         possible that genetically engineering
than the heterogenous catalyst used
                                            reports that the facility was not pro-        or breeding more selective bacteria
in the Fischer-Tropsch synthesis
                                            ducing much fermentation-derived              strains could mitigate this problem
process. Gas fermentation also can
                                            ethanol, primarily due to the sensi-          (IRENA, 2016).
handle a wider range of H2­:CO ratios
                                            tivity of the microorganisms to high
in the input syngas than FT synthesis                                                     Bacterial contamination is another
                                            levels of hydrogen cyanide in the
(Wu & Tu, 2016).                                                                          barrier that can have a substantial
                                            syngas. Recently, INEOS Bio sold this
                                            facility, citing changes in the market        impact on final yields. To mitigate this,
To date, the developers exploring this
                                            for ethanol as one of the reasons for         operators must use resilient bacterial
conversion pathway have focused on
                                            this decision (Voegele, 2016).                strains and reactor systems that are
maintaining stable microbial popula-
                                                                                          less susceptible to contamination and
tions and setting up new reactor tech-
                                            As of 2018, the Shougang-LanzaTech            improve the removal of trace species
nologies. Reactor design still must be
                                            Joint Venture is operating LanzaTech’s        that can cause population loss (Daniell,
optimized to improve pass-through
                                            gas fermentation technology at the            Köpke, & Simpson, 2012).
rates, downsize equipment, and inte-
                                            Shougang Group’s Jingtang Steel Mill
grate energy by using unreacted gases
                                            in Caofeidian, China. This 60 million-
(e.g., unused H2 from the syngas) for
                                            liter-per-year facility is converting steel
                                                                                          Fischer-Tropsch Synthesis
process energy recovery (IRENA,
                                            mill waste gas to ethanol. Four further
2016). Further, Wu and Tu (2016) high-                                                    OVERVIEW OF CONVERSION
                                            commercial projects are expected
light that mass transfer of gas-to-liquid                                                 PROCESS
                                            to start up in 2019–2020 producing
in a bioreactor is the largest rate-lim-
                                            ethanol from refinery and ferroalloy          Fischer-Tropsch (FT) synthesis, illus-
iting parameter, posing a major chal-
                                            off-gases in India and South Africa;          trated in Figure 5, is used in conjunc-
lenge to gas fermentation.
                                            biomass syngas in California; and steel       tion with other conversion technol-
Researchers also are working on select-     mill off-gases in Belgium. In Japan,          ogies that produce syngas, such as
ing desirable traits in the microbes        SEKISUI has demonstrated ethanol              gasification and power-to-X, which
and blocking out particular metabolic       production using LanzaTech’s gas fer-         are addressed in other sections of this
pathways in order to improve primary        mentation technology on syngas from           paper. After the syngas is cleaned, FT
product yields. Specifically, there are     gasified unsorted unrecyclable MSW            synthesis catalytically converts syngas
efforts to genetically modify the fer-      that would otherwise be incinerated           to produce liquid hydrocarbons, which
mentation bacteria to improve yields,       (Burton, 2017).                               include waxes, drop-in fuel, and other
reduce product inhibition, and make                                                       hydrocarbons, as well as tail gas. Tail
them more tolerant to operating con-                                                      gas usually is recycled if it is made
                                            OBSTACLES TO
ditions that are uninhabitable to other                                                   up mainly of syngas, and it usually is
                                            COMMERCIALIZATION
bacteria strains. Capital costs also                                                      combusted if it is made up mainly of
can be reduced by using new product         Continuous input of the feedstock and         other off-gases. FT synthesis requires
recovery technologies, such as mem-         removal of the product is necessary           energy, but in this figure we show only
branes (IRENA, 2016).                       to maintain the activity rate of the          where there is potential for recycling
                                            microorganisms, but this increases the        or export of energy. This product may
INEOS Bio, Synata Bio, and LanzaTech        energy necessary for product separa-          require further refining before use in
are the three major companies that          tion. It is therefore critical to identify    the transport sector but in some cases
have, or have had, precommercial or         methods to either reduce energy               includes fuels that ready to use (see
commercial gas fermentation facilities.     demand for product separation, such           Figure 5).

WORKING PAPER 2019-13                                                       INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION       13
ADVANCED ALTERNATIVE FUEL PATHWAYS: TECHNOLOGY OVERVIEW AND STATUS

                                                                                                                                Legend
     Syngas                      Catalyst                            Wax                                                        Process

                                                                                                                                 Input

                                                                                                                             By-Product
                                                                    Other
  Cleaning &                                                     Hydrocarbons
                             Fischer-Tropsch                                                                                    Energy
  Water-Gas
                                Synthesis
     Shift
                                                                                                                               Desired
                                                                                                                               Product
                                                                  Drop-in Fuel

                                                                                                                                On-Site
                                                                    Tail Gas                   Combustion                       Energy
                                                                                                                               Recovery

Figure 5: Simplified overview of Fischer-Tropsch synthesis.

Chemistry of the conversion                    be applied to the syngas to adjust the      each of the interfaces of solids (cat-
                                               H2:CO ratio if required for FT synthesis.   alysts), liquids (hydrocarbons), and
FT synthesis converts a mixture of
                                               Ideally, the final concentration of inert   gases (carbon monoxide, hydrogen,
hydrogen gas and carbon monoxide
                                               gases (CO2, N2, CH4, etc.) should make      steam, and hydrocarbons). Finally,
into hydrocarbons and water accord-
                                               up less than 15% of the gas volume          because this is a capital-intensive
ing to the following equation:
                                               (Bergman et al., 2004).                     process, reactors must scale up effec-
                                                                                           tively. Three reactor types are con-
(2n+1) H2 + n CO à Cn H(2n+2) + n H2O
                                               Fischer-Tropsch synthesis                   sidered viable for commercial scale
                                               catalysts                                   production: multitubular fixed bed
The n in this equation indicates that
                                                                                           reactors, fluidized bed reactors, and
the reaction can be manipulated to             Several kinds of metals can be used
                                                                                           three-phase slurry reactors.
produce hydrocarbons with a range              to catalyze Fischer-Tropsch synthe-
of carbon chain lengths. The hydro-            sis: iron, cobalt, nickel, and ruthenium.   Multi-tubular fixed bed reactors are
carbon distribution is determined by           In practice, ruthenium is prohibitively     easy to operate and scale up, but they
operating conditions, such as tempera-         expensive, and nickel catalyzes some        are expensive to construct and have
ture, pressure, type of catalyst, etc.         other undesired reactions, so only iron     high gas compression costs for the
Conditions can be chosen to maximize           and cobalt are industrially relevant.       recycled gas feed.1 They also require
the yield of a particular cut with a           They have different prices, sensitivities   long downtimes during replacement
higher market value, such as middle            to contaminants, life spans, ideal gas      of catalysts.
distillates (National Energy Technology        compositions, and ideal operating con-
Laboratory, n.d.).                             ditions (National Energy Technology         Fluidized bed reactors have higher
                                               Laboratory, n.d.).                          efficiency in heat exchange and better
Prior to the catalytic reaction, the                                                       temperature control. They also require
gaseous inputs for the FT synthesis            The FT reaction is exothermic, which        smaller heat exchange area and lower
process require cleaning and upgrad-           is to say it releases heat, so an impor-    gas compression costs. In addition
ing. The process is very sensitive to          tant consideration for the reactors is      they are easier to construct than
contaminants, especially substances            their capacity to quickly dispel heat       fixed beds. Fluidized bed reactors
containing sulfur or metals because            from the catalysts to avoid overheat-       also allow for online catalyst removal,
they can poison the catalysts (Peters          ing and catalyst deactivation, while at     so there is no downtime for catalyst
et al., 2015). Syngas cleaning is              the same time maintaining steady tem-
addressed in the Gasification section          perature control. Reactors also must        1   Fixed and fluidized bed reactors are described
of this paper. The water-gas shift can         facilitate effective mass transfer across       in more detail in the Gasification section.

14   INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION                                                               WORKING PAPER 2019-13
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