Can an Ape Create a Sentence?

Page created by Franklin Rhodes
 
CONTINUE READING
23 November 1979, Volume 206, Number 4421                       SCIENCE

                                                                                             quences produced and understood by
                                                                                             their pongid subjects were governed by
                                                                                             grammatical rules. The Gardners, for ex-
                                                                                             ample, note that "The most significant
                                                                                             results of Project Washoe were those
             Can an Ape Create a Sentence?                                                   based on comparisons between Washoe
                                                                                             and children, as . . . in the use of order
            H. S. Terrace, L. A. Petitto, R. J. Sanders, T. G. Bever                         in early sentences" (3, p. 73).
                                                                                                If an ape can truly create a sentence
                                                                                             there would be a reason for asserting, as
                                                                                             Patterson (11) has, that "language is no
                                                                                             longer the exclusive domain of man."
   The innovative studies of the Gardners    song when asserting territory. Such ri-         The purpose of this article is to evaluate
(1-3) and Premack (4-6) show that a          gidity is typical of the communicative be-      that assertion. We do so by summarizing
chimpanzee (Pan troglodytes) can learn       havior of other genera, for example, bees       the main features of a large body of data
substantial vocabularies of "words" of       communicating about the location and            that we have collected from a chim-
visual languages. The Gardners taught        quality of food or sticklebacks engaging        panzee exposed to sign language during
Washoe, an infant female chimpanzee,         in courtship behavior (14).                     its first 4 years. A major component of
signs of American Sign Language (ASL)           Human language is most distinctive           these data is the first corpus of the multi-
(7, 8). Premack taught Sarah, a juvenile     because of a second level of structure          sign utterances of an ape. Superficially,
female, an artificial language of plastic    that subsumes the word-the sentence             many of its utterances seem like sen-
                                                                                             tences. However, objective analyses of
                                                                                             our data, as well as of those obtained by
  Summary. More than 19,000 multisign utterances of an infant chimpanzee (Nim)               other studies, yielded no evidence o
                                                                                                                            ...........   ....
                                                                                                                                                       an
were analyzed for syntactic and semantic regularities. Lexical regularities were ob-         ape's ability to use a grammar. Each in-
served in the case of two-sign combinations: particular signs (for example, more)            stance of presumed grammatical compe-
tended to occur in a particular position. These regularities could not be attributed to      tence could be explained adequately by
memorization or to position habits, suggesting that they were structurally constrained.      simple nonlinguistic processes.
That conclusion, however, was invalidated by videotape analyses, which showed that
most of Nim's utterances were prompted by his teacher's prior utterance, and that
Nim interrupted his teachers to a much larger extent than a child interrupts an adult's      Project Nim
speech. Signed utterances of other apes (as shown on films) revealed similar non-
human patterns of discourse.                                                                    Our subject was a male chimpanzee,
                                                                                             Neam Chimpsky (Nim for short) (16, 17).
                                                                                             Since the age of 2 weeks, Nim was raised
chips of different colors and shapes. In a   (15). A sentence characteristically ex-         in a home environment by human surro-
related study, Rumbaugh et al. (9) taught    presses a complete semantic proposition         gate parents and teachers who communi-
Lana, also a juvenile chimpanzee, to use     through a set of words and phrases, each        cated with him and amongst themselves
Yerkish, an artificial visual language.      bearing particular grammatical relations        in ASL (7,8). Nim was trained to sign by
These and other studies (10), one of         to one another (such as actor, action, ob-      a method modeled after the techniques
which reports the acquisition of more        ject). Unlike words, most sentences can-        that the Gardners (2) and Fouts (18) have
than 400 signs of ASL by a female gorilla    not be learned individually. Psycholo-          referred to as molding and guidance. Our
named Koko (11), show that the shift         gists, psycholinguists, and linguists are       methods of data collection paralleled
from a vocal to a visual medium can          in general agreement that using a human         those used in studies of the development
compensate effectively for an ape's in-      language indicates knowledge of a gram-         of language in children (19-24). During
ability to articulate many sounds (12).      mar. How else can one account for a             their sessions with Nim, his teachers
That limitation alone might account for      child's ultimate ability to create an 'in-      whispered into a miniature cassette re-
earlier failures to teach chimpanzees to     determinate number of meaningful sen-           corder what he signed and whether his
communicate with spoken words (13).          tences from a finite number of words?
   Human language makes use of two              Recent demonstrations that chim-
levels of structure: the word and the sen-   panzees and gorillas can communicate               H. S. Terrace is a professor of psychology at Co-
                                                                                             lumbia University, 418 Schermerhorn Hall, Colum-
tence. The meaning of a word is arbi-        with humans via arbitrary "words" pose          bia University, New York 10027. L. A. Petitto is a
                                             a controversial question: Is the ability to     graduate student in the Department of Human De-
trary. This is in contrast to the fixed                                                      velopment at Harvard University, Cambridge, Mas-
character of various forms of animal         create and understand sentences unique-         sachusetts 01238. R. J. Sanders is a graduate student
                                                                                             in the Department of Psychology at Columbia Uni-
communication. Many bird species, for        ly human? The Gardners (1, 3), Premack          versity and a visiting instructor at the State Univer-
example, sing one song when in distress,     (6), Rumbaugh (9), and Patterson (11)           sity of New York in Utica. T. G. Bever is a professor
                                                                                             of psychology and linguistics at Columbia Universi-
one song when courting a mate, and one       have each proposed that the symbol se-          ty.
SCIENCE, VOL. 206, 23 NOVEMBER 1979                      0036-8075/79/1123-0891$02.00/0 Copyright C 1979 AAAS                                    899
signs were spontaneous, prompted,             Table 1. Number of tokens and types of com-       turn of the hands to a relaxed position
molded, or approximations of the correct      binations containing two, three, four, and five   (29). Of Nim's combinations, 95 percent
sign (25).                                    or more signs.                                    consisted of sequences of distinct signs
  Nim satisfied our criterion of acquiring         Length of            Tokens        Types     that occurred successively. These are re-
a sign when (i) on different occasions,           combination                                   ferred to as "liiear sequences." Two
three independent observers reported its      Two signs                  11,845        1,138    other kinds of combinations were not in-
spontaneous occurrence and (ii) it oc-        Three signs                 4,294        1,660    cluded in the corpus: contractions of two
curred spontaneously on each of five          Four signs                  1,587        1,159    or more signs and simultaneous combi-
successive days. By spontaneously we          Five or more signs          1,487        1,278    nations in which two distinct signs oc-
mean that Nim signed the sign in an ap-                                                         curred at the same time. Even though
propriate context and without the aid of                                                        such combinations can occur in ASL,
molding, prompting, or modeling on the        stances of more tickle, the conventional          they were excluded from our corpus be-
part of the teacher. As of 25 September       English juxtaposition of these signs. Ac-         cause it was impossible to specify the
1977, Nim had acquired 125 signs (26).        cordingly, there is no basis for deciding         temporal order of the signs they con-
                                              whether Washoe's multisign combina-               tained. Figure 1 shows a typical linear
                                              tions obeyed rules of sign order (28). One        combination, me hug cat, in which there
Combinations of Signs                         could conclude that Washoe had learned            is no temporal overlap between any of
                                              that both more and tickle were appropri-          the signs.
   The Gardners' analyses of Washoe's         ate ways of requesting that tickling reoc-           In no instance were specific se-
sign combinations prevents one from           cur and that when Washoe signed both              quences, contractions, or simultaneous
studying their grammatical structure.         signs it was because of her prior training        combinations reihforced differentially.
With but two minor exceptions, the            to sign each sign separately.                     Indeed, Nim was never required to make
Gardners did not report the order of             We defined a combination of signs as           a combination of signs as opposed to a
signs of Washoe's multisign combina-          the occurrence of two or more different           single sign. However, Nim's teachers of-
tions (27). For example, more tickle and      signs that were not interrupted by the oc-        ten signed to him in stereotyped orders
tickle more were both reported as in-         currence of other behavior or by the re-          modeled after English usage, and they

                                                                     I

   Fig. 1. Nim signing the linear combination, me hug cat to his teacher (Susan Quinby). (Photographed in classroom by H. S. Terrace.)
    892                                                                                                                SCIENCE, VOL. 206
may also have unwittingly given him spe-       consisting of all transitive verbs com-                 we observed. A conservative inter-
cial praise when he signed an interesting      bined with all references to himself (me                pretation of these regularities, one that
combination. Such unintentional reac-          or Nim), is shown in Table 3 (32). The                  does not require the postulation of syn-
tions do not, however, appear to differ        number of tokens with the verb in the                   tactic rules, would hold that Nim used
from the reactions parents exhibit when        first position substantially exceeds the                certain categories as relatively initial or
their child produces an interesting utter-     reverse order. Also, Nim combined tran-                 final irrespective of the context in which
ance or one that conforms to correct           sitive verbs as readily with Nim as with                they occur. If this were true, it should be
English.                                       me (33). Nim's preference for using me                  possible to predict the observed frequen-
   Nim's linear combinations were sub-         and Nim in the second position of two-                  cy of different constructions, such as
jected to three analyses. First, we looked     sign combinations was also evident in                   verb + me or verb + Nim, from the rel-
for distributional regularities in Nim's       requests for various ingestible and non-                ative frequency of their constituents in
two-sign utterances: did Nim place par-        ingestible objects (Table 2).                           the initial and final positions.
ticular signs in the first or the second po-      Different frequency patterns, such as                   The accuracy of such predictions was
sition of two-sign combinations? Sec-          those shown in Tables 2 and 3, are not                  tested by allocating each sign of a two-
ond, having established that lexical           sufficient to demonstrate that Nim's se-                sign sequence to a lexical category and
regularities did exist in two-sign com-        quences are constrained structurally.                   then using the relative frequencies of
binations, we looked for semantic re-          Nim could have a set of independent                     these lexical categories to predict the
lationships in a smaller corpus of two-        first- and second-position habits that                  probabilities of each two-sign lexical
sign combinations for which we had ade-        generated the distributional regularities               type. The predicted value of the proba-
quate contextual information. The re-
sults of these analyses were equivocal. A
third, "discourse," analysis of videotape       Table 2. Frequency of particular signs in first and second positions of two-sign combinations.
transcripts shows that Nim's signs were                    Combination                                                      Types          Tokens
often prompted by his teacher's prior
signs.                                                                               + X                                     47              974
   Corpus and distributional regularities.                                           + more                                  27              124
                                                                                     + X                                     51              271
From Nim's 18th to 35th month his                                                    + give                                  24               77
teachers entered in their reports 5235                                                 me
types of 19,203 tokens of linear combina-      Transitive verb                       + or                                    25              788
tions of two to five or more signs. Dif-                                               Nim
ferent sequences of the same signs were                                              +   Transitive verb                     19                  158
regarded as different types (for example,
banana eat or eat banana). The number                                                    me
of types and tokens of each length of          Noun (food/drink)                     + or                                    34              775
combination (Table 1) in each case grew                                                  Nim
linearly (30, 31).                                                                   + noun (food/drink)                     26              261
   The sheer variety of types of combina-
tions and the fact that Nim was not re-                                                  me
quired to combine signs suffices to show       Noun (nonfood/drink)                  + or                                    35                  181
                                                                                         Nim
that Nim's combinations were not v
learned by rote. The occurrence of more                                              + Noun (nonfood/drink)                  26                  99
than 2700 types of combinations of two-        Nim
and three-sign combinations would
 strain the capacity of any known esti-
 mate of a chimpanzee's memory. As was               Table 3. Two-sign combinations containing me or Nim and transitive verbs [V(t)].
 mentioned earlier, however, a large vari-
 ety of combinations is not sufficient to            V(t) + me             V(t) + Nim              me + V(t)             Nim + V(t)
 demonstrate that such combinations are          Types        Tokens        Types             Tokens       Types   Tokens         Types    Tokens
 sentences; that is, that they express a se-
 mantic proposition in a rule-governed se-,-   bite me             3     bite Nim                2     me bite         2
                                               break me            2
 quence of signs. In the absence of addi-      brush me           35     brush Nim              13     me brush        9      Nim brush           4
 tional evidence, the simplest explanation     clean me            2     clean Nim               1     me clean        2
 of Nim's utterances is that they are un-                                                              me cook         I
 structured combinations of signs, in                                    draw Nim                I
 which each sign is separately appropriate     finish me           I     finish Nim              7                            Nim finish          I
                                               give me            41     give Nim               23     me give        11      Nim give            4
 to the situation at hand.                                                                                                    Nim go              4
    The regularity of Nim's combinations       groom me           21     groom Nim               6                            Nim groom           1
 suggest that they were generated by           help me             6     help Nim                4     me help         2
 rules and was most pronounced in the          hug me             74     hug Nim               106     me hug         40      Nim hug            23
                                               kiss me              1    kiss Nim                6     me kiss         1      Nim kiss            2
 case of two-sign combinations. As             open me            13     open Nim                6     me open        10      Nim open            5
 shown in Table 2, more + X is more fre-                                 pull Nim                1
 quent than X + more, give + X is more         tickle me         316     tickle Nim            107     me tickle      20      Nim tickle         16
 frequent than X + give, and verb + me                           515                           283                    98                         60
 or Nim is more frequent than me or
 Nim + verb. An example of the regular-                           Total types: 25                                   Total types: 19
                                                                 Total tokens: 788                                 Total tokens: 158
 ities in Nim's two-sign combinations,
23 NOVEMBER 1979                                                                                                                           893
Table 4. Twenty-five most frequent two- and three-sign combinations.            frequent two-sign combinations (gum,
         Two-sign               Fre-                    Three-sign                     Fre-
                                                                                              tea, sorry, in, and pants) appear in his 25
       combinations           quency                   combinations                  quency   most frequent three-sign combinations.
                                                                                              We did not have enough contextual in-
play            me              375         play           me           Nim            81     formation to perform a semantic analysis
me              Nim             328         eat            me           Nim            48     of Nim's two- and three-sign combina-
tickle          me              316         eat            Nim          eat            46
eat             Nim             302         tickle         me           Nim            44     tions. However, Nim's teachers' reports
more            eat             287         grape          eat          Nim            37     indicate that the individual signs of his
me              eat             237         banana         Nim          eat            33     combinations were appropriate to their
Nim             eat             209         Nim            me           eat            27     context and that equivalent two- and
finish          hug             187         banana         eat          Nim            26     three-sign combinations occurred in the
drink           Nim             143         eat            me           eat            22
more            tickle          136         me             Nim          eat            21     same context.
sorry           hug             123         hug            me           Nim            20      Though lexically similar to two-sign
tickle          Nim             107         yogurt         Nim          eat            20   combinations, the three-sign combina-
hug             Nim             106         me             more         eat           19    tions (Table 4) do not appear to be in-
more            drink            99         more           eat          Nim           19
eat             drink            98         finish          hug         Nim           18    formative elaborations of two-sign com-
banana          me               97         banana          me          eat           17    binations. Consider, for example, Nim's
Nim             me               89         Nim             eat         Nim           17    most frequent two- and three-sign com-
sweet           Nim              85         tickle          me          tickle        17    binations: play me and play me Nim.
me              play             81         apple           me          eat           15    Combining Nim with play me to produce
gun             eat              79         eat             Nim         me            15
tea             drink            77         give            me          eat           15    the  three-sign combination, play me
grape           eat              74         nut             Nim         nut           15    Nim, adds a redtndant proper noun to a
hug             me               74         drink           me          Nim           14    personal pronoun. Repetition is another
banana          Nim              73         hug             me          hug           14    characteristic of Nim's three-sign combi-
in              pants            70         sweet           Nim         sweet         14
                                                                                            nations, for example, eat Nim eat, and
                                                                                            nut Nim nut. In producing a three-sign
                                                                                            combination, it appears as if Nim is add-
bility of a particular sequence was calcu-       as units when they are used to expand ing to what he might sign in a two-sign
lated by multiplying the probabilities of        what was expressed previously by a combination, not so much to add new in-
the relevant lexical types appearing in          single word.                               formation but instead to add emphasis.
the first and second positions, respec-             The apparent topic of Nim's three-sign Nim's most frequent four-sign combina-
tively. In predicting the probability of me      combinations overlapped considerably tions (Table 5) reveal a similar picture. In
eat, for example, the probability of me in       with the apparent topic of his two-sign children's utterances, in contrast, the
the first position (.121) was multiplied by      combinations (Table 4). Eighteen of repetition of a word, or a sequence of
the probability of eat in the second posi-       Nim's 25 most frequent two-sign combi- words, is a rare event (34).
tion (.149), yielding a predicted relative       nations can be seen in his 25 most fre-
frequency of .016.                               quent three-sign combinations, in virtu-
   The correlation between 124 pairs of          ally the same order in which they appear Differences Between Nim's and a
predicted and observed probabilities was         in his two-sign combinations. Further- Child's Utterances
.0036. It seems reasonable to conclude           more, if one ignores sign order, all but
that, overall, Nini>s two-sign sequences         five signs that appear in Nim's 25 most      The fact that Nim's long utterances
are not form                  ent vosition                                                  were not semantic or syntactic elabora-
habits. Furthermore, it is not possible to                                                  tions of his short utterances defines a
predict the observed relative position                                                      major difference between Nim's initial
frequencies of lexical types of three-sign       Table 5. Most frequent four-sign combina- multiword utterances and those of a
                                                 tions.
combinations from the relative frequen-                                                   / child. These and other differences in-
cies of their constituents. The correla-          Four-sign combinations             Fre-   dicate that Nim's general use of combi-
tion between the 66 pairs of predicted                                             quency   nations bears only a superficial similarity
and observed probabilities was only .05.         eat drink eat drink                  15    to a child's early utterances (35-38).
  Relation between Nim's two-, three-            eat Nim eat Nim                       7      The mean length of Nim's utterances.
and four-sign combinations. As children          banana Nim banana Nim                 5    As the mean length of a child's utter-
increase the length of their utterances,         drink Nim drink Nim                   5
                                                 banana eat me Nim                     4    ances (MLU) increases, their complexity
they elaborate their initially short utter-      banana me eat banana                  4    also progressively increases (20-22). In
ances to provide additional information          banana me Nim me                      4    English, for example, subject-verb and
about some topic (20, 22). For example,          grape eat Nim eat                     4    verb-object construction merge into sub-
instead of saying, sit chair, the child          Nim eat Nim eat                       4    ject-verb-object constructions.
                                                 play me Nim play                      4
might say, sit daddy chair. In general, it       drink eat drink eat                   3       Figure 2 shows Nim's MLU (the mean
is possible to characterize long utter-          drink eat me Nim                      3    number of signs in each utterance) be-
ances as a composite of shorter constitu-        eat grape eat Nim                     3    tween the ages of 26 and 45 months (39).
ents that were mastered separately.              eat me Nim drink                      3    The  most striking aspect of these func-
Longer utterances are not, however,              grape eat me Nim                      3
                                                 me eat drink more                     3    tions is the lack of growth of Nim's MLU
simple combinations of short utterances.         me eat me eat                         3    during a 19-month period. Figure 2 also
In making longer utterances, the child           me gum me gum                         3    shows comparable MLU functions ob-
combines words in short utterances in            me Nim eat me                         3    tained from hearing (speaking) and deaf
justone order; he deletes repeated ele-          Nim me Nim me                         3    (signing) children (40), including the
                                                 tickle me Nim play                    3
ments, and he treats shorter utterances                                                     smallest normal growth of MLU of a
        894                                                                                                           SCIENCE, VOL. 206
speaking child that we could locate. All such judgments, introduced by Bloom                                                                                                                     word utterances of children (78 and 95
children start at an MLU similar to (19, 20) and Schlesinger (42), are known                                                                                                                     percent, respectively). No data are avail-
Nim's at 26 months, but, unlike Nim, the as the method of "rich interpretation"
                                           (21-23, 42). An observer relates the utter-
                                                                                                                                                                                               ,Jable  as to the reliability of the inter-
                                                                                                                                                                                                 pretations that the Gardners and Patter-
children all show increases in MLU.
  Another difference between Nim's and ance's immediate context to its contents.                                                                                                                 son have advanced.
childrens' MLU has to do with the value Supporting evidence for semantic judg-                                                                                                                      A widely cited example of Washoe's
of the MLU and its upper bound. Ac- ments includes the following observa-                                                                                                                        ability to create new meanings through
cording to Brown, ". . . the upper bound tions. The child's choice of word order is                                                                                                              novel combinations of her signs is her ut-
of the (MLU) distribution is very reliably usually the same as it would be if the idea                                                                                                           terance, water bird. Fouts (45) reported
related to the mean.... At MLU = 2.0 were being expressed in the canonical                                                                                                                       that Washoe signed water bird in the
the upper bound will be, most liberally, ( adult form. As the child's MLU increas-                                                                                                               presence of a swan when she was asked
5 ± 2" (41). Nevertheless, with an MLU es, semantic relationships identified by a                                                                                                                what that? Washoe's answer seems
of 1.6 Nim made utterances containing rich interpretation develop in an orderly                                                                                                                  meaningful and creative in that it juxta-
as many as 16 signs (give orange me give fashion (20, 22, 43). The relationships ex-                                                                                                             poses two appropriate signs in a manner
eat orange me eat orange give me eat or- pressed in two-word combinations are                                                                                                                    consistent with English word order.
ange give me you). In our discourse anal- the first ones to appear in the three- and                                                                                                             Nevertheless, there is no basis for con-
yses of Nim's and Washoe's signing (see four-word combinations. Many longer                                                                                                                      cluding that Washoe was characterizing
below), we suggest mechanisms that can utterances appear to be composites of                                                                                                                     the swan as a "bird that inhabits water."
lengthen an ape's utterance but that do the semantic relationships expressed in                                                                                                                  Washoe had a long history of being
not presuppose an increase in se antic shorter utterances (20, 22).                                                                                                                              asked what that? in the presence of ob-
or syntactic competence.        \/)           Studies of an ape's ability to express                                                                                                            jects such as birds and bodies of water.
  Semantic-reraie s hips expressed in semantic relationships in combinations                                                                                                                     In this instance, Washoe may have sim-
Nim's two-sign combinations. Semantic 'of signs have yet to advance beyond the                                                                                                                   ply been answering the question, what
distributions, unlike the lexical ones we stage of unvalidated interpretation. The                                                                                                               that?, by identifying correctly a body of
discussed above, cannot be constructed Gardners (44) and Patterson (11) con-                                                                                                                     water and a bird, in that order. Before
directly from a corpus. In order to derive cluded that a substantial portion of                                                                                                                  concluding that Washoe was relating the
a semantic distribution, observers have Washoe's and Koko's two-sign combina-                                                                                                                    sign water to the sign bird, one must
to make judgments as to what each com- tions were interpretable in categories                                                                                                                    know whether she regularly placed an
bination means. Procedures for making similar to those used to describe two-                                                                                                                     adjective (water) before, or after, a noun

                                      Children:                                              Nim:                                                                   0.14
                           Hearing                   Deaf                                                                                            0
                         A     Eve                o--o Ruth                    *-* Classroom sessions
                         * 'Sarah                 *--- Pola                    x---x Home sessions                                               I                  0.10
     4.4                                                                       D--O Videotape samples
                                                                                                                                             I
                                             4                                                                                           I                           0.06
     4.0
                                                                                                                                 I
                                                                                                                                     I                         th
                                                                                                                                                                    0.02
                                                                                                                                                                                                                                      n       11                   n
     3.6 -                                                                                                                   I
                                                                                                                         I
 0
     3.2                                                                                                                                                       Q                                   0,oDC
                                                                                                                                                                                ID)            UoC<                       Q+                  0+                       o'0 to
                                                                                                                                                                                                                                                       Q               D
 Q
 c                                                                                                        ...----                                                                              sL
                                                                                                                                                                                               c c  w                          La.0
                                                                                                                    0

     2.8H                                                                               /
 c

     2.4
                                       .1
                                        4
                                             /.

                                                                 ..   ,
                                                                                            ~~~//
                                                                                         z ~//
                                                                                                                                                               v. 0.18_
                                                                                                                                                                                                       Semantic            relationship

                                                                                                                                                               ,0.14
     2.0    F

                                                       A~
                                                                                    /        n                                                                       0.10   F
     1.6&                                .x                                     /                O        P
                                                                                                                                                                     0.06   F
     1.2
                         E   E   ss               t          o~~~~~~
                                                               l~ ~                     -6 \ It El                                               l
                I   0I                   I        I    I                                40           4              41                       5                       0.02
                    20           24               28        32            36            40           44             48                       52                                 ,=6-      r"          Cl=
                                                            Age (months)                                                                                                                                             .;        _

Fig. 2 (left). Mean length of signed utterances of Nim and three deaf children and                                                                                              *V             @                     z         ;
mean   length of spoken utterances of two hearing children. The functions showing                                                                                     T               O                                               C0
                                                                                                                                                                                                                                       E
Nim's MLU between January 1976 and February 1977 (age, 26 to 39 months)                                                                                  are                    f0                               r
                                                                                                                                                                                                                                                           3.1~0
based on data obtained from teachers' reports; the function showing Nim's MLU                                                                                                   +         '-   C
                                                                                                                                                                                                            >

                                                                                                                                                                                                                               +                   +

between February 1976 and August 1977 (age, 27 to 45 months) is based upon                                                                                                                     :                                          +
videotranscript data. [See (39) regarding the calculation of MLU's for signed ut-
terances.]    Fig. 3 (right). Relative frequencies of different semantic relation-
ships. The bars above I and II show to the relative frequencies of two-sign combi-                                                                                                        Semantic relationship
nations     expressing       the      relationship in the order specified under the bar, for example,                                                                an     agent followed by          an       action. The bars above                                     I show
the relative frequencies of two-sign combinations expressing the same relationship in the reverse order, for example, action followed by an agent.
23 NOVEMBER 1979                                                                                                                                                                                                                                                       895
1.U - _         Children                  Nim              our semantic analyses of an ape's two-     Table 6. Discourse between Washoe (W) and
               Bloom, Rocissano                                                                          B. Gardner (B.G.). See Fig. 5. This is a tran-
               &   Hood (1976)                       00'O"    sign combinations nor those of any oth-
   0.8                   Adjacent responses--       er studies have produced such evidence.
                                                                                                         script of a tape shown on television.
                                            --
                                                          3
 CL 0.6 - o\

                    j
                     /        1'   8'            ,  In some cases, utterances were inher-
                                 ' ,, 'ently equivocal in our records. Accord-
                                  Xozo           .
                                                                                                         Time Frame
                                                                                                         00.00       7 B.G:Iwhat
 2
    0.6
               *
                                                    ingly, somewhat arbitrary rules were                   1.46      8           time
                                                /i used to interpret these utterances. Con-               1.96     9                             W: Itime
   0.4             ~
                          *                   .     sider, for example, combinations of Nim               2.25    10              now?!              eatl
 e 0.4            /t/         r.             1      and   me with an object name (for ex-                 4.50    11                                Itimel
             /     Expansions                                                                             4.84    12                                 eat!
                                                    ample, Nim banana). These occurred                                      ---------   splice ---------
          A
        0.2                                         when the teacher held up an object that
                 Imitations                         the teacher was about to give to Nim
                                                    who, in turn, would ingest it. We had no
    0.o 2, 21?6 , 36 26* ---,-'.*.      6           clear! basis for distinguishing between the             There has been increasing interest in
                                    31 36 41        following    semantic    interpretations of          the way parents speak to their children
                      Age (months)                  combinations containing Nim or me and
 Fig. 4. Proportion of utterances emitted by aobject                 name: ngeNt-obje bn-                (50) and in the ways children adjust their
children (left-hand function) and by Njm an object name: agent-object, ben-                              speech to aspects of the prior verbal con-
 (right-hand functions) that are adjacent to, im- eficiary-object, and possessor-possessed               text (51). Fillmore (52) has likened adult
itative of, or expansions of an adult's prior ut- object.                                                conversations to a game in which two
terance.                                               An equally serious problem is posed              participants take turns moving a topic
                                                    by the very small number of lexical items           along. Children learn quite early that
                                                    used to express particular semantic                 conversation is such a turn-taking game
 (bird). That cannot be decided on the roles. Only when a semantic role is rep-                         (53). However, our discourse analysis
 basis of a single anecdote, no matter how resented by a large variety of signs is it                   revealed a fundamentally different rela-
 compelling that anecdote may seem to an reasonable to attribute position prefer-                       tionship between Nim's and his teach-
 English-speaking observer.                        ences to semantic rules rather than to               er's utterances.
    Without prejudging whether Nim ac- lexical position habits. For example, the                            fhe corpus we analyzed was derived
 tually expressed semantic relationships role of recurrence was presented exclu-                        from transcripts of 31/2 hours of video-
 in his combinations, we analyzed, by the sively by more. In combinations pre-                          tapes from nine sessions recorded be-
 method of rich interpretation, 1262 of his sumed to relate an agent and an object or                   tween the ages of 26 to 44 months (54). A
two-sign combinations, which occurred an object and a beneficiary, one would                             comparison of Nim's discourse with his
 between the ages of 25 to 31 months (46). expect agents and beneficiaries to be ex-                    teachers and children's discourse with
 The results of our semantic analysis are pressed by a broad range of agents and                        adults, characterized by Bloom et al.
 shown in Fig. 3. Twenty categories of se- beneficiaries, for example: Nim, me,                         (51), is shown in Fig. 4. Adjacent utter-
mantic relationships account for 895 (85 you, and names of other animate'beings.                        ances are those that follow an adult ut-
percent) of the 957 interpretable two-sign However, 99 percent (N = 297) of the                         terance without a definitive pause (51).
combinations. Brown (47) found that beneficiaries in utterances judged to be                            At 21 months (MLU - 1.3), the mnost ap-
 there were 11 semantic relationships that object-beneficiary combinations were                         propriate stage of development with
account for about 75 percent of all com- Nim and me, and 76 percent (N = 35) of                         which to compare Nim, the average pro-
binations of the children he studied. Sim- the agents in'utterances judged to be                        portion of a child's utterances that are
ilar categories of semantic relationships agent-object combinations were you.                           adjacent is 69.2 percent (range, 53 to 78
were used by the G'ardners and by Pat- From these and other examples, it is dif-                        percent). A somewhat higher percentage
terson (48).                                       ficult to decide whether the positional              (87 percent) of Nim's utterances were
    Figure 3 shows several instances of regularities favoring agent-object and ob-                      classified as adjacent (range: 58.7 to 90.9
significant preferences for placing signs ject-beneficiary constructions (Fig. 3)                       percent).
expressing a particular semantic role in are expressions of semantic relationships                        Adjacent   utterances can be classified
either the first or the second positions. or idiosyncratic lexical position habits.                     in four categories. (i) Imitations are
Agent, attribute, and recurrence (more) Such isolated effects could also be ex-                         those utterances that contain all of the
were expressed most frequently in the pected to appear from statistically ran-                          lexical items of the adult's utterances,
first position, while place and beneficiary dom variation.                                              and nothing else; (ii) reductions are those
roles were expressed most frequently by               Discourse analysis. An analysis of                that contain some of the lexical items of
second-position signs (49).                        video transcripts revealed yet another               the adult's utterance and nothing else;
    At first glance, the results of our se- contribution to the semantic look of                        (iii) expansions are those that contain
mantic analysis appear to be consistent Nim's combinations; his utterances were                         some of the lexical items of the adult's
with the observations of the Gardners often initiated by his teacher's signing                          utterance along with some new lexical
and Patterson. But even though our judg- and they were often full or partial imita-                     items; and (iv) novel utterances are those
mnents were reliable, several features of tions of his teachers' preceding utter-                       that contain none of the lexical items of
our results suggest that our analysis, and ance. Since full or partial imitations were                  the aduft's utterance. Among the chil-
that of others, may exaggerate Nim's se- included in the corpus, it is possible that                    dren studied by Bloom et al. (51), imita-
mantic competence. One problem is the the semantic relationships and position                           tions and reductions accounted for 18
subjective nature of semantic inter- preferences we observed are, to some                               percent (Fig. 4) of all of the children's ut-
pretations. That problem can be reme- extent, reflections of teachers' signing                          terances at stage 1 (MLU = 1.36). That
died only to the extent that evidence cor- habits. Those that were imitated cannot                      18 percent decreas,ed with increasing
roborating the psychological reality of be regarded as comparable to a child's                          MLU, accounting for only 2 percent of
our   interpretations is available. Neither                   nonimitative constructions.               the children's utterances at stage 5
         896                                                                                                                     SCIENCE, VOL. 206
(MLU = 3.91). In contrast, 39.1 percent         Table 7. Discourse between\Washoe (W) and         amples of the influence of the teacher's
of Nim's adjacent utterances (N = 509)          B. Gardner (B.G.).                                signing on Nim's signing were noted ift
were imitations or reductions (range,           Time Frame                                        photographs such as those shown in Fig.
19.5 to 57.1 percent).                           (sec- (see                                       1 (a series of still photographs taken with
   At stage 1, 21.2 percent of a child's ut-     ond) Fig. 5)                                     a motor-driven camera). Examination of
terances are expansions of the adult's          00.00 1 B.G: leat                                 Fig. 1, prompted by the results of our
prior utterance (range, 10 to 28 percent).      00.42 2          mel                              discourse analysis, reveals that Nim's
On the average, only 7.3 percent of             02.38 3        Imore                              teacher signed you while Nim was sign-
Nim's utterances were expansions of his         02.80 4          me(mine)l                        ing me, then later signed who? while Nim
                                                03.34 5        (W feeds B.G)
teacher's prior utterance (range, I to 15       07.09 6        /thank you/                        was signing cat. Because these were the
percent). As the child gets older, the pro-     10.92 7          /what                            only four photographs taken of this dis-
portion of its utterances that are expan-       12.38 8               time                        course, we cannot specify just when the
sions increases. Bloom et al. (51) noted        12.88 9                        W: /time           teacher began her signs. It is not clear,
                                                13.17 10                now?l        eatl         for example, whether the teacher signed
that many of the child's utterances are         15.42 11                             Itime
systematic expansions of verb relations         15.76 12                                eatl      you simultaneously or immediately prior
contained in the adult's prior utterance.                      ---------splice---------           to Nim's me. However, it is unlikely that
No such pattern was discernible in              00.00 13 B.G: /what                               the teacher signed who? after Nim signed
Nim's expansions. Indeed a preliminary',/       00.46 14        now?l                             cat.
analysis of Nim's expansions indicates          00.29 15       /what           W: lin
that aside from the teacher's signs, his        04.79 16        now                   in,
                                                05.33 17                           Ime
utterances contain only a small number          05.67 18                              eat         Comparison of Nim's Discourse with
of additional signs, such as me, Nim,           06.17 19                                  time    That of Other Signing Apes
you, hug, and eat. Since these signs are        06.38 20           4 ?l                   eatl
not specific to particular contexts, they                                                            Two valuable sources of information
do not add new information to the teach-                                                          that suggest that Nim's discourse with
er's utterance.                                 teacher's signing or the degree to which          his teachers was not specific to the con-
   By definition, adjacent utterances may       Nim imitated or interrupted his teachers.         ditions of our project are a film produced
include interruptions of a teacher's or an      That information can be obtained only             by Nova for television, entitled, The
adult's utterance. Such interruptions de-       from ifim or videota nspts. The                   First Signs of Washoe (57), and a film,
tract from true conversation since they         contrast between the conclusions that             produced by the Gardners, Teaching
result in discourse that is simultaneous        might be drawn from our distributional            Sign Language to the Chimpanzee:
rather than successive. In 71 percent of        analyses and those that follow from our           Washoe (58).
the utterances that have been examined          discourse analysis provides an important             Consider the scene from First Signs of
(425 out of 585), Nim signed simulta-           methodological lesson. In the absence of          Washoe shown in Table 6 and in the left-
neously with his teacher. Of these over-        a permanent record of an ape's signing,           hand portion of Fig. 5 (59). In this con-
lapping utterances, 70 percent occurred         and the context in which that signing oc-         versation, Washoe's utterances either
when Nim began an utterance while the           curred, even an objectively assembled             followed or interrupted B. Gardner's ut-
teacher was signing. When the teacher           corpus of an ape's utterances does not            terance. It is also the case that the sign
interrupted one of Nim's utterances, it         provide a sufficient basis for drawing            time was uttered by B. Gardner just prior
was generally the case that Nim had just        conclusions about the grammatical regu-           to Washoe's utterance time eat (60).
interrupted the teacher and the teacher         larities of those utterances.                       Teaching Sign Language to the Chim-
was, in effect, asserting his or her right to      Unanticipated, but instructive, ex-            panzee: Washoe presents a longer ver-
hold the floor. Nim's interruptions show
no evidence that they are in response to
the teacher's attempts to take the floor                       Table 8. Discourse between Washoe (W) and S. Nichols (S.N.).
from him. Few data are available con-
cerning the relative frequency or dura-                        Frame
tion of simultaneous utterances that oc-                        (see
                                                               Fig. 6)
cur in dialogues between children and
adults in either spoken or sign language.                         1            S.N: Ithatl (points to cup)
In the most relevant study we could lo-                           2                                                  W:/babyl
                                                                                 (brings cup and doll closer
cate, McIntyre reports that her video-                                           to W; S.N. allows W to touch
tape transcripts of a 13-month deaf child                                        it; S.N. slowly pulls it
signing with her mother revealed virtual-                                         away)
ly no interruptions of the mother's utter-                        3             S.N: Ithatl (points to cup)
                                                                                                                        W:/in/
ances (54a). Bloom (55) and Bellugi (56)                                                                                   (looks away from
have observed that interruptions are vir-                                                                                  S.N.)
tually nonexistent in their videotapes of                                       S.N: (brings the cup
children learning vocal and sign lan-                                                    and doll closer to W)
                                                                                                                        W: (looks back at cup
guages (56a).                                                                                                              and doll)
   None of Nim's teachers, nor the many                          4                                                      W: Ibabyl
expert observers who were fluent in sign                                        S.N: (brings cup closer to W)
language, were aware of either the extent   "                     5                                                     W: linl
to which the initiation and contents of                          6              S.N.: Ithatl (points to cup)            W: /my
                                                                 7                                                            drinkl
Nim's signing were dependent on the
23 NOVEMBER 1979                                                                                                                       897
sion of the same conversation. As can be Table 9. Discourse between Washoe (W) and without intervening prompting on the
 seen in Table 7 and Fig. 5 both of Wash- S. Nichols (S.N.).                           part of the teacher. The sign glossed in
 oe's signs (time) and (eat) were signed by Time                                       film as my is confiiurationally identical
 B. Gardner immediately prior to Wash- (sec-                    Discourse              to the sign me shown in Fig. 5, frame 17.
 oe's having signed them. Time eat can- onds)                                          Both signs conform to the specification
 not be considered a spontaneous utter- 00.00 S.N:/ who stupid?l                       of my in the Gardners' description of
 ance for two reasons. It was a response 00.42                       W:/ Susan, Susanl Washoe's sign (1, p. 264). For these rea-
 to a request to sign by B. Gardner and it 05.30 S.N:/ who stupid?l                    sons alone, Washoe's actual sequence of
                                            05.58
 contained signs just signed by her. The 06.42                       W:/ stupidl       signs, baby in baby in my drink, cannot
                                                  S.N/: who?l                          be regarded as a spontaneously gener-
 significance of a full record of discourse 06.72                    W:I Washoel
 between a chimpanzee and its teacher is 07.04 S.N:/ Washoel                           ated utterance.
 also revealed by the segment that follows 07.36 S.N:/ (tickles                           In the immediately preceding scene of
 the splice in the film. Consider Washoe's             Washoe)/                        the film, Susan was shown drilling Wash-
 combination me eat time eat in isolation.                                             oe extensively about a baby in shoe and
 Without knowledge of the teacher's prior                                              an apple in hat while Washoe was trying
 utterances it would be all too easy to in- 6 and Table 8), a combination of four to grab the desired objects from the
 terpret Washoe's utterance as one that signs described in both films as a creative teacher. This suggests that Washoe's
 signifies a description of future behavior use of sign language by Washoe. In this sign my, in baby in baby in my drink, was
 and a knowledge of time. Our transcrip- (run-on) sequence, the order of Wash- signed to convey to her teacher that she
 tion of the discourse between B. Gardner oe's signs reflects the order in which the wanted the doll. Given this type of drill,
 and Washoe also shows that three out of teacher (Susan Nichols) signed to Wash- and the teacher's pointing to the objects
 Washoe's four utterances interrupted B. oe to sign about a baby doll inserted in a to be named in the appropriate sequence,
 Gardner's utterances.                      cup. The sequence of the teacher's signs it is gratuitous to characterize the utter-
    Another instructive example of the in- (pointing to the doll and then pointing to ance shown in Fig. 6 as a creative juxta-
,fluence of the teacher on the production the cup) follows the order called for by position of signs that conveyed the
 of Washoe's signs is provided by the ut- an English prepositional phrase. Only meaning "a doll in Washoe's cup."
 terance glossed as baby in my drink (Fig. the last two signs, my and drink occurred      As a final example of Washoe's dis-

                                                                                                                          now?

                                                                                                I        w
                                                                                                    B.G.:/what

                                                                                            I

                                                                                    II              /what    W.: /in
                                                                                                                         now
                                                                                                                                  in/
                                                                                                                                        D

                                                                                        I
                                                                                    I
                                                                                   I
 B.G.:/w hat
                                                              W.:/time                                       W.: /me              eat

                                                                                                         7?          )
    now/
            eat/                   /time                         eat/                                         time               eat/
                            Fig. 5. Tracings (made from   a   film) of Washoe signing with B. Gardner. See (S9).
      898                                                                                                                 SCIENCE, VOL. 206
course with her teachers, consider the
conversation about Washoe's intelli-
gence shown in Table 9. This sequence
also appears to be a drill. The important
question it raises, however, is whether
Washoe actually understood the mean-
ings of stupid (and smart). Her usage of                  S.N.:/that/
stupid was clearly imitative of her teach-                                             W.:/baby/                    /in/
er. The exchange between Washoe and
the teacher (Susan Nichols) was also ter-
minated at the point at which the teacher
induced Washoe to make the signs stupid
and Washoe. The circumstances under
which this sequence of signs occurred
raises questions about the Gardners' se-
mantic analysis of combinations such as
Naiomi good (44). That combination was                   W:/baby                 in                     my                     drink/
presented as an example of attribution,           Fig. 6. Tracings of Washoe (made from a film) signing with S. Nichols. See (59).
an interpretation that would be appropri-
ate only in the absence of the kinds of
prompting and reward shown in the films a sentence or whether a particular per- production on the part of Sarah and
of Washoe signing.                          formance qualifies as an instance of Lana. As a result of rote training, both
   The longer of these films, Teaching grammatically guided sentence compre- Sarah and Lana learned to produce spe-
Sign Language to the Chimpanzee: hension. It has been observed widely cific sequences of words, for example,
Washoe, showed 155 of Washoe's utter- that the early sequences of words uttered please machine give apple (9), or Mary
ances of which 120 were single-sign ut- by a child do not necessarily qualify as give chocolate Sarah (6). Subsequently,
terances. These occurred mainly in vo- sentences (19, 24). If, indeed, the only both Sarah and Lana learned to sub-
cabulary testing sessions. Each of Wash- evidence that children could create and stitute certain new words in order to ob-
oe's multisign sequences (24 two-sign, 6 understand sentences were their initial tain other incentives from the same or
three-sign, and 5 four-sign sequences) utterances, and their responses to their from other agents (for example, Randy
were preceded by a similar utterance or a parents' utterances, there would be little give Sarah apple, please machine give
prompt from her teacher. Thus, Wash- reason to conclude that a child's produc- drink, or please machine show slide).
oe's utterances were adjacent and imita- tion and comprehension of words are The last sequence was presented as evi-
tive of her teacher's utterances. The governed by a grammar.                              dence that Lana learned to use different
Nova film, which also shows Ally (Nim's       A rich interpretation of a young child's "verbs" (give and show) in conjunction
full brother) and Koko, reveals a similar early utterances assumes that they are with a different category of incentives,
tendency for the teacher to sign before constrained by structural rules (20, 22). slide, window, and music (9).
the ape signs. Ninety-two percent of Al- It is difficult, however, to exclude sim-           Sarah's and Lana's multisign utter-
ly's, and all of Koko's, signs were signed pler accounts of such utterances. A ances are interpretable as rotely learned
by the teacher immediately before Ally child's isolated utterance of a sequence sequences of symbols arranged in partic-
and Koko signed.                            of words could be a haphazard concate- ular orders; for example, Mary give Sa-
   The data provided by a few films are nation of words that bear no structural rah apple, or please machine give apple.
admittedly much more limited in scope relationship to one another (22) or rou- There is virtually no evidence that Lana
than data of the type we obtained from tines that the child learns by rote as imi- and Sarah understood the meaning of all
our nine videotapes. It seems reasonable tations of its parent's speech (24). How- of the "words" in the sequences they
to assume, however, that the segments ever, as children get older, the variety produced. Except for the names of the
shown in the films, the only ones avail- and complexity of their utterances grad- objects they requested, Sarah and Lana
able of apes signing, present the best ex- ually increase (21, 61). Especially telling were unable to substitute other symbols
amples of Washoe's, Ally's, and Koko's is the observation that children pass in each of the remaining positions of the
signing. Even more so than our tran- through phases in which they produce sequences they learned. Accordingly, it
scripts, these films showed a consistent systematically incorrect classes of utter- seems more prudent to regard the se-
tendency for the teacher to initiate sign- ance. During these phases, the child ap- quences of symbols glossed as please,
ing and for the signing of the ape to mirV/ parently "tries out" different sets of machine, Mary, Sarah, and give as se-
 ror the immediately prior signing of the rules before arriving at the correct quences of nonsense symbols (63).
teacher.                                    grammar. Children are also able to dis-          Consider comparable performance by
                                            criminate grammatically correct from in- pigeons that were trained to peck arrays
                                            correct sentences (62). Accordingly, ex- of four colors in a particular sequence,
 Other Evidence Bearing on an               planations of their utterances that are not A--B--*C-->D, regardless of the physical
 Ape's Grammatical Competence               based upon some kind of grammar be- position of the colors (64). In these ex-
                                            come too unwieldy to defend.                  periments, all colors were presented si-
   In evaluating the claim that apes can      Production of sequences. Before re- multaneously and there was no step-by-
 produce and understand sentences it is garding a sequence of words as sen- step feedback after each response. Evi-
 important to keep in mind the lack of a tences, it is necessary to demonstrate the dence that the subjects learned the over-
 single decisive test to indicate whether a insufficiency of simpler interpretations. all sequence, and not simply the specific
 particular sequence of words qualifies as Consider some examples of sequence responses required by the training arrays
23 NOVEMBER 1979                                                                                                                 899
was provided by performance that was          possible answers, the results of such             such, these regularities provide superfi-
considerably better than chance on novel
less alternative explanations of an ape's                   Press, London, 1961); K. von Frish, The Danc-               of the disagreements occurred when the teacher
                                                            ing Bees (Methuen, London, 1954); N. Tin-                   failed to record a sign, when, for example, the
combinations of signs areieliminated, in                    bergen, The Study of Instinct (Clarendon, Ox-               teacher was busy preparing an activity, when
particular the habit of partially imitating                 ford, 1951).                                                Nim was signing too quickly, or when the teach-
                                                       15. N. Chomsky, Aspects of the Theory of Syntax                  er was signing to Nim. There was no evidence
teachers' recent utterances, there is no                    (MIT Press, Cambridge, Mass., 1965); Syntactic              that the omissions of the teacher were system-
reason to regard an ape's multisign utter-                  Structure (Mouton, The Hague, 1957); M.                     atic. At worst, the teachers' reports under-
                                                            Gross, M. Halle, M. P. Schuztenberger, Eds.,                estimated the extent to which Nim signed.
ance as a sentence.                                         The Formal Analysis of Natural Languages              26.   A complete listing of Nim's vocabulary, includ-
   Our results make clear that any new                      (Mouton, The Hague, 1973); J. Katz and P. M.                ing the topography of each sign and context in
                                                            Postal, An Integrated Theory of Linguistic De-              which it occurred, can be found in (17, Ap-
study of an ape's ability to use language                   scription (MIT Press, Cambridge, Mass., 1964).              pendix C).
                                                       16. Nim was born on 21 November 1973 at the Insti-         27.   B. T. Gardner and R. A. Gardner, Bull Psy-
must collect a large corpus of utterances,                  tute for Primate Studies in Norman, Okla. On 3              chon. Soc. 4 (No. 4a), 264 (1974); Minn. Symp.
in contexts that can be readily docu-                       December 1973, Nim was flown to New York                    Child Psychol. 8, 3 (1974).
                                                            accompanied by Mrs. Stephanie LaFarge, who,           28.   Word order is but one of a number of ways in
mented by reference to a permanent vi-                      along with her family, raised Nim in their home             which a language can encode different mean-
sual record (67). With such data one                        on New York's West Side for 21 months. Be-                  ings. When, however, regularities of sign order
                                                            tween 15 August 1975 and 25 September 1977,                 can be demonstrated, it does provide strong evi-
would be left with an incomplete basis                      Nim lived on a university-owned estate                      dence for the existence of grammatical struc-
                                                                                                                        ture. Given the difficulty of documenting other
for comparing an ape's and a child's use                    (Delafield) in Riverdale, N.Y., in a large house
                                                            with private grounds where he was cared for by              aspects of an ape's signing, regularities of sign
of language.                                                four to five resident trainers. Nim formed partic-          order may provide the simplest way of demon-
                                                            ularly close attachments with certain members               strating that an ape's utterances are grammatical
   For the moment, our detailed investi-                    of the project. H. S. Terrace was the only proj-            [U. Bellugi and E. S. Klima, The Signs of
gation suggests that an ape's language                      ect member who maintained a strong and a con-               Language (Harvard Univ. Press, Cambnidge,
                                                            tinuous bond with Nim throughout the project.               Mass., 1979); H. W. Hoemann, The American
learning is severely restricted. Apes can                   During the first 18 months of the project, Mrs.             Sign Language: Lexical and Grammatical
learn many isolated symbols- (as can                        LaFarge was the most central person in Nim's                Notes with Translation Exercises (National As-
                                                            life. After he was moved to Delafield, Nim be-              sociation of the Deaf, Silver Spring, Md., 1975);
dogs, horses, and other nonhuman spe-                       came closely attached to L. A. Petitto, who su-             E. S. Klima and U. Bellugi, Ann. N.Y. Acad.
                                                                                                                        Sci. 263, 255 (1975); H. Lane, P. Boyes-Braem,
cies), but they show no unequivocal evi-                    pervised his care both at Delafield and in a spe-
                                                            cial classroom built for Nim in the Psychology              U. Bellugi, Cog. Psychol. 8, 262 (1976)].
dence of mastering the conversational,                      Department of Columbia University. After Pet-
                                                            itto left the project (when Nim was 34 months
                                                                                                                  29.   In ASL, the segmentation of combinations into
                                                                                                                         signs has a function similar to that of the seg-
semantic, or syntactic or tion of                           old), Nim became closely attached to two resi-              mentation of phrases into words in spoken lan-
language.-r                                                 dent teachers at Delafield, W. Tynan and J. But-            guage: segmentation delineates sign sequences
                                                            ler. From September 1974 until August 1977,                 that are immediately related to one another.
                                                            Nim was driven to his classroom at Columbia                 Other segmentation devices as well are used in
                 Rae im-is gaid NOWe                        three to five times a week where he was given               ASL. In addition to the relaxation of the hands,
                                                            intensive instruction in both the expression and            specific head and body shifts, and specific facial
 1. B. T. Gardner aad R. A. Gardner, J. Exp. Psy-           the comprehension of signs and where he could               expressions signal constituent boundaries
    chol. Gen. 1I (No. 3),.244 (97S).                       also be observed, photographed, and videotaped              [Stokoe et al. (8); E. Brown and S. Miron,-J.
 2. R. A. Gardner and B. T. Gardner, Ann. N. Y.             by other teachers with a minimum of distraction             Verbal Learn. Verbal Behav. 10. 658 (1971);
    Acad. Sdt. A09.31(197).-                                (through a one-way window). Nim was also                    H. Lane and F. Grosjean, J. Exp. Psychol. 97,
 3. __, ibid. 157,752(1WS).                                 taught regularly at Delafield, although in a less            141 (1973)].
 4. D. Pre k Sdese 172, 84 (1971).                          formal manner. Extensive analyses of his sign-        30.   Two rules were used in combinations containing
 5.        ,J. Fz. Anal. Beh'. 14, 107 (1970).              ing at Delafield and in the Columbia classroom              signs which were repeatedsuccessively. These
 6.        ,Intellee iApt and fan (Lawrence                 revealed no systematic differences in any of the             rules ensured the shortest possible description
    Erlbaum A , Hlladale, N.J,X, 1976).                     aspects of Nim's signing reported in this study.             of a particular combination. For homogeneous
 7. J. C. Woodward, Sign Lan. Stud. 3, 39                   During the 46 months in which he lived in New                combinations, if all signs in a sequence were the
    (1973); H. Borsein, in Sign    L48age   of the
      Deaf.: Psychological, Lingustic. Wa Sociologi-
                                                            York, Nim was taught by 60 nonpermanent vol-
                                                            unteer teachers. As he grew older, Nim's emo-
                                                                                                                        same (eat eat eat), the sequence was treated as a
                                                                                                                         single sign utterance (eat). Homogeneous se-
      cal Perspectives,! . . Sh sad L. Nam-                 tional reactions to changes in personnel in-                 quences of signs were not tabulated as combina-
      ir, Eds. (Academi9a, N7 Yo 1978), pp.                 tensified, and it became increasingly difficult for          tions. For heterogeneous sequences, if a partic-
      338-361; W. C. StIkoe et a. . t pften as-             new teachers to command Nim's attention. By                  ular sign was repeated, immediate repetitions of
      sumed erroneousy thati alfual-vi-                     September 1977, it was clear that we did not                that sign were not counted. For the purpose of
      seal communication are ASL. w r, sign                 have the resources necessary to hire a staff of             tabulation within the corpus, a sequence such as
      languages vary along a c           m. At one           qualified permanent teachers who could ad-                 banana me me me eat was reduced to banana
      extreme is ASL, ic p              uiwque gram-        vance the scientific aspects of the project. Our            me eat. Whereas the original sequence con-
      mar, exprEsive devices;, a toQpoogy. The              choice was to provide "babysitters" who could                tained five signs, this combination was entered
      natural language i- N a i can deaf                    look after Nim, but who were not uniformly                   as a three-sign sequence. In general, the sign Y,
    people, ASL u learned as a           e by               qualified to further Nim's understandin8 of sign             repeated in succession n times, was counted as a
    many deaf people, especially *e chidren                  language, or to terminate the project. With great           single occurrence of Y, independently of the val-
    of deaf parent. At the oite extreme is                   reluctance, we decided on the latter course of              ue of n. The entries shown in Table I represent
    Signed English, a c for e           i English in        action. On 25 September 1977, Nim was flown                  the number of types and tokens of Nim's linear
    a manual-vinsual mode. I Sgednlish-but                   back to his birthplace in Oklahoma. A fuli de-              combinations observed to occur before the re-
    not in ASL-sps are ued is              word or-          scription of Nim's history and socialization can            duction rules were used. A complete listing of
    der with signed equivaeat of MORes, such                be found in (17).                                            Nim's combinations that resulted from the appli-
    as -ed and -ly. 1n SiWi g             sh (PSE),     17. H. S. Terrace, Nim (Knopf, New York, 1979).                  cation of the reduction rules can be found in Ter-
    ASL s toeher with s              t expressive       18. R. S. Fouts and L. Groodin, Bull. Psychon. Soc.              race et al. (31). In ASL, repetitions of a sign
    devices in English word order without the                4 (No. 4a), 264 (1974).                                     convey particular meanings. One type of con-
    grammatical inorphemes of English, are used.        19. L. Bloom, Language Development: Form and                     trast between repeated and nonrepeated signs is
    Hearing persocs terely achieve "uativelike"             Function in Emerging Grammars (MIT Press,                    exemplified by the contrast between the forms
    ctrol over th copesttuan ad grammar                      Cambridge, Mass., 1970).                                    of certain nouns and verbs. Many verbs (sweep,
    of ASL. Ia this         oh se oa signing           20. __, One Word at a Time: The Use of Single                    fly, drive) are made with a single motion. Re-
    lbavior   inE           n1Al. w¢ used. In
    this sense, its -tihing to t their signing
                                                             Word Utterances Before Syntax (Mouton, The
                                                             Hague, 1973).
                                                                                                                         lated nouns (broom, airplane, car) are made by
                                                                                                                         repeating a sign twice (the so-called double
    "ASL" since      do
                  it doe     exhibitlhe gamatical      21. L. Bloom and M. Lahey, Language and Devel-                    bounce form; see T. Suppala and E. Newport,
       ucc01fit
    strauctre            _.4'--
                 thatlumas        '' 'D
 8. W. C. Stoloe, J.. C l,C. C. Cron-
                                                            opment and Language Disorders (Wiley, New
                                                             York, 1978).
                                                                                                                         personal communication). None of Nim's teach-
                                                                                                                         ers could distinguish between the meanings of
    berg, Eds.,A Dkitioy          n       Sign Lan-    22. R. Brown, A First Language: The Early Stages                  utterances that did and did not contain signs that
     iaenL Ggg    b           G      ud College              (Harvard Univ. Press, Cambridge, Mass., 1973).              were repeated successively. Emphasis appears
                                                       23. J. A. Fodor, T. G. Bever, M. F. Garrett, The                  to be their sole function. Overall, less than 15
 9D. M. Rumbaugh, E4.,      Leqrning by a                   Psychology of Language (McGraw-Hill, New                     percent of the linear utterances we observed
   Chdeqpanzee: T>e La    F iet(Academic                     York, 1978).                                                contained successively repeated signs. As far as
   Press. New po,97N.,515                              24. M. Braine, Monogr. Soc. Res. Child Dev. 41                    we could tell, the outcomes of our analyses
                                                             (1), Serial No. 164 (1976).                                 would be unchanged if we included utterances
   (1972); M. K.T n Lut* G Up Hu-                      25. An imitative sign is one which repeats the teach-             containing signs that were repeated successive-
   man (Scieue and ehaiori Books, Palo Alto,                 er's immediately prior utterance. A spontaneous            ly.
                                                             sign is one that has not occurred in the teacher's   31. H. S. Terrace, L. A. Petitto, R. J. Sanders,
   FF. G. Ptten, BriA Lang. 12, 72 (1978).                   immediately prior utterance. A prompted sign             T. Bever, in Children's Language, K. Nel-
   P.       ea m. N.F. Acad. Sci. 280, 660                   follows a teacher's prompt. A prompt uses only           son, Ed. (Gardner Press, New York, in press),
  . 1975).                                                   part of the proper sign's confiration, move-             vol. 2.
< C. Hayes, The APe in Ovr Hoses (Harper &                   ment, or location. For example, the teacher          32. Other complete listings of the regularities of
   Row, New York, ?A  Wl)s.St.F. Hk yes and C.               might prompt Nim (first and second fingers               Nim's two-sign combinations can be found in
                                                                                                                        (t7).
   Hayes, I4c. 4A          ;.    O, IOS (1951);              drawn down the temple) by extending those two
       W. N.K     Scie**ce    423 (1968);                    fingers from a fist. Agreement between teachers'     33. That there are more tokens of two-sign combina-
    Wand.                 .ad         the Child              reports and transcripts of an independent ob-            tions containing me than containing Nim is per-
    (>Graw- ,NeW ouk, l93¢         N. N. Lady-               server (who either watched Nim and his teacher           haps best explained by the fact that Nim learned
   :ua-Kots,    Apg6nJItlusCeAI4 (Museum                     through the one-way window of his Columbia               the sign me before he learned the sign Nim. Sub-
                                                                                                                      sequently the frequencies with which Nim and
                                                             classroom or who transcribed videotapes)
14.                                           Univ.          ranged between 77 and 94 percent. Virtually all          me were combined with transitive verbs was es-
23 NOVEMB           1979                                                                                                                                        901
You can also read