Client Registration Form Individual - Stocks and Securities Aditya Birla Money Limited (A subsidiary of Aditya Birla Capital Ltd.)

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Client Registration Form
Individual

Stocks and Securities
Aditya Birla Money Limited
(A subsidiary of Aditya Birla Capital Ltd.)
                                              PROTECTING INVESTING FINANCING ADVISING
To be mandatorily filled by Branches / Authorised Persons

 Name of the Branch / AP
 Branch / AP Code
 TWS Terminal ID
 Employee Code                                                             AP/DSA Code
 Account Type :                             Trading & Demat                            Only Trading               Only Demat
 Account Mode (Please    Tick)               Online
 Scheme (Please    Tick)                    Normal                                     Empower                    Trader
                                            Margin (above Rs. 50,000)                  Corporate                  Others
 Verified by - Account Opening Department :

 Name :                                                               Signature :

 Introducer Details - Optional

 Name of the Introducer
                                            Surname                                                Middle Name
 Status of the Introducer                 Authorized Person             Existing Client               Employee
                                          Others (Please specify)
 Address of the Introducer
 Phone No. of the Introducer
                                                                                        Signature of Introducer

                                                            INDEX
   S.No.         Name of the Document                       Brief Significance of the Document                       Page No.

                         MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
                                           A. KYC form - Document captures basic information on about                  1-8
   1.     Account Opening Form             the Client
                                           B. Document captures additional information about the Client
                                           Document detailing tariff, brokerage, interest and other charges levied
   2.     Tariff sheet                                                                                                9-11
                                           to Client for trading and demat services
                         VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER
   3.     Voluntary Authorization          Document authorizing Stock Broker to maintain running account, to           12
          Letter                           send documents through E-Mail, to send SMS, as well as debit DP
                                           charges to trading A/C
   4.     Suitability Assessment           Document assessing the suitability of client                              13-14
          Questionnaire
   5.     Power of Attorney                Document authorising the Stock Broker to transfer securities from         15-16
                                           the demat account/beneficiary account to the margin/settlement
                                           accounts of stock broker and to perform other services
   6.     Consent form for receiving       Consent form for receiving trade alerts through SMS and/or E-mail -         17
          trade alerts through SMS         Document of client consent for receiving trade alerts through SMS
          and/or E-mail                    and/or E-mail from the Exchange
   7.     Mobile / Email Declaration       Declaration for updating same mobile number and email address for           18
                                           trading and demat account
   8.     One Time Declaration             Declaration for Transfer of G Securities.                                   19
          for G Securities
   9.     Categorization of Participant    MCX-Self declaration on Categorization of Participants in                   20
          in Commodities Derivatives       Commodities Derivatives
  10. Categorization of Participant        NCDEX- Self declaration on Categorization of Participants in                21
      in Commodities Derivatives           Commodities Derivatives
VERSION 1.00 / 02-2021
Stocks and Securities
 Aditya Birla Money Limited
(A subsidiary of Aditya Birla Capital Ltd.)

                    CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form I Individual

      For office use only   Application Type*      New                Update
                             KYC Number                                         (Mandatory for KYC update request)
      (To be filled by
      financial institution) Account Type*         Normal     Minor     Aadhaar OTP based E-KYC (in non-face to face mode)

        1. PERSONAL DETAILS* (Please refer instruction A at the end)
                             Prefix             First Name                 Middle Name                 Last Name
       Name* (Same as ID
       proof)
 Maiden Name
 Father / Spouse Name
 Mother Name

 Date of Birth*               D D M M Y Y Y Y

 Gender*                        M-Male                   F-Female        T-Transgender
 PAN*                                                                    Form 60 furnished

        2. PROOF OF IDENTITY AND ADDRESS* (Please refer instruction B at the end)

I. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs
   to be submitted (anyone of the following OVDs)

        A- Passport Number                                                                                  PHOTO*
        B-Voter ID Card
        C-Driving Licence
        D-NREGA Job Card
        E-National Population Register Letter
        F-Proof of Possession of Aadhaar
II      E-KYC Authentication
III      Offline verification of Aadhaar

Address
Line 1*
Line 2
Line 3                                                                           City/Town Village*

District*                              Pin/Post Code*                   State/U.T Code*       ISO 3166 Country Code*

 1
3. CURRENT ADDRESS DETAILS (Please refer instruction B at the end)

       Same as above mentioned address (In such cases address details as below need not be provided)
 I. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be
    submitted (anyone of the following OVDs)

         A- Passport Number
         B-Voter ID Card
         C-Driving Licence
         D-NREGA Job Card
         E-National Population Register Letter
         F-Proof of Possession of Aadhaar
II       E-KYC Authentication

III      Offline verification of Aadhaar
IV       Deemed Proof of Address - Document
         Type code

Address
Line 1*
Line 2
Line 3                                                                          City/Town Village*

District*                             Pin/Post Code*                   State/U.T Code*       ISO 3166 Country Code*

       4. CONTACT DETAILS (All communications will be sent to Mobile number/ Email-ID provided)
       (Please refer instruction C at the end)

District*                  -                     Tel. (Res)        -
Mobile              -
E-mail ID

       5. REMARKS (If any)

 6. APPLICANT DECLARATION

 Ÿ    I hereby declare that the details furnished above are true and correct to the best
      of my knowledge and belief and I undertake to inform you of any changes therein,
      immediately. lncase any of the above information is found to be false or untrue or
      misleading or misrepresenting, I am aware that I may be held liable for it.

 Ÿ    I hereby consent to receiving information from Central KYC Registry through
      SMS/Email on the above registered number/email address.
                                                                                             Signature/Thumb Impression
      Date:        D D M M Y Y Y Y               Place:                                              of Applicant

                                                                                                                          2
7. ATTESTATION I FOR OFFICE USE ONLY

      Documents Received              Certified Copies                                      E-KYC data received from UIDAI
                                      Data received from Offline verification               Digital KYC Process
                                      Equivalent e-document                                 Video Based KYC

                     KYC VERIFICATION CARRIED OUT BY                                           INSTITUTION DETAILS

      Date                      D D M M Y Y Y Y                          Name

      Emp. Name                                                          Code       I N 0 1 1 3
      Emp. Code

      Emp. Designation

      Emp. Branch Name
                                                                                                (Institution Stamp)

                            (Employee Signature)

1. Trading Preferences (Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client)
Please refer Additional booklet for Instructions/ Checklist/Guidelines for filling the KYC

       Name of Segment             Name of Exchange                   Date of Consent for trading                      Signature
                                                                      on concerned Exchange
                                                            2
              Cash                   NSE
                &
           Mutual Funds              BSE                    3

                                     NSE                    4
                 F&O                                                                  Income Proof to be submitted as per
                                     BSE                     5
                                                                                       guidelines in Rights & Obligations
                                     NSE                    6
              Currency                                      7
                                     BSE                                              Income Proof to be submitted as per
                                     NSE                    8                          guidelines in Rights & Obligations
            Commodity                BSE                    9

                                     MCX                    10                        Income Proof to be submitted as per
       Futures & Options
                                     NCDEX                  11                            guidelines in Rights & Obligations

# If, in future, the client wants to trade on any new segment/new exchange, separate authorization/letter should be taken from the
client by the stock broker.
2. Other Details

    a. Occupation                          Government Services            Public Sector           Private Sector                   Business
    (Please tick any one)
                                           Student                        Housewife               Agriculturist                    Retired
                                           Professional
                                           Others (Please Specify)

    b. Gross Annual Income             Income Range               Up to Rs. 1 Lac                 1-5 Lacs                    5-10 Lacs
    Details (please specify)             per annum                10-25 Lacs                      > 25 Lacs
                                      Net-worth as on
                                                                 D D M M Y Y Y Y
                                          (date)                                                 (Net worth should not be older than 1 year)

    c. Please tick
                                           Politically exposed person        Related to a politically exposed person                   None
    (Whichever is applicable)

3
3. Bank Details (Through which transactions would be routed. Details & proof of bank account(s) is required)

 Account Type                       Savings           Current         Others (Please specify                                    )
 Bank Account No.
 PIS A/C No ( In case of NRI)
 MICR Number                                                                   IFSC Code
 Bank Name
 Bank Address

 City                                                                                                Pincode
 State                                                                                               Country         INDIA
 Please provide additional bank account details (if any) as annexures with proofs.

4. Foreign Account Tax Compliance Act (FATCA) - Self Declaration

In order to comply with FATCA and Common Reporting Standards (CSR) noms, we request you to kindly provide
the following details:

a. Are you person with US Indicia:       Yes            No
b. Please specify your name country of Birth
c. Place of Birth:                                                   (Place of Birth is not required if country of birth is india)
d. Are you a US Person:       Yes              No
e. Are you taxable in any other country:        Yes             No

5. Depository Account Details

  Depository Participant Name : ADITYA BIRLA MONEY LIMITED                                Depository Name : CDSL

  DP ID                      1 2 0 3 7 6 0 0                               Beneficiary ID (BO ID)

6. Past Actions

  Details of any actions/proceedings initiated/pending/taken by SEBI/Stock exchange/any other authority against the
  applicant/constituent or its partners/promoters/whole time directors/authorized persons in charge of dealing in
  securities during the last 3 years.

        Yes      No       If yes, provide details:

7. Dealings through Authorised Person and Other Stock Brokers

  If client is dealing through any other Member, provide the following details (in case dealing with multiple
  Members, provide details of all in a separate sheet containing all the information as mentioned below) :
  Member’s/Authorized Person (AP)’s Name
  Exchange

  Exchange’s Registration number
  Concerned Member’s Name with whom the AP is registered
  Registered office address

  Phone                                                              Fax
  E-mail
  Website
  Client Code
  Details of disputes/dues pending from/to such Member/AP

                                                                                                                                    4
8. In case of NRI / Foreign National

RBI Approval Ref No: ______________________                  RBI Approval Date: _______________________

9.     GSTIN Number (If Applicable) : ___________________

10. Standing Instruction

    1. Account to be operated through Power of Attorney (PoA)                          Yes         No

    2. I / We instruct the DP to receive each and every credit in my / our          (Automatic Credit)
       account (If not marked, the default option would be Yes’)                       Yes         No

    3. SMS Alert Facility             Mobile No. +91
        Refer to Terms & Conditions   Mandatory, if you are giving power of
        given as Annexure in Rights
        & Obligations Booklet.
                                      Attorney (POA)                                   Yes         No
                                      If POA is not granted & you do not wish to
                                      avail of this facility, cancel this option.

    4. Account Statement Requirement                                                   As per SEBI Regulation
                                                                                       Daily      Weekly    Fortnightly   Monthly

    5. Whether you wish to receive physical contract note/Electronic                   Electronic Transaction-cum-Holding
       Contract Note (ECN)*/ Electronic Transaction and Holding Statement              Statement (ESOTH)
        (If ECN & ESOTH is opted, "Authorization for sending                           Electronic Contract Note (ECN)
        documents through E-Mail" shall be executed)                                   Physical Contract Note (Charges applicable)

    6. I/We wish to receive dividend/interest directly in to my/our
       bank account as given above through ECS (If not marked, the
       default option would be ‘Yes) [ECS is mandatory for locations                   Yes         No
       notified by SEBI from time to time]

    7. To register for easi, please visit CDSL website www.cdslindia.com
       (Easi allows a BO to view ISIN balances, transactions and value                 Yes         No
       of the portfolio through Internet.)

    8. Whether you wish to avail of the facility of Internet Trading/Wireless
       Technology (please specify):                                                    Yes         No

    9. Investment/Trading experience:                                               Y Y

    10. I /We would like to instruct the DP to accept all the pledge instructions
        in my/our account without any other further instruction from                   Yes         No
        my/our end (if not marked, the default option would be 'No')

    11. I/We would like to share the email ID with the RTA                             Yes         No

    12. I/We would like to receive the Annual Report of companies held by me/us.       Physical            Electronic
        (Tick the appropriate box. If not marked the default option
        would be in Physical)                                                          Both Physical and Electronic

    13. I/We have issued a Power of Attorney (POA) in favour of Aditya                 Option 1: I/We require you to issue
        Birla Money Limited for Executing delivery instructions for                    Delivery Instruction Slip Booklet to me/us
        settling stock exchange trades effected through clearing                       though we have issued POA.
        member, margin obligations etc.                                                Option 2: I/ We do not require the Delivery
                                                                                       Instruction Slip for the time being.

5
14. I/We wish to receive the following documents for Equity /
    Derivatives Segment
    a. Rights & Obligations
    b. Rights and Obligations of the Beneficial Owner and
       Depository Participant
    c. Risk Disclosure Document                                            Physical             Electronic
    d. Guidance Note
    e. Policies & Procedures
    f. Additional (Voluntary) Rights & Obligations
    g. Terms and Conditions-cum-Registration/Modification
       Form for receiving SMS Alerts from CDSL Definitions.

15. I/We wish to receive the following documents for
    commodities segment
    a. Rights and Obligations of members, Authorised Person
       and Clients
    b. Uniform Risk Disclosure Document (Including Risk Disclosure
       Document on Options Trading)                                        Physical             Electronic
    c. Do’s and Don’ts for the investors
    d. Additional (Voluntary) Rights and Obligations
    e. Policies & Procedures

11. TYPE OF ACCOUNT (Please tick whichever is applicable)

             Status                                               Sub Status

                               Individual Resident                               Individual-Director
                               Individual Director’s Relative                    Individual HUF/AOP
     Individual                Individual Promoter                               Others (Please specify)

                               Individual Margin Trading A/c (Mantra)

     NRI                       NRI Repatriable                                   NRI Non - Repatriable

                               NRI Repatriable Promoter                          NRI Non - Repatriable Promoter
                               NRI - Depository Receipts                         Others (specify)

     Foreign National          Foreign National        Foreign National - Depository Receipts       Others (specify)

12. Nomination Option
  I/We do not wish to make a nomination.

  I/We nominate the following person who is entitled to receive amounts/security balance lying in my/our trading &
  demat accounts, whose particulars where of are given below, in the event of my/our death.

 Nomination Details                            Nominee 1                   Nominee 2                    Nominee 3
 Nominee Name :
 *First Name:
 Middle Name:
 *Last Name:
 *Address:

 *City:
 *State:

                                                                                                                       6
*Pin:
     *Country:
     Telephone No:
     Fax No:
     Nomination Details                           Nominee 1                   Nominee 2         Nominee 3
     PAN No:
     UID :
     Email ID:
     *Relationship with the BO:
     Date of birth (mandatory if
     Nominee is a minor):
     *First Name:
     Middle Name:
     *Last Name
     *Address of the Guardian
     of nominee:
     *First Name:
     Middle Name:
     *Last Name
     *Address of the Guardian of nominee:
     *City:
     *State:
     *Country:
     *Pin:
     Age
     Telephone No:
     Fax No:
     Email ID:
     *Relationship of the Guardian with
     the Nominee:
     *Percentage of allocation of
     securities:
     *Residual Securities [please tick
     any one nominee.
     If tick not marked default will be
     first nominee]:

Signature of Guardian

Date D D M M Y Y Y Y                                              Nomination Registration No:

    Two witness shall attest signature(s)/thumb impression(s)

1) Name                                                         2) Name

      Address                                                     Address

      Signature                                                   Signature

    Note: Guardian and Applicant cannot be the same person

7
DECLARATION CUM ACKNOWLEDGMENT
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and
   I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be
   false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the
   stock broker and the tariff sheet.
3. I/We have been informed that the standard set of documents has been displayed for information on Stock Broker’s
   designated website www.stocksandsecurities.adityabirlacapital.com and any change in the Rights and Obligations and
   RDD would be made available on Stock Broker’s designated website www.stocksandsecurities.adityabirlacapital.com.
   I/We have been also informed that any change in the ‘Policy and Procedures’, ‘tariff sheet’ and all the non mandatory
   documents would be duly intimated to me/ us and also displayed for information on the Stock Broker’s designated
   website www.stocksandsecurities.adityabirlacapital.com
  I/We further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s), Rights and
   Obligations of the Beneficial Owner and Depository Participant, ‘Risk Disclosure Document’ (RDD), ‘Guidance Note’,
   ‘Policies & Procedures’, Tariff Sheet, Additional (Voluntary) Rights & Obligations and all other non-mandatory
   documents. I/We do hereby agree to be bound by such provisions as outlined in these documents.
4. I/We further confirm to receive the following documents by way of a separate booklet for Equity / Derivatives Segment.
   a. Rights & Obligations
   b. Rights and Obligations of the Beneficial Owner and Depository Participant .
   c. Risk Disclosure Document
   d. Guidance Note
   e. Policies and Procedures
   f. Additional (Voluntary) Rights & Obligations
   g. Terms and conditions-cum-Registration/Modification Form for receiving SMS Alerts from CDSL Definitions.
5. I/We further confirm to receive the following documents by way of a separate booklet for Commodity Segment:
  a. Rights and Obligations of members, Authorised Person and Clients
   b. Uniform Risk Disclosure Document (Including Risk Disclosure Document on Options Trading)
   c. Do’s and Don’ts for the investors
   d. Additional (Voluntary) Rights and Obligations
   e. Policies & Procedures
6. I / We have read the Rights and Obligations document (Annexure 2.7) and terms & conditions (Annexure 2.4) and agree to
     abide by and be bound by the same and by the Bye Laws as are in force from time to time. I/We declare that the particulars
     given by me/us above are true and to the best of my/our knowledge as on the date of making this application. I/We agree
     and undertake to intimate the DP any change(s) in the details/Particulars mentioned by me / us in this form. I/We further
     agree that any false/misleading information given by me / us or suppression of any material information will render my
     account liable for termination and suitable action. In case non-resident account, I / We also declare that I have complied
     and will continue to comply with FEMA regulations.
7. I/We hereby declare that the details furnished under FATCA are true and correct to the best of my/our knowledge and
    belief. In case of any change in the given status on a future date, I/We undertake to inform ABML the same within 30
    days. I/We agree that as may be required by domestic regulators/tax authorities, ABML may also be required to report,
    reportable details to CBDT/regulatory authority and comply with its direction.
8. I / We willingly give my consent to ABML to accept copy of my Aadhaar card as Address proof and proceed with the
    application.

Name                                                              Signature

Sole First Holder / Guardian (in case of Minor)

                                                                  12

2ⁿ Holder

3 Holder

                                                                                                                             8
TARIFF DETAILS
                                               SCHEDULE OF TRADING CHARGES
 Details of Charges                                                Standard Rate                                            Agreed Rate
 Account Opening Charge                                             Rs.750
 Brokerage-Equity-Intra Day                                         0.05%
 Brokerage-Equity-Delivery                                          0.50%
 Brokerage-Equity Derivatives-Futures                               0.05%

 Brokerage-Equity Derivatives-Options                               2.5% of premium or Rs. 100 per lot
                                                                    (whichever is higher)

 Brokerage-Currency Derivatives-Futures                             0.05%
 Brokerage-Currency Derivatives-Options                              2.5% of premium or Rs. 100 per lot
                                                                     (whichever is higher)

 Minimum Brokerage/per Share*                                       5 paise per share
 *If brokerage levied as a percentage on the value of the shares/contract is less than the agreed brokerage payable
 per share/contract, you will be charged minimum rate of brokerage per share instead of the percentage.
 A minimum brokerage of Rs.20 per executed order will be charged subject to a maximum of 2.5% of the traded value
                                                Commodity Account Tariff Details
 Delivery Brokerage*                                                 0.5%
 Buying and Selling of Derivative Contracts                          0.05%

*The delivery charges for Bullion/Metals and Agricultural commodities varies as per exchange norms and guidelines
*The delivery Brokerage will vary according to the commodity intended for delivery
                                                    DP TARIFF STRUCTURE
  Description                              Non BSDA

                                 Lifetime AMC                    Normal Scheme              499 AMC Tariff             BSDA DP Tariff
                                                                 Tariff                     - 5 Years Validity         (Only for Individuals)
                               Tariff
  LIFE TIME AMC            Rs.999/- (Only for              Nil                        Rs. 499/- (Only for        NIL
                           Individuals)                                               Individuals)
  Annual Maintenance       NIL                             Rs.450/- for               NIL                        For Debt Securities
  Charges                                                  Individuals and                                       Nil* - Holding Valuation
                                                           Rs.1000/-                                             less than Rs. 100000/- in
                                                           forcorporates                                         Demat a/c Rs.100/- pa*-
                                                                                                                 Holding    Valuation  Rs
                                                                                                                 100001 to 2 lacs in
                                                                                                                 Demat a/c

                           Market within ABML Rs.20/-      Within ABML POA            Market within ABML       Within ABML Rs.75/-, External
  Transaction Fee -        , External Broker min Rs.50/-   Rs.30/-, External Broker   Rs.20/-, External Broker Broker min Rs.75/- or 0.05%
  Market trades            or 0.03% on value of            min Rs.30/- or 0.03%       min Rs.50/- or 0.03% on whichever is higher.
  & Off-Market Trades                                      on value of securities
                           securities, maximum of                                     value of securities,
                                                           max Rs.1000/
                           Rs.1000/-                                                  maximum of Rs.1000/-
                           Off-Market within ABML                                     Off-Market within
                           Rs.50/-, External Broker min                               ABML Rs.50/-,
                           Rs.50/-or 0.03% on value of                                External Broker min
                           securities, maximum of                                     Rs.50/-or 0.03% on
                           Rs.1000/-                                                  value of securities,
                                                                                      maximum of
                                                                                      Rs.1000/-/-
  Pledge Creation/
  invocation / Closure /   Rs.100/-                        Rs.50/-                    Rs.100/-                   Rs.100/-
  Confirmation

                                                                                                                                                9
Description                                   Non BSDA
  Margin Pledge               Rs.15/-per ISIN        Rs.15/-per ISIN         Rs.15/-per ISIN         Rs.15/-per ISIN
  Creation/Closure/
  Invocation
  MTF Margin Pledge           Rs.30/-per ISIN        Rs.30/-per ISIN         Rs.30/-per ISIN         Rs.30/-per ISIN
  Creation/Closure/
  Invocation
                             Rs.25.00/- per          Rs.5.00/- per        Rs.25.00/- per             Rs.25 .00/- per certificate
  Demat Charges              certificate plus        certificate plus     certificate plus           plus Rs.50/- per request
                             Rs.100 /- per           Rs.50 /- per request Rs.100 /- per
                             request                                      request
  Demat / Remat /
  Delivery Instruction       Rs.100/- Plus Courier Rs.40/- Courier cost Rs.100/- Plus                 Rs.50/- Courier cost
                             cost                                       Courier cost
  Slip Rejection Charges

                            A flat fee of Rs.25/-   A flat fee of Rs.15/-   A flat fee of Rs.25/-    A flat fee of Rs.25/- per
                            per certificate or      per certificate or      per certificate or       certificate or Rs.25/- for
                            Rs.25/- for every       Rs.15/- for every       Rs.25/- for every        every hundred securities or
                            hundred securities or   hundred securities      hundred securities or    part thereof, whichever is
                            part thereof,           or part thereof,        part thereof,            higher subject to a
  Remat Charges             whichever is higher     whichever is higher                              maximum fee of 500000
                                                                            whichever is higher
                            plus Rs. 100 /-         subject to a                                     plus Rs. 50 /- courier
                                                                            plus Rs. 100 /-
                            courier charges         maximum fee of                                   charges
                                                                            courier charges
                                                    500000 plus
                                                    Rs. 50 /-courier
                                                    charge
                                                     First Book Free, Rs. 50/ First Book Free, Rs.   First Book Free, Rs. 50/-
  DIS Book Issue Charges First Book Free,
                         Rs. 100/- for               for additional Book      100/- for additional   for additional Book
                         additional Book                                      Book
                             Actual Depository      Actual Depository       Actual Depository        Actual Depository
  CAS Dispatch Charges
                             Charges                Charges                 Charges                  Charges

  Destat - Conversion of
  MF units represented       Flat fee of 10/-per
  by SOA into                transaction plus        Flat fee of Rs.10/-    Flat fee of 10/-         Flat fee of Rs.25/-per
  dematerialized form        Courier Charges         per transaction plus   per transaction plus     transaction plus Courier
  Restat -Conversion of      Rs.40/-                 Courier Charges        Courier Charges          Charges Rs.50/
  Demat MF units into                                Rs.50/                 Rs.40/-
  SOA
                             Minimum Rs. 50/-       Minimum Rs. 50/-        Minimum Rs. 50/-         Minimum Rs. 50/- per
                             per request or         per request or          per request or           request or 0.015% on
                             0.015% on              0.015% on               0.015% on                transaction value plus Rs.
                             transaction value      transaction value       transaction value        50/- whichever is higher
  NDU Charges                plus Rs. 50/-          plus Rs. 50/-           plus Rs. 50/-            payable by the borrower for
                             whichever is higher    whichever is higher     whichever is higher      NDU request accepted by
                             payable by the         payable by the          payable by the           the lender
                             borrower for NDU       borrower for NDU        borrower for NDU
                             request accepted       request accepted by     request accepted
                             by the lender          the lender              by the lender

 Note: Goods and Service Tax, Stamp Duty and other regulatory charges would be charged as per prevailing Govt rules
 & regulations from time to time, on above charges.

     Terms and Condition
     1. The charges are subject to revision from time to time as per applicable guidelines.
     2. In case of (499 AMC 5 year validity) if account is closed before 12 months, then AMC of Rs.350/- will be levied.
     3. Interest @ 13% per annum for non-payment of bill & GST and other levies would be levied as applicable.
     4. All other delivery/dispatch charges incurred by DP from time to time will be recovered.

                         Sole/First Holder                     Second Holder                             Third Holder
     Client Name

     Signature

10
Terms and Conditions :

1.   In case the Demat account under BSDA facility           8.    Account opening charges would not be refunded if the
     does not meet the eligibility as per guideline issued         account is not opened due to non-submission of required
     by SEBI or any such authority at any point of time,           details/documents by client.
     the BSDA account will be converted to regular
     Demat account without further reference and
     charges will be levied as applicable to regular
     accounts as informed by the ABML.
2.   All other delivery/dispatch charges incurred by DP      9.    As Borrower of funds, the Client authorizes the
     from time to time will be recovered.                          Company (ABML) to charge interest at the rate of 24%
3.   Document handling charge of Rs.25 plus Tax shall              on the amounts lent by the Company to the client
     be applicable to delivery of all documents in                 under Funding Facility. The client hereby agrees that
     physical mode. However if a customer who has                  the Funding Facility offered is in the nature of an
     opted to receive documents in electronic mode                 interest bearing loan towards fulfilling client's
     receives documents in physical mode (due to                   obligations. Interest rate for such lending activity is
     bounce of mails or otherwise), document handling              subject to change. Changes would be communicated by
     charge of Rs. 50 plus Tax shall be applicable.                the Company to clients through e-mail /website
                                                                   display / sms / ordinary post and such communication
                                                                   shall suffice as notice of change in interest.

4.   In case the total brokerage earned per segment          10.   An account opening       fee of Rs. 750/- Is applicable
     per exchange is not exceeding Rs. 50/- then a                 unless the same is       waived based on the scheme
     sum of Rs. 50/- or such other sum as may be                   chosen by the client.    The fee is also applicable if the
     decided by the Stock Broker will be charged per               Client fails to comply   with the terms & conditions of a
     segment per exchange as minimum processing                    specific scheme
     fee.
5.   Brokerage rates and Depository tariff indicated         11.   Standard brokerage as mentioned above would
     above are exclusive of all statutory levies/ taxes            automatically be applicable in case tariff is not agreed
     and charges levied by Exchanges/Depositories.                 upon for any segment/ exchange.
     Statutory levy/tax and/or exchange/depository
     charges (if any) will be levied separately.

6.   Shares transferred on account of inter -                12.   Any deviation in the brokerage/volume commitment
     settlement / inter exchange/dues (custodial) to               (basis which a lower brokerage is charged) will result in
     beneficiary account would be charged at Rs. 20                revision of the lower brokerage rate to standard rate of
     per ISIN.                                                     brokerage (rack rates) as specified in the tariff sheet
                                                                   above or the maximum statutory brokerage specified
                                                                   by SEBI/Exchanges with retrospective effect.

7.    Brokerage rates/ Taxes/ Levies/Tariff/                 13.   Bank charges like NEFT / RTGS / Cheque return
      Service standards are subject to change.                     charges shall be borne by the client only.

     Stock Broker/Depository Participant shall have the
     sole discretion to change applicable Brokerage
     rate on securities transactions /Taxes/Levies           14.   Additional services (if any) would be charged
     /Tariff Charges (if any) would be communicated                separately.
     to clients through e-mail /ordinary post /website
     upload /SMS and such communication shall
     suffice as notice of change in Brokerage rates
     /Interest /Taxes /Levies /Tariff.

                                                                                                                         11
VOLUNTARY AUTHORIZATION LETTER
To:
Aditya Birla Money Limited
Sai Sagar, 2 & 3 Floor,Plot No. M7,Thiru-Vi-Ka (SIDCO),
Industrial Estate, Guindy, Chennai 600 032.
        Sub: Voluntary Authorization Letter
        Ref: 1. Trading account no:
              2. Demat account no:
1. Running Account Authorization
I request you to maintain my trading account on a running account basis & retain the available credit balance
i.e. funds towards my margin/pay-in/other future obligation(s) on all segments(s) of Exchange(s)/Clearing Corporation
unless I instruct you otherwise. I agree that no interest need be paid in respect of funds so retained by you.
I request you to settle my funds once in     Month or        Quarter or such other higher period allowed by SEBI/Exchange
(s) from time to time.
I also authorize you to transfer/adjust all the additional funds lying to my credit in my trading account against my
settlement obligations in any of the segments in any of the Exchanges in which I have opted to trade.
I confirm that this running account authorization can be revoked by me at any point of time.
2. Authorization for Sending documents through E-Mail
I hereby authorize you to send any and all documents pertaining to my trading/depository account (including but not limited
to Electronic Contract Notes/Statement of Funds and Securities/Margin Bills etc./Notices/Letters/Trade
Confi rmations/ Circulars/ Amendment s/ Stat ement of Transaction/ Statement of Holding/ Rejection
Intimation/Bills/Amendments/Debit - Credit Intimations "etc.) to the below mentioned e-mail id.

E- Mail ID:

I hereby declare that I have read and understood Additional Rights and Obligations pertaining to Delivery of Documents and
agree to the same.
3. Contact Number Declaration
I confirm and declare that the contact number(s) given in the KYC Form or any updation thereto (either in writing or through
internet) belong to me/my relative/my acquaintance and as such authorize you to either call or send any/all information
pertaining to my trading/demat accounts and/or any promotional material related to financial products manufactured/
distributed by you or your group/associate companies (including but not limited to alerts/confirmations/passwords/research
recommendations/intimation of account balances/commercial communication etc.) on the said contact numbers.
I further confirm that I will neither hold you or your service provider liable nor will institute complaint under the Telecom
Commercial Communications Customer Preference (TRAI) Regulations 2010 or such other applications legislations
including amendment thereof.
I further agree and confirm to the applicability of all Regulations/Rights and Obligations/Circulars issued by SEBI/
Exchanges/Depositories and Additional Rights and Obligations pertaining to receipt of communication on contact numbers
in addition to this declaration.
4. Authorization to debit various Depository Charges
I confirm and consent for debiting any and all depository charges (including but not limited to schedule of charges agreed upon by
me/inter-settlement charges/statutory charges/taxes etc.) to my trading account irrespective of the balance in my trading account.

I further confirm that once the charges are debited to my trading account and the same shall be treated like any other trading
debit and as such authorize you to recover the same from available balances in my trading account, including sale of
securities available to my credit in margin/dues/demat account (s).

14      (Sole / First Holder)                          (Second Holder)                                  (Third Holder)

Date:
                          (Please sign here, incase if you are accepting all the above clauses.)
                                                                                                                                 12
Voluntary Document
                                            Suitability Assessment cum Declaration
 Please respond to the below questionnaire to review suitability for trading in Securities market (including derivatives segment)

                                                     Questionnaire                                                    Yes   No

             Do you understand that dealing/trading in equities & derivatives markets is subject to performance
             of securities/volatility/market risk and forces affecting Securities market/Commodity Market and
     1
             there is no assurance that your investment objectives will be achieved. Likewise do you understand
             that research recommendations are also subject to the above mentioned risks.

             Do you understand that trading in derivatives segment is based on leveraging and is subject to high
     2       risk due to volatility and price fluctuations? Hence, do you understand that trading in derivative
             contracts requires high risk appetite.

             Do you know that trading in derivatives contracts typically requires additional capital in the form of
     3       Margins/or topping up of Mark to Market (M2M) losses, which in turn, would require sound financial
             background and knowledge to withstand any volatility in the market?

 Ø       You are advised to avoid trading in securities market /commodities market if:
         o     You have answered 'No' to any of the questions above
         o     Your age is above 60 years and you are a retired person
         o     You have no prior experience of dealing in intraday trading/trading in derivative contracts
         o     You are looking for returns of fixed amount or protection of principal or growth in capital
         o     You are not a person of trader profile and prefers low risk low return investment strategy
         o     Investment you are considering in intraday trading/trading derivative contracts is more than 10% of your
               total investment surplus/savings corpus

 Declaration

 I have reviewed the suitability assessment questionnaire given above and based on my risk assessment, financial
 background and investment objective, I confirm that trading in equity/derivative contracts is appropriate or suitable for me.
 Further by signing this document, I confirm that I have been apprised of the risks involved in investing in securities market
 and in particular all types of derivative contracts.
 I confirm that there is no assurance on profits or any fixed or guaranteed return while executing transactions in the securities
 market / commodities market I confirm that the research recommendations disseminated by ABML through its
 employees/associates are incidental to its stock broking services and transactions affected basis the same are in good faith
 and are I authorize the same.
 I also confirm that I will not hold ABML or its group companies, associates or any of its employees, directors, officers or sub
 brokers/authorized persons responsible or liable for any direct or indirect, punitive, special or exemplary damages, for any
 profit /loss arising or resulting due to transactions effected in my trading /demat account.
 I may, in advance, instruct the dealer for placement of orders in my trading account basis market events/market view/
 recommendations and I may not be available for re-confirmation on such order placement. I also understand that all orders
 placed in the derivative segment/trade confirmations with account balances are sent to my registered mobile number. I also
 understand that contract notes, margin bills, statement of accounts, profit and loss statements, statement of transactions /
 holding (if any) are sent to my registered e-mail id and I shall bring any discrepancy therein to your notice within 24 hours
 from the date of receipt of the said details / documents, in writing, failing which it shall be legally construed that the
 transactions have been effected by me and I shall not challenge the same in any forum / court of law. I further confirm the
 levy of interest on the amounts lent by the Stock Broker towards securities transactions / commodities transactions and / or
 margin requirements and payable by me in my trading / demat accounts as agreed by me in the tariff sheet and I undertake
 not to challenge the levy of such Interest at a later point of time.

13
I further agree that I may acknowledge net positions / statement of accounts / statement of transactions / profits and loss
statements by affixing my signature on the said documents and that would amount to confirmation of transactions effected
in my trading account and would not be disputed in any manner at any point of time. I have been informed and I acknowledge
that ABML does not authorize any of its employees to send any details / documents pertaining to my trading / demat accounts
and I shall not depend upon or take into consideration any mail / document shared by any employee of ABML except the mails
/ documents received from the below mentioned email ids:

 Documents                                           E Mail ID
 Contract Note                                       ereports.stocksandsecurities@adityabirlacapital.org
                                                     care.stocksandsecurities@adityabirlacapital.com

Demat transaction statement and holdings             dptransaction.stocksandsecurities@adityabirlacapital.org
                                                     care.stocksandsecurities@adityabirlacapital.com

 Statement of accounts                               ebills.stocksandsecurities@adityabirlacapital.org
                                                     care.stocksandsecurities@adityabirlacapital.com

I understand that surveillance department of ABML on a random basis will seek confirmation as to whether am trading
through my trading account and affirmative confirmations to that effect would be deemed by ABML as confirmation of all
transactions effected in my account and I undertake not to challenge the same in any manner at a later point of time as the
transactions are owned by me upon such confirmation.
I confirm having read and understood all the contents of the suitability assessment cum declaration as given hereinabove
and I agree to the same.

15          (Signature of the client)

                                                                                                                         14
POA No. :

                                       POWER OF ATTORNEY - VOLUNTARY DOCUMENT

This Power of Attorney is made on the date and place                   mentioned in Schedule 2 and Schedule 3.
mentioned hereunder by individuals/entities mentioned in            3. To pledge / re-pledge / un-pledge / release all or
Schedule 1 hereunder (hereinafter referred to as Holder/s or           any securities available in the beneficial owner
Principal/s) in favour of Aditya Birla Money Limited, company          account (s) reflected in Schedule 1 or mapped to
incorporated under the provisions of the Companies Act,                UCC in Exchange Portals to meet my / our margin
1956 and having its registered office at Indian Rayon                  obligations / exposure requirements that may arise
Compound, Veraval - 362 266, Gujarat and corporate office              or arising out of transactions effected by me / us in
at Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka                all the segments of all the Exchanges including
(SIDCO), Industrial Estate, Guindy, Chennai 600 032. Nadu              transactions effected by me under Margin Trading
(hereinafter referred to as ABML which expression shall                Facility, to the Client Securities Margin Pledge
unless repugnant to the context thereof mean and include is            Accounts of Stock Broker / Clearing Member /
successors and assigns) acting through its Directors and /or           Professional     Clearing    Member     /    Clearing
such other persons as may be authorised by ABML in this                Corporation etc. mentioned in Schedule 3.
regard from time to time.
                                                                    4. To apply, sign and execute the necessary documents,
Whereas ABML is a SEBI registered Stock Broker/ Depository             forms, agreements, undertakings, confirmations,
Participant and is providing broking/depository/investment             declarations etc. or any other documents and provide
/financial services (both internet and non-internet based) to          information relating to various investment products
its clients/customers through its branch/franchisee/ website           including but not limited to Mutual Funds, Public
(currently www.stocksandsecurities.adityabirlacapital.com) or          Issues (shares as well as debentures), rights offer of
through any other website/mobile application etc. The                  shares, tendering shares in open offers, redemptions
details of the pool/margin accounts currently maintained by            etc. and to debit my/our accounts all related
ABML is provided in Schedule 2 and 3.                                  charges.
Whereas, the Holder/s or Principal/s, are desirous of               5. To send consolidated summary of my/our scripwise
availing various broking/depository/investment/financial               buy and sell positions taken with average rates,
services (both internet based and not internet based)                  trading account and demat account related
services being offered by ABML through its                             information through SMS or by e-mail to the
branch/franchisee          network/website           (currently        registered mobile/e-mail id.
www.stocksandsecurities.adityabirlacapital.com) or through
any other website/mobile application etc. and for the               6. To return securities that may have been received
purpose of facilitating the transactions/services in                   by erroneously or those securities that it
broking/depository /investment/financial markets in a                  were not entitled to receive from me/us upon
seamless manner, the Holder/s or Principal/s appoint                   written communication and        production   of
ABML as his/her/their lawful attorney to do, execute, and              adequate proof on the erroneous transfer of
perform severally the following acts, deeds, things etc.               securities.

  1. To transfer securities (as defined in Section 2h of the        7. To do all such acts, deeds and things as may be
     Securities and Contracts Regulation Act, 1956 and                 necessary to fulfill all the afore mentioned
     amendments thereto) held in beneficial owner                      purposes on behalf of the Holder/s or Principal/s.
     account(s) reflected in Schedule 1 herein towards
     my/our      margin/exposure/delivery settlement              This Power of Attorney executed shall be revocable at any
     obligations including settlement obligations arising         time basis the communication in writing received from
     out of transactions executed for and on my/our               me/us. However such revocation shall not be applicable
     behalf to the pool/margin accounts mentioned in              for any outstanding margin/exposure/delivery/settlement
     Schedule 2 and Schedule 3.                                   obligation arising out of trades carried out prior to
  2. To block/hold/release all or any securities or to mark       receiving request for revocation of power of attorney.
     lien on securities available in beneficial owner
     account (s) reflected in Schedule 1 herein to meet           This power of attorney is subject to the rules, regulations
     my/our      margin/exposure/delivery/settlement              and bye-laws of Exchanges and is subject to the exclusive
     obligations arising out of transactions executed for         jurisdiction of courts at Chennai.
     and on my/our behalf to the pool/margin accounts
The details provided in Schedule 1 may be altered/modified by Principal/s and the details provided in Schedule 2 and 3
may be altered by ABML, by giving notice of 7 working days to the Principal/s.

Holder/s or Principal/s do hereby agree that all acts, deeds and things committed by Attorney under this Power
of Attorney shall be construed as acts, deeds and things committed by him/them and the Holder/s or Principal/s
ratify and confirm that all such acts deeds, things and whatsoever the attorney shall on behalf of him/them by virtue

I/We have Executed this power of attorney on the date, month & year mentioned in Schedule 2.

1                                                          Holder                                       Holder
4

Schedule 1 (Details of Holders/Principals)
  Name of Holder(s)/Principals)

    Address of Holder(s)/Principal(s)

    Trading Account No.

    Depository Participant Name
                                                Aditya Birla Money Limited
    DP ID
                                                12037600
    Demat Account No.

Schedule 2                                                                Schedule 3

S.No.             Designated Broker Pool                          S.No.                Designated Broker Margin
   1              NSE - IN301696 10000022                                              Pledge Accounts
   2              BSE – IN301696 10016929                             1                  12037600 01196616
  3               NSE -12037600 01197337                              2                  12037600 01196523
  4               BSE- 12037600 01197662                              3                  IN301696 12438302
                                                                      4                  IN301696 12438319

                                                                  S.No.                 Clearing Member Margin     Pledge
                                                                                        Account
Place : _______________________                                   1                       IN300484 30311297
                                                                  2                       13027500 04672690
                                                                  3                       IN300484 30311301
                                                                  4                       13027500 04672707

                                                                      S.No                 Clearing Corporation
                                                                                           Margin Pledge Account
                                                                      1                  IN001002 10009132
                                                                      2                  11000011 00020926
                                                                      3                  IN001184 10000012
                                                                      4                  IN001176 10000029
CONSENT FORM FOR RECEIVING TRADE ALERTS THROUGH SMS AND / OR E-MAIL

 Date :
 To,
 Aditya Birla Money Limited
 MCX Member ID : 28730
 NCDEX Member ID: 00158
 Sai Sagar, 2nd & 3rd Floor, Plot No. M7, Thiru-Vi-Ka
 (SIDCO), Industrial Estate, Guindy, Chennai 600 032.
 Dear Sir,

 Exchanges :           MCX         NCDEX

 I/we,                                                          , a Client with Aditya Birla Money Limited, undertake
 as follows:

 1.    I/We are aware that Multi Commodity Exchange (MCX) and National Commodity & Derivatives Exchange Ltd
       (NCDEX) provides the details of the trades executed on its trading platform to the concerned clients/constituents
       through SMS and E-mail alerts.

 2.    I/We are aware that the Member has to provide the trade details through SMS/E-mail alerts for my convenience at
       my request only.

 3.    I/We here by confirm that I/ we wish to receive the trade alerts through:

       a.   SMS :

       b.   E-mail :

       c.   SMS and E-mail

 4. I do not want to receive any transaction alerts, specify reason

 5. The alerts should be sent on

       a. Mobile Number:

       b. Email Address:

 I/We hereby agree to the terms and conditions specified by MCX vide circulars No. MCX/T&S/165/2012 dated April 26,
 2012 and NCDEX vide circular NCDEX/COMPLIANCE-007/2012/093 and circulars/clarifications issued by the Exchange
 from time to time in this regard. We/I are/am aware that the receipt of SMS/Email alerts on the above mobile number
 and/or email address can be stopped only on our/my written request. We are also aware that this is an additional facility
 provided by the Exchange and we shall not solely rely or use such data for any purpose and, Exchange shall not be liable
 for any direct or indirect loss of any nature because of providing this additional facility.          .

 Client Name:                                           Client Signature:

17
DECLARATION FOR UPDATING MOBILE NUMBER AND EMAIL ADDRESS FOR TRADING AND DEMAT ACCOUNT
                                   (Only under exceptional circumstances)

To,
Aditya Birla Money Limited
Sai Sagar, 2ⁿ & 3 Floor,Plot No. M7,Thiru-Vi-Ka (SIDCO),
Industrial Estate, Guindy, Chennai 600 032.

      I hereby confirm that the mobile number / email id provided by me as per KYC belongs to

  Mobile                                                         Self / Spouse / Dependent Children / Dependent Parents

  Email                                                          Self / Spouse / Dependent Children / Dependent Parents

  I hereby confirm that the mobile number/email id provided by me has also been updated to my other family member
accounts as given below. I request you to kindly update the same mobile number and/or E-mail ID to my trading and/or
demat account also.

 Client Code       Demat ID of      Family*           Mobile Number          Email ID                    Relationship
 of the Family     the Family       Members Name                                                         with the
 Member            Member                                                                                Client

“Family” for the purpose would mean self, spouse, dependent children and dependent parents

I hereby declare that the changes are true and correct to the best my knowledge and belief. I further undertake to keep
you informed about the changes in the mobile number/email id non-receipt of such updation may be construed that the
above iven mobile number/email id is valid and subsisting.

In case any of the above information is found to be false or untrue or misleading of misrepresenting, I am aware that
I may be held liable for it.

Client Name :                                Client Signature:

                                                                                                                          18
Declaration for Transfer of G-Securities"

     To,                                                                               Date:

     Aditya Birla Money Limited
     Sai Sagar, 2ⁿ & 3 Floor,
     Plot No. M7,Thiru-Vi-Ka (SIDCO),
     Industrial Estate, Guindy,
     Chennai 600 032.

     Kind Attn: Compliance Officer – DP

     Dear Sir,

     I/we, undersigned, having demat account with you as per the details mentioned below, hereby
     declare that I/we will submit for execution only those transfer instructions which are bonafide
     and arising out of genuine trade or transfer transaction.

     Demat Account Number                          12037600
     DP Name                                       Aditya Birla Money Limited

     Name of Sole/First Account Holder

     Name of Second Account Holder

     Name of Third Account Holder

     Yours faithfully,

     Signature of Sole/First Holder /      Signature of Second Holder /         Signature of Third Holder /
     Authorized Signatory                  Authorized Signatory                 Authorized Signatory

19
MCX - Categorization of Participants in Commodities Derivatives

Client Code:

Client Name:                                                                                      Date:
I/ We hereby confirm the following categories:

                      Various categories of market participants (Tick the appropriate Box)

                                   (ii) Value                                 (iv) Domestic
                                  Chain                      (iii)            Financial
                     (i)          Participants               Proprieta       Institutional      (v) Foreign
 Commodity           Farmers/FPOs (VCPs)                     traders          Investors          Participants (vi) Others

 CARDAMOM                   □                   □                 □                 □                 □                □
 CASTORSEED                 □                   □                 □                 □                 □                □
 COTTON                     □                   □                 □                 □                 □                □
 CPO                        □                   □                 □                 □                 □                □
 MENTHAOIL                  □                   □                 □                 □                 □                □
 PEPPER                     □                   □                 □                 □                 □                □
 RBDPALMOLEIN               □                   □                 □                 □                 □                □
 GOLD                       □                   □                 □                 □                 □                □
 SILVER                     □                   □                 □                 □                 □                □
 ALUMINIUM                  □                   □                 □                 □                 □                □
 BRASS                      □                   □                 □                 □                 □                □
 COPPER                     □                   □                 □                 □                 □                □
 LEAD                       □                   □                 □                 □                 □                □
 NICKEL                     □                   □                 □                 □                 □                □
 ZINC                       □                   □                 □                 □                 □                □
Client Signature

Note: In case you are not actively involved in producing/distribution in any particular commodity, you can choose the ‘Others’
option from the drop - down. Please note that you have to individually select t he catego of each commodity.

                                                                                                                                 20
NCDEX - Categorization of Participants in Commodities Derivatives

Client Code:
Client Name:                                                                                         Date:
I/ We hereby confirm the following categories:

                       Various categories of market participants(Tick the appropriate Box)

                                    (ii) Value                               (iv) Domestic
                                   Chain                   (iii)             Financial
                      (i)          Participants            Proprieta        Institutional     (v) Foreign
 Commodity            Farmers/FPOs (VCPs)                  traders           Investors         Participants (vi) Others

 BARLEY
                           □                  □                  □                 □                □              □
 CASTOR SEED
                           □                  □                  □                 □                □              □
 CHANA
                           □                  □                  □                 □                □              □
 COIRANDER
                           □                  □                  □                 □                □              □
 COTTON SEED
 OIL CAKE                  □                  □                  □                 □                □              □
 GUAR GUM                  □                  □                  □                 □                □              □
 GUAR SEED
                           □                  □                  □                 □                □              □
 JEERA                     □                  □                  □                 □                □              □
 KAPAS                     □                  □                  □                 □                □              □
 MAIZE RABI
                           □                  □                  □                 □                □              □
 MOONG
                           □                  □                  □                 □                □              □
 MUSTARDSEED
                           □                  □                  □                 □                □              □
 REF SOYA OIL
                           □                  □                  □                 □                □              □
 SOY BEAN
                           □                  □                  □                 □                □              □
 TURMERIC
                           □                  □                  □                 □                □              □
     WHEAT
                           □                  □                  □                 □                □              □
Client Signature

Note: In case you are not actively involved in producing/distribution in any particular commodity, you can choose the ‘Others’
option from the drop - down. Please note that you have to individually select the catego of each commodity

21
Aditya Birla Money Limited

 Registered Office                                               Corporate Office

 Indian Rayon Compound, Veraval, Gujarat - 362 266.              Sai Sagar, 2ⁿ & 3 Floor, Plot No. M7, Thiru-Vi-Ka
                                                                 (SIDCO), Industrial Estate,Guindy, Chennai 600 032.

 National Stock Exchange of India Limited

 Bombay Stock Exchange Limited
                                                                 SEBI Reg No. INZ000172636
 Multi Commodity Exchange of India Limited

 National Commodity and Derivatives Exchange Limited
 Central Depository Services (India) Limited
                                                                 SEBI Reg. No. IN-DP-17-2015
 National Securities Depository Limited

 CLEARING MEMBER                                                 CLEARING MEMBER
 Equity Segment of NSE & BSE                                     (Equity Derivatives Segment of NSE & BSE
 and Commodity Segment of MCX & NCDEX)                           Currency Derivatives Segment of NSE & BSE)

 Aditya Birla Money Ltd.                                         Axis Bank Ltd.
 Sai Sagar, 2ⁿ & 3 Floor, Plot No. M7, Thiru-Vi-Ka            CM No.: INF 231133937
 (SIDCO), Industrial Estate,Guindy, Chennai 600 032.             Jeevan Prakash Building,
                                                                 Sri P M Road, Fort, Mumbai - 400 001.

 Director                                                        Compliance Officer

 Mr. TUSHAR SHAH                                                 Ms. SANGEETA SHETTY
 Telephone No.: +91 - 44 - 49490001                              Telephone No.: +91 - 022 - 4356 7841
 E-mail ID: ceo.stocksandsecurities@adityabirlacapital.com       E-mail ID: abm-chn.compliance@
                                                                 adityabirlacapital.com

Please contact us at the above address or mail us at care.stocksandsecurities@adityabirlacapital.com for trading related
queries / dpcare.stocksandsecurities@adityabirlacapital.com for depository related queries or call our customer care
department @ Telephone No.(s): +91 - 1800 270 7000. If not satisfied with our response, you may contact the concerned
exchange(s) / Depositories(s) at:

Contact details in case of Grievance / Dispute:

 Name                                                   Telephone Number            E-mail ID

 National Stock Exchange of India Limited               +91-22-2659 8190            ignse@nse.co.in

 Bombay Stock Exchange Limited                          +91-22-2272 1233 / 4 is@bseindia.com

 Central Depository Services (India) Limited            +91-22-2272 3333            complaints@cdslindia.com

 National Securities Depository Limited                 +91-22-2499 4200            relations@nsdl.co.in

 Multi Commodity Exchange of India Limited              +91-22-6731 8888            grievance@mcxindia.com

 National Commodity and Derivatives
                                                        +91-22-6640 6609            askus@ncdex.com
 Exchange Limited
Aditya Birla Money Limited
Corporate Office: Sai Sagar, 2ⁿ & 3 Floor, Plot No. M7, Thiru-Vi-Ka (SIDCO), Industrial Estate, Guindy, Chennai 600 032.
Registered office: Indian Rayon Compound, Veraval, Gujarat - 362 266 | E-mail: care.stocksandsecurities@adityabirlacapital.com
CIN L65993GJ1995PLC064810 | Tel: +91-44-49490000 Website: stocksandsecurities.adityabirlacapital.com | Fax: +91-44-28290835.
Contact No : 1800-270-7000
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