Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
Guidance on
 the Monitoring
of Salt Iodization
Programmes and
Determination of
Population Iodine
     Status
Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
Guidance on
                          the Monitoring of Salt Iodization
                          Programmes and Determination
                            of Population Iodine Status

Photograph Credits:
On the cover:
©UNICEF/UNI12403/Holmes
©UNICEF/UNI161903/Holt
©UNICEF India/Pirozzi
Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
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                                                                                       Contents

                             ©UNICEF/UNI42383/Tkhostova                                Acknowledgements  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 1

                                                                                       Introduction  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 2

©UNICEF/UNI189127/Quarmyne                                                             Summary of key recommendations  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 5

                                                                                       Recommendations .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 9

                                                                                           Design of iodine nutrition surveys .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 9
                                                                                           Assessment of household coverage of iodized salt and
                                                                                           measurement of salt iodine content  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 11
                                                                                           Assessment of iodine status in population-based surveys .  .  .  .  .  . 15

                                                                                       Technical Annex .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 21

                                                                                           Analysis and presentation of household iodized salt
                                                                                           coverage data from surveys .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 21
                                                                                           Analysis and presentation of data on iodine status .  .  .  .  .  .  .  .  .  . 23

                                                                                       References .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  .  . 26

©UNICEF India/Pirozzi

                                                          ©UNICEF/Marco Dormino
Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
©UNICEF/UNI189119/Quarmyne

                             Acknowledgements

                             This document builds on the results obtained during a Technical Working
                             Group Meeting on Research Priorities for the Monitoring of Salt Iodization
                             Programmes and Determination of Population Iodine Status, which took
                             place in New York on 17–18 December, 2015.

                             UNICEF thanks the following experts for providing comments on the
                             document: Maria Andersson (Swiss Federal Institute of Technology),
                             Atmarita (Indonesia Nutrition Foundation for Food Fortification), Jessica
                             Blankenship (Independent Consultant), Omar Dary (United States Agency
                             for International Development), Aashima Garg (United Nations Children’s
                             Fund), Greg Garrett (GAIN), Robin Houston (Iodine Global Network), Noor
                             Khan (Nutrition International), Jacky Knowles (Independent Consultant),
                             Roland Kupka (United Nations Children’s Fund), Zivai Murira (United Nations
                             Children’s Fund), Banda Ndiaye (Nutrition International), Chandrakant Pandav
                             (All India Institute of Medical Sciences), Elizabeth Pearce (Boston University),
                             Lisa Rogers (World Health Organization), Fabian Rohner (GroundWork), Ruth
                             Situma (United Nations Children’s Fund), Arnold Timmer (Global Alliance for
                             Improved Nutrition), Frits van der Haar (Emory University), Bradley Woodruff
                             (GroundWork), Kapil Yadav (All India Institute of Medical Sciences), and
                             Michael Zimmermann (Swiss Federal Institute of Technology).

                             UNICEF also thanks the United States Agency for International Development
                             for providing financial support for this work.

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
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Introduction                                               Changing context of salt
                                                           iodization and iodine
                                                           nutrition programmes

There has been remarkable progress towards                 The concept of universal salt iodization
eliminating iodine deficiency disorders (IDD) over         entails the iodization of all food-grade
the past two decades. Since 1990, the number of            salt (i.e. salt used in both households and
countries classified with iodine deficiency has declined   during food processing) (4). However,
from 113 to 20 (1). This progress is due, primarily,       programme efforts in many countries
to the scale up of salt iodization programmes.             have been limited to ensuring that only
Current methods and practices have supported this          household salt is adequately iodized.
remarkable progress. However, important lessons            Given that the consumption of salt
have emerged in recent years on how to better track        through processed foods1 is increasing in
and refine salt iodization programmes.                     many settings, the salt contained in such
                                                           foods is an important potential source
This document presents such lessons, as identified         of dietary iodine and should therefore
during a Technical Consultation on the Monitoring          be monitored by programme managers
of Salt Iodization Programmes held at UNICEF               (5–7). At the same time, programme
Headquarters in December 2015 (2). The purpose of          managers should consider the growing
this document is to guide programme managers in            importance of reducing salt intake to
avoiding common mistakes made in the interpretation        prevent non-communicable diseases. This
of data and implementation of national IDD control         changing context highlights the need for
programmes. Some of the lessons discussed in this          alignment between the implementation
document reinforce key recommendations made in             and monitoring of salt iodization strategies
the 2007 WHO/UNICEF/ICCIDD Guide for Programme             and salt reduction strategies (4). Salt
Managers: Assessment of iodine deficiency disorders        iodization remains the main strategy for
and monitoring their elimination (3rd Edition), which      achieving sustained IDD control, and global
remains a valuable resource for programme managers         experience has demonstrated that the
(3). In addition, the current document presents new        iodization of food grade salt is the most
information and updates not contained in the 2007          equitable, effective and sustainable strategy
WHO/UNICEF/ICCIDD Guide; this information may be           to ensure optimal iodine nutrition for all
considered in future versions of the Guide.                population groups.

The intended users of this document are managers
                                                           1 In this document, the term ‘processed foods’ refers to
of national IDD control programmes. It is hoped              large-scale, commercially produced and manufactured
that the information presented in this document will         foods, including bread, instant noodles, bouillon and other
                                                             salty condiments.
enable those managers to improve the effectiveness
of the programmes they support.

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
©UNICEF/UNI189137/Quarmyne

                             Summary of key
                             recommendations

                             This document highlights the following key recommendations:

                             1. As resources allow, the adequacy of iodine intakes should
                                be examined among different subsets of the population,
                                especially among groups vulnerable to deficiency. National-
                                level median urinary iodine concentrations (mUIC) may hide
                                discrepancies in iodine intake among different sub-groups, such
                                as those defined by geographic region or residence, socio-
                                economic status, or programmatically relevant criteria (e.g.,
                                by sources of salt, packaged/unpackaged salt). Such stratified
                                analyses may help identify remaining challenges and inform
                                adjustments to salt iodization programmes.

                             2. Rapid test kits (RTKs) should only be used to differentiate
                                between non-iodized and iodized salt. RTKs can accurately
                                distinguish between iodized and non-iodized salt. However, the
                                ability of RTKs to measure the iodine content in quantitative
                                terms and to distinguish between iodine content in salt below
                                and above certain cutoff levels is questionable (even when the
                                RTK packaging suggests otherwise) (8–10). Given this limitation,
                                RTKs should only be used to measure the percentage of salt that
                                contains any iodine at all. More precise methods, such as titration
                                or other validated quantitative assessment tools are required to
                                measure the percentage of salt that is inadequately iodized or
                                adequately iodized (11).

                             3. The acceptable range of ‘adequate’ iodine intake among
                                school-age children can be widened from 100–199 µg/L to
                                100–299 µg/L. According to the 2007 WHO/UNICEF/ICCIDD
                                Guide for Programme Managers (3), a mUIC in the range 100–
                                199 µg/L indicates ‘adequate’ iodine intake and the range of
                                200–299 µg/L indicates ‘more than adequate’ iodine intake

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
among school-age children. The presence of a      4. With currently available methods, the mUIC
    mUIC in the ‘more than adequate’ range has           can only be used to define population iodine
    raised concerns about the potentially adverse        status and not to quantify the proportion         Use of data to evaluate programme effectiveness
    effects of high iodine intake on normal thyroid      of the population with iodine deficiency or
    function. However, a 2013 study assessing            iodine excess. As an example, a mUIC of 122       National surveys provide important               types of salt produced and processed
    thyroid function and iodine status found that        μg/L obtained from a survey among school-         data on key indicators of salt iodization        for different markets. This data serves to
    the mUIC range of 100–299 µg/L was not               age children identifies a population that has     and iodine status. However, data from            complement the information on brands,
    associated with any thyroid dysfunction (12).        no iodine deficiency. While a proportion of       national surveys should be interpreted           packaging and types of salt collected
    As a result, the acceptable range of ‘adequate’      children in that survey would have UIC values     in conjunction with complementary data           through the survey and can help explain
    iodine intake among school-age children can          of < 100 μg/L, it would be incorrect to label     that: (i) provides qualitative information       survey results. For example, household
    be widened to 100–299 µg/L. There is no data         that percentage of children as ‘deficient’.       on the programme; (ii) facilitates the           coverage of iodized salt is often lower in
    to indicate, however, that this widened range        Likewise, those children in the population with   interpretation of survey data; and (iii)         areas of domestic salt farming, especially
    can be applied to other groups such as women         UIC scores of ≥300 µg/L cannot be labeled         allows for triangulation or verification         among poorer households, because these
    of reproductive age. The interpretation of a         as the proportion of children with ‘excessive’    of survey data. In addition, such                families are more likely to access salt
    mUIC of ≥ 300 µg/L as ‘excessive iodine intake’      iodine intakes. However, as recommended           complementary data should be used in the         directly from the point of production, prior
    remains unchanged.                                   in the 2007 WHO/UNICEF/ICCIDD Guide for           design of the survey. Together, survey and       to any iodization or packaging processes.
                                                         Programme Managers, not more than 20% of          complementary data can identify the need         In addition, small scale producers often
                                                         samples should be < 50 μg/L (3).                  for strategic changes and help address           produce cheaper, lower-quality iodized (or
                                                                                                           programmatic weaknesses.                         non-iodized) salt.
                                                      5. National salt iodization programmes should
                                                                                                           As applicable for their contexts,              • Processed foods: Data is needed
                                                         monitor the use of iodized salt in processed
                                                                                                           programme managers may consider                  to identify which processed food
                                                         foods. Household- and school-based surveys
                                                                                                           collecting complementary data from the           manufacturers use iodized salt, and the
                                                         measuring iodine content in household salt
                                                                                                           following areas:                                 extent to which these manufacturers
                                                         have been an important monitoring tool for
                                                                                                                                                            verify the iodine content of the salt used
                                                         assessing the performance of salt iodization      • Salt industry: This analysis requires
                                                                                                                                                            in the production of their foods.
                                                         programmes. While iodine in the diet was            data from the following areas: (i) the
                                                         previously assumed to come predominantly            percentage of salt (iodized and non-         • Regulatory monitoring: Regulatory
                                                         from household iodized salt, recent evidence        iodized) that is imported versus               monitoring data from import, production
                                                         suggests that an increasing amount of               domestically produced; (ii) the percentage     and market levels are an important
                                                         iodized salt is consumed through processed          of salt processed by large, medium and         source of information for programme
                                                         foods (5–7, 13) in different settings. If the       small enterprises; (iii) the percentage of     managers. If there is a requirement to
                                                         salt contained in such foods is well iodized,       food grade salt used for food processing;      use iodized salt in the manufacturing
                                                         it can be an important source of iodine and         (iv) the locations and brand names             of processed foods, a system should
                                                         may help explain iodine sufficiency in settings     of domestic salt farming/production            be in place to assess the extent of that
                                                         where household iodized salt coverage is low        and processing enterprises (including          compliance.
                                                         (14). Programme managers should therefore           iodization and packaging/re-packing):
                                                         evaluate whether major processed foods are          (v) salt distribution chains; and (vi) the
                                                         manufactured with iodized salt. In selected
                                                         cases, the iodine contained in water may also
                        ©UNICEF/UNI189136/Quarmyne
                                                         need to be assessed.

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
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                             Recommendations

                             Design of iodine nutrition surveys
                             The iodization of salt used in households and food processing is the
                             most effective and sustainable strategy for IDD control (4). The impact of
                             salt iodization programmes is best assessed through the measurement
                             of urinary iodine concentrations (UIC) in populations. According to global
                             recommendations, household-level data on salt iodine content and
                             population-based UIC data should be collected every five years (3). If
                             changes in iodine status are expected, such as due to changes in the
                             national salt iodization programme, a survey may be warranted even
                             before the five-year mark has passed. Household-level surveys may also
                             attempt to estimate the frequency of consumption of the most common
                             processed foods and condiments containing salt. If resources allow and
                             as dictated by local conditions, it may be programmatically useful to
                             design surveys such that geographic areas with suspected low iodized
                             salt coverage (such as those that are home to small-scale salt producers)
                             can be examined in separate strata. If feasible, surveys may separately
                             examine the iodine status of pregnant women, as there is evidence that
                             their iodine intakes may be insufficient, even in settings where iodine
                             intake is adequate among the general population (4). Table 1 presents
                             recommendations for addressing general issues encountered in the
                             design of iodine nutrition surveys.

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
Table 1. Recommendations for addressing common issues encountered in the design of                             Assessment of household coverage of iodized salt and
iodine nutrition surveys
                                                                                                               measurement of salt iodine content
 Problem                                                 Recommendation
                                                                                                               The 2007 WHO/UNICEF/ICCIDD Guide for Programme Managers remains a valuable resource (3) for
 Surveys designed to provide nationally                  • Examine household iodized salt coverage             guiding the design of household-based surveys on iodized salt coverage and interpreting survey results.
 representative estimates are not used to                  and/or population iodine status in subnational      Table 2 emphasizes relevant points from that Guide and presents additional considerations to improve
 detect areas of low household iodized salt                strata or in other relevant groups, such as         the assessment of household coverage of iodized salt and measurement of salt iodine content.
 coverage and/or population groups with                    those defined by residence, socio-economic
 non-optimal iodine status. The exclusive use              status, or programmatically relevant criteria       Table 2. Recommendations on the assessment of household coverage of iodized salt
 of national-level data may hide discrepancies             (e.g., by use of salt types).                       and measurement of salt iodine content
 among different sub-groups, such as those
                                                         • Design the survey to provide representative
 defined by geographic region or other                                                                          Problem                                             Recommendation
                                                           and precise estimates for desired strata and
 criteria, and therefore fail to inform important
                                                           to allow for informative sub-group analyses.
 programme adjustments.                                                                                         Rapid test kits (RTKs) are erroneously used         • Do not use RTK as semi-quantitative tools
                                                                                                                to assess whether salt is adequately iodized.         given the limited ability of RTKs to measure
 Data on household iodized salt coverage and             • Seek opportunities to collect data on house-         Several evaluations have shown that RTKs can          the iodine content in quantitative terms and
 iodine status are often not available due to a            hold iodized salt coverage and iodine status in      accurately distinguish between iodized and            to distinguish between iodine content in salt
 lack of funds to undertake dedicated iodine               the context of other household surveys.              non-iodized salt. However, the ability of RTKs        below and above certain cutoff levels,
 surveys. National stand-alone surveys may                                                                      to measure the iodine content in quantitative
                                                         • Continue to consider stand-alone iodine                                                                  • Use RTKs only to present the percentage of
 be expensive and available resources may be                                                                    terms and to distinguish between iodine content
                                                           surveys if opportunities to link to other surveys                                                          non-iodized versus iodized salt. To estimate
 insufficient to support such surveys.                                                                          in salt below and above certain cutoff levels is
                                                           are limited and if sufficient resources are                                                                the percentage of inadequately iodized,
                                                           available.                                           questionable (even when the RTK packaging
                                                                                                                                                                      adequately iodized, or excessively iodized
                                                                                                                suggests otherwise) (8–10).
                                                                                                                                                                      salt, titration or other validated quantitative
 School-based surveys have specific design               • Continue to use school-based surveys to track
                                                                                                                                                                      assessment tools are required (11).
 limitations. School-based surveys offer                   population iodine status in settings where
 a valuable source of data on iodine status                school-based surveys are the only feasible           Surveys do not use an appropriate                   • Determine stratification requirements to
 given the vulnerability of school-age children to         data source. If resources allow, consider            sample size to assess household iodized               assess the sub-national effectiveness of the
 deficiency and the easy access to schools for             conducting household-based surveys as a              salt coverage among sub-populations in                programme and prioritize strategic approaches.
 population-based surveys. However, such surveys           means of addressing the design limitations           stratified analyses. Sample sizes may be too
                                                                                                                                                                    • Calculate necessary sample size for
 also have limitations, including: i) the inability        of school-based surveys. Household-based             small or larger than necessary for accurate
                                                                                                                                                                      household iodized salt coverage per stratum,
 to reflect potential differences in iodine status         surveys may enable better data collection on         representation of the situation.
                                                                                                                                                                      which will be based on the expected
 between school-age children and other vulnerable          the coverage of household iodized salt and on
                                                                                                                                                                      coverage, desired precision and expected
 groups, such as pregnant women; ii) the fact              the iodine status of population groups such as
                                                                                                                                                                      design effect. Refer to established reference
 that school-based surveys may not allow for the           pregnant or non-pregnant women. They may
                                                                                                                                                                      documents for more information (3, 15).
 collection of data on socio-economic status and           also allow for the collection of data required to
 other relevant population characteristics; and            conduct sub-group analyses and to examine
 iii) the fact that school-based surveys may not           other programmatically relevant factors.
 provide a reliable reflection of the iodine status of
 the general population, particularly in countries or
 areas where school enrolment rates are low, or
 where school-feeding programmes (using iodized
 salt) operate on a large scale.

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Guidance on the Monitoring of Salt Iodization Programmes and Determination of Population Iodine Status - Unicef
Problem                                             Recommendation                                         Problem                                             Recommendation

 Household surveys do not collect sufficient         • Collect relevant information from each               Households without salt at the time of              • Consider excluding households without
 data on the characteristics of household salt,        household (if feasible) about the salt used          data collection are treated differently in            salt at the time of the survey from the
 such as salt type, packaging, and grain type.         and where the salt was purchased. Such               the calculation of household iodized salt             denominator in calculations to determine
 Information on these parameters may help in           information may include: type of salt                coverage in different population-based                household iodized salt coverage, as the most
 the interpretation of salt iodine content.            packaging; brand name; and source of                 surveys. As a result, the denominators                useful programmatic coverage indicator is the
                                                       purchase (e.g., salt processor/farmer, wet           and therefore the coverage estimates vary             percentage of households using iodized salt
                                                       market, village retail shop or supermarket).         across such surveys, thus complicating the            among households with salt at the time of the
                                                                                                            interpretation of household iodized salt coverage     survey. However, the number of households
                                                     • Categorize the salt as processed (fine) versus
                                                                                                            trends over time.                                     without salt at the time of data collection
                                                       raw (coarse) or powder versus crystal vs rock.
                                                                                                                                                                  should be noted in the survey results along
                                                       Categorization is best done by laboratory staff;
                                                                                                                                                                  with a record of missing data (households
                                                       if this is not possible, trained field-level data
                                                                                                                                                                  where salt was collected but not analyzed;
                                                       collectors may undertake this classification.
                                                                                                                                                                  e.g., because there was an insufficient
 Iodine in coarse salt may not be distributed        • Mix the salt in the container or packet before                                                             amount, or it was lost during transfer to the
 homogenously and small samples (≤10g)                 taking a sample, using a clean spoon. Use                                                                  laboratory). Such households should be asked
 may not yield accurate results on salt iodine         sample weights of 50 grams if salt is coarse                                                               whether they have purchased salt in the
 content. Variation in salt iodization practices,      and if survey settings allow for the collection of                                                         last seven days. Results should be used to
 suboptimal salt mixing, large crystal size, and       such quantities (9).                                                                                       calculate the percentage of households not
 high moisture content of the salt may lower the                                                                                                                  using iodized salt, as those households remain
 homogeneity of iodine in salt samples.                                                                                                                           susceptible to iodine deficiency.

 In surveys using titration or other validated       • Interpret salt with < 5 ppm iodine as ‘salt          Surveys do not consider that more than one          • Include questions in the household
 quantitative assessment tools, salt with              without iodine’, and salt with ≥ 5 ppm iodine        type of salt may be used in a household.              questionnaire on whether more than one
 iodine content of > 0mg/kg iodine is                  as ‘iodized salt’ (9).                                                                                     type of salt is used, what different types of
 labeled as ‘iodized’. Such a definition likely                                                                                                                   salt are used, and what the different types
 overestimates the percentage of iodized salt                                                                                                                     of salt are used for. The salt tested for iodine
 given the variation in iodine measurements at                                                                                                                    content should be the salt used to prepare the
 low iodine contents.                                                                                                                                             previous evening’s meal. If no salt was used
                                                                                                                                                                  to prepare last night’s meal, the surveyor may
 The current classifications of salt into the        • Provide the average salt iodine content (mg/                                                               ask for a sample of the most commonly used
 categories of non-iodized, inadequately               kg) and an indication of variation (e.g., 95%                                                              cooking salt in the household. Responses to
 iodized, adequately iodized, and excessively          confidence interval (CI)) to better estimate the                                                           the additional questions about other types of
 iodized do not allow for an estimation of the         additional iodine supplied through salt. Salt                                                              salt should be taken into consideration when
 contribution of iodized salt to dietary iodine        samples without iodine should be excluded                                                                  interpreting data on household coverage of
 intakes. This is an issue, given that the goal of     from this calculation. See Technical Annex for                                                             iodized salt and when looking at associations
 salt iodization programmes is to address gaps in      more information.                                                                                          between household coverage of iodized salt
 dietary intake of iodine.                                                                                                                                        and iodine status. In cases where considerable
                                                                                                                                                                  proportions of other types of salt are used,
                                                                                                                                                                  it may be necessary to collect samples and
                                                                                                                                                                  information on more than one type of salt used
                                                                                                                                                                  in the household.

12                                                                                                                                                                                                                   13
Assessment of iodine status
                                                                                                                                               in population-based surveys
                                                                                                                                               Historically, the mUIC has frequently been
                                                                                                                                               assessed through school-based surveys to
                                                                                                                                               estimate the iodine status of the general
                                                                                                                                               population. However, the mUIC among school-
                                                                                                                                               age children may not reflect the iodine status
                                                                                                                                               among pregnant women, whose iodine
Interpretation of household iodized salt coverage                                                                                              requirements are greater (3). Household-based
against UIC                                                                                                                                    surveys have been used to assess the iodine
                                                                                                                                               status of other demographic groups, such as
The dramatic reduction in the number of                          iodized salt and adequate iodine status                                       non-pregnant women of reproductive age.
iodine deficient countries over the last 25                      among the general population remain                                           This is important because the iodine status
years was brought about by the scale up                          strong, there are instances where                                             of women of reproductive age is also the
of salt iodization programmes worldwide                          population iodine status is adequate                                          status of women entering pregnancy, when
(1,4). To this day, the iodization of all food-                  despite suboptimal household iodized salt                                     adequate maternal iodine status is vital for
grade salt used in households and food                           coverage. In those settings, programme                                        fetal development. However, the iodine status
processing continues to be recognized as                         managers need to determine the feasibility,                                   of non-pregnant women may not be a good
the most effective and sustainable strategy                      cost-effectiveness, risks and added value                                     indication of the iodine status among pregnant
to prevent and control iodine deficiency                         of further increasing the use of adequately                                   women. A review of data sets with survey
disorders in populations (4). Ensuring                           iodized salt within households. To illustrate,                                data on both non-pregnant and pregnant
universal access to adequately iodized salt                      in settings with a fragmented salt industry,                                  women indicates that when the mUIC among
should therefore remain an important goal                        characterized by the presence of many                                         non-pregnant women was adequate or above
of nutrition programmes, and the 2007                            small-scale producers, it may not be                                          requirements, approximately half of the studies
WHO/UNICEF/ICCIDD Guide for Programme                            programmatically feasible or cost-effective                                   indicated inadequate iodine intake in pregnant
Managers recommends that > 90% of                                to expect sustainable increases in the                                        women (16). As an additional limitation, there
households should be using adequately                            production of adequately iodized salt. In                                     is a lack of consensus on the optimal mUIC
iodized salt (3).2                                               such settings, a more appropriate strategy                                    range for non-pregnant women of reproductive
                                                                 may be to consolidate gains made while                                        age. The 2007 WHO/UNICEF/ICCIDD Guide for
However, the iodization of all food-grade                        ensuring adequate iodine status for all                                       Programme Managers (3) proposes a range of
salt is not the ultimate goal of IDD control                     population groups. Specific subgroup                                          100–199 μg/L; however, the scientific basis for
programmes. Rather, the goal of IDD                              analyses comparing mUIC against                                               this recommendation is weak (17). Research is
programmes is to sustainably achieve                             salt iodine content may also provide                                          currently ongoing to better define the optimal
optimal iodine status among all population                       valuable additional insights on whether                                       mUIC range for non-pregnant women of
groups. While in many settings, the links                        programmatic adjustments are needed. See                                      reproductive age.
between high household coverage of                               Technical Annex for more information.
                                                                                                                                               Programme managers should also note that it
2 The Guide defines adequately iodized salt as salt containing
  between 15 and 40 ppm iodine at household levels.                                                                                            remains unclear how to best conduct sample

14                                                                                                                                                                                         15
                                                                                                                  ©UNICEF/UNI189140/Quarmyne
size calculations for such surveys estimating           methods using spot UIC measurements do not                         Drawing on the latest available information, Table 3 presents recommendations on the assessment of
population iodine status by measuring spot              allow for the identification of the proportion of                  iodine status in population-based surveys.
UIC. The 2007 WHO/UNICEF/ICCIDD Guide for               the population with iodine deficiency (or with
                                                                                                                           Table 3. Recommendations on the assessment of iodine status in population-based surveys
Programme Managers (3) presents considerations          iodine excess) (Table 3; see Technical Annex for
on sample size calculations for surveys attempting      more information). Given the uncertainty on how
                                                                                                                             Problem                                                                  Recommendations
to estimate the proportion of households using          to best construct statistical power calculations
iodized salt, while stating that ‘further sample size   for surveys determining population iodine status                     According to the 2007 WHO/UNICEF/ICCIDD                                  • Based on the latest scientific evidence (12),
calculations are needed if additional information       using spot UIC measurements, programme                               Guide for Programme Managers, a mUIC in                                    widen the acceptable range of ‘adequate’
is collected, such as urinary iodine […]’. However,     managers may choose to take a conservative                           the range 100–199 µg/L indicates ‘adequate’                                iodine intake among school-age children
the Guide does not provide any such additional          approach and define the required survey sample                       intake and 200–299 µg/L indicates ‘more than                               from 100–199 µg/L to 100–299 µg/L. Note,
information. A UNICEF/Programme Against                 sizes with methods that may lead to sample sizes                     adequate’ intake among school-age children.                                however, that the interpretation of mUIC ≥
Micronutrient Malnutrition (PAMM) guide                 that may be higher than required. This would                         mUICs in the ‘more than adequate’ range have                               300 µg/L as ‘excessive iodine intake’ among
published in 2000 on ‘Urinary Iodine Assessment:        involve starting their deliberations on required                     raised concerns about potentially adverse effects                          school-age children remains unchanged. Also
A Manual on Survey and Laboratory Methods’              sample sizes by following the longstanding                           of high iodine intakes on normal thyroid function.                         note that this widened range must not be
provides detailed and valuable information for          recommendation of conducting a 30-cluster                            However, a 2013 study assessing thyroid function                           applied to women of reproductive age. See
                                                                                                                             and iodine status found that the mUIC range of                             Technical Annex for more information.
programme managers involved in the planning             survey with 30 urine specimens per cluster if
                                                                                                                             100–299 µg/L was not associated with any thyroid
and conduct of surveys determining population           only a nationally representative survey estimate
                                                                                                                             dysfunction (12).
iodine status (18). Similar to other previous           (without subnational stratification) is required.3 For
expert guidance (15), the Manual presents               subnational estimates, managers should consider                      Goiter is not a sensitive indicator of the                               • Stop assessing goiter as part of routine
power calculations using the proportion of the          using 30 clusters with 20 urine specimens per                        impact of salt iodization on the population,                               surveys on iodine status. If goiter is
population with iodine deficiency as a key input.       cluster for each subnational estimate as a starting                  yet continues to be widely used. Goiter was                                assessed, provide clear justification,
This is a severe limitation, as currently available     point,4 as recommended in the aforementioned                         measured in the past when the condition was still                          including how the data will be interpreted
                                                        UNICEF/PAMM guide. Managers may furthermore                          widespread before iodized salt programs were in                            compared to UIC data, which is the best
                                                        choose to slightly increase the sample size per                      place. However, thyroid size and goiter prevalence                         marker of dietary iodine intake.
                                                        cluster to account for potential non-response. The                   are not responsive to recent changes in iodine
                                                                                                                             intake. There is also significant subjectivity in
                                                        sample size needs for each subnational estimate
                                                                                                                             the measurement of small goiters, even when
                                                        should then be totalled to obtain the final survey
                                                                                                                             ultrasound is used (21).
                                                        sample size. Where resources are limited, and/
                                                        or if stratification will be programmatically useful,                National-level mUIC in the adequate range                                • Examine the mUIC in relevant sub-
                                                        it should be noted that smaller sample sizes can                     is incorrectly interpreted as an indication of                             populations if survey design and sample size
                                                        still provide programmatically useful information,                   effective control of iodine status in all parts                            allow.5 Consider the following stratification
                                                        however. Research indicates that around 400                          of a given country. However, national-level                                variables: residence (urban/rural),
                                                        urine samples per population group are required                      estimates may mask subnational disparities in                              geographical region, socio-economic status,
                                                        to measure the mUIC with 5% precision and 100                        iodine status.                                                             or level of salt iodization. Local conditions
                                                        urine samples to measure the mUIC with 10%                                                                                                      may require stratification by other variables.
                                                        precision (19, 20).
                                                        3 In large countries, more than 30 clusters may be required.
                                                        4 Based on the assumption of 50 per cent prevalence of iodine
                      ©UNICEF/UNI189141/Quarmyne          deficiency, 95% confidence level, a design effect of 1.5 and a   5 Relevant sub-populations should be identified at the time of planning for and designing the survey and adequate sample sizes for each
                                                          precision value of ±5 per cent                                     relevant sub-population calculated.

16                                                                                                                                                                                                                                                                   17
Problem                                              Recommendations                                    Problem                                               Recommendations

 Surveys measuring UIC are inappropriately            • Do not interpret the proportion of the           The mUIC is often presented by itself without         • Calculate the 95% CI using ‘bootstrapping’ or
 used to determine the proportion of the                population with UIC
©UNICEF/UNI189147/Quarmyne

                             Technical Annex

                             Analysis and presentation of
                             household iodized salt coverage
                             data from surveys
                             The coverage of iodized salt at the household level is one
                             of the most important indicators of the performance of salt
                             iodization programmes. A suggested table shell is provided
                             below for the presentation of survey data using quantitative
                             tests (Table A1). These table shells should be further adapted
                             to allow for the best representation of local survey data.
                             If only RTK data is available, then the columns should be
                             modified to indicate the percentage of households with ‘no
                             iodine (RTK negative)’ and ‘any iodine (RTK positive)’.

         20                                                                             21
Table A1. Household iodized salt coverage by relevant strata: results of quantitative salt
iodine testing1

                        Total no of        Among all households,            Among households with tested salt, the percentage with 2                    Analysis and presentation of                                             the population and the proportion of UIC values <
                        households          the percentage with                                                                                                                                                                  50 μg/L. It should be noted that currently there are
                         in survey            Salt         No salt        No iodine       Inadequate        Adequate        Excess         Median       data on iodine status                                                    no suitable measures to define the proportion of
                                             tested         in the          (< 5             iodine          Iodine         iodine          iodine
                                                                                                                                                                                                                                 iodine deficiency in the population, but efforts are
                                                          household        mg/kg)           (5–14.9          (15–40          (> 40         content      The mUIC is a good indicator of population iodine
                                                                                            mg/kg)           mg/kg)         mg/kg)        (mg/kg) 3                                                                              underway to develop such methodologies (23).
                                                                                                                                                        status. In school-age children, a mUIC of between
 National
                                                                                                                                                        100 μg/L and 299 μg/L defines a population with                          Figure A1 provides an example of a common, but
                                                                                                                                                        no iodine deficiency. A common mistake is to                             incorrect, interpretation of UIC data. In this setting,
 Residence
                                                                                                                                                        assume that all individuals with a spot UIC < 100                        the mUIC value is 122 µg/L, which suggests
 Urban
                                                                                                                                                        μg/L are iodine deficient. Since dietary iodine                          optimal iodine status. However, the presentation
 Rural
                                                                                                                                                        intake and therefore UIC are highly variable                             implies that 40% of individuals in the population
                                                                                                                                                        from day to day, even among individuals whose                            have inadequate iodine intakes, which is not
 Region
                                                                                                                                                        average iodine intake is sufficient to maintain                          correct. Likewise, it is incorrect to state that 10%
 Region 1
                                                                                                                                                        normal thyroid function, there will be individual                        of the population has excessive iodine intakes.
 Region 2
                                                                                                                                                        days when UIC is < 100 μg/L. As a result, in
 Region 3
                                                                                                                                                        populations whose average dietary iodine intake                          In addition to the overall mUIC of the population,
                                                                                                                                                        is sufficient, there will always be values < 100                         stakeholders may choose to conduct stratified
 Socioeconomic
 status                                                                                                                                                 μg/L; however, these values do not describe the                          analyses to identify potential variations in iodine
 Quintile 1                                                                                                                                             prevalence of iodine deficiency in the population.                       status across subgroups. This cross-tabulation by
 Quintile 2                                                                                                                                             The only available guidance with regard to low                           different sub-groups helps to identify where there
 Quintile 3                                                                                                                                             UIC values is that not more than 20% of samples                          are disparities and where programme efforts may
 Quintile 4                                                                                                                                             should be < 50 μg/L. In summary, the two key                             need to be focused and resources targeted (see
 Quintile 5                                                                                                                                             survey statistics to report are the mUIC value of                        Table A2 and Figure A2).

 Salt type4                                                                                                                                             Figure A1. Inappropriate interpretation of UIC data as a measure of population
 Processed (fine)                                                                                                                                       iodine status
 Raw (coarse)

                                                                                                                                                                                           60
 Packaging
 Sealed branded

                                                                                                                                                            Proportion of population (%)
                                                                                                                                                                                           50
 package
 Sealed
                                                                                                                                                                                           40
 unbranded
 package
                                                                                                                                                                                           30
 No package/
 loose
                                                                                                                                                                                           20

                                                                                                                                                                                           10
1 Strata (e.g. urban/rural; quintiles; salt type) are illustrative and should be modified and adapted as required and as programmatically relevant.
2 While it is recommended that the definition of ‘no iodine’ be maintained in different settings, the definitions of inadequate, adequate, and excess                                       0
  iodine should be modified based on national standards.                                                                                                                                        5mg/kg of iodine.
                                                                                                                                                                                                                   Urinary Iodine Concentration (μg/L)
4 Categories of salt type and packaging should be set based on an understanding of how the salt industry operates in a given country.

  22                                                                                                                                                                                                                                                                                 23
Table A2. Suggested sub-group analysis for household-based surveys on population                                                                 Figure A2. Sample figure to display the association between household salt iodine
iodine status5                                                                                                                                   content and iodine status (measured as median UIC) among school-age children7

  Variable                                    Purpose                                                                                                                 350

  By household iodine                         To clarify whether there is an association between iodine status and
  content6:                                   the level of iodine in household salt.                                                                                  300

  • Non-iodized (40mg/kg).                  information about the consumption of salt in processed foods and the
                                              use of iodized salt in those foods in future monitoring.
                                                                                                                                                                      100

  By residence or                             To examine the association between iodine status and residence/
  geographic locations:                       location in order to identify geographic locations with poor iodine                                                      50
  • Urban vs. rural                           status.

  • Regions or provinces                                                                                                                                                0
                                                                                                                                                                            Non-iodized               Inadequately                      Adequately                      Over-iodized
  By socio economic                           To examine a potential link between iodine status and socio-                                                                   (40mg/kg)
  status:                                                                                                                                                                                             (5-14.9mg/kg)                    (15-40mg/kg)
                                              economic status.
  • Richest quintile                          Poorer populations may have lower iodine status because they are
  • Fourth quintile                           likely to have access to salt with lower or no iodine content and/or
                                              may be more dependent on household salt as the major dietary salt
  • Middle quintile
                                              source (as opposed to processed foods). Such a finding should lead
  • Second quintile                           to further investigation of dietary salt sources and factors inhibiting
  • Lowest quintile                           their adequate iodization.

  By other programmatically                   To consider additional variables that may explain differences in iodine
  relevant criteria such as in                status and may help in targeting programme efforts and resources.
  salt producing versus non-
  salt producing areas

5 To test whether mUIC vary across subgroup, non-parametric tests should be employed. See Figure 2 for a suggested presentation of mUIC
  with 95% CIs from subgroup analyses.                                                                                                           7 A mUIC between 100 and 200 µg/L indicates adequate iodine status. mUICs are presented with 95% CIs. While it is recommended that the
6 While it is recommended that the definition of ‘no iodine’ be maintained in different settings, the definitions of inadequate, adequate, and     definition of ‘no iodine’ be maintained in different settings, the definitions of inadequate, adequate, and excess iodine should be modified
  excess iodine should be modified based on national standards.                                                                                    based on national standards.

24                                                                                                                                                                                                                                                                                          25
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26                                                                                                                                                                                                                       27
Photograph Credits:
           On the back cover:
©UNICEF/UNI189136/Quarmyne
  ©UNICEF/UN021384/Tesfaye
  ©UNICEF/UNI119116/Noorani
  ©UNICEF/UNI12425/Holmes
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