Stable Disease in Advanced Colorectal Cancer: Therapeutic Implications

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ANTICANCER RESEARCH 26: 511-522 (2006)

Review

                   Stable Disease in Advanced Colorectal Cancer:
                             Therapeutic Implications
                              LARA MARIA PASETTO1, MARIO ROSARIO D’ANDREA2,
                            ANTONIO JIRILLO1, ELENA ROSSI1 and SILVIO MONFARDINI1

             1Medical  Oncology Division, Azienda Ospedale – Università, Via Gattamelata 64, 35128 Padova;
           2Medical   Oncology Department, Azienda ASL13, Largo San Giorgio 3, 30033 Noale (Venezia), Italy

Abstract. Colorectal cancer is one of the most common               10-20% of the patients. When radical surgery resection is
neoplasms in Western Countries and ranks second as a cause          not possible, chemotherapy has to be considered as purely
of death due to cancer. The overall mortality at 5 years is about   palliative (2). With the introduction of new drugs, overall
40%. Patients with resectable metastatic disease can be cured,      survival (OS) and toxicity have improved, and the duration
but for those who cannot, treatment is purely palliative, and       of treatment has become longer. A recent question is how
overall survival (OS) is from approximately 7 to 24 months.         far can a therapy be continued if there is only a stabilization
Infusional regimen with modulated 5Fluorouracil (5FU) gives         of disease (SD) in "non responders" or if there is a SD
an objective response rate (RR) of up to 30-40%. The addition       (therefore, a response stabilization) in initial "responders"
of CPT11 or oxaliplatin to 5FU improves RR, time to                 (with partial remission - PR - or complete remission - CR)
progression (TTP) and OS with a stabilization of disease (SD)       and how important is SD for these patients. In this last case,
in 40-70% of cases and 20-40%, respectively. The concurrent         the definition of SD means "no new tumors appear and only
utilization of selective biological agents as growth factor         little change in the size of the known tumors", but it does
receptors acting at a molecular level and influencing the           not mean "no change". For this reason, a small amount of
processes of tumor formation and growth, increases tumor cell       growth over baseline is still considered to be SD. This is
apoptosis and inhibits tumor growth; as a result, the tumor         appropriate since there is some uncertainty in all
regresses or is inhibited, with consequently prolonged OS and       measurements, but it also means that over a short period of
TTP. This paper examines the problem related to the treatment       time, continued growth can still be called SD even if the
of metastatic colorectal cancer with SD. Current doubts             treatment is not effective.
regarding the continuation of one treatment until disease
progression (PD) with a risk of toxicity, whether or not to use     How is stable disease determined? "Genetic" and
a less toxic "maintenance" therapy after a fairly aggressive        "immunological" systems as well as the "microenvironment"
"induction" therapy in "stabilized" responders, or whether to       of the tumor and host can, "spontaneously" or "induced by
stop the treatment in the presence of a SD confirmed after at       pharmacological agents", determine SD. Slow growing
least two consecutive evaluations, are present.                     cancers, for a natural distribution of disease growth rate,
                                                                    can easily appear to be relatively stable over short periods
Liver and lung metastases are the major cause of morbidity          or have natural periods of relative stability; so it is often
and mortality in patients with gastrointestinal carcinomas          unclear if SD is "tumor-" or "treatment-related".
(1). A curative resection of these metastases is possible in
                                                                    Genetic causes. Those factors which can cause "genetic"
                                                                    variability in response to treatment act during the cascade
                                                                    of events resulting in colorectal cancer (3-7). These events
Correspondence to: Lara Maria Pasetto, Divisione di Oncologia
                                                                    involve a series of mutations, each of which confers a
Medica Direzione, Azienda Ospedale – Università, Via
Gattamelata 64, 35128 Padova, Italy. Tel: +39 049- 8215931, Fax:    proliferative advantage on cells, culminating in clonal
+39-049-8215932, e-mail: laramary@libero.it                         expansion (8-10). Mutations leading to loss of function in
                                                                    these genes (mismatch repair - MMR - genes) lead to
Key Words: Stable disease, metastatic, colorectal cancer, review.   general genetic instability, one of the characteristics peculiar

0250-7005/2006 $2.00+.40                                                                                                        511
ANTICANCER RESEARCH 26: 511-522 (2006)

to cancer cells (7) and to drug resistance (with consequent
response to the treatment and initial SD) (11, 12).

Immunological causes. At the beginning of the disease, the
cytotoxic reaction (T cytotoxic lymphocytes, TCL) against
tumoral cells or intratumoral mutations (loss of antigen
recognized by TCL) control the neoplastic mass increase
thereby stabilizing its growth, but when the number of
neoplastic cells increases, this control is lost and the tumor
grows (Figures 1 and 2). Actually, the dynamical basis of
tumoral growth is controversial. Many models have been
proposed to explain cancer development and immunologic
system intervention. The descriptions employ exponential,
potential, logistic or Gompertzian growth laws (13) (Figures
1 and 2). Some of these models are concerned with the
interaction between cancer and the immunological system.
Among other properties, these models are concerned with
the microscopic behavior of tumors and the emergence of
cancer. Gompertzian law correctly describes solid tumor            Figure 1. Tumoral growth, diagnosis and treatment. The Gompertzian
growth. The model predicts that near zero, tumors always           model predicts that near zero, tumors tend to grow, but the growth fraction
tend to grow, but the growth fraction is not constant,             is not constant, therefore it decreases exponentially with time (the growth
therefore it decreases exponentially with time (the growth         fraction peaks when the tumor is approximately 37% of its maximum
                                                                   size). When a patient with advanced disease is treated, the tumor mass is
fraction peaks when the tumor is approximately 37% of its
                                                                   larger, its growth fraction is low, and the fraction of cells killed is,
maximum size). When a patient with advanced disease is             therefore, small.
treated, the tumor mass is larger, its growth fraction is low,
and the fraction of cells killed is, therefore, small. At that
point, immunological contraposition never suffices to induce
a complete regression of the tumor. Instead, a stable              endothelial cells in tumor-associated blood vessels is simply
microscopic equilibrium between cancer and immunological           too low for chemotherapy to have a significant therapeutic
activity can be attained, so the theory of immune                  impact. Alternatively, the endothelial cells might be
surveillance is plausible. Since immunity cannot induce a          protected from chemotherapy-induced cell death by high
complete tumor regression, therapy is required, but final          local concentration of endothelial cells survival factors, such
levels of immunocompetent cells and tumoral cells are              as vascular endothelial growth factor (VEGF) or various
finite, thus post-treatment regrowth of the tumor is certain       others. A third possible hypothesis is that the anti-
(13, 14). The response to therapy in drug-sensitive tumors         angiogenic effect of chemotherapy is masked by the way
depends, to a large extent, on where the tumor is in its           chemotherapy is usually administered (the long breaks
particular growth curve.                                           between drug administration that are necessary to allow the
                                                                   patient to recover from the side-effects of the MTD
Microenvironment causes. Dividing endothelial cells are            chemotherapy reduce the anti-angiogenic effects of the
present in the growing blood vessels that are found in             drugs) (16). A state of acquired drug-resistance (with
tumors and, like other normal dividing cells, seem to be           consequent "tumor-related" SD or progression of disease
susceptible to chemotherapeutics (15) (Figure 3).                  [PD]) could apparently be reversed by shifting the focus of
Elimination of these dividing endothelial cells, or of their       the treatment away from the drug-resistant cancer cell
division, would probably lead to an anti-angiogenic effect.        population to the drug-sensitive tumor endothelium (i.e.,
Moreover, as host vascular endothelial cells are assumed to        with anti-VEGF) (16).
be genetically stable and lack the diverse genetic defect
characteristics of cancer cells that lead to drug resistance,      The rule of targeted therapy towards the "microenvironment"
the putative effects of chemotherapy might be more durable         in the stabilization of colorectal cancer. A possible way to
in the face of continued therapy. Many tumors, however, are        increase therapeutic activity, reduce the level of toxicity and
intrinsically drug-resistant or rapidly acquire resistance after   generally to revert drug-resistance and stabilize cancer
showing initial responsiveness to chemotherapy regimens.           disease could be to change the pharmacological agents’
So, it would seem that chemotherapy has minimal anti-              target from the tumoral cells to the tumor’s proliferating
angiogenic effects. Perhaps the proportion of dividing             microvasculature (with more genetically stable cells),

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Pasetto et al: Stable Disease In Colorectal Cancer

Figure 2. When a CR or PR are achieved, the growth fraction decreases exponentially with time but after a brief period, it tends to grow again.

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Figure 3. Angiogenesis is necessary for tumor progression.

modifying (with no prolonged drug-free breaks) their high         endothelial apoptosis (18, 19). As a result, endothelial
dose to a continuous and/or daily, lower dose (a tenth to a       apoptosis would precede tumor cell apoptosis, and therefore
third of the MTD) with the so called "metronomic"                 the tumor regresses or is inhibited (with consequent SD),
administration (17). The anti-angiogenic properties of this       whether or not the tumor cells are resistant to the drug, and
form of administration (with consequent apoptosis of              with little or no host toxicity. The absence or reduction of
endothelial cells in the vascular bed of tumors and with          intratumoral vascularization should reduce tumor nutrients
minimization of total tumor burden, rather than complete          and oxygenation, blocking disease proliferation but not
eradication) could also be further increased by the               causing extensive tumor regression (20).
concurrent utilization of selective angiogenesis inhibitors          Bevacizumab (Avastin), the new drug introduced for the
acting at a molecular level and influencing the processes of      treatment of metastatic disease, favorably neutralizes
tumor formation and growth. Such inhibitors increase tumor        VEGF, one of the best characterized pro-angiogenic growth
cell apoptosis and inhibit tumor growth by inhibiting             factors, by blocking its ability to activate its receptor on the
endothelial proliferation and migration and/or by inducing        endothelial cells (21). In colorectal cancer, an increased

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expression of VEGF correlates with invasiveness, vascular         associated with an improved "clinical benefit" (CB) (24).
density, metastases, recurrence and prognosis. In patients        Cetuximab (Erbitux), a chimerical monoclonal antibody
with significant tumor burdens, anti-VEGF, a recombinant          highly selective for the EGFR over-expressed by 25-80% of
humanized monoclonal antibody to VEGF, decreases tumor            colorectal cancer tumors with advanced disease, induces a
blood perfusion and volume, interstitial fluid pressure, the      broad range of cellular responses in most, but not all,
number        of    circulating    endothelial   cells    and     tumors expressing EGFR (apoptosis promotion, cell
fluorodeoxyglucose uptake, thereby prolonging TTP and OS          proliferation, angiogenesis and metastases inhibition). It
and stabilizing disease more than inducing tumor regression       also enhances sensitivity to radio-chemotherapy to which
(7). It is still unknown whether targeting one factor or a        cancer cells have become resistant. In colon carcinoma, an
limited profile of factors provides meaningful antitumor          autocrine loop exists whereby ligands for the EGFR activate
activity for most patients or for only an undefined subset. In    the receptor. By inhibiting the autocrine or paracrine
the advanced disease, tumors have already activated various       activation of the EGFR, tumor cells that may typically
pathways that allow them to easily override the angiogenic        survive in their caustic microenvironment with low pH and
restriction of one inhibitor (22). A more successful              pO2 tension, may undergo spontaneous apoptosis. In this
approach could involve combinatorial strategies to target         case, this so-called "cytostatic"-targeted therapy may acquire
cells themselves (i.e. anti-VEGF plus anti- epidermal growth      a therapeutic potential, leading, not only to tumor
factor receptor EGFR), along with the stroma (that is made        stabilization, but also to tumor cell apoptosis and regression
up of endothelial, perivascular and inflammatory cells) or        because of the inhibition of critical signaling pathways (28).
with conventional therapy (cytotoxic agents acting in a           While the vast majority of preclinical data with cetuximab
synergic way but with a different mechanism). In                  alone has primarily demonstrated cytostatic activity and
combination with 5FU-based chemotherapy, which                    modest efficacy, data combining cetuximab with marginally
amplifies the pro-apoptotic effects of the chemotherapeutics      effective or ineffective cytotoxic chemotherapy have
against activated endothelial cells, but presumably not           demonstrated marked synergy with dramatic improvement
against other types of normal dividing cells (23), the anti-      in antitumor activity (29). Increased disease control (CR +
VEGF bevacizumab, improves TTP (9.0 versus 5.2 months)            PR + SD: 33.8% versus 56.3%, p=0.0032) and longer times
and OS (21.5 versus 13.8 months) (24). The addition of            to disease progression (1.5 versus 4 months, p
ANTICANCER RESEARCH 26: 511-522 (2006)

sustained inhibition of this enzyme could result in             Table I. Trials which became the basis for the U.S. and European
downstream regulation of molecular markers associated with      approval of CPT11 and Oxaliplatin as a first-line treatment for metastatic
                                                                colorectal cancer.
sensitivity and resistance to these agents. It has also been
found that thymidine phosphorylase (TP), the activating         Authors    Drugs                No. PTS     RR (%)               MST
enzyme for 5FU, and the pyrimidine catabolism enzyme                                                                           (months)
dihydropyrimidine dehydrogenase (DPD) are involved in
tumor response. Patients with low expression of all 3 of the    Saltz      IFL (with 5FU/LV       683     39 vs 21 vs 21      14.8 vs
                                                                (40)       bolus) vs                      (p=0.001)           12.6 vs 12.0
genes have significantly longer survival than those with a
                                                                           Mayo Clinic vs                 Duration            (p=0.04)
high value of any one of the gene expressions; the                         CPT11 125 mg/m2/               of response
intratumoral gene expression level of DPD is associated with               wk x 4 wks q 6 wks             (after 4-6 wks):
tumor response to 5FU (37), while high gene expression of                                                 39 vs 21 vs 18
TS (38) and TP (39) identifies non-responsive tumors to                                                   for 9 mo
5FU-based therapy. The use of more than one independent
                                                                Douillard AIO or "FOLFIRI" 387            49 vs 31            17.4 vs 14.1
determinant of response now permits the identification of a     (41)      (with infusional                (p
Pasetto et al: Stable Disease In Colorectal Cancer

Table II. Optimox trial (49).

                                                                FOLFOX 4
                                                                  until PD
                                                                     vs
      FOLFOX 7                                                     LV5FU                                            FOLFOX 7
       x 6 cycles
                                       ➝                         x 12 cycles
                                                                                                  ➝                  x 6 cycles
   Induction therapy                                        Maintenance Therapy

                                                       RR 58% vs 64% (p=ns)
                                                         PFS 9.2 vs 9 (p=ns)
                                                    OS 20.7 vs 21.4 months (p=ns)
                                TDC=PFS post FOLFOX + PFS post FU/LV if PR or SD=9.9 vs 11.3 months (p=ns)

vs=versus; PD=progressive disease; RR=response rate; PFS=progression free survival; OS=overall survival; TDC=time of disease control;
PR=partial remission; SD=stable disease; 5FU=5Fluorouracil; LV=levamisol; ns=not significant.
The OPTIMOX "stop and go" strategy is a convenient alternative in terms of costs, toxicity, PFS and OS to FOLFOX 4 administered until
progressive disease.

p=0.23), thus these findings provided no clear evidence of a           two arms. No difference was seen in the mean global health
benefit in continuing therapy indefinitely until PD. Even if           status QoL score between both groups at 12 weeks after
"intermittent" therapy in some cases leads to earlier PD,              random assignment. For most patients, the decision to
retreatment on PD, delaying the emergence of drug-                     continue on irinotecan was influenced by PD or treatment-
resistant clones and improving long-term cancer-control,               related toxicity. However, for 17% of patients in whom this
prevents a substantial detriment to survival; moreover,                decision was clinically relevant, there seemed to be little
improved QoL during periods without chemotherapy,                      benefit from continuing CPT11, though the drug was well
compensates for earlier PD.                                            tolerated without any deterioration in QoL.
   According to the authors, the actual problem in these                  A more recent and a slightly different approach is the so
patients could be related, first to the duration and                   called "stop and go". A phase III randomized study on 526
effectiveness of the induction therapy to ensure the best              patients (49) (Table II) was presented by the OPTIMOX
response; a long induction therapy could lead to drug                  trial. The FOLFOX 4 regimen administered continuously
resistance, and subsequent rechallenging could be less                 until PD (arm A) was compared with FOLFOX 7 regimen,
effective. Patients should also achieve a good response to             followed by 12 cycles of simplified 5FU/LV and later by
the rechallenged therapy. Furthermore, the time between                FOLFOX 7 reintroduction (arm B). RR was similar (58.8%
termination of the induction therapy and PD should be                  in arm A and 59.5% in arm B); median PFS was 9.2 and 9.0
relatively long in order to obtain a better response. Lastly,          months (p=0.47), and median OS was 20.7 and 21.4 months
patients out of treatment should be frequently followed                (p=0.75), respectively. Due to similar results, the arm B
until PD, in order to restart therapy quickly at the first sign        strategy appeared to be a convenient alternative in terms of
of progression. Although this trial was undertaken with a              costs and toxicity to FOLFOX 4 administered continuously
monochemotherapy (5FU or raltitrexed), similar results                 until PD. This modality should be evaluated in future trials
have also been recently confirmed with the introduction of             for those patients with prolonged SD in which toxicity and
new agents, such as oxaliplatin or CPT11 (47). Additional              cost are too high to continue the treatment until PD with the
costs and toxicity related to these drugs, can be a future             same regimen (46-50).
justification for an intermittent therapy with consequent                 A similar study conducted in 37 elderly patients (50)
delay of a second-line therapy until the rechallenged                  indicated that the use of a less toxic maintenance therapy
regimen fails.                                                         after a fairly aggressive induction therapy resulted in
   In a multicenter phase III trial (48) on 333 patients with          equivalent TTP and OS (65 weeks in arm A and 90 weeks
advanced colorectal cancer, the two policies of defined-               in arm B) when compared with a more conventional
duration versus continuous CPT11 treatment were                        treatment given until patients could not continue or had
compared. After receiving 8 cycles of CPT11, 55 patients               PD. The results of this trial are intriguing but will need to
with response or SD were randomly assigned to stop                     be confirmed in larger randomized trials before being
irinotecan (n=30) or continue until PD (n=25). From the                accepted as the new standard of care.
time of random assignment, there were no differences in                   To further increase long-lasting SD in a pathology such
failure-free survival (p=0.999) or OS (p=0.11) between the             as colorectal cancer, in which OS has recently improved

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Table III. The Popov et al. study (53).

PD=progressive disease; OS=overall survival; PR=partial remission; SD=stable disease; CR=complete remission; ns=not significant
Patients with SD and CB could be a target group for policy "to treat until PD"; patients with SD but without symptom improvement have no
benefit from further chemotherapy and in these patients treatment should be stopped sparing them from unnecessary toxicity.

with the introduction of new drugs, a different way of               PS (12 and 21 months, respectively) than in those with poor
administration of the same drugs has been studied. The               PS (8 and 10 months, respectively, p
Pasetto et al: Stable Disease In Colorectal Cancer

Table IV. Flow chart: "non responders" (only SD, from the onset of the treatment).

Table V. Flow chart: "responders" (CR or PR followed by SD).

treat SD as evidence that the therapy in question benefits                  up CB, as evidence that the treatment is promising, even
or holds promise for the treatment of advanced cancer.                      when the majority of cases of alleged benefit are SD.
Some authors combine the concepts of SD and objective                         In the Popov study (53) (Table III) on 97 evaluable
response, defining them as CB, and some press releases play                 patients whether SD with CB was associated with a benefit

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ANTICANCER RESEARCH 26: 511-522 (2006)

in survival or TTP was investigated, and no difference was         achievement of a RR. A good compromise could be obtained
detected between responders and "SD-CB" patients                   by distinguishing between "responders" or "non responders"
(p=0.24), but there was a significant difference between           achieving a SD those that are "symptomatic" at diagnosis from
responders and patients with SD without CB (p=0.0004).             those which are "asymptomatic". Patients would then be
SD-CB patients also displayed significant difference               evaluated for clinical improvement, and those with CB would
compared to those with PD (p=5.1x10–6).                            be treated until PD with the same therapy or with metronomic
   The results of this study indicate that under the category      or chronomodulated infusion, or by alternating an induction
"SD" there are two different subpopulations of patients with       therapy with a continuative therapy to prolong the responses,
quite different symptom responses and improvements in              thereby reducing the toxicity rate (Tables IV and V).
QoL as an effect of chemotherapy, different TTP and                   Currently, there is little clinical data supporting SD as an
perhaps even different survivals (60).                             endpoint or the utility of continuing treatment until PD, and
   "Symptomatic patients" at diagnosis, with subsequent SD,        useful guidelines are lacking. Common clinical practice
but who never achieve PR or CR, and CB, could be a target          varies little from the clinical trial attitude. Sometimes,
group for the "treat until disease progression" policy. Patients   therapy is stopped after two subsequently instrumental
with SD, who have not achieved PR or CR, but without               checks for SD and is re-initiated after a new PD, with either
symptom improvement, have no benefit from further                  the original therapy (in the case of relapse of at least 3
chemotherapy, so the treatment should be stopped to spare          months after the discontinuation of 4-6 months of successful
patients unnecessary toxicity. In reality, we have no data as      treatment) (44, 66), or with another therapy, However, the
to whether a different number of chemotherapy cycles in the        characteristics of this approach are still unclear. The recent
groups of patients with and without CB could lead to a bias        introduction of biological therapy, which has a better effect
in survival estimation. "Asymptomatic patients" at diagnosis,      on biological tumor cell cycles since the response duration
with SD, who are still asymptomatic after 4 chemotherapy           rather than the response is influenced, may help to resolve
courses, make up a group for which it is hard to make a            these problems. New drugs, such as bevacizumab or
decision to either continue or stop chemotherapy.                  cetuximab which have greater cytostatic than cytotoxic
   SD in "responders". A current problem is understanding          effects could therefore be useful in prolonging the positive
the duration of the responses of disease, or rather the "time      results already obtained with the cytotoxic chemotherapeutic
of SD" which elapses from the best response, PR or CR, to          agents oxaliplatin and CPT11.
PD, in "responders". Preliminary reports of SD are usually
based on short follow-up (only 8-12 weeks) and only                References
sometimes mention if and how SD is still ongoing.
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