Technology Transfer System - Handbook - Politecnico di Torino

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Technology Transfer System - Handbook - Politecnico di Torino
Technology Transfer
     System

    Handbook
Technology Transfer System - Handbook - Politecnico di Torino
Technology Transfer System is a new vision that was born
    in 2017 within the Politecnico di Torino as a response
    to the matured awareness of the complexity of the techno-
    logy transfer processes and the importance of promoting
    the results of research. These results are obtained in a con-
    text that links the University with several players on the
    outside, in a phase of deep changes that involve society,
    companies and research.
       Technology Transfer System comprises different inter-
    dependent areas linked to the technology transfer process.
       Innovation, knowledge transfer, transparency and
    openness toward the territory are just a few of the keywords
    that feature in this new vision. It is a complex system
    that bases its value on the importance of a multidisciplinary
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    and sharing approach to generate a tangible impact on
    society. It is an exchange of skills, a knowledge system to
    support people, the territory and companies in a dynamic
    and innovative way.

    Giuliana Mattiazzo
        Vice Rector for Technology Transfer
    Shiva Loccisano
        Head of Technology Transfer and Industrial Liaison Area

    trin@polito.it                                       Politecnico di Torino
                                                         Corso Duca degli Abruzzi, 24
    +39 011 090 6317                                     10129 Torino – Italy

    polito.it/imprese                  knowledge-share.eu                 eic.polito.it/blog/
Technology Transfer System - Handbook - Politecnico di Torino
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Technology Transfer System - Handbook - Politecnico di Torino
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Editorial

                                                                                              5
The meaning Politecnico di Torino gives to Technology Transfer is that of an activity
that can link Research to Innovation. Through it, Politecnico works to transform
the knowledge generated by public research into technology, meant as “skill, ability
in doing”, so as to have a real impact on Society and Economy.
     In the following pages of this Handbook we would like to introduce Politecnico’s
Technology Transfer model, explaining its parts, method and activities carried out
at various levels. In the Record section we illustrate the results obtained during the last
10 years and provide a picture of it today.
      This publication is a tool to simplify the external understanding of the system that
has thus derived from it. We will cover topics such as:
— Protection, development and marketing of intellectual property produced by
     research, in order to exploit the knowledge generated, make it widely available
     to all and mitigate the increasing divides that appear today.
— Specific training for the growth of an entrepreneurial culture amongst teachers,
     researchers and students of all levels. Politecnico has indeed activated specific
     courses and has introduced international programs in which students are allowed
     to develop their ideas in an interdisciplinary and truly innovative way.
— Funding of PoC (Proof of Concept), in which the University acts as investor in
    “market failure” conditions with the objective of creating the right ones to trans-
     form research results into artefacts that may be subject to further developments,
     thus mitigating the risk that they will not be used.
— Support in the establishment of spin-offs based on research results, with a partic-
     ular focus on those originating from the PoC program. At Politecnico, the poten-
     tial founders of the spin-offs are aided with the creation of conditions that may
     easily enable their birth and growth, such as the achievement of an adequate level
     of maturity of the technology, support in the creation of IP, access to necessary
     professional skills. Starting from these conditions, and also thanks to the
contribution of I3P, Politecnico di Torino’s Incubator of Innovative Enterprises,
          it becomes easier for investors to effectively support the incipient spin-offs.
    — Continuous exchange with medium-large enterprises, aimed at the use of research
          results and collaboration with the spin-offs. Therefore, Politecnico accepts chal-
          lenges, from these, to solve tangible problems that originate from the true need
          to innovate in the areas of company activity, whilst offering the spin-offs opportu-
          nities to develop.
    These initiatives derive from the institutional role that Politecnico covers and from the
    tools with which it has equipped itself to do so in a modern way. In line with the indi-
    cations in the Horizon 2020 Strategic Plan, inspired by the Horizon 2020 Program of
    the European Commission, Politecnico considers “knowledge sharing” to be an “indis-
    putable strength” that is necessary to generate and empower technology transfer
    processes.
         The so called “Third Mission” is now acknowledged as an institutional activity that
    is strategic to the contribution by Universities (and solely possible to these) to the social,
    cultural and economic development of Society. Within this context, Politecnico has
    developed the technical background and the skills to converse with the outside world,
    and it is capable of providing adequate responses to the issues and needs addressed by
    the social and economic system.
          Today’s and the near future’s challenge regards the evolution of Technology
    Transfer, that is shifting from a traditional “inside-out” paradigm to a knowledge sharing
    system in which the “outside-in” aspects are also taken into consideration, as they
    revolve more around the needs of companies and public institutions.
          Politecnico is promoting this shift, as it registers the first handover of the role
    as Vice Rector. The project line is thus confirmed, with the will to consolidate the over-
    view on the promotion of the results of research and on the sharing of knowledge in
    various forms, which, as we will see further on, involves many players both within and
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    outside the University, hence creating the Technology Transfer System. As pointed out
    by the new Rector Guido Saracco, we must “accomplish our mission on technology trans-
    fer in harmony with the other industry players ( functional entities, incubators, local and
    international entrepreneurial fabric), each one according to their specific characteristics.”

        Prof. Giuliana Mattiazzo, Vice Rector for Technology Transfer
        Prof. Emilio Paolucci, former Vice Rector for Technology Transfer
Contents

           Editorial                      5
 Technology Transfer System               8
Protection of Research Results            11
        www.knowledge-share.eu            12
    The Maturity of Early Technology      12

              Spin-off                    15
                    IPR                   15

                                               7
       Increase of Technology TRL         15
       Business Idea Development          15
        Investors and Companies           16
    Team, Multidisciplinarity and PhD     16

  Student Entrepreneurship                17
         Innovation for Change            17
     European Innovation Academy          18
 Contamination Lab & Innovation Kitchen   18
              c.lab Torino                19

      Industrial Relations                20
         Partnership Agreements           20
             Techshare Day                21
              Broad P.I.T.T.              21

             Glossary                     23
       Italian Translation                25
            Colophon                      35
Technology Transfer System
                                           The Technology Transfer ecosystem

    Politecnico di Torino’s Technology Transfer System         so called TRL scale (Technology Readiness Level),
    has the objective to promote and enhance – par-            which measures the rate of technological maturity
    ticularly outside the university – the results of excel-   from level 1, documentation on the basic princi-
    lence in research carried out within the University.       ples, to level 9, equivalent to a technology release
          The activities carried out by the University, in     and start of production.
    this direction, have defined a model based on the               TTS activities are therefore allowing: the
    sharing of knowledge and its translation into skills       involvement of talents such as teachers, research-
    and innovative technologies made available to              ers and PhD students; a robust IP status; the sup-
    society, under the name Technology Transfer                port of early stage technologies to defend them
    System (TTS). The knowledge system can be sum-             from “market failure” risks; the establishment of
    marised as a set of good practices and involvement         important collaborations with businesses; the
    of various players, internal and external to the uni-      attraction of strategic investments; the engage-
8

    versity, and it is based on three areas of action:         ment of institutional and private stakeholders; and
    — knowledge generation and entrepreneurship                finally an impact on society and the territory.
          training                                                  Since 2014, with the adoption of the Strategic
    — technology development                                   Plan, Politecnico has invested and created an
    — transfer to industry and society.                        organizational structure that has enabled increas-
          Each area can be matched to a stage of the           ingly effective Technology Transfer activities. The
    inventive idea’s progress as it changes into a tech-       excellence reached by the University in terms of
    nological prototype and matures to find a tangible         quality of the Research and the requests coming
    application. Like the cogs of a complex mecha-             from the industry, with the impending issues
    nism, the internal activities of each area have an         related to Industry 4.0, have called for a more con-
    influence on the others and are in turn influenced.        sistent approach to the management and exploita-
          The areas are not rigidly separated and they         tion of intellectual property.
    cannot be. They mutually interact in an intercon-               The steps were:
    nected and non linear process, working on differ-          — the establishment of the institutional figure
    ent planes, timing and directions (the return to                of the Vice Rector for Technology Transfer,
    point zero is indeed at the base of a successfully              not provided for until then;
    applied scientific method).                                — the creation of the TRIN Area (Technology
          The Technology Transfer initiatives are by                Transfer and Relations with Industry) seen
    definition innovative and multidisciplinary.                    as a modern evolution of the Office for
    Together they create profitable overlaps that bene-             Commercial Agreements and Technology
    fit the whole system, by using different tools, such            Transfer;
    as: protection and enhancement of Intellectual             — the establishment of the Interdepartmental
    Property Rights, entrepreneurship training, Proof               Laboratory for Technology Transfer (LabTT),
    of Concept funding, aid in the setup of innovative              an operational liaison with the inventors;
    spin-offs, strategic business and financial relations.     — the presence of the LabTT Steering
          Each of these tools is aimed at increasing the            Committee, the governance body that is –
    value of the technologies subject to transfer on the            at various levels – an expression of all the
University, from the Board of Governors            that deal with TT. It is composed of:
      to the Departments;                                — the Vice Rector for Research;
 — the creation of the Entrepreneurship and              — the LabTT Director (i.e. the TT Vice Rector);
      Innovation Center (EIC), focused on                — the members of the BoG;
      research issues linked to entrepreneurship         — the TRIN Area Director;
      and innovation;                                    — the Research Area Director;
 — the coordination of the activities of the Patent      — the Department delegates.
      and Spin-off Committees.                           An even greater effectiveness of the TT’s general
 The strong peculiarity of the new organisation is       coordination is guaranteed by the fact that
 that within each body that deals with technology        several members of the Steering Committee are
 transfer, there is a mix of different figures that      also part of the Patent and Spin-off Committees
 guarantees a constant connection across various         of the University. Once again the flows of informa-
 levels of the University (institutional, academic,      tion have shared meeting points, thus favouring
 research, administration, management). Hence an         an approach and matching between the visions of
 all-round involvement and a constant sharing on         the internal institutional processes, on the one
 the technology transfer issues, including the           side, and the needs of companies and enterprises,
 Departments and their fundamental contribution          on the other.
 in terms of research generation.                             From an operational point of view the TRIN
      From a governance point of view, the LabTT         Area (Technology Transfer and Relations with
 (Interdepartmental Laboratory for Technology            Industry) oversees all the phases that have to do
 Transfer) Steering Committee is not only the body       with sharing and distribution of technology,
“politically” steering technology transfer opera-        from base research until its industrial/commercial
 tions, but it is also the subject that represents the   application. It deals with the administration, pro-
 liaison across the different University functions       motion and management of the projects, taking

                                                                                                               9
                Knowledge                                                    Technology
               development                                                  development

                             Research                                                    Patent
                             and Education

     Idea                                                         Proof
                                                                  of Concept

                 Business                                                     Network
               development                                                  development

                             Spin-off                                                    Dissemination
                             AdP                                                         of results
                             Licensing

     Market Discovery                                             Knowledge Share
     and Assessment
care of the development of patents and spin-offs,           The Entrepreneurship and Innovation Center
     pursuing Partnership agreements with companies         (EIC), established within TRIN, is mainly made up
     deemed to be strategic, managing relations with        by subjects with management skills, and is open
     industry and the territory, organizing the manage-     to the contribution of other departments. Its work
     ment services for the technology transfer.             is based on the research on technology transfer
          With their MSc or PhD qualifications LabTT’s      issues, innovation and entrepreneurship.
     Knowledge and Technology Transfer Managers             Furthermore it deals with the promotion of train-
     (KTTMs) work within it, and with their technical       ing events. It represents the closing of the circle,
     background, they represent a first reference and       because it allows the determination of evi-
     figure of exchange for teachers, researchers and       dence-based policies that are useful to TT offices
     students who intend to develop a business idea or      to make their operations more efficient.
     who require a consultancy regarding IP.                     Overall, there are roughly 40 people actively
          The TRIN Area and LabTT have an organiza-         involved in technology transfer, including profes-
     tional model based on matrix interactions: TRIN        sors, doctoral students, researchers, legal, adminis-
     manages the single issues, vertically and based on     trative and research fellows. There are roughly ten
     specialisation, while LabTT goes across them           people that are employed in the TRIN Area, and
     during the natural evolution of the work cycle, in a   about as many as LabTT staff.
     shared and transversal way. The LabTT KTTMs                 We therefore talk about Technology Transfer
     oversee the single projects, exchanging views at       System because we have become aware that we
     every stage of the process with the administrative,    have built a system that is capable of transferring
     management and legal personnel at TRIN: the            knowledge, of interacting with other players on the
     result is a constant multidisciplinary vision of the   territory and of generating a virtuous ecosystem
     entire process.                                        which can attract talents, businesses and investors.
10

                                                       TTS
                             TRIN                                              Lab TT
           Director                                           Director
           Staff                                              Steering Board:
           Administrative staff, Legals, Economics            Academics representing the eleven resear-
                                                              ch departments, delegates from the Board
                                                              of Governors and key administration heads.
               Administration, promotion and
                                                              Staff – Knowledge and Technology Transfer
               project management
                                                              Managers:
                                                              MedTech Area
                                                              Energy Area
               Partnership Agreement and                      Chemistry and Material Sciences
               Industrial Liaison                             Management Area and Production
                                                              Architecture and Cultural Heritage
                                                              ICT – Electronics Area
                                                              Communication Area
               Development patents and spin-out
               (commissions)

                                                                                 EIC
                                                              Director
               Management services for TT                     Staff
                                                              Professors, Researchers, Alumni
Protection of Research Results
                                      Inventions, Patents and other IP

As indicated in the University Regulations regard-       the University and the remaining ones are jointly
ing Industrial and Intellectual Property, one of         held with organisations or businesses.
Politecnico’s objectives is to “enable the patenting           The TRIN Area is the organisation in Politecnico
and filing of the University’s research results” and     that, amongst other activities, supports and provides
to “enhance the University’s research results,           consulting services to inventors, following a fully
through the promotion of activities that may also        consolidated process. As explained previously, the
entail their capital exploitation”.                      first figures to liaise with the inventors are the
     To this end, the protection of the inventions       Knowledge and Technology Transfer Managers
and other IP created during research activities          (KTTMs). Thanks to their technical background,
allows for innovation and social impact by also          the KTTMs allow the academic world to relate
generating economic resources that can be reused         with the administrative, legal and economic areas.
for training, research and technological develop-              The first step that the KTTM approaches,
ment activities. This is therefore a virtuous mecha-     when the inventors propose their Research output,

                                                                                                                  11
nism for the use of public funds.                        is to verify whether the “finding” can be protected,
     It is thus obvious that IP is not only essential,   i.e. if it has the necessary requirements of novelty
but represents the pivotal, starting and finishing       (it has never been presented to the public), of
point of all Technology Transfer activities.             inventive step (it must not be considered obvious
     All this is possible because, in very general       by an expert of the sector) and of industrial appli-
terms, a patent is an agreement between the              cation (it must be industrially exploitable).
inventor and society. The latter makes a commit-               Once these requirements are met, the search
ment to provide the former with a temporary              for prior art commences, i.e. a verification made to
monopoly of the invention to be able to exploit it       learn the state of the art in a specific technological
commercially provided the inventor reveals how           sector and to check whether there are any similar
he or she has achieved the invention. An incentive       products on the market or other patents that may
is therefore guaranteed to share with everybody          hinder the finding’s patentability.
the knowledge, which may benefit society.                      Once the negative result has been verified
     By setting up a robust protection and man-          with the prior art search, the inventors must com-
agement of IPR (Intellectual Property Rights), the       plete a “disclosure form”, the document requesting
University is certainly able to protect the results of   the filing/registration that contains, among other
academic research, to take up an advantageous            things, a detailed description of the characteristics
role in terms of development and marketing of the        of the invention and other information (other
underlying technologies, and to have access to           potential inventors and the inventors’ inventive
immaterial assets that become the object of col-         attribution in percentage, whether the invention
laborations with its partners. For this reason,          originates from free or paid research, potential
the researchers at University are called to report       joint holding by businesses or organisations, the
the new results of their Research so they can be         TRL, the reference target market, existing compet-
correctly protected and promoted. At the moment,         itors, etc.). The disclosure form is used to have the
the managed portfolio consists of 270 active pat-        largest possible amount of information to show
ents, which constitute 150 active patent families.       the Patent Commission, Politecnico’s body whose
Overall, 60% of the patents are fully owned by           job is – amongst other things- to takes decisions
on the request to file and/or extend patents and               The starting point which brought about
     on the maintenance of patents and registrations          Knowledge-Share was to overcome the difficulties
     in the years after the initial filing.                   Italian universities face in adequately promoting
           If the Patent Commission decides in favour         their research results. The solution brought up by
     of a patent filing, the writing of the patent appli-     Politecnico was the creation of a platform that
     cation in the forms required by law and the suc-         could act as a showcase of patents coming from
     cessively filing is assigned to an expert consultant,    public research. This made it possible to put on
     a so called “patent attorney”.                           the market, and more in general into society, the
           It is important to note that for a correct pro-    assets of intellectual property of Universities and
     tection of intellectual property it is necessary to      Research Centers, thus obtaining three important
     file the patent before publishing the research           results: to generate a real social and economic
     results. This way, there is no invalidation of the       impact at a national level, in accordance with the
     principle of novelty, which is a necessary require-      objectives of the “Third Mission”; to provide a tan-
     ment to file a patent application.                       gible support to (not only) Italian businesses to
           Following the filing, a lapse of 18 months         accelerate their innovation processes; to allow uni-
     passes, during which the patent is secret: this          versities to obtain an economic return to be re-in-
     means that the technology is not immediately of          vested in new technology transfer activities.
     public domain, but it will be after 18 months.                 Just as Knowledge-Share’s pay-off claims,
     This time lapse is provided to consider whether         “We share knowledge”, the portal’s goal is to
     to “extend” a patent (its filing) also in other for-     become the meeting point with the excellences in
     eign countries, but also to provide a competitive        scientific know-how developed by university
     advantage to the holder of the patent or to con-         research and Research Centers, that can have tan-
     solidate his or her advantage, for example to fur-       gible applications. This matching mechanism
     ther develop the invention, to negotiate agree-          allows to act effectively by putting into direct con-
     ments with companies, to start the industrial            tact research groups with businesses and other
     production, etc.                                         public organisations, and by making these patents
                                                              quickly available.
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                                                                    The website allows to search the various pat-
                www.knowledge-share.eu                        ents according to several criteria: the name, the
            The patent showcase of Italian research           University or Research Center it comes from, the
                                                              area of application, the events at which they were
     The Knowledge-Share platform, which was                  shown. Once a patent of interest has been found,
     strongly backed by Politecnico di Torino, is a fur-      the related page explains in an informative and
     ther important milestone that the University             non-technical language what the applications,
     has set in its strategy of knowledge sharing and         uses and characteristics might be, and the benefits
     the consolidation of its leadership regarding            deriving from the adoption of the technology.
     Technology Transfer.                                     There is also information on the inventors, and
           The concept of Knowledge-Share, which ini-         it is possible to download a “marketing annex”, i.e.
     tially had the support of Intesa Sanpaolo, during        a sheet that contains the basic information on
     its first phases foresaw the definition of the pilot     the patent, conceived to be a functional and brief
     project and the standard based on Politecnico’s          communication tool. The website also hosts
     IPR portfolio. Subsequently, a second model arose        information on the world of innovation, and, in
     to become an inclusive platform open to all Italian      the event of specific events where patents are
     universities, with the involvement of Netval (the        shown, companies can register and book one-to-
     Network for the Valorization of Public Research),        one meetings with the inventors.
     which relaunched the proposal addressing the
     Technology Transfer offices of its members (more
     than 60 among Italian universities and public                 The Maturity of Early Technology
     research centers). Thanks to Netval the platform               The Funding of Proof of Concept (PoC)
     has had a tangible boost in terms of participation:
     there are now over 20 universities and public                One of the large obstacles that public research
     research centers on Knowledge-Share, with an            faces is the fact that, albeit consistent in quality
     aggregate portfolio of more than 200 patents            and quantity, it seldom manages to be developed
     with a trend for growth.                                sufficiently to reach an opening into an industrial
application – a phenomenon known as the                 with the obligation to take part in a week of train-
“European Paradox” because of its frequency at           ing on IPR issues before the start-up, allows
 a European level.                                       to promote an entrepreneurial culture especially
      A “new” technology in fact, although pro-          among young researchers and to provide eco-
 tected from an intellectual property point of view,     nomic and legal skills to inventors to approach
 goes through a delicate and critical moment             the market.
 until it manages to demonstrate it is valid and              Another specific characteristic of the PoC is
 functional, and can successfully overcome               the collaboration with companies since inception.
“market failure”.                                        In the various commissions for the evaluation of
      This phase is defined by literature as “death      the projects there are, according to the industrial
 valley”, because of the lack of funds both by uni-      area: an entrepreneur, a professional investor
 versities and public organisations, and by compa-       (both knowledgeable in technology) and a mem-
 nies and investors. The public sector, particularly     ber of the LabTT Steering Committee, with the
 in Italy, still has no sufficient and adequate finan-   supervision of the Vice Rector for Technology
 cial tools for such a phase that comes immediately      Transfer. This allows to share very different points
 after Research; the private sector instead is hesi-     of view and sensitivities on each project, thus
 tant to invest on early stage technologies that have    offering useful advice and thoughts to reflect upon
 not yet demonstrated that they work.                    in each project team.
      To partially solve this problem Politecnico             The elements subject to evaluation are: the
 di Torino, the first university to do so in Italy,      project per se (in other words the possible increase
 adopted and established a Proof of Concept (PoC)        of the TRL rate and the related increment in
 funding. This is a strategic tool to promote the        value), the team composition, the potential of tech-
 development of patented technologies and their          nology, the budget and the interview with
 advancement on the TRL scale (Technology                the Commission.
 Readiness Level), the parameter that evaluates               The first three calls financed for the PoC bid
 the maturity of a technology according to a series      (the first in 2016, the others in 2017) show very
 of indicators that go from 1 (the basic principles      positive results and confirm the University’s cor-

                                                                                                                 13
 are documented) to 9 (the technology is released        rect choice to act when there is a “fragility” phase
 and industrial production is started). Typically,       in the technology: 1.1 million Euro allocated, 32
 technologies held by universities have scale values     technologies financed, 118 researchers involved,
 ranging between 2 and 4.                                and an average increase of TRL of 2 points (by cal-
       More specifically, a PoC entails a funding        culating an average TRL of 3.3 and 5.4 respectively
 of limited proportions, up to 50,000 Euro, which        at the beginning and at the end of the PoC).
 is given under certain conditions. First of all it           So thanks to PoC, Politecnico intends to fill
 cannot go to new research activities, but to results    the gap between the research results and the
 that have been identified and on which the              industrial application, and in doing so it becomes
 University has the related intellectual property.       a proactive investor hence obtaining a series
 Since the main objective of the PoC is an increase      of benefits: a deal flow of technologies that, after
 in the TRL, the goal to be reached is the construc-     the PoC, will be closer to the market and to the
 tion of prototypes or demonstrators: these must         investors; the offering of an important support for
 allow to reach pre-established performance              the start of spin-offs that can count on technolo-
 thresholds through measurable results within a          gies that are for a better part already validated and
 maximum period of 6 months. Another crucial             capable of attracting new funding; the involve-
 point is the composition of the team that manages       ment across the board of all the University and of
 the project: the project must be led by a Professor,    the Departments, together with a qualified net-
 as Project Manager, but must include at least           work of entrepreneurial individuals.
 a person aged under 35. This element, together
TRL 1
     The basic principles are sworn and documented.
     The research moves the first steps from
     the base to the applied one. Level 1 is that
     of scientific papers.

                                                                              TRL 2
                                                        Formulation of principles that support the
                                                        applicability of an invention. Close to filing
                                                        a patent.

                           TRL 3
     Research demonstrates the feasibility. Research
     and Development can start. The concept
     is proved with a simulacrum that reproduces
     the analytical expectations.

                                                                              TRL 4
                                                        A low reliability prototype can be built to de-
                                                        monstrate the technology and its function
                                                        in the laboratory.

                           TRL 5
     The laboratory prototype is presented and
     predefined in a vast system context.
14

                                                                              TRL 6
                                                        The technology is demonstrated with an engine-
                                                        ering prototype in a widely relevant context.
                                                        The bill of materials, if applicable, is indicated.

                           TRL 7
     The prototype is executed in controlled situa-
     tions (cold test) and the production tests
     (on-plant) are finalized and will be definitive.
     The bill of material is satisfied. The costs of
     the materials are defined.
                                                                              TRL 8
                                                        The prototype has proven to work in its final
                                                        form and under the expected conditions.
                                                        In almost all cases, this level represents the
                                                        end of the development process.

                           TRL 9
     Technology is released, the product is in pro-
     duction, material costs and transformation are
     consistent with expectations.
Spin-off
                             The birth and development of innovative enterprises

One of the fundamental activities of technology                                    IPR
transfer is to support the creation of spin-off
enterprises.                                              You have a starting point once research produces
     Up to now roughly 50 have been established,          as a result technology that has been protected
20 of which are active.                                   in terms of intellectual property. Even if the tech-
     The Politecnico Regulation defines “spin-offs        nology is at a level of basic principle claims,
of Politecnico di Torino as public or limited liability   an accurate management of the IPR in this phase
companies that have the statutory enterprise pur-         guarantees whoever hold the rights a future
pose of using the research results in an innovative       competitive advantage in terms of valorization and
context, i.e. the development of new products and         marketing of the technology.
new services, deriving from research activities car-
ried out within Politecnico”. It is therefore a matter
of establishing a corporate legal entity that, start-              Increase of Technology TRL

                                                                                                                 15
ing from the results deriving from research carried
out within Politecnico, wants to make an entre-           The maturity of technology and its validation
preneurial use of it or develop further products          come at the immediately successive step.
and services. The difference with respect to the          Technology Transfer System makes it possible
term “start-up” therefore lays in the fact that the       thanks to the funding of the Proof of Concept –
innovative business idea brought to the company           PoC (see p. 12), conceived by Politecnico with
derives from university research or that teachers,        the specific aim to support the development
researchers or students of any level are part of the      costs of a prototype and/or demonstrator of
shareholding.                                             a technology whose intellectual property is held
     The entrepreneurial spirit and the capability        by the University.
of the people to work together are critical factors
when the decision is made to found a company.
     With this in mind, TTS’s tasks are, firstly, to               Business Idea Development
develop and promote an entrepreneurial culture;
then, to prepare the conditions for an adequate           The design of the business plan has to occur after
birth of entrepreneurial initiatives and, successively    a careful analysis that summarizes the strategies,
to make young innovative companies grow until             the objectives and the economic-financial program-
they are capable of standing on their own legs.           ming to be reached, by correctly determining
     The process includes a few essential passages        the markets and the related business models. In
that, once again, do not follow a linear path             this moment, one can, for example, decide
and can mutually influence each other. It must be         whether the path to follow is the birth of a spin-
noted that it is possible that at any instant the         off or the creation of value through the sale or
evaluations made and the decisions adopted can            licensing of IPR.
determine the continuation, the reconsideration
or the abandonment of the initial project.
Investors and Companies                             The composition of the spin-off team is,
                                                               objectively, one of the most critical stages of the
     At this stage of the process the technology has           process, because the different souls and perso-
     been protected with a patent, it has demonstrated         nalities of the enterprise need to be identified and
     its validity as a prototype and a value proposi-         “mixed”.
     tion derives from it. It is therefore possible to meet         Doing this implies following three criteria.
     investors and companies to obtain further funding,        The first is the addition of PhD or doctoral stu-
     opportunities for development and/or industrial           dents amongst the founders. Their technical
     application, or a valuation on the business outlook.      and specialist background allows them to supply
     Often the shareholding nucleus that will be grow-         a high added value, that intersects the second
     ing the project is already established. In some           criterion: within the staff there must be individu-
     cases the investors may propose the addition of           als with different skills deriving from various
     further figures within the young enterprise, so           disciplines. The challenges and the issues that the
     as to fill in any skill gaps in specific areas.           team will necessarily have to face and overcome
                                                               require a strong and varied multidisciplinary and
                                                               an across-the-board nature: this helps aggregate
          Team, Multidisciplinarity and PhD                    and exploit different skills and knowledge, allow-
                                                               ing the team to have a wider scope of vision.
     The entrepreneurial spirit and the capability             Finally, a further criterion that we try to enact is
     of the people to work together are crucial when           to actively involve teachers in the founding of
     the decision is made to build a company.                  spin-off enterprises. As highlighted previously by
     Politecnico proposes students, researchers and            reference literature, their impact is more signifi-
     teachers a wide range of initiatives that aim to          cant in terms of performance in the success of the
     develop and promote an entrepreneurial culture,           enterprise, when their contribution is based on
     thus enabling structured courses toward the               mentorship rather than on executive or manage-
     creation of a business.                                   ment functions.
16
Student Entrepreneurship
                               Projects and opportunities for future innovators

There are many initiatives put in place by Politecnico   provide them with advanced technologies, know-
over the last years that have entailed students in       how and intellectual property, create a connection
structured courses for entrepreneurial training and      with leading companies and institutions. In other
start-up. Before providing support to the technology     words, make technology respond tangibly to the
transfer activities, Technology Transfer System          needs of society: this is the meaning of Innovation
involves students in programs that might help them       for Change.
translate their innovative ideas into enterprises             Since it deeply believes in this idea, Politecnico
with a high technological content such as start-         di Torino, together with the Business School
ups and spin-offs, with the acquisition of know-         Collège des Ingénieurs Italy and with IdeaSquare,
ledge and skills necessary to move with agility          CERN’s organisation dedicated to interdiscipli-
through the entrepreneurial dynamics of the cur-         nary R&D projects, organizes an innovative entre-
rent industrial phase.                                   preneurship kick-start program that lasts five
     Whether they be specific study courses, hack-       months, and is based on teamwork and the contri-

                                                                                                                   17
athons, prototyping bootcamps, weekly programs           bution of different skills to solve global reaching
or monthly projects, the various activities are          issues (such as health or nutrition).
based on several base principles.                             During the five months, the participants,
     The first is the application of the “learning by    selected amongst students with a high level tech-
doing” method, the tight relationship between            nical background, are divided into teams accord-
teaching and practice that alternates moments of         ing to multidisciplinary and transverse criteria,
theoretical training with more operational ones          and they face challenges proposed by internation-
within companies, maker spaces or group work             ally renowned companies or organisations, to
sessions. Students can hence practice and experi-        find innovative solutions. Once they have under-
ment hands-on what they have acquired in class.          stood the challenge specifics and have determined
     The second concerns teamwork, which must            the issues to be tackled, the teams are overseen
occur following a correct mix of technical skills that   by their respective stakeholders to receive the
must touch sectors across the board. The aggrega-        most relevant indications in the chosen sectors.
tion and exploitation of different skills and knowl-          As an operational support to the participants,
edge allows the team to have a scope of vision that      between training and group work sessions held
is wider and, in the medium-long run, a winner.          in Turin and Geneva, various resources are made
     Finally, it is fundamental that all work be         available, by Politecnico and CERN, in the form
carried out under an adequate mentoring which            of access to research, patents and technologies,
includes teachers, entrepreneurs, investors and          next to the involvement and supervision of teach-
professionals from the various national and inter-       ers, scientists and experts.
national reference sectors.                                   The students are furthermore supported by
                                                         the Alumni of the Politecnico and the Collège des
                                                         Ingénieurs Italy, who have become entrepreneurs
            Innovation for Change                        or work in large industrial groups, and can offer a
 Win global challenges with multidisciplinary skills     more operational point of view on the business side.
                                                              At the end of the program there is a Demo
To face global issues, involve young talents,            Day, during which the teams show the results of
their work to a panel of selected judges of entre-       directions unwanted or not needed by the market.
     preneurs, investors and institutional figures. After     The process generates a scalable business model
     a pitch and a presentation of their prototypes,          and a precise marketing strategy to approach the
     they can demonstrate the validity of their idea and      market.
     how they have managed to add value to the tech-               The third and last week is dedicated to start-up
     nological aspects to obtain an impactful innovation.     funding strategies. To do so, the teams must first
          To provide continuity to such an experience,        learn the various aspects of intellectual property
     a few of the young students that take part in            protection that allow to have and consolidate a
     Innovation for Change are selected to take part in the   competitive advantage. The next step is learning the
     European Innovation Academy, where they will have        main financial indicators to be placed in the plan
     to bring as an endowment the start-up they have just     and in the budget, next to building a specific strat-
     come up with, to develop it and make it grow.            egy to obtain the funding. Finally, there’s the prepa-
                                                              ration and execution of the final presentation pitch.
                                                                   At the end of the three weeks the best projects
            European Innovation Academy                       are shown to a jury of professional Venture Capitals
               From idea to start-up in 3 weeks               and the most interesting are funded by the investors.
                                                                   Undoubtedly the existence of a similar event is
     For 3 weeks, during the summer, Politecnico brings       an opportunity for an enrichment like no other in
     to Turin hundreds of students from universities          terms of skills and knowledge acquired, of interna-
     all over the world, making the city the internation-     tionally relevant networking and the chance to
     al capital of innovation. During this period, there      cross over and develop ideas that would otherwise
     is the largest student entrepreneurship accelera-        not be able to emerge. This is true non only for the
     tion event in the world, the European Innovation         participants, but also for the territory that hosts
     Academy (EIA): in a truly international environ-         the event and its players (institutions and busi-
     ment, students work under the daily mentorship of        nesses) as they are involved for nearly a month at
     university teachers, entrepreneurs, sector profes-       the core of a development and innovation system.
     sionals and international venture capitalists, mostly
18

     from Silicon Valley. The goal is for the participants
     to propose a business idea of theirs, to transform       Contamination Lab & Innovation Kitchen
     it into a company ready to go to market, by using        An informal environment for new ideas and prototypes
     tools and methodologies structured according to a
     very specific format, based on multidisciplinary         CLIK was created in response to Politecnico’s need
     teams and predefined work sessions. The edition          to provide students with a new educational approach
     held in July 2017 saw 500 students from over 60          that can create a contamination between state-of-
     universities of the world and the contribution of        the-art research, innovative ideas and transverse
     70 mentors, 40 speakers and 10 venture capitalists.      skills. As is the case in many foreign settings, where
          During the first week the young entrepre-           similar spaces exists, Politecnico decided to invest
     neurs-to-be must create a team of 5-6 members            in this activity by renovating historical premises
     according to the multidisciplinary principle. Each       that for decades had hosted the University’s data
     team must include specific and differentiated            center, refurbished according to a project by the
     skills, according to the roles foreseen in the future    Department of Architecture and Design.
     start-up, such as the development of software,                The Laboratory is therefore proposed as a
     data science, business development design and            place in which students can experiment and put
     others. Once the team has been created, the best         into practice what they have learnt during their
     ideas need to be picked out, and a selection must        lectures, in an informal environment that pro-
     be made of the one whose value proposition is            motes a spirit of creativity and collaboration.
     potentially disruptive and that needs to be devel-            The activities within CLIK involve as mentors
     oped, focusing on a problem for which the market         both individuals from within the university, like
     or society needs a solution.                             researchers, and expert individuals from various
          During the second week a basic version of the       professional sectors outside it: to share their
     product is produced, according to the logic of           experiences and skills with the students, in a space
     the Minimum Viable Product, which aims at ena-           that may allow the young ones to stimulate their
     bling functionality preferred by the consumer            creativityandenabletheencounterwithdifferentknow-
     and at avoiding the use of time and resources in         hows, as ingredients that are the foundation of in-
novation and of potential entrepreneurial projects.     that, not unlike the creation of CLIK, are at
      By providing state-of-the-art tools for maker      the base of c.lab TORINO, the first and only
 and prototyping activities, CLIK offers the chance to   Contamination Lab in Italy as a result of a collabo-
 promote educational projects, organise student com-     ration between two Universities.
 petitions and hackathons, and can host events cre-           With an overall allocation of around 900,000
 ated in collaboration with other Contamination Labs.    Euro (300,000 Euro of which – equal to the
      An important point of distinction for CLIK is      full amount requested – obtained from the MIUR
 the fact that it is a channel open to society and       (Ministry of Education, University and Research),
 industry, with which it can generate synergy and        and nearly 600,000 Euro co-funded by Politecnico
 develop projects linked to the territory. Through       di Torino and Università di Torino), c.lab TORINO
 the lab one can propose to the students, or collect     is placed among the 16 winning projects selected
 from them, some of the tangible challenges              out of 68 candidates from Universities all over Italy.
 of everyday life or those linked to industrial pro-           Politecnico and Università both replied to
 cesses. The “challenge-driven” approach acts as         the funding bid issued by the MIUR by presenting
 a stimulus for the lab’s activity and it was chosen     a single project, with the objective of involving
 because on one side it responds to the needs for        the two universities as much as possible for the
 innovation that companies are facing in the incipi-     benefit of the city and territory. c.lab TORINO
 ent Industry 4.0, and on the other it helps to drive    wants to be a place of meeting and sharing of know-
 the birth of start-ups with a technological DNA.        how that creates value for students, society and
      The entrepreneurial training, although in a        the industrial fabric of the city. In order to transfer
“light” version, is in fact one of the themes that the   knowledge and the results of research to society
 CLIK regulars approach, often for the first time.       and industry, contamination between various
 The ideation of a solution to a problem is taught       disciplines is key to connect the ideas and innova-
 through team work, as is the subdivision of tasks       tion capabilities of students with the requests
 based on skills, and the development of a techno-       coming from the industrial and economic world.
 logical prototype, to demonstrate its validity and           As is foreseen by the inter-university joint
 to tell the business idea’s story.                      project, the main seat of c.lab TORINO is in Via

                                                                                                                   19
      In line with this vision, CLIK was inaugurated     Verdi, in the heart of the city. In a location that
 in September 2017 with the organisation of a hack-      was purposely refurbished, more than 100.000
 athon with a challenge based on the ideation of         students of “Turin as a University City” have access
 a concept regarding a “Lab Assistant”: for two days     to an informal and creative environment where to
 4 teams of students worked with the objective           follow an innovative extracurricular educational
 to create forms of virtual assistance in support to     course.
 CLIK, with access to Raspberry Pi3 boards with               The c.lab TORINO project falls within
 related components for video and audio, software        the Entrepreneurship Education’s scope, with the
 for Alexa, the well-known Amazon vocal assistant,       objective to create social value and promote an
 and a 3D printer to generate prototypes to support      entrepreneurial culture, innovation and sustaina-
 the electronic components. At the end of the            bility. The design is “challenge-driven”: each chal-
 hackathon the three winning teams had the oppor-        lenge is developed during a brief period of a few
 tunity to continue to use CLIK in the following         months (6 at the most), with a main focus on a
 months to better structure their project and reach      base theme and a few in-depth modules that can
 a more definitive prototype. Finally, two of the        be tailored by the student, through study courses
 three teams took part in the Rome 2017 Maker            held at the two Universities. The challenges can
 Fair, where they exhibited their prototypes to          be determined by proposal of the Universities, by
 the public, earning the interest of a few companies     the students, or by organisations and companies.
 and of the visitors.                                    Through the contamination between different
                                                         skills, the students and the doctoral students will
                                                         acquire tools to face the job market with an entre-
                    c.lab Torino                         preneurial approach, hence finding innovative
        The first joint Innovation Lab in Italy          solutions, with the chance to kick-start new start-
               between two Universities                  ups. To complete the projects, the students will
                                                         also be able to use other seats or laboratories,
A path that entails a “doing” by starting from           identified case by case according to the needs and
different “know-hows”: these are the motivations         functionality of the locations.
Industrial Relations
                                   Innovation sharing for the benefit of the territory

     Technology Transfer System increasingly sees itself            It must also be noted that there is a growing
     as a reference point for the entrepreneurial world        trend of a further involvement of industry, starting
     and it does so through a series of services and ini-      from the primary phases of technology transfer:
     tiatives studied to create a match between the            enterprises are eagerly present to both propose
     University’s wealth of research and the needs of          challenges that concern everyday real life, and with
     the world of production.                                  a global impact, and also assess the technological
          The great transformations brought by the so-         development phase, in which and expert view
     called Fourth Industrial Revolution imply the             from the “industry” may offer new points of view
     growing need, by corporate enterprises, to gener-         for those carrying out the research.
     ate and adopt innovative processes to continue
     being competitive. State-of-the-art technologies
     manage to spread particularly among companies                        Partnership Agreements
     that are most capable of developing and adopting                        The strategic connections
20

     them: in looking at the national context (Italy is                     with the leading enterprises
     ranked second at a European level in manufac-
     turing) Italian universities and research centers        Partnership Agreements represent for our
     become key players in supporting enterprises,            University the strategic relations with private
     especially SMEs, that are not structured to inno-        industrial partners of great relevance, to start
     vate on their own.                                       collaborations on projects of primary interest
          Throughout the years, the University’s will to      and typically lasting several years.
     become a front-line player in the social and eco-             Relationships with the industrial world are
     nomic development of the region and the nation           essential to create a network of collaborations
     has brought about the development and structur-          within an ecosystem that is based on knowledge
     ing of different approaches to enterprises, based        and is aimed at the spread of innovation.
     on the objectives and on the respective interests             The purpose of the Agreements may be an
     and needs. To keep stable relationships with the         activity linked to research, development and inno-
     industrial world and nurture new ones is essential       vation, and to teaching and training.
     within an ecosystem that is based on knowledge                Within the TRIN Area there is a dedicated
     and is aimed at the spread of innovation. To             office that monitors and implements the
     respond to enterprise needs for the solution of          Partnership Agreements thus guaranteeing a sup-
     even complex problems, Politecnico proposes              port across the board to all Departments of
     research and consultancy services with a multidis-       the University, in managing the collaborations,
     ciplinary, multi-service and customer-oriented           in research and innovation.
     approach.                                                     The contractual form at the roots of the
          In Technology Transfer System’s vision, these       Partnership Agreements thus regulating them
     connections with enterprises allow the creation          must not be considered a simple agreement
     of mutual opportunities along the whole industrial       between parties, because in reality it is a planning
     chain: during the generation of ideas, training,         tool that is thoroughly structured to reflect the
     technological development and industrial and             vision shared between Politecnico and the enter-
     economic creation of value.                              prise, and it plans a medium-term cooperation.
On the contract there is a prior definition         25 minutes each, to discuss advantages and appli-
of what contents the parties will be conveying,          cations of the technologies. In the weeks that
their related activities and the respective field of     follow, the enterprises that have an interest can
action. One of the main issues for Partnership           propose to the University projects for the develop-
Agreements, in a Technology Transfer context, is         ment and the industrialization of the technologies,
the correct regulation of the intellectual property      in view of a collaboration with the researchers
rights than can arise from the joint research and/       to build prototypes and demonstrators – the
or development activities. Since it is a mean            so-called proof-of-concept.
to convey and enhance the value of the research               In the last three editions, two of which held
results, the stipulation of an Partnership               at Politecnico in Turin and one in Pont Saint
Agreement always provides for an article that reg-       Martin in Val d’Aosta, roughly 50 patents were
ulates the ownership of the industrial and intellec-     shown. More than 260 enterprises took part with
tual property rights deriving from the activities        well over 450 delegates. The meetings with the
mentioned in the contract, with the aim to achieve       inventors were more than 300, and these gave way
a joint ownership and a joint filing of the patent,      to roughly 35 follow-ups.
also providing future value-increasing strategies
that point towards a sale or licensing of the patent
to the company.                                                             Broad P.I.T.T.
     The partnership agreement also includes sev-          Technology Transfer brings Innovation into SMEs
eral contractual templates to be used consequently
and within which a high level of detail is required       The first edition of BROAD P.I.T.T. was held in
to regulate the contents. This explains the impor-        2015, with the cooperation of Piccola Industria
tance of the support function that the TRIN               and Intesa San Paolo, to support SMEs that
organization offers the Departments, since the            have the need to introduce elements of innovation
typical critical negotiation points are immedi-           into their business models. As is evident from
ately tackled and overcome, thus avoiding the             the name, the project’s objective is to bring to a
need to have to review and renegotiate the future        “broad” base of enterprises the tools and skills

                                                                                                                  21
contracts with the enterprises.                           to innovate (Piccola Impresa Trasferimento
                                                          Tecnologico – Small Enterprise Technology
                                                          Transfer), with a coaching path that also includes
                 Techshare Day                            a high level of scientific specialisation, consulting
                  The SMEs meet                           and offering of intellectual property.
         the inventors and their prototypes                    SMEs often understand the need to develop
                                                          an innovative product or to change the productive
Technology Transfer System increasingly sees itself,      process, but they do not have the independent
as a reference point for enterprises and it does          resources to do so. The resources to be used can
so through a series of services and initiatives stud-     be of various nature: instrumental, financial, staff,
ied to create a match between the University’s            know-how, time. These are investments that, in
wealth of research and the needs of the productive        a balance sheet of an enterprise that is not par-
world. The Techshare Day, in particular, is a spe-        ticularly structured or is small – and often family
cific event through which SMEs of the territory           run – appear to be rather difficult to source, if
have the opportunity: to discover new technolo-           indeed at all. The risk is therefore that they may
gies for their products; to meet the university           lose their pace against competition or that they
research teams and interact with the inventors; to        may delay the enterprise’s development, thus
start activities with the research groups to develop      widening the technological and commercial gap
commercial applications of the technologies; and          with their competitors.
to acquire a license on the patents of their interest.         For Technology Transfer System the BROAD
On the days preceding the event, the enterprises          P.I.T.T. program expresses a realistic opportunity
can analyse the details of Politecnico’s patents,         to test and put into working action its knowledge
that are made available on-line through the dedi-         and methodologies of technology transfer.
cated platform, www.knowledge-share.eu During             Furthermore it allows to establish a close link with
the event, the inventors exhibit their prototypes         the territory and its players, be they public or
and then have direct exchanges with the enter-            private, and to generate positive outcomes thus
prises through a series of one-to-one meetings of         developing new professional skills. The method
implies the initial analysis of the entrepreneurial    greater number of subjects involved, thus trying to
     needs and strategies of the company and the            improve the collaboration system between market
     consequent design of the innovation project.           and university. The reviews of the companies at
     Clearly each company has specific and individual       the end of their experiences of “innovation on the
     characteristics, that need to be addressed uniquely.   field” are more than positive. Particularly appreci-
          Thanks to the good results obtained and the       ated is the opportunity to “create a system” of
     synergy between the organisers, we have reached        interactions between different subjects and skills,
     the second edition, BROAD P.I.T.T. 2, which            that enriches everyone and allows companies
     is witnessing an increase in the number of com-        to find a way out of the crisis and to renew their
     panies involved and organising partners. The pas-      entrepreneurial spirit.
     sage takes us to a more articulate setting with a
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