Disease clustering: the example of ALS, PD, dementia and hereditary ataxias in Italy

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Disease clustering: the example of ALS, PD,
dementia and hereditary ataxias in Italy

Andrea Malaspina*,**                                                   cupational hazards) in public health management (1,2).
Dario Alimonti*                                                        Geographical epidemiology has become a distinct
Tino Emanuele Poloni***                                                branch of epidemiology, with increasing attention being
Mauro Ceroni*,***                                                      devoted to describing the health status of small, geo-
                                                                       graphically-circumscribed populations (3).
*Laboratory of Experimental Neurobiology, IRCCS C.                     In medical terms, a cluster is a “mini-epidemic” distribu-
Mondino Institute of Neurology, University of Pavia, Italy,            tion of a pathological condition within a well-defined re-
**Division of Neuroscience and Psychological Medicine,                 gion, where it accounts for a higher-than-expected dis-
Imperial College School of Medicine, University of London,             ease prevalence (i.e., above the estimated national
UK,                                                                    prevalence). When, in some families, more “disease
***Department of Neurology, “Policlinico di Monza”                     cases” occur than would be expected on the basis of
Hospital, Monza, Italy                                                 the occurrence rate in the general population, we also
                                                                       talk of familial clustering. The identification of a cluster
Reprint requests to: Prof. Mauro Ceroni,                               depends on the precise evaluation of several factors,
                                                                       including the expected prevalence of the disease in the
IRCCS C. Mondino Institute of Neurology
                                                                       given area and the geographical distribution of the pa-
Via Palestro 3, 27100 Pavia, Italy
                                                                       tients under investigation. However, it can be argued
E-mail: mceroni@unipv.it
                                                                       that an “aggregation” of patients may also occur by
                                                                       chance or as a consequence of a statistical bias in the
                                                                       process of patient selection (2).
Accepted for publication: November 14, 2002
                                                                       A genetic mutation with a recessive or dominant pattern
                                                                       of inheritance is often responsible for the appearance of
                                                                       a disease cluster, within a family or a geographical
Summary                                                                area. Exposure to environmental factors is another im-
                                                                       portant cause of disease clustering. As postulated in
The “mini-epidemic” distribution of rare conditions (ei-               Parkinson’s disease (PD), when the disease is not
ther sporadic, inherited or due to a transmissible agent)              clearly related to a single gene mutation (4), the com-
is frequently described as a cluster. Genetic abnormali-               bined action of several genes together with exposure to
ties and environmental factors are usually investigated                environmental factors may be important pathogenically.
to explain the presence of a disease cluster. We have re-              In a situation where there is genetic predisposition to
ported a cluster of amyotrophic lateral sclerosis (ALS)                the disease and exposure to environmental precipitat-
cases in a small area of central Italy, where an identical             ing factors (for members of some families but not for
SOD1 gene mutation was found both in familial ALS                      members of other families), a monogenic inheritance
(FALS) cases and in one apparently sporadic ALS indi-                  may be mimicked (5).
viduals. Along with this cluster of ALS patients, we re-               The importance of identifying disease clusters is in-
view important clusters of neurological disorders in Italy             creasingly debated. Systematic surveillance systems
and discuss the importance of an accurate estimation of                have been developed to identify foci of increased dis-
their regional/local prevalence. This approach is likely to            ease occurrence (together with possible risk factors),
facilitate molecular investigations, the search for envi-              but despite this, their reliability remains a matter of dis-
ronmental agents and the analysis of gene-environment                  cussion (6).
interaction in disease presentation and development.
                                                                       Social and cultural background can also play a part in
The organisation of national registers that record, in par-
                                                                       the uneven distribution of several medical conditions (2).
ticular, the geographical distribution of neurological dis-
                                                                       In addition to the aetiological factors, such as genetic
orders, might represent a good research strategy.
                                                                       abnormalities and/or environmental factors, socio-cultur-
KEY WORDS: Cluster, environmental factors, Italy, mutations, neuro -   al habits and traditions appear to contribute to regional
logical disorders.                                                     differences in general health status and in the develop-
                                                                       ment of several pathological disorders. A strong associ-
                                                                       ation between a population’s health status and social
                                                                       and economic characteristics has been shown by many
                                                                       methodological approaches, such as the “deprivation in-
Introduction                                                           dices” developed in the United Kingdom (7). A signifi-
                                                                       cant association between antibodies against CMV and
Epidemiological studies constitute a powerful tool for                 specific socio-demographic/geographical factors has al-
the identification of clues to disease aetiology and for               so been found. The prevalence of these antibodies was
the evaluation of risk factors (e.g., environmental or oc-             significantly higher in females and in subjects residing in

Functional Neurology 2002; 17(4): 177-182                                                                                     177
A. Malaspina et al.

the South of Italy (8). CMV infection may be a critical      same environmental agent. A total of nine cases of con-
determinant for the appearance of neurological disor-        jugal ALS have been previously described (12), two of
ders, particularly in immune-compromised patients.           these from Italy (southern Italy and Sardinia). All these
To emphasise the importance of identifying regionally-       couples, including our family, originated from small, in-
confined clusters of patients suffering from a neurologi-    bred rural communities.
cal condition, we describe our experience with a cluster     The presence of a significant number of individuals shar-
of patients suffering from ALS. We have studied both         ing the same rare molecular abnormality in a small isolat-
the genetic and the environmental factors that may           ed population may suggest a common founder for the
have played a role in the high occurrence of ALS in the      SOD1 gene mutation and a high level of inbreeding with-
area studied (9). The major clusters of neurological dis-    in the population in the area. The presence of ALS cases
orders in Italy are also reviewed, paying particular at-     bearing a SOD1 gene mutation increased the total num-
tention to analysis of genetic mutations, environmental      ber of affected individuals in the area, and ultimately, the
hazards and gene-environment interaction. We discuss         local disease prevalence to 7.8/100,000. The prevalence
the importance of studying the geographical distribution     of sporadic ALS in the area was 4.8/100,000, which is
of patients affected by a specific neurological disorder     within national estimated range. In this small population
and the possible use of disease registers that would al-     the SOD1 gene mutation spreads vertically through ap-
low collection of and easy access to all the information     parently distant lineages and distinct family pedigrees.
regarding a patient population.                              Environmental factors were also investigated in search of
                                                             other elements explaining the “apparently” high occur-
                                                             rence of ALS cases in this area. A putative external
Amyotrophic lateral sclerosis                                agent was unlikely to explain the appearance of the dis-
                                                             ease in subsequent generations (transmitted in an auto-
A 41-year-old man presenting with rapidly progressive        somal dominant fashion). Therefore, if an exogenous
weakness of the lower limbs was admitted to our clinic.      agent had been responsible for the occurrence of the
The patient had a family history of ALS, and detailed in -   disease throughout the generations, a “subtle” element,
vestigation of the pedigree led to the identification of a   perhaps linked to a well-established local practice, could
large kindred with an autosomal dominant inheritance         be postulated. We discovered that shoe manufacturing
for ALS (FALS). The proband’s mother died of ALS at          spread rapidly within a well-defined period in the area
36 after 4 years of illness and his grandfather died at 55   and that many individuals, including our FALS cases,
after a 12-year disease course. In this particular family,   were employed in this activity (whereas in the past, agri-
we identified a total of 13 cases spanning back 6 gener-     culture had been the most important form of occupation
ations to the beginning of the 19th century. Data were       for the area’s population). Nevertheless, no evidence of
collected from interviews with family members, medical       increased exposure to toxicants in these individuals or in
records, and church/civic records of births and deaths.      the general population of the area emerged. Further-
With the cooperation of local general practitioners (GPs),   more, analysis of local aqueduct water did not reveal
we also analysed the distribution of other ALS cases in      high concentrations of manganese or magnesium, as re-
the area where the proband was identified: an area of        ported in the previous investigations on environmental
approximately 400 km2 located in the north of the central    hazards in ALS (13,14). Finally, we were unable to find
Italian province of Ascoli Piceno, including the valleys     environmental factors that could explain the trend of gen-
around Fermo (the area). A total of 12 different ALS cas-    erational anticipation that was present in these families.
es (2 familial and 10 sporadic) were identified in a popu-   Few other studies of the regional distribution of the dis-
lation numbering 166,451 people (1997). The prevalence       ease are available in the literature. As for other neuro-
of the disease according to our findings was 7.8/100,000,    logical disorders, Sardinia has been a focus of epidemi-
higher than the national frequency (which ranges be-         ological studies because it is isolated from foreign influ-
tween 1.56 (10) and 5.4 (11) per 100,000).                   ence and has communities, throughout the island, that
The SOD1 gene molecular analysis of the FALS cases           have maintained close kinship ties. Giagheddu et al.
(including our proband) yielded a missense point muta-       (15) analysed the occurrence of ALS cases in various
tion causing the substitution of Leucine with Phenylala-     areas of the island, and noted a significantly heteroge-
nine in exon 4 (L84F). We extended the molecular in-         neous distribution of the disease.
vestigation to the sporadic ALS cases and to those           Maurelli et al. (16) reported 3 families in the province of
members of the pedigrees at risk of inheriting the dis-      Pavia, an area in northern Italy. Reconstruction of the
ease. The L84F SOD1 gene mutation was also detect-           pedigree was difficult and the SOD1 gene analysis was
ed in a 60-year-old sporadic ALS patient with unknown        not carried out. Prior to our study, only one family har-
father and with clinical features that overlapped those      bouring a SOD1 gene mutation had been reported in
of the FALS cases. Furthermore, the L84F mutation            Italy (17), while more recently, six other mutations have
was also found in a 65-year-old unaffected woman be-         been identified in seven ALS families (18). The authors
longing to the proband’s family.                             do not comment on the pattern of territorial distribution
One of the two new FALS patients was linked to the           of these families.
family lineage of our proband. In this pedigree a case of
conjugal ALS was present in a previous generation, but
no subject homozygous for the L84F mutation was de-          Parkinson’s disease (PD)
tected. Due to the low population prevalence of ALS,
this event may suggest that the disease had been in-         Unlike ALS, Parkinson’s disease (PD) shows a much
herited by two apparently unrelated individuals in a         higher prevalence, varying in Italy from 74 to 257 cases
small community or that they had been exposed to the         per 100,000 members of the population (19). The crude

178                                                                             Functional Neurology 2002; 17(4): 177-182
Disease clustering: ALS, PD, dementia and hereditary ataxias in Italy

prevalence of idiopathic PD in Italy varies considerably,       some 14 (31). These pedigrees also contained cases of
depending on the method of study utilised (20-22). An           early-onset FAD and were finally merged into two larger
important “aggregation” of PD cases was detected in             kindreds through an extensive epidemiological and ge-
Sicily, where a door-to-door method of investigation            nealogical reconstruction.The molecular analysis identi-
was adopted (23).                                               fied a Met 146 Leu missense mutation in the presenilin
Despite the presence in the southern Italian Campania           1 (PS-1) gene.
and Molise regions (including the Salerno province) of          Migration from southern Italy to other Italian regions or
an overall prevalence that is comparable to that of other       abroad explains the molecular findings of other families
western populations, a large kindred of autosomal dom-          with early-onset FAD harbouring the same genetic mu-
inant PD was found in a small village in the Salerno            tations. A large South American pedigree from Argenti-
province (24). The procedures for identification and            na with early-onset FAD was recently found to bear the
characterisation of the families living in this area were       presenilin 1 gene mutation (32), but no clear genealogi-
similar to those used in our study on the ALS familial          cal link with the above Calabrian families could be iden-
cluster. Initially, two large kindreds were found in the        tified. In Turin (northern Italy), a pedigree with autoso-
village of Contursi (Salerno province) where the rate of        mal dominant early-onset FAD was found to contain
occurrence of the illness was significantly high. The dis-      1,950 members, spanning eight generations with at
ease in the two kindreds showed a phenotypic homo-              least thirty living affected individuals (33). The ances-
geneity. Further investigation revealed a common origin         tors of the proband were from Calabria (southern Italy)
of the two families and an autosomal dominant pattern           from where they had emigrated to the northern part of
of inheritance of the disease. Molecular studies con-           Italy, France and United States. The “Turin family”
firmed the presence of a mutation in exon 4 in the α-           shows several genealogical and clinical similarities with
synuclein gene with Ala to Thr substitution at position         other large FAD pedigrees originating from Calabria.
53 (25,26). As in our experience with the ALS cluster,          An association of apolipoprotein E (ApoE) epsilon 4 al-
molecular investigations confirmed a genetic mutation           lele (chromosome 19) with late-onset familial and spo-
to be responsible for the significant increase in the           radic AD was also sought in a number of Italian pa-
number of PD cases in the above PD familial cluster.            tients, but a geographical clustering of AD cases and of
Prior to the publication of these results, De Michele et        this allele was not identified (34).
al. analysed PD-related environmental and genetic risk          Several foci of high incidence of Creutzfeldt-Jacob dis-
factors in these regions of southern Italy. Family history      ease (CJD) have been reported in France, Chile, Slova-
was found to be the major risk factor for the disease,          kia, Israel and among Libyan Jews (3,35,36). All of
with 33% of the patients having had at least one affect-        these resulted from high incidence of familial CJD in a
ed relative (27). No environmental risk factor has been         restricted area. In Italy, a large familial cluster of CJD
reported to act on the genetic background described in          was found in the Calabria region, where, as mentioned
the Contursi families. The search for an external toxic         above, the prevalence of dementia-related disorders
agent in PD has focused in the past on the study of             (including the prevalence of early-onset FAD) linked to
MPTP (1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine),            different genetic mutations, has been found to be signif-
which shows a selective toxicity for the neurones of the        icantly high. The CJD cluster in this region was later
substantia nigra (28). However, no PD clusters caused           found to bear the E200K Prp gene mutation (37,38).
by MPTP-related environmental toxins have, to date,
been described (29). Several studies have also
analysed susceptibility markers within important meta-          Autosomal dominant spinocerebellar ataxias
bolic pathways, to identify genetic polymorphisms               (ADCAs)
which might aggregate with the disease. Of these, the
“pharmacogenetic” marker P4502D6 debrisoquine 4-                Autosomal dominant spinocerebellar ataxia type 1
hydroxylase (a cytochrome P450-dependent enzyme                 (ADCA1), the most common form of dominant ataxia,
which metabolises over 25 drugs) can be present in the          is another inherited neurological condition described
“extensive” and “poor” metaboliser aplotype conforma-           mainly in the southern part of Italy, particularly in Sicily
tions. No clear association between PD and any of               (39). Genetic heterogeneity is a specific hallmark of
these allelic variants has been found (4).                      this condition where different loci have been found to
                                                                bear a pathological expansion of a trinucleotide repeat.
                                                                Molecular analysis in 51 families from these regions
Dementia                                                        harbouring this disorder identified an SCA2 expansion
                                                                in 30 families (39). In particular, molecular studies per-
Alzheimer’s disease (AD) is the most common of the              formed in 12 of 15 families with ADCA type I originat-
various forms of dementia. In the last few years, large         ing from mid-eastern Sicily identified the SCA2 muta-
Italian pedigrees harbouring different genetic abnormal-        tion in 11 of them (91.6%) (40). Despite the lack of a
ities and showing a cluster-like distribution of early-on-      clear analysis of the territorial distribution of these fam-
set familial AD (FAD) have been found in the southern           ilies in this part of the island, the presence of a sub-
part of the Italian peninsula. Initially, two unrelated fami-   stantial number of ADCA1 pedigrees with the same
lies from the Calabria region had been found to carry a         molecular abnormality in a small territory would strong-
mutation in exon 17 of the amyloid precursor protein            ly support the idea of a clustering distribution, where
gene (APP717) on chromosome 21, which segregates                the disease and the mutation have spread through ap-
with an early-onset form of AD (30). The study of other         parently unrelated families. Another pedigree with mu-
large pedigrees based in the same area has led to the           tations in the SCA2 gene has been reported to have a
identification of another genetic abnormality on chromo-        southern Italian ancestry (41).

Functional Neurology 2002; 17(4): 177-182                                                                               179
A. Malaspina et al.

Concluding remarks                                               Sicily and the southern part of the Italian peninsula show
                                                                 an undoubtedly high prevalence of various neurological
We have emphasised the importance of an accurate                 disorders and a cluster-like distribution of some of these
analysis of the territorial distribution of patients afflicted   conditions. In Sardinia, for example, diseases like myas-
by neurological disorders. For a number of reasons, in-          thenia gravis, multiple sclerosis and insulin-dependent di-
cluding socio-cultural factors, historical traditions and        abetes mellitus show frequencies up to 3-5 times higher
the particular regional/geographical conformation of the         than those found in the rest of Italy (49). The social con-
country, the Italian peninsula emerges as an extraordi-          text in these areas, characterised by large family groups
nary pool of inherited disorders. In certain regions of          and people traditionally not inclined to emigrate, may
southern Italy, the rural populations are geographically         have favoured the spread of gene aplotypes involved in
isolated, which explains the significantly increased             the disease presentation and development. As we have
presence of several genetic disorders, most of them              pointed out, subsequent migration from these areas with
neurological. These diseases can appear in familial              high rates of inherited disorders has, as reported above
clusters and in some cases, a genetic abnormality has            for AD and PD, resulted in the appearance of the same
been found to cause the illness.                                 hereditary diseases (and possibly of associated genetic
Epidemiological searches in confined regions, where              mutations) in other recipient regions and countries.
patients with a family history of a neurological disorder        The relationship between genetic determinants and envi-
can be identified, appear to be of primary importance.           ronmental factors is currently the focus of study through
The validity of this approach is confirmed by our experi-        the project “Colombo 2000”, an analysis of the phenome-
ence with an ALS cluster in central Italy. In our study          non of massive migration from Italy to Argentina. The pro-
we identified a concentration of familial and sporadic           ject represents a “natural experiment” into gene-environ-
ALS patients confined within a restricted area, i.e., a          ment interactions in disease pathogenesis. Data on inci-
cluster of the disease. Subsequent studies discovered            dence, prevalence and mortality rates in the original and
an underlying genetic defect (a SOD1 gene mutation)              in the migrant population (exposed to different environ-
causing the spread of the pathological condition within          mental factors) may be compared to elucidate risk fac-
“apparently” non-related pedigrees (9). In a previous            tors, as well as protective influences, for different neuro-
molecular investigation of several individuals suffering         logical disorders. Preliminary data from this study have
from sporadic and familial ALS and originating from dif-         shown differences in mortality rates for brain tumours,
ferent Italian regions, we failed to identify SOD1 gene          Parkinson’s disease, Alzheimer’s disease, motor neuron
mutations (42). These findings support the idea that the         diseases, stroke and alcohol-related diseases, between
evaluation of patients within well-characterised clusters        Italy and Argentina (50,51).
may represent a priority in the quest to find either             In conclusion, we suggest that the observations out-
known molecular defects or new aetiological clues.               lined above underline the importance of careful analysis
Clusters of patients suffering from a specific neurological      of the “territorial distribution” of patients afflicted by vari-
disorder may differ as regards the clinical features of the      ous neurological disorders. The implementation of re-
illness and the severity of its evolution. In the reported       gional and national disease registers, which report the
ALS pedigrees and in the clusters of familial CJD, indi-         origins of cases, would greatly favour such investiga-
viduals carrying the same genetic mutation show ex-              tions and represent a crucial step towards the elucida-
treme variability in age at onset and disease duration           tion of the role of genetic mutations, environmental fac-
(3,9,26,35,43,44). A comparative study of these clusters         tors and/or gene-environment interaction in the patho-
may provide further insight into genetic and/or environ-         genesis of specific neurological disorders.
mental factors influencing the disease phenotype. The
geographical location of a disease cluster can also be
highly informative with regard to the role of toxic agents       Acknowledgments
in the disease aetiology. To date, no significant relation-
ship between a specific neurological disorder and a well-        We are grateful to the patients and their families who
defined neurotoxic element has been identified, with the         kindly agreed to participate in the study. We wish to ac-
exception of some toxic polyneuropathies (45). An in-            knowledge Prof. de Belleroche (Department of Neuro-
creased concentration of different elements, including           muscular Diseases, Division of Neuroscience and Psy-
metals in certain areas of the CNS of patients affected by       chological Medicine, ICSM), the UK Motor Neuron Dis-
different neurological disorders, has been suspected             ease Association, the financial support of the “C.
(46,47). Studies of the basal ganglia, which included            Mondino Institute of Neurology” Foundation (Pavia),
measurement of the levels of iron, potassium, silica,            AISLA (the Italian Amyotrophic Lateral Sclerosis Asso-
sodium, sulphur, zinc and aluminium, as well as assess-          ciation), the Hayward Foundation, Smith’s Charities and
ment of exposure to other environmental agents (particu-         Charing Cross Hospital Trustees. Dr A. Malaspina is
larly pesticides, industrial solvents and MPTP), did not         grateful for the support of the Riquier family, from whom
reveal any pathological accumulation (48).                       he received an award.
Single gene abnormalities or environmental factors may
cover the entire range of possible aetiologies of a neuro-
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