Evolutionary Trends In UK Sonar - by Dr Paul Gosling

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Evolutionary Trends In UK Sonar - by Dr Paul Gosling
SUBMARINES: FUTURE TRENDS                           SUBMARINES: FUTURE TRENDS

                            Evolutionary Trends In UK Sonar
                            by Dr Paul Gosling

                            Paul Gosling is Technical Director of Thales UK Naval Division.    Combatant (FSC), will all use proven sensor systems as their
                            Previously he was technical director of the UK Sonar 2087          baseline to minimise risk to the build programmes.
                            surface ship sonar project and prior to that the systems
                            architect on the Sonar 2076 submarine sonar project. Here          In a process of incremental change there is a danger that
                            he discusses the likely evolution of sonar for submarines and      systems will evolve to satisfy short-term requirements
                            surface ships over the next two decades.                           and, in so doing, longer-term evolutionary strategies or
                                                                                               breakthrough technologies will be sidelined. It is therefore
                            In today’s climate of a shrinking maritime defence budget          important to consider incremental capability updates in the
                            and expanding global commitments, the UK MoD is faced              context of the wider vision for these evolving sonar systems.
                            with the following dilemma in the underwater domain:
                            • How to deliver the same capability for less money over time.     In the current economic climate, the concept of up-
                            • How to deliver enhanced capability more cost-effectively.        front expenditure to prepare the foundations for a future
                                                                                               capability is difficult to justify. This is clearly one of the
                            This paper examines these challenges in the context of the         challenges of an evolutionary equipment strategy. However,
                            primary underwater sensor: sonar, identified in the Defence        in some cases the penalty of anticipation of future trends
                            Industrial Strategy as a key sovereign technology critical to      can be minimised. For example, in most modern equipments
                            UK defence.                                                        the inboard processing electronics will evolve to mainstream
                                                                                               COTS and with it the software infrastructure will make
                            The UK operates some of the most advanced sonar                    capability enhancement, through addition of portable and
                            equipment in the world. Most notably:                              well-defined software modules, much more cost-effective.
                            • The latest submarine Sonar 2076 incorporating state-of-the-      However, one should not underestimate the challenge in
                              art flank arrays, advanced processing and display graphics.      establishing a robust enterprise model able to support the
                            • The surface fleet Sonar 2087 system – a low frequency            introduction of third-party capabilities into an open systems
                              active sonar combined with a highly advanced passive             solution, managed by a systems integrator.
                              towed array.
                            • Mine warfare sonar 2093 (variable depth) and 2193                In terms of a future vision it is important to consider the
                              (hull mounted) able to detect mines in both deep and             wider impact of equipment evolution. Each change requires
                              shallow waters.                                                  investment in training, shore-based facilities and support
                                                                                               services (Defence Lines of Development or DLoDS) and these
                                                                                               must form part of the assessment.

                            The vision for the future will focus                               Finally, evolution and associated investment must not focus
                                                                                               entirely on ‘quick wins’. Sustainment depends on investment
                            on their likely evolution rather                                   in the low-technology readiness activity as well as more
                            than any quantum change or                                         applied research and development (R&D).

                            introduction of new systems                                        Whilst this paper focuses on the major sonar arenas of
                                                                                               anti-submarine warfare (ASW) and mine warfare, emerging
                                                                                               requirements in maritime safety and security and airborne
                            With these Sonar systems at the start of their operational life,   sonar remain very relevant.
                            the vision for the future will focus on their likely evolution
                            rather than any quantum change or introduction of new              Improving Sonar Performance
                            systems. Indeed, 15 years ago sonar procurement was a ‘green       Sonar performance is driven by a number of key parameters:
                            field site’ where new technology-stretching systems were being     • Number of hydrophones (i.e. array size).
                            developed. Sonar procurement over the next 15 years is very        • Array sensitivity to noise.
                            much a ‘brown field site’ which will be driven by incremental      • Arc of cover.
                            change from the existing baseline. Incremental evolution will      • Frequency.
                            not only apply to legacy systems, but also to those to be fitted   • Bandwidth.
                            in future platforms. Indeed, the MoD has stipulated that later     • Source Level.
                            Astute submarines, the SSBN Successor and the Future Surface       Fundamentally increased performance is achieved by

                            44 RUSI DEFENCE SYSTEMS OCTOBER 2008
Evolutionary Trends In UK Sonar - by Dr Paul Gosling
SUBMARINES: FUTURE TRENDS

                                                                                                                                       SUBMARINES: FUTURE TRENDS
Figure 1: Evolutionary Cycle [Thales UK]

increased signal-to-noise ratio and through better extraction   improvement programme during its submarine and surface
of the signal from noise. Once a sonar array is fitted, then    ship new-build programmes (Astute, SSBN Successor and FSC).
the primary means of achieving better performance is fixed
and improvements in signal extraction through introduction      Submarine Sonar
of better algorithms becomes the only means of evolution. It    The two primary submarine sonar equipments in service with
is therefore absolutely essential that fundamental acoustic     the Royal Navy today are Sonar 2076, fitted to the Trafalgar-
systems knowledge and technology be retained by the UK          and Astute-class submarines and 2054 fitted to the Vanguard
in order to be able to make the correct sensor systems          class. Both systems are currently undergoing an inboard
decisions during the fitting of next-generation equipments.     architecture conversion to an open-systems framework.
                                                                For both systems the emphasis in general has been on cost
It is often easier to change the parameters on a new system     reduction rather than capability enhancement.
than it is on an existing one, where retrospective change
is often uneconomic. For example, replacing an existing         Submarine sonar is perhaps the most nationally sensitive
hull-mounted array on a submarine is a costly exercise, but     area of sonar development. A number of the technologies
evolving the array design for the next submarine fit is far     developed for the UK submarine fleet are limited in terms of
easier, providing the exercise of re-proving performance at     export opportunity. However, the strong links between the
sea can be handled in a cost-effective manner.                  UK and the US may enable some leverage between the US
                                                                and UK programmes in terms of export and shared research
We can conclude, therefore, that it is important to invest      and technology (R&T).
in flexibility and upgrade capacity upfront and to grow the
through-life capability through down-stream processing          The 2076 and 2054 sonar systems are an integrated suite of
enhancements rather than any draconian change in the array      functions from multiple array sites. It is likely that the trend
subsystems. Fortunately, the UK has recognised this truth and   to address submarine sonar capability as a whole rather
is in a strong position to exploit the advantages of modern     than as a set of individual arrays or subsystems will remain
processing algorithms and computer hardware capabilities        important both in terms of minimising acoustic interference
in its current sensors, whilst actively engaging in a sensor    between systems, and in ensuring that the overall capability

                                                                                                OCTOBER 2008 RUSI DEFENCE SYSTEMS 45
Evolutionary Trends In UK Sonar - by Dr Paul Gosling
SUBMARINES: FUTURE TRENDS                           SUBMARINES: FUTURE TRENDS

                            HMS Turbulent [Thales UK]

                            of the suite (arcs of cover, frequency range, noise sensitivity   Integration of the submarine sensors with off-board sensors
                            etc.) is considered. The longer-term trend will be for further    becomes feasible with anticipated future improvements in
                            coherence in sonar solutions in the Astute and SSBN               underwater data communications. There is certainly some
                            successor platforms, resulting in a common sonar design.          merit in submarines being able to receive information from
                                                                                              inorganic or off-board sensors. There is no technical reason
                                                                                              why submarines could not be involved in the deployment of
                            The longer-term trend will be                                     such sensors.

                            for further coherence in sonar                                    The largest and most capable sonar sensors are contained in
                                                                                              the 2076 system produced by Thales UK. Through adoption
                            solutions in the Astute and SSBN                                  of new technologies it has been possible to reduce the
                            successor platforms, resulting                                    production and through-life costs of these sensors without
                                                                                              significant loss in performance. In some cases the cost
                            in a common sonar design                                          reductions can be realised in the sensors themselves, and in
                                                                                              other cases in the fitting and integration costs (for example,
                                                                                              considerable savings are made when analogue arrays are
                            To achieve this goal, system integration will be a key            digitised outboard, as the number of hull penetrations can
                            discipline. The appointed system integrator will have to          be reduced).
                            ensure synergy across the fleet in terms of capability
                            evolution, software testing, programme management                 Developing flank and bow sensor technologies are seen as
                            and training. In the future this role might be expanded.          key evolutions of the hull-mounted sensors, potentially
                            Currently, underwater sensing is predominantly sonar-             providing trade-offs for the towed array system. Using
                            based, but with the emergence of other sensing techniques         new sensor types with dedicated processing will improve
                            and novel acoustic sensor applications, combined with             both noise performance and sensitivity. The opportunity to
                            advances in acoustic communications, it is likely that            produce even larger arrays and, potentially, to sample these
                            underwater situational awareness will draw more heavily on        arrays to increase the frequency range is afforded by some of
                            a combination of sensors and sensor applications.                 these technology evolutions.

                            46 RUSI DEFENCE SYSTEMS OCTOBER 2008
Evolutionary Trends In UK Sonar - by Dr Paul Gosling
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                                                                                                                                               SUBMARINES: FUTURE TRENDS
Most of the evolution on submarines is focused on passive            sonar for ASW. In Type 23 and Type 22 frigates, the 2050
sonar with active sonar being given less consideration for           hull-mount sonar is a medium-frequency active system
obvious reasons of stealth. Use of the submarine as a bi-            combined with passive capabilities at lower frequencies.
static receiver of active transmissions from other sources is        With the introduction of LF active, the role of hull-mounted
a possible future scenario, but concern will remain about the        sonar in new platform designs needs to be revisited. Any
risk of counter-detection in such scenarios.                         future hull-mount decision must recognise the capability
                                                                     requirement to search the whole water column available
Surface Ship Sonar                                                   to the target and note that traditional medium-frequency,
For surface ship ASW operations, low-frequency active sonar          hull-mounted sonars would not necessarily form part of
provides the most capable counter to the submarine threat.           the solution. It would seem prudent, however, given historic
The primary sonar available to the Royal Navy is Sonar 2087.         vulnerability to collision with submerged objects and the
The 2087 system has a well mapped out evolution from                 need to operate in close confined littoral waters, to at
the current IOC (Initial Operating Capability) to its FOC            least consider obstacle avoidance sonar in the bow space.
(Final Operating Capability). FOC will focus on capability           A greater degree of common processing and integration of
increments to the inboard processing, benefiting primarily           the hull-mount sonar with the LF active sonar would also
from work done under the applied research programmes.                seem to be a sensible strategy. The use of new materials
                                                                     should result in modular bow array designs capable of wide
In the short-term, the FOC challenges for 2087 are capable           bandwidth reception with good rejection of own-ships’ noise.
of being supported through inboard processing and have               In the future, the likely emphasis for the bow array will be on
little effect on the physical sensors, handling equipment or         cost-effectiveness, and essential requirements only.
transmitters. The major disruption occurs to the system if
there is a desire to modify the transmit or receive elements
of the system, a particular area of interest coming out of
research work being the introduction of wider bandwidth
                                                                     Most of the evolution on
transmissions and advanced processing of these wider                 submarines is focused on passive
bandwidths. The incorporation of wider bandwidth
transmissions could require major change to the transmitters,        sonar with active sonar being
transducers and associated matching electronics.                     given less consideration for
In some cases major change can be tied into planned                  obvious reasons of stealth
maintenance of the existing cables and arrays so as to avoid
excessive scrapping of serviceable equipment. The challenge in
these cases is to engineer inherent flexibility into the design of   Looking at the 15- to 20-year future time frame, we are
the retained equipment (handling systems, interfaces etc.).          envisioning the introduction into service of FSC and the
                                                                     eventual decommissioning of the type 23 platforms.
The UK 2087 system is part of the Thales product family, which       However, with the current life extension predictions for the
includes both the large system variants (such as 2087 and            Type 23, there will still be Type 23 platforms in operation
the FREMM system) and also medium-sized versions (such as            with 2087 and 2050 sonars fitted to them, so there is a need
the 4229 fitted to the new Norwegian Frigates). This product         to consider the evolution strategy towards FSC.
family now includes a smaller, new-generation sonar (called
CAPTAS Nano) that uses an innovative linear transmit array
design. Each LF active system is tailored to differing platform
needs and customer requirements. The 2087 system represents
the largest of this sonar generation, but shares common
components. This provides advantages to the UK as it is able
to benefit from evolutions and obsolescence management of
these equipments in the export market.

Passive towed array capabilities on surface ships and
submarines have evolved separately, but contain common
elements. Technically, there is no reason why the passive
capability cannot converge to a common implementation.
This would actually facilitate the ability to utilise submarine
resources on surface ships, as the training in the use of the
equipment as well as spares would be common.

Traditionally, surface ships have employed a hull-mounted            The Sonar 2087 system has a well mapped out evolution [Thales UK]

                                                                                                        OCTOBER 2008 RUSI DEFENCE SYSTEMS 47
Evolutionary Trends In UK Sonar - by Dr Paul Gosling
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                            Advances in acoustic communications will enhance surface-        as battery life, communications and autonomy control
                            ship capability growth. Acoustic communications is a             that need to be explored, and a role for these devices in
                            significant tactical aid and also provides enabling data for     submarine ASW is yet to be established. The more likely
                            multi-statics, so the way in which acoustic communications       role is in mine countermeasures (MCM) and security-type
                            is incorporated within the overall system requires careful       applications as part of a specific modular fit to general-
                            consideration. In applications such as multi-statics where       purpose platforms.
                            the sonar is not simply acting as a modem, it becomes a
                            generator and user of the information transmitted over the       Mine Warfare
                            acoustic communications link.                                    Mine warfare can be described in terms of three main
                                                                                             system types:

                                                                                             • Dedicated MCM platforms (e.g. those which could
                            With the introduction of LF                                        incorporate evolutions of 2093 and S2193).
                            active, the role of hull-mounted                                 • Organic Systems (MCM capabilities fitted to non-specialist
                                                                                               MCM platforms to deliver an MCM effect) – e.g. organic
                            sonar in new platform designs                                      capabilities for FSC platform such as UUVs and USVs,
                            needs to be revisited                                              with an MCM C2 capability coupled to the core combat
                                                                                               management system).
                                                                                             • Portable Systems – air transportable systems with
                                                                                               a mobile capability able to deliver short-term MCM
                            In a new design it would be prudent to consider the surface-       worldwide with minimal recourse to host-nation
                            ship sonar as a sonar suite in much the same way as it             infrastructure or specialist shipping.
                            is considered on a submarine. It makes sense, therefore,
                            that hull-mount sonars evolve towards a common inboard           The main threats in the future will be from the more
                            architecture shared with the towed array system. In many         sophisticated mines. Within this time frame we can expect:
                            respects the inboard processing collapses to a very small
                            processing volume compared to the existing designs               o Enhanced capability due to cheap and widely available
                            especially when all the sensors are integrated into a common       electronics and micro-computers, allowing improved signal
                            computing environment. There is clearly a need to consider         processing and logic capabilities, and a reduction in firing
                            the transmitter and array electronics side of the future           mechanism volume and power consumption.
                            designs, as well as in a migration strategy, but modification    o Application of modern signal processing techniques and the
                            here would be to remove excessive obsolescence                     development of more sensitive influence sensors, allowing a
                            management overheads.                                              larger threat radius and greater target discrimination.
                                                                                             o Increased explosive density providing greater lethality.
                            In the time frame of FSC it will be necessary to consider        o Improved resistance to MCM.
                            the nature of the next generation of sonar arrays. Given the     o Increased operating depths, use of wireless or acoustic link
                            extended life of the Type 23, it may be justifiable to upgrade     remote control, longer ranges and improved guidance for
                            some of the platforms with new sensor designs to de-risk           propelled warhead mines.
                            FSC, but the business case for this has yet to be drafted.

                            A significant landmark in the evolution of the surface-ship
                            combat systems will be the adoption of a Modular Open            In a new design it would
                            Systems Architecture (MOSA). The current combat system
                            integration process on the Type 23 frigate is both time-
                                                                                             be prudent to consider the
                            consuming and costly, essentially due to the outdated            surface-ship sonar as a sonar
                            architecture which does not sufficiently de-couple safety
                            and mission-critical systems. The cost savings realised          suite in much the same way
                            from adoption of a MOSA architecture should enable
                            more flexible implementation and interoperation
                                                                                             as it is considered on a submarine
                            of new capabilities and will be essential in order to
                            realise cost-effective introduction of C2 systems for
                            unmanned vehicles.                                               The main mine warfare equipments in the UK are currently
                                                                                             dedicated systems. These are the variable-depth 2093 sonar
                            In recent years there has been considerable interest in          fitted to the Sandown Class and the hull mounted 2193
                            remote-sensing devices, either in the form of remotely           sonar fitted to the Hunt Class. As with many other areas of
                            deployable sensor arrays or in the form of UUVs and USVs.        defence, funding to develop mine warfare is very limited,
                            There are clearly technical challenges in these areas such       and with little in the way of procurement of new platforms

                            48 RUSI DEFENCE SYSTEMS OCTOBER 2008
SUBMARINES: FUTURE TRENDS

                                                                                                                                     SUBMARINES: FUTURE TRENDS
the likely evolution will be through progressive upgrades to   vehicles (autonomy/communications, propulsion/duration,
the existing arrays, with a gradual reduction in dedicated     deployment/recovery and payload) and the extent to which
systems in favour of organic and portable systems.             these will be solved sufficiently to allow remote vehicles
                                                               to be a standard fit to surface ships and submarines of the
In the case of 2093, the UK can clearly benefit from a         future will remain uncertain for some time. Clearly, this is
product that is in use with a number of navies throughout      one of the more novel innovations in underwater sensing,
the world and the natural evolution that tends to follow       which requires further attention in terms of the CONOPS
from a wider customer base.                                    as well as the technology challenges.

Dedicated mine warfare systems tend to have a cut-down         Conclusion
command and control capability that is almost entirely         This paper considers the likely evolution of UK sonar systems
dedicated to the MCM task. Evolution of the MCM C2 to an       in the next 10 to 20 years. Typically, sonar systems will need
open framework provides the option for this to evolve as       to respond to the increasing stealth and sophistication of
a dedicated function on mine warfare platforms and as an       submarines, mines and torpedoes.
organic C2 module to be connected to core combat system
modules on more general-purpose vessels. Provision within      In the submarine domain, the emphasis will remain on
the MCM C2 for improved situational information (chart         development of improved passive detection techniques
overlays, bottom topography, wreck data bases etc.) will       combined with large aperture sonar arrays. Improved sonar
generally serve to improve the effectiveness of the MCM        algorithms will find a more rapid path to in-service use
system, especially in the littoral environment.                through the adoption of open architectures and through
                                                               the ability to test such algorithms on more readily available
                                                               recorded threat information.

The future vision of                                           The surface ship ASW role is already shifting from passive
                                                               to active detection using low-frequency variable depth
underwater sensing places                                      sonar (VDS) such as 2087, albeit augmented by a robust
great hope in the deployment                                   passive capability. The evolution of VDS sonar to further
                                                               improve target detection and discrimination against clutter
of remote vehicles                                             will be the key development in the medium-term.

                                                               In both submarine and surface ships the role of unmanned
The wider-spread use of organic and portable MCM               vehicles will increase as the technology matures, but in the
systems will involve MCM systems with UUVs                     time frame we are considering this is seen as a capability
incorporating side-scan sonar and non-acoustic sensing         evolution rather than a wholesale replacement of the
modules. USVs can also form part of the portable system,       traditional sensors.
with towed acoustic and magnetic systems along with
mine disposal systems.

Remote and Networked Sensors                                   In both submarine and surface
In the longer term there is some hope that the use of
network and, in particular, underwater communications          ships the role of unmanned
activities will enable off-board sensors (either mounted       vehicles will increase as the
to an unmanned vehicle or stand alone) to communicate
in a network-enabled group to act as a means of affordably     technology matures
improving performance. There are considerable challenges
here both in terms of data bandwidth and security of
the networks, as well as autonomy and duration of              In mine warfare the progression will be towards more
the remote sensors. An obvious force multiplier comes          capable dedicated systems supported by increasingly
in the development of multi-statics capabilities               sophisticated remote sensors and effectors in the form
between platforms.                                             of UUVs and USVs.

The future vision of underwater sensing places great hope      For all sonar systems the inboard evolution towards COTS
in the deployment of remote vehicles. The most mature          technology and more rapid capability insertion is seen as both
evolution of this is in the field of mine warfare, but wider   desirable and an inevitable consequence of the dominance of
aspirations for special forces, harbour protection and even    COTS in future systems. The challenge is to be able to leverage
anti-submarine warfare have been envisaged. There are          the potential cost savings in integration and to be able to use
clearly technical challenges in the key aspects of remote      these to invest in capability enhancement.

                                                                                              OCTOBER 2008 RUSI DEFENCE SYSTEMS 49
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                                                                                                                                           SUBMARINES: FUTURE TRENDS
Submarine Support:
Achieving Affordable Availability
By Roger Hardy

Roger Hardy is Managing Director Submarines for Babcock             facilities are in place to support both the currently operational
Marine, the through-life defence support specialist. Here he        submarines and those entering service in future. These facilities
looks at what can be, needs to be, and is being done to ensure      must be kept up-to-date to meet availability, reliability and
effective and cost-efficient in-service support for the Royal       safety targets to ensure that the submarine programme does
Navy’s submarine flotilla, today and tomorrow.                      not incur time or cost overrun due to facility-related issues, as
                                                                    was often the case throughout the last decade.
Effective and cost-efficient submarine support is a highly
topical issue. For many decades the submarine flotilla has          Consolidation of in-service support under Babcock Marine,
been seen by outsiders as being both expensive and poor at          which now supports the entire Royal Navy submarine flotilla,
delivering the required availability. As the last Trafalgar-class   contributes beneficially here in bringing together Britain’s
nuclear-powered attack submarine (SSN) refit approaches             submarine support facilities at Devonport and Clyde and
completion (HMS Triumph), the first of the new Astute-class         presenting opportunities for rationalisation and avoidance
SSNs approaches entry into service, the Vanguard-class              of duplication in capacity, capability and skills. At Devonport,
ballistic missile submarines (SSBN) enter mid-life, and the         which underwent a major upgrade in the five years to 2002,
early stages of the successor deterrent programme get under         the Future Nuclear Facilities (FNF) programme currently
way, the future of submarine support is very much a subject of      under way in a partnering agreement with the MoD involves
discussion and debate. Considerable attention now needs to          a project to provide a fleet time docking facility within the
centre on how to maximise availability and extend operating         submarine refit complex, plus a £150M investment for a
life if necessary, with optimum cost-efficiency.                    world-class, low-level defuelling facility, due to be completed
                                                                    by 2012. Meanwhile, substantial MoD infrastructure
                                                                    investment at the Clyde facilities sees work under way on
                                                                    a new £200M floating jetty, with the capability to berth
Considerable attention now needs                                    the new Astute-class, to be installed and commissioned
to centre on how to maximise                                        later this year and operated by Babcock Marine. Once these
                                                                    investments are complete the goal should be to undertake
availability and extend operating                                   through-life maintenance without need for further large
life if necessary, with optimum                                     capital investment.

cost-efficiency                                                     Given the cost of acquiring and maintaining support
                                                                    facilities, ensuring that their use is maximised is critical.
                                                                    Certainly adaptation of assets and support equipment
Clearly this is a huge subject with, inevitably, a whole range of   already in use for Trafalgar and Vanguard classes will be key
aspects and factors to be considered, from the in-service support   to constraining and minimising future infrastructure costs.
facilities and resources themselves and how to maintain and         Similarly, measures such as optimising dock utilisation
maximise these, through to the contracting approach between         have a role to play. Docks are traditionally dedicated to
the MoD and industry and, longer term, the importance of            either warships or submarines (each requiring different
bringing in-service knowledge and experience to bear at the         infrastructure and support systems such as safety systems
concept, development and construction stages to minimise            and water cooling among others). Using a single dock for
through-life cost. This is an issue that the Submarine Enterprise   both demands effective integration of the complex nuclear
Collaborative Agreement (SECA) is seeking to address, aided         submarine and surface ship maintenance procedures
by the industrial consolidation within the submarine in-service     and planning processes, and represents a major planning
support sector to create Babcock Marine (now a single source of     and logistics exercise. It was successfully achieved at the
in-service support experience and expertise).                       Devonport site last year, however, when the amphibious
                                                                    helicopter carrier HMS Ocean entered dock within four hours
Maximising Resources                                                of the nuclear-powered attack submarine HMS Turbulent
To take the subject of facilities first, it is evidently a          leaving the same dock. Measures of this type to maximise
fundamental requirement to ensure that the infrastructure and       asset use can help to generate valuable cost efficiencies.

                                                                                                    OCTOBER 2008 RUSI DEFENCE SYSTEMS 51
SUBMARINES: FUTURE TRENDS                           SUBMARINES: FUTURE TRENDS

                            Output-based contracting would focus primarily on submarine availability [Babcock Marine]

                            Similarly, sharing and smoothing manpower resources for both               performance- or output-based model, for the support of both
                            ship and submarine support is again valuable. Careful planning             operational and future submarine classes.
                            and coordination of resource requirements to avoid large
                            manpower peaks and troughs can minimise the cost of labour                 At a time of almost unprecedented focus on, and concern over,
                            supply and bring cost benefits to both ship and submarine                  defence budgets and spend, and with the submarine support
                            programmes. Indeed, the sharing of both physical assets and                budget due to reduce over the next five years, the need to
                            manpower resource is likely to become a notable feature of                 ensure optimised availability, quality and cost-efficiency is
                            maritime in-service support given the significant decline in               critical. Experience from best-practice in-service support
                            the size of the nuclear submarine flotilla, and a gap in SSN               models, both within the defence sector (including the Harrier
                            refitting between completion of the last Trafalgar-class refits            and Tornado fast jets, T996 naval radar, and Survey/River-class
                            next year and the first Astute refit in the early 2020s.                   OPVs) and outside it (British Airways and London Underground
                                                                                                       being two), demonstrates that through-life, performance-based
                            Performance-based Contracting                                              contracting at platform level can achieve this. A generic figure
                            On a different note, contractual arrangements represent an                 of over 20% savings emerges from the through-life platform
                            important key to optimising through-life submarine support.                level output performance-based projects mentioned.
                            One of the legacy factors cited by the MoD as driving the                  Output performance-based contracting in submarine
                            need for change in submarine manufacture and support going                 support would move away from discrete packages of work to
                            forward (giving rise to SECA) is a commercial framework that               focus primarily on submarine availability when required, plus
                            has historically rewarded volume, not performance. In terms of             factors such as whether the asset performs, maintenance is
                            today’s in-service requirements, with the maturing Vanguard                delivered to plan, quality and safety are being maintained,
                            class presenting a number of challenges, and issues of how to              and costs are reducing. This would bring significant efficiency
                            maximise availability and, potentially, extend operating life              and effectiveness benefits by addressing a number of
                            coming to the fore, there are important benefits to be derived             inherent flaws in current contracting approaches. Existing
                            from a new contractual approach that would move to a                       contractual measures, for example, include no availability or

                            52 RUSI DEFENCE SYSTEMS OCTOBER 2008
SUBMARINES: FUTURE TRENDS

                                                                                                                                           SUBMARINES: FUTURE TRENDS
in-service performance indicators, and limited opportunity         this is a crucial element of the partnering relationship (which
for meaningful trend analysis; reporting for major                 should also feature establishment of trust, alignment of
maintenance activities is inconsistent, with a different set       all parties’ interests to solve the customer’s problem, and
of performance metrics and reports for each Long Overhaul          removal of any blame culture, as well as possible co-location
Period (LOP) or Revalidation and Assisted Maintenance              at point of delivery) that is key to the success of output-based
Period (RAMP); and incentive mechanisms are ineffective in         contracting. Babcock Marine is taking the lead in discussing
driving improved performance.                                      with the MoD the approaches which can and should be
                                                                   used to maximise submarine availability through the right
By contrast, performance-based contracts are centred on            incentivising arrangement with industry.
outcome: whether the asset was available when required
and how well it performed. They are also more proactive
than reactive (with a focus on future availability of the
asset, and avoidance of performance shortfalls). Being long
                                                                   This partnering agreement
term (generally at least five years) they promote alignment        addresses the position of
throughout the supply chain, with risk-sharing where
appropriate. And they are set against a benchmark, with            three monopoly suppliers
payments incentivised against the customer’s requirements          and meets the Defence
for performance (with mechanisms to fund increased profit
via efficiency savings, and profit at risk against performance,    Industrial Strategy’s vision
for instance). With cost reduction, improved performance
and increased profit all directly linked, both contractor and
customer will gain.                                                Collaboration for Through-life Benefit
                                                                   Looking forward, partnering and collaboration are indeed
                                                                   the dominant themes of the UK submarine enterprise of
Output performance-based                                           the future. While optimising and maximising facilities and
                                                                   resources, coupled with a new contracting approach, will
contracting in submarine                                           tackle many of the legacy issues (including the decline
support would move away                                            in the size of the submarine flotilla, cost of acquiring and
                                                                   maintaining facilities, and contracting that has traditionally
from discrete packages of                                          rewarded volume not performance), collaboration under SECA
                                                                   seeks to realign the contracting relationship between the
work to focus primarily                                            MoD and industry. This partnering agreement addresses the
on submarine availability                                          position of three monopoly suppliers and meets the Defence
                                                                   Industrial Strategy’s vision of a ‘programme-level partnering
when required                                                      agreement with a single industrial entity for the full life cycle
                                                                   of the submarine flotilla, while addressing key affordability
                                                                   issues’. It thus overcomes the traditional fragmentation of
Evidently a clearly defined requirement is a prerequisite.         submarine manufacture and support, bringing the two under
In submarine support, evaluation of whether the asset was          single programme management.
available when required could be made in terms of adherence
to the Navy Plan (Fleet Operating Schedule), whether four          While features of the new Astute-class such as the elimination
SSNs are ready for sea at any one time, the maintenance of         of the need for costly and time-consuming reactor refuelling
Continuous At Sea Deterrence (CASD), and/or the percentage         (required during the lifespan of the current SSNs) will
of non-maintenance days. Similarly, asset performance could        contribute to significantly reducing through-life maintenance,
be evaluated in terms of operational defect frequency; delivery    the greater building-in of through-life cost of ownership
of maintenance to plan against adherence to milestones; and        considerations reported in Astute Boat 4 and follow-ons
achievement of cost reductions measured on cost per boat           underlines the way forward.
available day, total class support costs, and/or savings versus
baseline costs.                                                    Certainly recognition of the importance of considering
                                                                   in-service support issues (which, after all, represent some
Additionally, monitoring and sharing of information – such as      60–75% of whole-life cost of a platform), and drawing on
the number of safety or quality lapses raised, level of spares     experience in this field with involvement of the maintainer to
availability being achieved, and whether milestones are being      inform concept and design with in-service support in mind, is
attained – provides valuable opportunities for analysis to drive   a huge and welcome step forward, and will prove an important
ongoing improvement. Open sharing of information is critical       contributor to improving performance and reducing costs
to success, and management and federation of information           across the submarine life cycle, to deliver an available and
must be given sufficient attention and investment. Indeed,         affordable capability.

                                                                                                    OCTOBER 2008 RUSI DEFENCE SYSTEMS 53
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