Long-Term Deception: The Rearmament of the German Air Force, 1919-39 - CIA

Page created by Betty Jimenez
 
CONTINUE READING
Long-Term Deception: The Rearmament of the German Air Force, 1919-39 - CIA
Strategic Deception

Long-Term Deception: The Rearmament of the
German Air Force, 1919–39
Brian J. Gordona

                                       In March 1935, British and Ger-                tailed as chancellors of the Weimar
                                    man officials scheduled a meeting of              Republic claimed in the 1920s nor as
                                    Adolf Hitler with several members of              formidable as Hitler bragged in 1935.
                                    the British cabinet to discuss Lon-               That both claims were plausible can
                                    don’s continuing apprehension over                be attributed to policies of decep-
Frequent public expres-             German rearmament. Though Prime                   tion pursued by successive German
 sion of British fears of           Minister Stanley Baldwin had assured              governments, beginning immediately
                                    his government and the public that                after the signing of the Versailles
  growing German air-               the arms restrictions imposed after               Treaty in 1919 and into the Nazi
 power had revealed to              World War I provided Britain an ad-               regime. Frequent public expression
Berlin the vulnerability            vantage in aerial capability over Ger-            of British fears of growing German
                                    many, British concerns had exponen-               airpower had revealed to Berlin the
of its former enemies to            tially grown as Hitler’s foreign policy           vulnerability of its former enemies to
        deception.                  became increasingly belligerent.                  such deception.2

                                        The meeting never took place. The                 Its effects were felt not only in
                                    release of a British Foreign Office               intelligence analysis of German
                                    white paper critical of German poli-              strength but also in the political
                                    cies prompted Hitler to cancel, using             debates and policy formation partially
                                    the pretext that he had a cold. Shortly           fed by that analysis. For example,
                                    thereafter, the German government                 as tensions between Germany and
                                    announced not only that military                  Britain increased with Hitler’s rise to
                                    conscription in Germany had been                  power, the Germans repainted Ju-52
                                    reinstituted, but that it had rebuilt a           transports to appear as if they were
                                    functioning and powerful air capabil-             newly built and had bomb bays, then
                                    ity superior to the Royal Air Force.1             flew them in massive aerial demon-
                                    How could the Germans have built                  strations.3 Joining the transports
                                    up an effective air force seemingly               were impressive He-51 and Ar-65
                                    under the nose of the British Empire              fighters that exceeded the capabil-
                                    so quickly and so quietly?                        ities of British fighter technology.
                                                                                      But unbeknown to British observers,
                                       The answer, apparent in hindsight,             these aircraft did not yet have suitable
                                    was that Germany had not. Germa-                  weapons.4
                                    ny’s airpower was neither as cur-

                                    a. For a more in-depth discussion of frameworks to analyze long-term deception, as well as
                                    deception in German rearmament, see: Gordon, Brian J., Deception in Covert Nuclear Weapons
                                    Development: A Framework to Identify, Analyze, and Mitigate Future Long-Term Deception
                                    Efforts (RAND Corporation, 2016). Available at http://www.rand.org/pubs/rgs_dissertatio ns/
                                    RGS D370.htmI.

                                   The views, opinions, and findings of the author expressed in this article should not
                                   be construed as asserting or implying US government endorsement of its factual
                                   statements and interpretations or representing the official positions of any compo-
                                   nent of the United States government.

Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)                                                                   1

Strategic Deception

Inflated estimates of German capabilities resulting from
these deceptions may have made policymakers reluctant                              any possession of Fokker D.VIIs.5
to contemplate the use of force to counter German actions.                         These biplane fighters were the
                                                                                   only category of equipment specif-
    Inflated estimates of German         back as Hitler’s installation as          ically mentioned in the Versailles
capabilities resulting from these de-    chancellor, because the actual story      restrictions, a testament to Allied
ceptions may have made policymak-        of German air force development           fear of German airpower.
ers reluctant to contemplate the use     stretches at least as far back as the
                                                                                   Arms Control Evasion (1919–26)
of force to counter German actions.      Versailles Treaty. Though this type
                                                                                       The new post-war government in
From the view of the historian, it       of deception may not always be
                                                                                   Berlin was initially assisted in its air-
appears British policymakers and         a coherent or perfectly executed
                                                                                   power deception by private interests.
analysts accepted low estimates of       effort, its cumulative effect compli-
                                                                                   Anthony Fokker, the Dutch manufac-
German air strength for years and        cates analysis and can lure govern-
                                                                                   turer of several successful German
then, seamlessly, accepted inflated      ments into incorrect or ineffective
                                                                                   WWI aircraft, including the D.VII,
estimates in just a matter of months.    action—or no action at all. Rec-
                                                                                   was among the first to aggressively
                                         ognizing this long-term effort as
    As more recent events have                                                     circumvent Versailles restrictions. He
                                         a distinct type of deception builds
shown, long-term deception of the                                                  and his company hid aircraft in barns
                                         upon the work of Whaley and other
type involved in masking and then                                                  and buildings throughout the German
                                         scholars and can help analysts
exaggerating German military de-                                                   countryside, covertly put airframes
                                         identify, understand, and mitigate
velopment continues to be common                                                   on trains under tarps and rigging
                                         deception in long-term efforts.
practice, having been seen in efforts                                              that hid the outlines of the aircraft,
to mask nuclear weapons programs,                                                  and created diversions as the trains
military research and development                                                  crossed the German-Dutch border
                                         Reexamining German Re-
(R&D), and foreign policy ini-                                                     into Holland, all to save 120 D.VIIs,
                                         armament (1919–39)                        400 engines, and an estimated $8
tiatives by multiple governments
over the years. This deception is            The three periods of German           million of material.6 They also left
often treated as a series of discrete    rearmament Whaley proposed remain         a handful of airframes in Germany
events, matched to the deceiver’s        useful, however. But rather than          for Allied arms inspectors to find, to
policies and specific goals.             survey broad policies and R&D             avoid the suspicion that anything had
                                         initiatives in each as Whaley does,       been removed. Fokker’s motivation
    In his definitive research on the    this article presents a very brief sum-   may have been largely personal in
case of German rearmament, the           mary of one particular R&D thread,        ensuring he could continue his busi-
late Barton Whaley, a foremost           airpower development, to show how         ness, but after his departure for the
scholar on denial and deception,         deception can evolve and continue         United States in 1923, the German
divided the period between the First     independent of changes in govern-         government continued to benefit in
and Second World Wars into three         ment and foreign policy.                  air R&D from both planes and design
distinct phases, each with distinct                                                information that should have been
German foreign policy goals and             Intent on preventing the German        destroyed under Versailles.
approaches to strategic deception.       aggression they held to have caused
For the historian or researcher seek-    World War I, the Allies in 1919              Those inspectors were from the
ing to understand this period or the     imposed stringent restrictions on         Inter-Allied Control Commission
qualities of deception better, this is   Germany’s military capabilities as        (IACC), a group of military offi-
an entirely appropriate approach.        part of the Versailles Treaty. Most       cers headquartered in Berlin, whom
But the intelligence analyst can-        were general in nature, including         the Allies had designated to ensure
not afford to be so discriminating       those limiting conscription and the       German compliance with the treaty
in evaluating evidence. A British        manufacture of rifles and artillery.      restrictions. The inspectors were
analyst assessing German airpower        But the Allies were particularly          not idle, conducting more than 800
in 1938 would have been unwise           concerned about German aviation,          inspections over a six week peri-
to look at information only as far       as evidenced by the prohibition of        od alone between September and

2                                                 Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)

                                                                                                             Strategic Deception

                                                The Army Peace Commission, a liaison group within the
October 1924. Their efforts and
                7
                                                German Defense Ministry, was responsible for much of
frustrations would be familiar to any           the work of undermining the IACC’s efforts.
who followed arms control inspec-
tions in Iraq almost 70 years later.
                                                was not in Germany at all, but in an           Ministry in Berlin that were not
IACC inspectors spent a significant
                                                unexpected place the IACC could not            detected by the IACC. The aviation
amount of time inspecting facilities
                                                reach, the newly established USSR.             staff was designated the “Army
that had been warned in advance of
                                                                                               Command Inspectorate of Weapons
their arrival as well as chasing down               In 1922, Germany and the Soviet            Schools” and immediately absorbed
meaningless rumors, such as that                Union concluded secret military                120 former army and navy pilots into
baby carriages were being manufac-              agreements. One agreement estab-               the newly established state-owned
tured that could be reassembled into            lished an aircraft testing and training        airline, Lufthansa, or into several
machineguns.8                                   center in Lipetsk, Russia, where Ger-          “advertising squadrons.” It did so
                                                man pilots and plane designs would             through false job descriptions and
    The Army Peace Commission,
                                                be developed away from the prying              secret training pipelines.
a liaison group within the German
                                                eyes of the IACC. The deceptive
Defense Ministry, was responsible
                                                measures necessary to protect this                 After initial training at a new-
for much of the work of undermining
                                                effort were complex. German officers           ly established (1922) Commercial
the IACC’s efforts. German officials
                                                sent to train there were “discharged”          Flying School, the new pilots were
and the commission’s commander,
                                                for the duration of their training. A          brought to Lipetsk for specialized
Gen. August von Cramon, had been
                                                customs office was established at              military training.11 The entire enter-
shocked that the Allies had permitted
                                                Lipetsk to clear parts and schedule            prise was financed through the state
the formation of such a liaison group,
                                                shipments away from normal points              budget. Each year the chancellor’s
assuming the IACC would just travel
                                                of entry in Germany that might be              office and Defense Ministry would
and inspect whatever it wished and
                                                under observation, and aircraft were           submit budget requests with inflated
without warning. The Germans used
                                                flown to Lipetsk disguised as “mail            estimates for items such as parts and
the peace commission to obstruct and
                                                planes.”10                                     labor. When legislators approved this
thwart the IACC’s efforts at every
                                                                                               budget, the excess funds were then
opportunity.9 Arguably, however, the               These efforts complemented bu-              diverted to secret programs such as
real story the Allies were interested in        reaucratic actions within the Defense          air training and the Lipetsk facility.12
                                                                                               This effort, simple in description,
                                                                                               must have involved significant work
                                                                                               and coordination among the various
                                                                                               offices and individuals responsible
                                                                                               for budget formulation in the Weimar
                                                                                               Republic.

                                                                                                  Not all efforts to develop the Ger-
                                                                                               man air force were so clandestine,
                                                                                               and in fact some were taken with the
                                                                                               concurrence of the Allies themselves.
                                                                                               The Commercial Flying School was
                                                                                               established publicly and eventually
                                                                                               did feed into Lufthansa. German
                                                                                               arguments that they should not be
                                                                                               denied the benefits of aircraft for
                                                                                               mail delivery, advertising, and sports
                                                                                               led to a relaxation on restrictions of
Feared Fokker D.VIIs in front of a hangar at the secret Reichswehr flight center in Lipetsk,   limited-performance aircraft. Perhaps
USSR, 1925. Photo: © Sueddeutsche Zeitung Photo / Alamy Stock Photo                            even more significant, the Paris Air

Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)                                                                       3

Strategic Deception

Though the commission was no longer a barrier to rear-
mament, the German government continued to take steps                                            was likely caught by the IACC as it
to ensure its covert buildup would remain undetected.                                            toured the country. But following the
                                                                                                 disestablishment of the commission,
Agreement of 1926 granted Germany                                                                the Germans were able to rapidly
                                                Rearmament (1927–35)
the ability to build high-performance                                                            construct airfields and other facilities
                                                    Though the commission was no
aircraft to compete in air shows and                                                             in parts of the country less frequent-
                                                longer a barrier to rearmament, the
set speed records.13 These aircraft                                                              ly traveled and hence unlikely to
                                                German government continued to
designs would be the foundation for                                                              be toured by military attachés.16 A
                                                take steps to ensure its covert buildup
aircraft tested at Lipetsk and other                                                             budget of 10 million reichsmarks ear-
                                                would remain undetected. In 1932,
facilities throughout the 1920s and                                                              marked for the aviation office through
                                                the Defense Ministry classified its
1930s.                                                                                           what was known as the “blue” budget
                                                officer lists for the first time. Two
                                                                                                 financed the construction. These
                                                secrets would have been revealed
    This period of German rearma-                                                                funds were diverted from the Defense
                                                had the Allies been able to review
ment came to a close on 31 January                                                               Ministry’s public budget in secret and
                                                these lists. The first was that the total
1927, when the Allies officially with-                                                           administered by a special branch of
                                                number of officers in the army and
drew the IACC. Any observation of                                                                the Reich Audit Office that dealt with
                                                navy exceeded the number permitted
German military development would                                                                these covert programs.17
                                                under the Versailles restrictions. The
now rest solely with military attachés,         second was that through the secret
generally controlled and monitored in                                                               The rise of the Nazi Party brought
                                                training programs in Lipetsk, fed by             about more aggressive deception to
their travels around the country. The           the commercial training pipeline, the
commission’s final report stated that                                                            match this increase in activity. Two
                                                Germans had managed to train a suf-              events are notable. The first is an
Germany had never had any intention             ficient number of pilots to man their
of disarming and had done everything                                                             announcement in 1933 that foreign
                                                rapidly expanding air force.15                   bombers had flown over Berlin and
in its power to circumvent the work of
the commission.14 But with no “smok-                                                             dropped leaflets. Though no evidence
                                                   That air force would be built in
ing gun” proving German deceit, the                                                              was provided, the German Foreign
                                                factories and based at airfields almost
report apparently fell on deaf ears in                                                           Ministry insinuated that the bombers
                                                completely unknown to the Allies.
London and Paris.                                                                                were Soviet. In fact, this incident
                                                British and French officials had a
                                                                                                 was completely manufactured—no
                                                good understanding of the location
                                                                                                 flyover had occurred. But Hitler
                                                of German air facilities built during
                                                                                                 used it to claim that aggressive and
                                                the war, and what little construction
                                                                                                 technologically superior adversaries
                                                occurred immediately following

Heinkel He. 111, in passenger mode, ca. 1940 on the left. In this configuration, the interior was designed in such a way that it could readily
be converted from a comfortable passenger compartment, as in the image on the right from another aircraft, into a bomb bay. Photo: ©
Sueddeutsche Zeitung Photo / Alamy Stock Photo

4                                                          Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)

                                                                                                       Strategic Deception

surrounded Germany and that the              large numbers of deceptively paint-          Among them was Charles Lindbergh,
country was completely, and unrea-           ed transport aircraft and fighters           who was granted special permission
sonably, defenseless against them.18         that were actually still inoperable as       to tour German facilities and even
The second event, far less dramatic,         wartime aircraft. Other aircraft were        fly German aircraft. Lindbergh was
was the quiet formation of the Central       shown more selectively. The Do-17            convinced the Germans had not
Bureau for German Rearmament in              “Flying Pencil” bomber concerned             only designed superior aircraft but
1934. This group was formed to co-           the Allies because it had outpaced           that they could mass-produce them.
ordinate what were by then numerous          several foreign-built fighters during        He reported to Allied officials that
complex efforts throughout the De-           air trials and shows and presumably          Germany was strong enough to make
fense Ministry to increase Germany’s         would outrun any British or French           any British and French military action
military capabilities in violation of        fighter. But the Germans had con-            against it foolhardy. Prime Minister
Versailles restrictions.19                   structed the demonstration model by          Neville Chamberlain carried this
                                             hand, and mass production of that            assessment to the Munich Conference
Rearmament and Bluff (1935–39)               quality was impractical. The fol-            in 1938.22
    Hitler’s 1935 announcement of the        low-on aircraft had smaller engines
existence of the Luftwaffe is unlikely       and considerably less speed.20                   The Luftwaffe continued its
to have caught the British and French                                                     buildup of highly trained and skilled
completely by surprise, though they              Allied military officials had more       personnel during this period as well,
were not certain of the strength of          to fear from the He-111. This aircraft       through training more realistic than
German airpower. The confusion               had entered commercial service with          that conducted at Lipetsk. Despite
experienced in London and Paris was          Lufthansa and accommodated 10 pas-           the Versailles Treaty’s continuing
also felt in the Air Ministry in Berlin,     sengers with a compartment amid-             prohibition against committing forces
which, judging by its later actions,         ships used as a smoking lounge. The          to combat in foreign lands, Germany
appeared not to have been ready to go        lounge’s true purpose was to provide         sent a significant number of “vol-
public. To reinforce Hitler’s sudden         space in future military construction        unteers” from its armed forces to
claims of aerial superiority, creativity     for a bomb bay; the military version         take part in the Spanish Civil War,
would be required.                           went into mass production soon after         providing them false papers, Spanish
                                             the Luftwaffe announcement.21                currency with which to travel, and
   Luftwaffe officials began to                                                           Spanish uniforms. While the partic-
conduct large exhibition flyovers to            The German government sup-                ipation of Germans in the conflict
impress both the German population           plemented this selective showing             was well known, perhaps the Allies
and foreign observers. As previously         of new aircraft by targeting certain         underappreciated the effects. By
noted, these demonstrations included         experts to deliver the message.              Whaley’s estimation, 32 months of
                                                                                          combat in Spain provided Germany
                                                                                          with more than 14,000 pilots with
                                                                                          combat experience, validation of
                                                                                          aircraft such as the Messerschmitt Bf-
                                                                                          109, and practice with such tactics as
                                                                                          saturation bombing.23

                                                                                             All this required resources. As
                                                                                          in other periods, the German gov-
                                                                                          ernment was compelled to go to
                                                                                          extraordinary bureaucratic lengths
                                                                                          to disguise the funding of Luftwaffe
                                                                                          development. The Nazi bureaucracy
                                                                                          was similar to that of the Weimar
The He. 111 depicted in its wartime mode on a cigarette card produced during WWII. Pho-   Republic and in the years leading up
to: © SIconographic Archive/Alamy Stock Photo                                             to World War II maintained a policy

Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)                                                                5

Strategic Deception

of making budget data public. The         ational denial and deception. Some             way of categorizing such data using
publicized portion was known as the       authors—including Whaley, Michael              two aspects of deception. First, de-
“white” budget, and it should have        Mihalka, and Abram Shulsky, among              ceivers must take two types of actions:
provided clues to attentive military      others—specifically address strategic          revealing information or concealing
attachés about German military R&D        deception. Others, such as Robert              it. Second, there are two types of
and procurement. The white budget         Jervis and Michael Handel, have                information: factual and fictitious.
steadily rose throughout the 1930s to     addressed the effects and policy im-           These categorizations form the ma-
reach approximately 340 million re-       plications of government manipula-             trix devised by Bennett and Waltz in
ichsmarks in 1936. But also mirror-       tion of information. But these studies         figure 1, below.
ing Weimar-era budgets, there was         are primarily theoretical and case-
more to the story. A “black” budget,      study driven. They provide agencies               Bennett and Waltz’s matrix can
which more accurately reflected gov-      and analysts few tangible methods              be modified in one key area to better
ernment spending, totaled over three      by which to organize the massive               address long-term deception. As
billion reichsmarks in 1936.24 The        amount of data likely to result from           shown in figure 1, “Conceal Fiction”
same office within the chancellery        investigation of deception efforts             actions pertain to actions that protect
compiled and issued these budgets,        that span multiple governments and             the deception itself. But in cases
meaning that numerous individuals         perhaps decades.                               such as long-term R&D programs,
were knowledgeable of this decep-                                                        there is an element of coordination
tion and likely working overtime to         Michael Bennett and Edward                   that we must consider part of this
produce the required documents.           Waltz propose a simple but effective           effort. Though coordination is also

    By the time of the Munich              Figure 1: The Deception Methods Matrix25
Conference, the British and French                         Reveal Fact                                  Conceal Fact
governments found themselves in a
                                           Information:                                  Information:
seemingly unsolvable policy prob-
lem. Having underestimated Hitler’s          • Release true information that ben-          • Secrecy (clearance programs,
                                               efits the deceiver (e.g., the double          physical security, and INFOSEC)
aggressive intentions, they now                bluff ruse)
overestimated the armed force with                                                         • Withholding information to create a
                                           Physical:                                         false or misleading impression
which he could pursue his policies
and deter any efforts to counter him.        • Display real equipment or facilities      Physical:
Their estimates during this period             (e.g., to build a source’s credibility)     • Camouflage, concealment, signal
were driven by ignorance of German                                                           reduction (e.g., stealth designs
development in the years following                                                           and materials, spread spectrum
                                                                                             communications), disguises,
World War I, belief in demonstra-
                                                                                             dazzling
tions carefully managed by German
officials, and Hitler’s confidence that                                                    • Nonverbal deceit
he had a force that could back up his                     Reveal Fiction                             Conceal Fiction
policy goals. All of which were sup-       Information:                                  Information:
ported by long-term deception, albeit        • Disinformation, which includes              • Suppress a lie
by different governments and with              lying or providing information            Physical:
different short-term goals.                    known to be untrue or dazzling
                                               (e.g., providing large volumes of           • Hide a sham
                                               information)
Analyzing Long-                            Physical:
Term Deception                               • Decoys, diversions (feints and
                                               demonstrations), duplicates, dis-
    A significant amount of literature
                                               guises, dummy positions, equip-
and doctrine is focused on the prac-           ment, and facilities
tice and effects of tactical and oper-
                                             • Nonverbal deceit

6                                                     Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)

                                                                                                    Strategic Deception

important in other types of deception,       Employing this framework, the                In application, this matrix would
longer term programs such as Ger-        categorization of data points will of-        of course be of significant size and
many’s rearmament involve signifi-       ten be matters of analytical judgment,        would likely need to be broken up
cant funds, numbers of participants,     which will depend on examining the            into lines of effort such as diplomatic
and bureaucratic entities. Managing      preponderance of evidence for the             actions, budget and finance, etc. But
such programs, and the deception         enterprise as a whole and asking how          sorting data in this manner and mov-
protecting them, requires an organi-     each data point fits into that story. For     ing the data points around as new
zation with expertise and clout. The     example, the Luftwaffe aerial demon-          judgments are made will give an an-
establishment or existence of such       strations were clearly intentional gov-       alyst an increasingly coherent picture
an organization, and the coordinating    ernment revelations of information.           of potential long-term deception.
actions required for the deception,      An analyst would then need to judge
may provide vital clues to identifying   whether that information was factual,             Special attention should be paid
long-term deception.                     and thus represented a previously             to any information in the “Conceal
                                         undetected significant capability, or         Fiction” category. In the example of
    Using the sample of data points      whether the German government had             Germany organizations, the Army
on German airpower development           the means and motive to be deceitful          Peace Commission and Central Bu-
already presented, a matrix specific     about the number of strategic bomb-           reau for German Rearmament were
to this case might look like figure 2,   ers it could field.                           established to manage an inspection
below.                                                                                 regime and coordinate illicit activity
                                                                                       across the government.

 Figure 2: The Deception Methods Matrix–German Rearmament                                  These types of organizations have
                                                                                       been seen in other cases of long-term
              Reveal Fact                            Conceal Fact
                                                                                       deception as well. In Iraq’s pursuit of
   • Paris Air Show agreement             • Establishment of Lipetsk training          nuclear weapons, Saddam Hussein
                                            and development center
   • Establishment of Lufthansa as a                                                   established the Oversight Commit-
     state controlled airline             • Military training requirement for          tee ostensibly to coordinate with
                                            Lufthansa pilots                           UN weapons inspectors following
                                          • Classification of officer lists starting   the first Gulf War, but in reality it
                                            in 1932                                    was designed to interfere with UN
                                          • Construction of new air facilities in      efforts.26 The Iraqis also established
                                            remote areas                               organizations such as the Special
                                          • Disguising of German air involve-          Security Organization and elements
                                            ment in the Spanish Civil War              within the Ministry of Industry and
                                            through use of “volunteers”                Military Industrialization to manage
             Reveal Fiction                         Conceal Fiction                    the nuclear weapons development ef-
   • The 1933 overflight of Berlin by     • Establishment of the Army Peace            fort, mirroring Berlin’s establishment
     “Soviet” aircraft                      Commission and its actual mission          of the Central Bureau in 1934.27
                                            to hinder lACC inspection efforts
   • Mass aerial demonstrations of
     bombers and fighters not actually    • Creation of the Central German                 Such information on the internal
     operational                            Rearmament Bureau in 1934                  workings of a deceiver’s bureaucra-
                                                                                       cy may be among the most difficult
   • Appearance that the Do-17 “Flying    • “Blue” budget diversion of funds
     Pencil” was in mass production         under the Weimar Republic.                 data to collect, but analysts should be
     and the He-111 was a passenger         “White” and “Black” budgets of the         vigilant for any such information and
     aircraft                               Nazi-era government                        drive collection efforts to determine
   • Information and tours provided                                                    whether such organizations exist and
     to Charles Lindbergh giving the                                                   how they function.
     appearance of a more advanced
     production capability

Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)                                                                  7

Strategic Deception

Recommendations                                throughout the 1930s. She offers one       seen. If long-term deception is
and Conclusion                                 very plausible explanation: that plac-     suspected, then analysts should be
                                               ing the estimates higher would have        looking for evidence of coordinat-
    The recognition of long-term
                                               necessitated some form of action on        ing organizations and actions. If no
deception as a unique type of decep-
                                               the part of the British government         such evidence is seen, it may indi-
tion is of little value without propos-
                                               that officials did not want to take.28     cate no deception or it may indicate
ing practices to mitigate its effects.
                                               Intelligence professionals have no         the need to drive collection towards
Numerous analytic techniques, such
                                               role in the formation of policy, and       suspected data points.
as backcastinga or identification
                                               strategic long-term deception will
of scenarios and indicators, hold                                                             The final recommendation is less
                                               likely be very difficult to “prove,” but
promise to help analysts categorize                                                       about analytic technique than ap-
                                               using analytic techniques effectively
evidence and assess the likelihood                                                        proach. The deceiver is operating on
                                               will strengthen one’s case that such
that long-term deception is taking                                                        a long-term schedule but is deceiving
                                               an effort is taking place. Categorizing
place. The “Reveal/Conceal Fact/                                                          perhaps without a clear idea of the
                                               and displaying data points to show
Fiction” framework presented in                                                           target’s level of attention. Therefore,
                                               how the determination was reached
this article provides another tool for                                                    though policymakers require time-
                                               will present policymakers with a
analysts to assess the possibility of                                                     ly and relevant assessments of the
                                               coherent roadmap of what is known
deception. But in addition to identify-                                                   deceiver’s activity, there may be an
                                               about an R&D program and perhaps
ing the likelihood of such deception,                                                     opportunity to permit teams of ana-
                                               a more persuasive argument.
these frameworks must also inform                                                         lysts the time and space to undertake
practices to mitigate its effects.                 Second, analysts and organi-           a systematic review of all available
                                               zations need to ensure that every          evidence. This is important for two
     The first is the essential practice
                                               available channel of information is        reasons. First, a group—preferably
of intelligence professionals speak-
                                               utilized and must drive and synthe-        made up of specialists in various
ing truth to power. A conclusion that
                                               size the results of collection. The        intelligence disciplines—can better
a long-term R&D effort is being
                                               continuous nature of long-term             utilize analytic techniques to review
pursued and concealed will often
                                               deception means the deceiver will          the evidence, judge the likelihood of
be a problematic development for
                                               need to consistently coordinate a          deception, and attempt to develop a
a policymaker. The final report of
                                               complex effort throughout a bu-            cohesive picture of the effort. Sec-
the IACC, stating that Germany had
                                               reaucracy. This will both increase         ond, temporarily removing analysts
consistently tried to undermine the
                                               the number of individuals aware of         from any pressures of immediate pro-
commission and did intend to rearm,
                                               such an effort and necessitate some        duction or quick turnaround tasking
is an example of this. The warning
                                               form of coordinating mechanism,            will permit the intellectual space to
went unheeded and perhaps, though
                                               such as the Central Bureau for             do the “deep dive” on the information
it is difficult to find evidence of this,
                                               German Rearmament or Saddam’s              necessary to see these patterns.
the practice of arguing that Ger-
                                               Special Security Organization.
many was continuing to violate the                                                           Developments such as interna-
                                               Additionally, the expenditure of
Versailles arms restrictions to senior                                                    tional treaties, enforcement regimes,
                                               resources will need to be done in a
British policymakers was abandoned                                                        and improvements in intelligence
                                               surreptitious manner but will still
in subsequent years.                                                                      gathering have complicated the effort
                                               likely result in some detectable
                                               signatures. Each of these necessi-         required to pursue long-term R&D
   In her work on self-deception,
                                               ties on the part of the deceiver is        without detection. Programs to en-
Roberta Wohlstetter points out that
                                               an opportunity for analysts willing        hance military capabilities or develop
British estimates of operable Ger-
                                               to perform an exhaustive search of         weapons of mass destruction depend
man aircraft were consistently low
                                               available information. Again, the          now more than ever on deception to
                                               framework presented in this article        conceal them, or at least make them
                                               provides one way of categorizing           plausibly deniable for the deceiver.
a. Backcasting is an analytical technique                                                 Countering the deception that protects
                                               information. But it also shows
to help identify prerequisites to reaching a                                              these long-term projects requires
given (desired or hypothetical) end state.     where expected information is not

8                                                       Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)

                                                                                                    Strategic Deception

further research on historical exam-       of lessons learned and best practices,     analysts the time and tools they need
ples of such activities, formulation       and organizational flexibility to give     to detect and mitigate these efforts.

                                                         v    v    v

The author: Brian J. Gordon is an all-source analyst in the Defense Intelligence Agency’s Underground Facility Analy-
sis Center (UFAC). This article is an adaptation of his PhD. dissertation. He earned his doctorate from the Pardee RAND
Graduate School at the RAND Corporation.

Endnotes
1. D. C. Watt, “The Anglo-German Naval Agreement of 1935: An Interim Judgment,” The Journal of Modern History 28, no.2
    (1956): 155–56.
2. Michael Mihalka, German Strategic Deception in the 1930s (RAND Corporation, N-1557-NA, 1980), 111.
3. Richard Suchenwirth, The Development of the German Air Force, 1919-1939, USAF Historical Studies, ed. Harry F. Fletcher
    (Arno Press, 1968), 57.
4. Barton Whaley, Covert German Rearmament, 1919–1939 (University Publications of America, 1984), 57.
5. Barton Whaley, “Conditions Making for Success or Failure of Denial and Deception: Authoritarian and Transition Regimes,” in
    Roy Godson and J.J. Wirtz, eds., Strategic Denial and Deception in the 21st Century (Transaction Publishers. 2002), 47.
6. Whaley, Conditions, 47.
7. Whaley, Covert Rearmament, 9.
8. Ibid., 35.
9. Whaley, Conditions, 44.
10. Suchenwirth, 26–30.
11. Ibid., 26; Whaley Conditions, 53.
12. Whaley, Conditions, 53.
13. Mihalka, 45.
14. Whaley, Conditions, 57.
15. Whaley, Covert Rearmament, 51.
16. Suchenwirth, 121.
17. Ibid., 20.
18. Whaley, Conditions, 63.
19. Ibid., 64.
20. Whaley, Conditions, 72.
21. Ibid., 56.
22. Whaley, Conditions, 75.
23. Whaley, Covert Rearmament, 62.
24. Suchenwirth, 159–60.
25. Michael Bennett and Edward Waltz, Counterdeception Principles and Applications for National Security (Artech House, 2007),
    52.
26. Mahdi Obeidi and Kurt Pitzer, The Bomb in My Garden: The Secrets of Saddam’s Nuclear Mastermind (John Wiley and Sons,
   2004), 144.
27. Ibrahim al-Murashi, “How Iraq Conceals and Obtains Its Weapons of Mass Destruction,” Middle East Review of International
    Affairs 7, no. 1 (March 2003): 60.
28. Roberta Wohlstetter, “The Pleasures of Self-Deception,” The Washington Quarterly 2, no.4 (1979): 56.

                                                         v    v    v

Studies in Intelligence Vol. 62, No. 1 (Extracts, March 2018)                                                                 9
You can also read