Marine vertebrate assemblages in the southwest Atlantic during the Miocene

Biological Journal of the Linnean Society, 2011, 103, 423–440. With 7 figures

Marine vertebrate assemblages in the southwest
Atlantic during the Miocene
  División Palaeontología de Vertebrados, Museo de La Plata, Paseo del Bosque s/n, 1900 La Plata,
  Consejo Nacional de Investigaciones Científicas y Técnicas, Buenos Aires, Argentina.
  Departamento de Zoologia, Instituto de Ciências Biológicas, Universidade Federal de Minas Gerais,
Avenue Antônio Carlos, 6627 – Pampulha, 31270-910, Belo Horizonte, MG, Brazil
  CENPAT – CONICET, 9120 Puerto Madryn, Argentina

Received 10 March 2011; accepted for publication 10 March 2011          bij_1685   423..440

Two biogeographical units are generally recognized in the present shelf area of Argentina: the Magellanian and
Argentinian Provinces. The two provinces differ in their fossil record. The evolution of these provinces has been
characterized by migrations, extinctions, pseudoextinctions and, perhaps, even speciation events. Marine verte-
brate assemblages with some similarities to the Argentinian fauna were already present in the Miocene, whereas
no associations similar to those of the Magellanian fauna have been found in South America before the Pleistocene.
Two successive major marine transgressions flooded northern Patagonia during the Miocene: the ‘Patagoniense’
(Early Miocene) and the ‘Entrerriense’ (Middle to Late Miocene). We analyse three rich fossil assemblages that
were formed during these transgressions. The absence of Magellanian Miocene vertebrate assemblages is consis-
tent with the hypothesis of a more southern distribution of the cold-temperate fauna at that time. In Patagonia,
as in other regions, an increased number of living groups appeared from the Lower to Upper Miocene. The Late
Miocene aquatic mammals had a modern aspect, and some of the fish species are still living in the South Atlantic
Ocean. In this contribution, we stress that warm-temperate fishes and a high diversity of penguins are found
together at the base of the Gaiman Formation. We hypothesize that penguins were adapted to live in warmer
waters than those of the latest Cenozoic and the Recent. Finally, we recall that many taxa became extirpated
because of the global temperature drops of the late Cenozoic. However, some fishes and pinnipeds which were
extirpated only in the Atlantic Ocean are discussed here. © 2011 The Linnean Society of London, Biological
Journal of the Linnean Society, 2011, 103, 423–440.

ADDITIONAL KEYWORDS: Actinopterygii – Aves – biogeography – Elasmobranchii – Mammalia – shelf.

Actualmente se reconocen dos provincias biogeográficas en la plataforma marina argentina actual: la Magallánica
y la Argentina. Las dos unidades difieren en su registro fósil. Se sugiere aquí que la evolución de las provincias
fue compleja y caracterizada por migraciones, eventos de especiación, extinciones, pseudoextinciones. Durante el
Mioceno ya había asociaciones de vertebrados marinos con similitudes taxonómicas con los de la Provincia
Argentina pero no se detectaron hasta ahora asociaciones fósiles similares a las de la Magallánica hasta el
Pleistoceno. Aquí describimos tres ricas asociaciones faunísticas marinas del Mioceno que se depositaron durante
dos grandes transgresiones atlánticas: el ‘Patagoniense’ (Mioceno Temprano) y el ‘Entrerriense’ (Mioceno Medio a
Tardío). La ausencia de asociaciones de tipo magallánicas en el Mioceno confirma la hipótesis de que la fauna
templado-fría se distribuía más al sur en ese tiempo. En Patagonia, tal como en otras áreas, se registra un número
mayor de formas actuales desde el Mioceno Temprano al Tardío. Los mamíferos acuáticos del Mioceno

*Corresponding author. E-mail:

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440          423
424    A. L. CIONE ET AL.

Tardío tenían un aspecto moderno; incluso alguna de las especies de peces perdura en la actualidad.
Asimismo, en este trabajo llamamos la atención sobre la coexistencia de una diversidad muy alta de
pingüinos con tiburones de ambientes templado-cálidos en la base de la Formación Gaiman.
Interpretamos que estos pingüinos estaban habituados a soportar aguas más cálidas que los actuales.
Finalmente, discutimos la pseudoextinción de vertebrados en el Océano Atlántico.
PALABRAS CLAVE: Actinopterygii – Aves – biogeografía – Elasmobranchii – Mammalia – plataforma

                 INTRODUCTION                                regional unconformity, largely caused by reduced
                                                             accommodation (erosional beveling plus nondeposi-
The Recent vertebrate biogeography of the southwest
                                                             tion) around the 29–30 Ma eustatic drop (Uliana &
Atlantic has been relatively well studied (Menni,
                                                             Biddle, 1988). However, rocks corresponding to this
Ringuelet & Arámburu, 1984; Cousseau & Perrotta,
                                                             lapse seem to be well represented in Patagonia. Late
1998; Menni & Stehmann, 2000; Acosta Hospitaleche,
                                                             Palaeogene and Neogene marine inundation occurred
2006; Acosta Hospitaleche et al., 2007a; Jefferson,
                                                             in the same general areas as those in which Late
Weber & Pitman, 2008). Cold- and warm-temperate
                                                             Cretaceous flooding occurred; the large areal extent of
associations coexist on the shelf off Patagonia and
                                                             the marine deposits reveals that the mean freeboard
central Argentina (Menni et al., 2010). These associa-
                                                             of the plate interior was still consistently low during
tions include many modern marine vertebrate fami-
                                                             this period (Uliana & Biddle, 1988). The end of the
lies which have been reported since the Miocene, but
                                                             extensive marine encroachment that lasted from the
also some extant Miocene species, at least among
                                                             late Oligocene to the late Miocene (Mid-Tertiary
fishes. A knowledge of the Miocene vertebrates and
                                                             Transgressive Onlap Sequence) was parallel to the
their distribution is relevant for a proper understand-
                                                             early Neogene trend of global eustatic rise (Haq,
ing of extant biocenoses and biogeographical patterns.
                                                             Handerbol & Vail, 1987; Uliana & Biddle, 1988; del
Miocene marine vertebrates are relatively well docu-
                                                             Río, 1991). The early Miocene transgression was
mented in southern South America (Cione, 1988;
                                                             limited to Patagonia and is known as the ‘Patago-
Cozzuol, 1993, 1996, 2001; Arratia & Cione, 1996;
                                                             niense’ (Figs 1A, 2). The marine deposits of middle
Acosta Hospitaleche, 2003, 2004, 2006; Cione & Báez,
                                                             and late Miocene age are restricted to northeastern
2007). Here, we describe the vertebrate fauna from
                                                             Patagonia and the Chaco-Pampean area. These trans-
two lithostratigraphic units of early and middle–early
                                                             gressions are known as the ‘Entrerriense’ or ‘Paran-
late Miocene age from Patagonia (Gaiman and Puerto
                                                             ense’ (Figs 1B, 2). The Miocene marine influence
Madryn), and a formation of late Miocene age from
                                                             supposedly reached up to Bolivia (Marshall, Sempere
central-eastern Argentina (Paraná), rich in fossil ver-
                                                             & Gayet, 1993). Some authors have proposed that
tebrates and thus relevant to our evolutionary and
                                                             a sea branch crossed South America reaching even
biogeographical discussion. The aim of this contribu-
                                                             the Caribbean Sea (Räsänen et al., 1995; Aceñolaza,
tion is to synthesize knowledge about the successive
                                                             2000; for a different view, see Hernández et al., 2005;
changes in the composition of marine vertebrate
                                                             Cozzuol, 2006). This depositional pattern was con-
faunas from the southwest Atlantic Ocean during the
                                                             trolled by tectonics in a context of high sea level
Miocene, and to interpret it in relation to known or
                                                             (Yrigoyen, 1975; Haq et al., 1987; Uliana & Biddle,
inferred modifications in the environment and to the
                                                             1988; Marshall et al., 1993). After the Miocene, no
evolution of the different clades in which the Recent
                                                             important transgressions are known in the area, and
biota is rooted.
                                                             there are no certain records of early and middle
                                                             Pleistocene marine vertebrates.
                                                                The Gaiman Formation crops out extensively in
                                                             northeastern Patagonia (Mendía & Bayarski, 1981;
During late Palaeogene and early Neogene times,              Cione, 1988). This formation was deposited during the
southern South America east of the Andes experi-             ‘Patagoniense’ and most of the early Miocene marine
enced stable tectonic conditions and the dominant            vertebrates known for northern Patagonia were
sedimentary accumulations are fine grained (Uliana           obtained there. Vertebrate remains were found in two
& Biddle, 1988; Malumián, 2002). Remarkably, on              reworked and winnowed lags associated with trans-
many areas of continental Argentina, the late Palaeo-        gressive surfaces, which display a concentration of
gene and early Neogene are missing because of a              phosphatic concretions, ooids, bones and teeth,

                     © 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

decapod remains, and some large shells, collectively             The radiometric ages of the different units are
constituting condensed deposits (lower and upper               discussed in Zinsmeister et al. (1981), Scasso et al.
T2 levels of Scasso & Castro, 1999). The beds of               (2001), Schultz et al. (2004), Cione et al. (2005b) and
the ‘Entrerriense’ overlying the Gaiman Formation in           Hernández et al. (2005).
the Península Valdés area were included in the Puerto
Madryn Formation (Haller, 1979). The strata of the
Puerto Madryn Formation have been correlated with                          RECENT OCEANOGRAPHY
the Paraná Formation of the base of the Río Paraná             The marine biogeography of the southwestern Atlan-
cliffs (near Paraná, Entre Ríos Province, eastern              tic South American shelf is greatly constrained by the
Argentina). Vertebrate evidence suggests that the              current pattern. The Recent Patagonian shelf is the
lower beds of the Puerto Madryn Formation could be             largest in South America. The bottom is flat and with
older than the strata cropping out in the Río Paraná           a gentle slope (Parker, Paterlini & Violante, 1997; see
cliffs (Cozzuol, 1993, 1996; Cione et al., 2000). Sections     also Cavallotto, Violante & Hernández Molina, 2011,
of more than 100 m crop out in the Península Valdés            Ponce et al., 2011). The dominant feature of the
area over the Gaiman Formation. Most of the marine             current system of the southern region is the Antarctic
vertebrate fossils were collected in the lower and             Circumpolar Current which influences the greatest
middle levels, of probable middle Miocene age. In the          part of the Antarctic oceanic region and the entire
Paraná region, instead, only the uppermost 20 m of the         temperate oceanic region (Knox, 1960; Fig. 3). It
Paraná Formation crop out. The total thickness of this         branches into currents flowing northerly off the coast
unit is about 100 m. Vertebrates were thus collected           of the major land masses. On the western part of
solely in the upper section of the Paraná Formation, of        South America, it becomes the Humboldt Current
confirmed late Miocene age (Cione et al., 2000, 2005a).        (also Perú Current). In the Drake Passage, the Ant-

Figure 1. A, Flooded area during the deposition of the Gaiman Formation. B, Flooded area during the ‘Entrerriense’
(modified from Uliana & Biddle, 1988).

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440
426    A. L. CIONE ET AL.

Figure 2. Stratigraphy of Miocene units in northeastern Chubut (modified from Scasso & Castro, 1999).

arctic Circumpolar Current is known as the Cape              the southernmost part of South America. According to
Horn Current which, after passing the southern tip of        López (1964) and Menni et al. (2010), it reaches 42°S
the continent, divides into two branches. The west           in the Atlantic coast and 40–41°S in the Pacific Ocean
branch passes on both sides of the Malvinas-Falkland         (Fig. 2). According to Balech (1964), it reaches up to
Archipelago and is called the Malvinas-Falkands              43°S and 40°S, respectively. However, in the outer
Current. It collides with the warm southward Brazil          shelf and slope, the Magellanian Province reaches
Current and turns east (Olson et al., 1988). The Hum-        further north to approximately 34°S, separating from
boldt Current is much stronger than the Malvinas-            the coast at the latitude of 43–45°S. The Argentinian
Falklands Current and its influence extends to near          Province ranges from about 42°S to 23°S according to
the equator (Sverdrup, Johnson & Fleming, 1964;              López (1964). Boundaries between the Argentinian
Thiel et al., 2007).                                         and Magellanian Provinces could be presently chang-
                                                             ing as a result of global temperature changes (see
                                                             Góngora et al., 2003). Penguins are characteristic of
                                                             the Magellanian Province. Although some individuals
                                                             reach the Argentinian Province (mostly Spheniscus
Different authors have divided the coastal marine            magellanicus), no penguin breeds in this area. Typical
waters of South America into biogeographical units           fish taxa of the Argentinian Province (with fossil
(see Menni, 1981; Menni et al., 2010). López (1964)          record in the area) are the squatinid Squatina, the
considered the following biogeographical units               myliobatids Myliobatis, the carcharhinids Carchari-
(Fig. 4): Magellanian Province (of cold-temperate            nus and Galeocerdo, the sphyrnid Sphyrna, the odon-
waters) with two districts, South Chilean and Pata-          taspidid Carcharias taurus, labrids, sciaenids and
gonian; Argentinian Province (of warm-temperate              others. Some fishes with fossil records, such as the
waters) with two districts, Bonarian and South Bra-          squalid Squalus, are present in both provinces.
zilian; West Indian Province (of warm waters) with              Northern Patagonian Miocene outcrops are located
three districts, Gulf of Mexico and Caribbean, Anti-         near the latitude of the boundary between both prov-
llean, and Brazilian. Balech (1964) proposed a rather        inces. Paraná localities are at the latitude of the
different scheme. The Magellanian Province occupies          current Argentinian Province.

                     © 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

Figure 3. A, Recent marine circulation in the southern Atlantic Ocean (modified from Sverdrup et al., 1964). B, A model
of marine circulation during Eocene times previous to the establishment of the Antarctic Circumpolar Current (modified
from Cione et al., 2007a).

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440
428    A. L. CIONE ET AL.

Figure 4. Biogeographical shelf provinces (modified from López, 1964; Menni, 1981).

      VERTEBRATES OF ARGENTINIAN                             several well-preserved skulls and associated postcra-
      FORMATIONS OF MIOCENE AGE                              nial skeleton (Cozzuol, 1996). The other species, Ple-
      GAIMAN FORMATION (EARLY MIOCENE)                       ciocetus dyticus, is only known by the posterior part of
                                                             a skull. Odontoceti are represented by several extinct
During the early Miocene, marine mammals are only            families: Squalodelphidae, Eurhinodelphidae, Squal-
represented by cetaceans, both Odontoceti and Mys-           odontidae, Prosqualodontidae and Kentriodontidae
ticeti. At this moment, some living families are             and the earliest Physeteridae (cachalots). This latter
already recognizable (Cozzuol et al., 1990; Cozzuol,         family includes two species from different genera:
1996). Mysticeti are represented by the earliest Bal-        Diaphorocetus poucheti and Idiorophus patagonicus.
aenidae (Morenocetus parvus; Buono, Dozo & Cozzuol,          The most abundant cetacean in this formation is the
2009) and the extinct Cetotheriidae. Cetotherids are a       squalodelphid Notocetus vanbenedeni, a dolphin about
primitive, paraphyletic group, probably related to           3 m long and with a relatively long rostrum (Cozzuol,
Balaenopteridae, with two species in the Gaiman              1996). The family Eurhinodelphidae was distributed
Formation. The best known is Aglocetus moreni, with          worldwide during the early and middle Miocene and

                     © 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

became extinct during the late Miocene. In Patagonia,          ant species of the northern C. cattica. Carcharoides
it is represented by Argyrocetus patagonicus. The              has a bipolar geographical distribution (Cione, 1988).
squalodontid Phoberodon arctirostris is one of the             Two endemic species are the echinorhinid Echinorhi-
most primitive platanistoids. The prosqualodontid              nus pozzii (Fig. 6) and the carcharhiniform Megas-
Prosqualodon australis is a brevirostrid odontocetid           cyliorhinus trelewensis (Cione, 1986).
recently removed from the family Squalodontidae.                 Other fishes from the Gaiman Formation have been
Another species of this genus was described for Aus-           identified at the generic or higher level; for instance,
tralia and New Zealand, and it is possible that it             the squalid Squalus, the pristiophorid Pristiophorus,
would be a synonym of P. australis. In any case, the           the heterodontid Heterodontus, the odontaspidid
genus had a circumpolar distribution and it would be           Odontaspis, myliobatid batoids (abundant), holoceph-
the first fossil cetacean species shared with these            alans, Oplegnathus, labrid and molid teleosts (Cione &
areas (Cozzuol et al., 1990). The oldest kentriodontids        Expósito, 1980; Cione & Pandolfi, 1984; Cione, 1988;
(Delphinoidea) are known from the Gaiman Forma-                Arratia & Cione, 1996; Cione & Azpelicueta, 2002).
tion. The best specimen is a partial skull of a small
species of Kentriodon (Cione & Cozzuol, 1990). Unde-
scribed periotic bones from the same unit belonging to                      PUERTO MADRYN FORMATION
Kentriodontidae indicate that the diversity of families                       (MIDDLE–LATE MIOCENE)
was greater than expected for that period.                     Most of the material collected from this formation
   Most marine birds in the Gaiman Formation are               came from the lower-middle beds, of probable middle
penguins. Spheniscids include four sympatric species           Miocene age. Vertebrates are not common in the
represented by disarticulated bones: Eretiscus tonni,          Puerto Madryn Formation, but they are remarkable
Palaeospheniscus bergi, P. patagonicus (Fig. 5) and P.         because of their fine preservation; many specimens
biloculata. There are small- and medium-sized                  are even known by complete skeletons. The extraor-
species. Although penguin diversity was high, it has           dinary preservation of vertebrates and invertebrates
been overestimated (Acosta Hospitaleche, Tambussi              (Cozzuol, 1993, 2001; Riva Rossi, Gosztonyi &
& Cozzuol, 2004; Acosta Hospitaleche, 2007, 2009,              Cozzuol, 2000; del Río, 2001; Casadío, Feldmann &
2010). Articulated or associated skeletons were found          Schweitzer, 2005; Acosta Hospitaleche et al., 2007)
only in a few cases (Acosta Hospitaleche et al., 2008).        may, in part, be a result of rapid burial after storms,
Further south, in the Monte León Formation of Santa            which deposited a large volume of sediment in a short
Cruz, a partially articulated specimen of Parapteno-           time. A series of storm deposits along the sequence
dytes antarctica was found (Acosta Hospitaleche,               was described by Scasso & del Río (1987), Scasso et al.
2005), and unidentifiable isolated bones of penguins           (2001) and del Río (2001). The best specimens are
occur in the Chenque Formation of southern Chubut.             normally found at the top of massive layers of fine,
The largest numbers of penguin bones come from the             silty sandstones less than a metre thick. No evidence
Gaiman Formation outcrops, where penguins are rep-             of postburial predation/scavenging was observed.
resented mainly by disarticulated bones, many of                  The Puerto Madryn Formation includes more
which show predation marks (Cione et al., 2010). This          modern cetaceans than does the Gaiman Formation
assemblage may belong to a long-lasting breeding               and the oldest Southern Hemisphere pinnipeds
colony. When the sea transgressed onto the continent,          (Cozzuol, 1996, 2001; Buono & Cozzuol, 2010). Odon-
the penguin bones deposited in subaerial conditions            toceti, which predominated during the early Miocene
would have been buried into the marine sediments.              (Squalodontidae, Eurhinodelphidae and Kentriodon-
An anseriform related to a living African form was             tidae) became extinct, whilst modern families diver-
also recorded. This is the oldest record of a nonflying        sified (Physeteridae, Delphinidae, Phocoenidae,
anseriform (Noriega, Tambussi & Cozzuol, 2008).                Ziphiidae, Pontoporidae). Mysticeti are represented
   The better known fishes from the early Miocene              by the Cetotheriidae and new Balaenidae. A new
beds are elasmobranchs. The dearth of actinoptery-             species of a primitive small balaenid, 4 m long, is
gians can probably be attributed to taphonomic                 known by four specimens, filling the gap between the
reasons (Cione, 1988; Cione et al., 2010). Several             early Miocene Morenocetus parvus and the late
shark taxa of the early Miocene of Patagonia are               Miocene balaenids recorded elsewhere. Stratigraphic
cosmopolitan in temperate or warmer seas: ‘Isurus’             and geographical evidence suggests that the origin
hastalis (very abundant), Carcharocles chubutensis,            and early evolution of the Balaenidae occurred along
Hemipristis serra, Galeocerdo aduncus (Fig. 6; Cione,          the eastern coasts of South America (Buono et al.,
1978, 1986, 1988; Arratia & Cione, 1996). The shark            2009). The oldest pinnipeds in the Southern Hemi-
genus and species Carcharoides totuserratus (very              sphere surprisingly appear to correspond to the
abundant) was resurrected by Cappetta (1987) and               Phocinae, otherwise restricted to the Northern Hemi-
Cione (1988). Carcharoides totuserratus is the vicari-         sphere (Cozzuol, 1996, 2001).

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440
430   A. L. CIONE ET AL.

                  © 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

Figure 5. Miocene birds from the Miocene marine beds of Patagonia. A–E, Palaeospheniscus patagonicus (MEF-PV
3069-3082) from about 6 km to the south of Playa Santa Isabel, Chubut Province, Argentina (Gaiman Formation, early
Miocene). A, Rostrum in lateral view. B, Right tarsometatarsus in anterior view. C, Left humerus in posterior view. D,
Synsacrum in lateral view. E, Fragmentary left scapula in anterior view. F–O, Madrynornis mirandus (MEF-PV 100) from
Playa Villarino, Península Valdés, Chubut Province, Argentina (Puerto Madryn Formation, early late Miocene). F, Skull
in dorsal view. G, Rostrum in dorsal view. H, Mandible in internal view. I, Coracoids in anterior view. J, Humerus in
anterior view. K, Carpometacarpus in anterior view. L, Tarsometatarsus in cranial view. M, Femur in posterior view. N,
Scapula in anterior view. O, Tibiotarsus in anterior view. The fossil material is deposited in the Museo Egidio Feruglio,
Trelew, Argentina. Scale bar: 1 cm.

   Spheniscids are scarcer than in the early Miocene.            The marine elasmobranch fauna found in the
A few isolated remains are known from this unit from           Paraná Formation comprises the still living odon-
different localities (Acosta Hospitaleche, 2003, and           taspidid Carcharias taurus (very abundant), the
references cited therein). However, a remarkable               carcharhinids Carcharhinus spp. (very abundant)
penguin specimen (Acosta Hospitaleche et al., 2007a)           and Galeocerdo aduncus, the sphyrnid Sphyrna, the
constitutes the most complete skeleton known for a             scyliorhinid Megascyliorhinus trelewensis, the hetero-
fossil penguin (Fig. 5). Phylogenetic studies suggest          dontid Heterodontus, the squatinid Squatina, the
that Madrynornis mirandus was closely related to               lamnid ‘Isurus’ xiphodon and Carcharodon sp., the
modern penguins living in the area today (Acosta               otodontid Carcharocles megalodon, the hemigaleid
Hospitaleche et al., 2007a). In addition, an isolated          Hemipristis serra, the squalid Squalus, and batomor-
remain assigned to Dendrocygna (Anseriformes) was              phs Dasyatidae and Myliobatoidei (including Rhi-
found in the upper levels (Acosta Hospitaleche, Tam-           noptera) (abundant) (Cione, 1978, 1988; Arratia &
bussi & Dozo, 2007b), as well as the first record of a         Cione, 1996; Cione et al., 2000; 2005a, 2008, Noriega,
Ciconiidae with a new species (Noriega & Cladera,              Cione & Aceñolaza, 2007, and references cited
2008).                                                         therein). Teleosteans described from the Paraná
   Elasmobranchs are not abundant. Only the otodon-            Formation near the city of Paraná belong to the
tid Carcharocles megalodon, the lamnid ‘Isurus’ xiph-          Sparidae and Sciaenidae (Cione et al., 2000). Elasmo-
odon, the odontaspidid Carcharias sp., the squatinid           branchs and osteichthyans suggest warm-temperate
Squatina sp. and the myliobatid Myliobatis sp. were            waters, probably similar to or warmer than present
reported (Cione, 1978, 1988; Arratia & Cione, 1996).           sea water at the same latitude. There are no tropical
Osteichthyans are more abundant and frequently pre-            associations.
served as articulated skeletons. They include siluri-
forms, ophidiiforms, escorpaeniformes, perciforms
(Pinguipedidae, Pomadasidae), pleuronectiformes and                     VERTEBRATE BIOGEOGRAPHY
gadiforms (Cozzuol et al., 1990; Cione, Azpelicueta &
Caille, 1996; Riva Rossi, 1997; Riva Rossi et al., 2000).      The present oceanic current pattern began to be
                                                               established when the Drake Passage was fully open
                                                               (Fig. 3). The exact moment is still a matter of debate,
         PARANÁ FORMATION (LATE MIOCENE                        but, by the Miocene, the West Wind Drift was already
            IN THE OUTCROPPING BEDS)                           established (Cione, Reguero & Acosta Hospitaleche,
The fossils occur in the uppermost, outcropping beds           2007a). In this oceanographic context, an equivalent
of the formation. The vertebrate fauna of the late             of the Malvinas-Falklands Current was probably
Miocene beds of the Paraná Formation (near the city            present on the southwest Atlantic Ocean shelf.
of Paraná, Entre Ríos, 31°43′S, 60°31′W) is more               However, the temperatures of this current would have
similar to the Recent fauna than is that in Patagonia.         been higher than those of the present Malvinas-
The first balaenopterids occur, and physeterids and            Falklands Current because global temperatures were
balaenids have a modern aspect (Cozzuol, 1993,                 higher than they are today (Zachos et al., 2001;
1996). In addition, pontoporids (Pontistes rectifrons),        Fig. 7). In addition, considering the major inundated
together with dugongid (Metaxitherium or Dioplothe-            area, the shelf was much wider than today and the
rium) and trichechid sirenians, appear for the first           coastal waters were probably located further away
time in South America (Cozzuol, 1993, 1996). Pho-              from the Malvinas-Falklands Current influence
cids are represented by the Monachinae Properipty-             (Fig. 1).
chus argentinus (Muizon & Bond, 1992). Neither                   The Miocene appears as a lapse when marine
cethotheriid cetaceans nor marine birds are known              vertebrate groups radiated, many important living
from the Paraná Formation.                                     vertebrate groups appeared and present marine bio-

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440
432   A. L. CIONE ET AL.

                  © 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

Figure 6. Miocene fishes and cetaceans from Miocene marine beds of Patagonia and Paraná. A, B, Carcharocles
chubutensis (MLP 86-II-25-9, MLP 86-II-25-10), Bryn Gwyn, Chubut, Argentina (Gaiman Formation, early Miocene).
C, Carcharocles megalodon (MLP 86-V-1-159), Paraná, Entre Ríos, Argentina (upper Paraná Formation, late Miocene).
D, ‘Isurus’ hastalis (MLP 49-XII-6-29), Bryn Gwyn. E, ‘Isurus’ xiphodon (MLP 21-589) (upper Paraná Formation, late
Miocene). F, G, Aulophyseter (MLP 62-XII-19-1), Rio Negro, Argentina (‘Entrerriense’, late Miocene). H, Heterodontus
sp. (MLP 77-XII-22-144), Bryn Gwyn (Gaiman Formation, early Miocene). I, Echinorhinus pozzii (MLP 77-XII-22-212),
Bryn Gwyn. The material is deposited in the Museo de La Plata, La Plata, Argentina. Scale bar: 1 cm.

geographical patterns began to be established. The             a sea of normal marine salinity (Cione, 1978; Cione
radiation is in agreement with a polytaxic period,             et al., 2000). The fish fauna included shelf and some
according to the nomenclature of Fischer & Arthur              oceanic forms.
(1977). High diversity of marine vertebrates, at least            Marine Miocene faunas in Argentina do not include
in the Southern Hemisphere, would be a consequence             cold-temperate fish associations (as found in the
of the availability of resources that occurred when the        uppermost, latest Eocene, levels of La Meseta Forma-
West Wind Drift became established. From the early             tion of Antarctica; Cione et al., 2007a) or the present
Miocene to the late Miocene, there was a faunal                Magellanian fishes, nor tropical fish assemblages
turnover, with the new taxa becoming more similar to           (such as those of the Miocene Pirabas Formation
their Recent counterparts.                                     of tropical Brazil; Reis, 2005). Recent species of the
   The vertebrate assemblages present in the Gaiman,           fish genera occurring in the Gaiman, Puerto Madryn
Puerto Madryn and Paraná Formations correspond to              and Paraná Formations either mostly live in marine
                                                               waters located to the north of the present latitude of
                                                               Gaiman, in the Argentinian Province, are extinct or
                                                               have become locally extirpated. However, it is impor-
                                                               tant to recall that most of the fish record is restricted
                                                               to chondrichthyans and little is known about the bony
                                                               fish. Most of the present Patagonian shelf corresponds
                                                               to the Magellanian Province. Yet, no exclusive Magel-
                                                               lanian fish occurs in the Miocene units of the area,
                                                               and it appears that the present Magellanian Province
                                                               is relatively new in the region. Notably, fish in the
                                                               Gaiman Formation occur at the same locations and
                                                               levels as those in which the largest spheniscid diver-
                                                               sity is known (see discussion below).
                                                                  Early Miocene marine tetrapods share genera and
                                                               even species with other Southern Hemisphere areas,
                                                               such as Australia and New Zealand. The only excep-
                                                               tion is the kentriodontid odontocetes. Unfortunately,
                                                               we have no coeval information from Africa.
                                                                  The fish and cetacean assemblages from the Paraná
                                                               Formation are different from those found in the par-
                                                               tially coeval Puerto Madryn Formation, but similar to
                                                               those present in the northern part of the Argentinian
                                                               Province (Cione, 1978). Although, at Paraná, car-
                                                               charhinids, hemigaleids and odontaspidids domi-
                                                               nated, Patagonian ichthyofaunas were dominated by
                                                               lamnids. However, the sirenian and the pinnipeds
                                                               found in the Patagonian Formation suggest warmer
                                                               waters than those of the Argentinian Province for
                                                               Paraná. Pontoporiid cetaceans (including the recently
                                                               excluded Brachydelphidae; Cozzuol, 2010) were also
                                                               common in northern Chile and southern Peru
                                                               (Cozzuol, 1996, 2010), and the North Atlantic Ocean
Figure 7. Cenozoic marine temperatures (modified from          (Lambert & Post, 2005; Pyenson & Hoch, 2007;
Zachos et al., 2001).                                          Godfrey & Barnes, 2008). The occurrence of ponto-

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440
434    A. L. CIONE ET AL.

poriids in the Paraná Formation suggests a biogeo-           base of the Gaiman Formation appear to correspond
graphical connection with these regions, at a time           to breeding areas (Cione et al., 2010). Fish remains
when the Central American seaway was still open.             could have corresponded to warmer conditions than
Dioplotherium, apparently present in these deposits,         those corresponding to the period when penguins
was also found in northern Brazil (Pirabas Formation         were breeding on the coast, before sea level rose.
of Toledo & Domning, 1991) and in the North Atlantic
and Pacific Oceans (Domning, 1989). Balaenopterids
                                                                    PENGUINS    CHANGED THEIR ECOLOGICAL
have been proposed to have originated in the tro-
pical Atlantic Ocean not before the late middle
Miocene, but they appear in the records worldwide by         Penguins are confined to southern high latitudes.
the late Miocene, as is the case of the Paraná For-          However, Spheniscus mendiculus breeds in the
mation. If the Monachus affinities of Poperiptychus          Galápagos Islands (near the equator) because of the
argentinus are confirmed, this group is also known           influence of the cold Humboldt Current (Martínez,
to have a tropical distribution. Consequently, the           1992; Fig. 4). The four species whose remains are
marine mammals in these formations indicate a                found in this formation could therefore have been
stronger south–north connection than, alternatively,         adapted to breeding in warmer waters.
connections with others localities in the Southern             Penguins certainly developed tolerance to very
Hemisphere.                                                  low temperatures because they adapted to breed in
                                                             polar areas in spite of the extreme conditions of the
                                                             late Cenozoic and the Recent (e.g. emperor penguin,
 CO-OCCURRENCE OF WARM-TEMPERATE                             Aptenodytes patagonica; see Cione & Tonni, 1981;
FISHES AND HIGH PENGUIN DIVERSITY IN                         Martínez, 1992). The high diversity of penguins
     THE GAIMAN FORMATION BASE                               recorded in the Gaiman Formation is not observed
                                                             today at this latitude, where only one species (Sphe-
Marine mammals, birds and fishes supposedly having
                                                             niscus magellanicus) breeds. Taking into account the
different temperature optima are found together at
                                                             high temperatures that characterized the early and
the base of the Gaiman Formation and this requires
                                                             middle Miocene (Fig. 7), the occurrence of four species
an explanation. Four hypotheses can be proposed to
                                                             breeding at this latitude does not appear to be likely.
explain these associations.
                                                             However, taxa occurring in the early Miocene of
                                                             Patagonia did not belong to Recent genera. The old-
       TWO   MASSES OF WATER OF DIFFERENT                    est representatives of Recent genera occur in the
        TEMPERATURE EXISTED IN THE AREA                      middle Miocene and Pliocene of the Pacific (Acosta
In some areas, two masses of water with different            Hospitaleche, 2006; Göhlich, 2007).
temperature are close or converge. The Malvinas-               We favour the hypothesis that penguins changed
Falklands current was probably established at the            their ecological requirements for the following
time of the sedimentation of the Gaiman Formation.           reasons: (1) taxa found in the base of the Gaiman
However, assuming that the breeding biology of the           Formation are not related to the Recent ones; (2)
four different fossil penguin species was not different      there were four species breeding in the area; (3) the
from that of extant penguin species, it seems unlikely       global temperatures were higher; and (4) both the
that the four species would have had breeding areas          terrestrial vegetation and the marine fishes suggest
in the proximity of warmer waters. Moreover, no              locally higher temperatures.
fishes of cold-temperate or cold water have been
reported from the Gaiman Formation.                               EXTIRPATION OF SEVERAL MARINE
                                                                         VERTEBRATE TAXA
                    SEASONALITY                              A well-known feature of Cenozoic history is the world-
Many marine vertebrates migrate. Although there is           wide retraction of faunas because of global drops in
probably a mixture of fishes adapted to rather differ-       temperature (Fig. 7). These changes caused extirpa-
ent temperatures that can be explained by seasonal           tions in high latitudes. The modification in composi-
changes in temperature, there is no present example          tion of the Antarctic faunas during the Cenozoic
of such a dramatic change in one year.                       constitutes a remarkable example (Cione & Reguero,
                                                             1994). However, there are other pseudoextinctions
                                                             that cannot be related to these global processes. In
PENGUINS   WERE NOT EXACTLY COEVAL WITH FISHES               the southwest Atlantic, these include the shark fami-
Flooding of the region was caused by rising tempera-         lies Heterodontidae, Pristiophoridae and the carchar-
ture (Fig. 7). The abundant penguin bones from the           hinid genus Hemipristis. In addition, the teleostean

                     © 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

genus Oplegnathus and the mammalian Dugongidae                 Patagonia: the ‘Patagoniense’ (early Miocene) and the
and Phocinae became locally extirpated. These living           ‘Entrerriense’ (middle to late Miocene). We analysed
taxa have been recorded as fossils in many different           here the rich assemblages present in three lithostrati-
locations around the world, some since the Jurassic.           graphic units deposited during these transgressions:
We summarize the stratigraphic and geographical                the Gaiman Formation (early Miocene, Patagonia),
distribution and some ecological information in                the Puerto Madryn Formation (middle–late Miocene,
Table 1.                                                       Patagonia) and the Paraná Formation (late Miocene
   The extirpation of high-latitude biota was directly         of central-eastern Argentina).
related to global and local cooling (Cione, 1988; Cione          The absence of Magellanian Miocene vertebrate
& Reguero, 1994, 1998). However, the extirpations              assemblages is consistent with the hypothesis of a
of some sharks and teleosts (and some marine                   more southern distribution of the cold-temperate
mammals) from the Atlantic Ocean are not explained             fauna at that time. In addition, neither tropical nor
by temperature changes because these fishes per-               cold assemblages were recorded.
sisted in similar environments with similar tem-                 In Patagonia, as in other areas, an increased
peratures in the Pacific and Indian Oceans. The                number of living groups appeared from the early to
Patagonian extirpated taxa were found along with               late Miocene. Cetaceans belonging to modern families
a temperate fish assemblage (see Table 1). Marine              began to be recorded in latest Oligocene–early
recent representatives of the genera recorded in the           Miocene rocks. Marine bird and fish assemblages of
Miocene of Argentina that did not become totally               that age were dominated by diversified penguins and
extinct or extirpated occur in the Argentinian Bio-            elasmobranchs, probably for taphonomic reasons.
geographic Province in Recent times (Figs 1, 4). Pris-         Lamnid, otodontids, heterodontids and batomorphs
tiophorus, Heterodontus and oplegnathids involve               dominated. A major turnover is recorded in marine
bottom dwellers. Yet, other bottom dwellers, such              vertebrates between the early Miocene and middle–
as Squatina, persisted. Certainly, geological events           late Miocene. By the middle Miocene, aquatic
during the late Cenozoic provoked extended environ-            mammals included more modern taxa: balaenids,
mental perturbations. These events included the                ziphiids and also the oldest Southern Hemisphere
restriction of the Mediterranean, the separation of the        pinnipeds. Spheniscids showed less diversity and
Pacific and Atlantic Oceans by the rise of the Panama          abundance than in the early Miocene. Some osteich-
Isthmus, and strong fluctuations in sea level related          thyans and elasmobranchs were very similar to
to global climatic cooling. Shelf areas became greatly         recent ones. The late Miocene aquatic mammals had
reduced during Pleistocene glacial episodes. The               a modern aspect, and pontoporid, together with dug-
latter resulted in the extirpation of the shark Car-           ongid and trichechid, sirenians occurred for the first
charias taurus along western South America (Cione              time in South America. Late Miocene elasmobranch
et al., 2007b). These events cannot explain the extir-         associations still included lamnids, otodontids, het-
pation of the fishes and mammals mentioned above               erodontids and batomorphs, but odontapidids and car-
for the Atlantic Ocean.                                        charhiniforms were extremely abundant. Some of
                                                               these fish species are still living in the South Atlantic
                                                               Ocean. In this article, we also stress that warm-
                                                               temperate fishes and a high diversity of penguins are
The Recent distribution of marine vertebrates in the           found together at the base of the Gaiman Formation.
southwest Atlantic Ocean is ecologically determined            This high penguin diversity is not present in the area
by water temperature, topography, salinity, currents           today. We interpret that these penguins were adapted
and areas of upwelling. Two biogeographical units              to live in warmer waters than those of the latest
are generally recognized in the present shelf area             Cenozoic and the Recent. Finally, many taxa become
of Argentina based on fishes and invertebrates:                extirpated because of the global temperature drops of
the Magellanian and Argentinian Provinces. The two             the late Cenozoic. However, some fishes and pinni-
provinces differ in their fossil record. We suggest that       peds were extirpated only in the Atlantic Ocean. We
the evolution of these provinces was complex, charac-          have not yet found a suitable explanation for these
terized by migrations, speciation events, extinctions          pseudoextinctions.
and pseudoextinctions. Marine vertebrate assem-
blages with some similarities to the Argentinian
fauna were already present in the Miocene, whereas
no associations similar to those of the Magellanian            We thank the organizers of this volume (Jorge
fauna have been found in South America before                  Rabassa, Daniel Ruzzante, Eduardo Tonni and
the Pleistocene. During the Miocene, two succes-               Alfredo Carlini) for inviting us to participate in the
sive major marine transgressions flooded northern              Symposium, ‘Palaeogeografía y palaeoclimatología de

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

                                                                                                      Table 1. Stratigraphic and geographical distribution and ecological information on some fish and mammals present in the southwestern Atlantic Ocean during
                                                                                                      the Miocene

                                                                                                                                                                                                                       Stratigraphic and geographical
                                                                                                      Taxon                 Some ecological observations                 Present distribution                          distribution

                                                                                                      Heterodontus          Small, sluggish bottom feeders inhabiting    Pacific and western Indian Oceans             Jurassic of Germany; Cretaceous of
                                                                                                       (Heterodontidae)      shallow, warm-temperate and tropical          (Compagno, 1984; Compagno et al.,             England, France, Lithuania, Belgium
                                                                                                                             waters (Springer & Gold, 1989;                2005)                                         and Texas, USA; Palaeocene of
                                                                                                                                                                                                                                                                     A. L. CIONE ET AL.

                                                                                                                             Compagno, Dando & Fowler, 2005)                                                             Denmark, England, Belgium and
                                                                                                                                                                                                                         Morocco; Eocene of Georgia, USA,
                                                                                                                                                                                                                         England, Belgium and Morocco
                                                                                                                                                                                                                         (Cappetta, 1987; Kriwet, 2008);
                                                                                                                                                                                                                         Oligocene and Miocene of Patagonia
                                                                                                                                                                                                                         (Cione, 1978; Cione & Pandolfi, 1984);
                                                                                                                                                                                                                         late Miocene of eastern Argentina
                                                                                                                                                                                                                         (Paraná Formation; Cione et al., 2000)
                                                                                                      Pristiophorus         Bottom dwellers in temperate and tropical    An endemic species, P. schroederi, persists   Palaeocene of Morocco; Eocene of Seymour
                                                                                                        (Pristiophoridae)     continental and insular shelves             in Cuba, Florida and the Bahamas               Island, Antarctica (Grande & Eastman,
                                                                                                                              (Springer & Gold, 1989). In the Atlantic    (Compagno, 1984). The other species are        1986); Oligocene of Belgium and
                                                                                                                              Ocean, they are known only from             distributed in the western Pacific off         Holland; Miocene of Germany, France
                                                                                                                              relatively deep water (438–952 m;           Japan, Korea, China, the Philippines,          and Portugal; Pliocene of France
                                                                                                                              Compagno et al., 2005). Outside the         Australia and Arabian Sea (Compagno            (Cappetta, 1987); Oligocene and
                                                                                                                              Atlantic, they may occur in depths as       et al., 2005)                                  Miocene of Patagonia (Cione &
                                                                                                                              shallow as 30–40 m (Springer & Gold,                                                       Expósito, 1980; Cione, 1988); Pliocene of
                                                                                                                              1989)                                                                                      Belgium (Cappetta, 1987)
                                                                                                      Hemipristis           Warm and temperate seas                      The Recent species Hemipristis elongatus      Eocene of Egypt, USA, Guinea Bissau and
                                                                                                       (Carcharhinidae)                                                    occurs in Australia, southern Asia, Red       Peru; Miocene of eastern USA,
                                                                                                                                                                           Sea, east Africa, Madagascar and the          Argentina, Germany, France, Belgium,
                                                                                                                                                                           western coast of Africa (Compagno             Italy, Cabinda and Zaïre, Java, India,
                                                                                                                                                                           et al., 2005)                                 Japan and Australia; Pliocene of Angola,
                                                                                                                                                                                                                         Zanzibar; Pleistocene of Celebes
                                                                                                                                                                                                                         (Cappetta, 1987; Cione, 1988)
                                                                                                      Oplegnathus           Oplegnathid fishes inhabit the fringe of     Recent species are patchily distributed in    Eocene of Antarctica, Oligocene of Europe
                                                                                                       (Oplegnathidae)       the tropics and seem to be mostly             western Australia, Tasmania, Japan,           and Miocene of Chubut, Australia and
                                                                                                                             limited by the summer isotherm of             Hawaii, northern Chile, Galápagos and         western North America (Cione &
                                                                                                                             surficial waters of about 20 °C (Cione &      Easter Islands, and the east coast of         Reguero, 1994; Cione & Azpelicueta,
                                                                                                                             Azpelicueta, 2002)                            South Africa (Cione & Reguero, 1994;          2002). The family was extirpated from
                                                                                                                                                                           Cione & Azpelicueta, 2002)                    Antarctica after the middle Eocene and
                                                                                                                                                                                                                         from the Atlantic Ocean after the early

© 2011 The Linnean Society of London, Biological Journal of the Linnean Society, 2011, 103, 423–440

                                                                                                            la Patagonia: sus efectos sobre la diversidad’, held at

               Paraná Formation (Argentina; Reinhart,
              Miocene Pirabas Formation (Brazil; Paula

                                                             Domning & Ray, 1985; Muizon & Bond,
                                                             Ituzaingó Formations of Argentina and
                                                             Pliocene units of South Africa (Barnes,
               Couto, 1979; Toledo & Domning, 1991)
                                                                                                            the La Plata Museum in May 2009. We also thank

               and the late Miocene outcrops of the

                                                           Late Miocene outcrops of Paraná and
                                                                                                            José Orensanz who invited the senior author to a
                                                                                                            former symposium on ‘Biogeografía del Atlántico
                                                                                                            Sudoccidental’, held some years ago in Puerto

               1976; Cozzuol, 1993, 1996)
                                                                                                            Madryn, northern Patagonia. A special acknowledge-
                                                                                                            ment is given to Daniel Ruzzante and José Orensanz,
                                                                                                            who greatly collaborated in improving this article.

                                                             1992; Cozzuol, 1993)
                                                                                                            Our research was partially supported by the Agencia
                                                                                                            Nacional de Promoción Científica y Tecnológica,
                                                                                                            Consejo Nacional de Investigaciones Científicas y
                                                                                                            Técnicas and Universidad Nacional de La Plata.
                                                                                                            Luciano Rasia and Pablo Motta assisted us with some

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                                                                                                             (Mioceno tardío temprano), provincia de Chubut, Argentina.
                                                           Presently restricted to the Mediterranean
               northern Pacific until recently, but are

                                                             and eastern North Atlantic, Caribbean
               Hydrodamalin dugongs inhabited the

                                                                                                             Revista Española de Paleontología 18: 179–183.
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                                                                                                             isciformes) fósiles de Patagonia. Sistemática, biogeografía y
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                                                                                                             dytes Ameghino, 1905 (Aves, Spheniscidae) and its assign-
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