ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF

Page created by Richard Wallace
 
CONTINUE READING
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
VOLUME ONE NUMBER ONE DECEMBER 2020
                                                     Professional Journal of the

                                                     ROYAL
                                                      NEW ZEALAND

PROFESSIONAL JOURNAL OF THE ROYAL NEW ZEALAND NAVY
                                                     N AV Y
                                                     Te Taua Moana o Aotearoa

                                                                   Volume One Number One December 2020
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Professional Journal of the
Royal New Zealand Navy
Te Taua Moana o Aotearoa
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Professional Journal of the
                                                                                                                                                         Royal New Zealand Navy
                                                                                                                                                         Te Taua Moana o Aotearoa
                                                         Copyright (c) Royal New Zealand Navy 2020
                                                                      All rights reserved
                                                                                                                                                         Volume 1 | Number One | December 2020

                                                                   ISSN (Print): 2744-340X
                                                                  ISSN (Online): 2744-3418

                                                           First edition published December 2020

                                                                   Printed with Blue Star

                                               Te Taua Moana o Aotearoa: the New Zealand Warriors of the Sea

                                                                PRODUCTION & BOOK DESIGN

                                                    RNZAF Publications, Information and Drawing Support
                                                           Craig Pitman and Emily Brill-Holland

COVER IMAGE                                                                                                                             INSIDE COVER

Tai-Panuku                                                                                     “HMS New Zealand New Zealand’s Gift to the Empire”
Symbol of Command                                                                                                       Gerald Maurice Burns, 1915.
HMNZS Aotearoa                                                                                  Image courtesy of National Archives of New Zealand.
                                                                                                              AAAC/898/153/NCWA 539 R22498154.
HMNZS Aotearoa’s Symbol of Command is a staff,
gifted by Ngāti Te Whiti Hapū from Taranaki, the                                             HMS New Zealand was an Indefatigable class battle
ship’s home province. The staff has been named                                               cruiser gifted to the British government by the people of
Tai‑Panuku (smooth flowing tide), and was crafted                                            New Zealand. The gift was announced by New Zealand
at Te Karangaiti carving school, Mana Ariki,                                                 Premier Sir Joseph Ward in March 1909. It arose from
Taumarunui by Gregory Keenan, a descendant                                                   concerns over German war preparations and a belief that
of Ngāti Te Whiti o Ngāmotu, on behalf of Te Uri                                             Britain was falling behind Germany in the construction
o Ngāti Te Whiti. Tai-Panuku will be carried by                                              of capital ships. HMS New Zealand displaced 19,100
the ship’s Commanding Officer on all ceremonial                                              tonnes and had a wartime crew of 900. She saw action
occasions. See page 132 for more detail.                                                     in all three major battles with the German High Seas
                                                                                             fleet during the First World War: at Heligoland Bight, at
                                                                                             Dogger Bank and at the Battle of Jutland.
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                                                     5

Professional Journal of the
Royal New Zealand Navy
Volume 1 | Number One | December 2020

                                                                                                                                  Between Cold Wars: Old Mistakes and New Realities                                                                                76
                                                                                                                                  Professor Rouben Azizian
                                                                                                                                  Professor Azizian is the Director of Massey’s Defence and Security Studies programme. He is a former Soviet and Russian
                                                                                                                                  foreign service officer and a classmate of Sergey Lavrov, the current long-serving Russian Foreign Minister. Rouben
                                                                                                                                  reflects on lessons from a life in the Soviet and Russian Foreign Services.
Introduction and Welcome Message 	                                                                                            7
Chief of Navy Rear Admiral David Proctor                                                                                          RESEARCH PAPERS

Introduction to the Editorial Review Board                                                                                    8   Toward a Zero Carbon Navy                                                                                                        80
                                                                                                                                  Chris Howard
                                                                                                                                  How the RNZN could become a regional leader in the development of a comprehensive response to the need to lower
Editorial                                                                                                                    10   carbon emissions. Chris has developed his thinking in the light of the government’s commitment to achieve net zero
Dr Lance Beath                                                                                                                    carbon by 2050. New Zealand Defence Force Advanced Command and Staff Course (Joint) Research Essay 2019.
The case for a professional journal of the RNZN that provides a place for critical and constructive comment on all
matters that concern the Navy and New Zealand’s maritime futures including national strategy, policy, organisation,               The RNZN’s Littoral Warfare Force: Embracing Revolution                                                                          94
culture, personnel policies, operations and capability.                                                                           Commander Tim Garvan RNZN
                                                                                                                                  On the need for more innovative thinking in the Littoral Warfare Support community. New Zealand Defence Force
A Background to the Next Round of Strategic Reviews                                                                          14   Advanced Command and Staff Course (Joint) Research Essay 2018.
Assistant Chief of Navy (Strategy and Engagement) Commander Des Tiller RNZN
The issues confronting Navy as it prepares for the forthcoming round of strategic reviews. These include fleet renewal,           A Maritime Security Reset for the Royal New Zealand Navy                                                                     108
personnel numbers, future base location issues, sustainability, resilience, the security of supply lines, force protection        Timothy Portland
and national security and combat options.
                                                                                                                                  Constabulary Operations, Capability Investment and the Combating of Transnational Security Threats. New Zealand
                                                                                                                                  Defence Force Advanced Command and Staff Course (Joint) Research Essay 2018.
Special Feature Article: Designing the Next Fleet                                                                            22
Captain Andrew Watts RNZNR                                                                                                        BOOK REVIEWS
With the Navy facing an unprecedented period of transition, there is an opportunity to design a coherent, affordable
and sustainable fleet through the application of new technology and doctrine.                                                     Why The Allies Won | Richard Overy                                                                                           123
                                                                                                                                  Reviewed by Commander Andrew Dowling RNZN
Toward A New Unifying Military Concept for New Zealand                                                                       48
Dr Lance Beath                                                                                                                    The Mighty Dead: Why Homer Matters | Adam Nicolson                                                                           124
In which the Editor opens up a discussion of New Zealand defence policy.                                                          Reviewed by Commander John Sellwood RNZN

OPINION PIECES                                                                                                                    Super Highway: Sea Power in the 21st Century | Chris Parry                                                                   125
                                                                                                                                  Reviewed by Commander Andrew Dowling RNZN
Affordability and Value: The Defence Context                                                                                 60
Rear Admiral John Martin with Gareth Chaplin                                                                                      Bibliography		                                                                                                               127
The challenge facing the Navy’s leadership.
                                                                                                                                  Next Issue                                                                                                                       131
A Turning Point for New Zealand’s Maritime Periphery                                                                         70   A look ahead to content in preparation for Vol. 2 No. One of the Journal, due out in May/June 2021. Notes on key dates,
Simon Murdoch                                                                                                                     editorial requirements, article length, topics, image selection and requirements.
A former Chief Executive of the Ministry of Foreign Affairs and Trade and Head of the Prime Minister’s Department
explores the implications of the growing competition for power and influence in New Zealand’s maritime periphery.                 Tai-Panuku: Symbol of Command                                                                                                132

4
    Professional Journal of the Royal New Zealand Navy
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                            7

                                                         INTRODUCTION AND
                                                         WELCOME MESSAGE

                                                                              CHIEF OF NAVY
                                                                              REAR ADMIRAL DAVID PROCTOR

                                                         There are a number of challenges to overcome in mounting any new professional journal,
                                                         particularly one that has been written and produced under Covid-19 lockdown conditions.
                                                         The first challenge is to ensure that we meet the highest editorial and production
                                                         standards. Objectivity, fairness and accuracy are fundamental. Beyond that I look for
                                                         insight, critical thinking, interest and originality of thought and expression. The aim of the
                                                         Professional Journal of the Royal New Zealand Navy is to encourage careful thought and
                                                         debate about our naval and maritime futures.

                                                         New Zealand is a maritime nation. The Navy has a role to play, alongside our other service
                                                         partners and agencies, in helping to secure New Zealand’s future. That future will be
                                                         increasingly bound up in our oceans and in the island countries of the South Pacific that are
                                                         our closest friends and neighbours.

                                                         To explore these issues as well as those further afield, we have invited our own
                                                         Royal New Zealand Navy (RNZN) thinkers on such matters, and we have reached out to
                                                         the best geopolitical and maritime thinkers in New Zealand. In later issues, we will look to
                                                         extend our reach further afield, including abroad. Through the pages of the Journal we hope
                                                         to provide access to a unique array of talent with which to help the Navy explore the naval
                                                         and maritime issues that will confront New Zealand and the Asia Pacific, providing us with
                                                         challenges and opportunities in equal measure.

                                                         I hope that all those involved with the RNZN, either in the service or associated with it, will
                                                         take this as a personal invitation from me to join us in exploring our naval and maritime
                                                         futures through the pages of the Journal. I look forward to the journey and congratulate the
                                                         team members, led by my Deputy, Commodore Melissa Ross, who have put together this
                                                         first issue.

                                                         Rear Admiral David Proctor
                                                         Chief of Navy

6
    Professional Journal of the Royal New Zealand Navy
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                                                        9

INTRODUCTION TO THE
EDITORIAL REVIEW BOARD
                                                                                                                      Commander Des Tiller is Assistant Chief of Navy, Strategy
An Editorial Review Board (ERB) has been appointed by the Chief of Navy to oversee the                                and Engagement. He is a Marine Engineer who had overall
scope, content and standards of the Professional Journal of the Royal New Zealand Navy.                               responsibility for the acquisition and design engineering of
The ERB is chaired by Commodore Melissa Ross, Deputy Chief of Navy (DCN). The initial                                 the Navy’s new ocean-going replenishment vessel HMNZS
appointees to the Board are DCN (Chair), Commodore Mat Williams, Maritime Component                                   Aotearoa. He is the point of contact in Naval Staff advising
Commander and Commander Des Tiller, Assistant Chief of Navy, Strategy and Engagement.                                 on all aspects of the Journal including scope and aims,
                                                                                                                      budgets, commissioned work, required milestones, publishing
The ERB has invited Rear Admiral John Martin ONZM and Dr Rory Paddock,                                                standards and content. He provides liaison with the Editorial
Lead Faculty member for the Advanced Command and Staff Course (Joint) at the                                          Review Board and with DCN.
New Zealand Defence Force (NZDF) Command and Staff College, to join the Board as
additional members and is delighted that they have both accepted.

Dr Lance Beath, General Editor of the Journal, has been appointed as Advisor to the Board.
                                                                                             Rear Admiral John Martin ONZM is a former Chief of Navy
The purpose of the Journal is to help meet the professional development needs of the         who is now Executive Director of the New Zealand Oceans
Royal New Zealand Navy (RNZN). The Journal also aims to stimulate and inform debate          Foundation (www.oceansnz.com). John is a Fellow of the
amongst the wider New Zealand and international community interested in naval and            Centre for Defence and Strategic Studies in Canberra. Since
maritime issues.                                                                             retiring as Chief of Navy, John has served in a variety of
                                                                                             strategic advisory roles including with the Department of
Following are brief biographic notes on the members of the Board.                            the Prime Minister and Cabinet and the Ministry of Primary
                                                                                             Industries.

                               Commodore Melissa Ross is the RNZN’s Deputy Chief
                               of Navy and Chair of the Journal’s Editorial Review Board.
                               Commodore Ross has extensive operational experience as a                               Dr Rory Paddock is a Teaching Fellow at the New Zealand
                               Marine Engineer. She is a graduate of the Eisenhower School                            Defence Force Command and Staff College, where he
                               for National Security and Resource Strategy in Washington,                             is Lead Faculty member for the Advanced Command
                               as well as the first woman appointed to Commodore rank and                             and Staff Course (Joint). Rory retired from the
                               also the first to serve as Deputy Chief of Navy.                                       Royal New Zealand Air Force as a Group Captain, with his
                                                                                                                      last posting being as a Syndicate Director for the Australian
                                                                                                                      Defence Force (ADF) Centre for Defence and Strategic
                                                                                                                      Studies in Canberra. He is an alumnus of the Asia-Pacific
                                                                                                                      Center for Security Studies in Honolulu and is currently also
                                                                                                                      a member of the Editorial Review Board of the Australian
                                                                                                                      Journal of Defence and Strategic Studies.

Commodore Mat Williams is the NZDF’s Maritime
Component Commander. He is a graduate of the Royal
College of Defence Studies and King’s College London. He is
responsible to Commander Joint Forces NZ for the command                                     Dr Lance Beath is the RNZN Residential Nelsonian
and conduct of maritime operations and the provision of the                                  Fellow. He is a Senior Fellow at Victoria University of
naval contribution to NZDF outputs.                                                          Wellington’s (VUW) Centre for Strategic Studies and was
                                                                                             Convenor of VUW’s School of Government post graduate
                                                                                             Strategic Studies Programme 2004–2012. Lance co-edited
                                                                                             the NZDF Maritime Doctrine published in 2019. He is the
                                                                                             General Editor of the Journal and Advisor to the Editorial
                                                                                             Review Board.

8
    Professional Journal of the Royal New Zealand Navy
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                                                                      11

EDITORIAL

‘Let a hundred flowers bloom; a hundred schools of thought contend’
From a speech by Chairman Mao Zedong published 27 February 1957: On the Correct Handling of
Contradictions Among the People.

It is a pleasure to write this first editorial as General Editor for the inaugural issue of the    I am grateful to them for their vision and support, and also to Rear Admiral David Proctor,
Royal New Zealand Navy’s new professional journal. And yes, before you start a letter writing      Chief of Navy, for his strong support and early endorsement of the Journal.
campaign to point out the obvious, I do know that the Great Helmsman’s ill-fated attempt
to wake up the Chinese population did not end well. Especially for Chinese intellectuals.          I must also thank all those who have willingly volunteered their work for the Journal and who
So perhaps, given that the Navy does not operate on quite the same scale as the Chinese            have put up with the cramped and often insistent demands of editing and publication I have
populace, we do not need a hundred competing schools of thought. One or two perhaps,               needed to impose on them. It has been a special pleasure and professionally very rewarding
even three or four, but possibly not quite a hundred.                                              to work with all of you.

The Navy’s aim in publishing this journal is two-fold. First, the Navy wishes to use the Journal   Particular thanks to Commander Andrew Dowling and Captain Simon Griffiths for taking
as a means of building the professionalism of the service by providing a safe place for the        on the challenge at very short notice of preparing the Book Review pages. This is to be a
development of critical and well-informed thinking. Second, the Navy looks to the Journal to       regular feature that I expect will be amongst the most sought-after aspects of the Journal.
engage and exchange views with all those who have an interest in naval and maritime affairs,
or in security and defence matters more generally.                                                 Finally, I must also thank and acknowledge the special assistance that Craig Pitman and
                                                                                                   Emily Brill-Holland of the RNZAF Publications, Information and Drawing Support team have
To accomplish these aims, the Journal will be outward looking and inclusive in its approach        given me throughout. It is their expertise that has given the Journal its distinctive design and
to the development of content. I hope to be able to include a wide array of original material      professional appearance. I am proud to claim their friendship, and to have had the benefit of
from New Zealand as well as overseas writers and commentators in future issues.                    their advice, their professional help and their design and publishing expertise.

I hope that there will be room in these pages to encourage debate and discussion of all            Naturally, any faults that remain are entirely my own responsibility. I look forward to
matters relating to the Navy and its sister services, the other agencies with which it works,      welcoming all of you to the next issue of the Journal. And I especially welcome any
and all individuals interested in naval and maritime affairs,                                      comments you may have on this first issue. I will of course be introducing a Letters to the
                                                                                                   Editor column, and there will also be a separate Commentary section for those wishing to
It is a special pleasure to acknowledge a number of people who have helped me generously           take issue with, support or simply add a line or two of your own thoughts on the various
with their time and encouragement in the production of this first issue. Within Naval Staff I      issues that have been debated in these pages.
wish to single out Commander Des Tiller, Russell Martin and Gail Carlson for their friendship
and support during the long weeks of Covid-19 lockdown and afterwards, when it was not
always clear how we were going to produce and edit the journal amidst all the disruption of        Lance Beath
the pandemic. I need to thank Captain Andrew Watts and Rear Admiral John Martin for their          General Editor
special support and friendship, and the members of the Editorial Review Board, chaired by
Commodore Melissa Ross, for their constant encouragement, good humour and help. My
thanks also to Dr Rory Paddock and W/O John Phillips at Command and Staff College who
gave me much early help in locating material for publication and sharing their professional
knowledge and experience of journal production. Also to Paul Clemence and Cushla Lippitt
at the New Zealand Defence Force Command and Staff College library for their help and
friendship.

It would be a serious omission if I did not record the early enthusiasm for the concept of
a journal that one of Captain Brendon Oakley’s essays sparked amongst senior members
of Naval Staff. Brendon had been studying at the US Naval War College in Rhode Island.
Rear Admiral Jim Gilmour and Commodores Mat Williams, Tony Millar and Melissa Ross all
read Brendon’s essay and agreed that there needed to be a journal to capture the work of
selected officers attending advanced staff courses, and for others wishing to write on naval
and maritime affairs.

10
     Professional Journal of the Royal New Zealand Navy
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                     13

                                                          LANDFALL IN UNKNOWN SEAS

                                                                       Allen Curnow1
                                                  I
                                                  Simply by sailing in a new direction
                                                  You could enlarge the world.
                                                                            You picked your captain,
                                                  Keen on discoveries, tough enough to make them,
                                                  Whatever vessels could be spared from other                      Ka tahuna te ururua ki te ahi, e kore e tūmau tonu ki te wāhi i
                                                  More urgent service for a year’s adventure;                      tahuna atu ai; kāore, ka kā katoa te pārae.
                                                  Took stock of the more probable conjectures
                                                  About the Unknown to be traversed, all                           When the bush is set on fire, the flames will not remain there in
                                                  Guesses at golden coasts and tales of monsters                   the dry brushwood; no, they will spread right over the plains.
                                                  To be digested into plain instructions
                                                  For likely and unlikely situations...
                                                                                                                   The Raupō: Book of Māori Proverbs. A E Brougham & A W Reed, revised by Tīmoti Kāretu
                                                                                                                   (1987). Reed Publishing (NZ) Ltd. 5th edition Penguin Group (NZ) 2012.
                                                  There, where your Indies had already sprinkled
                                                  Their tribes like ocean rains, you aimed your voyage;
                                                  Like them invoked your God, gave seas to history
                                                  And islands to new hazardous tomorrows.

                                                  II
                                                  Always to islanders danger
                                                  Is what comes over the sea;
                                                  Over the yellow sands and the clear
                                                  Shallows, the dull filament
                                                  Flickers, the blood of strangers:
                                                  Death discovered the Sailor
                                                  O in a flash, in a flat calm,
                                                  A clash of boats in the bay
                                                  And the day marred by murder...

                                                  III
                                                                                                                                                    DISCLAIMER
                                                  But now there are no more islands to be found
                                                  And the eye scans risky horizons of its own
                                                  In unsettled weather, and murmurs of the drowned                   The views and opinions expressed or implied within the Professional
                                                                                                                     Journal of the Royal New Zealand Navy are those of the authors and
                                                        Haunt their unfamiliar beaches —                             do not necessarily reflect those of the Royal New Zealand Navy or the
                                                  Who navigates us towards what unknown                              New Zealand Government.

                                                  But not improbable provinces? Who reaches
                                                  A future down for us from the high shelf
                                                  Of spiritual daring?

                                              1 Allen Curnow (1911‑2001). Extracts from a poem
                                              commissioned by the New Zealand Government to mark
                                              the 300th anniversary of Abel Janszoon Tasman’s voyage to
                                              New Zealand. Tasman was the first known European explorer
                                              to reach the shores of the country that he named New Zealand,
                                              arriving some 12–16 generations after the first of the great Māori
                                              migrations of 1200–1300 AD. His ship’s log recorded his sighting
                                              ‘a great land uplifted high’ on 13 December 1642. It was the West
                                              Coast of the South Island. In the same year that Tasman sighted
                                              New Zealand, civil war broke out in England between Parliament
                                              and the Crown; all theatres in England were closed by order of
                                              the Puritans; Rembrandt finished his painting of the Night Watch;
                                              Galileo Galilei died; Isaac Newton was born; and the Portuguese
                                              ceded the Gold Coast of Africa to the Dutch.

12
     Professional Journal of the Royal New Zealand Navy
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                 15

                    This article by Commander Des
                    Tiller backgrounds the next round of
                    strategic reviews for Defence. These
                    reviews include a new Defence
                    Assessment, now underway, and the
                    possibility of a new Defence White
                    Paper.
                                                                          personnel numbers, future base         Southwest Pacific as it focuses
                    The Defence Assessment surveys                        location issues, sustainability1,      more on persistent presence
                                                                          resilience2, the security of           in the South China Sea and
                    changes in New Zealand’s strategic                    supply lines and the ability           Northern Asia.

                    security setting and discusses                        to provide a range of national
                                                                          security and combat options
                                                                                                                      Also relevant are increasing
                                                                                                                 maritime resource pressures

                    implications for future defence                       for government, including force
                                                                          protection for deploying land and
                                                                                                                 in the region, amplified by the
                                                                                                                 effects of climate change,
                    policy. A new Defence White Paper                     special force elements by sea.         the current global pandemic,

                    will provide a range of defence
                                                                               These are amongst the             and pressure for resources
                                                                          many factors that the Navy will        to support rising national

                    and security policy options for                       take into account as it works
                                                                          with the Ministry of Defence
                                                                                                                 demands. The principal
                                                                                                                 challenge is assessing what
                    government and, amongst other                         (MoD) to define and generate           these factors may mean for
                                                                          the capabilities required to           procuring and maintaining
                    things, discuss and confirm the                       meet the government’s defence          the maritime capabilities that

                    maritime capabilities and funding                     and national security policy
                                                                          objectives.
                                                                                                                 New Zealand will need if it is to
                                                                                                                 respond swiftly and adequately
                    levels needed to deliver the                               Backgrounding these               to a deteriorating strategic
                                                                          strategic reviews is the historic      security environment.
                    Government’s policy objectives.                       shift in the epicentre of global
                                                                          great power competition from           The role of Defence
                                                                          Europe and the Middle East             Assessments
                                        Introduction                      to the Asia Pacific. With US
                                                                          and Chinese competition for                 Defence Assessments
                                             This article backgrounds     influence increasing, tension          are undertaken by the MoD
                                        a range of current challenges     is mounting in and around              working with the New Zealand
                                        that are being considered by      New Zealand’s immediate areas          Defence Force (NZDF) and
                                        the Royal New Zealand Navy        of interest. Many commentators         other agencies. The Defence
                                        (RNZN) and which are relevant     are pointing to an increase in         Assessment assesses changes
                                        in the context of the strategic   Chinese influence, principally         in the strategic environment

A BACKGROUND
                                        reviews now underway.             in the maritime domain, and a          and implications for
                                             The challenges facing the    perceived waning in physical           New Zealand’s defence policy
                                        Navy include fleet renewal,       presence by the US in the              settings.

TO THE
                                                                          1 Sustainability is the ability to
                                                                          maintain and deliver maritime
                                                                          capabilities over the extended
                                                                          timeframes required of Defence Force
                                                                          assets (30 years plus).
                                                                          2 Resilience is the ability to

NEXT ROUND OF
                                                                          maintain and generate capability in
                                                                          the face of the unexpected. Examples
                    LEFT                                                  include the COVID-19 pandemic,
                    New Zealand                                           natural disasters including severe
                    Marine Realm.                                         weather events, terrorist and other
                    Image supplied                                        hostile actions including cyber

STRATEGIC REVIEWS
                    courtesy of NIWA.                                     attacks and other events that are
                                                                          inherently difficult to plan and
                                                                          provide for in advance.
ROYAL NEW ZEALAND NAV Y - Professional Journal of the - Te Taua Moana o Aotearoa - NZDF
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                                                17

                                          Defence Assessments also          reviews is contained in a
                                                                                                                          RIGHT
                                      consider major strategic trends       Defence Capability Plan (DCP)          An outline of
                                      as well as emerging threats           published in June 2019.4 The           the maritime                                    MARITIME CAPABILITY PROJECTS
                                      and issues that could affect          DCP sets out the Government’s            capabilities
                                                                                                                       set out in
                                      New Zealand’s national security       plans for investment in Defence                         The following are the maritime projects planned and due for delivery between now and 2032:
                                                                                                                     the Defence
                                      interests. Additionally, they         capability out to 2030 along              Capability     •   Patrol and Sealift Communication Upgrades $25–$50 million (by 2022);
                                      provide Government with broad         with an indication of potential           Plan 2019.
                                                                                                                                     •   Anzac class ships communication upgrades to support interoperability with allies and other NZDF
                                      advice on options to achieve          investments in the period                                    force elements including the P-8A Poseidon and the Network Enabled Army $50–$100 million (by
                                      the Government’s defence              after 2030.                                                  2024);
                                      policy goals.                               The DCP 2019 maintains                             •   A new Southern Ocean Patrol Vessel $300–$600 million (in service by 2027);
                                          Defence Assessments               the indicative $20 billion in                            •   Enhanced Sealift Capability $1 billion plus (by 2029);
                                      are conducted approximately           capital investment in Defence
                                                                                                                                     •   Maritime Helicopter replacement project $1 billion plus (by 2028); and
                                      every five years3 and generally       to 2030 first signalled in the
                                                                                                                                     •   Offshore Patrol Vessel (OPV) replacements $600 million–$1 billion (by 2032).
                                      precede the development of a          2016 Defence White Paper.
                                      Defence White Paper. Preparing        It is the result of extensive                           Maritime capabilities due for review before the next Defence White Paper include:
                                      Defence Assessments and               consultation between MoD, the                            •   The future surface combatants to replace the Anzac frigates;
                                      Defence White Papers on a             NZDF, Treasury and a range
                                                                                                                                     •   Additional and enhanced sealift capability (to replace Canterbury);
                                      regular basis helps to ensure         of other government agencies.
                                                                                                                                     •   Dive and hydrographic capability (to replace Manawanui);
                                      that the NZDF is able to              It is the means by which the
                                      keep pace with, and respond           Defence organisations, working                           •   Littoral Warfare Systems to support Manawanui and its replacement;
                                      to, changes in the security           together, will implement the                             •   Upgrade to Phalanx CIWS and ship-launched torpedoes on the Anzac frigates;
                                      environment. The last Defence         Government’s Strategic Defence              BELOW        •   Upgrades to the current fleet of SH-2G(I) Seasprite helicopters to keep them in service until they can
                                      Assessment was completed              Policy Statement 2018 and the     Defence Capability         be replaced;
                                                                                                                      Plan 2019.
                                      in 2014 and the most recent           Pacific Reset.                                           •   Upgrades to the machinery spaces, navigation and other capabilities on the OPVs;
                                      Defence White Paper in 2016.                                                                   •   Enhanced Maritime Awareness Capability (may include maritime satellite surveillance, Unmanned
                                                                            4 Ministry of Defence, Defence                               Aerial Vehicles (UAV) and fixed wing assets);
                                      Defence White Papers                  Capability Plan 2019.                                    •   P-8A Poseidon upgrades;
                                                                                                                                     •   Long Endurance Unmanned Aerial Vehicles (UAVs);
                                          Defence White Papers
                                                                                                                                     •   Electronic Warfare Capability upgrades; and
                                      set out the Government’s
                                                                                                                                     •   Replacement of the Defence High Frequency Radio Network.
                                      defence policy objectives in
                                      the light of the most recent
                                      Defence Assessment. They
                                      contain options for how the
                                      Defence Force should be                                                                                        Maritime capabilities                   and combat options and force
                                      structured and equipped to                                                                                                                             protection for deploying land
                                      deliver these objectives and                                                                                        An outline of the maritime         and special force elements. It
                                      Government decisions on the                                                                                    capabilities contained in the           is important to note that the
                                      broad funding levels that will be                                                                              DCP, for decision and delivery          capabilities identified and the
                                      made available in order to meet                                                                                by 2030, is set out above. Also         proposed funding level of $20
                                      these options.                                                                                                 included is a list of maritime          billion for capital investments
                                                                                                                                                     capabilities foreshadowed in            out to 2030 are both indicative.
                                      The Government’s Defence                                                                                       the Defence Capability Plan for         Each investment is subject
                                      Capability Plan 2019                                                                                           review before the next Defence          to the completion of detailed
                                                                                                                                                     White Paper (i.e. before 2022,          business cases and the
                                          While capability issues are                                                                                based on current planning).             availability of capital through
                                      discussed in both Defence                                                                                      This includes the major set             the normal budget processes.
                                      Assessments and Defence                                                                                        of issues surrounding fleet
                                      White Papers, the New Zealand                                                                                  renewal, including the question         Other reviews
                                      practice in recent years has                                                                                   of future replacements for the
                                      been to examine detailed                                                                                       Anzac class frigates.                       In addition to major
                                      capability requirements and                                                                                         These capabilities are             Defence Assessments, the
                                      funding implications in a series                                                                               the means by which the Navy             MoD has instituted a practice
                                      of follow-on reviews. The most                                                                                 works to meet the issues                of regular annual reviews of
                                      recent of these capability                                                                                     mentioned earlier including             the New Zealand strategic
                                                                                                                                                     fleet renewal, sustainability,          environment and a series
                                                                                                                                                     resilience, the security of             of more specialised reviews
                                      3 Ministry of Defence, Statement of
                                      Intent 2020-2024.                                                                                              supply lines, national security         that examine individual topics.

16
     Professional Journal of the Royal New Zealand Navy
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                                                   19

                                      Examples of these reviews           explore the options for a more                                               through New Zealand ports.              of all the instruments of states
                                      include the Strategic Defence       cost-effective, sustainable and                                              New Zealand’s trade, with some          working together, including law,
                                      Policy Statement 2018; a series     future-proofed naval force                                                   240 nations and territories,            diplomacy, policing and the
                                      of Climate Change Reviews, an       structure for the 21st century.                                              accounts for 60% of its total           application of military power
                                      assessment of the Changing          A study like this will investigate                                           economic activity. China alone          where necessary. As a maritime
                                      Character of Peacekeeping and       options to deliver a credible                                                makes up $23 billion of that            state critically dependent on the
                                      a policy review titled Advancing    combat force that provides                                                   trade, which has tripled in the         smooth operation of globalised
                                      Pacific Partnerships.               more resilience and a greater                                                past decade. Any disruption to          trade, we have to be prepared
                                                                          range of response options                                                    shipping would have the most            to contribute to that effort in
                                      Resilience                          across the spectrum of naval                                                 serious consequences for the            a manner which reflects its
                                                                          and maritime national security                                               national economy.                       importance to New Zealand’s
                                           The recently released 2019     and combat operations for                                                          New Zealand is dependent          national interests.
                                      Treasury Baseline Review of         government.                                                                  on an international rules-based
                                      Defence highlights a range of                                                                                    order in which the interests of         Key challenges
                                      issues arising from multiple        New Zealand’s strategic                                                      all countries are protected by
                                      defence transformation and          environment: a maritime                                                      collective agreement and action.             World population is
                                      resizing programmes. One of         perspective                                                                  It is critical that maritime states     projected to increase from 7.7
                                      those programmes included                                                                                        like New Zealand recognise              billion currently to 9.7 billion
                                      the civilianisation of the NZDF’s       The ocean is the primary                                                 the dependency of the global            by 2050, and nearly 11 billion
                                      workforce in response to the        medium on which the vast                                                     system of commerce on the               by 2100.6 Global demand for
                                      recommendations made by the         majority of the nation’s                                                     free movement of shipping.              energy, food and water will
                                      2010 Value for Money Review.        goods, imports and exports                                                   The protection of this system           increase significantly along
                                      The result of the civilianisation   are carried to and from                                                      is beyond the abilities of              with population growth, rising
                                      programme was reduced               New Zealand by internationally                                               any one state. It can only be           living standards and levels
                                      numbers of military personnel       owned container-carrying                                                     achieved by the combination             of consumption. This demand,
                                      in the mid-level ranks, both at     vessels operating to very tight
                                      officer and rating levels.          schedules. The value of this                                                                                         6 United Nations, “Growing at a
                                                                                                                                                                                               slower pace”.
                                           The net result has been the    cargo is immense. More than
                                      need to optimally balance the       90% of New Zealand’s trade
                                      delivery of operations with the     in goods by value and 99%                                              KEY MARITIME CHALLENGES FACING NEW ZEALAND 2020–2050
                                      need to regenerate upgraded         by volume is transported in
                                      and new capabilities as they are    ships (over 5,000 visits to 14                               •   The international security environment is becoming more uncertain, and arguably more dangerous,
                                      introduced into service.            commercial ports in 20175).                        RIGHT         in the face of increasing Great Power Competition.
                                                                                                                           The key
                                           The Defence Capability         Every year 49 million tonnes                                 •   Over the last 30 years, the centre for potential Great Power Competition has shifted decisively from
                                                                                                                         challenges
                                      Plan 2019 identified the need       of imports and exports worth                        facing       Europe and the Middle East to the Asia Pacific; confrontation and conflict, should it happen, is likely to
BELOW                                 for a Future Force Study to         $138 billion is exchanged                   New Zealand          be maritime rather than land-centric in character.
A selection                                                                                                                  from a    •   Maritime security is fundamental to the New Zealand economy and way of life: much of the pressure
of reviews                                                                                                                maritime         being felt in the Asia Pacific region is maritime in nature.
that examine                                                              5 Statistics New Zealand publishes
                                                                                                                       perspective
                                                                          New Zealand’s trade statistics                               •   Growth in world population will place increasing pressure on maritime resources: food, water,
individual                                                                                                          over the period
                                                                          based on exporter and importer                                   energy, metals and minerals. This pressure is exacerbated by rising living standards and consumption
topics.                                                                   documentation processed through              2020–2050.
                                                                                                                                           levels amongst Asia’s growing middle classes, falling agricultural productivity on land and large-scale
                                                                          New Zealand Customs. There is a
                                                                                                                                           refugee movements driven by climate change.
                                                                          substantial lag in the statistics. 2017
                                                                          is the most recent year for which                            •   The search for new maritime resources to meet increasing demand will lead to greater pressure
                                                                          figures are available.                                           on the Exclusive Economic Zones (EEZ) and continental shelves of South Pacific island states and
                                                                                                                                           metropolitans, leading to a potential breakdown in the United Nations Convention on the Law of the
                                                                                                                                           Sea (UNCLOS) and the International Seabed Authority (ISA).
                                                                                                                                       •   The Antarctic Treaty System and the Convention for the Conservation of Antarctic Marine Living
                                                                                                                                           Resources (CCAMLR) are likely to come under increasing international pressure to relax existing
                                                                                                                                           prohibitions against the exploration and exploitation of Ross Sea and Antarctic mineral and living
                                                                                                                                           marine resources.
                                                                                                                                       •   Pacific Island countries are facing increasing pressures from wolf-warrior diplomacy, transnational
                                                                                                                                           crime, drug and people trafficking, climate change effects and rising levels of youth unemployment.
                                                                                                                                       •   COVID-19 is placing increasing pressure on South Pacific health systems and resources as well as
                                                                                                                                           disrupting economic activity and government revenues associated with international tourism.
                                                                                                                                       •   Great Power Competition and state sponsored attacks on the international rule of law and western
                                                                                                                                           based values and norms, principally in the maritime domain, are increasing the threat of state on
                                                                                                                                           state conflict over the resources of the sea, deep sea and seabed as well as EEZ and continental
                                                                                                                                           shelf resources.

18
     Professional Journal of the Royal New Zealand Navy
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                                                       21

                                      alongside potentially static or         is most likely to play out in the                                           maintenance and repair               Conclusion
                                      falling agriculture productivity        Asia Pacific maritime region.                                               costs, and underinvestment
                                      due to issues like climate                                                                                          in infrastructure. Treasury’s            The RNZN will continue to
                                      change, may lead to increasing          The response                                                                report on the baseline review        work with the MoD to develop
                                      competition between powers for                                                                                      highlights what it calls ‘the        New Zealand’s defence
                                      resources like energy, minerals              The RNZN’s capacity to                                                 difficulty of reconciling fixed      capability and responses to
                                      and metals, protein, and water.         respond to these challenges is                                              defence policy and funding           current and future regional and
                                      This, in turn, may lead to nations      under increased pressure for                                                settings with dynamic changes        global challenges. In doing so
                                      attempting to explore and exploit       a variety of reasons. Some of                                               in NZDF’s costs and operating        we will not go far wrong if we
                                      the relatively untapped marine          these have been highlighted                                                 model’ and suggests that one         remember the basic fact of
                                      resources of our own region:            in last year’s baseline review                                              option for Ministers, other than     our geography: that we are a
                                      the South Pacific Ocean and             of the Defence Force. The                                                   additional funding, may be to        maritime nation with two great
                                                                                                                                                                                                                                    COMMANDER DES
                                      Antarctica.                             Treasury report identifies a                                                revisit policy settings.7            seafaring heritages to preserve      TILLER RNZN
                                           By 2030, Asia is                   number of areas of current                                                       Other pressures on              and build upon. And also our         ASSISTANT CHIEF OF
                                      expected to have surpassed              concern including increased                                                 the Navy are new, notably            history. In both World Wars we       NAVY (STRATEGY AND
                                                                                                                                                                                                                                    ENGAGEMENT)
                                      North America and Europe                pressures on operating                                                      the impact of COVID-19 on            lost ships in our own waters
                                      combined in terms of global             funding, personnel costs,                                                   balancing the delivery of            to enemy action. It follows            In his current role, Des is the
                                                                                                                                                                                                                                    principal advisor to the Chief
                                      power, military spending and            maintenance and repair                                                      operations, which includes           that war and conflict is not
                                                                                                                                                                                                                                    of Navy on naval strategy and
                                      technological investment. From          costs, and underinvestment                                                  protecting New Zealand’s             something that is necessarily        engagement matters. The role is
                                      a naval perspective, demands            in infrastructure. Additionally,                                            borders, with the need to            fought in distant places or in       responsible for the leadership and
                                      are changing. Great Power               it highlights what it calls a                                               regenerate upgraded and              defending other countries’           oversight of the strategic direction
                                      Competition has returned, as            number of areas of current                                                  new capabilities as they are         interests. Kippenberger once         of the Navy, including executive
                                                                                                                                                                                                                                    reporting, policy and change
                                      have state sponsored threats            concern including increased                                                 introduced into service. In          observed that the approaches
                                                                                                                                                                                                                                    management.
                                      to the rule of law at sea.              pressures on operating                                                      addition, the inability to source    to New Zealand begin in the            His previous roles included
                                      If superpower conflict results, it      funding, personnel costs,                                                   a variety of the key international   Middle East. No doubt he was         Project Manager and Design
                                                                                                                                                          skills and equipment required        thinking of his own wartime          Manager for the procurement of
                                                                                                                                                          to bring ships into service for      experiences in Egypt, Syria,         HMNZS Aotearoa. The new naval
                                                                                                                                                                                                                                    tanker will support a full range
                                                                                                                                                          operations is also affecting         Greece and Crete. But since
                                                                                                                                                                                                                                    of NZDF deployments, including
                                                                                                                                                          availability, as are restrictions    then a historic shift has            maritime sustainment and
                                                                                                                                                          on the movements of key              taken place. Our geography           humanitarian and disaster relief
                                                 NEW ZEALAND’S MARITIME RESPONSE                                                                          personnel.                           has shrunk as the world has          operations. Additionally, the ship
                                                                                                                                                                                               become more connected and            incorporates ice-strengthening
                      •   When the accepted rules of law and good order at sea are under pressure, or directly challenged,                                                                                                          and winterisation features to
                                                                                                                                                          Regional engagement                  more globalised. The epicentre
                          New Zealand’s ability to support and preserve the freedom of the high seas and sea lines of                                                                                                               support the delivery of specialised
                          communication ultimately depends upon its maritime and naval capabilities.                                                                                           of possible conflict has shifted     Antarctic fuel and containerised
                                                                                                                                                               Traditionally, the RNZN         from Europe and the Middle           scientific material and supplies to
                      •   With a number of major maritime defence assets due for replacement in the 2020s and 2030s, this
                                                                                                                                                          conducts a programme of              East to the Asia Pacific. Our        McMurdo Sound.
                          has significant implications for New Zealand’s capacity to sustain and respond to growing pressures
                          in the international system.                                                                                                    regional engagement visits           approaches, wherever it is that        During his career, Des has
                                                                                                                                                                                                                                    served on a number of operations,
                      •   The maritime capabilities required include those identified in the Defence Capability Plan 2019 for                             coordinated through the              they may start, finish by being
                                                                                                                                                                                                                                    including Operation Enduring
                          investment in the period up to 2030 and those which are to be reviewed before the next Defence                                  Ministry of Foreign Affairs          conclusively maritime in nature.     Freedom (1995 and 2002), in the
                          White Paper (currently scheduled for 2022).                                                                                     and Trade. The Navy plays            As we think about the Navy’s         Solomon Islands on Operation
                            −− These capabilities include major fleet assets for the Navy; enhanced maritime awareness for                                a key supporting role in             role in the strategic reviews and    Purple Haze (2000), and was
                               the Airforce, including planned upgrades for the Poseidon P-8A aircraft; the communication                                 New Zealand’s diplomatic             the capabilities that we need to     awarded a Deputy Chief of Navy
                               assets, knowledge and training required for a Networked Enabled Army to operate effectively in                                                                                                       Commendation.
                               a combined arms maritime setting; and, for Defence, enhanced electronic warfare, cyber assets                              efforts and this is facilitated      be working toward, the maritime
                                                                                                                                                                                                                                      Des is married to Treena, and
                               and a replacement High Frequency Radio network.                                                                            through defence diplomacy            nature of our approaches and         they have two adult children,
                      •   An increasingly important part of New Zealand’s response will be the investment required to improve                             visits by Navy vessels to foreign    dependency on open sea lines         Dylan and Demi. He enjoys
                          detailed knowledge of its own maritime resources including the resources of the EEZ, the continental                            ports. However, COVID-19 has         of communication for ongoing         motorcycling, rugby, sailing and a
                          shelf and the contiguous areas beyond the continental shelf.                                                                    seen a significant reduction in      economic prosperity are facts        good glass of red wine.
                                                                                                                                    LEFT
                      •   New Zealand will need to continue assisting the small island states of the Pacific in the regulation of                         physical visits by senior leaders,   that we should hang on to.
                                                                                                                                    A summary of how
                          fishing and the development of laws and regulations to govern the deep sea mining of minerals and                               ships and aircraft, and this is
                                                                                                                                    the Navy sees its
                          metals needed as a result of the international movement toward lower carbon energy systems.
                                                                                                                                    response to current   at a time when such visits are
                      •   New Zealand will need to develop its capacity to contribute to international collective efforts to        challenges.           seen as being all the more
                          support and preserve the international rule of law including UNCLOS, CCAMLR and the Antarctic
                                                                                                                                                          necessary as a result of current
                          Treaty system.
                                                                                                                                                          uncertainties in the region.

                                                                                                                                                          7 The Treasury New Zealand,
                                                                                                                                                          “Budget 2020 Information Release:
                                                                                                                                                          July 2020”.

20
     Professional Journal of the Royal New Zealand Navy
Volume 1 | Number One | December 2020
                                                                                                                                                                                        23

DESIGNING                                                 In this special feature article for the
                                                          RNZN’s new Professional Journal,
                                                          Captain Andrew Watts RNZNR argues

THE                                                       that new technologies and doctrines
                                                          are combining to give the Navy an
                                                          unprecedented opportunity to design a

 NEXT
                                                          coherent, affordable and sustainable fleet
                                                          of ships to take the Navy into the future.    Introduction

                                                                                                             Our navy is facing an                seas2 on which this depends

 FLEET
                                                                                                        unprecedented period of                   is neither a permanent nor a
                                                                                                        transition. Most of the ships in          natural state of affairs. Piracy
                                                                                                        our existing fleet will wear out          still manifests itself wherever
                                                                                                        over a very short time frame              the means and the will to
                                                                                                        in the early 2030s, and we                defend peaceful trade against
                                                                                                        are beginning the process of              it are absent. Drugs, weapons,
                                                                                                        acquiring yet more diversity in           and people are trafficked by
                                                                               Timeframes are           capability with the Southern              sea in huge quantities with
                                                                               pressing. The thinking   Ocean Patrol Vessel (SOPV)1               de-stabilising effects on fragile
                                                                               and design processes     and a new amphibious ship.                systems of governance. Some
                                                                                                        We have an opportunity                    of the fundamental principles
                                                                               for fleet renewal
                                                                                                        to put in place a coherent,               underpinning the Law of
                                                                               should start now         affordable and sustainable                the Sea are being directly
                                                                                                        fleet should we choose to fully           challenged by nation states—
                                                                                                        exploit new technologies and              China’s actions in the South
                                                                                                        doctrines, but time frames                China Sea are by no means
                                                                                                        are such that we must start               the only example. Challenges
                                                                                                        thinking about them now. This             to the rule of law at sea may
                                                                                                        paper describes the fleet                 generally arise in areas remote
                                                                                                        re-capitalisation opportunity             from New Zealand, but every
                                                                               Dependence on            with a view to stimulating                break down de-stabilises the
                                                                                                        further discussion, particularly          rules-based order on which our
                                                                               sea-borne trade is       amongst naval practitioners,              security and prosperity depend.
                                                                               the dominating fact      New Zealand Defence Force                 One of the enduring constants
                                                                               of New Zealand’s         (NZDF) capability staffs                  in New Zealand defence policy
                                                                               economic life            across all domains, and                   is that as a direct beneficiary of
                                                                                                        Ministry of Defence officials             the rule of law at sea, we have
                                                                                                        who will be confronted with the           a direct stake in the collective
                                                                                                        fleet re-capitalisation problem           effort to protect it.
                                                                                                        over the next two to three years.
                                                                                                                                                  Exclusive Economic Zone
                                                                                                        Dependence on trade
 IMAGE                                                                                                                                               Coupled with this, our
 HMNZS Te Kaha                                                                                                Our dependence on sea               Exclusive Economic Zone is
 before the Frigate                                                                                     borne trade is the dominating             one of the largest in the world.
 Systems Upgrade (FSU)
                                                                                                        fact of New Zealand economic              The resources it contains
 programme. Image
 courtesy of NZDF.                                                                                      life, but the freedom of the              must be protected, both for

                                                                                                        1 The SOPV will be designed and           2 The enormous burden borne
                                                                                                        equipped to operate in the ice, sea       by the United States Navy in
                                                                                                        state and temperature conditions          maintaining the freedom of the seas
                                                                                                        typical of the Southern Ocean and         must be acknowledged. It dwarfs
                                                                                                        Antarctic region, carrying out a          the contribution of every other
                                                                                                        wide range of scientific and security     democratic nation.
                                                                                                        missions.

22
     Professional Journal of the Royal New Zealand Navy
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                                           25

                                      the good of our economy and         Force structure                                                  in the early 60s, followed by            delivered seven ships with
                                      to preserve the eco-systems         transitions...the history                                        the Improved Type 12 (Leander            patrol and sealift capabilities.
                                      on which future generations         behind the present fleet                                         class) HMNZS Waikato in 1966             With the commissioning of the
                                      will depend. Our borders are                                                                         and HMNZS Canterbury in 1971.4           final Protector ship in 2010,             The third transition is
                                      protected by the thousands of            Our first force structure                                   Two second-hand Leander                  the RNZN was left with a                  now upon us, bringing
                                      miles of ocean that surround        was established immediately                                      class frigates were acquired             heterogenous fleet of 12 ships
                                                                                                                                                                                                                              with it greater force
                                      them, but this protection will      after the Second World                                           from the Royal Navy in the               of seven different classes.
                                      not be permanent as threats         War, when a navy suited to                                       early 80s to replace Otago and           That number now stands at 10              structure design
                                      mount and technologies              New Zealand’s needs had to                                       Taranaki as a stop-gap measure,          ships of six different classes.           challenges than any in
New Zealand’s                         develop. We have constitutional     be designed from scratch.                                        and a force of four frigates was         Even allowing for shortfalls in           our history
protection by                         responsibilities for the defence    The choices made were                                            thus maintained until the mid-           availability brought about by
                                      of some of our Pacific partner      excellent; six nearly new Loch                                   late 90s when first Southland            work force attrition and delays
geography will                        nations and familial ties with      class frigates, the best Anti-                                   and then Waikato reached the             in upgrade programmes, the
not be permanent.                                                                                                   Four frigates were
                                      others which make their             submarine Warfare (ASW) ships                                    end of their service lives.              fact that we have been able
Threats are mounting                  security interests inseparable      in the world at the time, were            maintained by the           The second transition               to remain viable in the face of
and technologies                      from our own. We must be able       acquired from Britain, followed           RNZN into the 90s      began in the late 90s and                such diversity speaks volumes
                                      to project and support our land     by two relatively modern light                                   continued until the Protector            for the dedication and flexibility
developing                            and special forces when they        cruisers. Although these ships                                   fleet became fully operational           of people at all levels of our
                                      are deployed. That these drivers    spent a high proportion of                                       in 2010. It could be described           organisation.
                                      for maritime defence capability     their service lives in reserve,                                  as the outcome of a collision                 The third transition is
                                      exist is not contentious. Without   this credible, balanced force                                    between two separate streams             now upon us, and it brings                The RNZN will soon
                                      identifying specific levels of      gave government a range of                                       of thought concerning defence            with it force structure design            be confronted by
                                      capability (and investment),        options for contributing to                                      and security. Following a great          challenges greater than any
                                                                                                                                                                                                                              unprecedented block
                                      this paper discusses strategies     the type of operation most                                       deal of public and political             in our history to date. Every
                                      for addressing our maritime         likely at the time—large allied                                  controversy, the Palmer Labour           ship in the current fleet except
                                                                                                                                                                                                                              obsolescence AND
                                      defence capability needs,           coalitions based on operational                                  government signed a treaty               HMNZS Aotearoa will reach the             the addition of two
                                      and the opportunities which         frameworks provided by the US                                    with Australia in 1989 for the           end of its projected service life         new ship types to a
                                      underpin those strategies.          and Britain.                                                     supply of two Anzac class                in a very short time frame—by
                                                                                                                                                                                                                              fleet that may already
                                                                               The first transition                                        frigates with an option for two          some calculations, between
                                      Designing a force structure         occurred when the war-                                           more to be exercised by 1997.            2032 and 2035.5 In addition,
                                                                                                                                                                                                                              be diverse beyond the
                                      (not replacing ships)               built Loch class frigates and                                    In the event, the Bolger National        a project is underway to                  point of sustainability
                                                                          Improved Dido class cruisers                                     government allowed the option            acquire yet another distinctive
                                          This paper is based on          ran out of service life in the            Project Protector      to lapse, despite the intention          ship type in the SOPV, and
                                      the premise that “like for like”    early to mid-60s. The new                 delivered seven new    to maintain a three-ship naval           the Defence Capability Plan
                                      replacement of the current          generation of ASW frigates                ships...leaving the    combat force expressed in the            2019 (DCP 19) includes a new
                                      fleet should not be the default     then being acquired by the                                       1997 Defence White Paper and             type of amphibious ship.6
                                      force structure option. Fleet       Royal Navy (RN), Royal
                                                                                                                    Royal New Zealand      the increasing ages of the last          Both SOPV and the new
                                      re-capitalisation must be based     Australian Navy (RAN) and                 Navy with twelve       two Leander class frigates,              amphibious ship are projected             But this is not an
                                      on a unified, top-down view         Royal Canadian Navy (RCN)                 ships of seven         HMNZ Ships Wellington and                to reach Initial Operational
                                                                                                                                                                                                                              insoluble problem...
                                      of operational requirements,        offered an affordable means               different classes...   Canterbury. Attempts made to             Release before 2029. We are
                                                                                                                                                                                                                              we have the
We must design a                      informed by technological and       of contributing to wider allied
                                                                                                                    creating an enormous
                                                                                                                                           re-litigate this decision became         therefore confronted with
                                      doctrinal opportunity and by        efforts to balance Soviet naval                                  academic with the election of            both unprecedented block                  opportunity to
fleet, not replace                                                                                                  sustainment
                                      affordability in acquisition and    expansion, while capitalising                                    the Clark Labour government              obsolescence and the addition             design an affordable
ships                                 through-life sustainment. We        on the expertise in frigate               challenge              in 1999. It brought with it a very       of two new ship types to a
                                                                                                                                                                                                                              force structure that
                                      must design a fleet, not replace    operations that had been built                                   different view of New Zealand’s          fleet that many would argue
                                      ships, and the very short time      up since the Second World                                        security needs culminating               is already diverse beyond the
                                                                                                                                                                                                                              meets our long-term
                                      frame in which most of our          War.3 The Type 12 ASW frigates                                   in Project Protector, which              point of sustainability.                  maritime defence
                                      ships wear out gives us an          HMNZ Ships Otago and                                                                                                                                needs
                                      opportunity to do so.               Taranaki were commissioned
                                                                                                                                           4 On the decommissioning of the          5 On the one hand, this estimate
                                                                                                                                           last cruiser, HMNZS Royalist, in 1966,   assumes service lives for some
                                                                          3 Many European and some Asian                                   the Type 12 frigate HMNZS Blackpool      ships that have yet to be subjected
                                                                          countries have since established                                 was acquired on loan from the Royal      to detailed assessment of service
                                                                          maritime defence industries                                      Navy and returned when Canterbury        life remaining. On the other hand,
                                                                          producing modern naval platforms                                 was commissioned.                        readers will be aware that some
                                                                          of every type. In the post-war period,                                                                    ships in our current fleet are already
                                                                          choice was effectively limited to ships                                                                   difficult to maintain.
                                                                          of US, British, Canadian, or French                                                                       6 The exemplar capability used in
                                                                          origin.                                                                                                   DCP 19 is the Amphibious Transport
                                                                                                                                                                                    Dock, or LPD under the North Atlantic
                                                                                                                                                                                    Treaty Organization (NATO) ship
                                                                                                                                                                                    designation system.

24
     Professional Journal of the Royal New Zealand Navy
Volume 1 | Number One | December 2020
                                                                                                                                                                                 27

                                                                                                                              RIGHT
                                          This is not an insoluble         for managing investment in               HMNZS Te Kaha:
                                      problem. Rather, it presents         ships and systems over the                 the first of the
                                      us with an opportunity to lift       course of their projected             Anzac class frigates
                                                                                                                 to receive a Frigate
                                      our sights beyond like for like      service lives. Above all, an
                                                                                                                  Systems Upgrade.
                                      replacement and design an            investment decision taken on           Image courtesy of
                                      affordable force structure that      the grounds of cost that does          Canadian Defence
                                      meets our country’s long-term        not deliver the outcome sought             Public Affairs.
                                      maritime defence needs.              by the investment cannot be
                                                                           considered affordable just
                                      Affordability                        because it can be achieved
                                                                           within a pre-set fiscal envelope.
                                           Affordability is crucial and    This principle is applied
                                      extends beyond the acquisition       throughout the Capability
Affordability is not                  cost of new capability. It           Management System: whether
necessarily achieved                  includes our ability to sustain      a given solution will meet the
by paying the lowest                  our force structure over time        requirement identified in the
possible acquisition                  so that it remains available         Strategic Case is tested at key
                                      for operations and adapted to        points in the project life cycle.                  BELOW
price...it requires                   evolving strategic and operational   The same principle that the               Frigate Systems
sensible strategies                   needs. Affordability is also the     Capability Management System
                                                                                                                   Upgrade. Te Kaha
                                                                                                                   is now fitted with
that address both                     ability to raise and sustain a       applies to projects must be              open computing
                                                                                                               architecture supplied
acquisition AND                       viable work force, with all that     applied to the design of our
                                                                                                                by Lockheed Martin
                                      that entails.                        naval force structure as a whole.
the management of                          Affordability is about how
                                                                                                               Canada: the CMS 330
                                                                                                               Combat Management
investment in ships                   much is paid for a product or        The opportunity                             System. Image
and systems over                      service, but it is not necessarily                                          courtesy of NZDF.

their service lives                   achieved by paying the lowest            The opportunity for our
                                      possible acquisition price.          Navy is enabled by four
                                      Over time, it is more likely to      emerging trends. Three are
                                      be brought about by sensible         technological; the fourth derives
                                      strategies that address both         from new distributed operating
                                      acquisition and sustainment,         concepts and the doctrine
                                      and by sound processes               being developed to apply them.

26
     Professional Journal of the Royal New Zealand Navy
Volume 1 | Number One | December 2020
                                                                                                                                                                                                                                     29

     The technological                system fitted in Southland          maintained and upgraded              Modularity                                    Modular installations, like             generation, accommodation,
opportunities derive from             created an ADAWS type manual        over time almost indefinitely.                                                     self-contained modules,                 cooling, communications and
accelerating trends in                injection guide to help them        As the software evolves to                The term modularity often                have defined interfaces                 navigation are regarded as
the development and                   adapt.                              incorporate new capabilities or      creates confusion because                     but much broader defined                a fixed backplane to which
adoption of open computing                 For some time, naval           address new threats, hardware        it can be applied on different                boundaries. The U.S. Navy               a removable payload system
architectures; “modularity”           mission systems such as             including processors (based          levels. A useful definition of                LCS and the Royal Danish                tailored to a particular mission
in the conceptualisation of           Combat Management Systems           on standard commercial               these levels was outlined in                  Navy’s Absalon class ships              and level of capability is added.
ship design; and remote and           (CMS) have been based on            hardware) can be iteratively         a RAND Corporation paper                      are examples of this type of            This is not a new concept.
autonomous systems. The               open architecture software.         replaced to provide the greater      released in 20167:                            modularity.’                            The Royal Danish Navy first
doctrinal opportunity arises          It should be noted that there       processing power required by                                                                                               deployed the STANFLEX
because even very large               is a big difference between         a new software edition or new           ‘Common modules used                          In this paper, the term              modular system in the 1990s
navies recognise that the cost        the terms “open architecture”       functionality. As new weapons           across multiple classes                  “modularity” is used in the               aboard the Flyvefisken class
of traditional multi-function         and “open standards”, and the       and sensors are developed,              of ships. These common                   sense of the third definition             small combatants (54m length
surface combatants makes it           two are sometimes confused.         an open architecture CMS can            modules are structural                   above, because, as it will                overall, 450 tonnes full load).
impossible to acquire sufficient      Systems based on the latter         be integrated with them with            pieces of the ship that are              hopefully become clear below,             A large, specialised fleet of
numbers to address the threats        can be maintained and               relative ease. The RNZN has             built and tested in a factory-           that is the level which offers            20 ships was replaced by 14
posed by both peer and non-           enhanced by the user (such          moved into this era with the            like environment. Although               us the greatest opportunity               that could be adapted (within
peer competitors; doctrine is         as, by the development of           Lockheed Martin Canada CMS              not currently adopted in                 for long term operational                 the limits of their small size)
being developed to address            specific applications) without      330 system being installed in           Navy ship designs, potential             viability. However, the second            to ASW, ASuW, Mine Counter
this reality. Each of these four      reference to the originator         the Anzac class frigates, but the       applications include hotel-              definition above is also relevant,        Measures (MCM) and other
factors is addressed below.           of the software, because the        best example is possibly the US         like functions such as                   dovetailing with the third.               roles by the installation of role-
                                      standards on which it is based      Aegis system, which has been            galleys, medical facilities,             The Mk 41 Vertical Launching              specific modules. The platforms
Open computing                        are freely available. Naval         in service since the early 1980s.       and laundries.                           System (VLS) fits very neatly             are almost identical, although
architectures                         systems, whilst now almost          It will remain in service in the                                                 with “plug and play” modularity,          some are fitted with a separate
                                      invariably open architecture,       US and several allied navies for        Self-contained modules                   in that the same basic system             hydraulic propulsion system
     The application of digital       are generally proprietary, which    the foreseeable future and is           that provide a plug-and-                 is compatible with almost every           for MCM operations. Modules
computing technology to               means that the originator or        being used as the basis for new         play capability for the                  missile in the US inventory.8 A           are designed to connect with
defence problems began in             “owner” controls the means by       generations of scalable CMS             equipment inside the                     ship fitted with Mk 41 VLS can            standard container positions
the 1950s. Early generations          which they are upgraded and         being designed for new, smaller         module. These modules                    thus be adapted to different              aboard the platforms and
of computer-based mission             enhanced.                           combatants.                             have defined interfaces                  missions by altering the missile          use standard interfaces to
systems were based on                      Large navies tend to                In addition to CMS, open           and boundaries and are                   load out, and is adaptable for            connect with platform systems,
hardware and software                 seek control over software          architectures should be                 designed for a specific task,            future missions given that future         including the CMS. The Royal
tailored to a specific purpose,       architecture configuration and      applied to other key software           such as firing a missile.                missiles will be designed for             Danish Navy has extended
a combination of weapons and          development, which means            defined naval systems,                  Where common modules                     compatibility with Mk 41. If a            the modularity concept to its
sensors, and installation.            having to pay the originator of     including Integrated Platform           can be used across                       modular platform fitted with              Absalon class support ships
     ADAWS (fitted to HMNZS           the software very large sums        Management Systems,                     different classes of ships,              Mk 41 were to be “re-roled” from          and Iver Huitfeldt class air
Southland) and NAUTIS (fitted         of money, as the originators        Integrated Bridge Systems               self-contained modules                   Anti-surface Warfare (ASuW)               defence frigates and plans to
to HMNZ Ships Wellington and          not unnaturally seek to recoup      and communications control              are typically used within a              to ASW by the installation of             replace the Flyvesfisken class
Canterbury) represented huge          the cost of developing the          systems, all of which have the          single class of ships. The               the necessary mission modules,            with new platforms based on
advances over the manual              software. Smaller navies like       same need for ongoing support           vertical launch system                   the Mk 41 missile loadout could           the STANFLEX concept.
capabilities that they replaced,      ours are probably better served     and development as CMS.                 (VLS) modules on Arleigh                 be altered to increase the                     Without access to protected
but over time they became             by licensing agreements which       Finally, and again crucially,           Burke-class destroyers                   proportion of ASW weapons,                sources, it is difficult to
difficult to support and then         leave software configuration        open architecture computing             are an example of a self-                such as the US Anti-submarine             determine the extent to which
obsolete because they could           control and development in          systems can be adapted to a             contained module.                        Rocket (ASROC), to that of anti-          the Royal Danish Navy re-
not be iteratively upgraded           the hands of the originator, as     wide range of functions and                                                      ship missiles.                            roles the Flyvesfisken class by
to any meaningful degree.             we are unlikely to be able to       interfaced with a wide range            Modular installations                         Modularity in the sense              exchanging one set of mission
They also had unique user             afford the in-house software        of physical systems, enabling           that provide a basic ship                used in this paper de-                    modules for another, although
interfaces which required time        management capability needed        standardisation across a multi-         structure and services                   couples a ship’s platform and             early publicity suggested that
and practise for operators to         to “own” these functions even       function fleet. For a navy the          that allow various mission               “payload” systems. In this                this could be carried out in a
become fully proficient. This         if we are able to afford access     size of ours, the advantages thus       packages to be installed                 conceptualisation, a ship’s               matter of days. It may be that
process had to be repeated            to source code (although a          gained in terms of standardised         and interchanged as                      hull and its core systems for             those ships with hydraulic
when operators were posted            possible alternative is a cost      operator and maintainer                 needed.                                  propulsion, electrical power              secondary propulsion systems
to a ship with a different            sharing partnership with a          interfaces and the rationalisation
system. Although the NAUTIS           larger navy). Regardless of the     of supply chains could possibly      7 John F. Schank et al., Designing          8 Noting that different missiles
                                                                                                               Adaptable Ships: Modularity and             require different launcher peripheral
system fitted to Wellington and       way in which it is controlled and   mean the difference between a        Flexibility in Future Ship Designs, xiii.   equipment to provide the necessary
Canterbury was menu-based,            by whom, an open architecture       fleet (and a work force) that is                                                 interfaces between CMS and
                                                                                                                                                           missiles in the launcher—not a trivial
operators posted to those ships       computing system is designed        sustainable in the long term, and
                                                                                                                                                           consideration, but the key point
who were used to the ADAWS            in such a way that it can be        one that isn’t.                                                                  above is valid.

28
     Professional Journal of the Royal New Zealand Navy
You can also read