Sleep Disordered Breathing in Pregnancy and Post-Delivery: Associations with Cardiometabolic Health - American Thoracic Society

 
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Sleep Disordered Breathing in Pregnancy and Post-Delivery:
             Associations with Cardiometabolic Health

                 Journal: American Journal of Respiratory and Critical Care Medicine

           Manuscript ID Blue-202104-0971OC.R3

        Manuscript Type: OC - Original Contribution
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  Date Submitted by the
                        06-Jan-2022
                Author:

Complete List of Authors: Facco, Francesca; University of Pittsburgh,
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                          Redline, Susan; Brigham and Women’s Hospital, Division of Sleep and
                          Circadian Disorders; Harvard Medical School, Division of Sleep Medicine
                          Hunter, Shannon; Research Triangle Institute
                          Zee, Phyllis; Northwestern University Feinberg School of Medicine
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                          Grobman , William ; Northwestern University Feinberg School of
                          Medicine
                          Silver, Robert; University of Utah Health
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                          Louis, Judette; Morsani College of Medicine, University of South Florida,
                          Division of Maternal Fetal Medicine, Department of Obstetrics &
                          Gynecology
                          Pien, Grace; Johns Hopkins University School of Medicine, Division of
                          Pulmonary and Critical Care Medicine
                          Mercer, Brian; MetroHealth Medical Center
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                          Chung, Judith ; University of California Irvine College of Medicine
                          Bairey Merz, Noel; Cedars-Sinai Medical Center
                          Haas, David; Indiana University, Obstetrics and Gynecology
                          Nhan-Chang, Chia-Ling; Columbia University Medical Center
                          Simhan , Hyagriv; University of Pittsburgh
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                          Schubert, Frank; Indiana University School of Medicine
                          Parry, Samuel; University of Pennsylvania Perelman School of Medicine
                          Reddy, Uma; Yale School of Medicine
                          Saade, George; The University of Texas Medical Branch at Galveston
                          Hoffman , Matthew; Christiana Care Health System
                          Levine, Lisa; University of Pennsylvania Perelman School of Medicine
                          Wapner, Ronald; Columbia University Medical Center
                          Parker, Corette; Research Triangle Institute

                           15.05 Sleep Disordered Breathing: Cardiovascular Interactions < SLEEP,
       Subject Category:
                           15.09 Sleep Disordered Breathing: Outcomes < SLEEP

                           sleep disordered breathing, pregnancy, postpartum, cardiometabolic
              Keywords:
                           health, hypertension
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1

2    TITLE: Sleep Disordered Breathing in Pregnancy and Post-Delivery: Associations with
3    Cardiometabolic Health

4

 5   Francesca L. Facco, MD1, Susan Redline, MD2, Shannon M. Hunter , MS3, Phyllis P. Zee, MD4,
 6   William A. Grobman, MD5 , Robert M. Silver, MD6, Judette M. Louis, MD7 , Grace W. Pien, MD8,
 7   Brian Mercer, MD9, Judith H. Chung, MD, PhD10, C. Noel Bairey Merz, MD11, David M. Haas,
 8   MD 12, Chia-Ling Nhan-Chang, MD 13, Hyagriv N. Simhan, MD1, Frank P. Schubert, MD12,
 9   Samuel Parry, MD 14, Uma Reddy, MD15, George R. Saade, MD16, Matthew K. Hoffman, MD17,
10   Lisa D. Levine, MD12 Ronald J. Wapner, MD13, Corette B. Parker, PhD3 for the NICHD
11   NuMoM2b and NHLBI NuMoM2b Heart Health Study Networks
12
13
14
15
16
17   1. Department of Obstetrics, Gynecology and Reproductive Sciences, University of Pittsburgh
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18   School of Medicine, Pittsburgh, PA
19   2.Harvard Medical School and Brigham and Women’s Hospital, Boston, Massachusetts
20   3. RTI International, Research Triangle Park, North Carolina
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21   4. Department of Neurology, Northwestern University, Chicago, IL
22   5. Department of Obstetrics, Gynecology-Maternal Fetal Medicine & Preventive Medicine,
23   Northwestern University, Chicago, IL
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24   6. Department of Obstetrics and Gynecology, University of Utah, Salt Lake City, Utah
25   7. University of South Florida Morsani College of Medicine, Tampa, FL.
26   8. Department of Medicine, Johns Hopkins School of Medicine, Baltimore, MD
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27   9. Department of Obstetrics and Gynecology, Case Western Reserve, MetroHealth, Cleveland,
28   OH
29   10. Department of Obstetrics and Gynecology, University of California, Irvine, Irvine, California
30   11. Barbra Streisand Women's Heart Center, Cedars-Sinai Medical Center, Los Angeles,
31   California
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32   12. Department of Obstetrics and Gynecology, School of Medicine, Indiana University,
33   Indianapolis, IN11
34   13. Department of Obstetrics and Gynecology, Columbia University, New York, New York
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     14. Department of Obstetrics and Gynecology, University of Pennsylvania, Philadelphia, PA
36   15. Department of Obstetrics, Gynecology & Reproductive Services, Yale University, New
37   Haven, CT
38   16. Department of Obstetrics and Gynecology, University of Texas Medical Branch, University
39   of Texas, Galveston, TX.
40   17. Department of Obstetrics and Gynecology, Christiana Care Health System, Wilmington, DE,
41   USA
42
43   Corresponding Author:
44   Francesca Facco, MD
45   Associate Professor, Department of Obstetrics and Gynecology
46   Magee-Womens Hospital
47   300 Halket Street
48   Room 2233
49   Pittsburgh, PA 15213
50   Work phone: 412-641-5406
51   Cell: 312-933-1881
52   Fax: 412-641-1133
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        53     Email: faccof@upmc.edu
        54

        55 All authors meet the following criteria:

        56 Substantial contributions to the conception or design of the work; or the acquisition, analysis, or
        57 interpretation of data for the work; AND

        58 Drafting the work or revising it critically for important intellectual content; AND

        59 Final approval of the version to be published; AND

        60 Agreement to be accountable for all aspects of the work in ensuring that questions related to the
        61 accuracy or integrity of any part of the work are appropriately investigated and resolved.

        62
        63
        64     This study is supported by cooperative agreement funding from the National Heart, Lung, and
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        65     Blood Institute and the Eunice Kennedy Shriver National Institute of Child Health and Human
        66     Development: U10-HL119991; U10-HL119989; U10-HL120034; U10-HL119990; U10-
        67     HL120006; U10-HL119992; U10-HL120019; U10-HL119993; and U10-HL120018. Support was
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        68     also provided by the National Institutes of Health: Office of Research on Women’s Health
        69     through U10-HL-119991; Office of Behavioral and Social Sciences Research through U10-
        70     HL119991 and U10-HL119992; and the National Center for Advancing Translational Sciences –
        71     UL-1-TR000124, UL-1-TR000153, UL-1-TR000439, and UL-1-TR001108; and the Barbra
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        72     Streisand Women’s Cardiovascular Research and Education Program, and the Erika J. Glazer
        73     Women’s Heart Research Initiative, Cedars-Sinai Medical Center, Los Angeles. The content of
        74
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               this article is solely the responsibility of the authors and does not necessarily represent the
        75     official views of the National Institutes of Health.

        76     Short Running: Sleep Disordered Breathing in Pregnancy and Post-Delivery

        77     ClinicalTrials.gov Registration number NCT02231398.
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        78     Subject Category: 15.9 Sleep Disordered Breathing: Outcomes

        79     Total word count max =3635
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        80     Abstract = 250 words

        81     This article has an online data supplement, which is accessible from this issue's table of content
        82     online at www.atsjournals.org

        83

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84    ABSTRACT

85    Rationale: Knowledge gaps exist regarding health implications of sleep disordered breathing

86    (SDB) identified in pregnancy and/or post-delivery.

87    Objective: To determine whether SDB in pregnancy and/or post-delivery is associated with

88    hypertension (HTN) and metabolic syndrome (MS).

89    Methods: The nuMoM2b Heart Health Study (n=4,508) followed participants initially recruited

90    during their first pregnancy. Participants returned for a visit 2-7 years after pregnancy. This

91    study examined a subgroup who underwent SDB assessments during their first pregnancy

92    (n=1,964) and a repeat SDB assessment post-delivery (n=1,222). Two SDB definitions were
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93    considered: apnea-hypopnea index (AHI) ≥5; oxygen desaturation index (ODI) ≥5. Associations
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94    between SDB and incident HTN and MS were evaluated with adjusted risk ratios (aRR).
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95    Results: The aRR for MS given an AHI ≥5 during pregnancy was 1.44 (95% CI 1.08, 1.93), but

96    no association with HTN was found. ODI ≥5 in pregnancy was associated with both an
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97    increased risk for HTN (aRR 2.02, 95% CI 1.30, 3.14) and MS (aRR 1.53, 95% CI 1.19, 1.97).

98    Participants with an AHI ≥5 in pregnancy that persisted post-delivery were at higher risk for both
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99    HTN (aRR 3.77, 95% CI 1.84, 7.73) and MS (aRR 2.46, 95% 1.59, 3.76). Similar associations

100   were observed for persistent post-delivery ODI ≥5.
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101   Conclusions: An AHI ≥5 in pregnancy was associated with an increased risk of MS. An ODI ≥5

102   in pregnancy was significantly associated with both HTN and MS. Participants with persistent

103   elevations in AHI and ODI both during pregnancy and at 2-7 post-delivery were at the highest

104   risk for HTN and MS.

105

106

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      107

      108      Introduction

      109             Sleep disordered breathing (SDB) characterized by recurrent apneas and hypopneas,

      110      intermittent hypoxemia, and sleep disruption, is increasingly recognized in pregnancy. Pregnant

      111      individuals are at increased risk for SDB, predominantly obstructive sleep apnea (OSA),

      112      compared to their non-pregnant counter-parts, due to physical and hormonal changes that occur

      113      during pregnancy.(1, 2) A meta-analysis of 33 studies found that the pooled overall prevalence

      114      of SDB during pregnancy was 15% (95% CI 12–18%).(3)

      115             While epidemiologic data from cohorts of middle-aged and older adults indicate that SDB
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      116      is associated with adverse cardiometabolic outcomes,(4-6) less is known about how SDB in
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      117      pregnancy and in the post-delivery period impacts maternal health. In pregnancy, increases in

      118      inflammation, oxidative stress, and sympathetic nervous system activity, all of which can be
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      119      exacerbated by SDB, can lead to adverse maternal health events.(2, 7) Indeed, SDB in

      120      pregnancy has been associated with a 2-3-fold increased risk for preeclampsia and gestational
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      121      diabetes mellitus (GDM).(3, 8) These and other adverse pregnancy outcomes (APOs) are risk

      122      factors for later development of hypertension (HTN) and metabolic disease.(9-12) The post-
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      123      partum period is also of unique relevance regarding SDB epidemiology given the likely impact of

      124      post-partum weight retention on SDB risk.(13-15) Thus, there is a critical need to elucidate
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      125      whether SDB identified in pregnancy and/or in the post-delivery period is associated with

      126      cardiovascular and metabolic health in young adults.

      127      The Nulliparous Pregnancy Outcomes Study: Monitoring Mothers‐to‐be Heart Health Study

      128      (nuMoM2b-HHS) was a post-delivery follow-up study of participants initially recruited during

      129      their first pregnancy to the parent nuMoM2b study. A subset of women in the parent study

      130      underwent evaluation for SDB during their first pregnancy (“nuMoM2b SDB Substudy”), and

      131      were offered a repeat assessment post-delivery.(16-18) We utilized the nuMoM2b data to

      132      address the knowledge gap that exists regarding health implications of SDB identified in

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133   pregnancy and/or post-delivery. Specifically, our objective was to determine whether SDB in

134   pregnancy and/or post-delivery is associated with hypertension (HTN) and metabolic syndrome.

135

136

137   Methods

138          Details of the nuMoM2b study, and the nuMoM2b-SDB Substudy have been previously

139   published.(18) (16) Inclusion criteria for the nuMoM2b study were nulliparity (no prior delivery

140   ≥20 weeks’ gestation) and a viable singleton pregnancy at screening (60–136 weeks’ gestation).
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141   Participants were excluded from the nuMoM2b-SDB Substudy if they were currently using

142   continuous positive airway pressure (CPAP) treatment for SDB, had severe asthma, or required
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143   oxygen supplementation.
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144   nuMoM2b-HHS Methods
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145          The complete methods of the follow-up nuMoM2b‐HHS are described elsewhere.(17)

146   Briefly, contacts/interviews began at least 6 months after delivery. An in‐person nuMoM2b‐HHS
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147   visit was conducted 2 to 7 years after the index pregnancy ended. Participants were asked to

148   fast for 8 hours before the visit. Blood pressure (BP), anthropometric measurements, and
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149   biological specimens were collected using standardized protocols. Participants in the nuMoM2b-

150   HHS were eligible to participate in a follow-up assessment of SDB if they had participated in the

151   nuMoM2b-SDB Substudy while pregnant.

152   nuMoM2b-HHS Outcomes (see online supplement for additional details)

153          Incident HTN was defined as HTN that developed after the index pregnancy, as

154   determined by BP measurement (systolic BP ≥140 mm Hg or diastolic BP ≥90 mm Hg) or use of

155   an antihypertensive medication for BP control at the 2‐ to 7‐year post-delivery visit.

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      156             Metabolic syndrome (MS) was defined as the presence of 3 of the following 5 criteria:

      157      elevated waist circumference (≥88 cm (non-Asian) or ≥80 cm (Asian)); elevated triglycerides

      158      (≥150 mg/dL) or use of a triglyceride-lowering medication; elevated fasting glucose (≥100

      159      md/dL) or use of a glucose‐lowering medication; elevated BP (systolic BP ≥130 mm Hg or a

      160      diastolic BP ≥85 mm Hg) or use of an antihypertensive medication; and reduced high‐density

      161      lipoprotein levels (
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182   ≥15 events per hour.(20) Post hoc tests using orthogonal contrasts were used to assess the

183   exposure-response relationships for linear and quadratic trends in risk on the log scale across

184   the SDB categories.

185           In a similar fashion, a secondary analysis was performed using the AHI and ODI data

186   obtained at the 2-7 year follow-up visit. We also examined the trajectory of SDB (by both

187   definitions) in pregnancy and at the follow-up visit by defining 4 groups: those with no SDB at

188   either time point, those with SDB in pregnancy that persisted at the 2-7 year follow-up, those

189   with SDB in pregnancy that resolved at follow-up, and those with new onset SDB at the 2-7 year

190   follow-up visit.
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191           Baseline characteristics of the index pregnancy and cardiovascular characteristics at the
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192   2-7 year follow-up visit were summarized according to SDB status during pregnancy. Similarly,

193   cardiovascular characteristics at the 2-7-year follow-up visit were also summarized by SDB
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194   status at follow-up.
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195           Analyses during pregnancy were restricted to participants who had an early or mid-

196   pregnancy sleep study with adequate data and attended the in-person nuMoM2b-HHS

197   cardiovascular assessment. Participants with baseline chronic HTN in pregnancy were excluded
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198   from the HTN analyses; likewise, those with preexisting diabetes were excluded from the MS
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199   analyses.

200           Crude and adjusted risk ratios (RR) and 95% confidence intervals (CI) were estimated

201   using Poisson regression with robust standard errors to relate SDB to incident HTN and MS.(21)

202   P-values from likelihood ratio tests were reported. Adjustment covariates chosen a priori

203   included: age and body mass index (BMI) in early pregnancy, self-identified race, and years

204   from delivery of the index pregnancy to the HHS follow-up visit. Similar methods were used for

205   the cross-sectional analyses of SDB in the post-delivery period, with age and BMI at the time of

206   the HHS follow up visit and race used as adjustment covariates. In all our adjusted analyses

207   BMI was included as a linear and a quadratic term.
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      208             We also considered having a hypertensive disorder of pregnancy (HDP, i.e., gestational

      209      hypertension and preeclampsia) during the index pregnancy as a mediator in the associations of

      210      SDB during pregnancy with HTN post-delivery and HDP or GDM during pregnancy as a

      211      mediator in the associations of SDB during pregnancy with MS post-delivery.

      212             All tests were performed at a nominal significance level of α=05. All single degree-of-

      213      freedom tests were two-sided. No correction was made for multiple comparisons. Analyses

      214      were performed using SAS 9.4 (Cary, NC). Some of the results of these studies have been

      215      previously reported in the form of an abstract.(22)

      216
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      217      Results

      218             A total of 4,508 participants attended a nuMoM2b-HHS in-person visit between February
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      219      4, 2014 and October 9, 2017. Among these 1,964 had a HSAT from the index pregnancy with
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      220      1,863 having adequate sleep study data available (406 with early pregnancy data only; 92 with

      221      mid-pregnancy data only; 1,365 with both early and mid-pregnancy data, Figure 1). Median
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      222      (interquartile range) time between delivery of the index pregnancy and the HHS in-person visit

      223      was 36 (28-42) months.
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      224             Among nuMoM2b-HHS participants who had both early and mid-pregnancy sleep study

      225      data, 127 (9.3%) had an AHI≥5 at either the early or mid-pregnancy SDB assessment. Baseline
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      226      characteristics according to AHI category during pregnancy for the nuMoM2b-HHS participants

      227      are presented in Table 1. Participants with an AHI≥5 in pregnancy were older, had higher BMIs

      228      in early pregnancy, and had a lower rate of weight gain in pregnancy.

      229             A repeat sleep study at the 2-7 year follow-up visit was conducted on 1,222 of the 1,964

      230      participants who completed a sleep study during pregnancy. The participants who did not

      231      complete the follow-up sleep assessment were less likely to be non-Hispanic White and had a

      232      longer latency from delivery to the HHS follow-up (see supplement Table S1). Adequate follow-

      233      up sleep study data were available on 1,069 participants (Figure 2). SDB defined as an AHI≥5

      234      was found in 133 of the 1069 (12.4%) participants with follow-up sleep data when studied at a

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235   median (interquartile range) of 32 (13) months post-delivery. Of the 844 participants with SDB

236   data from all timepoints (i.e., at both the early and mid-pregnancy visits, and at the follow-up

237   visit), 710 (84.1%) did not have SDB-AHI during pregnancy or at follow-up, 49 (5.8%) had SDB-

238   AHI in pregnancy that persisted at follow-up, 22 (2.6%) had SDB-AHI in pregnancy that resolved

239   at follow-up, and 63 (7.5%) had new-onset SDB-AHI detected at the 2-7 year follow-up visit.

240          Cardiovascular and metabolic characteristics and outcome rates at the 2-7 year follow-

241   up visit based on AHI status in pregnancy are presented in Table 2. Participants with SDB-AHI

242   in pregnancy had higher BMIs; larger waist circumference; higher systolic and diastolic BP,

243   triglyceride levels and fasting blood glucose; and lower HDL-C levels at 2-7 years post-delivery.

244   At follow-up, incident HTN was more common in participants with an SDB-AHI during
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245   pregnancy (15.7% vs. 6.2 %, p
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      262       similar statistically significant risk was observed separately for ODI≥5 at mid-pregnancy but not

      263       early pregnancy.

      264              In adjusted analyses, SDB-ODI in pregnancy was associated with an increased risk of

      265       MS (aRR 1.53, 95% CI 1.19, 1.97). This risk was also separately observed for both early and

      266       mid-pregnancy and the risk increased with increasing categories of ODI severity. Notably,

      267       participants with an ODI≥15 in mid-pregnancy had an aRR of 2.57(95% CI 0.82, 8.01) for MS

      268       (p=0.02 for linear trend).

      269              To better understand the relationships between SDB in pregnancy and MS, we

      270       examined the individual components of MS in relation to the presence of SDB-AHI or SDB-ODI

      271       in pregnancy. In adjusted analyses, an SDB-AHI in pregnancy was associated with elevated
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      272       triglycerides and reduced HDL. SDB-ODI in pregnancy was associated with elevated
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      273       triglycerides and elevated BP (data shown in Tables S2 and S3 in the supplement).

      274              Given the associations between AHI and ODI in pregnancy and hypertensive disorders
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      275       of pregnancy and GDM, and the relationship between these pregnancy complications and later
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      276       life cardiometabolic disease, we performed a mediation analysis aimed at assessing the

      277       controlled direct effect of SDB in pregnancy on HTN and MS at the 2-7 year follow-up. In these

      278       analyses we did not observe a statistically significant controlled direct effect (AHI only, without
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      279       mediation or interaction) between SDB-AHI and the outcomes. Similarly, no direct effect was

      280       observed for SDB-ODI on HTN risk at 2-7 year follow-up. However, the controlled direct effect
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      281       of SDB-ODI in pregnancy on MS was statistically significant. A total excess aRR of 0.60 (95%

      282       CI: 0.10, 1.09) was observed with SDB-ODI in pregnancy and the proportion explained by

      283       mediation and/or interaction was estimated at ≤11% with 95% confidence (data in Supplement

      284       Tables S4 and S5).

      285              Cardiovascular and metabolic characteristics and outcome rates at 2-7 year follow-up by

      286       current SDB status by AHI are detailed in the supplement (Table S6). In summary, participants

      287       with an SDB-AHI at the 2-7 year follow-up had higher BMIs; larger waist circumferences; higher

      288       systolic and diastolic BP, triglyceride levels, and fasting blood glucose levels; and lower HDL-C

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289   levels. Incident HTN was more common in participants with a post-delivery SDB-AHI (19.5%

290   vs. 5.3 %, p
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      316       were generally stronger when SDB was defined using the ODI, which quantified the frequency

      317       of drops in oxygen saturation of at least 3%, than the AHI, which was defined by a combination

      318       of changes in airflow and oxygen saturation. Participants with persistent elevations in AHI or

      319       ODI during pregnancy and 2-7 year follow-up visits were at more than 3-fold increased risk for

      320       incident HTN and more than a 2-fold increased risk for MS. Our data suggest that the simpler

      321       measure of ODI can identify those at increased risk just as well, if not better, than AHI.

      322              In non-pregnant populations that have been followed after a SDB diagnosis, such as the

      323       Wisconsin Sleep Cohort, increasing AHI has been linked to higher rates of incident HTN.(23)

      324       In our prospective analysis of SDB in pregnancy, we did not find an association between AHI in
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      325       pregnancy and incident HTN. However, there was an association between the ODI in pregnancy

      326       and incident HTN. AHI and ODI are very tightly correlated, but we found that the ODI tended to
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      327       be slightly higher than AHI, meaning that there were oxygen desaturation events that were not
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      328       associated with clearly evident respiratory events (apneas and hypopneas). In our analysis, the

      329       difference between ODI and AHI during pregnancy could not be explained by an asthma
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      330       diagnosis or restless legs syndrome symptoms (see supplement). However, it was correlated

      331       with BMI, as was AHI. It may be that there were subtle respiratory flow events that did not
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      332       reach the amplitude criteria for hypopnea but impaired ventilation, leading to oxygen

      333       desaturations. Other researchers found that the difference between AHI and ODI increases
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      334       progressively with obesity level and similarly postulated that higher BMI may result in

      335       desaturation events even in the absence of notable changes in breathing amplitude as

      336       measured during routine sleep studies.(24)

      337              Our data demonstrated a relationship between pregnancy ODI and MS, and a weaker

      338       association (demonstrated only in analysis of AHI in early or mid-pregnancy) between

      339       pregnancy AHI and MS. This association has been reported in prior cohorts, but this is the first

      340       large prospective study in young women to confirm this association.(25) It is important to note

      341       that unlike the HTN analyses, we cannot assert that the MS was incident in the follow-up period

      342       as we do not have assessments of fasting blood glucose and lipids pre-pregnancy for
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343   comparison. Furthermore, how best to interpret this relationship between SDB and MS is

344   complicated by the very tight relationship of both SDB and MS with BMI. Yet, even after

345   adjustment for BMI (linear and quadratic), the associations between SDB measures and MS

346   remained statistically significant. Also, notably, in our mediation analysis we considered

347   pregnancy complications and found that ODI ≥5 in pregnancy had a significant controlled direct

348   effect on MS risk unrelated to the impact of HDP and GDM.

349          In our cross-sectional analyses of AHI and ODI at the 2-7 year follow-up period, we

350   demonstrated strong associations between AHI and ODI with both HTN and MS. We found

351   significant exposure-response relationships between increasing AHI values and higher rates of
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352   both outcomes, and a significant exposure-response relationship between increasing ODI and

353   incident HTN. When we examined these associations in relation to prior sleep data from
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354   pregnancy, we found that participants who had persistent SDB (defined either by AHI or ODI)
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355   were at the highest risk.

356          A major strength of this study is the combined prospective and cross-sectional design
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357   from pregnancy through 2-7 years of follow-up in which the pregnancy AHI and ODI results

358   were blinded to the care providers, investigators, and participants (unless an urgent alert was
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359   identified-see online supplement for details). This limited the possibility of ascertainment bias.

360   Our SDB ascertainment was optimized using an independent and blinded central reading
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361   center. We were able to control for important confounding factors including BMI (BMI in early

362   pregnancy for prospective analysis, BMI at HHS visit for cross sectional analysis) and we had

363   objective assessments of cardiovascular and metabolic outcomes at the 2-7 year follow-up visit.

364   However, given the observational and voluntary nature of the study and moderate adjusted risk

365   ratios, the possibility of residual confounding due to selection bias and unmeasured

366   confounders cannot be definitively excluded. Additionally, given sample size limitations, we

367   were unable to perform a meaningful analysis considering the impact of intercurrent

368   pregnancies on the HTN and MS risk. Also, we do not have objective SDB data from all of our

369   participants at the 2-7 year follow-up. While it was offered to most nuMoM2b-SDB Substudy
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      370       participants, only 62.2% repeated sleep testing at the 2-7 year follow-up assessment. We also

      371       recognize the limitations of utilizing a Level 3 HSAT for measuring AHI. Unattended home sleep

      372       apnea testing may modestly under-estimate the AHI/ODI values due to over-estimation of sleep

      373       time, leading to some degree of misclassification bias.(26) Unlike full PSG, our home sleep

      374       testing procedures did not employ electroencephalogram (EEG) so that events associated with

      375       arousals (without desaturations) were not ascertained. Finally, because many analyses were

      376       done and adjustment for multiple statistical testing was not performed, chance alone might be

      377       responsible for some statistically significant results.

      378              Although we found associations with AHI, ODI and incident HTN and MS, we cannot
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      379       conclude that universal screening for and treatment of SDB in pregnancy and/or in the post-

      380       delivery period would reduce the risks of these adverse outcomes. The most widely prescribed
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      381       treatment for SDB is continuous positive air pressure (CPAP). The benefit of treatment with
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      382       CPAP has been reliably demonstrated when excessive daytime sleepiness and sleep quality

      383       are used as endpoints.(27, 28) CPAP has also been demonstrated in randomized, controlled
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      384       trials to reduce blood pressure.(29, 30) However, data conflict regarding whether treatment of

      385       SDB can reduce the risk of developing HTN, other cardiovascular disease, or diabetes.(31-34)
                                                                          On

      386       This is especially true for milder forms of SDB (AHI
Page 16 of 64

396   can reliably be used to identify individuals at risk, and to study if treatment with CPAP during or

397   after pregnancy can modify these risks.

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1

2    TITLE: Sleep Disordered Breathing in Pregnancy and Post-Delivery: Associations with
3    Cardiometabolic Health

4

 5   Francesca L. Facco, MD1, Susan Redline, MD2, Shannon M. Hunter , MS3, Phyllis P. Zee, MD4,
 6   William A. Grobman, MD5 , Robert M. Silver, MD6, Judette M. Louis, MD7 , Grace W. Pien, MD8,
 7   Brian Mercer, MD9, Judith H. Chung, MD, PhD10, C. Noel Bairey Merz, MD11, David M. Haas,
 8   MD 12, Chia-Ling Nhan-Chang, MD 13, Hyagriv N. Simhan, MD1, Frank P. Schubert, MD12,
 9   Samuel Parry, MD 14, Uma Reddy, MD15, George R. Saade, MD16, Matthew K. Hoffman, MD17,
10   Lisa D. Levine, MD12 Ronald J. Wapner, MD13, Corette B. Parker, PhD3 for the NICHD
11   NuMoM2b and NHLBI NuMoM2b Heart Health Study Networks
12
13
14
15
16
17   1. Department of Obstetrics, Gynecology and Reproductive Sciences, University of Pittsburgh
                           Fo

18   School of Medicine, Pittsburgh, PA
19   2.Harvard Medical School and Brigham and Women’s Hospital, Boston, Massachusetts
20   3. RTI International, Research Triangle Park, North Carolina
                                  rR

21   4. Department of Neurology, Northwestern University, Chicago, IL
22   5. Department of Obstetrics, Gynecology-Maternal Fetal Medicine & Preventive Medicine,
23   Northwestern University, Chicago, IL
                                        ev

24   6. Department of Obstetrics and Gynecology, University of Utah, Salt Lake City, Utah
25   7. University of South Florida Morsani College of Medicine, Tampa, FL.
26   8. Department of Medicine, Johns Hopkins School of Medicine, Baltimore, MD
                                              iew

27   9. Department of Obstetrics and Gynecology, Case Western Reserve, MetroHealth, Cleveland,
28   OH
29   10. Department of Obstetrics and Gynecology, University of California, Irvine, Irvine, California
30   11. Barbra Streisand Women's Heart Center, Cedars-Sinai Medical Center, Los Angeles,
31   California
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32   12. Department of Obstetrics and Gynecology, School of Medicine, Indiana University,
33   Indianapolis, IN11
34   13. Department of Obstetrics and Gynecology, Columbia University, New York, New York
35
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     14. Department of Obstetrics and Gynecology, University of Pennsylvania, Philadelphia, PA
36   15. Department of Obstetrics, Gynecology & Reproductive Services, Yale University, New
37   Haven, CT
38   16. Department of Obstetrics and Gynecology, University of Texas Medical Branch, University
39   of Texas, Galveston, TX.
40   17. Department of Obstetrics and Gynecology, Christiana Care Health System, Wilmington, DE,
41   USA
42
43   Corresponding Author:
44   Francesca Facco, MD
45   Associate Professor, Department of Obstetrics and Gynecology
46   Magee-Womens Hospital
47   300 Halket Street
48   Room 2233
49   Pittsburgh, PA 15213
50   Work phone: 412-641-5406
51   Cell: 312-933-1881
52   Fax: 412-641-1133
     1
Page 21 of 64

        53      Email: faccof@upmc.edu
        54

        55 All authors meet the following criteria:

        56 Substantial contributions to the conception or design of the work; or the acquisition, analysis, or
        57 interpretation of data for the work; AND

        58 Drafting the work or revising it critically for important intellectual content; AND

        59 Final approval of the version to be published; AND

        60 Agreement to be accountable for all aspects of the work in ensuring that questions related to the
        61 accuracy or integrity of any part of the work are appropriately investigated and resolved.

        62
        63
        64      This study is supported by cooperative agreement funding from the National Heart, Lung, and
                                       Fo
        65      Blood Institute and the Eunice Kennedy Shriver National Institute of Child Health and Human
        66      Development: U10-HL119991; U10-HL119989; U10-HL120034; U10-HL119990; U10-
        67      HL120006; U10-HL119992; U10-HL120019; U10-HL119993; and U10-HL120018. Support was
                                             rR

        68      also provided by the National Institutes of Health: Office of Research on Women’s Health
        69      through U10-HL-119991; Office of Behavioral and Social Sciences Research through U10-
        70      HL119991 and U10-HL119992; and the National Center for Advancing Translational Sciences –
        71      UL-1-TR000124, UL-1-TR000153, UL-1-TR000439, and UL-1-TR001108; and the Barbra
                                                    ev

        72      Streisand Women’s Cardiovascular Research and Education Program, and the Erika J. Glazer
        73      Women’s Heart Research Initiative, Cedars-Sinai Medical Center, Los Angeles. The content of
        74
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                this article is solely the responsibility of the authors and does not necessarily represent the
        75      official views of the National Institutes of Health.

        76      Short Running: Sleep Disordered Breathing in Pregnancy and Post-Delivery

        77      ClinicalTrials.gov Registration number NCT02231398.
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        78      Subject Category: 15.9 Sleep Disordered Breathing: Outcomes

        79      Total word count max =3635
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        80      Abstract = 250 words

        81      This article has an online data supplement, which is accessible from this issue's table of content
        82      online at www.atsjournals.org

        83

                2
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84    ABSTRACT

85    Rationale: Knowledge gaps exist regarding health implications of sleep disordered breathing

86    (SDB) identified in pregnancy and/or post-delivery.

87    Objective: To determine whether SDB in pregnancy and/or post-delivery is associated with

88    hypertension (HTN) and metabolic syndrome (MS).

89    Methods: The nuMoM2b Heart Health Study (n=4,508) followed participants initially recruited

90    during their first pregnancy. Participants returned for a visit 2-7 years after pregnancy. This

91    study examined a subgroup who underwent SDB assessments during their first pregnancy

92    (n=1,964) and a repeat SDB assessment post-delivery (n=1,222). Two SDB definitions were
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93    considered: apnea-hypopnea index (AHI) ≥5; oxygen desaturation index (ODI) ≥5. Associations
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94    between SDB and incident HTN and MS were evaluated with adjusted risk ratios (aRR).
                                           ev

95    Results: The aRR for MS given an AHI ≥5 during pregnancy was 1.44 (95% CI 1.08, 1.93), but

96    no association with HTN was found. ODI ≥5 in pregnancy was associated with both an
                                                 iew

97    increased risk for HTN (aRR 2.02, 95% CI 1.30, 3.14) and MS (aRR 1.53, 95% CI 1.19, 1.97).

98    Participants with an AHI ≥5 in pregnancy that persisted post-delivery were at higher risk for both
                                                            On

99    HTN (aRR 3.77, 95% CI 1.84, 7.73) and MS (aRR 2.46, 95% 1.59, 3.76). Similar associations

100   were observed for persistent post-delivery ODI ≥5.
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101   Conclusions: An AHI ≥5 in pregnancy was associated with an increased risk of MS. An ODI ≥5

102   in pregnancy was significantly associated with both HTN and MS. Participants with persistent

103   elevations in AHI and ODI both during pregnancy and at 2-7 post-delivery were at the highest

104   risk for HTN and MS.

105

106

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      107

      108       Introduction

      109              Sleep disordered breathing (SDB) characterized by recurrent apneas and hypopneas,

      110       intermittent hypoxemia, and sleep disruption, is increasingly recognized in pregnancy. Pregnant

      111       individuals are at increased risk for SDB, predominantly obstructive sleep apnea (OSA),

      112       compared to their non-pregnant counter-parts, due to physical and hormonal changes that occur

      113       during pregnancy.(1, 2) A meta-analysis of 33 studies found that the pooled overall prevalence

      114       of SDB during pregnancy was 15% (95% CI 12–18%).(3)

      115              While epidemiologic data from cohorts of middle-aged and older adults indicate that SDB
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      116       is associated with adverse cardiometabolic outcomes,(4-6) less is known about how SDB in
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      117       pregnancy and in the post-delivery period impacts maternal health. In pregnancy, increases in

      118       inflammation, oxidative stress, and sympathetic nervous system activity, all of which can be
                                                    ev

      119       exacerbated by SDB, can lead to adverse maternal health events.(2, 7) Indeed, SDB in

      120       pregnancy has been associated with a 2-3-fold increased risk for preeclampsia and gestational
                                                          iew

      121       diabetes mellitus (GDM).(3, 8) These and other adverse pregnancy outcomes (APOs) are risk

      122       factors for later development of hypertension (HTN) and metabolic disease.(9-12) The post-
                                                                    On

      123       partum period is also of unique relevance regarding SDB epidemiology given the likely impact of

      124       post-partum weight retention on SDB risk.(13-15) Thus, there is a critical need to elucidate
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      125       whether SDB identified in pregnancy and/or in the post-delivery period is associated with

      126       cardiovascular and metabolic health in young adults.

      127       The Nulliparous Pregnancy Outcomes Study: Monitoring Mothers‐to‐be Heart Health Study

      128       (nuMoM2b-HHS) was a post-delivery follow-up study of participants initially recruited during

      129       their first pregnancy to the parent nuMoM2b study. A subset of women in the parent study

      130       underwent evaluation for SDB during their first pregnancy (“nuMoM2b SDB Substudy”), and

      131       were offered a repeat assessment post-delivery.(16-18) We utilized the nuMoM2b data to

      132       address the knowledge gap that exists regarding health implications of SDB identified in

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133   pregnancy and/or post-delivery. Specifically, our objective was to determine whether SDB in

134   pregnancy and/or post-delivery is associated with hypertension (HTN) and metabolic syndrome.

135

136

137   Methods

138          Details of the nuMoM2b study, and the nuMoM2b-SDB Substudy have been previously

139   published.(18) (16) Inclusion criteria for the nuMoM2b study were nulliparity (no prior delivery

140   ≥20 weeks’ gestation) and a viable singleton pregnancy at screening (60–136 weeks’ gestation).
                             Fo
141   Participants were excluded from the nuMoM2b-SDB Substudy if they were currently using

142   continuous positive airway pressure (CPAP) treatment for SDB, had severe asthma, or required
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143   oxygen supplementation.
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144   nuMoM2b-HHS Methods
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145          The complete methods of the follow-up nuMoM2b‐HHS are described elsewhere.(17)

146   Briefly, contacts/interviews began at least 6 months after delivery. An in‐person nuMoM2b‐HHS
                                                           On

147   visit was conducted 2 to 7 years after the index pregnancy ended. Participants were asked to

148   fast for 8 hours before the visit. Blood pressure (BP), anthropometric measurements, and
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149   biological specimens were collected using standardized protocols. Participants in the nuMoM2b-

150   HHS were eligible to participate in a follow-up assessment of SDB if they had participated in the

151   nuMoM2b-SDB Substudy while pregnant.

152   nuMoM2b-HHS Outcomes (see online supplement for additional details)

153          Incident HTN was defined as HTN that developed after the index pregnancy, as

154   determined by BP measurement (systolic BP ≥140 mm Hg or diastolic BP ≥90 mm Hg) or use of

155   an antihypertensive medication for BP control at the 2‐ to 7‐year post-delivery visit.

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      156              Metabolic syndrome (MS) was defined as the presence of 3 of the following 5 criteria:

      157       elevated waist circumference (≥88 cm (non-Asian) or ≥80 cm (Asian)); elevated triglycerides

      158       (≥150 mg/dL) or use of a triglyceride-lowering medication; elevated fasting glucose (≥100

      159       md/dL) or use of a glucose‐lowering medication; elevated BP (systolic BP ≥130 mm Hg or a

      160       diastolic BP ≥85 mm Hg) or use of an antihypertensive medication; and reduced high‐density

      161       lipoprotein levels (
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182   ≥15 events per hour.(20) Post hoc tests using orthogonal contrasts were used to assess the

183   exposure-response relationships for linear and quadratic trends in risk on the log scale across

184   the SDB categories.

185           In a similar fashion, a secondary analysis was performed using the AHI and ODI data

186   obtained at the 2-7 year follow-up visit. We also examined the trajectory of SDB (by both

187   definitions) in pregnancy and at the follow-up visit by defining 4 groups: those with no SDB at

188   either time point, those with SDB in pregnancy that persisted at the 2-7 year follow-up, those

189   with SDB in pregnancy that resolved at follow-up, and those with new onset SDB at the 2-7 year

190   follow-up visit.
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191           Baseline characteristics of the index pregnancy and cardiovascular characteristics at the
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192   2-7 year follow-up visit were summarized according to SDB status during pregnancy. Similarly,

193   cardiovascular characteristics at the 2-7-year follow-up visit were also summarized by SDB
                                          ev

194   status at follow-up.
                                                iew

195           Analyses during pregnancy were restricted to participants who had an early or mid-

196   pregnancy sleep study with adequate data and attended the in-person nuMoM2b-HHS

197   cardiovascular assessment. Participants with baseline chronic HTN in pregnancy were excluded
                                                           On

198   from the HTN analyses; likewise, those with preexisting diabetes were excluded from the MS
                                                                  ly

199   analyses.

200           Crude and adjusted risk ratios (RR) and 95% confidence intervals (CI) were estimated

201   using Poisson regression with robust standard errors to relate SDB to incident HTN and MS.(21)

202   P-values from likelihood ratio tests were reported. Adjustment covariates chosen a priori

203   included: age and body mass index (BMI) in early pregnancy, self-identified race, and years

204   from delivery of the index pregnancy to the HHS follow-up visit. Similar methods were used for

205   the cross-sectional analyses of SDB in the post-delivery period, with age and BMI at the time of

206   the HHS follow up visit and race used as adjustment covariates. In all our adjusted analyses

207   BMI was included as a linear and a quadratic term.
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      208              We also considered having a hypertensive disorder of pregnancy (HDP, i.e., gestational

      209       hypertension and preeclampsia) during the index pregnancy as a mediator in the associations of

      210       SDB during pregnancy with HTN post-delivery and HDP or GDM during pregnancy as a

      211       mediator in the associations of SDB during pregnancy with MS post-delivery.

      212              All tests were performed at a nominal significance level of α=05. All single degree-of-

      213       freedom tests were two-sided. No correction was made for multiple comparisons. Analyses

      214       were performed using SAS 9.4 (Cary, NC). Some of the results of these studies have been

      215       previously reported in the form of an abstract.(22)

      216
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      217       Results

      218              A total of 4,508 participants attended a nuMoM2b-HHS in-person visit between February
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      219       4, 2014 and October 9, 2017. Among these 1,964 had a HSAT from the index pregnancy with
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      220       1,863 having adequate sleep study data available (406 with early pregnancy data only; 92 with

      221       mid-pregnancy data only; 1,365 with both early and mid-pregnancy data, Figure 1). Median
                                                          iew

      222       (interquartile range) time between delivery of the index pregnancy and the HHS in-person visit

      223       was 36 (28-42) months.
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      224              Among nuMoM2b-HHS participants who had both early and mid-pregnancy sleep study

      225       data, 127 (9.3%) had an AHI≥5 at either the early or mid-pregnancy SDB assessment. Baseline
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      226       characteristics according to AHI category during pregnancy for the nuMoM2b-HHS participants

      227       are presented in Table 1. Participants with an AHI≥5 in pregnancy were older, had higher BMIs

      228       in early pregnancy, and had a lower rate of weight gain in pregnancy.

      229              A repeat sleep study at the 2-7 year follow-up visit was conducted on 1,222 of the 1,964

      230       participants who completed a sleep study during pregnancy. The participants who did not

      231       complete the follow-up sleep assessment were less likely to be non-Hispanic White and had a

      232       longer latency from delivery to the HHS follow-up (see supplement Table S1). Adequate follow-

      233       up sleep study data were available on 1,069 participants (Figure 2). SDB defined as an AHI≥5

      234       was found in 133 of the 1069 (12.4%) participants with follow-up sleep data when studied at a

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235   median (interquartile range) of 32 (13) months post-delivery. Of the 844 participants with SDB

236   data from all timepoints (i.e., at both the early and mid-pregnancy visits, and at the follow-up

237   visit), 710 (84.1%) did not have SDB-AHI during pregnancy or at follow-up, 49 (5.8%) had SDB-

238   AHI in pregnancy that persisted at follow-up, 22 (2.6%) had SDB-AHI in pregnancy that resolved

239   at follow-up, and 63 (7.5%) had new-onset SDB-AHI detected at the 2-7 year follow-up visit.

240          Cardiovascular and metabolic characteristics and outcome rates at the 2-7 year follow-

241   up visit based on AHI status in pregnancy are presented in Table 2. Participants with SDB-AHI

242   in pregnancy had higher BMIs; larger waist circumference; higher systolic and diastolic BP,

243   triglyceride levels and fasting blood glucose; and lower HDL-C levels at 2-7 years post-delivery.

244   At follow-up, incident HTN was more common in participants with an SDB-AHI during
                             Fo

245   pregnancy (15.7% vs. 6.2 %, p
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      262       similar statistically significant risk was observed separately for ODI≥5 at mid-pregnancy but not

      263       early pregnancy.

      264              In adjusted analyses, SDB-ODI in pregnancy was associated with an increased risk of

      265       MS (aRR 1.53, 95% CI 1.19, 1.97). This risk was also separately observed for both early and

      266       mid-pregnancy and the risk increased with increasing categories of ODI severity. Notably,

      267       participants with an ODI≥15 in mid-pregnancy had an aRR of 2.57(95% CI 0.82, 8.01) for MS

      268       (p=0.02 for linear trend).

      269              To better understand the relationships between SDB in pregnancy and MS, we

      270       examined the individual components of MS in relation to the presence of SDB-AHI or SDB-ODI

      271       in pregnancy. In adjusted analyses, an SDB-AHI in pregnancy was associated with elevated
                                       Fo

      272       triglycerides and reduced HDL. SDB-ODI in pregnancy was associated with elevated
                                              rR

      273       triglycerides and elevated BP (data shown in Tables S2 and S3 in the supplement).

      274              Given the associations between AHI and ODI in pregnancy and hypertensive disorders
                                                     ev

      275       of pregnancy and GDM, and the relationship between these pregnancy complications and later
                                                           iew

      276       life cardiometabolic disease, we performed a mediation analysis aimed at assessing the

      277       controlled direct effect of SDB in pregnancy on HTN and MS at the 2-7 year follow-up. In these

      278       analyses we did not observe a statistically significant controlled direct effect (AHI only, without
                                                                      On

      279       mediation or interaction) between SDB-AHI and the outcomes. Similarly, no direct effect was

      280       observed for SDB-ODI on HTN risk at 2-7 year follow-up. However, the controlled direct effect
                                                                              ly

      281       of SDB-ODI in pregnancy on MS was statistically significant. A total excess aRR of 0.60 (95%

      282       CI: 0.10, 1.09) was observed with SDB-ODI in pregnancy and the proportion explained by

      283       mediation and/or interaction was estimated at ≤11% with 95% confidence (data in Supplement

      284       Tables S4 and S5).

      285              Cardiovascular and metabolic characteristics and outcome rates at 2-7 year follow-up by

      286       current SDB status by AHI are detailed in the supplement (Table S6). In summary, participants

      287       with an SDB-AHI at the 2-7 year follow-up had higher BMIs; larger waist circumferences; higher

      288       systolic and diastolic BP, triglyceride levels, and fasting blood glucose levels; and lower HDL-C

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289   levels. Incident HTN was more common in participants with a post-delivery SDB-AHI (19.5%

290   vs. 5.3 %, p
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      316       were generally stronger when SDB was defined using the ODI, which quantified the frequency

      317       of drops in oxygen saturation of at least 3%, than the AHI, which was defined by a combination

      318       of changes in airflow and oxygen saturation. Participants with persistent elevations in AHI or

      319       ODI during pregnancy and 2-7 year follow-up visits were at more than 3-fold increased risk for

      320       incident HTN and more than a 2-fold increased risk for MS. Our data suggest that the simpler

      321       measure of ODI can identify those at increased risk just as well, if not better, than AHI.

      322              In non-pregnant populations that have been followed after a SDB diagnosis, such as the

      323       Wisconsin Sleep Cohort, increasing AHI has been linked to higher rates of incident HTN.(23)

      324       In our prospective analysis of SDB in pregnancy, we did not find an association between AHI in
                                       Fo
      325       pregnancy and incident HTN. However, there was an association between the ODI in pregnancy

      326       and incident HTN. AHI and ODI are very tightly correlated, but we found that the ODI tended to
                                             rR

      327       be slightly higher than AHI, meaning that there were oxygen desaturation events that were not
                                                    ev

      328       associated with clearly evident respiratory events (apneas and hypopneas). In our analysis, the

      329       difference between ODI and AHI during pregnancy could not be explained by an asthma
                                                           iew

      330       diagnosis or restless legs syndrome symptoms (see supplement). However, it was correlated

      331       with BMI, as was AHI. It may be that there were subtle respiratory flow events that did not
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      332       reach the amplitude criteria for hypopnea but impaired ventilation, leading to oxygen

      333       desaturations. Other researchers found that the difference between AHI and ODI increases
                                                                             ly

      334       progressively with obesity level and similarly postulated that higher BMI may result in

      335       desaturation events even in the absence of notable changes in breathing amplitude as

      336       measured during routine sleep studies.(24)

      337              Our data demonstrated a relationship between pregnancy ODI and MS, and a weaker

      338       association (demonstrated only in analysis of AHI in early or mid-pregnancy) between

      339       pregnancy AHI and MS. This association has been reported in prior cohorts, but this is the first

      340       large prospective study in young women to confirm this association.(25) It is important to note

      341       that unlike the HTN analyses, we cannot assert that the MS was incident in the follow-up period

      342       as we do not have assessments of fasting blood glucose and lipids pre-pregnancy for
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