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Transportation International - Internationales Verkehrswesen
www.internationalesverkehrswesen.de                       Special Edition 1 l May 2017
                                                                            Volume 69

                                          International
Transportation

                                      Managing public
                                      transportation
STRATEGIES                            Governance – Strategies – Solutions
Fit for tomorrow’s
transportation challenges?

BEST PRACTICE
Open chances for sustainable
­public mobility

PRODUCTS & SOLUTIONS
Planning and operating with
cloud assistance

SCIENCE & RESEARCH
Intelligent mobility systems
and services
Transportation International - Internationales Verkehrswesen
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Transportation International - Internationales Verkehrswesen
Sebastian Belz POINT OF VIEW

The organization of ­
European railways: ­
Confusing for the customers

L
            ocal public transportation on the streets and railways is        incorporating services from many different transport providers.
            organized very differently around the world. Whereas             This approach has been followed in Germany during the last
            some countries and regions have very elaborate systems           40 years, where it has increasingly become the norm. Other
            of financing and operation, many have only negligible or         countries in western Europe continue to rely on less complex
even no state-run organization.                                              systems, most of which adequately cover service needs in metro-
    It is not possible to label a particular system as being either          politan areas. In recent years, many urban regions in central
“good” or “bad” without accurate knowledge of its underlying                 Europe have also followed this example. However, passengers in
regional economic and social background and an understanding of              rural regions remain disadvantaged: They must contend with
its historical development. In general, in order to make a qualified         extremely limited service and need to purchase a separate ticket
judgement about a transit system, it is important to actually see and        to complete their travel.
use it, to become familiarized with it, to analytically understand it      • Gaps at borders: Using public transportation services beyond
and, above all, to appreciate how efficient it is for the passenger.         country borders or demarcated areas of authority is a problem all
    Europe’s railway sector is characterized by a variety of organiza-       over Europe. Service provided by one country often ends at the
tional models. For example, Germany and Sweden have competi-                 border, even though offering transport for only a short distance
tion-oriented systems based on long-standing and solid financial             would be needed for the journey to remain uninterrupted. When
foundations. In other countries, railway systems exist in protected          and if such offers are available, they are often based on bilateral
political spheres, and in part, carry on their operations depending          agreements that involve a great deal of effort from local service
on their current cash positions. Owing to European legislation that          providers and, as such, are expensive. In addition, the integration
has opened public transportation markets, many countries are still           of fares for lines that cross borders is the exception. Instead, the
searching for an optimal solution.                                           prohibitive effect of adding divergent fare systems is the norm.
    Passenger rail transport systems show substantial differences          • Inclusion of long-distance trains: In most countries, passenger
with respect to the following aspects, some of which may negatively          rail systems providing regional and local transport are publicly
affect system synergies:                                                     organized. However, this is not always the case for long-distance
• Planning security: Poland’s railway system service is based on             train service. This is an unfavorable situation, because the differ-
    four timetable periods per year, with two sub-sections per period.       ent transport requirements and infrastructures overlap. These
    Over the year, service may change considerably from one period           overlaps could often be practically resolved in a collective rail-
    to the other. In contrast, railway timetables in Germany are gen-        way system in order to provide economical service. In this
    erally offered for the entire year, and typically involve a planning     regard, Great Britain has commanded a pioneering role for years
    stage of over 18 months. In order to create an even greater plan-        by tendering large networks, most of which fully encompass
    ning security for the user, more and more German regional rail           long-distance trains. In addition, the Czech Republic Ministry
    service providers include the passengers in the timetable plan-          for Transport in Prague, which supervises inter-regional, long-
    ning as far as two years in advance.                                     distance trains, has found a solution that better fits spatial plan-
• Flexibility: The disadvantage of long-term transportation con-             ning needs than a pure orientation to independently competi-
    tracts lies in their rigidity. Service providers in Germany are          tive, long-distance transport strategies.
    often over-challenged by changes in demand. Systems with large
    vehicle reserve capacities, such as in Italy and Switzerland, are         From the customers’ perspectives, an optimal passenger rail trans-
    often better able to respond to increased demand.                      port system does not yet exist. Overall, further developments and har-
• Density and frequency of offerings: Most countries in western            monization efforts are warranted, also in order to improve efficiency
    Europe base their planning on synchronized timetables, as intro-       and above all, to enable the transportation sector to make a contribu-
    duced by and used in Switzerland and the Netherlands, to offer         tion towards achieving Paris climate goals. EU authorities need to look
    extensive, connected services that run at one-hour intervals or        beyond regulatory frameworks and demonstrate a stronger commit-
    even more frequently. The situation is different in central and        ment to closing the gaps in international transport routes. In doing so,
    eastern Europe, but also in France, where for many routes, it is       clear improvements in service can be achieved with little costs.
    considered to be sufficient to offer a few trains per day.
• Fare integration: For over 100 years, Switzerland has pursued            Sebastian Belz
    the idea of ensuring passenger mobility “from one source” by           General Secretary, European Platform of Transport Sciences (EPTS)

                                                                                                       International Transportation (69) 1 | 2017   3
Transportation International - Internationales Verkehrswesen
International
Transportation

                                                                                                                                           Photo: Leitner ropeway
                                                                                       Photo: Pixabay
                                                  PAGE   14                                             PAGE    26
POINT OF VIEW                                    STRATEGIES                                             BEST PRACTICE
3    The organization of European                 6 Transport for tomorrow                              21   PPP in Japan’s railway system –
    railways: Confusing for the                     Statement                                                a success story
    ­customers                                      Vincent Benezech                                         Wilfried Wunderlich
               Sebastian Belz                                                                                Oliver Mayer
                                                  8 European passenger rail
                                                    ­services in transition                             26 Managing public transport in
                                                      The Fourth EU railway pack-                          Windhoek
                                                     age brings changes and new                            The implementation of a new
                                                     ­challenges to passenger rail                         public bus service for Windhoek,
                                                      authorities                                          Namibia
                                                      Ludger Sippel                                        Ernst-Benedikt Riehle
                                                      Julian Nolte                                         Ursula Hein

                                                 12   Repair or replace                                 30 Using GPS technology for
                                                      Why the “Juncker Fund” is in                         ­demand data collection
                                                      contradiction with the EU’s                           Introduction to opportunities
                                                      transport policy – and how it                         and challenges of the methodo-
                                                      can still be turned into a success                    logy in developing and emerging
                                                      Michael Cramer                                        economies
                                                      Jens Müller                                           Jakob Baum
                                                                                                            Enrico Howe
                                                 14   Public transit and land use
                                                      ­ ecisions
                                                      d
                                                      Review of guidebooks for
                                                      transit agencies
                                                      Andreas Kossak

                                                 18       MoviCi – Urban Mobility in the                                            KNOWLEDGE
                                                      Smart City
                                                          The project “MoviCi – ­Urban                   Read the
                                                      ­Mobility in the Smart City”                       International Transportation ­edition
                                                       ­connects Colombian and                           for free – use the convenient
                                                        ­German researchers and                          download from our website
                                                         ­practitioners
                                                                                                         Volume 1/2017: Managing Public Transport
                                                          Mirko Goletz
                                                          Dirk Heinrichs                                 Volume 1/2016: Smarter on the move
                                                          Katharina Karnahl
                                                                                                         Volume 2/2015: Looking ahead
                                                          Mathias Höhne
                                                                                                         Volume 1/2015. Urban transport

4   International Transportation (69) 1 | 2017
Transportation International - Internationales Verkehrswesen
CONTENT
                                                                                                                                                  May 2017

                                                                                                       Photo: Rainer Sturm/pixelio.de
                                     Photo: Leitner ropeway

     PAGE   36                                                 PAGE   41
    PRODUCTS &                                                SCIENCE &
    SOLUTIONS                                                 ­RESEARCH
    34 Deutsche Bahn Group is shifting                        38 The intelligent railway system                                         54 Projects in a nutshell
       to the DB Enterprise Cloud                                theory                                                                     Overview of selected mobility
       A compliant cloud architecture                            The European railway research                                             research projects
       on AWS seemed to be a good                                perspective and the develop-                                           54 Will grass become the new
       choice                                                    ment of the European digital                                              ­gasoline?
       Bertram Dorn                                              railway strategy                                                       55 Making lithium-ion batteries
                                                                 Dániel Tokody                                                              lighter, safer, more efficient
    36 Solutions in a nutshell                                   Francesco Flammini                                                     55 A new take on aircraft takeoff
       A compliant cloud architecture                                                                                                       and landing
       on AWS seemed to be a good                             41   Air travel groups and their                                          56 Safe navigation even on const-
       choice                                                      ­ obility profiles in air traffic
                                                                   m                                                                        ruction sites
    36 PPP-project: MiniMetro to relieve                           Towards seemless air travels –                                       56 A novel method helps reducing
       traffic congestion in Pisa                                  the DORA project and mobility                                            noise problems produced by
    36 New smart system to reduce                                  (information) requirements of air                                        road traffic
       queues at roundabouts                                       travellers                                                           57 Unmanned cargo vessels – more
    37 Supporting transport planning                               Michael Abraham                                                          sustainable maritime transport
       in Europe                                                   Wulf-Holger Arndt                                                    57 Wider application of new ma-
                                                                   Norman Döge                                                              terials for lighter and greener
                                                                                                                                            trains
                                                              46 The British way of long distance                                       58 World’s first test site for auto­
                                                                 transport                                                                  nomous vehicles opens
                                                                 Philipp Schneider

                                                              50 Carsharing in rural areas
                                                                 Challenges and potentials for
AT A GLANCE                                                      managing public transportation
                                                                 at local government level
                                                                 Ann-Kathrin Seemann
                                                                 Sebastian Knöchel

                                                                                                                                        COLUMNS
                                                                                                                                        59 FORUM
                                                                                                                                           Events
www.internationales-verkehrswesen.de/                         Please take account of the ETH Zurich
               english/                                                                                                                 61   IMPRINT | EDITORIAL PANELS
                                                              ­supplement attached in this magazine.
                                                                                                                                        62 REMARK | EVENTS

                                                                                                                                        International Transportation (69) 1 | 2017   5
Transportation International - Internationales Verkehrswesen
STRATEGIES Statement

                      Transport for tomorrow
                      Transport will remain a growth industry. That also means it has to start tackling some
                      serious challenges. An outlook by Vincent Benezech, Policy Analyst, International
                      ­Transport Forum.

                                                                                    Vincent Benezech is a policy analyst at the
                                                                                    International Transport Forum – an intergov-
                                                                                    ernmental organisation with 57 member
                                                                                    countries which acts as a think tank for
                                                                                    transport policies. He heads the team that
                                                                                    models scenarios for the future of transport
                                                                                    which are published biannually in the “ITF
                                                                                    Transport Outlook”.

                     G
                                   lobal demand for transport has been increas-     CO2 emissions amounted to just under 4 billion tonnes in
                                   ing steadily during the past decades, with the   2015, which represents 42 % of all transport-related
                                   exception of a brief downturn during the         emissions. In per-capita terms, this translates into
                                   2008 economic crisis. Economic development       approximately 3 tonnes of CO2 per inhabitant and per
                      is still coupled with increased transport demand, and         year. By contrast, inhabitants in non-OECD economies
                      passenger and freight volumes are therefore likely to see     emit on average 0.5 tonnes of CO2 per year from trans-
                      continued growth in the foreseeable future. According to      port activities.
                      the latest scenarios for global transport demand, con-           As the non-OECD world develops its economies, this
                      tained in the International Transport Forum’s “ITF            gap will start to close. In the ITF Transport Outlook
                      Transport Outlook 2017”, passenger demand could               2017’s baseline scenario – which describes a world where
                      increase twofold between 2015 and 2050, while demand          no significant effort is made by policy makers besides
                      for freight transport could even triple over this period.     those already in place or easily foreseeable – transport’s
                         The expected surge in the movements of passengers          carbon emissions will increase 60 % by 2050. This alarm-
                      and goods is the result of economic development               ing growth takes place despite much more efficient use
                      expected over the coming decades, notably in what today       of energy. Indeed, looking at the average CO2 intensity of
                      are still low- and middle-income countries. The increased     transport, this is expected to decrease significantly over
                      sophistication of the transport systems available in these    the coming three-and-a-half decades: For instance, pas-
                      countries will also be an important lever to increase         senger transport will emit only an average of 60 g of CO2
                      trade and economic growth; investments in improved            per passenger-kilometre in 2050 in the baseline sce-
                      mobility systems and transport networks should there-         nario, compared to 100 g in 2015. Similar improvements
                      fore be encouraged. On the other hand, increased trans-       will take place in the freight sector. But because of the
                      port activity is already proving difficult to manage in       expected strong growth in transport demand, these
                      many regions, and further growth will bring challenges        improvements, significant as they may be in themselves,
                      at all geographical scales: In cities, congestion and local   are far from sufficient to stop the growth in transport
                      pollution are already creating significant economic costs     CO2 emissions, let alone reverse the trend.
                      and causing widespread health problems. These nega-
                      tive effects of increased mobility are bound to get worse     Currently existing policies and measures
                      unless strong policy interventions counter the current        are not enough
                      reliance on cars for urban mobility. At the national level,   The political ambition to address the gap is there. The
                      the supply of energy for the transport sector may become      ratification of the Paris Agreement on Climate Change
                      an issue.                                                     and the submission of Nationally Determined Contribu-
                                                                                    tions (NDCs) which quantify the planned mitigation
                      Transport’s carbon emissions will increase 60 %               efforts of each country, are a clear sign for this. Now the
                      Transport significantly contributes to global warming.        commitments need to be transformed into actions with
                      Carbon dioxide from mobility represents around 24 % of        measureable results, however. Only about half of the
                      CO2 emission from fuel combustion. In OECD countries,         NDCs explicitly mention transport as a potential mitiga-

6   International Transportation (69) 1 | 2017
Transportation International - Internationales Verkehrswesen
Statement STRATEGIES

tion source, and most of these references are vague or           promotion of appropriate forms of public transport can
only mention targets without linking them to specific            limit CO2 emissions and at the same time provide more
policy measures that would achieve them. Some of the             equitable access. Decreasing the reliance on cars is also
proposed carbon mitigation measures also run the risk of         essential to limit the burden of infrastructure building in
only solving short-term issues, while locking in expen-          developing countries, especially in Asia. Most cities with
sive infrastructure. This is for instance the case of Liquid     fast-growing populations already suffer from heavily
Natural Gas (LNG) for shipping, which requires large             congested road networks. The ITF projections show that
investment in port infrastructure but cannot be a long-          maintaining accessibility levels for cars constant will
term solution, since LNG still has a non-negligible con-         require unsustainable levels of investment in road infra-
tent of carbon.                                                  structure: In Asia, for instance, the total length of urban
    In any case, the added effects of all the pledges in the     roads would need to quadruple.
NDCs will not be sufficient to achieve the ambition of              Car-based urban mobility creates equity problems also
the agreement. Currently existing policies and measures,         because not everyone can afford a motor vehicle. In this
even when pushed to their maximum potential, are not             respect it is worrying that accessibility by public trans-
enough. Indeed, when combining the most optimistic               port is especially low in developing cities, where the
pathways for all modes, freight and passenger, emissions         motorisation rate is also the lowest. Many city dwellers
in 2050 amount to 7,370 million tonnes compared to               are thus excluded from physically reaching opportunities
13,600 in the baseline. This low-carbon scenario neces-          these cities offer, and they would greatly benefit from bet-
sitates higher efficiency gains for all vehicles (including      ter public transport access. However, local governments
alternative fuels for ships), higher fuel taxes, full benefits   will not be able to build full-scale transport systems that
of vehicle optimisation for road freight and land use and        are also affordable. In many countries, people with low
public transport planning in the urban sector.                   incomes already cannot pay for public transport fares.
    Overall, the mitigation measures envisaged fall short        The coverage of cities will need to be very carefully
of the aspiration to limit global warming to 1.5 °C above        planned and also take into account the potential of
pre-industrial levels, as expressed in the Paris Agree-          emerging non-traditional mobility services in cities.
ment. The exact carbon budget to limit emissions at this
level, as well as the share of the budget available to the       Digitalisation? The next transport revolution
transport sector, is not precisely known. What is known          is already underway
is that transport emissions even in the low-carbon sce-          The impact of digitalisation is felt strongly across the
nario in the ITF Transport Outlook 2017 overshoot all            transport sector. But the next transport revolution is
targets put forward by scientists that would make such a         already underway, based on real-time streams of data
scenario attainable.                                             that make it easier and more efficient to match supply
                                                                 and demand. The coming decades will witness the arrival
Efficient transport is critical to economic                      of more disruptive technologies, vehicle automation and
development                                                      on-demand transport. Car-sharing is one of the services
Efforts to make transport greener will need to be care-          with the potential to increase accessibility in a sustaina-
fully balanced with preserving transport’s role as an ena-       ble way. Such solutions need to be promoted and accom-
bler of economic growth. There can be no international           panied by sound policies. Without these, vehicle automa-
trade without transport infrastructure and services. Effi-       tion could turn out to bring more cars onto the roads,
cient transport is critical to economic development, as it       with all the associated problems of air pollution, CO2
provides access to jobs, opportunities or social interac-        emissions, congestion or access. In order to empower
tions, and there is a growing recognition that accessibil-       people in their personal lives and in their economic
ity and connectivity should be at the center of transport        activities, while safeguarding the ability of future gener-
policies.                                                        ations to meet their needs, there is no alternative to mak-
    Interestingly, some of the measures that make trans-         ing transport sustainable, and policy makers should be
port more environmentally sustainable also improve               ready to tap into the ongoing stream of innovation to
accessibility. This is most evident in cities, where the         achieve this paramount objective.                       ■
                                                                                                                                Photo: pixabay.de

                                                                                                      International Transportation (69) 1 | 2017    7
Transportation International - Internationales Verkehrswesen
STRATEGIES Railway Policy

European passenger rail
services in transition
The Fourth EU railway package brings changes and
new ­challenges to passenger rail authorities
European Union, policies, public service obligations, rail markets

In December 2016, the European Parliament adopted the market pillar of the EU’s Fourth railway
package. In combination with its technical pillar, the package aims at harmonising the EU railway policies
for improving the competitiveness and attractiveness of railways and for a further development of the
single European railway area [1]. This article describes the amendments of Regulation (EC) 1370/2007 by
Regulation (EU) 2016/2338 and gives guidance to competent passenger rail authorities on the decisions
to take for governing passenger rail services, the related tasks and their implications when it comes to
organising and awarding a public service contract (PSC).

Ludger Sippel, Julian Nolte

S
         ince its coming into force in 2009,      process [3]. It is important to note the rea-   opted for making these positive experiences
         Regulation (EC) 1370/2007 has            sons behind this situation: A significant       accessible to passengers in all member
         been the frame for public service        number of competent authorities in EU’s         states of the EU [4]. Henceforward, the
         obligations (PSO) and the subse-         Member States is not only responsible for       Fourth railway package will open domestic
quent grant of compensations or exlusive          organising and financing the services. Some     passenger railway markets in the EU’s
rights in the field of public passenger ser-      of the authorities are at the same time the     Member States, starting from the change of
vices by rail and by road. Its provisions are     owner of an incumbent railway undertak-         timetables in December 2020 [3]. Further-
of key importance for Europe’s transport          ing. Direct awards of public service con-       more, the amendment of Regulation (EC)
sector: Most of the public passenger railway      tracts have temporarily helped them to          1370/2007, carried out by Regulation (EU)
transport in the EU has been, and appar-          avoid a serious restructuring of these under-   2016/2338, introduces the awarding of PSC
ently still is today, carried out under PSO       takings. Other competent authorities have       for public passenger rail transport on the
(respectively PSC) [2]. Despite the earlier       less strong links to incumbent railway          basis of a competitive tendering procedure
liberalisation of rail freight and cross-bor-     undertakings, e.g. those authorities organ-     as a general rule.
der passenger rail services, domestic pas-        ised on the regional level (figure 1).             Including the amendments of Regulation
senger railway services have not been                During the preparation of the Forth rail-    2016/2338, Regulation 1370/2007 now con-
opened for mandatory competition yet, and         way package proposal, the European Com-         tains the following milestones [5]:
many domestic public service contracts are        mission intensively studied the benefits of     • Until 02 December 2019, Member States
still awarded directly without any bidding        competition in the railway market and              shall take measures to gradually comply
                                                                                                     with Article 5 (on the award of public
                                                                                                     service contracts) in order to avoid seri-
                                                                                                     ous structural problems particularly
                                                                                                     related to transport capacity;
                                                                                                  • Between 25 December 2020 and 25 June
                                                                                                     2021, Member States shall provide the
                                                                                                     Commission with a progress report,
                                                                                                     highlighting the implementation of any
                                                                                                     award of public service contracts that
                                                                                                     comply with Article 5;
                                                                                                  • The duration of contracts directly
                                                                                                     awarded in accordance with Article 5(6)
                                                                                                     between 3rd Dec. 2019 and 24th Dec.
                                                                                                     2023 shall not exceed 10 years;
                                                                          Figure 1: Competent     • Article 5 (6) which allows for a direct
                                                                          passenger rail
                                                                          authorities in the EU      award of public service contracts con-
                                                                          member states             cerning rail services will cease to apply
                                                                          Source: KCW                as of 25 December 2023.

8    International Transportation (69) 1 | 2017
Transportation International - Internationales Verkehrswesen
Railway Policy STRATEGIES

   These milestones mark the further                          Member State               Million train-km       Year of reference        Source
advance of the liberalisation of European          DE                Germany                   803                    2014                 [20]
railway markets.                                   UK             United Kingdom               508                    2014                 [20]
   At the same time the amended Regula-
                                                   FR                 France                   412                    2014                 [20]
tion still leaves exemptions that will enable
                                                   IT                  Italy                   286                    2014                 [20]
many competent authorities to decide
                                                   ES                 Spain                    174                    2014                 [20]
whether to contract railway services com-
petitively or to directly award the services as    NL               Netherland                 144                    2014                 [20]

Article 5 defines several (new) exceptions         PL                 Poland                   135                    2014                 [20]
for direct awards.                                 CZ             Czech Republic               122                    2010                 [21]
   The exemptions to competitive tender-           SE                Sweden                    116                    2014                 [20]
ing of rail services of the amended PSO reg-       AT                 Austria                  109                    2014                 [20]
ulation now include the following situations:      BE                Belgium                   84                     2014                 [20]
• A maximum threshold of an annual                 HU                Hungary                   84                     2014                 [20]
   value of EUR 7,500,000 or the annual            RO                Romania                   60                     2014                 [22]
   provision of 500,000 train kilometres is
                                                   DK                Denmark                    51                    2014                 [20]
   not exceeded [6];
                                                   SF                 Finland                  36                     2014                 [20]
• The competent authority considers a
                                                   SK             Slovak Republic              32                     2014                 [20]
   direct award to be justified due to the rel-
   evant structural and geographical char-         PT                Portugal                   31                    2010                 [21]

   acteristics of the market and network           BG                Bulgaria                   21                    2014                 [20]
   concerned and such a contract would             IE                 Ireland                   17                    2010                 [21]
   result in an improvement in the quality of      HR                 Croatia                   15                    2014                 [20]
   services or cost-efficiency, or both, com-      GR                 Greece                    11                    2014                 [20]
   pared to the previously awarded public          SI                Slovenia                  10                     2014                 [20]
   service contract. Member States shall be        LU              Luxembourg                   8                     2014                 [20]
   deemed to fulfil this condition when
                                                   LV                 Latvia                    6                     2014                 [20]
   – the maximum annual market volume
                                                   LT                Lithuania                  5                     2010                 [21]
      is less than 23 million train-km (see
                                                   EE                 Estonia                   5                     2014                 [20]
      table 1) when the amendment comes
      into force, and                             Table 1: Market volume of rail passenger services in the EU Member States. To the extent known,
   – where just one competent authority at       the given numbers refer to PSO and Non-PSO services within the states.
      the national level exists (see figure 1)
      and                                               purpose infrastructure must be exempted      a proceeding, competent authorities might
   – where only one public service contract            from the regulations on separation and       want to substantiate any of their decisions
      is covering the entire network [7].               infrastructure charges of Directive          by specific market studies focussing on their
• Exceptional circumstances justify a                   2012/34/EU [11].                             relevant market and the issue addressed. In
   direct award in order to optimise the pro-                                                        the case of exceptional circumstances it
   vision of public services. The amended         Exemptions to be justified                         could for example be helpful to demonstrate
   Regulation names as such exceptional           What, at first glance, seems to be an exten-       that competent authorities in similar mar-
   circumstances a too large number of            sive freedom of decision for competent             kets regularly receive only a limited number
   competitive tendering procedures that          authorities either in favour of or against         of bids and that the result of such proce-
   are already being run which could affect       competition will be in fact in most of the         dures with limited competition is close to a
   the number and quality of bids likely to       cases limited either by the required justifi-      well negotiated direct award.
   be received or changes to the scope of         cations or the maximum duration of directly           A more complex approach is necessary if
   one or more public service contracts are       awarded contracts.                                 a competent authority wants to justify a
   required in order to optimise the provi-          For instance, recital 21 of the amended         direct award with “the relevant structural
   sion of public services [8];                   Regulation stipulates for exceptional cir-         and geographical characteristics of the mar-
• Emergency measures taken by the com-            cumstances that                                    ket and network concerned” [12] and needs
   petent authority in the event of a disrup-     a) the circumstances have to be indeed             to negotiate the figures and performance
   tion of services or the immediate risk of         “exceptional”,                                  measuring methods with the incumbent
   such a situation [9];                          b) the new contracts may be directly               undertaking. In this case it would be
• A regional or even local competent                 awarded only “temporarily” and                  extremely helpful for the authority to know
   authority (an authority which does not         c) these contracts “should not be renewed          the cost and production structures of com-
   act on the national level) provides the           to cover the same or similar public ser-        parable undertakings in detail.
   services itself or awards a service con-          vice obligations”.                                 A necessary condition to be met for a
   tract directly to a legally distinct entity                                                       direct award of a contract under exceptional
   over which it exercises control [10].             Given the fact that any competitor of the       circumstances is furthermore the imple-
• A competent authority may also award a          (incumbent) operator favoured by the direct        mentation of specific performance indica-
   PSC directly to an operator managing at        award may appeal against the decision of a         tors as well as effective and deterrent meas-
   the same time the entire or major parts        competent authority to directly award a            ures to be imposed in case the railway
   of the infrastructure where the relevant       public service contract and that the justifi-      undertaking fails to meet the performance
   passenger services are provided. For this      cations are carefully examined during such         requirements [7]. Reasonably, this require-

                                                                                                      International Transportation (69) 1 | 2017   9
Transportation International - Internationales Verkehrswesen
STRATEGIES Railway Policy

ment should take into account the positive          • To ensure an efficient and rapid review          REFERENCES
experiences made in the EU so far, even if            of the decision on the type of award [14];      [1] Communication from the Commission to the European Parliament
some allowances for the specific situation of       • The provision of a progress report by               […], concerning the Position of the Council on the adoption of a
each competent authority will be necessary.           25th June 2021 [13];                                Regulation amending Regulation (EC) No 1370/2007 concerning the
Important issues include the technical con-         • The assessment of measures to ensure                opening of the market for domestic passenger transport services by
dition of the infrastructure and the rolling          effective and non – discriminatory access           rail. Brussels, 24.10.2016, COM(2016) 689 final, p. 3
stock to be used, the density and the con-            to suitable rolling stock [15] and              [2] Report from the Commission to the Council and the European Par-
                                                                                                          liament, Fourth Report on monitoring development of the Rail
nections within the public transport net-           • The compliance with the rules applica-
                                                                                                          Market. Brussels, 13.06.2014, COM(2014) 353 final, p. 51
work and the expectations of the passengers           ble to compensation [16].
                                                                                                      [3] Transport MEPs back reform of domestic rail services: more choice
regarding the quality of transport.                                                                       for better services. Press release; Brussels/Strasbourg 05.12.16
                                                    Conclusion and Outlook
                                                                                                      [4] Commission Staff working document impact assessment, Proposal
Preparation of awarding procedures                  The amended PSO regulation leaves no                  for [...] amending Regulation (EC) No 1370/2007 [...], Proposal for
Concerning awarding procedures, the                 doubt that the European legislator consid-            [...] amending Directive 2012/34/EU [...]; Brussels, 30.01.2013,
amendment of the PSO regulation brings              ers the opening of the market as a means to           SWD(2013) 10 final
considerable changes for those authorities          achieve better services for the user [17] and     [5] Article 8 (2) of Regulation (EC) 1370/2007 amended by Regulation
that so far have not yet competitively ten-         is eager to enhance quality, transparency,            (EU) 2016/2338
dered their services and will be forced to          efficiency and performance of passenger           [6] Article 5 (4) of Regulation (EC) 1370/2007 amended by Regulation
open or are opening their market by choice.         rail services [18]. It is true that the intro-        (EU) 2016/2338
In order to award an economically favoura-          duction of competitive tendering increases        [7] Article 5 (4a) of Regulation (EC) 1370/2007 amended by Regulation
ble contract, a competent authority in gen-         the amount of work on the side of the                 (EU) 2016/2338
eral will have to execute the following pre-        authorities and forces the incumbent to           [8] Article 5 (3a) of Regulation (EC) 1370/2007 amended by Regulation
paratory steps:                                     adapt to the new situation. Nevertheless,             (EU) 2016/2338
• Identification of networks which enable           with the implementation of the Fourth             [9] Article 5 (5) of Regulation (EC) 1370/2007 amended by Regulation
                                                                                                          (EU) 2016/2338; the substance of this part of the Regulation has not
   railway undertakings (and in conse-              railway package these changes are una-
                                                                                                          been changed by the Regulation (EU) 2016/2338.
   quence the authorities) to benefit from          voidable.
                                                                                                     [10] Article 5 (2) of Regulation (EC) 1370/2007 amended by Regulation
   operation synergies;                                 The authors of this article encourage all         (EU) 2016/2338
• Definition of the duration, scale and             competent authorities that are not yet profi-
                                                                                                     [11] Article 5 (4b) of Regulation (EC) 1370/2007 amended by Regulation
   scope of the services to be tendered,            cient in the application of the PSO regula-           (EU) 2016/2338
   including lot sizes if appropriate;              tion, and in tendering especially, to get in a   [12] Article 5 (4a) lit. (b) of Regulation (EC) 1370/2007 amended by
• Definition of the type of contract: net           close dialogue with the European Commis-              Regulation (EU) 2016/2338
   costs vs. gross costs or hybrid forms;           sion on the challenges triggered by the          [13] Article 8 (2) of Regulation (EC) 1370/2007 amended by Regulation
• Planning and optimisation of the to be            Fourth railway package, with other authori-           (EU) 2016/2338; actually unchanged by Regulation (EU) 2016/2338,
   tendered services;                               ties or with external experts specialised in          but with a widened scope due to the amended article 5.
• Modelling of the expected costs;                  the field of public service contracts. Such      [14] Article 5 (7) of Regulation (EC) 1370/2007 amended by Regulation
• Definition of a quality management sys-           exchanges and external expertise may help             (EU) 2016/2338
   tem with efficient performance indicators        to comply with the amended regulation and        [15] Article 5a (1) of Regulation (EC) 1370/2007 amended by Regulation
   (punctuality, capacity, failure ratios, etc.);   to minimise the risk of legal uncertainties of        (EU) 2016/2338
• Implementation of an appropriate remu-            the contracts to be awarded in future.     ■    [16] Annex of Regulation (EC) 1370/2007
   neration system;                                                                                  [17] Recital 2 of Regulation (EU) 2016/2338
• Implementation of an appropriate risk                                                              [18] Recital 5 of Regulation (EU) 2016/2338
   diversification;                                                                                  [19] Régions de France: Les Régions lancent leurs travaux pour la prépa-
• Guaranteeing access to production                                                                       ration de l’expérimentation de l’ouverture à la concurrence. Com-
   resources (rolling stock, workshops, sale        IN ADDITION                                           muniqué de presse; Paris, 10.11.2016.
   systems).                                                                                         [20] Independent Regulator’s Group – Rail: Fourth Annual Market
                                                    How to avoid hard cuts                                Monitoring Report, IRG – Rail (16) 1, March 2016; p. 15
    The last three steps are of particular          Even in a country like France which has been     [21] Commission Staff working document impact assessment, Proposal
                                                    seen as closed for PSC competition in public          for [...] amending Regulation (EC) No 1370/2007 [...], Proposal for
importance for competent authorities in
                                                    rail transport for a long time, things are            [...] amending Directive 2012/34/EU [...]; Brussels, 30.01.2013,
order to achieve improvements in the effi-          changing, mainly caused by the dissatisfac-           SWD(2013) 10 final; Part 3, p. 7
ciency of the services: With increasing mar-        tion with the performance of the incumbent       [22] OECD Competition Assessment Reviews: Romania; OECD Publishing;
ket transparency and reasonably calculable          operator: From 2019 on, an “experimentation           Paris 2016; p. 200
risks, more undertakings are going to par-          phase” on tendering in French regional rail
ticipate in a call for tenders. By designing        transport is envisaged by the French state
                                                    and by the regions, which are the competent
the market, the authorities become the key          authorities for regional train PSO services in
players of passenger rail transport.                France: On the one hand, such “experimenta-                       Ludger Sippel
    In addition to the specific justifications      tion” can give any stakeholder the chance to                      Senior Consultant, KCW Berlin (DE)
                                                    acquire first experiences in the field of com-                    sippel@kcw-online.de
of direct awards of public service contracts,
all competent authorities that operate on           petitive awarding, resulting in tests of forms
                                                    of governance and regulatory adaptions if
Member State level will have to align their         appropriate. On the other hand, a transition
procedures to a number of further provi-            phase of some years shall avoid hard cuts,
sions, especially:                                  before competitive awarding becomes man-                          Julian Nolte
• The development and description of                datory [19]. Depending on the results of the                      Consultant, KCW Berlin (DE)
                                                    French presidential election, that might be                       nolte@kcw-online.de
    measures to gradually comply with
                                                    even quicker than initially intended.
    ­Article 5 [13]

10    International Transportation (69) 1 | 2017
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                                   INTERNATIONALES VERKEHRSWESEN – DAS TECHNISCH-WISSENSCHAFTLICHE FACHMAGAZIN

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STRATEGIES EU transport investment

Repair or replace
Why the “Juncker Fund” is in contradiction with the EU’s
transport policy – and how it can still be turned into a success
Juncker plan, investments, TEN-T, infrastructure, EFSI

After his election as President of the European Commission, Jean-Claude Juncker promised that he
would initiate an ambitious investment plan for the continent. The “European Fund for Strategic Invest-
ments” translates this pledge into action and has already made investments worth EUR 33 billion. But so
far there has been little in it for sustainable mobility: the transport sector is underrepresented, the fund
channels away the resources reserved for the “Transeuropean Transport Networks” and the investment
projects are often not aligned with the overarching goals of EU transport policy. Yet, the EU-Commission
has made a proposal to extend and expand the fund, even before the mandatory mid-term evaluation has
been carried out. The European Court of Auditors is not alone in criticising this hasty move.

Michael Cramer, Jens Müller

E
           ven the project promoters proba-       came up with a bold idea: instead of invest-     the major contributor (EUR 4.2 billion).
           bly did not expect that one day        ing its own money, the EU would create a         This cut was all the more painful as the
           the extension of the A6 motorway       guarantee fund with the help of the Euro-        completion of the TEN-T will cost about
           between the small German towns         pean Investment Bank. This concept resem-        EUR 500 billion, which is why transport
of Wiesloch-Rauenberg and Weinsberg, or           bles modern financial alchemy (see figure 1).    experts had fought very hard for an increase
the modernisation of Greek regional air-          The fund secures selected private and pub-       in funding.2 The transfer to the EFSI almost
ports would be considered as investments of       lic investments by hedging against first         offsets this increase.
strategic importance for the whole conti-         potential losses, thereby improving the              The Transport Committee of the Euro-
nent. Yet, the “European Fund for Strategic       financing conditions. This scheme requires       pean Parliament was not only concerned
Investments” (EFSI) provides almost EUR           a maximum of EUR 16 billion from the EU’s        with a funding shortfall. They also won-
600 million in funding to both projects.1         budget and aims at stimulating investments       dered whether transport projects would be
This is not the outcome of EU transport           of in total EUR 315 billion by the year 2020.    able to secure a large share of EFSI funding,
policies, but result of decisions taken by                                                         given the financial requirements and the
Jean-Claude Juncker, President of the Euro-       Serious concerns among transport                 need for very speedy realisation. And finally,
pean Commission. After his election in            experts from across all parties                  the Members of Parliament also feared that
2014, he came up with the idea of a compre-       Juncker’s plan was generally taken up posi-      eligible transport projects would contradict
hensive investment programme, dubbed              tively. Yet, transport experts from across all   the overarching EU goals on better trans-
the “Juncker Plan”.                               political parties had serious concerns from      port connections across borders, good jobs
   But Juncker faced two problems: the EU         the outset. This was, first and foremost, due    and sustainable development.
budget could not provide the necessary            to the fact that the capital needed to estab-        In order to counter these concerns, the
resources for his plan and the Union is not       lish the EFSI had to be taken from other         European Commission suggested that by
allowed to contract debt. His team thus           parts of the EU budget, with transport being     July 2018 an independent mid-term evalua-
                                                                                                   tion of the EFSI should be carried out. It
                                                                                                   would be the basis for further decisions. It
                                                                                                   was also thanks to this guarantee that Jean-
                                                                                                   Claude Juncker eventually obtained a large
                                                                                                   majority for his idea in 2015.
                                                                                                   An early proposal to extend and expand
                                                                                                       However, one year later, the European
                                                                                                   Commission no longer adhered to this
                                                                                                   promise. They hastily carried out an inter-
                                                                                                   nal evaluation and came to a positive evalu-
                                                                                                   ation of the investment plan. In September
                                                                                                   2016, the Commission proposed the exten-
                                                                                                   sion and expansion of the fund - barely one
                                                                                                   year after the setting up of the EFSI, and
                                                                          Figure 1: How the
                                                                          EFSI works               almost two years before the deadline for an
                                                                          Source: European         independent evaluation. Currently, both the
                                                                          Investment Bank          Council of the EU and the European Parlia-

12   International Transportation (69) 1 | 2017
EU transport investment STRATEGIES

ment are scrutinizing this proposal. It fore-        Figure 2: Sectorial
sees an increase of the EU guarantee from           distribution of EFSI
EUR 16 to 26 billion and, thereby, aims at                  investments
                                                        Source: European
triggering investments equaling a total of               Investment Bank
EUR 500 billion. Moreover, the Commis-
sion wants to extend the duration of the
fund from July 2019 to December 2020. The
necessary funding shall yet again be raised
from other parts of the EU budget, with
transport once more being amongst the
major contributors (EUR 155 million).
    This approach was met with harsh criti-
cism by the European Court of Auditors, the
EU’s budget watchdog. “The Proposal was
launched without a comprehensive impact
assessment (for the second time) and too
soon for the economic, social and environ-
mental impact of EFSI to be measured and
to enable a conclusion whether EFSI is
achieving its objectives”, the institution
concluded.3 The Transport Committee of
the European Parliament was equally
alarmed by the threat of seeing a further cut     European Transport Networks” try to                capital markets. There may be benefits in
in the EU’s budget for transport infrastruc-      achieve. It is clear that the “Juncker fund”       certain cases, but this can never be a substi-
ture. The Members of Parliament prepared          puts the financial viability of projects before    tute for a well thought-out transport policy.
their own appraisal of the “Juncker plan”         fundamental EU objectives such as cohe-            It would be of much more strategic impor-
and arrived at explosive conclusions.             sion, employment and climate protection.           tance for the EU to finally turn the promises
                                                                                                     made in the 2011 EU White Paper on Trans-
Disappointing results for the                     How the EFSI could be turned                       port into a reality, rather than putting their
transport sector                                  into a success                                     hopes in the “Juncker Fund” with its limited
Probably the most salient insight is that the     The proposed expansion and extension of            size when compared to the GDP of the EU.
transport sector is underrepresented              the fund appears counterproductive against         If the EU succeeded in establishing fair
amongst the selected projects, despite its        this background. It would thus seem logical        intermodal competition, better consumer
high financial contribution (see figure 2). So    to freeze EFSI spending and transfer the           protection and a shift towards environmen-
far, transport only accounts for 9 % of the       remaining funds to other instruments. But          tally-friendly transport modes, this would
approved EFSI projects. Besides this secto-       such a proposal would be doomed to fail,           be a major step towards the future of mobil-
rial imbalance, there also is a geographical      given the dominance of the Grand Coalition         ity – and one that needs no additional public
one: three quarters of the projects are located   between Conservatives and Socialists at the        spending.                                  ■
in the older Member States, whereas Central       European level. It would be more realistic to
and Eastern Europe are underrepresented.          temporarily suspend the increase and pro-
    The second important lesson is related to     longation of the fund in order to draw the         1     The list of projects financed by the EFSI can be found on the
the character of the selected projects. There     right lessons and readjust the fund.                     website of the European Investment Bank: http://www.eib.
                                                                                                           org/efsi/efsi-projects/
clearly is a preference for projects with a          In this context, it is important to note that
                                                                                                     2     See Regulation 1316/2013 establishing the „Connecting
high investment volume over the ones with         European economies no longer suffer from                 Europe Facility“, recital 15; http://www.eca.europa.eu/
clear added value for the EU. Projects of         weak demand but rather have to cope with                 Lists/ECADocuments/OP15_04/OP15_04_EN.pdf
regional or national importance account for       their structural deficiencies and the conse-       3     See Opinion 2/2016 of the European Court of Auditors,
the major share of the supported projects,        quences of global trends. The focus on                   paragraph 26; 11 Nov 2016; http://www.eca.europa.eu/en/
whereas measures for the Trans-European           increased spending at almost every price                 Pages/DocItem.aspx?did=39677
infrastructure and the transition towards         therefore makes less sense than ever. Instead,     4     See the press release/report of 16 December 2014 by the
sustainable mobility are rare. The afore-         the EU should put the long-term benefits at              European Court of Auditors; http://www.eca.europa.eu/
                                                                                                           Lists/ECADocuments/INSR14_21/INSR14_21_EN.pdf
mentioned example of Greek regional air-          the heart of its investment policies. The
ports is an example of the blindness of the       European Commission’s proposal contains
EFSI fund with regard to transport policy         one lesser-known idea that shows how this
                                                                                                                      Michael Cramer
objectives. In 2014, the European Court of        could be achieved: they suggest that EU                             Member of the European Parliament
Auditors scrutinized EU spending on               grants for transport infrastructure be                              for the Greens/EFA, Brussels (BE)
regional airports and found that it “pro-         “blended” with private capital in order to                          michael.cramer@ep.europa.eu
duced poor value for money”.4                     accelerate the realization of the TEN-T. This
    What is more, road construction repre-        could indeed be an interesting approach –
sents 40% of signed EFSI transport projects,      provided that EFSI spending is strictly linked                      Jens Müller, MA in European
while the environmentally-friendly railways       to working towards the goals of territorial                         Economy
only account for 20% and cross-border pro-        cohesion, employment and decarbonisation.                           Transport Policy Advisor in the
                                                                                                                      European Parliament, Brussels (BE)
jects can barely be found on the list. This is       Finally, one may also wonder whether it                          jens.mueller@ep.europa.eu
exactly the opposite of what the “Trans-          makes sense that the EU gets involved in

                                                                                                         International Transportation (69) 1 | 2017                 13
STRATEGIES Urban Development

                                                                                                                                                   Photo: Pixabay
Public transit and land use
decisions
Review of guidebooks for transit agencies
Public transportation, transport planning, passenger transportation

The integration of public transit and land use planning in large cities and metropolises is still widely insuf-
ficient, at least in the Federal Republic of Germany. As a consequence, the potential of transit-oriented
land use could be more fully exploited in order to maximize the benefits for traffic and the environment.
This situation clearly needs to be corrected. This can be achieved by re-positioning transit agencies in the
processes of deciding how to use land, creating a better orientation of the land use development that
incorporates the backbone systems of public transit, taking advantage of innovative financing options,
and, last but not least, acknowledging expected changes in future mobility patterns.

Andreas Kossak

I
      nitiated by the Verband Deutscher           ties since the 1960s. Although issues in         address the complex issues of public transit,
      Verkehrsunternehmen (VDV, Engl.:            transportation planning, including public        due to a lack of educational background and
      Association of German Transit Com-          transportation, have been approached aca-        professional experience. They have been
      panies), a group of experts met to dis-     demically, they have not been fully              talking idly for years about an impending,
cuss the topic of transit and town planning.      addressed or translated into practice. This      drastic change in mobility conditions. In
The results of the assembly were published        has been due, in part, to the lack of interest   particular, they have also been forecasting a
in an article entitled “Integration of Town       or cooperation of many transportation            world in which people will more or less
Planning and Transit for Lively Cities” in        industry stakeholders. However, in light of      exclusively rely on shared self-driving cars.
the VDV’s journal (Der Nahverkehr) in 2016.       the expected changes in mobility conditions      As such, most of their scenarios fail to
The article’s subtitle clearly expresses the      and behaviors, a continuation of this situa-     include mention of classical public trans-
demand that transit issues should be duly         tion could not only weaken but even signifi-     portation [2].
considered in strategic urban and traffic         cantly endanger the role of the public tran-        In contrast, independent experts and
planning processes [1].                           sit in urban transportation systems.             renowned research institutes worldwide
   The integration of urban and transporta-           “Mobility researchers” or “Future            have assigned a much more positive and
tion planning has been a topic of teaching        researchers” often are more or less self-        meaningful role to future models of public
and research at German technical universi-        appointed and inadequately qualified to          transportation in cities and metropolitan

14   International Transportation (69) 1 | 2017
Urban Development STRATEGIES

areas [3]. In particular, they expect that        example, transit agencies “…need to be                   issues related to land use decisions, the
urban and regional rail systems will even         invited to the table (i. e., to participate in the       benefits of and need for transit, or the
assume more dominant roles as backbones           land use decision-making process)” and                   relationship between transit and land use
of passenger transportation systems, pro-         they “...need the tools to be influential play-          decisions.
vided that public transit agencies and enti-      ers when they arrive at the table”. To this
ties responsible for urban and transporta-        end, the authors explicitly state that the                The guidebook presents four case studies
tion planning react appropriately to the          goal of the guidebook is to promote “...effec-        that illustrate how the successful applica-
anticipated changes.                              tive transit and land use decision-making by          tion of the above-mentioned five “precondi-
    Addressing the complex task of fully          providing the transit agencies with the right         tions for success” has been implemented in
exploiting the potential of future options        set of tools to be effective at the decision-         real-life situations involving public transit.
that favor public transit and improve traffic     making table”. This is accomplished by pro-           In particular, the potential of urban rail sys-
and environmental conditions in cities and        viding answers to the following questions:            tems to enhance and/or intensify transit-
metropolitan areas primarily involves the         • “What can transit agencies do to become             oriented development becomes clear in the
following:                                           more meaningful participants in land use           following two cases:
• determining the kind and extent of                 decision-making?”                                  • improvements made along existing rail
    involvement of transit agencies in planning   • “When and how is it worthwhile for tran-                lines in New Jersey and,
    regional and urban passenger transport,          sit agencies to get involved?”                     • the introduction and expansion of a
• planning the intensity and extent of tran-                                                                modern streetcar system as a method to
    sit-oriented development (TOD), and              The guidebook outlines the following                   redevelop a district adjacent to the down-
• strengthening the financial basis of public     five preconditions for success:                           town area of Portland, Oregon.
    transit.                                      • a supportive transit agency board,
                                                  • a designated transit agency staff person                In the Portland streetcar project case
    Remarkably, several guidebooks, memo-            with technical competency,                         study, it is explained how town and trans-
randums, and papers that deal with these          • a coordination process,                             portation planners in the early 1970s sys-
complex considerations have been recently         • a common understanding or language,                 tematically approached and pursued chang-
published by Federal Administrations, by             and                                                ing an automobile-centered transit situation
the Transportation Research Board (TRB)           • a transit-supportive community.                     to one based on a modern light rail system
of the National Academies of Sciences, and                                                              (LRT) in the Portland metropolitan area. In
the American Public Transit Administra-              The guidebook offers a wide range of               order to visualize what the consequences of
tion (APTA). All of these publications were       tools and tips related to these issues. In this       a continued and automobile-oriented tran-
based on intensive research. Although the         context, the guidebook explicitly refers to           sit policy would look like, a photo montage
respective histories of public transit in the     the fact that even though transit authorities         was created to show how Portland’s skyline
US in Europe differ in numerous aspects,          (in the US) do not have the jurisdictional            would look with six 40-story parking facili-
the facts and recommendations docu-               authority to ensure that land use decisions           ties added to it. According to local authori-
mented in the U.S. publications are more or       are transit-supportive, they have multiple            ties’ estimates, these facilities would have
less directly transferable to European tran-      possibilities to “proactively engage…major            been necessary if the former automobile-
sit systems. A survey of selected issues cov-     stakeholders and the general public to                focused transportation policy had been
ered in the latest publications is provided in    achieve the desired land use outcome”.                maintained and allowed to expand.
the following.                                       Furthermore, the following key tools for               Instead, a previously existing, multi-
                                                  “enhancing the communication and coordi-              story parking garage in the downtown area
Linking public transit and town                   nation” among the different stakeholders              was pulled down, and the land was used to
planning                                          are discussed:                                        create a very attractive public square (Pio-
Sponsored by the U.S. Federal Transit             • Partnering: This includes early and sus-            neer Square, see figure 1). Since then, Port-
Administration (FTA) in the framework of             tained communication, formal and infor-            land’s new “living-room” has enjoyed
the TRB’s Transit Cooperative Research               mal processes of engaging transit agen-            immense popularity, and it has received
Program (TCRP), the “Guidebook for Transit           cies in the decision-making processes,             highest US awards for architecture, urban
Agencies: Linking Transit Agencies and Land          encouraging cities to incorporate transit          design, and public art [5]. All light-rail lines
Use Decision Making” was published in the            considerations during their development            of the metropolitan area are connected to
fall of 2016 [4]. The guidebook presents             review processes, and establishing work-           one another around the square.
explicitly stated, basic tenets, such as:            ing groups, workshops, and educational                 Following the short versions of the case
• “Land use decisions play a key role in             programs.                                          studies (full versions are attached at the end
    shaping the long-term success of virtu-       • Publishing strategic guidebooks: This               of the guidebook), the key interaction points
    ally every transit system.”                      includes developing region-specific                and activities at the various geographic
• “Organizations other than transit agen-            handbooks, guidebooks, and/or websites             planning scales (e. g., regional, municipal,
    cies hold the responsibility and authority       related to transit-supportive develop-             county, corridor, sub-area/district, and site)
    for integrating land use and transit”.           ment, thereby highlighting the impor-              are explained. As well, the specific chal-
                                                     tance of interagency communication,                lenges of cooperating with the various part-
    The guidebook emphasizes how “...tran-           collaboration, and coordination.                   ners involved in land use decision-making
sit agencies can influence the framework for      • Articulating costs and benefits: Here, all          processes (e. g., metropolitan planning
those stakeholders to routinely make tran-           stakeholders (e.g., local governmental             organizations, state government, philan-
sit-supportive land use decisions”. In this          land use planners and private develop-             thropic organizations, non-profit commu-
regard, it also calls attention to crucial           ers) should be informed about and fully            nity organizations, and private developers)
requirements for successful planning. For            understand the service and operational             are described.

                                                                                                         International Transportation (69) 1 | 2017   15
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