WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM

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WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM
EURASIA PROGRAM

WHY DID THE KREMLIN MASS ITS FORCES
           NEAR UKRAINE?

              ROB LEE
WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM
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Author: Rob Lee

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Design: Natalia Kopytnik
© 2021 by the Foreign Policy Research Institute

August 2021
WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM
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WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM
FOREIGN POLICY RESEARCH INSTITUTE

    Introduction

                                                                      elsewhere near Ukraine’s borders.3 To put
    During     March and April 2021, the
                                                                      this in perspective, the Russian military
    Russian military conducted a large-scale
                                                                      has approximately 850,000-900,000
    buildup in its regions bordering Ukraine,
                                                                      servicemembers in total, and 168 constant
    including Crimea, which Russia annexed
                                                                      readiness BTGs, according to Russian
    in 2014. Scores of videos appeared on
                                                                      Defense Minister Sergei Shoigu.4 If these
    TikTok, Telegram, Twitter, and other social
                                                                      estimates were accurate, the Russian
    media sites showing Russian military
                                                                      military massed roughly 10-15% of its total
    equipment, including tanks, infantry
                                                                      manpower and approximately one third
    fighting vehicles, artillery, and air defense
                                                                      of its BTGs near Ukraine’s borders.
    systems, moving toward or appearing
    in the vicinity of Ukraine’s borders. The                         In response to the buildup, Chairman of
    United States Department of Defense’s                             the Joint Chiefs of Staff General Mark
    spokesperson John Kirby told reporters                            Milley, National Security Advisor Jake
    that the Russian buildup was even larger                          Sullivan, and President Joe Biden all
    than during the peak of the fighting                              called their Russian counterparts to
    in 2014.1 Ukrainian officials estimated                           discuss the situation. U.S. European
    that the Russian military buildup would                           Command (EUCOM) raised its alert status
    reach a total of 120,000 Russian troops                           to its highest level. The buildup also
    with more than fifty-six battalion tactical                       coincided with an increase in fighting
    groups (BTG).2 United States defense                              along the line of contact, with at least 36
    officials gave a lower estimate that 48                           Ukrainian servicemen killed thus far in
    BTGs had moved into the border area and                           2021.5 The movement of Russian forces
    80,000 Russian troops were in Crimea or                           led to intense speculation about Russia’s

    1 “Russian military buildup near Ukraine larger than in 2014- Pentagon,” Reuters, April 19, 2021, https://www.reuters.
    com/world/middle-east/russian-military-buildup-near-ukraine-larger-than-2014-pentagon-2021-04-19/.
    2 Matthias Williams and Robin Emmott,” Ukraine says Russia will soon have over 120,000 troops on its borders,”
    Reuters, April 20, 2021, https://www.reuters.com/world/europe/russia-reach-over-120000-troops-ukraines-bor-
    der-week-ukraine-says-2021-04-20/; “В Минобороны Украины оценили общую численность стягивающихся к
    украинской границе российских войск в 110 тыс. человек,” Interfax, April 14, 2021, https://www.militarynews.ru/story.
    asp?rid=1&nid=548437&lang=RU.

    3 Michael R. Gordon and Georgi Kantchev, “Satellite Images Show Russia’s Expanding Ukraine Buildup,” Wall
    Street Journal, April 20, 2021, https://www.wsj.com/articles/satellite-images-show-russias-expanding-ukraine-build-
    up-11618917238.

    4 “Russian Army operates around 170 battalion tactical groups — defense chief,” TASS, August 10, 2021, https://tass.
    com/defense/1324461.

    5 Yuras Karmanau, “Ukraine says 2 soldiers killed in east amid Russia tensions,” Associated Press, May 7, 2021, https://
    apnews.com/article/ukraine-russia-europe-3f9f33dfafe0dbdef1beda466a514e5c.

2
WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM
RUSSIA’S COERCIVE DIPLOMACY

intentions, including fears of a large-                          launch rocket systems and Iskander-M
scale ground invasion. However, U.S.                             short-range ballistic missile systems and
intelligence indicated that a large-scale                        other heavy equipment, would remain at
ground invasion was unlikely because of                          the Pogonovo training area in Voronezh
a lack of prepositioned spare parts, field                       near Ukraine’s border until the Zapad
hospitals, ammunition, and other logistics                       2021 strategic exercise in September.9
necessary for such an operation.6                                Furthermore, Shoigu did not state clearly
Likewise, EUCOM commander General                                whether all of the equipment and units
Tod Wolters said on April 15 that there                          deployed near Ukraine’s borders outside
was a “low to medium” risk of a Russian                          of Crimea would also return to their bases,
ground invasion of Ukraine in the coming                         nor how those units were employed
weeks.7                                                          during the snap inspection.

On April 22, after the end of a large-                           Two weeks after Shoigu’s announcement,
scale exercise at the Opuk training area                         U.S. defense officials said that Russia had
in Crimea, which included an amphibious                          removed only “a few thousand” troops
landing, a helicopter air assault operation                      and that there were approximately 80,000
with two companies, and a multi-battalion                        servicemen near Ukraine’s borders,
airborne operation with more than two                            despite Shoigu’s order for most of those
thousand paratroopers and sixty vehicles                         units to return to their permanent bases
parachuted from forty Il-76MD transport                          by May 1.10 Thus Russia can still escalate
aircraft, Defense Minister Sergei Shoigu                         rapidly in Ukraine in the future, though the
announced that the winter verification                           immediate threat of a serious escalation
tests for the Western and Southern                               of fighting in the Donbas appears to have
Military Districts had been a success                            passed with Shoigu’s announcement.
and the troops would return to their
permanent bases.8 However, he indicated
that equipment from Central Military
District’s 41st Combined Arms Army,
which included BM-27 Uragan multiple

6 Barbara Starr, Jennifer Hansler, and Oren Liebermann, “US and other NATO members pledge support to Ukraine
while walking fine line with Russia,” CNN, April 14 2021, https://www.cnn.com/2021/04/14/politics/us-nato-ukraine-russia/
index.html.

7 John Grady, “EUCOM Commander: Russia Not Likely to Invade Ukraine Soon,” USNI News, April 15, 2021, https://
news.usni.org/2021/04/15/eucom-commander-russia-not-likely-to-invade-ukraine-soon.

8 “На учениях в Крыму десантировались более 2 тыс. военнослужащих ВДВ,” Interfax, April 22, 2021, https://www.
interfax.ru/russia/762679.

9 Andrey Arkadiev, “Войска, задействованные в учениях на юге РФ, вернутся в пункты постоянной дислокации
до 1 мая,” Zvezda, April 22, 2021, https://tvzvezda.ru/news/20214221457-nI2NT.html.

10 Helene Cooper and Julian E. Barnes, “80,000 Russian Troops Remain at Ukraine Border as U.S. and NATO Hold
Exercises,” New York Times, May 5, 2021, https://www.nytimes.com/2021/05/05/us/politics/biden-putin-russia-ukraine.
html#click=https://t.co/5wfRlh52T1.

                                                                                                                            3
WHY DID THE KREMLIN MASS ITS FORCES NEAR UKRAINE? - EURASIA PROGRAM
FOREIGN POLICY RESEARCH INSTITUTE

4
Max Kukurudziak/Unsplash
RUSSIA’S COERCIVE DIPLOMACY

Explaining Russia’s Actions

                                                               could have been the United States
Before Shoigu’s announcement, there                            and NATO instead of Ukraine. Shoigu’s
were three explanations for Russia’s
                                                               announcement that troops would return
actions. First, that these movements were
                                                               to their permanent bases a week after
purely part of a training exercise designed
                                                               President Biden called President Putin
to test the Russian Armed Forces. Second,
                                                               to request a summit led some analysts
that they were the prelude to a significant
                                                               to argue that this was a successful
military escalation that would involve
                                                               attempt at compellence. But Russian
sending Russian forces beyond the line
                                                               officials never provided a single, clear
of contact in the Donbas or Crimea. Third,
                                                               demand from Washington, and we would
that Russia was building up its forces
                                                               have expected to see other actions as
near Ukraine for coercive or signaling
                                                               part of a compellence campaign, such
purposes. A Russian signaling action could
                                                               as aggressive intercepts of American
have had two main targets. First, it could
                                                               aircraft and ships in neutral waters or
have been aimed at Ukraine. In this case,
                                                               renewed fighting in Idlib province in
the buildup may have been undertaken to
                                                               Syria or Libya. Instead, it appears Putin
strengthen Russia’s deterrence capability
                                                               accepted a “tactical victory” by agreeing
against a potential Ukrainian offensive in
                                                               to the summit with President Biden, but
Crimea and the Donbas by demonstrating
                                                               not that this was necessarily the aim of
Russia’s ability to defend those regions
                                                               the buildup.11 A better explanation is that
and lending credibility that it would
                                                               the buildup was aimed at deterring future
move to protect them. The actions could
                                                               actions from NATO or the United States,
also have been part of a compellence
                                                               such as a renewed push to allow Ukraine
campaign designed to change Ukraine’s
                                                               to join NATO, to continue to sell arms to
behavior. However, since Russia already
                                                               Kyiv, or to apply new sanctions against
had sufficient combat power permanently
                                                               Russia. This was a demonstration that
based near Ukraine’s borders to defeat
                                                               Russia could respond asymmetrically to
any potential Ukrainian offensive, the
                                                               anti-Russian policies adopted by the US
massing of forces in the region was likely
                                                               and NATO by employing military force
not directed at Kyiv.
                                                               against Ukraine.
The second primary target of either a
deterrence or compellence strategy

11 Henry Meyer and Irina Reznik, “Putin Is Keeping the West Guessing and That’s Just Fine With Him,” Bloombrg, April
24, 2021, https://www.bloomberg.com/news/articles/2021-04-24/putin-is-keeping-the-west-guessing-and-that-s-just-
fine-with-him.

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FOREIGN POLICY RESEARCH INSTITUTE

    Training Exercise

                                                                    of Russian units. Quickly sending a
    The     Russian military often conducts
                                                                    significant number of military personnel
    large exercises, particularly at the end of
                                                                    and equipment via rail on short notice is a
    the winter period when units are tested
                                                                    useful capability to test.
    so that senior leaders can determine
    whether they can complete their                                 However, this buildup was atypical.
    assigned missions. Exercises in Crimea                          Unlike normal exercises, an unusually
    and near Ukraine’s borders also are not                         large number of military units were
    abnormal. The region is a priority for the                      involved, including units from different
    Russian military. The possibility that Kyiv                     military districts that were deployed near
    could attempt to retake the Donbas or                           Ukraine’s borders. Most notably, the
    Crimea remains a serious threat and its                         action included part of the Central Military
    deterrence is a critical mission for the                        District’s 41st Combined Arms Army
    Russian military. Befitting the level of                        (elements of the 74th and 35th Motorized
    threat and importance the Russian military                      Rifle Brigades, 120th Artillery Brigade, 6th
    attaches to this mission, the regions                           Tank Regiment, and 119th Missile Brigade)
    surrounding Ukraine, which fall under                           as well as units from the Russian Airborne
    the responsibility of the Russian Western                       Forces’ (VDV) 76th Air Assault Division
    and Southern Military Districts and Black                       and 98th Airborne Division, based more
    Sea Fleet, have all been priorities for new                     than 400 miles from Ukraine’s borders.13
    equipment and the formation of new units,                       This is normal for the Russian military’s
    including three motorized rifle divisions                       annual strategic exercise—this year’s
    that were officially established in 2016                        exercise, Zapad 2021, will be held in the
    on paper. The Southern Military District                        Western Military District in September—
    is currently in the process of upgrading                        but uncommon for smaller training events.
    the 19th and 20th Motorized Rifle Brigades
                                                                    Indeed, some of the units and systems that
    into divisions as well.12 In addition, the
                                                                    were transferred from the other military
    Russian military often conducts snap
                                                                    districts are army-level assets. In addition,
    inspections as a means for senior officers
                                                                    the announcement of the exercise
    to determine the actual level of readiness

    12 Roman Krezul and Alexey Ramm, “А теперь «20-я»: легендарное гвардейское соединение вернется в строй,”
    Izvestia, April 25, 2021, https://iz.ru/1156655/roman-kretcul-aleksei-ramm/teper-20-ia-legendarnoe-gvardeiskoe-soed-
    inenie-vernetsia-v-stroi; “19-я мотострелковая дивизия Южного военного округа.” Altyn73, December 28, 2020,
    https://altyn73.livejournal.com/1443160.html.

    13 “Russian Ground Troop Units and Iskander ballistic missiles identified at Ukrainian border by Janes,” Janes, April 8,
    2021, https://www.janes.com/defence-news/news-detail/russian-ground-troop-units-and-iskander-ballistic-missiles-iden-
    tified-at-ukrainian-border-by-janes.

6
RUSSIA’S COERCIVE DIPLOMACY

Russian military combat readiness exercises on April 22, 2021 along the Ukrainian border. (mil.ru)

by Russia’s Southern Military District                           machinery complained to government
commander, Army General Alexander                                officials that the Russian military was
Dvornikov, made no mention of units                              disrupting their ability to supply domestic
from other districts that would participate.                     customers, though this also could be a
Defense Minister Sergei Shoigu said                              result of the Russian MoD requisitioning
on April 13 that Russia redeployed “two                          these rail cars on short notice.15
armies and three VDV units” to Russia’s
                                                                 The exercise was announced with little
western borders, but only specified which
                                                                 warning. The Russian MoD’s leadership
units—and made the first public statement
                                                                 did not brief foreign defense attaches, as
that units from the Central Military District
                                                                 it normally does before large exercises
were involved—after announcing the
                                                                 in part to reduce foreign concerns. In
verification tests were over.14 The amount
                                                                 addition, Russia is supposed to notify
of military equipment moved by rail was
                                                                 other Organization for Security and Co-
so great that manufacturers of agricultural
                                                                 operation in Europe (OSCE) members

14 “Russia redeploys 2 armies, 3 airborne units to western border in view of NATO threat – Shoigu,” Interfax, April
13, 2021, https://interfax.com/newsroom/top-stories/71572/; Andrey Arkadiev, “Войска, задействованные в учениях
на юге РФ, вернутся в пункты постоянной дислокации до 1 мая,” Zvezda, April 22, 2021, https://tvzvezda.ru/
news/20214221457-nI2NT.html.

15 Olga Nikitina, Alexey Polukhin, and Natalia Skorlygina, “В России срывается тракторный завоз,” Kommersant,
March 29, 2021, https://www.kommersant.ru/doc/4750465.

                                                                                                                      7
FOREIGN POLICY RESEARCH INSTITUTE

    Russian military combat readiness exercises on April 22, 2021 along the Ukrainian border. (mil.ru)

    under the 2011 Vienna Document on                                provided few details about the buildup
    Confidence and Security Building                                 even though the movement of military
    Measures anytime it conducts any kind                            equipment was very visible for weeks and
    of unusual military activity. Although                           included several army-level and division-
    Ukraine requested a meeting with                                 level assets and other very capable
    Russia regarding these exercises, Russia                         systems. All these factors suggest that
    declined to attend the meeting or provide                        these movements were for more than just
    further details, according to the United                         an exercise. They were intended to send
    States Mission to the OSCE.16                                    a signal.

    The Southern Military District also
    conducted the most recent strategic
    annual exercise, Kavkaz 2020, in
    September, so of all of Russia’s military
    districts, it should have been the least in
    need of conducting such a large exercise
    on short notice. The Russian military

    16 “Meeting Requested by Ukraine under Vienna Document Chapter III Regarding Unusual Russian Military Activity,”
    U.S Mission to the OSCE, April 10, 2021, https://osce.usmission.gov/meeting-requested-by-ukraine-under-vienna-docu-
    ment-chapter-iii-regarding-unusual-russian-military-activity/.

8
RUSSIA’S COERCIVE DIPLOMACY

Ground Assault beyond Crimea and
the Donbas
                                                                and light artillery cannot destroy, and
The    most concerning possibility was
                                                                they are often used in training to support
that the buildup was preparation for a
                                                                tank and motorized rifle units breaking
large-scale intervention by the Russian
                                                                through enemy defenses.17 In addition,
Armed Forces beyond the current line of
                                                                T-72B3 tanks with mine rollers and plows,
control in the Donbas or Crimea, possibly
                                                                UR-77 mine-clearing systems, IMR-2M
with the aim of seizing more territory.
                                                                obstacle-clearing vehicles, and other
Indeed, the specific military units and
                                                                engineering systems were spotted on the
equipment that moved towards Ukraine’s
                                                                move near Ukraine. If Russia intended
borders were the types we would expect
                                                                to conduct an armored assault through
to see in a Russian ground assault. These
                                                                Ukrainian defenses, these are systems
included heavy artillery, such as 2S7M
                                                                Russia would employ.
Malka 203mm self-propelled guns, 2S4
Tyulpan 240mm mortars, and BM-27                                Observers also spotted Iskander-M
Uragan 220mm multiple launch rocket                             short-range ballistic and cruise missile
systems (MLRS)—all of which are army-                           systems with an official maximum range
or district-level assets—as well as plenty                      of 500km (tests have demonstrated the
of medium 152mm 2S3 Akatsiya, 2S19                              actual range is greater than 650km),
Msta-S, and 2A65 Msta-B howitzers, and                          likely from the Central Military District’s
short-range TOS-1A thermobaric multiple                         119th Missile Brigade.18 The Southern and
launch rocket system (MLRS).                                    Western Military Districts already have a
                                                                total of six Iskander-M brigades. Although
These MLRS and artillery pieces would
                                                                the Ashuluk training area in Astrakhan
be critical for suppressing or destroying
                                                                is often used for live-fire exercises for
Ukrainian fortified defenses or artillery
                                                                long-range systems from other military
in support of a Russian ground assault.
                                                                districts, including the Iskander-M
The heavy 2S7M, 2S4, and TOS-1A are
                                                                and S-400 air defense systems, these
particularly effective at penetrating well-
                                                                Iskander-M systems were never relocated
fortified defensive positions that medium

17 Alexey Ramm and Bogdan Stepovoy, “Система выжигания: в армии создадут батальоны тяжелых огнеметов,”
Izvestia, October 22, 2019, https://iz.ru/928820/aleksei-ramm-bogdan-stepovoi/sistema-vyzhiganiia-v-armii-soz-
dadut-batalony-tiazhelykh-ognemetov; Evgeny Andreev, Bogdan Stepovoy, and Alexey Ramm, “Артиллерия
наращивает мощь,” Izvestia, December 17, 2017, https://iz.ru/675176/evgenii-andreev-bogdan-stepovoi-aleksei-ramm/
artilleriia-narashchivaet-moshch.

18 “Russian Ground Troop Units and Iskander ballistic missiles identified at Ukrainian border by Janes,” Janes, April
8, 2021, https://www.janes.com/defence-news/news-detail/russian-ground-troop-units-and-iskander-ballistic-missiles-
identified-at-ukrainian-border-by-janes; “Баллистическая ракета комплекса “Искандер-М” упала в Казахстане,
пролетев более 600 километров,” BMPD, January 13, 2020, https://bmpd.livejournal.com/3903873.html.

                                                                                                                        9
FOREIGN POLICY RESEARCH INSTITUTE

     Russian military combat readiness exercises on April 22, 2021 along the Ukrainian border. (mil.ru)

     near Astrakhan, which indicates that                             including its 76th Guards Air Assault
     their deployment near Ukraine’s border                           Division based in Pskov, whose forces
     was for other purposes. In addition,                             took part in some of the heaviest fighting
     some of the Russian Ground Forces’                               in the Donbas in August-September
     best-equipped tank and motorized rifle                           2014. Much of the VDV equipment that
     formations, including those with T-72B3                          arrived in Crimea was likely from the 56th
     and T-90A tanks and BMP-3 infantry                               Independent Air Assault Brigade based
     fighting vehicles, were moved near the                           in Kamyshin, Volgograd, which Sergei
     border; many are from the Southern                               Shoigu announced on March 25 would
     Military District’s 58th Combined Arms                           be restructured into a regiment as part of
     Army but were redeployed from the North                          the 7th Mountain Air Assault Division. Its
     Caucasus.19                                                      new permanent base is in Crimea where
                                                                      an independent air assault battalion was
     Many of the units arriving also came from
                                                                      previously based.20
     Russia’s elite Airborne Forces (VDV),

     19 “Мотострелковые соединения 58-й армии ЮВО переброшены на учения в Крым,” Interfax, April 16, 2021,
     https://www.interfax.ru/russia/761607.

     20 “В Москве под руководством главы военного ведомства прошло заседание Коллегии Минобороны России,”
     Russian Ministry of Defense, March 25, 2021, https://function.mil.ru/news_page/country/more.htm?id=12350817@
     egNews.

10
RUSSIA’S COERCIVE DIPLOMACY

These elite mechanized air assault,                                Russia also redeployed a number
motorized rifle, and tank units arrived near                       of Southern Military District aviation
Ukraine along with critical supporting                             units to Ukraine’s borders, including
assets, such as Infauna and Borisoglebsk-2                         fifty helicopters and combat aircraft to
electronic warfare systems, as well                                Crimea.22 This included Mi-28N, Mi-28UB,
as air defense systems, including the                              Ka-52, and Mi-8 helicopters—likely from
long-range S-300PM2 Favorit; medium-                               the 55th and 487th Helicopter Regiments
range Buk-M2 and Buk-M3 systems; and                               and 16th Army Aviation Brigade—and
short-range Pantsir-S, Tunguska-M1, and                            Su-30SM and Su-27 fighters, Su-24 and
Strela-10 systems. Many of these systems                           Su-34 bombers, and Su-25SM3 attack
are designed to escort Russian maneuver                            aircraft.23 Russia’s first operational
units into battle and to provide protection                        unmanned combat aerial vehicle, the
from enemy aviation, UAVs, precision-                              Orion or Inokhodets, took part in the
guided munitions, and munitions from                               deployment as well.24
multiple launch rocket systems. Social
                                                                   Unlike its ground assets, the Russian
media videos have also shown high-
                                                                   military did not need to redeploy many
level communications and command
                                                                   aircraft closer to Ukraine’s borders
and control units and equipment near
                                                                   because of their greater range. However,
the border, including the army-level
                                                                   deploying its shortest-range aircraft, such
P-260T Redut-2US digital communication
                                                                   as Su-25SM3 and helicopters, in Crimea
system.21 A large-scale ground assault
                                                                   provided the Russian military with greater
would require sophisticated command
                                                                   options in a potential escalation with
and     control     and     communications
                                                                   Ukraine. Russia had the lift capacity to
capabilities like these. The deployment of
                                                                   transport multiple companies of soldiers
so many high-level assets organic at the
                                                                   via helicopter along Ukraine’s southern
army or district level indicate that this was
                                                                   coast if necessary. Russia also deployed
not a normal battalion- or brigade-level
                                                                   an A-50U airborne early warning and
exercise.
                                                                   control (AEW&C) aircraft based in Ivanovo

21 “Russian Ground Troop Units and Iskander ballistic missiles identified at Ukrainian border by Janes,” Janes, April 8,
2021, https://www.janes.com/defence-news/news-detail/russian-ground-troop-units-and-iskander-ballistic-missiles-iden-
tified-at-ukrainian-border-by-janes.

22 “Over 20 Russian Black Sea Fleet warships hold joint drills with aircraft in Crimea,” TASS, April 20, 2021, https://tass.
com/defense/1280235.

23 Michael R. Gordon and Georgi Kantchev, “Satellite Images Show Russia’s Expanding Ukraine Buildup,” Wall
Street Journal, April 20, 2021, https://www.wsj.com/articles/satellite-images-show-russias-expanding-ukraine-build-
up-11618917238.

24 Russian Ministry of Defense, “Министр обороны РФ Сергей Шойгу прибыл в Крым, где в четверг состоится
основной этап межвидовых учений войск Южного военного округа и ВДВ, которые идут в рамках внезапной
проверки боеготовности,” VK, April 22, 2021, https://vk.com/mil?w=wall-133441491_420427.

                                                                                                                               11
FOREIGN POLICY RESEARCH INSTITUTE

     that took part in the exercise in Crimea.25                   landing craft; and a variety of support
     The Russian MoD claimed that all fifty                        ships in the Black Sea. Although they
     of the aircraft deployed to Crimea had                        could likely only muster seven or eight
     returned to their permanent bases by                          large landing ships at the same time,
     April 26.26                                                   Russia had the capacity to conduct an
                                                                   amphibious assault on Ukraine’s coast
     Lastly, Russia deployed an abnormally
                                                                   with one reinforced naval infantry (or
     large number of ships, particularly
                                                                   VDV) battalion with air defense, artillery,
     amphibious ships, to the region. This
                                                                   and other support elements without
     was likely the largest amphibious naval
                                                                   requiring the ships to make multiple trips.
     grouping in the Black Sea since the fall
                                                                   A second battalion could likely be landed
     of the Soviet Union. The Caspian Flotilla
                                                                   within hours, and Russia could insert an
     sent fifteen ships, including three Project
                                                                   air assault company—or a battalion, if
     1204 Shmel-class artillery boats and eight
                                                                   additional aviation assets were moved to
     landing craft (including all six of its Serna-
                                                                   the region—by helicopter.
     class landing craft), which entered the
     Black Sea on April 17. The Northern and                       Because of the short distances, Russia
     Baltic Fleets each deployed two of their                      could also conduct an independent
     Project 775 Ropucha-class amphibious                          helicopter assault or raid along Ukraine’s
     large landing ships, which crossed the                        coast even without an amphibious
     Bosphorus into the Black Sea on April 17                      operation. A Russian amphibious assault
     as well. These are in addition to the Black                   on Ukraine’s coast was a very unlikely
     Sea Fleet’s seven Project 775 and Project                     possibility—amphibious         operations
     1171 amphibious ships and several landing                     are notoriously complex and difficult
     craft, though one Ropucha-class landing                       to execute—but the sheer amphibious
     ship departed the Black Sea for Syria                         capability meant that Ukraine could not
     during the buildup.                                           ignore the possibility. Russia also had
                                                                   the capability to drop a VDV regiment by
     In mid-to-late-April, the Russian Navy had
                                                                   parachute, which it demonstrated during
     a total of eleven large landing ships (each
                                                                   the exercise at the Opuk training area on
     capable of transporting a naval infantry
                                                                   April 22 by reportedly parachuting more
     company as well as tanks, artillery, and
                                                                   than two thousand paratroopers and sixty
     other armored vehicles); more than
                                                                   BMD-2 and BTR-D armored vehicles from
     twelve Serna, Ondatra, BK-16, or BK-18
                                                                   the VDV’s 98th Guards Airborne Division

     25 Thomas Bullock, “Russia continues to reinforce Ukrainian border, begins exercises in Black Sea,” Janes, April 21,
     2021, https://www.janes.com/defence-news/news-detail/russia-continues-to-reinforce-ukrainian-border-begins-exercis-
     es-in-black-sea.

     26 Anna Berestovaya, “Самолеты и вертолеты авиации ЮВО и Черноморского флота вернулись из Крыма,” Zvez-
     da, April 26, 2021, https://tvzvezda.ru/news/2021426326-5g925.html.

12
RUSSIA’S COERCIVE DIPLOMACY

                       (mil.ru)
                                  13
FOREIGN POLICY RESEARCH INSTITUTE

     from forty Il-76MD transport aircraft.27                         the Donbas, from Crimea, and from the
                                                                      Belgorod, Kursk, and Bryansk Oblasts
     These forces were in addition to the
                                                                      on Ukraine’s northeastern border. Russia
     Southern Military District and Black Sea
                                                                      could also conduct an amphibious assault
     Fleet’s ample capabilities. The Southern
                                                                      along Ukraine’s coast or a helicopter
     Military District has long been a priority
                                                                      assault or airborne operation, possibly in
     district for the Russian military, with
                                                                      support of a ground offensive. Ukrainian
     a higher percentage of professional
                                                                      forces had to spread thin in response.
     soldiers, permanent readiness units,
     and modern equipment than any other                              Nonetheless, a Russian military incursion
     district. Upgrading the Black Sea Fleet,                         beyond the line of contact was always
     including its ground forces based in                             unlikely for several reasons. First, the
     Crimea, has also been one the Russian                            buildup was relatively slow but very
     Navy’s priorities since the annexation in                        public. Russia made little effort to hide
     2014.                                                            the movement of its forces to Ukraine’s
                                                                      borders. They could have placed tarps
     As an example, Crimea is already well-
                                                                      over the vehicles being transported via
     defended with four S-400 air defense
                                                                      rail, moved them at night, and prevented
     battalions, which have been on combat
                                                                      Western reporters from getting close
     duty there since 2018, though S-300PM2
                                                                      to their camps. Instead, the security
     with Pantsir-S short-range air defense
                                                                      situation in Ukraine, in particular the
     systems have also been spotted in videos
                                                                      Donbas, was a focus for Russian officials
     near Ukraine’s borders. In addition, the
                                                                      and state-owned televisions networks
     Black Sea Fleet has six submarines
                                                                      during the buildup, forfeiting the element
     and seven surface ships that can carry
                                                                      of surprise.28
     long-range Kalibr cruise missiles, which
     rotate through deployments in the                                Operational security failures, particularly
     Mediterranean Sea. Between these Kalibr-                         via social media, during the fighting in the
     equipped submarines and ships and the                            Donbas in 2014-2015 led to a concerted
     Iskander-M brigades, Russian military                            effort by the Russian military to crack
     commanders near Ukraine’s borders have                           down on these mistakes. It seems unlikely
     a robust long-range precision-guided                             that Western reporters could get so
     strike capability.                                               close to a Russian military camp, or that
                                                                      significant army-level military equipment
     With its buildup in the Western and
                                                                      would be moved in a way that they could
     Southern Military Districts, Russia could
                                                                      be easily spotted and uploaded to social
     conduct an armored offensive from

     27 Andrey Arkadiev, “Тысячи бойцов, десятки единиц техники: опубликованы кадры массового десантирования
     из Ил-76 в Крыму,” Zvezda, April 22, 2021, https://tvzvezda.ru/news/20214221822-Td0s1.html.

     28 Diana Magnay, ‘‘Russia: Inside the Kremlin’s Military Buildup Along the Ukraine Border,’’ Sky News, April 12, 2021,
     https://news.sky.com/story/russia-inside-the-kremlins-military-build-up-along-the-ukraine-border-12272418

14
RUSSIA’S COERCIVE DIPLOMACY

Russian Black Sea Fleet ships in Russian-occupied Crimea in May 2015. (Vadim Indeikin/Wikimedia)

media, unless this was intentional.29 This                       security purposes. This indicates that this
gave Ukraine time to call up its reserves,                       movement of equipment was designed
move reinforcements, and transfer                                more to send a signal than in preparation
equipment—possibly including American                            of a military offensive.
Javelin anti-tank guided missiles, which
                                                                 Second, there is not an objective
are currently spread out across the
                                                                 sufficiently important that it would
country in storage facilities—to units
                                                                 necessitate a ground assault and the
near the line of contact.30 Moreover, the
                                                                 associated repercussions. Despite op-
buildup has relied heavily on rail, with
                                                                 eds published each year arguing that
no public indication that Russia’s military
                                                                 Russia has tried to seize more Ukrainian
transport aviation has played a large role
                                                                 territory, such as by creating a “land
in moving this equipment. Air transport
                                                                 bridge” to Crimea from the Donbas—
would normally be used if Russia
                                                                 the completion of the Crimean Bridge in
needed to quickly mass its forces, and it
                                                                 2019 between Crimea and the Russian
would be a better option for operational

29 Diana Magnay, “Russia: Inside the Kremlin’s military build-up along the Ukraine border,” Sky News, April 12, 2021,
https://news.sky.com/story/russia-inside-the-kremlins-military-build-up-along-the-ukraine-border-12272418.

30 Lara Seligman and Natasha Bertrand, “Can Ukraine deploy U.S.-made weapons against the Russians?” Politico, April
12, 2021, https://www.politico.com/news/2021/04/12/ukraine-us-missile-weapons-russia-480985.

                                                                                                                        15
FOREIGN POLICY RESEARCH INSTITUTE

     Secretary Antony J. Blinken And Ukrainian Foreign Minister Dmytro Kuleba meet in Washington D.C., August 2021.
     (U.S. Embassy in Ukraine)

     mainland solved this issue—there is little                   even leading Sweden or Finland to join
     evidence that Russia has ever sought this.                   the alliance. It would also spark additional
     Indeed, controlling a narrow strip of land                   sanctions from the United States and the
     on the coast would leave it vulnerable                       European Union. A further collapse of
     to a Ukrainian offensive that could cut                      relations with the U.S. and EU could make
     off Russian lines of communication, and                      Russia more dependent on China for
     it would require more Russian forces to                      trade and economic cooperation.
     defend. In addition, Russian forces could
                                                                  The one part of Ukraine that has been
     have taken more territory in 2015.
                                                                  mentioned as a potential target for a
     Instead, Russian policy to Ukraine since                     Russian invasion is the Northern Crimean
     2014 has largely focused on retaining and                    Canal. Crimea is facing a water shortage,
     defending the territories it has seized and                  in part caused by Ukraine’s decision to
     implementing the Minsk accords to its                        block the canal that takes water from the
     advantage. A full-fledged ground invasion                    Dnieper River to Crimea. This shortage
     could potentially threaten the Nord Stream                   has led parts of Crimea to ration water
     II pipeline between Russia and Germany,                      use and has significantly reduced the
     and it would likely unite NATO, possibly                     amount of arable land in Crimea, harming

16
RUSSIA’S COERCIVE DIPLOMACY

its agriculture. Some analysts have                                Finally, if Russia was looking for a pretext
suggested that Russia could seize the                              for a military operation, it already had
canal and the area around it to secure                             one. A five-year old child was tragically
Crimea’s water supply. Instead, Russia                             killed in an explosion in the village of
is currently implementing a 50-billion-                            Oleksandrivske in the self-proclaimed
ruble plan to ameliorate the situation by                          breakaway Donetsk People’s Republic
repairing pipes, digging new wells, and                            (DPR) on April 3. Russian state-controlled
other measures that are supposed to                                news outlets like Pervy Kanal reported
double Crime’s water supply by 2024.31                             that the child was killed by a Ukrainian
                                                                   drone strike. Vladimir Putin’s spokesman
Securing the canal would complicate
                                                                   Dmitry Peskov said that it would be
Russia’s security situation in Ukraine,
                                                                   difficult to believe that this was not true.32
as its current border in Crimea is mostly
                                                                   However, Ukraine’s defense ministry
separated by water. This would likely
                                                                   called the allegation “fake news” and the
require more troops to be stationed there
                                                                   independent Russian news site Telekanal
permanently; there would also not be the
                                                                   Dozhd reported that his death was not
patina, however tenuous, that this was led
                                                                   caused by a drone strike, but instead likely
by Ukrainians since this operation would
                                                                   from picking up an explosive device.33
originate from Crimea, not the Donbas.
                                                                   Regardless, if Russia had wanted to mount
There is also no guarantee that the
                                                                   a large offensive operation in the Donbas,
canal could simply be turned on quickly,
                                                                   this could have been used as pretext.
as it does not appear to have been
well maintained. Any military operation
involves significant, unknown risks, and
an invasion to seize the canal and its
surrounding would almost certainly be
far more expensive than the alternative
efforts to solve Crimea’s water problems.

31 Anton Troianovski, “Where Ukrainians Are Preparing for All-Out War With Russia,” New York Times, May 8, 2021,
https://www.nytimes.com/2021/05/08/world/europe/ukraine-russia-canal-crimea.html; Clara Ferreira Marques,
“Crimea’s Water Crisis Is an Impossible Problem for Putin,” Bloomberg, March 19, 2021, https://www.bloomberg.com/
opinion/articles/2021-03-19/russia-vs-ukraine-crimea-s-water-crisis-is-an-impossible-problem-for-putin; Nikolay Pozd-
nyakov Lyubov Lezhneva, “Крымский рост: как Россия продолжит развивать полуостров,” Izvestia, March 18, 2021,
https://iz.ru/1139131/nikolai-pozdniakov-liubov-lezhneva/krymskii-rost-kak-rossiia-prodolzhit-razvivat-poluostrov.

32 “В Донецке в результате атаки украинского беспилотника погиб ребенок,” Pervyy kanal, April 2, 2021, https://
yandex.ru/turbo/1tv.ru/s/news/2021-04-03/404242-v_donetske_v_rezultate_ataki_ukrainskogo_bespilotnika_pogib_re-
benok; “Russia to investigate reported killing of child in Ukraine attack,” Al Jazeera, April 5, 2021, https://www.aljazeera.
com/news/2021/4/5/russia-to-investigate-reported-killing-of-child-in-ukraine-attack.

33 “Убитый мальчик в Донбассе: что правда, а что ложь в истории, подхваченной российской пропагандой,”
Telekanal Dozhd, April 6, 2021, https://tvrain.ru/teleshow/vechernee_shou/donbas-527651/;

                                                                                                                                17
FOREIGN POLICY RESEARCH INSTITUTE

     Deterrence or Compellence?

                                                                      Rather than preparing for a potential
     The public and slow buildup of combat                            invasion,    there     are    two     better
     power near Ukraine’s borders instead
                                                                      explanations for why Russia massed
     appears to be largely demonstrative in
                                                                      combat power near Ukraine’s borders:
     nature. Russia has deliberately left its
                                                                      deterrence and compellence. Deterrence
     intentions ambiguous. The Russian MoD’s
                                                                      and compellence both involve threats,
     leadership could have provided details
                                                                      typically connected to military force,
     of the movement of units and timeline
                                                                      intended to influence another country’s
     of the declared exercises as confidence-
                                                                      decision-making       through     coercion.
     building measures, but chose to only
                                                                      Deterrence is designed to dissuade the
     provide certain details at the end of the
                                                                      target from taking a future action, whereas
     buildup, without a full explanation as to
                                                                      compellence threatens force unless the
     why these actions were necessary.
                                                                      target changes its current behavior.
     Two weeks after Shoigu’s announcement
                                                                      If Ukraine was the target, then Russia’s
     that the units would move back to their
                                                                      actions could have been aimed at retaining
     permanent bases, U.S. defense officials
                                                                      deterrence vis-à-vis Ukraine in case Kyiv
     and Ukrainian President Zelensky
                                                                      used military force to retake Crimea or
     both said that only a few thousand had
                                                                      the Donbas. Otherwise, the buildup could
     departed, leaving approximately 75,000
                                                                      have been part of a compellence strategy
     troops near Ukraine’s borders, according
                                                                      designed to force Ukraine to make a
     to Zelensky.34 The head of Ukraine’s
                                                                      concession or change its behavior.
     state security service, Ivan Bakanov,
     gave an even higher figure, estimating                           The local balance of combat power and
     that 100,000 Russian troops were still                           the credibility of the threat are both
     deployed near Ukraine.35 The same is                             critical to the strength of deterrence
     true for the amphibious ships from the                           and compellence strategies. In the case
     Caspian Flotilla, Northern Fleet, and Baltic                     of Crimea and the Donbas, there is little
     Fleet, which all appear to be still located                      doubt that Russia has the military capability
     in Sevastopol or the Black Sea. Therefore,                       to prevent Ukraine from retaking either
     Russia still retains the capacity to use                         region by force, given that Russia has a
     military force in Ukraine on short notice.                       stronger military, both in general and in

     34 “President Zelensky says there are still 75,000 Russian troops on the border with Ukraine,” Meduza, May 6, 2021,
     https://meduza.io/en/news/2021/05/06/president-zelensky-says-there-s-still-75-000-russian-troops-on-the-border-with-
     ukraine.

     35 “Ukraine says Russia still has 100,000 troops near its border,” Reuters, May 11, 2021, https://www.reuters.com/world/
     europe/ukraine-says-russia-still-has-100000-troops-near-its-border-2021-05-11/.

18
RUSSIA’S COERCIVE DIPLOMACY

                                  19
                       (mil.ru)
FOREIGN POLICY RESEARCH INSTITUTE

     the region. In addition, Russia has made                         have denied they are planning to retake
     it clear it would defend both regions.                           the Donbas.38 Khomchak went further,
     Vladimir Putin has demonstrated during                           saying there is no “purely military solution”
     his two decades in power that he is not                          to the Donbas situation.39 Even though
     afraid to use military force.                                    a Ukrainian offensive is highly unlikely,
                                                                      some Russian analysts believe that
     Perceptions      are     ultimately  more
                                                                      Ukraine’s President Volodymyr Zelensky
     important in deterrence, even if they are
                                                                      may try to retake the Donbas to improve
     incorrect. Many Russian sources argued
                                                                      his popularity at home or to win support
     the buildup was a response to Ukraine
                                                                      from NATO.40
     having strengthened its forces near the
     Donbas, which a number of Russian                                By building up its forces near Ukraine,
     analysts claimed could be preparation for                        Russia strengthens its deterrence in
     an impending offensive.36 The Ukrainian                          several ways. It demonstrates Russia
     military has also become a much more                             can reinforce Crimea and the Donbas
     effective fighting force since 2015, with                        with substantial combat power if fighting
     improved training and purchases of                               escalates. It also shows that Russia
     modern military equipment, most notably                          retains escalation dominance, as Russia
     Turkish TB2 unmanned combat aerial                               can bring a greater quantity and quality of
     vehicles (UCAV) that played a critical role                      forces and equipment to bear, regardless
     in fighting in Idlib, Libya, and Nagorno-                        of further Ukrainian arms imports. Lastly,
     Karabakh last year.37                                            it is a demonstration of resolve. Russia is
                                                                      signaling to Kyiv, as well as Washington
     In addition, Russia’s leadership may
                                                                      and NATO, that it will defend the Donbas
     be concerned that Ukraine feels
                                                                      and Crimea even at the cost of a further
     emboldened with a new and more
                                                                      deterioration in relations with the West.
     supportive administration in Washington,
     though Ukrainian officials, including the                        Statements from Russian officials
     Ukrainian Armed Forces Commander-in-                             during the buildup also indicated that
     Chief, Colonel-General Ruslan Khomchak,                          deterrence concerns may have driven

     36 Ruslan Pukhov interview with Nikolay Nelyubin, “«Вероятность начала большой войны и русской мас-
     штабной интервенции на Украину пока что низкая»,” Fontanka, April 7, 2021, https://www.fontanka.
     ru/2021/04/07/69852671/?fbclid=IwAR1E3FZTQsnrVYRvszKirljnK2e1tvwt5vv8euLaf4sRSprNHOQH4FZLkyA.

     37 “”Скоро начнется»: зачем украинцы резко нарастили силы в Донбассе,” RIA Novosti, April 12, 2021, https://ria.
     ru/20201204/donbass-1587543617.html.

     38 General Staff of the Armed Forces of Ukraine, “The reports spread by the aggressor state by the russian federation
     about the alleged “preparation of Ukraine for the attack on Donbas” are not true and are in the nature of a targeted dis-
     information campaign,” Facebook, April 9, 2021, https://www.facebook.com/GeneralStaff.ua/posts/1893527870816461.

     39 “Главком ВСУ оценил шансы вернуть Донбасс военным путем,” RIA Novosti, December, 27, 2020, https://ria.
     ru/20201127/donbass-1586543642.html.

     40 “Политолог назвал 6 целей Зеленского в войне на Донбассе,” Moskovsky Komsomolets, April 8, 2021, https://
     www.mk.ru/politics/2021/04/08/politolog-nazval-6-celey-zelenskogo-v-voyne-na-donbasse.html.

20
RUSSIA’S COERCIVE DIPLOMACY

DPR military parade in Donetsk, May 2018. (Andrew Butko/Wikimedia)

the buildup. They offered three aims for                      Russia had taken “appropriate measures”
this deterrence. During an inspection                         in response to this NATO buildup before
of the Northern Fleet, Defense Minister                       mentioning the forces being deployed
Sergei Shoigu said that NATO is building                      to its western borders near Ukraine.41
up its forces and military infrastructure                     Shoigu indicated Russia was responding
in the Arctic, Baltic region, and the Black                   primarily to the NATO Defender Europe
Sea area and that the intensity of air                        exercise and not Ukraine’s actions.
and naval reconnaissance near Russia’s
                                                              Second, Dmitry Kozak, the deputy head
borders has increased. He accused
                                                              of Russia’s presidential administration,
NATO of holding forty exercises a year in
                                                              indicated that Russia’s actions were in
Europe with a “clear anti-Russian bias.”
                                                              response to the threat of an offensive
Shoigu mentioned the upcoming NATO
                                                              by Ukraine. He said renewed fighting
Defender Europe 2021 exercise and said

41 “Министр обороны России генерал армии Сергей Шойгу в ходе поездки на Северный флот провел рабочее
совещание в Североморске,” Russian Ministry of Defense, April 13, 2021, https://function.mil.ru/news_page/country/
more.htm?id=12354311@egNews.

                                                                                                                     21
FOREIGN POLICY RESEARCH INSTITUTE

     could mark the “beginning of the end”                           made it difficult to interpret Russia’s
     for Ukraine if it escalated sufficiently.42                     actions during the buildup. One of the
     Although Shoigu on April 13 said                                rationales for the buildup was that it was
     verification checks should be completed                         in response to Ukraine’s actions; another,
     in two weeks, Vladimir Shamanov,                                in response to NATO’s actions; and the
     the Chairman of the Duma’s Defense                              third, in response to both Ukraine and
     Committee and the former commander                              NATO’s actions.
     of Russia’s Airborne Troops, said that the
                                                                     The buildup may also have been intended
     return of these mobilized units to their
                                                                     as compellence. In contrast to deterrence,
     permanent bases after the exercise would
                                                                     compellence is the threat or use of force
     depend on the situation on the other side
                                                                     to compel a target to change its current
     of their border with Ukraine, which also
                                                                     behavior. Compellence seeks to alter
     appears to support the argument that
                                                                     the status quo while deterrence aims to
     this was to deter a Ukrainian offensive.43
                                                                     maintain it. If the target does not change
     Additionally, Russian Deputy Foreign
                                                                     its actions or make concessions, the
     Minister Sergei Ryabkov emphasized
                                                                     country employing compellence will use
     Russia will continue to defend Russian-
                                                                     force to punish the recipient until it does,
     speakers in the Donbas.44
                                                                     which could require a cycle of escalating
     The third rationale was provided by                             violence. The point of compellence is not
     Russian Foreign Ministry Spokeswoman                            the use of military force itself, but simply
     Maria Zakharova, who criticized Ukraine                         to alter the target’s behavior. Ideally, the
     for building up its forces near the Donbas                      compeller’s goals are achieved without
     and not implementing the Minsk accords.                         having to use force. As with deterrence,
     In particular, she warned Ukraine against                       military capabilities and credibility are
     joining NATO, which would “lead to                              important in attempts at compellence.
     a large-scale rise in tensions in the                           The capacity to inflict pain on the target
     southeast, possibly causing irreversible                        needs to be real, as does the credibility
     consequences for Ukraine’s statehood.”45                        to employ it if the demands are not met.
                                                                     This often involves a shorter timeline than
     This ambiguity about what specific
                                                                     deterrence and requires the compeller to
     Ukrainian or NATO action, or possible
                                                                     go through with its threat if the target does
     future action, drove Russia’s response,
                                                                     not change its behavior. Compellence

     42 “Ukraine conflict: Moscow could ‘defend’ Russia-backed rebels,” BBC, April 9, 2021, https://www.bbc.com/news/
     world-europe-56678665.

     43 “Возвращение войск РФ с юга страны будет зависеть от ситуации по ту сторону границы - Шаманов
     “Интерфаксу,”” Interfax, April 13, 2021, https://www.militarynews.ru/story.asp?rid=1&nid=548344&lang=RU.

     44 Daryna Krasnolutska, “Ukraine Tells Russia to Pull Back Troops as U.S. Warns of Costs,” Bloomberg, April 12, 2021,
     https://www.bloomberg.com/news/articles/2021-04-12/ukraine-tells-russia-to-pull-back-troops-as-u-s-warns-of-costs.

     45 “Ukraine’s NATO accession would lead to large-scale rise in tensions — Russian diplomat,” TASS, April 9, 2021,
     https://tass.com/politics/1275949.

22
RUSSIA’S COERCIVE DIPLOMACY

NATO ships exercise in the Black Sea, July 2021. (NATO)

aims to alter another country’s incentive                 of a military buildup by looking at the
structure and make complying with the                     equipment alone will not necessarily
compeller’s demands the preferable                        provide a clear picture. Indeed, a country
course of action.                                         attempting to compel its neighbor might
                                                          want a buildup to look exactly like the
The problem is that it can be difficult
                                                          preparation for a large-scale ground
to determine whether a country is
                                                          offensive in order for the threat to be
focused on deterrence or compellence,
                                                          greatest
particularly with the multiple demands
and justifications mentioned by Russian                   The buildup of forces around Ukraine
officials. Most weapon systems are not                    could have been part of a compellence
purely offensive or defensive, but instead                strategy against Ukraine from Russia.
can be employed in multiple roles. As                     Latent combat power could inflict
an example, tank units are effective at                   substantial pain on Ukraine. Since Russia’s
leading an offensive, but they are also                   intentions are not fully known, Ukraine
critical in a defensive role to reinforce                 must consider the worst-case scenario as
defensive positions and counterattacks.                   a possibility. If Kyiv believes a renewed
The same is true for artillery and MLRS.                  ground invasion or use of heavy military
Thus, attempting to interpret the purpose                 force is possible, even if unlikely, it may

                                                                                                         23
FOREIGN POLICY RESEARCH INSTITUTE

     decide that making a small concession                         helmet-cam footage that appears to be
     would be preferable to forestall such                         of a well-equipped Russian sniper team
     a possibility. If Russia’s actions were                       from the FSB’s Special Purpose Center
     aimed at compellence, Kyiv would need                         operating along the front lines in the
     to take some action to satisfy Russia’s                       Donbas. Ukraine alleged that that footage
     demands, otherwise Moscow could use                           was taken on the same day a Ukrainian
     force to demonstrate its resolve and alter                    serviceman was killed by sniper fire.46
     Ukraine’s cost-benefit analysis.                              Using snipers or ATGM teams has the
                                                                   advantage of appearing to be part of the
     As an example, if Russia is determined
                                                                   normal fighting along the line-of-contact
     to resolve the water supply problem in
                                                                   and is thus more easily deniable.
     Crimea, it does not necessarily need to
     seize the canal. A cheaper option would                       In addition, Russia could have escalated
     be to use threats or limited military force                   with greater artillery or MLRS fire than
     to compel Ukraine to open the canal once                      normal along the line-of-contact. This
     again without occupying the entire area.                      could involve using artillery already
     That force needs to be sufficiently painful                   based in the Donbas, or escalation
     and the threat of future punishment                           with heavy Russian artillery, such as the
     sufficiently credible to alter Kyiv’s cost-                   2S7M Malka, 2S4 Tyulpan, or TOS-1A
     benefit analysis. To achieve this, Russia                     MLRS systems. But employing these
     could have taken limited escalatory                           systems would be less deniable since
     steps as part of a compellence campaign                       they are not in service with the Russian-
     against Ukraine. Russian air defenses                         backed separatist groups in the Donbas.
     could have shot down a Ukrainian TB2                          Russia could use them in a limited role
     UCAV, which are increasingly flying                           or attempt to destroy Ukrainian artillery,
     closer to Crimea and the Donbas. This                         armor, or defenses to demonstrate how
     might be preferable, as it would not                          painful a further escalation would be. A
     cost any Ukrainian lives, but it would still                  heavy bombardment on a narrow part of
     demonstrate that Turkish TB2 would have                       the front would show Kyiv that Ukraine
     far less success operating against Russia,                    would struggle to prevent an armored
     which has a very capable integrated air                       breakthrough after a further artillery
     defense system, unlike Armenia or Syria.                      barrage. A less likely possibility is that
                                                                   Russia could have launched a short-
     Russia could also have deployed more
                                                                   range ballistic or cruise missile from an
     sniper or anti-tank guided missile teams
                                                                   Iskander-M system.
     from its special operations forces to
     target Ukrainian servicemen along the                         All these options would be designed to
     line of contact more aggressively. Last                       coerce Ukraine into changing its behavior
     May, the Ukrainian military published                         with the threat of future punitive actions.

     46 Ray Furlong, “Video Purportedly Shows Russian Snipers In Ukraine,” Radio Free Europe/Radio Liberty, May 20,
     2020, https://www.rferl.org/a/video-purportedly-shows-russian-snipers-in-ukraine/30624198.html.

24
RUSSIA’S COERCIVE DIPLOMACY

President of Ukraine Volodymyr Zelensky visits the Mykolaiv and Odesa regions. (Office of the President of Ukraine)

Indeed, Russia has already demonstrated                        What is not fully clear is what Russia
some possibly compellent behavior by                           was demanding from Ukraine if this was
limiting access through the Kerch Strait and                   an attempt at compellence. In addition
detaining a Ukrainian diplomat, allegedly                      to Crimea’s water situation, analysts
for receiving classified information.47                        have speculated that Russia wants the
Other potential compellent actions                             Ukrainian government to: implement the
could involve Russia initiating another                        Minsk agreement; remove sanctions on
naval altercation with Ukrainian ships,                        Ukrainian oligarch Viktor Medvedchuk, a
as with the 2018 Kerch Strait incident, or                     close associate of Vladimir Putin; reopen
conducting unsafe intercepts of Ukrainian                      three pro-Russia domestic television
or NATO aircraft in the Black Sea. Russia                      channels associated with Medvedchuk;
could also escalate its use of cyberwarfare                    halt or reduce Ukrainian forces
or employ electronic warfare as part of a                      reinforcements near the Donbas; and
compellence campaign.                                          deescalate rhetoric about the Donbas.48

47 Jeff Seldin, “US, NATO Slam Russian Plan to Block Parts of Black Sea,” April 16, 2021, https://www.voanews.com/eu-
rope/us-nato-slam-russian-plan-block-parts-black-sea.

48 Roman Olearchyk, “Ukraine imposes sanctions on Putin ally Viktor Medvedchuk,” Financial Times, February 19,
2021, https://www.ft.com/content/5acf9374-bed9-4f2b-99e2-5965764ffd0e; Maxim Samorukov, “Are Russia and
Ukraine Sliding Into War?” Carnegie Moscow Center, April 5, 2021, https://carnegie.ru/commentary/84250

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