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A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
applied
           sciences
Article
A Biomechanical Investigation of Athletic Footwear
Traction Performance: Integration of Gait Analysis
with Computational Simulation
Kao-Shang Shih 1,2,† , Shu-Yu Jhou 3,† , Wei-Chun Hsu 4 , Ching-Chi Hsu 3, * , Jun-Wen Chen 4 ,
Jui-Chia Yeh 5 and Yi-Chun Hung 5
 1    Department of Orthopedic Surgery, Shin Kong Wu Ho-Su Memorial Hospital, Taipei 111, Taiwan;
      scorelin@gmail.com
 2    School of Medicine, College of Medicine, Fu Jen Catholic University, New Taipei City 242, Taiwan
 3    Graduate Institute of Applied Science and Technology, National Taiwan University of Science and
      Technology, Taipei 106, Taiwan; D10622601@mail.ntust.edu.tw
 4    Graduate Institute of Biomedical Engineering, National Taiwan University of Science and Technology,
      Taipei 106, Taiwan; wchsu@mail.ntust.edu.tw (W.-C.H.); M10523102@gapps.ntust.edu.tw (J.-W.C.)
 5    Footwear & Recreation Technology Research Institute, Taichung 407, Taiwan; 0811@bestmotion.com (J.-C.Y.);
      0852@bestmotion.com (Y.-C.H.)
 *    Correspondence: hsucc@mail.ntust.edu.tw
 †    Both authors contributed equally to this work.
                                                                                                      
 Received: 13 February 2020; Accepted: 26 February 2020; Published: 2 March 2020                      

 Abstract: Evaluations are vital to quantify the functionalities of athletic footwear, such as the
 performance of slip resistance, shock absorption, and rebound. Computational technology has
 progressed to become a promising solution for accelerating product development time and providing
 customized products in order to keep up with the competitive contemporary footwear market. In this
 research, the effects of various tread pattern designs on traction performance in a normal gait were
 analyzed by employing an approach that integrated computational simulation and gait analysis.
 A state-of-the-art finite element (FE) model of a shoe was developed by digital sculpting technology.
 A dynamic plantar pressure distribution was automatically applied to interpret individualized
 subject conditions. The traction performance and real contact area between the shoe and the ground
 during the gait could be characterized and predicted. The results suggest that the real contact area
 and the structure of the outsole tread design influence the traction performance of the shoe in dry
 conditions. This computational process is more efficient than mechanical tests in terms of both cost
 and time, and it could bring a noticeable benefit to the footwear industry in the early design phases
 of product development.

 Keywords: traction; footwear; finite element analysis; plantar pressure; outsole tread pattern

1. Introduction
     With the significant rise in exercising, the demand for athletic footwear products has grown
rapidly. To keep up, the footwear industry has been required to expand product range, accelerate
the product development time, and provide customized products. Performing an evaluation is vital
in product design, prototyping, biomechanics, and other areas in order to quantify the functions of
athletic footwear. These functions include traction, motion control, and the attenuation of impact
forces during a motion [1]. Focusing on footwear traction, a proper traction can effectively maximize
performance or minimize the risk of injury [2]. The traction is typically measured in terms of the
shoe–floor coefficient of friction by various slip testers [3–6]. However, the results of slip testing in

Appl. Sci. 2020, 10, 1672; doi:10.3390/app10051672                                www.mdpi.com/journal/applsci
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
Appl. Sci. 2020, 10, 1672                                                                            2 of 13

predicting the coefficient of friction are inconsistent [7]. On the other hand, experimental tests are
time-consuming and expensive, and they cannot keep pace with the growing demand within the
footwear market. Developing a numerical simulation could reduce the number of design iterations
and improve design quality, and it promises a more efficient and less costly product development
process. Previous studies have developed a finite element (FE) model to predict the coefficient of
friction between the shoe and floor [8,9]. However, the shoe models had been simplified to a rear part
of the outsole. In a previous case study, the outsoles of military boots with five different tread patterns
were used to investigate how the tread patterns affect traction-force, which resists slip in a gaiting
direction [10]. However, the uniform vertical force of 200 N was applied as the only loading condition.
The dynamic simulation was conducted to predict the slip resistant performance by calculating the
reaction force [11]. However, the models were simplified to an outsole without complex curves.
Oversimplified or unaesthetic models and a lack of subject-specific loading conditions are the primary
disadvantages of previous numerical studies of footwear.
      In the present study, digital sculpting technology was employed to create the complex curved
shapes of a shoe model. Plantar pressure measurement was performed to obtain the personal pressure
data. The non-linear FE method was used to simulate the traction performance under subject-specific
loading, which was defined by plantar pressure measurement. The mechanical tests were performed
to validate the results of the FE analysis. This study aimed to demonstrate an approach that integrated
digital sculpting technology and an FE method with gait analysis, and to evaluate the effect of a variety
of tread pattern designs on the traction performance during the gait.

2. Materials and Methods

2.1. Development of Shoe Geometry
     In this research, we used Geomagic Freeform (3D Systems, Rock Hill, SC, USA), a digital sculpting
technology, to create the three-dimensional (3D) shoe model. Geomagic Freeform enables users to
easily create a model with complex curves, especially when compared to traditional computer-aided
design programs, which struggle to do so [12,13]. The file format conversion was needed before
transmitting the file of shoe model to the ANSYS Workbench 18.2 (ANSYS, Inc., Canonsburg, PA, USA).
The digital sculpting shoe model was converted by Geomagic Wrap (3D Systems, Rock Hill, SC, USA)
then imported in the ANSYS DesignModeler, one of the built-in geometric modelers in Workbench, to
accurately create and parametrically control the tread patterns (Figure 1A). The 3D shoe–ground model
consisted of elements including ground, outsole, midsole, insole, and upper (Figure 1B). Ten types of
outsole tread pattern design were divided into two groups, as shown in Figure 2. Two common outsole
tread designs, straight stripe and herringbone, were developed in “group one”. The height of the two
types of straight stripe design were 3 and 6 mm, respectively; the grooves between each tread were
both 3 mm (G1_S_Height-3 and G1_S_Height-6). The tread width of the two types of herringbone
design were 10 and 30 mm; the grooves between each tread, the tread height, and the tread angle were
3 mm, 3 mm, and 90◦ (G1_H_width-10 and G1_H_width-30), respectively. Two commercially available
tread pattern designs (G2_A and G2_B) and four original designs (G2_C, G2_D, G2_E, and G2_F) were
developed in “group two”. The difference between G2_E and G2_F was the height of the straight stripe
and the groove in the front part of the outsole.
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      Figure 1. (A) The development process of the running shoe model; and (B), the anatomy of the 3D
      Figure
      shoe      (A) The development process of the running shoe model; and (B), the anatomy of the 3D
             1. ground
           and
      Figure 1. (A) Themodel.
                        development process of the running shoe model; and (B), the anatomy of the 3D
      shoe and ground model.
      shoe and ground model.

                           Figure 2. A 3D shoe model, and ten types of tread pattern design.
                           Figure 2. A 3D shoe model, and ten types of tread pattern design.
2.2. Plantar Pressure Measurements
                            Figure 2. A 3Dduring     Gait and ten types of tread pattern design.
                                              shoe model,
2.2. Plantar Pressure Measurements during Gait
      To evaluate the traction performance in a physiological loading condition, plantar pressure was
2.2. Plantar
measured       Pressure
      To evaluate
              during   the Measurements
                           traction
                        a gait.              during Gait
                                 Dataperformance
                                        of dynamic    in  a physiological
                                                      plantar   pressure were loading      condition,
                                                                                    recorded      usingplantar   pressure
                                                                                                         an in-shoe     pressurewas
measured
measurement   during    a gait.  Data   of dynamic    plantar   pressure    were    recorded      using
      To evaluate the traction performance in a physiological loading condition, plantar pressure and
                   system    called  the  F-Scan   Wireless   System   (Tekscan,      Inc.,  South       an
                                                                                                     Boston, in-shoe
                                                                                                              MA,       pressure
                                                                                                                      USA),     was
measurement
synchronized
measured during    system    called
                   witha force
                           gait. DatatheofF-Scan
                                  plates  (Kistler,
                                            dynamicWireless
                                                    Inc.,     System
                                                          Winterthur,
                                                       plantar         (Tekscan,
                                                                pressure              Inc., South
                                                                          Switzerland).
                                                                            were recorded      The   Boston,
                                                                                                    F-Scan
                                                                                                  using       MA, USA),
                                                                                                          an Wireless
                                                                                                             in-shoe      System
                                                                                                                        pressureand
synchronized
consists
measurementof an with
                   in-shoe
                   system force   plates
                              sensor
                             called  the  (Kistler,
                                        and
                                          F-Scan    Inc.,for
                                              software    Winterthur,
                                                   Wireless  data
                                                              System      Switzerland).
                                                                    analysis.
                                                                       (Tekscan,  In this      The F-Scan
                                                                                       Inc.,study,
                                                                                             South   the     Wireless
                                                                                                          sensing
                                                                                                     Boston,   MA,region  System
                                                                                                                      USA),     of
                                                                                                                                anda
consists
3000       of
      Esport  an  in-shoe
                in-shoe      sensor
                           sensor     and
                                    was     software
                                          2.5  mm   × for
                                                      2.5  data
                                                           mm   analysis.
                                                                ×  0.406    In
                                                                          mm,    this
                                                                                  and  study,
                                                                                         the    the sensing   region
                                                                                              pressure-sensitive
synchronized with force plates (Kistler, Inc., Winterthur, Switzerland). The F-Scan Wireless System                     of
                                                                                                                      area  aof3000
                                                                                                                                 the
Esport
sensor   in-shoe
         was        sensor
                    mm × 107
               305in-shoe    wasmm.2.5and
                                        mm
                                         The ×total
                                               2.5 mm   × 0.406
                                                    number       mm, and
                                                              of analysis.
                                                                 sensels   wasthe  pressure-sensitive
                                                                                  954   (resolution:        area       2 ), sensor
                                                                                                                  of the
                                                                                                       3.9 sensel/cm
consists   of an             sensor         software  for  data             In   this   study,  the sensing   region    of with
                                                                                                                             a 3000a
was
75–125305  mm
          psi    ×  107
              pressure    mm.
                           range.The  total
                                    The      number
                                           F-Scan      of sensels
                                                    Wireless        was
                                                               System     954
                                                                        was     (resolution:
                                                                               attached      to  3.9
                                                                                                one
Esport in-shoe sensor was 2.5 mm × 2.5 mm × 0.406 mm, and the pressure-sensitive area of the sensor  sensel/cm
                                                                                                      subject    2 ),
                                                                                                               (male, with
                                                                                                                         aged a 75–
                                                                                                                                  24,
125
58
waskgpsi
      305 pressure
       weight
            mm and
                 × 107range.
                        166 cmThe
                          mm.       F-Scan
                                 height),
                                 The          Wireless
                                       totalwho        ofSystem
                                                  performed
                                             number               was
                                                               level
                                                           sensels      attached
                                                                      walking
                                                                    was           at to   one subject
                                                                                     a naturally
                                                                          954 (resolution:              (male, aged
                                                                                                 3.9self-selected
                                                                                                      sensel/cm  2),pace24,across
                                                                                                                      with   58   kg
                                                                                                                              a 75–
weight
the
125 force and   166
     psi pressure    cm
            plates (Figureheight),   who
                               3). Three
                      range. The     F-Scan performed
                                             major       level
                                                    phases
                                               Wireless         walking
                                                             of a right
                                                         System            at  a  naturally
                                                                         foot gait to
                                                                   was attached       cycle    self-selected
                                                                                          onewere    identified
                                                                                               subject         pace   across
                                                                                                                  and 24,
                                                                                                        (male, aged     selected:the
                                                                                                                              58 kg
weight and 166 cm height), who performed level walking at a naturally self-selected pace across the
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
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force plates (Figure 3). Three major phases of a right foot gait cycle were identified and selected:
loading response, mid-stance, and push-off. These phases were selected based on the ground reaction
loading response, mid-stance, and push-off. These phases were selected based on the ground reaction
force (GRF) profiles from the force plates and the foot contact area from the F-Scan Wireless System.
force (GRF) profiles from the force plates and the foot contact area from the F-Scan Wireless System.
The maximum GRF in the anteroposterior and mediolateral direction before the first peak was
The maximum GRF in the anteroposterior and mediolateral direction before the first peak was defined
defined as the loading response phase; the maximum foot contact area was defined as the mid-stance
as the loading response phase; the maximum foot contact area was defined as the mid-stance phase;
phase; and the second peak of the GRF was defined as the push-off phase. After the definition of the
and the second peak of the GRF was defined as the push-off phase. After the definition of the major
major phases, the dynamic plantar pressure charts of each were exported from the F-Scan System
phases, the dynamic plantar pressure charts of each were exported from the F-Scan System program.
program. According to the literature, the plantar pressure distribution charts could be divided into
According to the literature, the plantar pressure distribution charts could be divided into three regions:
three regions: forefoot, mid-foot, and rearfoot [14] (Figure 3). The loading conditions of the FE
forefoot, mid-foot, and rearfoot [14] (Figure 3). The loading conditions of the FE analysis were based
analysis were based on the pressure distribution charts.
on the pressure distribution charts.

      Figure 3. Experimental setup for plantar pressure measurements during gait, and the exporting plantar
      Figure 3. Experimental setup for plantar pressure measurements during gait, and the exporting
      pressure distribution chart.
      plantar pressure distribution chart.
2.3. Finite Element Model
2.3. Finite Element Model
       After model preparation in the ANSYS DesignModeler, the ANSYS Workbench 18.2 static
      After   model preparation
structural module       (ANSYS, Inc.,    in the    ANSYS DesignModeler,
                                              Canonsburg,      PA, USA) was employedthe ANSYS     to Workbench
                                                                                                      simulate the18.2      static
                                                                                                                       footwear
structural    module    (ANSYS,       Inc.,  Canonsburg,      PA,   USA)     was   employed
traction performance. Footwear is normally manufactured using very compressible rubber-like      to  simulate     the  footwear
traction
materialsperformance.         Footwear
            that can be modelled       by aishyperelastic
                                                normally manufactured
                                                             material model,using         very compressible
                                                                                  and a strain-energy      function rubber-like
                                                                                                                       is needed
materials    that can   be  modelled       by   a hyperelastic     material    model,    and
to describe their mechanical behavior [15–20]. In the current study, an Ogden foam second-ordera  strain-energy      function    is
needed    to  describe  their   mechanical       behavior   [15–20].   In  the  current   study,
material model was used for the footwear, and the values of the elastomeric Ogden foam parameters  an   Ogden    foam    second-
order   material
are shown          model
              in Table       wasThe
                         1 [21].    used    for themodulus
                                        Young’s       footwear, of and   the values
                                                                   the ground      was of   the elastomeric
                                                                                         17,000   MPa, while the  Ogden     foam
                                                                                                                       Poisson’s
parameters     are shown      in  Table   1  [21].  The  Young’s    modulus      of  the ground
ratio was 0.1 [21]. In terms of element types, the ground and the outsole were modelled with hex    was   17,000    MPa,   while
the Poisson’s
dominant         ratio was
             elements,       0.1 [21].
                          whereas     theInupper,
                                             terms insole,
                                                     of element
                                                             and types,
                                                                   midsole the  groundwere
                                                                              sections    and modelled
                                                                                                the outsolewithwere   modelled
                                                                                                                    tetrahedron
with   hex dominant
elements.                elements,
             The convergence           whereas
                                    analysis    wasthe  upper, insole,
                                                     conducted             and midsole
                                                                   by manually      refiningsections
                                                                                               the mesh were
                                                                                                           sizemodelled      with
                                                                                                                  of the outsole
tetrahedron    elements.    The    convergence       analysis  was   conducted      by  manually      refining
and the ground until the difference between the results of the reaction force and real contact area were         the  mesh    size
of the
less    outsole
      than        and the ground
            the convergence             until the
                                   criterion,    withdifference   between
                                                       an allowance           the results
                                                                         of error   of 0.5%.of the   reaction
                                                                                                Through     thisforce   and real
                                                                                                                   convergence
contact  area   were   less  than    the  convergence      criterion,  with    an  allowance
process, the optimal mesh density was determined. The element size of upper, insole, and midsole of error  of  0.5%.   Through
this
wereconvergence
       4 mm, whileprocess,
                        the outsolethe optimal
                                         and ground mesh    density
                                                         were         was Each
                                                                1.7 mm.      determined.
                                                                                    FE model  The   element approximately
                                                                                                 contained      size of upper,
insole,
858,074and    midsole were
         to 1,014,773    nodes,4 mm,     while the
                                   and 377,489        outsole elements.
                                                   to 465,000   and ground   Thewere   1.7 mm.
                                                                                  frictional      Each between
                                                                                              contact    FE modelthe  contained
                                                                                                                         relevant
approximately      858,074     to  1,014,773    nodes,   and   377,489    to  465,000   elements.
surfaces of the outsole and the ground was applied by using CONTA 174 and TARGE 170 elements.          The  frictional    contact
between
The contact elements with the default settings were used. The coefficient of friction was 0.6, and
           the  relevant   surfaces     of the   outsole  and   the  ground     was   applied   by  using   CONTA        174  as a
TARGE      170  elements.    The    contact    elements    with  the  default    settings   were
static coefficient of friction of 0.5 was recommended by James Miller as the minimum slip-resistant used.  The    coefficient   of
friction  was   0.6, as  a  static   coefficient    of friction   of 0.5  was    recommended         by
standard [22], and others have proposed an optimal coefficient of friction for various sports between 0.5James    Miller   as  the
minimum slip-resistant standard [22], and others have proposed an optimal coefficient of friction for
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
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Appl. Sci. 2020, 10, 1672                                                                                            5 of 13
various sports between 0.5 and 0.7 [23]. The foot angles in three different positions were defined to
mimic level walking (Figure 4). The foot angle was set to 6°, as the average foot angle is between 5°
and
and 0.7
     7° [23].
        [24]. The
              The foot angles
                   contact      in three
                            angle        different
                                     between   the positions
                                                    bottom ofwere
                                                              the defined
                                                                   heel andtothe
                                                                              mimic level was
                                                                                 ground   walking (Figurethe
                                                                                              7° during   4).
The foot  angle  was set to 6 ◦ , as the average foot angle is between 5◦ and 7◦ [24]. The contact angle
loading response phase. The contact angle between the bottom of the shoe and the ground was 7°
between  thepush-off
during the    bottom of the heel
                      phase.   Theand   the ground
                                     footwear        was 7◦ during
                                                was parallel        theground
                                                             with the   loadingduring
                                                                                response
                                                                                      thephase. The contact
                                                                                           mid-stance phase
angle between   the bottom   of  the shoe and   the ground was  7 ◦ during the push-off phase. The footwear
(Figure 4).
was parallel with the ground during the mid-stance phase (Figure 4).
              Table 1. The parameters of the Ogden foam material model used for footwear materials.
              Table 1. The parameters of the Ogden foam material model used for footwear materials.
                                 Material µ1        µ2       α1    α2     β1 β2
                 Material         µ1         µ2
                                   Upper 0.213  −0.06209α110.3 −3.349α2
                                                                         0.32 0.32β1                   β2
                 Upper             Insole −0.06209
                                 0.213    0.213 −0.06209 10.3      −3.349
                                                            10.3 −3.349  0.32 0.320.32                0.32
                  Insole         0.213    −0.06209                 −3.349
                                 Midsole 1.037 −0.3044 7.181 −2.348 0.32 0.320.32
                                                         10.3                                         0.32
                 Midsole         1.037    −0.3044       7.181      −2.348         0.32                0.32
                 Outsole          Outsole 8.874
                                 8.874     −7.827 −7.8272.028
                                                           2.028 1.345
                                                                    1.3450.32 0.320.32                0.32

      Figure 4. The position, boundary, and loading conditions of the finite element (FE) analysis three major
      Figure 4. The position, boundary, and loading conditions of the finite element (FE) analysis three
      phases of a gait cycle.
      major phases of a gait cycle.
2.4. Simulation Condition and Data Output
2.4. Simulation Condition and Data Output
      In this research, a total of thirty FE analyses were conducted using ten types of tread pattern design
with In   thispositions:
      three    research,loading
                           a total response,
                                    of thirty FE    analyses and
                                                mid-stance,    werepush-off.
                                                                     conductedTheusing     tenanalysis
                                                                                    traction    types ofwas tread  pattern
                                                                                                               performed
design   with   three  positions:   loading    response,   mid-stance,    and  push-off.    The  traction
by fully constraining both ends of the shoe throughout the simulation. The horizontal displacement           analysis   was
performed      by  fully constraining     both   ends   of the shoe  throughout      the  simulation.
was applied to the bottom surface of the ground to mimic the sliding behavior. The moving directions      The   horizontal
displacement
of the ground werewas applied     to theon
                        defined based     bottom    surface of the
                                             the international       ground
                                                                 standard   ISOto13287
                                                                                   mimic    theAll
                                                                                         [25].   sliding
                                                                                                    of thebehavior.
                                                                                                            data fromThethe
moving     directions   of the  ground    were    defined   based  on  the international     standard
dynamic plantar pressure were applied as the loading conditions. We used the time-effective ANSYS         ISO  13287   [25].
All of the data
Application        from the dynamic
               Customization      Toolkitplantar
                                           (ANSYS   pressure
                                                      ACT), an were  applied
                                                                 add-on        as the
                                                                           module    to loading   conditions.
                                                                                        the Workbench             We used
                                                                                                            Environment
the time-effective
based  on Python and   ANSYS
                         XML, to Application     Customization
                                    create the automatic           Toolkit
                                                             pressure        (ANSYS
                                                                       generator   on theACT),
                                                                                           insolean(Figure
                                                                                                     add-on  4).module    to
                                                                                                                 In this FE
the  Workbench      Environment      based   on  Python    and  XML,   to create  the  automatic
analysis process, two steps were considered: loading application and ground movement. The dynamic    pressure    generator
on the insole
plantar          (Figure
          pressure         4). In this
                     was applied     at FE
                                        theanalysis
                                            first step,process,
                                                         and thetwo   steps wereofconsidered:
                                                                  displacement        the groundloading       application
                                                                                                     was applied     at the
and   ground     movement.       The   dynamic     plantar    pressure   was   applied    at  the   first
second step. In post-processing, the horizontal reaction force of the bottom surface of the ground was     step,  and   the
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
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displacement
Appl. Sci. 2020, 10, of
                     1672the
                       ground was applied at the second step. In post-processing, the horizontal6 of 13
reaction force of the bottom surface of the ground was calculated and considered as the friction force
to evaluate the traction performance [26]. A higher value reaction force indicated better traction
calculated and considered as the friction force to evaluate the traction performance [26]. A higher
performance. Additionally, the real contact area of the outsole was calculated to understand the
value reaction force indicated better traction performance. Additionally, the real contact area of the
contact area of the shoe after the loading application and ground movement.
outsole was calculated to understand the contact area of the shoe after the loading application and
ground  movement.
2.5. Experiment for FE Model Validation
2.5. Experiment  for FE Model
      An experimental          Validation
                         test was conducted to validate the feasibility and applicability of the numerical
simulation. Four types of tread design (straight stripe with 3 mm height, straight stripe with 6 mm
     An experimental test was conducted to validate the feasibility and applicability of the numerical
height, herringbone with 3 mm height, and herringbone with 6 mm height) predicted by the FE
simulation. Four types of tread design (straight stripe with 3 mm height, straight stripe with 6 mm
method in group one were selected for the slip-resistance test. Before performing any tests, a
height, herringbone with 3 mm height, and herringbone with 6 mm height) predicted by the FE method
horizontal surface was needed on which to place the testing machine. The specimen was placed
in group one were selected for the slip-resistance test. Before performing any tests, a horizontal surface
parallel to both the floor with the dry condition and the test holder. Initially, the test was performed
was needed on which to place the testing machine. The specimen was placed parallel to both the floor
by leaving the rotating support in the vertical position and the weight was released using the trigger.
with the dry condition and the test holder. Initially, the test was performed by leaving the rotating
It was noted visually whether the specimen slipped when it contacted the floor surface. Without
support in the vertical position and the weight was released using the trigger. It was noted visually
moving the tester, the steps described above were repeated, increasing the angle of rotating support
whether the specimen slipped when it contacted the floor surface. Without moving the tester, the steps
until the slip just occurred. The corresponding value of the coefficient of friction was obtained and
described above were repeated, increasing the angle of rotating support until the slip just occurred.
recorded. The operational procedure was followed using a previous slip-resistance standard test
The corresponding value of the coefficient of friction was obtained and recorded. The operational
(ASTM F 1677 for Mark II) [27] (Figure 5). Each test was repeated three times, and the average
procedure was followed using a previous slip-resistance standard test (ASTM F 1677 for Mark II) [27]
coefficient of friction was reported. The experimental measurements of the coefficient of friction were
(Figure 5). Each test was repeated three times, and the average coefficient of friction was reported. The
compared to their FE results.
experimental measurements of the coefficient of friction were compared to their FE results.

                           Figure 5. The configuration of the experiment and the specimens.
                           Figure 5. The configuration of the experiment and the specimens.
2.6. Experimental–Computational Correlation
2.6. Experimental–Computational Correlation
      The flowchart of the experimental–computational process is illustrated in Figure 6. The four types
      Thedesign
of tread   flowchart    of the
                  (straight      experimental–computational
                              stripe with 3 mm height, straightprocess     is illustrated
                                                                   stripe with             in Figure
                                                                                6 mm height,          6. The with
                                                                                               herringbone   four
types  of tread  design   (straight  stripe with 3 mm   height, straight stripe  with 6 mm   height,
3 mm height, and herringbone with 6 mm height) were first selected to compare their FE predicted     herringbone
with 3 to
results  mm theheight,   and herringbone
                experimental                  with positive
                                  data. As strong   6 mm height)     were between
                                                            correlations    first selected
                                                                                      the FEtoprediction
                                                                                               compare their   FE
                                                                                                          and the
predicted    results to the  experimental    data. As strong positive   correlations  between   the
mechanical testing measurement were found, the traction simulations of new designs, group two, were FE prediction
and the
then      mechanical testing measurement were found, the traction simulations of new designs, group
      conducted.
two, were then conducted.
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
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                            Figure 6. Flowchart of the experimental–computational process.
                            Figure
                            Figure 6. Flowchart of
                                   6. Flowchart of the
                                                   the experimental–computational
                                                       experimental–computational process.
                                                                                  process.
3. Results
3. Results
3. Results
3.1. FE Model Validation
3.1.
3.1. FE Model Validation
       The FE
      The     FEanalyses
                 analysesin  inthis
                                 thisresearch
                                      researchwere wereconducted
                                                          conducted   forfor the
                                                                           the    loading
                                                                                loading      response,
                                                                                          response,       mid-stance,
                                                                                                       mid-stance,    andand  push-
                                                                                                                           push-off
phases,The
off phases,  FE
           which analyses
                which
                    representin  this
                         represent    research
                                  the the    entire
                                        entire     were
                                                stance    conducted
                                                      stance
                                                          phase phase   for
                                                                   of aofgaitthe
                                                                           a gait loading
                                                                                    cycle.
                                                                               cycle.        response,
                                                                                        TheThe           mid-stance,
                                                                                                  experimental
                                                                                              experimental               and  push-
                                                                                                                   measurements
                                                                                                               measurements       of
off
the  phases,
of the
     coefficientwhich
          coefficient    represent
                         of friction
                    of friction        the
                                  for the    entire
                                         forfour     stance
                                              the testing
                                                    four        phasespecimens
                                                           testing
                                                             specimens of awere
                                                                             gait compared
                                                                                    cycle.
                                                                                     were The    experimental
                                                                                            compared
                                                                                                to  their to
                                                                                                          FE their measurements
                                                                                                                     FE predicted
                                                                                                               predicted   reaction
of  the group
reaction
force,    coefficient
             force,      of
                         Thefriction
                     group
                  one.         one.  The
                                predictedforpredicted
                                              the reaction
                                              FE    four FE
                                                          testing
                                                               forcesspecimens
                                                               reactioninforces
                                                                           groupinonewere
                                                                                      group compared
                                                                                          were one        tofound
                                                                                                     wereto
                                                                                                 found        their to
                                                                                                                     FEreasonably
                                                                                                             reasonably  predicted
                                                                                                                            comply
reaction
comply
with         force,
       the with      group    one.
                  the experimental
             experimental           The
                               measurement predicted
                                          measurement    FE   reaction    forces
                                                              of the coefficient
                                                   of the coefficient             in  group    one
                                                                                     of friction.
                                                                          of friction.               were   found
                                                                                                   Strong positive
                                                                                         Strong positive            to  reasonably
                                                                                                                       correlations
                                                                                                             correlations   existed
comply
between    with
existed between   the experimental
                       the reaction
             the reaction    force during measurement
                                         force  during
                                               the   entiretheofentire
                                                                 the coefficient
                                                              stance    stanceofphase
                                                                      phase          of gait
                                                                                   the  friction.
                                                                                          of cycle Strong
                                                                                              the gait      positive
                                                                                                        cycle
                                                                                                     in the       thecorrelations
                                                                                                             FEinanalysis
                                                                                                                        FE analysis
                                                                                                                           and the
existed
and thebetween
coefficient coefficienttheofreaction
               of friction    friction
                             in         force   during
                                                 testing:the
                                         in mechanical
                                 mechanical                 R  2entire
                                                             testing:  Rstance
                                                                 = 0.936         phase
                                                                         2 = 0.936
                                                                           at loading     of the gait
                                                                                     at loading
                                                                                         response,    Rcycle
                                                                                                   response,   in
                                                                                                                R2the
                                                                                                        2 = 0.920      FE analysis
                                                                                                                   =at0.920  at mid-
                                                                                                                       mid-stance,
and   the
      R =
stance,
and     2   coefficient
           and            of
                 R =at0.935
                  2
              0.935           friction   in
                               at push-off
                        push-off            mechanical
                                    (Figure(Figure
                                               7).       7). testing:  R 2 = 0.936 at loading response, R2 = 0.920 at mid-

stance, and R2 = 0.935 at push-off (Figure 7).

      Figure
      Figure 7.      relationship between
             7. The relationship  between the FE predicted ground reaction force of group one and  and the
                                                                                                       the
      Figure 7. The
      experimentallyrelationship
                     measured     between
                                coefficient the
                                            of   FE   predicted
                                               friction.
      experimentally measured coefficient of friction.          ground reaction force of group one and the
      experimentally measured coefficient of friction.
3.2. Traction Performance Evaluation of Group One
3.2. Traction Performance Evaluation of Group One
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Appl. Sci. 2020, 10, 1672                                                                                            8 of 13

Appl. Sci. 2020, 10, x FOR PEER REVIEW                                                                               8 of 12
3.2. Traction Performance Evaluation of Group One
      The reaction
      The   reaction force
                        force of of the
                                    the four
                                         four types
                                                 types of
                                                        of straight
                                                           straight stripe
                                                                      stripe and
                                                                             and herringbone
                                                                                   herringbone tread
                                                                                                  tread pattern
                                                                                                        pattern design
                                                                                                                  design in
                                                                                                                          in
group   one   is shown     in  Figure   7. It is  observed   that  G1_S_Height-3     had  the lowest
group one is shown in Figure 7. It is observed that G1_S_Height-3 had the lowest value reaction force value  reaction  force
during the
during   theentire
                entirestance
                         stance    phase
                                phase       of the
                                        of the   gait gait
                                                      cycle.cycle.  The results
                                                              The results  of the of  the reaction
                                                                                   reaction force in force in thedirection
                                                                                                     the moving     moving
direction    revealed    slightly    different    trends  between     the loading   response,   mid-stance,
revealed slightly different trends between the loading response, mid-stance, and push-off phases.             and  push-off
phases.
The       Thestripe
     straight    straight
                        tread stripe  tread
                                 pattern       pattern (G1_S_Height-3
                                           (G1_S_Height-3                     and G1_S_Height-6)
                                                                and G1_S_Height-6)                     had areaction
                                                                                         had a lower value     lower value
                                                                                                                       force
reaction    force   than    that   of  the   herringbone      tread   pattern   (G1_S_Width-10
than that of the herringbone tread pattern (G1_S_Width-10 and G1_S_Width-30) during the entire      and  G1_S_Width-30)
duringphase
stance   the entire
                 of thestance    phaseexcept
                          gait cycle,     of the gait   cycle, except foratG1_S_Height-6
                                                   for G1_S_Height-6                           at theThe
                                                                             the push-off phase.      push-off
                                                                                                         higherphase.
                                                                                                                  heightThe
                                                                                                                          of
higher height
straight  stripe of   straight stripe (G1_S_Height-6)
                   (G1_S_Height-6)         had a higher reaction had aforce
                                                                         higher  reaction
                                                                             during        force during
                                                                                      the entire         the entire
                                                                                                  stance phase        stance
                                                                                                                 of the gait
phase In
cycle.  of terms
            the gait   cycle.
                    of the       In width
                             tread   terms of     the tread width
                                              of herringbone,     the of  herringbone,
                                                                       results show thatthe   resultsvalue
                                                                                           a higher   showofthat   a higher
                                                                                                               tread  width
value  of  tread   width    had   a  higher    reaction  force  at  the
had a higher reaction force at the loading response and push-off phases.loading   response   and  push-off  phases.

3.3. Traction Performance Evaluation
     Traction Performance Evaluation of
                                     of Group
                                        Group Two
                                              Two
                represents the
      Figure 8 represents      the reaction
                                    reaction force
                                               force of
                                                     of the
                                                         the two
                                                              two commercially
                                                                   commercially available
                                                                                       available designs and the four
original designs in group two. The results of the reaction force in the moving direction revealed the
different trends
different  trendsbetween
                    betweenthe  theloading
                                    loadingresponse,
                                               response,mid-stance,
                                                            mid-stance,   and
                                                                        and     push-off
                                                                             push-off       phases.
                                                                                         phases.  TheThe  reaction
                                                                                                        reaction    force
                                                                                                                 force of
of the
the    commercially
    commercially        available
                     available       design
                                  design      G2_A
                                           G2_A     was
                                                   was     smallerthan
                                                        smaller     thanthat
                                                                          thatofofthe
                                                                                    theothers
                                                                                        othersin
                                                                                               inthe
                                                                                                  theloading
                                                                                                       loading response
     push-off phases,
and push-off    phases, and
                          and only
                                only slightly
                                      slightly higher
                                                higher than
                                                        than G2_C
                                                               G2_C inin the
                                                                         the mid-stance
                                                                             mid-stance phase.
                                                                                             phase. As compared with
the two commercially available designs, the reaction force of G2_B was greater than that of the G2_A
                     stance phase
during the entire stance     phase of  of the
                                          the gait
                                              gait cycle.
                                                   cycle. The four original designs showed similar results for
the reaction
     reaction force
               force at
                      at the
                          the loading
                               loading response
                                          response phase.
                                                     phase. Distinct from the results at the     the loading
                                                                                                      loading response
                                                                                                                response
phase, the
phase,  the wide
             wide straight
                    straight stripe and thin groove tread design in the front (G2_F)       (G2_F) had a higher
                                                                                                           higher value
                                                                                                                   value
reaction force
reaction  force than
                 than that
                       that of
                            of the
                                 the thin
                                     thin straight stripe and wide groove
                                                                        groove tread
                                                                                   tread design
                                                                                          design in the front
                                                                                                         front (G2_E)
                                                                                                               (G2_E) at
the push-off
     push-off and
               and mid-stance
                     mid-stance phases.
                                    phases. As the tread width was increased, the reaction force could be
increased, and
increased,   and this
                  this trend
                       trend can
                               can be
                                    be found
                                        found both
                                                both in
                                                      in the
                                                          the mechanical
                                                              mechanicaltesttestand
                                                                                  andthetheFE
                                                                                            FEanalysis.
                                                                                                analysis.

                                   Figure
                                   Figure 8. The reaction
                                          8. The reaction force
                                                          force chart
                                                                chart for
                                                                      for group
                                                                          group two.
                                                                                two.

3.4. The Correlation between Contact Area and Traction Performance
     The predictions for the real contact area where the outsole made contact with the ground surface
at push-off are presented in Figure 9. The results show the significant effect of tread pattern design
on the real contact area. Linear regression was used to establish the relationship between two
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
Appl. Sci. 2020, 10, 1672                                                                                                 9 of 13

3.4. The Correlation between Contact Area and Traction Performance
      The predictions for the real contact area where the outsole made contact with the ground surface
at push-off are presented in Figure 9. The results show the significant effect of tread pattern design on
      Appl. Sci. 2020, 10, x FOR PEER REVIEW                                                                           9 of 12
      Appl.contact
the real    Sci. 2020, area.
                       10, x FOR PEER REVIEW
                               Linear   regression was used to establish the relationship between two 9variables,        of 12

real contact
      variables,area   and
                    real     reaction
                          contact   areaforce.  As shown
                                         and reaction        in the
                                                          force.    linear regressions
                                                                 As shown  in the linear graphs    (Figure
                                                                                         regressions       10),(Figure
                                                                                                       graphs    strong10),
                                                                                                                          positive
      variables, real contact area and reaction force. As shown in the linear regressions graphs (Figure 10),
correlations     were    observed     between     the   reaction  force of the  ground   and   the  shoe–ground
      strong positive correlations were observed between the reaction force of the ground and the shoe–              real  contact
      strong positive correlations were observed between the reaction force of the ground and the shoe–
      ground real
area during
      ground real
                       contact area during
                 the entire
                       contactstance     phase
                                 area during
                                               the
                                               the
                                                    entire
                                                 ofentire   stance
                                                      the gait     phase
                                                                 cycle
                                                            stance
                                                                          of the
                                                                       in the
                                                                   phase
                                                                                 gait
                                                                               FEgait
                                                                          of the  analysis:
                                                                                      cycle in R = FE
                                                                                      cycle in the
                                                                                               the
                                                                                                    FE analysis:
                                                                                                    0.84         R = 0.84
                                                                                                         at loading
                                                                                                       analysis:
                                                                                                                            at
                                                                                                                       response,
                                                                                                                 R = 0.84   at
R = 0.76
      loading
            at    response, R and
               mid-stance,        = 0.76
                                       R  =
                                          at mid-stance,
                                             0.80  at       and R Overall,
                                                       push-off.   = 0.80 at push-off.
                                                                             a higher   Overall,
                                                                                        value    ashoe–ground
                                                                                                of  higher value ofreal
      loading response, R = 0.76 at mid-stance, and R = 0.80 at push-off. Overall, a higher value of shoe–
                                                                                                                      shoe–contact
      ground real contact
area could                       area  could have    a greater reaction force.
      groundhave       a greater
                 real contact       reaction
                                 area          force.
                                       could have    a greater reaction force.

                                     Figure 9. The predicted real contact area at push-off.
                                         9. 9.The
                                    Figure
                                  Figure       Thepredicted
                                                   predicted real contact
                                                                  contactarea
                                                                          areaatatpush-off.
                                                                                   push-off.

                   Figure     TheThe
                          10. 10.
                      Figure      relationship
                                     relationshipbetween
                                                  between ground  reactionforce
                                                          ground reaction   force and
                                                                                and   real
                                                                                    real   contact
                                                                                         contact area.area.
                       Figure 10. The relationship between ground reaction force and real contact area.

      4. Discussion
      4. Discussion
           The influence of oversimplified models and the lack of actual circumstances have been
           The influence of oversimplified models and the lack of actual circumstances have been
      underestimated in recent experimental research and simulation analysis of footwear traction [10, 28–
      underestimated in recent experimental research and simulation analysis of footwear traction [10, 28–
A Biomechanical Investigation of Athletic Footwear Traction Performance: Integration of Gait Analysis with Computational Simulation - MDPI
Appl. Sci. 2020, 10, 1672                                                                            10 of 13

4. Discussion
      The influence of oversimplified models and the lack of actual circumstances have been
underestimated in recent experimental research and simulation analysis of footwear traction [10,28–32].
For example, a simplified outsole pad model could lead to an overly constrained boundary condition.
The lack of actual loading conditions and shoe position lead to the inability to mimic human weight,
pressure distribution, and foot angle in normal gait. To the best of our knowledge, the model
development and FE analysis setting process in this research could improve the feasibility and
applicability of traction performance simulation.
      One of the most prominent features of this research was the automatic pressure application, which
could provide new insights for computational simulation. Instead of the built-in manual pressure
generator, the ANSYS ACT extension was used to create an automatic plantar pressure generator.
The manual pressure time settings were 4 h at the mid-stance phase, 2.5 h at the push-off phase, and 1 h
at the loading response phase. The automatic pressure application time was significantly reduced to
8 min at the mid-stance phase, 3 min at the push-off phase, and 50 s at the loading response phase. The
ANSYS ACT extension for the automatic plantar pressure generator is an efficient tool for mimicking
physiological loading conditions during the gait motion, and it is particularly advantageous to the
footwear industry, especially for customized products.
      Trend differences have been found between the reaction force calculation during the entire stance
phase of the gait in the FE analysis and the coefficients of friction measurements in the experimental
test. The trend differences could be caused by the shoe position, sliding direction, or loading condition.
The experimental test only considered the condition that the specimen was parallel with the ground
and slid in one direction under a load of 4.5 kg. To mimic the human gait motion, the contact angle
between the bottom of the shoe and the ground was 7◦ at the loading response phase and 7◦ at the
push-off phase. The footwear was parallel with the ground at the mid-stance phase. The foot angle
was 6◦ at all three phases. In terms of the ground sliding direction, the horizontal displacement of the
ground was from toe to heel at the loading response phase, and was from heel to toe at the push-off and
mid-stance phases. Instead of a uniform loading of 4.5 kg, the data of the dynamic plantar pressure
were used in the FE analysis. Therefore, the FE results of reaction force had different trends from the
experimental test.
      According to the classical Amontons–Coulomb friction law, the friction force is independent of
the apparent contact area [33]. However, this theory could only be correct at the macroscopic scale.
Previous research has proven that the real contact area between sliding surfaces plays a role in friction
at a microscopic scale, especially for an elastic material during sliding [34–36]. Some important aspects
may be gained from the graph of linear regressions shown in Figure 10. The higher value of the
shoe–ground real contact area could achieve a higher traction performance. Some of the results that
did not follow this observation perfectly could be caused by the geometry of the tread. When the
surfaces of ground and outsole tread push against one another, a shear force is needed to break the
adhesive bond of the contacting surfaces [37–39]. The geometry of the tread may have contributed to
the formation and strength of bonds, which could affect the results of the reaction force.
      The potential limitations of this research should be noted. Firstly, for the surface condition, neither
contamination conditions nor the roughness of the surface of the ground were tested. A dry and
flat concrete ground was applied in the FE model. Secondly, the loading condition in the FE model
was based on a single-subject dynamic plantar pressure measurement, and was applied to the insole.
Thirdly, the coefficient of friction between the outsole and the ground was fixed at 0.6, and the traction
performance was evaluated by comparing the horizontal reaction forces of the ground. Fourthly,
the ground reaction forces in the medial–lateral and superior–inferior directions were ignored, as we
considered the magnitudes of the friction force and ground reaction force in the anterior–posterior
direction to be equal. The friction types of the current analysis only focus on static friction. Finally,
the simplified testing specimens based on ASTM F 1677 were manufactured and used in the present
Appl. Sci. 2020, 10, 1672                                                                                        11 of 13

study. Further tests using the whole shoe specimens are needed to validate the numerical outcomes in
a future study.

5. Conclusions
      Evaluation is essential to quantifying the function of traction performance. The findings of this
research suggest that the real contact area and the structure of the outsole tread design influence the
traction performance of the shoe in dry conditions. This computational process provides a lower cost
and more time-efficient method evaluating traction performance in an actual-person situation during a
gait motion. This research can be applied to product development in the early design phases in the
footwear industry to improve product performance or achieve the goals of customized products.

Author Contributions: Conceptualization, K.-S.S., W.-C.H. and C.-C.H.; Formal analysis, S.-Y.J., J.-W.C., J.-C.Y.
and Y.-C.H.; Funding acquisition, K.-S.S. and C.-C.H.; Investigation, K.-S.S., S.-Y.J., C.-C.H., J.-W.C., J.-C.Y. and
Y.-C.H.; Methodology, W.-C.H. and C.-C.H.; Validation, K.-S.S., W.-C.H. and C.-C.H.; Writing–original draft, S.-Y.J.
and C.-C.H.; Writing–review & editing, K.-S.S., W.-C.H. and C.-C.H. All authors have read and agreed to the
published version of the manuscript.
Funding: This study was financially supported by the Shin Kong Wu Ho-Su Memorial Hospital Research Program
under Grant No. SKH-8302-106-DR-12.
Acknowledgments: The authors would like to express their appreciation for the supports from the Footwear &
Recreation Technology Research Institute (FRT, Taiwan, R.O.C.).
Conflicts of Interest: The authors declare no conflict of interest.

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